FORUM FUNDS
Page 3 of 574
Adam Harkness Small Cap Growth Fund
Proposed by
Issurer/Shareholder
Did Fund Cast
Vote on Matter
(Y/N)
How Vote
was Cast
(For/Against
Proposal or
Abstain)
Fund Vote
For/Against
Management
Elect Director Richard Emmett
Management
Yes
Withhold
Yes
09-Jul-13
Elect Director Richard Kunes
Management
Yes
For
No
351793104
09-Jul-13
Elect Director Richard Zannino
Management
Yes
Withhold
Yes
FRAN
351793104
09-Jul-13
Ratify Auditors
Management
Yes
For
No
GPOR
402635304
18-Jul-13
Management
Yes
For
No
ICLR
ICLR
G4705A100
G4705A100
22-Jul-13
22-Jul-13
Management
Management
Yes
Yes
For
For
No
No
Icon plc
Icon plc
ICLR
ICLR
G4705A100
G4705A100
22-Jul-13
22-Jul-13
Management
Management
Yes
Yes
For
For
No
No
Icon plc
ICLR
G4705A100
22-Jul-13
Management
Yes
For
No
Icon plc
ICLR
G4705A100
22-Jul-13
Management
Yes
For
No
Icon plc
ICLR
G4705A100
22-Jul-13
Management
Yes
For
No
Icon plc
ICLR
G4705A100
22-Jul-13
Management
Yes
For
No
Ignite Restaurant
Group, Inc.
Tile Shop Holdings,
Inc.
Tile Shop Holdings,
Inc.
Tile Shop Holdings,
Inc.
Tile Shop Holdings,
Inc.
Tile Shop Holdings,
Inc.
Tile Shop Holdings,
Inc.
Tile Shop Holdings,
Inc.
Mobile Mini, Inc.
IRG
451730105
23-Jul-13
Increase Authorized Common
Stock
Reelect Thomas Lynch as Director
Reelect Declan McKeon as
Director
Elect William Hall as Director
Accept Financial Statements and
Statutory Reports
Authorise Board to Fix
Remuneration of Auditors
Authorise Issuance of Equity or
Equity-Linked Securities with
Preemptive Rights
Authorise Issuance of Equity or
Equity-Linked Securities without
Preemptive Rights
Authorise Share Repurchase
Program
Amend Omnibus Stock Plan
Management
Yes
For
No
TTS
88677Q109
23-Jul-13
Elect Director Peter J. Jacullo III
Management
Yes
For
No
TTS
88677Q109
23-Jul-13
Elect Director Adam L. Suttin
Management
Yes
For
No
TTS
88677Q109
23-Jul-13
Ratify Auditors
Management
Yes
For
No
TTS
88677Q109
23-Jul-13
Approve Omnibus Stock Plan
Management
Yes
Against
Yes
TTS
88677Q109
23-Jul-13
Amend Omnibus Stock Plan
Management
Yes
For
No
TTS
88677Q109
23-Jul-13
Management
Yes
For
No
TTS
88677Q109
23-Jul-13
Management
Yes
60740F105
24-Jul-13
Management
Yes
One
Year
For
No
MINI
No
Mobile Mini, Inc.
MINI
60740F105
24-Jul-13
Management
Yes
For
No
Mobile Mini, Inc.
Mobile Mini, Inc.
MINI
MINI
60740F105
60740F105
24-Jul-13
24-Jul-13
Management
Management
Yes
Yes
For
Against
No
Yes
Mobile Mini, Inc.
The ExOne Company
The ExOne Company
The ExOne Company
The ExOne Company
The ExOne Company
The ExOne Company
The ExOne Company
The ExOne Company
The ExOne Company
Exar Corporation
Exar Corporation
Exar Corporation
Exar Corporation
Exar Corporation
Exar Corporation
Exar Corporation
Exar Corporation
Exar Corporation
MINI
XONE
XONE
XONE
XONE
XONE
XONE
XONE
XONE
XONE
EXAR
EXAR
EXAR
EXAR
EXAR
EXAR
EXAR
EXAR
EXAR
60740F105
302104104
302104104
302104104
302104104
302104104
302104104
302104104
302104104
302104104
300645108
300645108
300645108
300645108
300645108
300645108
300645108
300645108
300645108
24-Jul-13
19-Aug-13
19-Aug-13
19-Aug-13
19-Aug-13
19-Aug-13
19-Aug-13
19-Aug-13
19-Aug-13
19-Aug-13
05-Sep-13
05-Sep-13
05-Sep-13
05-Sep-13
05-Sep-13
05-Sep-13
05-Sep-13
05-Sep-13
05-Sep-13
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Against
For
For
For
For
For
For
For
For
Against
For
For
For
For
For
For
For
For
For
Yes
No
No
No
No
No
No
No
No
Yes
No
No
No
No
No
No
No
No
No
Stratasys Ltd.
SSYS
M85548101
12-Sep-13
Advisory Vote to Ratify Named
Executive Officers’ Compensation
Advisory Vote on Say on Pay
Frequency
Elect Director Frederick
McNamee, III
Elect Director Lawrence
Trachtenberg
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers’ Compensation
Amend Omnibus Stock Plan
Elect Director S. Kent Rockwell
Elect Director David J. Burns
Elect Director John Irvin
Elect Director Raymond J. Kilmer
Elect Director Victor Sellier
Elect Director Lloyd A. Semple
Elect Director Bonnie K. Wachtel
Ratify Auditors
Approve Omnibus Stock Plan
Elect Director Behrooz Abdi
Elect Director Izak Bencuya
Elect Director Louis DiNardo
Elect Director Pierre Guilbault
Elect Director Brian Hilton
Elect Director Richard L. Leza
Elect Director Gary Meyers
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers’ Compensation
Approve Compensation Policy for
the Directors and Officers of the
Management
Yes
For
No
CUSIP #
Shareholder
Meeting
Date
Proposal/Description of the Matter Voted
351793104
09-Jul-13
FRAN
351793104
FRAN
Exchange
Ticker
Symbol
Francesca’s Holding
Corporation
Francesca’s Holding
Corporation
Francesca’s Holding
Corporation
Francesca’s Holding
Corporation
Gulfport Energy
Corporation
Icon plc
Icon plc
FRAN
Issuer Name
file:///C:/Users/award/Desktop/d752343dnpx.htm
8/25/2014
FORUM FUNDS
Page 4 of 574
Stratasys Ltd.
SSYS
M85548101
12-Sep-13
InvenSense, Inc.
InvenSense, Inc.
InvenSense, Inc.
INVN
INVN
INVN
46123D205
46123D205
46123D205
13-Sep-13
13-Sep-13
13-Sep-13
InvenSense, Inc.
Integrated Device
Technology, Inc.
Integrated Device
Technology, Inc.
Integrated Device
Technology, Inc.
Integrated Device
Technology, Inc.
Integrated Device
Technology, Inc.
Integrated Device
Technology, Inc.
Integrated Device
Technology, Inc.
Integrated Device
Technology, Inc.
Integrated Device
Technology, Inc.
Integrated Device
Technology, Inc.
Integrated Device
Technology, Inc.
Integrated Device
Technology, Inc.
Home BancShares,
Inc.
Home BancShares,
Inc.
Infoblox Inc.
Infoblox Inc.
Infoblox Inc.
Acuity Brands, Inc.
Acuity Brands, Inc.
INVN
IDTI
46123D205
458118106
13-Sep-13
17-Sep-13
Company
Vote FOR if you are a controlling
shareholder or have a personal
interest in item; otherwise, vote
AGAINST. You may not abstain.
If you vote FOR, please provide an
explanation to your account
manager.
Elect Director R. Douglas Norby
Elect Director Tim Wilson
Approve Qualified Employee
Stock Purchase Plan
Ratify Auditors
Elect Director John Schofield
IDTI
458118106
17-Sep-13
IDTI
458118106
IDTI
Management
Yes
Against
No
Management
Management
Management
Yes
Yes
Yes
Withhold
Withhold
For
Yes
Yes
No
Management
Management
Yes
Yes
For
For
No
No
Elect Director Jeffrey McCreary
Management
Yes
For
No
17-Sep-13
Elect Director Umesh Padval
Management
Yes
For
No
458118106
17-Sep-13
Elect Director Gordon Parnell
Management
Yes
For
No
IDTI
458118106
17-Sep-13
Elect Director Donald Schrock
Management
Yes
For
No
IDTI
458118106
17-Sep-13
Elect Director Ron Smith
Management
Yes
For
No
IDTI
458118106
17-Sep-13
Management
Yes
For
No
IDTI
458118106
17-Sep-13
Elect Director Theodore L.
Tewksbury III
Elect Director Peter Feld
Management
Yes
For
No
IDTI
458118106
17-Sep-13
Elect Director Norman Taffe
Management
Yes
For
No
IDTI
458118106
17-Sep-13
Management
Yes
For
No
IDTI
458118106
17-Sep-13
Advisory Vote to Ratify Named
Executive Officers’ Compensation
Amend Omnibus Stock Plan
Management
Yes
For
No
IDTI
458118106
17-Sep-13
Ratify Auditors
Management
Yes
For
No
HOMB
436893200
23-Oct-13
Management
Yes
For
No
HOMB
436893200
23-Oct-13
Issue Shares in Connection with
Acquisition
Adjourn Meeting
Management
Yes
For
No
BLOX
BLOX
BLOX
AYI
AYI
45672H104
45672H104
45672H104
00508Y102
00508Y102
18-Dec-13
18-Dec-13
18-Dec-13
07-Jan-14
07-Jan-14
Management
Management
Management
Management
Management
Yes
Yes
Yes
Yes
Yes
For
For
For
For
For
No
No
No
No
No
Acuity Brands, Inc.
Acuity Brands, Inc.
Acuity Brands, Inc.
AYI
AYI
AYI
00508Y102
00508Y102
00508Y102
07-Jan-14
07-Jan-14
07-Jan-14
Management
Management
Management
Yes
Yes
Yes
For
For
For
No
No
No
Home BancShares,
Inc.
Home BancShares,
Inc.
Home BancShares,
Inc.
Home BancShares,
Inc.
Home BancShares,
Inc.
Home BancShares,
Inc.
Home BancShares,
Inc.
Home BancShares,
Inc.
Home BancShares,
Inc.
Home BancShares,
Inc.
Home BancShares,
Inc.
Home BancShares,
Inc.
Home BancShares,
Inc.
The Ryland Group,
Inc.
HOMB
436893200
17-Apr-14
Elect Director Richard E. Belluzzo
Elect Director Daniel J. Phelps
Ratify Auditors
Elect Director Gordon D. Harnett
Elect Director Robert F.
McCullough
Elect Director Dominic J. Pileggi
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers’ Compensation
Elect Director John W. Allison
Management
Yes
For
No
HOMB
436893200
17-Apr-14
Elect Director C. Randall Sims
Management
Yes
For
No
HOMB
436893200
17-Apr-14
Elect Director Randy E. Mayor
Management
Yes
For
No
HOMB
436893200
17-Apr-14
Elect Director Milburn Adams
Management
Yes
For
No
HOMB
436893200
17-Apr-14
Management
Yes
Withhold
Yes
HOMB
436893200
17-Apr-14
Elect Director Robert H. Adcock,
Jr.
