The Human Sciences in a Biological Age

advertisement
ICS Occasional Paper Series
Volume 3, Number 1
The Human Sciences in a Biological Age
Professor Nikolas Rose
Department of Social Science, Health and Medicine,
King’s College London
February 2012
Editors: Professor David Rowe and Dr Reena Dobson
Assistant Editor: Dr Michelle Kelly
Publisher:
Institute for Culture and Society
University of Western Sydney
Locked Bag 1797, Penrith NSW 2790, Australia
Tel: +61 2 9685 9600
Fax: +61 2 9685 9610
Email: ics@uws.edu.au Web: www.uws.edu.au/ics
The Human Sciences in a Biological Age1
Nikolas Rose
Department of Social Science, Health and Medicine, King’s College London
Abstract
We live, according to some, in the century of biology where we now understand ourselves in
radically new ways, as the insights of genomics and neuroscience have opened up the
workings of our bodies and our minds to new kinds of knowledge and intervention. Is a new
figure of the human, and of the social, taking shape in the twenty-first century? With what
consequences for the politics of life today? And with what implications, if any, for the social,
cultural and human sciences? These are the issues that are discussed in this paper, which
argues that a new relation is required with the life sciences, beyond commentary and critique,
if the social and human sciences are to revitalise themselves for the twenty-first century.
Keywords: Human, biology, body, brain, social, ethic
Introduction
My work over many years has centred on one question – what kinds of creatures do we think
we are, us contemporary human beings? It is also concerned with two further questions which
flow from this: how have we come to understand ourselves in these ways, and with what
consequences? The social and human sciences have had their own views, often implicit,
about the ‘nature’ of the human beings whose social lives they study. But today, once again,
they have to negotiate their relationship with ‘biology’, in two senses: biology as the field of
positive knowledge of living beings that we give that name, and biology as the reality of
those beings themselves – humans who are, after all, animals, living creatures, primates; who
are born, live, sicken and die. To think of the human as animal: this has long been associated
with essentialism, determinism, reductionism, fatalism; with the naturalisation of human
delinquencies from sexism to warfare; and with a bloody legacy of horrors from racial
science to eugenics. But in what some have termed ‘the century of biology’ (Venter and
Cohen, 2004), this relationship is being reposed. It is being reposed in politics, in the life
sciences and in the human sciences. Contemporary biopolitics centres not on death but on
‘life’; that is to say, it is organised around dilemmas concerning human vitality: human rights
to life (a dignified life, a quality of life), the equality of all humans as particular kinds of
1
This is the keynote address delivered at the Knowledge/Culture/Social Change International Conference at the
Centre for Cultural Research (now Institute for Culture and Society), University of Western Sydney, on
November 9, 2011. An earlier and less developed version of this paper was given as my inaugural lecture for the
Martin White Professorship of Sociology at the London School of Economics and Political Science in March
2011. I dedicated that inaugural lecture – which as it turned out was also my valedictory lecture at the LSE – to
the memory of two inspiring and generous transdisciplinary intellectuals who knew so much about the relations
of the natural and social sciences, Paul Hirst and Roy Porter – they are much missed.
Institute for Culture and Society Occasional Paper 3.1
Nikolas Rose (2012) ‘The Human Sciences in a Biological Age’
1
living creatures (human rights), the value of life, the future of life, and what can be done to
the lives of some to facilitate the lives of others (pre-implantation genetic diagnosis, stem
cells, organ transplants, donations of body parts) (Rose, 2007).
This focus on the vitality of the living body is also becoming central to the human sciences.
Nowhere was ‘the discursive turn’ more problematic than when debates over ‘the body’
seemed to deny any powers to the bloody thing itself. But over the last decade, a number of
social theorists and feminist philosophers have come to realise that it is not reactionary to
recognise the reality of our fleshly nature, and to examine the possibilities and constraints
that flow from it (Grosz, 1994; Braidotti, 2002; Massumi, 2002; Wilson, 2004; Thrift, 2007;
Blackman, 2008; Blackman, 2010). Along similar lines, a radical movement in philosophy is
rethinking the place of the animal in contemporary thought; rethinking the founding
distinction of the human sciences between us tool makers, sign makers, language speakers
and other animals (for example Haraway, 1991; Wolfe, 2003; Daston and Mitman, 2005;
Haraway, 2007; Calarco, 2008). No longer are social theories thought progressive by virtue
of their distance from the biological. Indeed it often seems that the reverse assumption is
more common – ‘constructivism’ is passé; the linguistic turn has reached a dead end; and a
rhetoric of materiality is almost obligatory.