Elect Director Richard H. Ashley
Management
Yes
For
No
HOMB
436893200
17-Apr-14
Elect Director Dale A. Bruns
Management
Yes
For
No
HOMB
436893200
17-Apr-14
Management
Yes
For
No
HOMB
436893200
17-Apr-14
Elect Director Richard A.
Buckheim
Elect Director Jack E. Engelkes
Management
Yes
For
No
HOMB
436893200
17-Apr-14
Elect Director James G. Hinkle
Management
Yes
For
No
HOMB
436893200
17-Apr-14
Elect Director Alex R. Lieblong
Management
Yes
For
No
HOMB
436893200
17-Apr-14
Management
Yes
For
No
HOMB
436893200
17-Apr-14
Advisory Vote to Ratify Named
Executive Officers’ Compensation
Ratify Auditors
Management
Yes
For
No
RYL
783764103
22-Apr-14
Elect Director William L. Jews
Management
Yes
For
No
file:///C:/Users/award/Desktop/d752343dnpx.htm
8/25/2014
FORUM FUNDS
The Ryland Group,
Inc.
The Ryland Group,
Inc.
The Ryland Group,
Inc.
The Ryland Group,
Inc.
The Ryland Group,
Inc.
The Ryland Group,
Inc.
The Ryland Group,
Inc.
The Ryland Group,
Inc.
The Ryland Group,
Inc.
AMN Healthcare
Services, Inc.
AMN Healthcare
Services, Inc.
AMN Healthcare
Services, Inc.
AMN Healthcare
Services, Inc.
AMN Healthcare
Services, Inc.
AMN Healthcare
Services, Inc.
AMN Healthcare
Services, Inc.
AMN Healthcare
Services, Inc.
AMN Healthcare
Services, Inc.
AMN Healthcare
Services, Inc.
MGIC Investment
Corporation
MGIC Investment
Corporation
MGIC Investment
Corporation
MGIC Investment
Corporation
MGIC Investment
Corporation
MGIC Investment
Corporation
MGIC Investment
Corporation
MGIC Investment
Corporation
MGIC Investment
Corporation
MGIC Investment
Corporation
MGIC Investment
Corporation
MGIC Investment
Corporation
COGNEX
CORPORATION
COGNEX
CORPORATION
COGNEX
CORPORATION
COGNEX
CORPORATION
COGNEX
CORPORATION
Mobile Mini, Inc.
Mobile Mini, Inc.
Mobile Mini, Inc.
Mobile Mini, Inc.
RetailMeNot, Inc.
RetailMeNot, Inc.
Page 5 of 574
RYL
783764103
22-Apr-14
Elect Director Ned Mansour
Management
Yes
For
No
RYL
783764103
22-Apr-14
Elect Director Robert E. Mellor
Management
Yes
For
No
RYL
783764103
22-Apr-14
Elect Director Norman J. Metcalfe
Management
Yes
For
No
RYL
783764103
22-Apr-14
Elect Director Larry T. Nicholson
Management
Yes
For
No
RYL
783764103
22-Apr-14
Elect Director Charlotte St. Martin
Management
Yes
For
No
RYL
783764103
22-Apr-14
Elect Director Thomas W. Toomey
Management
Yes
For
No
RYL
783764103
22-Apr-14
Management
Yes
For
No
RYL
783764103
22-Apr-14
Management
Yes
For
No
RYL
783764103
22-Apr-14
Elect Director Robert G. van
Schoonenberg
Advisory Vote to Ratify Named
Executive Officers’ Compensation
Ratify Auditors
Management
Yes
For
No
AHS
001744101
23-Apr-14
Elect Director Mark G. Foletta
Management
Yes
For
No
AHS
001744101
23-Apr-14
Elect Director R. Jeffrey Harris
Management
Yes
For
No
AHS
001744101
23-Apr-14
Elect Director Michael M.E. Johns
Management
Yes
For
No
AHS
001744101
23-Apr-14
Elect Director Martha H. Marsh
Management
Yes
For
No
AHS
001744101
23-Apr-14
Elect Director Susan R. Salka
Management
Yes
For
No
AHS
001744101
23-Apr-14
Elect Director Andrew M. Stern
Management
Yes
For
No
AHS
001744101
23-Apr-14
Elect Director Paul E. Weaver
Management
Yes
For
No
AHS
001744101
23-Apr-14
Elect Director Douglas D. Wheat
Management
Yes
For
No
AHS
001744101
23-Apr-14
Management
Yes
For
No
AHS
001744101
23-Apr-14
Advisory Vote to Ratify Named
Executive Officers’ Compensation
Ratify Auditors
Management
Yes
For
No
MTG
552848103
24-Apr-14
Elect Director Daniel A. Arrigoni
Management
Yes
For
No
MTG
552848103
24-Apr-14
Elect Director Cassandra C. Carr
Management
Yes
For
No
MTG
552848103
24-Apr-14
Elect Director C. Edward Chaplin
Management
Yes
For
No
MTG
552848103
24-Apr-14
Elect Director Curt S. Culver
Management
Yes
For
No
MTG
552848103
24-Apr-14
Elect Director Timothy A. Holt
Management
Yes
For
No
MTG
552848103
24-Apr-14
Management
Yes
For
No
MTG
552848103
24-Apr-14
Elect Director Kenneth M.
Jastrow, II
Elect Director Michael E. Lehman
Management
Yes
For
No
MTG
552848103
24-Apr-14
Management
Yes
For
No
MTG
552848103
24-Apr-14
Elect Director Donald T.
Nicolaisen
Elect Director Gary A. Poliner
Management
Yes
For
No
MTG
552848103
24-Apr-14
Elect Director Mark M. Zandi
Management
Yes
For
No
MTG
552848103
24-Apr-14
Management
Yes
Against
Yes
MTG
552848103
24-Apr-14
Advisory Vote to Ratify Named
Executive Officers’ Compensation
Ratify Auditors
Management
Yes
For
No
CGNX
192422103
29-Apr-14
Elect Director Robert J. Shillman
Management
Yes
For
No
CGNX
192422103
29-Apr-14
Elect Director Theodor Krantz
Management
Yes
For
No
CGNX
192422103
29-Apr-14
Elect Director J. Bruce Robinson
Management
Yes
For
No
CGNX
192422103
29-Apr-14
Management
Yes
For
No
CGNX
192422103
29-Apr-14
Advisory Vote to Ratify Named
Executive Officers’ Compensation
Ratify Auditors
Management
Yes
For
No
MINI
MINI
MINI
MINI
60740F105
60740F105
60740F105
60740F105
30-Apr-14
30-Apr-14
30-Apr-14
30-Apr-14
Management
Management
Management
Management
Yes
Yes
Yes
Yes
For
For
For
For
No
No
No
No
SALE
SALE
76132B106
76132B106
30-Apr-14
30-Apr-14
Elect Director Michael L. Watts
Elect Director Erik Olsson
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers’ Compensation
Elect Director C. Thomas Ball
Elect Director Jeffrey M. Crowe
Management
Management
Yes
Yes
For
For
No
No
file:///C:/Users/award/Desktop/d752343dnpx.htm
8/25/2014
FORUM FUNDS
RetailMeNot, Inc.
FIESTA
RESTAURANT
GROUP, INC.
FIESTA
RESTAURANT
GROUP, INC.
FIESTA
RESTAURANT
GROUP, INC.
FIESTA
RESTAURANT
GROUP, INC.
FIESTA
RESTAURANT
GROUP, INC.
FIESTA
RESTAURANT
GROUP, INC.
THE BANCORP,
INC.
THE BANCORP,
INC.
THE BANCORP,
INC.
THE BANCORP,
INC.
THE BANCORP,
INC.
THE BANCORP,
INC.
THE BANCORP,
INC.
THE BANCORP,
INC.
THE BANCORP,
INC.
THE BANCORP,
INC.
THE BANCORP,
INC.
THE BANCORP,
INC.
THE BANCORP,
INC.
Page 6 of 574
SALE
FRGI
76132B106
31660B101
30-Apr-14 Ratify Auditors
01-May-14 Elect Director Barry J. Alperin
Management
Management
Yes
Yes
For
For
No
No
FRGI
31660B101
01-May-14 Elect Director Stephen P. Elker
Management
Yes
For
No
FRGI
31660B101
01-May-14 Elect Director Brian P. Friedman
Management
Yes
Withhold
Yes
FRGI
31660B101
01-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
Management
Yes
For
No
FRGI
31660B101
01-May-14 Advisory Vote on Say on Pay
Frequency
Management
Yes
One
Year
No
FRGI
31660B101
01-May-14 Ratify Auditors
Management
Yes
For
No
TBBK
05969A105
01-May-14 Elect Director Betsy Z. Cohen
Management
Yes
For
No
TBBK
05969A105
01-May-14 Elect Director Daniel G. Cohen
Management
Yes
For
No
TBBK
05969A105
01-May-14 Elect Director Walter T. Beach
Management
Yes
For
No
TBBK
05969A105
01-May-14 Elect Director Michael J. Bradley
Management
Yes
For
No
TBBK
05969A105
01-May-14 Elect Director John C. Chrystal
Management
Yes
For
No
TBBK
05969A105
01-May-14 Elect Director Hersh Kozlov
Management
Yes
For
No
TBBK
05969A105
01-May-14 Elect Director Matthew Cohn
Management
Yes
For
No
TBBK
05969A105
01-May-14 Elect Director William H. Lamb
Management
Yes
For
No
TBBK
05969A105
Management
Yes
For
No
TBBK
05969A105
Management
Yes
For
No
TBBK
05969A105
01-May-14 Elect Director Frank M.
Mastrangelo
01-May-14 Elect Director James J. McEntee,
III
01-May-14 Elect Director Mei-Mei Tuan
Management
Yes
For
No
TBBK
05969A105
Management
Yes
For
No
TBBK
05969A105
01-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
01-May-14 Ratify Auditors
Management
Yes
For
No
file:///C:/Users/award/Desktop/d752343dnpx.htm
8/25/2014
FORUM FUNDS
Issuer Name
Page 7 of 574
Proposed by
Issurer/Shareholder
Did Fund Cast
Vote on Matter
(Y/N)
How Vote
was Cast
(For/Against
Proposal or
Abstain)
Fund Vote
For/Against
Management
02-May-14 Elect Director H. Eugene Lockhart
Management
Yes
For
No
447462102
02-May-14 Elect Director George E. Massaro
Management
Yes
For
No
HURN
447462102
02-May-14 Amend Omnibus Stock Plan
Management
Yes
For
No
HURN
447462102
02-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
02-May-14 Ratify Auditors
Management
Yes
For
No
Management
Yes
For
No
Exchange
Ticker
Symbol
CUSIP #
HURN
447462102
HURN
Shareholder
Meeting
Date
Proposal/Description of the Matter Voted
Huron Consulting
Group Inc.