Many things have led to this reframing of the human. Some have to do with the cycles of
theoretical fashion in the human sciences. Some undoubtedly stem from the sense of our
precariousness as a species in the face of ecological threats and climate change. Others arise
from a belief that the embodied nature of human beings generates creative forces that can
lead to political resistance and change. Some of this work makes reference to developments
in the life sciences. However most authors derive their instructions on bodies and brains from
philosophy and, when they do turn to biology, there is a tendency to select only those themes
that match their theoretical or political aspirations. Human biology is not always as
progressive as such theorists would like. But nonetheless, the thought styles of contemporary
biology do offer the opportunity for a new relationship between the human sciences and the
life sciences. As I have been working on developments in the life sciences over the last
decade, it is with three features of that biology that I wish to begin.
Firstly, the remarkable flowering of the life sciences – in genomics, in our understanding of
the cell, in neuroscience, in synthetic biology. This research – not least through the everexpanding use of animal models to explore human capacities and pathologies, and the
reposing of evolutionary processes in molecular terms – reveals multiple affinities between
humans and other creatures. It raises questions about our similarities and differences with
other animals, but in a different manner from sociobiology. The styles of thought of the
contemporary life sciences combine the experimental reductionism that has always been
anathema to the human sciences with an open dynamism that is less familiar. On the
‘reductionist’ side of things, we have seen the rise of a molecular and neuromolecular style of
thought that analyses all living processes in body and brain in terms of the material properties
of cellular components: DNA bases, ion channels, membrane potentials and the like. This
molecular vision of life can be traced to the 1930s. It was given great momentum by
developments in molecular biology that followed Crick and Watson’s work in the 1950s, and
the invention of neuroscience by Francis Schmitt and others in the 1960s. It has been made
even more powerful by its convergence with the digital technologies of the information age –
with their capacity for the rapid processing of vast amounts of information – and its
simultaneous distribution to a dispersed transnational research community via the internet.
Institute for Culture and Society Occasional Paper 3.1
Nikolas Rose (2012) ‘The Human Sciences in a Biological Age’
2
Yet alongside this reduction, which seeks to understand the vital processes of organs and
organisms one cell and one molecule at a time, another style of thought has taken shape. This
construes vital properties as emergent, and living organisms as dynamic and complex
systems, located in a dimension of temporality and development, and constitutively open to
their milieu – a milieu that ranges in scale from the intracellular to the psychological,
biographical, social and cultural. One of the key conceptual struggles in the life sciences
concerns the relations between these two visions (sometimes characterised as ‘top-down’ and
‘bottom-up’), nowhere more so than in relation to the brain. The human sciences could play
an important role here, if they were willing. But that is not my topic today.
These thought styles from the sciences of life find their place in a novel biopolitics. One
fundamental change needs to be recognised: today, to deem something biological is not to
assert destiny or fatalism, but opportunity. As the corporeal becomes construed not as
mystery but as molecular mechanism, organisms – including human organisms – seem
amenable to optimisation by reverse engineering and reconfiguration at this molecular level.
Hence, secondly, we have seen the ‘technologisation’ of vitality in the life sciences. It is not
only that to know is to intervene, although this is crucial. Today one knows life only by
intervening in it. Gaston Bachelard’s view is as true as it ever was: a concept “has become
scientific according to the proportion to which it has become technical, to which it is
accompanied by a technique of realization” (quoted in Rheinberger, 2005: 320–21).
Intervention is not just to know, but also to do: knowing life at the molecular level has been
intrinsically related to an enhanced capacity to act upon it at that level. Life seems to have
become amenable to intervention and open to projects of control. Developments such as Ian
Wilmut’s cloning of Dolly by inserting the nucleus of a somatic cell taken from the
mammary gland of one sheep into an unfertilised enucleated egg cell from another (Wilmut
and Highfield, 2006) and Craig Venter’s creation of Synthia – a bacterial cell controlled by a
chemically synthesised genome (Gibson et al., 2010) – have led some to suggest that nothing
is biologically impossible, and only our own imagination – and our own ethical and social
constraints – set the limits on what we can do to our vital existence and that of other animals.
Wilmut subtitled his autobiography “Dolly and the Second Creation”, and Venter, too, is
routinely credited with such beliefs. But even without such fantasies of omnipotence, a global
bioeconomy has taken shape around the manipulation of biology. Biological knowledge has
become highly capitalised. Paths to the creation of biological truths have been shaped by
promises and predictions of the biovalue to be harvested: enhanced crop yields, bioenergy,
bioremediation, and, of course, advanced medical and health technologies based on biology.
Companies, nations and regions compete in this global bioeconomy, arguing that
developments such as synthetic biology will underpin a new industrial revolution welding
together the dreams of patients, politicians, researchers and capitalists in what Carlos Novas
(2006) has termed a ‘political economy of hope’. 2
There is much value in the work we now do to maintain ourselves as living beings. The
medical and healthcare segments are the most lucrative for the global biotechnology market:
in 2008 they generated 69% of the market’s overall revenues (Research and Markets, 2011).
By 2011, Ernst and Young estimated that the global market for pharmaceuticals was around
$500 billion; for medical devices it was about $150 billion. This is one indication of my third
condition: the salience that the biological and the biomedical has achieved in practices of
self-management and self-governance. We understand ourselves in the language of
2
The global biotech industry is forecast to have a value of $305.7 billion, an increase of 41.3% since 2008, with
around 60% based in the USA, but China, India, Japan and Brazil are now competing hard (Research and
Markets, 2011).
Institute for Culture and Society Occasional Paper 3.1
Nikolas Rose (2012) ‘The Human Sciences in a Biological Age’
3
biomedicine; judge ourselves in terms of the norms articulated by biomedical experts;
modulate our bodies and our minds with expensive drugs shaped by these experts’ belief
systems; replace our worn-out parts with artificial hips and knees; look up our symptoms on
the internet; check our disease susceptibilities with personal genomic tests and commercial
body scans; think about reducing our risks with diet and exercise; worry – individually and
collectively – about Alzheimer’s and the dementias and take up Sudoku and mind gyms in
the belief that if we act this way, we may be saved. We have become what I have termed
elsewhere ‘somatic individuals’ (Novas and Rose, 2000).
Over the twentieth century – and in the countries of Europe, North America and their
colonies since the nineteenth century at least – our sense of ourselves was profoundly shaped
by the rise of the psy sciences, and these positive knowledges of the individual became tied
up with our form of life, our ways of governing ourselves (Rose, 1999). It is not surprising,
then, that such psychological conceptions of personhood became the unspoken premise of the
social and human sciences. But as the twentieth century came to an end, another ethic came
to the fore, linked to the belief that our individuality grew out of and was mapped onto our
fleshly existence in certain crucial ways (Rose, 2007). In some respects, our bodies were our
selves, although not quite in the sense meant by the Boston Women’s Health Collective four
decades ago (Boston Women’s Health Book Collective, 1978). Of course, there is nothing
new about an emphasis on bodies, their management and their sculpting, the averting of
disease and the maintenance of health (Porter, 1999). But today this somatic ethic is
underpinned by an unparalleled truth discourse about the human body arising from the life
sciences and biomedicine. It is disseminated through a network of injunctions from experts of
the somatic; deemed to be a matter of state as well as of the individual; and embedded in
multiple sites from home and school to workplace and leisure.
Bookshelves groan under the weight of popular science discussing this new knowledge, and
speculating about the implications of our capacity to understand and control everything from
our cognitive abilities to aging and death. The belief in the implications of advances in the
life sciences for our everyday lives is exacerbated by the ‘translational imperative’: the
obligation on researchers in biology and biomedicine to make promises to funders, to
research assessors, to their university press offices and to the media that the results of their
work on the fly, the worm, the mouse or the macaque will soon reach the clinic, usually ‘in
three to five years’. This is a fantasy of course. The more we know, the more we realise how
little we know. Each dream of control over body or mind is soon met with downsides, side
effects and disappointments (nowhere more so than in my own area of special interest,
psychiatry and mental health). When it comes to human vitality, there is much that cannot be
controlled or re-engineered according to our own desires; much that does remain
‘biologically impossible’. There is no simple progression from our ability to tackle simple
problems to the ability needed to tackle complex ones – no golden path to ever-expanding
powers – but rather, as we shall see later, many distinct and substantial biological barriers
that are hardly understood, let alone overcome. 3 Further, to state the obvious, the life sciences
do not constitute a homogeneous field, but a tangle of diverse and often incompatible
disciplines and sub-disciplines, theories, concepts, arguments, bodies of evidence,
experimental set-ups and so forth, riven with controversies over some rather fundamental
issues. Nonetheless, despite the exaggeration, the idea that all living organisms (including
humans) can be understood as biological beings – that their nature is not a matter of mystery
3
Jack Price, a neuroscientist, has recently argued this eloquently in relation to his own specialism: brain
reconstruction after damage from stroke and neurodegenerative diseases (Price, 2011).