Huron Consulting
Group Inc.
Huron Consulting
Group Inc.
Huron Consulting
Group Inc.
Huron Consulting
Group Inc.
Marchex, Inc.
Marchex, Inc.
Marchex, Inc.
HURN
447462102
MCHX
MCHX
MCHX
Management
Management
Management
Yes
Yes
Yes
For
For
For
No
No
No
Marchex, Inc.
Marchex, Inc.
Marchex, Inc.
Marchex, Inc.
MCHX
MCHX
MCHX
MCHX
Management
Management
Management
Management
Yes
Yes
Yes
Yes
For
For
For
For
No
No
No
No
Marchex, Inc.
MCHX
Management
Yes
Management
Yes
One
Year
For
Yes
IBKC
56624R108 02-May-14 Elect Director Russell C. Horowitz
56624R108 02-May-14 Elect Director Dennis Cline
56624R108 02-May-14 Elect Director Anne DevereuxMills
56624R108 02-May-14 Elect Director Nicolas Hanauer
56624R108 02-May-14 Elect Director M. Wayne Wisehart
56624R108 02-May-14 Ratify Auditors
56624R108 02-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
56624R108 02-May-14 Advisory Vote on Say on Pay
Frequency
450828108 05-May-14 Elect Director Harry V. Barton, Jr.
IBKC
450828108
05-May-14 Elect Director E. Stewart Shea, III
Management
Yes
For
No
IBKC
450828108
05-May-14 Elect Director David H. Welch
Management
Yes
For
No
IBKC
450828108
05-May-14 Ratify Auditors
Management
Yes
For
No
IBKC
450828108
05-May-14 Amend Omnibus Stock Plan
Management
Yes
For
No
IBKC
450828108
Management
Yes
Against
Yes
ZINC
440694305
05-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
06-May-14 Elect Director Jack Shilling
Management
Yes
For
No
ZINC
440694305
Management
Yes
For
No
ZINC
440694305
06-May-14 Elect Director John C. van Roden,
Jr.
06-May-14 Ratify Auditors
Management
Yes
For
No
ZINC
440694305
IBERIABANK
Corporation
IBERIABANK
Corporation
IBERIABANK
Corporation
IBERIABANK
Corporation
IBERIABANK
Corporation
IBERIABANK
Corporation
Horsehead Holding
Corp.
Horsehead Holding
Corp.
Horsehead Holding
Corp.
Horsehead Holding
Corp.
Imperva, Inc.
Imperva, Inc.
Imperva, Inc.
Imperva, Inc.
The Middleby
Corporation
The Middleby
Corporation
The Middleby
Corporation
The Middleby
Corporation
The Middleby
Corporation
The Middleby
Corporation
The Middleby
Corporation
The Middleby
Corporation
The Middleby
Corporation
The Middleby
Corporation
Veeco Instruments Inc.
Veeco Instruments Inc.
Veeco Instruments Inc.
Veeco Instruments Inc.
Advanced Energy
Industries, Inc.
Advanced Energy
No
Management
Yes
For
No
IMPV
IMPV
IMPV
IMPV
MIDD
06-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
45321L100 06-May-14 Elect Director Shlomo Kramer
45321L100 06-May-14 Elect Director Albert A. Pimentel
45321L100 06-May-14 Elect Director James R. Tolonen
45321L100 06-May-14 Ratify Auditors
596278101 06-May-14 Elect Director Selim A. Bassoul
Management
Management
Management
Management
Management
Yes
Yes
Yes
Yes
Yes
For
For
For
For
For
No
No
No
No
No
MIDD
596278101
06-May-14 Elect Director Sarah Palisi Chapin
Management
Yes
For
No
MIDD
596278101
06-May-14 Elect Director Robert B. Lamb
Management
Yes
For
No
MIDD
596278101
06-May-14 Elect Director John R. Miller, III
Management
Yes
For
No
MIDD
596278101
06-May-14 Elect Director Gordon O’Brien
Management
Yes
For
No
MIDD
596278101
06-May-14 Elect Director Philip G. Putnam
Management
Yes
For
No
MIDD
596278101
06-May-14 Elect Director Sabin C. Streeter
Management
Yes
For
No
MIDD
596278101
Management
Yes
Against
Yes
MIDD
596278101
Management
Yes
Against
Yes
MIDD
596278101
06-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
06-May-14 Increase Authorized Common
Stock
06-May-14 Ratify Auditors
Management
Yes
For
No
VECO
VECO
VECO
922417100
922417100
922417100
Management
Management
Management
Yes
Yes
Yes
For
For
Against
No
No
Yes
VECO
AEIS
922417100
007973100
06-May-14 Elect Director Gordon Hunter
06-May-14 Elect Director Peter J. Simone
06-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
06-May-14 Ratify Auditors
07-May-14 Elect Director Frederick A. Ball
Management
Management
Yes
Yes
For
For
No
No
AEIS
007973100
07-May-14 Elect Director Richard P. Beck
Management
Yes
For
No
file:///C:/Users/award/Desktop/d752343dnpx.htm
8/25/2014
FORUM FUNDS
Industries, Inc.
Advanced Energy
Industries, Inc.
Advanced Energy
Industries, Inc.
Advanced Energy
Industries, Inc.
Advanced Energy
Industries, Inc.
Advanced Energy
Industries, Inc.
Advanced Energy
Industries, Inc.
Advanced Energy
Industries, Inc.
Gentherm
Incorporated
Gentherm
Incorporated
Gentherm
Incorporated
Gentherm
Incorporated
Gentherm
Incorporated
Gentherm
Incorporated
Gentherm
Incorporated
Gentherm
Incorporated
Gentherm
Incorporated
Gentherm
Incorporated
Gentherm
Incorporated
LifeLock, Inc.
LifeLock, Inc.
LifeLock, Inc.
Penn Virginia
Corporation
Penn Virginia
Corporation
Penn Virginia
Corporation
Penn Virginia
Corporation
Penn Virginia
Corporation
Penn Virginia
Corporation
Penn Virginia
Corporation
Penn Virginia
Corporation
Buffalo Wild Wings,
Inc.
Buffalo Wild Wings,
Inc.
Buffalo Wild Wings,
Inc.
Buffalo Wild Wings,
Inc.
Buffalo Wild Wings,
Inc.
Buffalo Wild Wings,
Inc.
Buffalo Wild Wings,
Inc.
Buffalo Wild Wings,
Inc.
Buffalo Wild Wings,
Inc.
Swift Transportation
Company
Swift Transportation
Company
Page 8 of 574
AEIS
007973100
07-May-14 Elect Director Garry W. Rogerson
Management
Yes
For
No
AEIS
007973100
07-May-14 Elect Director Edward C. Grady
Management
Yes
For
No
AEIS
007973100
07-May-14 Elect Director Terry Hudgens
Management
Yes
For
No
AEIS
007973100
07-May-14 Elect Director Thomas M. Rohrs
Management
Yes
For
No
AEIS
007973100
07-May-14 Ratify Auditors
Management
Yes
For
No
AEIS
007973100
Management
Yes
For
No
Management
Yes
For
No
THRM
07-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
007973100 07-May-14 Amend Executive Incentive Bonus
Plan
37253A103 07-May-14 Elect Director Lewis Booth
Management
Yes
For
No
THRM
37253A103 07-May-14 Elect Director Francois J. Castaing
Management
Yes
For
No
THRM
37253A103 07-May-14 Elect Director Daniel R. Coker
Management
Yes
For
No
THRM
37253A103 07-May-14 Elect Director Sophie Desormiere
Management
Yes
For
No
THRM
Management
Yes
For
No
THRM
37253A103 07-May-14 Elect Director Maurice E.P.
Gunderson
37253A103 07-May-14 Elect Director Oscar B. Marx, III
Management
Yes
For
No
THRM
37253A103 07-May-14 Elect Director Carlos E. Mazzorin
Management
Yes
For
No
THRM
37253A103 07-May-14 Elect Director Franz Scherer
Management
Yes
For
No
THRM
37253A103 07-May-14 Elect Director Byron T. Shaw, II
Management
Yes
For
No
THRM
37253A103 07-May-14 Ratify Auditors
Management
Yes
For
No
THRM
37253A103 07-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
53224V100 07-May-14 Elect Director Albert A. (Rocky)
Pimentel
53224V100 07-May-14 Elect Director Thomas J. Ridge
53224V100 07-May-14 Ratify Auditors
707882106 07-May-14 Elect Director John U. Clarke
Management
Yes
For
No
Management
Yes
Withhold
Yes
Management
Management
Management
Yes
Yes
Yes
Withhold
For
For
Yes
No
No
PVA
707882106
Management
Yes
For
No
PVA
707882106
07-May-14 Elect Director Edward B. Cloues,
II
07-May-14 Elect Director Steven W. Krablin
Management
Yes
For
No
PVA
707882106
07-May-14 Elect Director Marsha R. Perelman
Management
Yes
For
No
PVA
707882106
07-May-14 Elect Director H. Baird Whitehead
Management
Yes
For
No
PVA
707882106
07-May-14 Elect Director Gary K. Wright
Management
Yes
For
No
PVA
707882106
Management
Yes
For
No
PVA
707882106
07-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
07-May-14 Ratify Auditors
Management
Yes
For
No
BWLD
119848109
08-May-14 Elect Director Sally J. Smith
Management
Yes
For
No
BWLD
119848109
08-May-14 Elect Director J. Oliver Maggard
Management
Yes
For
No
BWLD
119848109
08-May-14 Elect Director James M. Damian
Management
Yes
For
No
BWLD
119848109
08-May-14 Elect Director Dale M. Applequist
Management
Yes
For
No
BWLD
119848109
08-May-14 Elect Director Warren E. Mack
Management
Yes
For
No
BWLD
119848109
08-May-14 Elect Director Michael P. Johnson
Management
Yes
For
No
BWLD
119848109
08-May-14 Elect Director Jerry R. Rose
Management
Yes
For
No
BWLD
119848109
Management
Yes
For
No
BWLD
119848109
08-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
08-May-14 Ratify Auditors
Management
Yes
For
No
SWFT
87074U101 08-May-14 Elect Director Jerry Moyes
Management
Yes
For
No
SWFT
87074U101 08-May-14 Elect Director Richard H. Dozer
Management
Yes
Withhold
Yes
AEIS
LOCK
LOCK
LOCK
PVA
file:///C:/Users/award/Desktop/d752343dnpx.htm
8/25/2014
FORUM FUNDS
Swift Transportation
Company
Swift Transportation
Company
Swift Transportation
Company
Swift Transportation
Company
Swift Transportation
Company
Page 9 of 574
SWFT
87074U101 08-May-14 Elect Director David VanderPloeg
Management
Yes
Withhold
Yes
SWFT
87074U101 08-May-14 Elect Director Glenn Brown
Management
Yes
Withhold
Yes
SWFT
87074U101 08-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
87074U101 08-May-14 Approve Omnibus Stock Plan
Management
Yes
For
No
Management
Yes
For
No
Share
Holder
Yes
For
Yes
SWFT
87074U101 08-May-14 Approve Recapitalization Plan for
all Stock to Have One-vote per
Share
87074U101 08-May-14 Ratify Auditors
Management
Yes
For
No
ECOM
159179100
09-May-14 Elect Director Robert C. Hower
Management
Yes
For
No
ECOM
159179100
09-May-14 Elect Director M. Scot Wingo
Management
Yes
For
No
ECOM
159179100
09-May-14 Ratify Auditors
Management
Yes
For
No
RNET
RNET
RNET
RNET
RNET
RNET
RNET
RNET
766582100
766582100
766582100
766582100
766582100
766582100
766582100
766582100
09-May-14
09-May-14
09-May-14
09-May-14
09-May-14
09-May-14
09-May-14
09-May-14
Management
Management
Management
Management
Management
Management
Management
Management
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
For
For
For
For
For
For
For
For
No
No
No
No
No
No
No
No
RigNet, Inc.