Institute for Culture and Society Occasional Paper 3.1
Nikolas Rose (2012) ‘The Human Sciences in a Biological Age’
4
but of mechanism – lies at the heart of the claim that we are in ‘the century of biology’. As
does the further claim, even if it remains implicit, that so much that is specific about our
humanity – our individual existence and collective arrangements – can be understood in
terms of our characteristics as specific kinds of living beings. If we are increasingly coming
to think of ourselves as biological creatures, how should those from the human and social
sciences respond?
Biology and sociology
Biology and sociology were born close together in the first half of the nineteenth century.
Biology in 1802 as the name for a new science of living entities, dividing nature into two
‘kingdoms’: those possessed of life and those without it. Sociology, as the scientific study of
the development of human societies, is conventionally ascribed to Comte in 1839. From its
birth, sociology has been haunted by biology. Across the nineteenth century there was a
double move between the two. On the one hand, attempts were made to differentiate the
sciences of the moral or social order from the strictly biological; to argue that the laws of
association amongst human beings were ‘sui generis’. And, on the other, attempts were made
to model sociology on biology; to think of the social order as in some way or other analogous
to the biological realm, with structures, functions and organic connections between parts;
subject to laws of development that could be described in the language of evolution, and
having a potential only possible for living entities: to be normal or pathological, healthy or
sick.
While the styles of thought of the biology of the nineteenth century infused the new science
of sociology, the social sciences grew, at least in part, because of their biopolitical role. By
this I mean nothing more fancy than their claim to be able to provide the ‘know-how’ to
govern those aspects of the individual and collective lives of human beings arising from their
nature as living beings: racial types; sexual desire; procreation; disease and epidemics in
towns and cities; and of course the whole problem of the population – its rates of increase and
decline, the consequences of differential fertility, degeneracy, eugenics… One only needs to
list them for the intensity of the relations between the social sciences and the government of
humans as biological, vital, living creatures to become clear. This question was central to
sociology as it became a discipline in the first half of the twentieth century. Despite much
vagueness as to what sociology actually was (Abrams, 1981, quoted in Bulmer, 1985: 4;
Rocquin, 2006), the sciences of society in the first half of the twentieth century were haunted
by biology. This was not just in the notion that society could be pictured as a kind of
organism, or in the recurring themes of social evolution. Their recurrent question was
biological – a question of population. Population was often addressed in terms of eugenics,
though not always as we think of it now. At the London School of Economics (LSE), for
example, William Beveridge, as Director of the LSE from 1919 to 1937, sought funding for a
Professorship in “social biology (genetics, population, vital statistics, heredity, eugenics and
dysgenics)” to “complet[e] the circle of the social sciences”. 4 But Beveridge appointed
Lancelot Hogben – a fierce opponent of eugenicists – because he believed that population
problems could only be properly understood once the “rubbish about allegedly biological
4
The relations between biology and sociology across the first half of the twentieth century are worthy of note.
Patrick Geddes, who was a co-founder of the Sociological Society in 1903 with Victor Branford, among others,
was originally trained as a biologist like Alexander Carr-Saunders and Lancelot Hogben. Tom Harrisson,
founder of Mass Observation, was an ornithologist, and Bulmer (1985: 11) describes Mass Observation as a
kind of social bird-watching.
Institute for Culture and Society Occasional Paper 3.1
Nikolas Rose (2012) ‘The Human Sciences in a Biological Age’
5
laws of population growth” was sorted out: “human genetics was a morass of surmise and
superstition…The rationalisation of race prejudice by appeal to biological principles was then
plausible only because human genetics was so immature” (Beveridge, quoted in Keynes,
2002). Alexander Carr-Saunders, successor to Beveridge as Director of LSE and a key figure
in many official bodies exploring the question of population, 5 wrote extensively on eugenics
and was president of the Eugenics Society between 1949 and 1953. While he was
consistently critical of that form of eugenics which “calls to mind proposals for getting rid of
persons with undesirable innate qualities and for encouraging the bringing into the world of
well-endowed children” (Carr-Saunders, 1926: 18), he concluded his Hobhouse Memorial
Lecture in Cambridge in 1942 under the title ‘The Biological Basis of Human Nature’:
It is nearly eighty years since Galton set the eugenic movement on foot. He
may…have been overhasty [but] it appears that we now have sufficient
information upon which to begin to take action if we so wish…The Romans, it
has been said, prided themselves on being the degenerate descendants of the
gods; we pride ourselves on being the very creditable descendants of apes. We
shall cease to be a credit to our ancestors if we allow our genetic inheritance to
deteriorate (1942: 24).
When John Maynard Keynes presented Carr-Saunders with the first Galton medal in 1946 –
1946! – Keynes described Galton as “the founder of the most important, significant and, I
would add, genuine branch of sociology which exists, namely eugenics”. 6
From the 1950s, things changed in the light of the murderous consequences that seemed to be
associated with conceiving of human qualities in biological terms. Many post-war continental
philosophers argued that Nazi Germany was characterised by a spiritualisation of the
biological and a biologisation of the spiritual, in which the person and the body became seen
as one and the central task of politics was shaping the biological life of the race and the
nation – an animalisation of human character, will, value and virtue. It is true that biological
metaphors remained common in the sociologies of the 1950s and 1960s: for example, in
Talcott Parson’s fascination with ideas of organic and homeostatic systems, and his
metaphorical and typological uses of the language of functions and of evolution. However by
the 1970s it became sociological common sense that fatalism, determinism, reductionism,
sexism – a naturalisation and legitimation of existing relations of power – would follow
inescapably from any engagement with the reality of human biology, as either an ontological
question (what were humans really like) or as an epistemological one (what can biology tell
us about the forms of life that humans have made for themselves). Human biology was
relevant, only in that it provided the preconditions for language, meaning and culture whose
form and content must be accounted for in non-biological terms. The controversies that
flowed – notably over race and intelligence – seemed to confirm this negative judgement on
those who imported vulgar biological notions into their diagnoses of the social (Kamin, 1974;
Lewontin, Rose and Kamin, 1984), as did the simplifications of sociobiology, evolutionary
psychology and doctrines of ‘the selfish gene’ (Rose and Rose, 2000). The evidence of two
centuries seemed to place references to the biological on the side of a reactionary politics that
tied humans to a fixed nature. To be progressive – to aim for social change, justice and
equality – required keeping biology in its place.
5
He was Chairman of the Population Investigation Committee from 1936, and Chairman of the Statistics
Committee of the Royal Commission on Population from 1944 to 1949.
6
Quoted in Blacker (1967: 368). Keynes describes Carr-Saunders as being “by common estimation to-day the
most distinguished sociologist in the country” (ibid.).
Institute for Culture and Society Occasional Paper 3.1
Nikolas Rose (2012) ‘The Human Sciences in a Biological Age’
6
And yet, as the twentieth century closed, there were signs that this sociological common
sense was coming into question. 7 While many initial concerns with the theme of embodiment
elided that fleshy, bloody, animal thing itself (famously Butler, 1993), the living body was
directly at issue in the many ethnographic studies that traced the ways in which biological
knowledge was managed, lived, employed, contested and intricated in the lives of women in
reproduction, kinship and parenthood (Martin, 1987; Franklin, 1995; Rapp, 1999), and in
others that examined the new relations between biological knowledge, medical intervention
and the management of bodies, in sites ranging from HIV and AIDS to brain death (Martin,
1994; Epstein, 1996; Lock, 2002). It became common sense to argue that the capacities of
‘the body’ were shaped by cultural expectations; that its normalities and pathologies were
‘socially constructed’; and that features once considered natural – gender, sexuality, race,
age, disability and so forth – were actually performed according to cultural scripts.
As noted earlier, as the twentieth century closed, many participants in these debates became
critical of their overly discursive nature and sought to return to some version of materialism
(Bennett, 2010). The tortuous attempts to recognise the ‘agency’ of non-human entities such
as scallops, bacteria, climate and the like – hardly startling news to any social historian –
speaks volumes about the wayward conceptual pathways previously taken in the field of
science studies. Others sought more directly to reintegrate themes from biology and, in the
words of Elizabeth Grosz, “to redress the foreclosure, the denial, of the biological forces that
press on and produce life, and thus, ironically, to overturn the repression of materiality in its
most complex forms that has dominated the humanities and social sciences in their exclusive
focus on cultural construction at the expense of natural production” (2005: 44). Thus Grosz
herself has turned to Darwin and evolution to reconsider ontology, and to help her conceive
of life as a “ceaseless becoming” in which “essence is transformed into existence, the past
and the present are superseded and overwritten by the future” (ibid.: 36). Elizabeth Wilson
has looked to Silvan Tomkins’ conception of universal innate affect systems, together with
elements drawn from theories of neural networks and more visceral versions of
psychoanalysis, to reclaim aspects of biology for feminism, as in her project for ‘gut
feminism’ which aims to conceptualise the ‘sedimentations’ of the neurochemical, affective,
ideational and social in both the experience of depression and in its pharmacological
treatment (Wilson, 1998; Wilson, 2004; Wilson, 2010; Wilson, 2011).