RigNet, Inc.
RigNet, Inc.
RNET
RNET
RNET
766582100
766582100
766582100
09-May-14
09-May-14
09-May-14
Management
Management
Management
Yes
Yes
Yes
For
For
For
No
No
No
Halozyme
Therapeutics, Inc.
Halozyme
Therapeutics, Inc.
Halozyme
Therapeutics, Inc.
Halozyme
Therapeutics, Inc.
Halozyme
Therapeutics, Inc.
Wright Medical
Group, Inc.
Wright Medical
Group, Inc.
Wright Medical
Group, Inc.
Wright Medical
Group, Inc.
Wright Medical
Group, Inc.
Wright Medical
Group, Inc.
Wright Medical
Group, Inc.
Wright Medical
Group, Inc.
Wright Medical
Group, Inc.
Wright Medical
Group, Inc.
Wright Medical
Group, Inc.
Wright Medical
Group, Inc.
Del Frisco’s
Restaurant Group,
Inc.
Del Frisco’s
Restaurant Group,
Inc.
Del Frisco’s
Restaurant Group,
Inc.
ELECTRONICS FOR
IMAGING, INC.
ELECTRONICS FOR
IMAGING, INC.
HALO
40637H109 13-May-14
Management
Yes
For
No
HALO
40637H109 13-May-14 Elect Director Kenneth J. Kelley
Management
Yes
For
No
HALO
40637H109 13-May-14 Elect Director Matthew L. Posard
Management
Yes
For
No
HALO
Management
Yes
For
No
HALO
40637H109 13-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
40637H109 13-May-14 Ratify Auditors
Management
Yes
For
No
WMGI
98235T107
13-May-14 Elect Director Gary D. Blackford
Management
Yes
For
No
WMGI
98235T107
13-May-14 Elect Director Martin J. Emerson
Management
Yes
For
No
WMGI
98235T107
Management
Yes
For
No
WMGI
98235T107
13-May-14 Elect Director Lawrence W.
Hamilton
13-May-14 Elect Director Ronald K. Labrum
Management
Yes
For
No
WMGI
98235T107
13-May-14 Elect Director John L. Miclot
Management
Yes
For
No
WMGI
98235T107
13-May-14 Elect Director Robert J. Palmisano
Management
Yes
For
No
WMGI
98235T107
13-May-14 Elect Director Amy S. Paul
Management
Yes
For
No
WMGI
98235T107
13-May-14 Elect Director Robert J. Quillinan
Management
Yes
For
No
WMGI
98235T107
13-May-14 Elect Director David D. Stevens
Management
Yes
For
No
WMGI
98235T107
13-May-14 Elect Director Douglas G. Watson
Management
Yes
For
No
WMGI
98235T107
Management
Yes
For
No
WMGI
98235T107
13-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
13-May-14 Ratify Auditors
Management
Yes
For
No
DFRG
245077102
14-May-14 Elect Director David B. Barr
Management
Yes
For
No
DFRG
245077102
14-May-14 Elect Director William Lamar, Jr.
Management
Yes
For
No
DFRG
245077102
14-May-14 Ratify Auditors
Management
Yes
For
No
EFII
286082102
14-May-14 Elect Director Eric Brown
Management
Yes
For
No
EFII
286082102
14-May-14 Elect Director Gill Cogan
Management
Yes
For
No
Swift Transportation
Company
ChannelAdvisor
Corporation
ChannelAdvisor
Corporation
ChannelAdvisor
Corporation
RigNet, Inc.
RigNet, Inc.
RigNet, Inc.
RigNet, Inc.
RigNet, Inc.
RigNet, Inc.
RigNet, Inc.
RigNet, Inc.
SWFT
SWFT
Elect Director James H. Browning
Elect Director Mattia Caprioli
Elect Director Charles L. Davis
Elect Director Kevin Mulloy
Elect Director Kevin J. O’Hara
Elect Director Keith Olsen
Elect Director Mark B. Slaughter
Elect Director Brent K.
Whittington
Elect Director Ditlef de Vibe
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers’ Compensation
Elect Director Kathryn E. Falberg
file:///C:/Users/award/Desktop/d752343dnpx.htm
8/25/2014
FORUM FUNDS
ELECTRONICS FOR
IMAGING, INC.
ELECTRONICS FOR
IMAGING, INC.
ELECTRONICS FOR
IMAGING, INC.
ELECTRONICS FOR
IMAGING, INC.
ELECTRONICS FOR
IMAGING, INC.
ELECTRONICS FOR
IMAGING, INC.
Insulet Corporation
Insulet Corporation
Insulet Corporation
Insulet Corporation
Insulet Corporation
USG Corporation
USG Corporation
Page 10 of 574
EFII
286082102
14-May-14 Elect Director Guy Gecht
Management
Yes
For
No
EFII
286082102
14-May-14 Elect Director Thomas Georgens
Management
Yes
For
No
EFII
286082102
Management
Yes
For
No
EFII
286082102
14-May-14 Elect Director Richard A.
Kashnow
14-May-14 Elect Director Dan Maydan
Management
Yes
For
No
EFII
286082102
Management
Yes
For
No
EFII
286082102
14-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
14-May-14 Ratify Auditors
Management
Yes
For
No
PODD
PODD
PODD
PODD
45784P101
45784P101
45784P101
45784P101
14-May-14
14-May-14
14-May-14
14-May-14
Management
Management
Management
Management
Yes
Yes
Yes
Yes
For
For
For
For
No
No
No
No
PODD
USG
USG
45784P101
903293405
903293405
14-May-14
14-May-14
14-May-14
Management
Management
Management
Yes
Yes
Yes
For
For
For
No
No
No
USG Corporation
USG Corporation
USG Corporation
USG Corporation
USG
USG
USG
USG
903293405
903293405
903293405
903293405
14-May-14
14-May-14
14-May-14
14-May-14
Management
Management
Management
Management
Yes
Yes
Yes
Yes
For
For
For
For
No
No
No
No
KNIGHT
TRANSPORTATION,
INC.
KNIGHT
TRANSPORTATION,
INC.
KNIGHT
TRANSPORTATION,
INC.
KNIGHT
TRANSPORTATION,
INC.
KNIGHT
TRANSPORTATION,
INC.
TASER International,
Inc.
TASER International,
Inc.
TASER International,
Inc.
TASER International,
Inc.
TASER International,
Inc.
H&E Equipment
Services, Inc.
H&E Equipment
Services, Inc.
H&E Equipment
Services, Inc.
H&E Equipment
Services, Inc.
H&E Equipment
Services, Inc.
H&E Equipment
Services, Inc.
H&E Equipment
Services, Inc.
H&E Equipment
Services, Inc.
H&E Equipment
Services, Inc.
H&E Equipment
Services, Inc.
Power Integrations,
Inc.
Power Integrations,
Inc.
Power Integrations,
Inc.
Power Integrations,
Inc.
KNX
499064103
15-May-14
Elect Director Sally Crawford
Elect Director Regina Sommer
Elect Director Joseph Zakrzewski
Advisory Vote to Ratify Named
Executive Officers’ Compensation
Ratify Auditors
Elect Director Matthew Carter Jr.
Elect Director Gretchen R.
Haggerty
Elect Director Richard P. Lavin
Elect Director James S. Metcalf
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers’ Compensation
Elect Director Donald A. Bliss
Management
Yes
Withhold
Yes
KNX
499064103
15-May-14 Elect Director Richard C. Kraemer
Management
Yes
Withhold
Yes
KNX
499064103
15-May-14 Elect Director Richard J. Lehmann
Management
Yes
Withhold
Yes
KNX
499064103
15-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
Management
Yes
For
No
KNX
499064103
15-May-14 Ratify Auditors
Management
Yes
For
No
TASR
87651B104 15-May-14 Elect Director Patrick W. Smith
Management
Yes
For
No
TASR
87651B104 15-May-14 Elect Director Mark W. Kroll
Management
Yes
For
No
TASR
87651B104 15-May-14 Elect Director Judy Martz
Management
Yes
For
No
TASR
Management
Yes
For
No
TASR
87651B104 15-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
87651B104 15-May-14 Ratify Auditors
Management
Yes
For
No
HEES
404030108
16-May-14 Elect Director Gary W. Bagley
Management
Yes
For
No
HEES
404030108
16-May-14 Elect Director John M. Engquist
Management
Yes
For
No
HEES
404030108
16-May-14 Elect Director Paul N. Arnold
Management
Yes
For
No
HEES
404030108
Management
Yes
For
No
HEES
404030108
16-May-14 Elect Director Bruce C.
Bruckmann
16-May-14 Elect Director Patrick L. Edsell
Management
Yes
For
No
HEES
404030108
Management
Yes
For
No
HEES
404030108
Management
Yes
For
No
HEES
404030108
16-May-14 Elect Director Thomas J. Galligan,
III
16-May-14 Elect Director Lawrence C.
Karlson
16-May-14 Elect Director John T. Sawyer
Management
Yes
For
No
HEES
404030108
16-May-14 Ratify Auditors
Management
Yes
For
No
HEES
404030108
Management
Yes
For
No
POWI
739276103
16-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
19-May-14 Elect Director Balu Balakrishnan
Management
Yes
For
No
POWI
739276103
19-May-14 Elect Director Alan D. Bickell
Management
Yes
For
No
POWI
739276103
Management
Yes
For
No
POWI
739276103
19-May-14 Elect Director Nicholas E.
Brathwaite
19-May-14 Elect Director William George
Management
Yes
For
No
file:///C:/Users/award/Desktop/d752343dnpx.htm
8/25/2014
FORUM FUNDS
Power Integrations,
Inc.
Power Integrations,
Inc.
Power Integrations,
Inc.
Power Integrations,
Inc.
Power Integrations,
Inc.
Western Alliance
Bancorporation
Western Alliance
Bancorporation
Western Alliance
Bancorporation
Western Alliance
Bancorporation
Western Alliance
Bancorporation
Western Alliance
Bancorporation
Western Alliance
Bancorporation
Western Alliance
Bancorporation
Auxilium
Pharmaceuticals,
Inc.
Auxilium
Pharmaceuticals,
Inc.
Auxilium
Pharmaceuticals,
Inc.