Others have been less careful in their borrowing from the biological. This is especially the
case with those who refer to biological arguments to support their claim that human beings
are not individuated, conscious and rational, but rather enmeshed in sensations and
contagions, and shaped by affective and non-cognitive force fields (Connolly, 2002;
Massumi, 2002). 8 For example, Brian Massumi alludes “fleetingly” – as Ruth Leys (2011)
7
Of course, in this paragraph, I can give references to only a fraction of the books published on these topics!
In the remarks that follow, I have drawn on Ruth Leys’ excellent analysis (2011) of the political claims that
those such as Massumi and Thrift make for their approach to affect. Leys takes exception to the apparent
denigration of meaning and intentionality in this work, which she traces back to Tomkins and others who see
affects as comprising a set of fixed autonomic patterns, each triggered by various external stimuli, but which are
prior to any attribution of meaning to those stimuli. Leys rightly criticises the evidential base for the argument
that meaning comes later, if at all, as the subject seeks to give a plausible interpretation to him or herself of their
affective state. While this is not the place to discuss her alternatives, it is clear that the claim that cognition and
emotion form distinct faculties is neither conceptually nor neurobiologically supportable, and that there is no
reason to accept the suggestion that the mental is identical to the cognitive, and the cognitive is formed of
language like propositions. For another excellent critique of affect theory, on which I have drawn, see also the
detailed account of the selective use of Antonio Damasio, Joseph LeDoux and Daniel Stern provided by
8
Institute for Culture and Society Occasional Paper 3.1
Nikolas Rose (2012) ‘The Human Sciences in a Biological Age’
7
puts it – to various findings concerning the role of the autonomic nervous system supposed to
derive from contemporary neuroscience, and supports his belief in the bodily character of
thought with reference to the highly dubious conclusions that Benjamin Libet draws from his
experiments on volition (Libet et al., 1983; Libet, Freeman and Sutherland, 1999). He uses
Libet’s argument – based on a highly simplistic laboratory set-up – that there is a half-second
delay between a decision being manifested in brain process and it entering conscious
awareness to give empirical support to a philosophical argument drawn from Spinoza and
Deleuze, with added support from Gilbert Simondon (Massumi, 2002). 9 Libet’s bizarre
reasoning, and extrapolations to general claims about the absence of free will, remain
unquestioned. Nigel Thrift also frames his ‘non-representational theory’ by criticising the
way social theory previously rejected biology: “distance from biology is no longer seen as a
prime marker of social and cultural theory…It has become increasingly evident that the
biological constitution of being…has to be taken into account if performative force is ever to
be understood, and in particular, the dynamics of birth (and creativity) rather than death”
(2007: 174). 10 This is asserted via a mind-bending amalgam of the usual suspects from
philosophy – Agamben, Bergson, Deleuze and Guattari, William James, Spinoza and
Whitehead – together with references to Simondon and von Uexküll and a few biologists or
neuroscientists: LeDoux, Damasio, Ekman, the famous autist Temple Grandin, Libet and, of
course, Francisco Varela. Only, it seems, by recognising the true nature of human
corporeality and the power of the affective will we be able to free ourselves from an overly
intellectualist and rationalist account of contemporary politics, economics and culture; only
then will we understand how we are bound in to our beliefs and desires through processes
that operate at a non-conscious, non-intellectual level; and only then will we be able to grasp,
and perhaps to intensify, the forces that inspire resistance, creativity and hope.
Most of the advocates of these new ways of thinking use such pilferings from biology to
justify a conceptual framework that satisfies their pregiven socio-political affiliations. In a
strange form of conceptual gerrymandering, arguments from the life sciences seem to evade
critical interrogation where they give support to claims that derive from a pre-existing kind of
philosophical ethopolitics. Is there more intellectually honest way to connect the human
sciences and the life sciences? A few sociologists have argued against the view they attribute
to ‘discourse theorists’ – that human bodies are infinitely malleable by culture – and called
for a ‘material-corporeal’ sociology that thinks in terms of an interplay between the
biophysiological properties of human bodies, their shaping by social practices, and their
organisation by cultural and linguistic forces which shape individual lived experiences and
identities (Williams, 1999; Newton, 2003). But such modest sociological endeavours to
discuss the role of such issues as emotion, stress and social inequality in accounting for ill
health; to muster evidence from research on psychosomatic conditions and the role of
hormones and the immune system, find it difficult to gain much traction. They tend merely to
repeat the general claim that human bodies are simultaneously biological and social. So is
there another way of approaching this issue of the relations between the human sciences and
biology? Might things look different if we approached it from the direction of the life
sciences themselves?
Papoulias and Callard (2010). Thanks to Lisa Blackman for thoughtful advice on the current state of affect
theory, which forms the topic of her forthcoming book Immaterial Bodies.
9
A critical analysis of Libet’s claims can be found in Rose and Abi-Rached (forthcoming).
10
He cites the work of Stephen Turner and Christine Battersby in support here; this passage is also quoted by
both Papoulias and Callard (2010) and Leys (2011).
Institute for Culture and Society Occasional Paper 3.1
Nikolas Rose (2012) ‘The Human Sciences in a Biological Age’
8
Evolved biology, humanity
Of course, even in the 1970s and 1980s, some sociologists sought to recognise the biological
nature of human beings without lapsing into reductionism and determinism. Thus Social
Relations and Human Attributes, written by Paul Hirst and Penny Woolley and published in
1982, opens with a quote from the evolutionary biologist Theodosius Dobzhansky (Hirst and
Woolley, 1982). 11 Human society and culture, says Dobzhansky, are the product of the
biological evolution of our species, but “human phenomena” – Dobzhansky mentions
intelligence, the capacity to use linguistic symbols, and culture – “affect the biological
evolution of man so profoundly that it cannot be understood without taking them into
account…Human evolution is wholly intelligible only as an outcome of biological and social
facts” (Dobzhansky, 1955: 320, quoted in Hirst and Woolley, 1982: 1). This is the central
theme of Hirst and Woolley’s argument. Human attributes are, as they put it, “directly
conditional upon man’s animal past” (1982: 5). But even human physical attributes, such as
bipedalism, opposable fingers and thumb, and the size and capacities of the human brain,
arise from selection pressures from emerging human forms of life. Yet as humans developed
their distinctive cultural forms, their attributes have been socially shaped and hence vary
greatly between cultures and across historical time.
We have many empirically rich examples, ranging from bodily comportment (styles of
walking, marching, swimming), through the manifestation of distress (in physical or mental
symptoms and syndromes), to a sense of personhood (as individual, unique, autonomous).
Indeed, as we can see from the numerous examples of children brought up in the wild without
human contact, some attributes that we think of as quintessentially human – speaking,
sexuality, the sense of self – do not appear at all in the absence of social and cultural shaping.
Referring to the work of many anthropologists, psychiatrists and doctors from the first half of
the twentieth century, Hirst and Woolley point out not only that cultures shape, in
fundamental ways, the forms of expression of mental distress (Yap, 1951), but also that one
can indeed be brought to death by one’s genuine belief that one has been cursed (Cannon,
1942). The recognition that the habitus, bodily capacities and fundamental mental categories
of humans require formation – that the envelope of the skin does not, by rights, delineate an
enclosed, autonomous zone – is by no means new. Thus the human body cannot be the
province of the biologists alone: culture, symbolism and the imagination are also constitutive,
even when it comes to the organisation and properties of basic musculature, hormonal
systems, sicknesses and their cure, its emotional economy, and even its life and death.
In the thirty years or so since Hirst and Woolley wrote their book, these arguments have
become even more telling, not least because they mesh with the changing thought styles in
the heartland of molecular biology itself. Starting, perhaps, in the 1930s, there was a shift
from a molar image of life – of organs, flows of organs, of muscles, of blood and of tissue,
represented by the paintings and drawings in anatomical atlases of the eighteenth and
nineteenth centuries – to a gaze that envisions the body at the scale of the interactions
between molecules (Kay, 1993). The relations of the social and the biological – the selection
pressures that human life exerted on human evolution, and the shaping of human attributes by
their milieu – have been reposed in molecular terms (Rose, 2001). Biology and culture are
not construed as realms external to one another; rather, human biology and human sociality –
bodies, brains and milieu – are increasingly having to be conceptualised on the basis that they
11
Paul Hirst wrote several insightful books on the relations – and differences – between biological and social
theory (Hirst, 1975; Hirst, 1976).