Auxilium
Pharmaceuticals,
Inc.
Auxilium
Pharmaceuticals,
Inc.
Auxilium
Pharmaceuticals,
Inc.
Auxilium
Pharmaceuticals,
Inc.
Page 11 of 574
POWI
739276103
19-May-14 Elect Director Balakrishnan S. Iyer
Management
Yes
For
No
POWI
739276103
19-May-14 Elect Director E. Floyd Kvamme
Management
Yes
For
No
POWI
739276103
19-May-14 Elect Director Steven J. Sharp
Management
Yes
For
No
POWI
739276103
Management
Yes
For
No
POWI
739276103
19-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
19-May-14 Ratify Auditors
Management
Yes
For
No
WAL
957638109
20-May-14 Elect Director John P. Sande, III
Management
Yes
For
No
WAL
957638109
20-May-14 Elect Director Robert G. Sarver
Management
Yes
For
No
WAL
957638109
20-May-14 Elect Director Donald D. Snyder
Management
Yes
For
No
WAL
957638109
20-May-14 Elect Director Sung Won Sohn
Management
Yes
For
No
WAL
957638109
Management
Yes
For
No
WAL
957638109
20-May-14 Change State of Incorporation
[from Nevada to Delaware]
20-May-14 Amend Omnibus Stock Plan
Management
Yes
For
No
WAL
957638109
Management
Yes
For
No
WAL
957638109
20-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
20-May-14 Ratify Auditors
Management
Yes
For
No
AUXL
05334D107 21-May-14 Elect Director Rolf A. Classon
Management
Yes
For
No
AUXL
05334D107 21-May-14 Elect Director Adrian Adams
Management
Yes
For
No
AUXL
05334D107 21-May-14 Elect Director Peter C. Brandt
Management
Yes
For
No
AUXL
05334D107 21-May-14 Elect Director Oliver S. Fetzer
Management
Yes
For
No
AUXL
05334D107 21-May-14 Elect Director Paul A. Friedman
Management
Yes
For
No
AUXL
05334D107 21-May-14 Elect Director Nancy S. Lurker
Management
Yes
For
No
AUXL
05334D107 21-May-14 Elect Director William T. McKee
Management
Yes
For
No
file:///C:/Users/award/Desktop/d752343dnpx.htm
8/25/2014
FORUM FUNDS
Issuer Name
Page 12 of 574
Exchange
Ticker
Symbol
Auxilium Pharmaceuticals, AUXL
Inc.
Auxilium Pharmaceuticals, AUXL
Inc.
Auxilium Pharmaceuticals, AUXL
Inc.
Auxilium Pharmaceuticals, AUXL
Inc.
Basic Energy Services,
BAS
Inc.
Basic Energy Services,
BAS
Inc.
Basic Energy Services,
BAS
Inc.
Basic Energy Services,
BAS
Inc.
Basic Energy Services,
BAS
Inc.
Demandware, Inc.
DWRE
Demandware, Inc.
DWRE
Demandware, Inc.
DWRE
CUSIP #
Shareholder
Meeting
Date
How Vote
was Cast
Did Fund Cast (For/Against Fund Vote
Proposed by
Vote on Matter Proposal or For/Against
Proposal/Description of the Matter Voted Issurer/Shareholder
(Y/N)
Abstain)
Management
05334D107 21-May-14 Ratify Auditors
Management
Yes
For
No
05334D107 21-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
05334D107 21-May-14 Increase Authorized Common
Stock
05334D107 21-May-14 Amend Omnibus Stock Plan
Management
Yes
For
No
Management
Yes
For
No
Management
Yes
For
No
06985P100 21-May-14 Elect Director James S.
D’Agostino, Jr.
06985P100 21-May-14 Elect Director Kenneth V.
Huseman
06985P100 21-May-14 Elect Director Thomas P. Moore,
Jr.
06985P100 21-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
06985P100 21-May-14 Ratify Auditors
Management
Yes
For
No
Management
Yes
For
No
Management
Yes
For
No
Management
Yes
For
No
Management
Yes
For
No
Management
Management
Management
Yes
Yes
Yes
For
For
For
No
No
No
Management
Management
Management
Management
Yes
Yes
Yes
Yes
For
For
For
For
No
No
No
No
Management
Management
Yes
Yes
For
For
No
No
Management
Yes
For
No
Management
Management
Management
Management
Yes
Yes
Yes
Yes
For
For
For
For
No
No
No
No
Management
Management
Management
Management
Management
Yes
Yes
Yes
Yes
Yes
For
For
For
For
For
No
No
No
No
No
Management
Management
Management
Yes
Yes
Yes
For
Against
For
No
Yes
No
Demandware, Inc.
Fluidigm Corporation
Fluidigm Corporation
Fluidigm Corporation
DWRE
FLDM
FLDM
FLDM
Fluidigm Corporation
Kate Spade & Company
FLDM
KATE
Kate Spade & Company
KATE
Kate Spade & Company
Kate Spade & Company
Kate Spade & Company
Kate Spade & Company
KATE
KATE
KATE
KATE
Kate Spade & Company
Kate Spade & Company
Kate Spade & Company
Kate Spade & Company
Kate Spade & Company
KATE
KATE
KATE
KATE
KATE
Kate Spade & Company
Kate Spade & Company
Novadaq Technologies
Inc.
Novadaq Technologies
Inc.
Novadaq Technologies
Inc.
Novadaq Technologies
Inc.
Novadaq Technologies
Inc.
Novadaq Technologies
Inc.
Novadaq Technologies
Inc.
KATE
KATE
NDQ
24802Y105 21-May-14 Elect Director Charles F. Kane
24802Y105 21-May-14 Elect Director Stephan Schambach
24802Y105 21-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
24802Y105 21-May-14 Ratify Auditors
34385P108 21-May-14 Elect Director Patrick S. Jones
34385P108 21-May-14 Elect Director Evan Jones
34385P108 21-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
34385P108 21-May-14 Ratify Auditors
485865109 21-May-14 Elect Director Bernard W.
Aronson
485865109 21-May-14 Elect Director Lawrence S.
Benjamin
485865109 21-May-14 Elect Director Raul J. Fernandez
485865109 21-May-14 Elect Director Kenneth B. Gilman
485865109 21-May-14 Elect Director Nancy J. Karch
485865109 21-May-14 Elect Director Kenneth P.
Kopelman
485865109 21-May-14 Elect Director Kay Koplovitz
485865109 21-May-14 Elect Director Craig A. Leavitt
485865109 21-May-14 Elect Director Deborah J. Lloyd
485865109 21-May-14 Elect Director Doreen A. Toben
485865109 21-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
485865109 21-May-14 Ratify Auditors
485865109 21-May-14 Other Business
66987G102 21-May-14 Elect Director Arun Menawat
NDQ
66987G102 21-May-14 Elect Director Aaron Davidson
Management
Yes
For
No
NDQ
66987G102 21-May-14 Elect Director Anthony Griffiths
Management
Yes
For
No
NDQ
66987G102 21-May-14 Elect Director Harold O. Koch, Jr.
Management
Yes
For
No
NDQ
66987G102 21-May-14 Elect Director William A.
MacKinnon
66987G102 21-May-14 Elect Director Thomas Wellner
Management
Yes
For
No
Management
Yes
For
No
Management
Yes
For
No
Novadaq Technologies
Inc.
YELP INC.
YELP INC.
YELP INC.
YELP INC.
YELP INC.
NDQ
66987G102 21-May-14 Approve KPMG LLP as Auditors
and Authorize Board to Fix Their
Remuneration
66987G102 21-May-14 Re-approve Stock Option Plan
Management
Yes
Against
Yes
YELP
YELP
YELP
YELP
YELP
985817105
985817105
985817105
985817105
985817105
Management
Management
Management
Management
Management
Yes
Yes
Yes
Yes
Yes
For
For
For
For
For
No
No
No
No
No
ACHC
Elect Director Diane Irvine
Elect Director Max Levchin
Elect Director Mariam Naficy
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers’ Compensation
00404A109 22-May-14 Elect Director Wade D. Miquelon
Management
Yes
For
No
ACHC
00404A109 22-May-14 Elect Director William M. Petrie
Management
Yes
For
No
ACHC
00404A109 22-May-14 Elect Director Bruce A. Shear
Management
Yes
Withhold
Yes
Acadia Healthcare
Company, Inc.
Acadia Healthcare
Company, Inc.
Acadia Healthcare
NDQ
NDQ
21-May-14
21-May-14
21-May-14
21-May-14
21-May-14
file:///C:/Users/award/Desktop/d752343dnpx.htm
8/25/2014
FORUM FUNDS
Company, Inc.
Acadia Healthcare
Company, Inc.
Acadia Healthcare
Company, Inc.
Allscripts Healthcare
Solutions, Inc.
Allscripts Healthcare
Solutions, Inc.
Allscripts Healthcare
Solutions, Inc.
Allscripts Healthcare
Solutions, Inc.
Allscripts Healthcare
Solutions, Inc.
Allscripts Healthcare
Solutions, Inc.
Allscripts Healthcare
Solutions, Inc.
Allscripts Healthcare
Solutions, Inc.
Allscripts Healthcare
Solutions, Inc.
Allscripts Healthcare
Solutions, Inc.
Allscripts Healthcare
Solutions, Inc.
Allscripts Healthcare
Solutions, Inc.
ANI Pharmaceuticals, Inc.
ANI Pharmaceuticals, Inc.
ANI Pharmaceuticals, Inc.
ANI Pharmaceuticals, Inc.
ANI Pharmaceuticals, Inc.
Page 13 of 574
Management
Yes
For
No
ACHC
00404A109 22-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
00404A109 22-May-14 Ratify Auditors
Management
Yes
For
No
MDRX
01988P108 22-May-14 Elect Director Stuart L. Bascomb
Management
Yes
For
No
MDRX
01988P108 22-May-14 Elect Director Paul M. Black
Management
Yes
For
No
MDRX
Management
Yes
For
No
MDRX
01988P108 22-May-14 Elect Director Dennis H.
Chookaszian
01988P108 22-May-14 Elect Director Robert J. Cindrich
Management
Yes
For
No
MDRX
01988P108 22-May-14 Elect Director Michael A. Klayko
Management
Yes
For
No
MDRX
01988P108 22-May-14 Elect Director Anita V. Pramoda
Management
Yes
For
No
MDRX
01988P108 22-May-14 Elect Director David D. Stevens
Management
Yes
For
No
MDRX
01988P108 22-May-14 Elect Director Ralph H. ‘Randy’
Thurman
01988P108 22-May-14 Ratify Auditors
Management
Yes
For
No
Management
Yes
For
No
Management
Yes
For
No
Management
Yes
For
No
Management
Yes
Against
Yes
Management
Management
Management
Management
Management
Yes
Yes
Yes
Yes
Yes
For
For
For
For
For
No
No
No
No
No
Management
Management
Management
Management
Management
Yes
Yes
Yes
Yes
Yes
For
For
For
For
For
No
No
No
No
No
Management
Yes
One Year
Yes
Management
Management
Yes
Yes
For
For
No
No
Management
Management
Management
Management
Yes
Yes
Yes
Yes
For
For
For
Withhold
No
No
No
Yes
Management
Yes
For
No
Management
Yes
Against
Yes
Management
Management
Yes
Yes
For
For
No
No
ACHC
MDRX
ANI Pharmaceuticals, Inc.
ANI Pharmaceuticals, Inc.
ANI Pharmaceuticals, Inc.
ANI Pharmaceuticals, Inc.
ANI Pharmaceuticals, Inc.
ANIP
ANIP
ANIP
ANIP
ANIP
ANI Pharmaceuticals, Inc.
ANIP
C&J Energy Services, Inc.
C&J Energy Services, Inc.
CJES
CJES
C&J Energy Services, Inc.
C&J Energy Services, Inc.
C&J Energy Services, Inc.
C&J Energy Services, Inc.
CJES
CJES
CJES
CJES
C&J Energy Services, Inc.
CJES
C&J Energy Services, Inc.
CJES
C&J Energy Services, Inc.
JetBlue Airways
Corporation
JetBlue Airways
Corporation
JetBlue Airways
Corporation
JetBlue Airways
Corporation
JetBlue Airways
Corporation
JetBlue Airways
Corporation
JetBlue Airways
Corporation
JetBlue Airways
Corporation
JetBlue Airways
Corporation
JetBlue Airways
Corporation
JetBlue Airways
Corporation
JetBlue Airways
CJES
JBLU
01988P108 22-May-14 Amend Executive Incentive Bonus
Plan
01988P108 22-May-14 Amend Qualified Employee Stock
Purchase Plan
01988P108 22-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
00182C103 22-May-14 Elect Director Robert E. Brown, Jr.
00182C103 22-May-14 Elect Director Arthur S. Przybyl
00182C103 22-May-14 Elect Director Fred Holubow
00182C103 22-May-14 Elect Director Ross Mangano
00182C103 22-May-14 Elect Director Tracy L.
Marshbanks
00182C103 22-May-14 Elect Director Thomas A. Penn
00182C103 22-May-14 Elect Director Daniel Raynor
00182C103 22-May-14 Amend Omnibus Stock Plan
00182C103 22-May-14 Ratify Auditors
00182C103 22-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
00182C103 22-May-14 Advisory Vote on Say on Pay
Frequency
12467B304 22-May-14 Elect Director Joshua E. Comstock
12467B304 22-May-14 Elect Director Randall C.
McMullen, Jr.
12467B304 22-May-14 Elect Director Darren M. Friedman
12467B304 22-May-14 Elect Director Adrianna Ma
12467B304 22-May-14 Elect Director Michael Roemer
12467B304 22-May-14 Elect Director C. James Stewart,
III
12467B304 22-May-14 Elect Director H.H. “Tripp”
Wommack, III
12467B304 22-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
12467B304 22-May-14 Ratify Auditors
477143101 22-May-14 Elect Director David Barger
JBLU
477143101 22-May-14 Elect Director Jens Bischof
Management
Yes
For
No
JBLU
477143101 22-May-14 Elect Director Peter Boneparth
Management
Yes
For
No
JBLU
477143101 22-May-14 Elect Director David Checketts
Management
Yes
For
No
JBLU
477143101 22-May-14 Elect Director Virginia Gambale
Management
Yes
For
No
JBLU
477143101 22-May-14 Elect Director Stephan Gemkow
Management
Yes
For
No
JBLU
477143101 22-May-14 Elect Director Ellen Jewett
Management
Yes
For
No
JBLU
477143101 22-May-14 Elect Director Stanley McChrystal
Management
Yes
For
No
JBLU
477143101 22-May-14 Elect Director Joel Peterson
Management
Yes
For
No
JBLU
477143101 22-May-14 Elect Director Ann Rhoades
Management
Yes
For
No
JBLU
477143101 22-May-14 Elect Director Frank Sica
Management
Yes
For
No
JBLU
477143101 22-May-14 Elect Director Thomas
Management
Yes
For
No
MDRX
MDRX
MDRX
ANIP
ANIP
ANIP
ANIP
ANIP
file:///C:/Users/award/Desktop/d752343dnpx.htm
8/25/2014
FORUM FUNDS
Corporation
JetBlue Airways
Corporation
JetBlue Airways
Corporation
JetBlue Airways
Corporation
JetBlue Airways
Corporation
Red Robin Gourmet
Burgers, Inc.
Red Robin Gourmet
Burgers, Inc.
Red Robin Gourmet
Burgers, Inc.
Red Robin Gourmet
Burgers, Inc.
Red Robin Gourmet
Burgers, Inc.
Red Robin Gourmet
Burgers, Inc.
Red Robin Gourmet
Burgers, Inc.
Red Robin Gourmet
Burgers, Inc.
Red Robin Gourmet
Burgers, Inc.
Skechers U.S.A., Inc.
Skechers U.S.A., Inc.
Skechers U.S.A., Inc.
Skechers U.S.A., Inc.
Page 14 of 574
JBLU
Winkelmann
477143101 22-May-14 Ratify Auditors
Yes
For
No
Management
Yes
For
No
Yes
For
Yes
Yes
For
Yes
Yes
For
No
JBLU
477143101 22-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
477143101 22-May-14 Report on Political Contributions
JBLU
477143101 22-May-14 Stock Retention/Holding Period
RRGB
75689M101 22-May-14 Elect Director Robert B. Aiken
Share
Holder
Share
Holder
Management
RRGB
75689M101 22-May-14 Elect Director Stephen E. Carley
Management
Yes
For
No
RRGB
75689M101 22-May-14 Elect Director Lloyd L. Hill
Management
Yes
For
No
RRGB
75689M101 22-May-14 Elect Director Richard J. Howell
Management
Yes
For
No
RRGB
75689M101 22-May-14 Elect Director Glenn B. Kaufman
Management
Yes
For
No
RRGB
75689M101 22-May-14 Elect Director Pattye L. Moore
Management
Yes
For
No
RRGB
75689M101 22-May-14 Elect Director Stuart I. Oran
Management
Yes
For
No
RRGB
75689M101 22-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
75689M101 22-May-14 Ratify Auditors
Management
Yes
For
No
Management
Yes
For
No
22-May-14
22-May-14
22-May-14
22-May-14
Management
Management
Management
Management
Yes
Yes
Yes
Yes
For
For
For
For
No
No
No
No
Yes
For
Yes
22-May-14
22-May-14
22-May-14
22-May-14
22-May-14
22-May-14
Share
Holder
Management
Management
Management
Management
Management
Management
Yes
Yes
Yes
Yes
Yes
Yes
For
For
For
For
For
For
No
No
No
No
No
No
Management
Yes
For
No
JBLU
RRGB
Skechers U.S.A., Inc.
SKX
Elect Director Geyer Kosinski
Elect Director Richard Rappaport
Elect Director Richard Siskind
Advisory Vote to Ratify Named
Executive Officers’ Compensation
830566105 22-May-14 Declassify the Board of Directors
Vera Bradley, Inc.
Vera Bradley, Inc.
Vera Bradley, Inc.
Vera Bradley, Inc.
Vera Bradley, Inc.
Vera Bradley, Inc.
VRA
VRA
VRA
VRA
VRA
VRA
92335C106
92335C106
92335C106
92335C106
92335C106
92335C106
SKX
SKX
SKX
SKX
830566105
830566105
830566105
830566105
LL
Elect Director Karen Kaplan
Elect Director John E. Kyees
Elect Director Matthew McEvoy
Elect Director Robert Wallstrom
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers’ Compensation
55003T107 23-May-14 Elect Director Robert M. Lynch
LL
55003T107 23-May-14 Elect Director Peter B. Robinson
Management
Yes
For
No
LL
55003T107 23-May-14 Elect Director Martin F. Roper
Management
Yes
For
No
LL
55003T107 23-May-14 Ratify Auditors
Management
Yes
For
No
LL
55003T107 23-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
552074700 27-May-14 Elect Director Douglas K.
Ammerman
552074700 27-May-14 Elect Director Michael Barr
552074700 27-May-14 Elect Director Gary H. Hunt
552074700 27-May-14 Elect Director William Lyon
552074700 27-May-14 Elect Director William H. Lyon
552074700 27-May-14 Elect Director Matthew R.
Niemann
552074700 27-May-14 Elect Director Nathaniel Redleaf
552074700 27-May-14 Elect Director Lynn Carlson Schell
552074700 27-May-14 Ratify Auditors
552074700 27-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
552074700 27-May-14 Advisory Vote on Say on Pay
Frequency
983793100 27-May-14 Elect Director Bradley S. Jacobs
983793100 27-May-14 Elect Director Michael G.
Jesselson
983793100 27-May-14 Elect Director Adrian P. Kingshott
983793100 27-May-14 Ratify Auditors
983793100 27-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
58471A105 28-May-14 Elect Director Tarek A. Sherif
58471A105 28-May-14 Elect Director Glen M. de Vries
58471A105 28-May-14 Elect Director Carlos Dominguez
58471A105 28-May-14 Elect Director Neil M. Kurtz
58471A105 28-May-14 Elect Director George W.
McCulloch
Management
Yes
For
No
Management
Yes
For
No
Management
Management
Management
Management
Management
Yes
Yes
Yes
Yes
Yes
For
For
For
For
For
No
No
No
No
No
Management
Management
Management
Management
Yes
Yes
Yes
Yes
For
For
For
For
No
No
No
No
Management
Yes
One Year
No
Management
Management
Yes
Yes
For
For
No
No
Management
Management
Management
Yes
Yes
Yes
For
For
For
No
No
No
Management
Management
Management
Management
Management
Yes
Yes
Yes
Yes
Yes
For
For
For
For
For
No
No
No
No
No
Lumber Liquidators
Holdings, Inc.
Lumber Liquidators
Holdings, Inc.
Lumber Liquidators
Holdings, Inc.
Lumber Liquidators
Holdings, Inc.
Lumber Liquidators
Holdings, Inc.
William Lyon Homes
WLH
William Lyon Homes
William Lyon Homes
William Lyon Homes
William Lyon Homes
William Lyon Homes
WLH
WLH
WLH
WLH
WLH
William Lyon Homes
William Lyon Homes
William Lyon Homes
William Lyon Homes
WLH
WLH
WLH
WLH
William Lyon Homes
WLH
XPO Logistics, Inc.
XPO Logistics, Inc.
XPO
XPO
XPO Logistics, Inc.
XPO Logistics, Inc.
XPO Logistics, Inc.
XPO
XPO
XPO
Medidata Solutions, Inc.
Medidata Solutions, Inc.
Medidata Solutions, Inc.
Medidata Solutions, Inc.
Medidata Solutions, Inc.
Management
MDSO
MDSO
MDSO
MDSO
MDSO
file:///C:/Users/award/Desktop/d752343dnpx.htm
8/25/2014
FORUM FUNDS
Page 15 of 574
Medidata Solutions, Inc.
Medidata Solutions, Inc.
Medidata Solutions, Inc.
MDSO
MDSO
MDSO
Medidata Solutions, Inc.
MDSO
Medidata Solutions, Inc.
MDSO
Medidata Solutions, Inc.
Athlon Energy Inc.
Athlon Energy Inc.
Athlon Energy Inc.
MDSO
ATHL
ATHL
ATHL
Athlon Energy Inc.
ATHL
DexCom, Inc.
DexCom, Inc.
DexCom, Inc.
DexCom, Inc.
DXCM
DXCM
DXCM
DXCM
Mattress Firm Holding
Corp.
Mattress Firm Holding
Corp.
Mattress Firm Holding
Corp.
Mattress Firm Holding
Corp.
CoStar Group, Inc.
CoStar Group, Inc.
CoStar Group, Inc.
CoStar Group, Inc.
MFRM
CSGP
CSGP
CSGP
CSGP
22160N109
22160N109
22160N109
22160N109
02-Jun-14
02-Jun-14
02-Jun-14
02-Jun-14
CoStar Group, Inc.
CoStar Group, Inc.
CoStar Group, Inc.
CSGP
CSGP
CSGP
22160N109
22160N109
22160N109
02-Jun-14
02-Jun-14
02-Jun-14
CoStar Group, Inc.
CoStar Group, Inc.
CoStar Group, Inc.
CSGP
CSGP
CSGP
22160N109
22160N109
22160N109
02-Jun-14
02-Jun-14
02-Jun-14
Inphi Corporation
IPHI
45772F107
02-Jun-14
Inphi Corporation
Inphi Corporation
Inphi Corporation
IPHI
IPHI
IPHI
45772F107
45772F107
45772F107
02-Jun-14
02-Jun-14
02-Jun-14
IPHI
LDRH
LDRH
PCRX
45772F107
50185U105
50185U105
695127100
02-Jun-14
03-Jun-14
03-Jun-14
03-Jun-14
PCRX
695127100
PCRX
Inphi Corporation
LDR Holding Corporation
LDR Holding Corporation
Pacira Pharmaceuticals,
Inc.
Pacira Pharmaceuticals,
Inc.
Pacira Pharmaceuticals,
Inc.
Pacira Pharmaceuticals,
Inc.
Pacira Pharmaceuticals,
Inc.
Pacira Pharmaceuticals,
Inc.
Pacira Pharmaceuticals,
Inc.
Ligand Pharmaceuticals
Incorporated
Ligand Pharmaceuticals
Incorporated
Ligand Pharmaceuticals
Incorporated
58471A105 28-May-14 Elect Director Lee A. Shapiro
58471A105 28-May-14 Elect Director Robert B. Taylor
58471A105 28-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
58471A105 28-May-14 Approve Qualified Employee
Stock Purchase Plan
58471A105 28-May-14 Increase Authorized Common
Stock
58471A105 28-May-14 Ratify Auditors
047477104 29-May-14 Elect Director Rakesh Wilson
047477104 29-May-14 Ratify Auditors
047477104 29-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
047477104 29-May-14 Advisory Vote on Say on Pay
Frequency
252131107 29-May-14 Elect Director Jonathan T. Lord
252131107 29-May-14 Elect Director Eric Topol
252131107 29-May-14 Ratify Auditors
252131107 29-May-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
57722W106 29-May-14 Elect Director John W. Childs
Management
Management
Management
Yes
Yes
Yes
For
For
Against
No
No
Yes
Management
Yes
For
No
Management
Yes
For
No
Management
Management
Management
Management
Yes
Yes
Yes
Yes
For
Withhold
For
For
No
Yes
No
No
Management
Yes
One Year
Yes
Management
Management
Management
Management
Yes
Yes
Yes
Yes
For
For
For
For
No
No
No
No
Management
Yes
For
No
MFRM 57722W106 29-May-14 Elect Director Joseph M. Fortunato
Management
Yes
For
No
MFRM 57722W106 29-May-14 Elect Director Adam L. Suttin
Management
Yes
For
No
MFRM 57722W106 29-May-14 Ratify Auditors
Management
Yes
For
No
Management
Management
Management
Management
Yes
Yes
Yes
Yes
For
For
For
For
No
No
No
No
Management
Management
Management
Yes
Yes
Yes
For
For
For
No
No
No
Management
Management
Management
Yes
Yes
Yes
For
For
For
No
No
No
Management
Yes
For
No
Management
Management
Management
Yes
Yes
Yes
For
For
Against
No
No
Yes
Management
Management
Management
Management
Yes
Yes
Yes
Yes
For
Withhold
For
For
No
Yes
No
No
03-Jun-14 Elect Director Gary Pace
Management
Yes
For
No
695127100
03-Jun-14 Elect Director David Stack
Management
Yes
For
No
PCRX
695127100
03-Jun-14 Ratify Auditors
Management
Yes
For
No
PCRX
695127100
Management
Yes
For
No
PCRX
695127100
03-Jun-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
03-Jun-14 Amend Omnibus Stock Plan
Management
Yes
For
No
PCRX
695127100
Management
Yes
For
No
LGND
53220K504
03-Jun-14 Approve Qualified Employee
Stock Purchase Plan
04-Jun-14 Elect Director Jason M. Aryeh
Management
Yes
For
No
LGND
53220K504
04-Jun-14 Elect Director Todd C. Davis
Management
Yes
For
No
LGND
53220K504
04-Jun-14 Elect Director John L. Higgins
Management
Yes
For
No
Elect Director Michael R. Klein
Elect Director Andrew C. Florance
Elect Director David Bonderman
Elect Director Michael J.
Glosserman
Elect Director Warren H. Haber
Elect Director John W. Hill
Elect Director Christopher J.
Nassetta
Elect Director David J. Steinberg
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers’ Compensation
Elect Director Nicholas E.
Brathwaite
Elect Director David Liddle
Elect Director Bruce McWilliams
Advisory Vote to Ratify Named
Executive Officers’ Compensation
Ratify Auditors
Elect Director Joseph Aragona
Ratify Auditors
Elect Director Yvonne Greenstreet
file:///C:/Users/award/Desktop/d752343dnpx.htm
8/25/2014
FORUM FUNDS
Issuer Name
Ligand Pharmaceuticals
Incorporated
Ligand Pharmaceuticals
Incorporated
Ligand Pharmaceuticals
Incorporated
Ligand Pharmaceuticals
Incorporated
Ligand Pharmaceuticals
Incorporated
Ligand Pharmaceuticals
Incorporated
Ligand Pharmaceuticals
Incorporated
Ligand Pharmaceuticals
Incorporated
Vitamin Shoppe, Inc.
Vitamin Shoppe, Inc.
Page 16 of 574
Exchange
Ticker
Symbol
CUSIP #
Shareholder
Meeting
Date
Proposal/Description of the Matter Voted
Proposed by
Issurer/Shareholder
Did Fund Cast
Vote on Matter
(Y/N)
How Vote
was Cast
(For/Against
Proposal or
Abstain)
Fund Vote
For/Against
Management
LGND
53220K504 04-Jun-14 Elect Director David M. Knott
Management
Yes
For
No
LGND
53220K504 04-Jun-14 Elect Director John W. Kozarich
Management
Yes
For
No
LGND
53220K504 04-Jun-14 Elect Director John L. LaMattina
Management
Yes
For
No
LGND
53220K504 04-Jun-14 Elect Director Sunil Patel
Management
Yes
For
No
LGND
53220K504 04-Jun-14 Elect Director Stephen L. Sabba
Management
Yes
For
No
LGND
53220K504 04-Jun-14 Ratify Auditors
Management
Yes
For
No
LGND
53220K504 04-Jun-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
53220K504 04-Jun-14 Approve Spin-off Agreement
Management
Yes
For
No
Share
Holder
Management
Management
Yes
Against
No
Yes
Yes
For
For
No
No
Management
Management
Management
Management
Management
Management
Management
Management
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Against
For
For
For
For
For
For
For
Yes
No
No
No
No
No
No
No
Management
Yes
For
No
Management
Management
Management
Management
Management
Yes
Yes
Yes
Yes
Yes
For
For
For
For
For
No
No
No
No
No
Management
Management
Management
Management
Yes
Yes
Yes
Yes
Against
For
For
For
Yes
No
No
No
Management
Yes
For
No
LGND
VSI
VSI
92849E101
92849E101
Vitamin Shoppe, Inc.
Vitamin Shoppe, Inc.
Vitamin Shoppe, Inc.
Vitamin Shoppe, Inc.
Vitamin Shoppe, Inc.
Vitamin Shoppe, Inc.
Vitamin Shoppe, Inc.
Vitamin Shoppe, Inc.
VSI
VSI
VSI
VSI
VSI
VSI
VSI
VSI
92849E101
92849E101
92849E101
92849E101
92849E101
92849E101
92849E101
92849E101
Vitamin Shoppe, Inc.
VSI
92849E101
Vitamin Shoppe, Inc.
ExamWorks Group, Inc.
ExamWorks Group, Inc.
ExamWorks Group, Inc.
ExamWorks Group, Inc.
VSI
EXAM
EXAM
EXAM
EXAM
92849E101
30066A105
30066A105
30066A105
30066A105
Globus Medical, Inc.
Globus Medical, Inc.
Globus Medical, Inc.
Globus Medical, Inc.
GMED
GMED
GMED
GMED
379577208
379577208
379577208
379577208
Natus Medical
Incorporated
Natus Medical
Incorporated
Natus Medical
Incorporated
Natus Medical
Incorporated
Diamondback Energy,
Inc.
Diamondback Energy,
Inc.
Diamondback Energy,
Inc.
Diamondback Energy,
Inc.
Diamondback Energy,
Inc.
Diamondback Energy,
Inc.
Diamondback Energy,
Inc.
Diamondback Energy,
Inc.
Diamondback Energy,
Inc.
Proofpoint, Inc.
Proofpoint, Inc.
Proofpoint, Inc.
Proofpoint, Inc.
STAAR Surgical
Company
BABY
639050103
04-Jun-14 Elect Director B. Michael Becker
04-Jun-14 Elect Director Catherine E.
Buggeln
04-Jun-14 Elect Director Deborah M. Derby
04-Jun-14 Elect Director John H. Edmondson
04-Jun-14 Elect Director David H. Edwab
04-Jun-14 Elect Director Richard L. Markee
04-Jun-14 Elect Director Richard L. Perkal
04-Jun-14 Elect Director Beth M. Pritchard
04-Jun-14 Elect Director Katherine Savitt
04-Jun-14 Elect Director Anthony N.
Truesdale
04-Jun-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
04-Jun-14 Ratify Auditors
05-Jun-14 Elect Director J. Thomas Presby
05-Jun-14 Elect Director David B. Zenoff
05-Jun-14 Ratify Auditors
05-Jun-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
05-Jun-14 Elect Director David M. Demski
05-Jun-14 Elect Director Kurt C. Wheeler
05-Jun-14 Ratify Auditors
05-Jun-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
06-Jun-14 Elect Director Kenneth E. Ludlum
BABY
639050103
06-Jun-14 Ratify Auditors
Management
Yes
For
No
BABY
639050103
06-Jun-14 Amend Omnibus Stock Plan
Management
Yes
For
No
BABY
639050103
Management
Yes
For
No
FANG
06-Jun-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
25278X109 09-Jun-14 Elect Director Steven E. West
Management
Yes
For
No
FANG
25278X109 09-Jun-14 Elect Director Michael P. Cross
Management
Yes
For
No
FANG
25278X109 09-Jun-14 Elect Director Travis D. Stice
Management
Yes
For
No
FANG
25278X109 09-Jun-14 Elect Director David L. Houston
Management
Yes
For
No
FANG
25278X109 09-Jun-14 Elect Director Mark L. Plaumann
Management
Yes
For
No
FANG
Management
Yes
For
No
Management
Yes
For
No
Management
Yes
One Year
No
FANG
25278X109 09-Jun-14 Approve Executive Incentive
Bonus Plan
25278X109 09-Jun-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
25278X109 09-Jun-14 Advisory Vote on Say on Pay
Frequency
25278X109 09-Jun-14 Ratify Auditors
Management
Yes
For
No
PFPT
PFPT
PFPT
PFPT
STAA
743424103
743424103
743424103
743424103
852312305
Management
Management
Management
Management
Management
Yes
Yes
Yes
Yes
Yes
For
For
For
For
For
No
No
No
No
No
FANG
FANG
09-Jun-14
09-Jun-14
09-Jun-14
09-Jun-14
09-Jun-14
Elect Director Jonathan Feiber
Elect Director Eric Hahn
Elect Director Kevin Harvey
Ratify Auditors
Elect Director Mark B. Logan
file:///C:/Users/award/Desktop/d752343dnpx.htm
8/25/2014
FORUM FUNDS
STAAR Surgical
Company
STAAR Surgical
Company
STAAR Surgical
Company
STAAR Surgical
Company
STAAR Surgical
Company
STAAR Surgical
Company
STAAR Surgical
Company
STAAR Surgical
Company
STAAR Surgical
Company
STAAR Surgical
Company
G-III Apparel Group,
Ltd.
G-III Apparel Group,
Ltd.
G-III Apparel Group,
Ltd.
G-III Apparel Group,
Ltd.
G-III Apparel Group,
Ltd.
G-III Apparel Group,
Ltd.
G-III Apparel Group,
Ltd.
G-III Apparel Group,
Ltd.
G-III Apparel Group,
Ltd.
G-III Apparel Group,
Ltd.
G-III Apparel Group,
Ltd.
G-III Apparel Group,
Ltd.
G-III Apparel Group,
Ltd.
G-III Apparel Group,
Ltd.
G-III Apparel Group,
Ltd.
PowerSecure
International, Inc.
PowerSecure
International, Inc.
PowerSecure
International, Inc.
PowerSecure
International, Inc.
Cray Inc.
Page 17 of 574
STAA
852312305
09-Jun-14 Elect Director Barry Caldwell
Management
Yes
For
No
STAA
852312305
09-Jun-14 Elect Director Charles Slacik
Management
Yes
For
No
STAA
852312305
Management
Yes
For
No
STAA
852312305
09-Jun-14 Elect Director Richard A. ‘Randy’
Meier
09-Jun-14 Elect Director John C. Moore
Management
Yes
For
No
STAA
852312305
09-Jun-14 Elect Director Kathryn Tunstall
Management
Yes
For
No
STAA
852312305
09-Jun-14 Elect Director Caren Mason
Management
Yes
For
No
STAA
852312305
09-Jun-14 Amend Omnibus Stock Plan
Management
Yes
For
No
STAA
852312305
09-Jun-14 Approve Increase in Size of Board
Management
Yes
For
No
STAA
852312305
09-Jun-14 Ratify Auditors
Management
Yes
For
No
STAA
852312305
Management
Yes
For
No
GIII
09-Jun-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
36237H101 10-Jun-14 Elect Director Morris Goldfarb
Management
Yes
For
No
GIII
36237H101 10-Jun-14 Elect Director Sammy Aaron
Management
Yes
For
No
GIII
36237H101 10-Jun-14 Elect Director Thomas J. Brosig
Management
Yes
For
No
GIII
36237H101 10-Jun-14 Elect Director Alan Feller
Management
Yes
For
No
GIII
36237H101 10-Jun-14 Elect Director Jeffrey Goldfarb
Management
Yes
For
No
GIII
36237H101 10-Jun-14 Elect Director Jeanette Nostra
Management
Yes
For
No
GIII
36237H101 10-Jun-14 Elect Director Laura Pomerantz
Management
Yes
For
No
GIII
36237H101 10-Jun-14 Elect Director Allen Sirkin
Management
Yes
For
No
GIII
Management
Yes
For
No
GIII
36237H101 10-Jun-14 Elect Director Willem van
Bokhorst
36237H101 10-Jun-14 Elect Director Cheryl L. Vitali
Management
Yes
For
No
GIII
36237H101 10-Jun-14 Elect Director Richard White
Management
Yes
For
No
GIII
36237H101 10-Jun-14 Amend Employment Agreement
with Morris Goldfarb
36237H101 10-Jun-14 Amend Employment Agreement
with Sammy Aaron
36237H101 10-Jun-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
36237H101 10-Jun-14 Ratify Auditors
Management
Yes
For
No
Management
Yes
For
No
Management
Yes
For
No
Management
Yes
For
No
GIII
GIII
GIII
POWR
73936N105 11-Jun-14 Elect Director Kevin P. Collins
Management
Yes
For
No
POWR
73936N105 11-Jun-14 Elect Director A. Dale Jenkins
Management
Yes
For
No
POWR
Management
Yes
Against
Yes
POWR
73936N105 11-Jun-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
73936N105 11-Jun-14 Ratify Auditors
Management
Yes
For
No
CRAY
225223304
Management
Yes
For
No
Cray Inc.
Cray Inc.
Cray Inc.
Cray Inc.
Cray Inc.
Cray Inc.
Cray Inc.
Cray Inc.
CRAY
CRAY
CRAY
CRAY
CRAY
CRAY
CRAY
CRAY
225223304
225223304
225223304
225223304
225223304
225223304
225223304
225223304
Management
Management
Management
Management
Management
Management
Management
Management
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
For
For
For
For
For
For
For
For
No
No
No
No
No
No
No
No
Monolithic Power
Systems, Inc.
Monolithic Power
Systems, Inc.
Monolithic Power
Systems, Inc.
Monolithic Power
Systems, Inc.
Spirit Airlines, Inc.
MPWR
609839105
12-Jun-14 Elect Director Prithviraj (Prith)
Banerjee
12-Jun-14 Elect Director Stephen C. Kiely
12-Jun-14 Elect Director Frank L. Lederman
12-Jun-14 Elect Director Sally G. Narodick
12-Jun-14 Elect Director Daniel C. Regis
12-Jun-14 Elect Director Stephen C. Richards
12-Jun-14 Elect Director Peter J. Ungaro
12-Jun-14 Ratify Auditors
12-Jun-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
12-Jun-14 Elect Director Victor K. Lee
Management
Yes
For
No
MPWR
609839105
12-Jun-14 Elect Director James C. Moyer
Management
Yes
For
No
MPWR
609839105
12-Jun-14 Ratify Auditors
Management
Yes
For
No
MPWR
609839105
Management
Yes
For
No
SAVE
848577102
12-Jun-14 Advisory Vote to Ratify Named
Executive Officers’ Compensation
17-Jun-14 Elect Director B. Ben Baldanza
Management
Yes
For
No
file:///C:/Users/award/Desktop/d752343dnpx.htm
8/25/2014
FORUM FUNDS
Page 18 of 574
Proposed by
Issurer/Shareholder
Did Fund Cast
Vote on Matter
(Y/N)
How Vote
was Cast
(For/Against
Proposal or
Abstain)
Fund Vote
For/Against
Management
Management
Management
Yes
Yes
For
For
No
No
Management
Management
Yes
Yes
For
For
No
No
Management
Yes
For
No
Elect Director Paul Galant
Management
Yes
For
No
17-Jun-14
Elect Director Alex W. (Pete) Hart
Management
Yes
For
No
92342Y109
17-Jun-14
Elect Director Robert B. Henske
Management
Yes
For
No
PAY
92342Y109
17-Jun-14
Management
Yes
For
No
PAY
92342Y109
17-Jun-14
Elect Director Wenda Harris
Millard
Elect Director Eitan Raff
Management
Yes
For
No
PAY
92342Y109
17-Jun-14
Management
Yes
For
No
PAY
92342Y109
17-Jun-14
Elect Director Jonathan I.
Schwartz
Elect Director Jane J. Thompson
Management
Yes
For
No
PAY
92342Y109
17-Jun-14
Management
Yes
For
No
PAY
92342Y109
17-Jun-14
Advisory Vote to Ratify Named
Executive Officers’ Compensation
Ratify Auditors
Management
Yes
For
No
FIVE
FIVE
FIVE
RBCN
33829M101
33829M101
33829M101
78112T107
24-Jun-14
24-Jun-14
24-Jun-14
25-Jun-14
Elect Director Steven J. Collins
Elect Director Thomas M. Ryan
Ratify Auditors
Elect Director Raja M. Parvez
Management
Management
Management
Management
Yes
Yes
Yes
Yes
Withhold
For
For
For
Yes
No
No
No
RBCN
78112T107
25-Jun-14
Elect Director Raymond J. Spencer
Management
Yes
For
No
RBCN
78112T107
25-Jun-14
Ratify Auditors
Management
Yes
For
No
RBCN
78112T107
25-Jun-14
Advisory Vote to Ratify Named
Executive Officers’ Compensation
Management
Yes
For
No
Exchange
Ticker
Symbol
CUSIP #
Shareholder
Meeting
Date
Spirit Airlines, Inc.
Spirit Airlines, Inc.
SAVE
SAVE
848577102
848577102
17-Jun-14
17-Jun-14
Spirit Airlines, Inc.
Spirit Airlines, Inc.
SAVE
SAVE
848577102
848577102
17-Jun-14
17-Jun-14
VeriFone Systems,
Inc.
VeriFone Systems,
Inc.
VeriFone Systems,
Inc.
VeriFone Systems,
Inc.
VeriFone Systems,
Inc.
VeriFone Systems,
Inc.
VeriFone Systems,
Inc.
VeriFone Systems,
Inc.
VeriFone Systems,
Inc.
VeriFone Systems,
Inc.
Five Below, Inc.
Five Below, Inc.
Five Below, Inc.
RUBICON
TECHNOLOGY,
INC.
RUBICON
TECHNOLOGY,
INC.
RUBICON
TECHNOLOGY,
INC.
RUBICON
TECHNOLOGY,
INC.
PAY
92342Y109
17-Jun-14
Elect Director Robert L. Fornaro
Elect Director H. McIntyre
Gardner
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers’ Compensation
Elect Director Robert W. Alspaugh
PAY
92342Y109
17-Jun-14
PAY
92342Y109
PAY
Issuer Name
Proposal/Description of the Matter Voted
file:///C:/Users/award/Desktop/d752343dnpx.htm
8/25/2014