Institute for Culture and Society Occasional Paper 3.1
Nikolas Rose (2012) ‘The Human Sciences in a Biological Age’
9
are in constant and multiple transaction at the molecular level. 12 And this, in my view, opens
some intriguing new possibilities for overcoming the stand-off between progressive thought
in the human sciences and the truth discourses of biology.
Consider, for example, the style of thought in ‘social neuroscience’. Researchers seek to
account for the distinctively social form of human existence by identifying evolutionary
processes that have selected for the neural preconditions of sociality, group formation and
even consciousness (Cacioppo and Berntson, 2004; Cacioppo, Berntson and Decety, 2011).
Humans, they argue, can become ‘social’ in the sense of forming co-operative relations with
one another because they have the capacity to ascribe meanings to the movements or visible
features of others, to ascribe these to their internal mental states, and hence to recognise the
intentions and the feelings of their conspecifics. In a key paper from 1990, Leslie Brothers,
who was trained in psychiatry and psychoanalysis, famously argued that “while many nonprimates (for example, ants) can interact in highly specific ways with others of their kind, it
appears that primates, especially those most closely related to ourselves, have developed a
unique capacity to perceive psychological facts (dispositions and intentions) about other
individuals. This capacity [that she termed ‘social cognition’] appears to distinguish primate
social behavior from that of other orders…” (1990: 28). Many of those who have developed
these ideas suggest that such capacities for social cognition have genomic conditions – that is
to say, they are rooted in specific molecular sequences that code for the neurobiological
processes that subserve such human sociality. For example, Klaus-Peter Lesch has suggested
that a ‘polymorphism’ in one particular genetic sequence of the serotonin transporter gene,
present only in humans and some primate species – which regulates one important
neurotransmitter in certain regions of the human brain – has consequences for embryonic
development and brain plasticity; in particular “in brain areas related to cognitive and
emotional processes” which “transcends the boundaries of behavioral genetics to embrace
biosocial science…the potential impact of 5-HTT variation on social cognition transcends the
boundaries of behavioral genetics to embrace biosocial science and create a new social
neurogenetics of behavior” (Lesch, 2007: S24–S28). Contemporary neuroscience, that is to
say, argues that humans are evolved to be ‘social’ and that something of the specific forms of
human sociality has its conditions in human neurobiology.
Many from the social and human sciences react with horror to this suggestion that our
specifically human social capacities have neurobiological bases. 13 At the least, they feel that
their space is being colonised; their expertise displaced. But more fundamentally, they
suggest that the very nature of human beings is being misunderstood; that instead of
understanding humans as uniquely speaking subjects with culture and history, this kind of
analysis reduces them to puppets of their brains. They are concerned that in claiming that the
relations between our forms of life and those of our animal forbears may not be of
fundamental difference but of continuity, we will forget that only humans can express these
relations; communicate them with others; build systems of morality, law and civility upon
them; and uphold these systems. They fear the consequence of placing humans among the
animals. I understand such arguments but find them unconvincing.
12
One can, and should, think here about the phenomenon of ‘placebo’, which was the topic of a series of
seminars at the BIOS Centre in 2004 organised by Anne Harrington. See also Harrington (1999, 2008) and
Wahlberg (2008).
13
As do some philosophers, for example, Raymond Tallis (2011) and the Wittgenstein-inspired collaboration
between the neuroscientist M. R. Bennett and the philosopher Peter Hacker (Bennett and Hacker, 2003).
Institute for Culture and Society Occasional Paper 3.1
Nikolas Rose (2012) ‘The Human Sciences in a Biological Age’
10
Of course, there are plenty of examples of simplistic reductionism – Leslie Brothers herself
became very critical of the ways in which social neuroscience had developed (Brothers,
2001). There is much to criticise, in particular in the branch of social neuroscience that is
enamoured of brain imaging. Brain imaging is characterised by gross over-interpretation of
results from imaging experiments in highly artificial laboratory situations, and espouses a
kind of ‘blobology’ which claims that an area of the brain that shows activity in a brain
scanner – one containing billions of neurons at current resolution – is the location for this or
that human mental state. 14 Imaging technology, however marvellously sophisticated, cannot
make up for the woefully simplistic conceptual apparatus of many imagers. Words like
‘subserve’ and phrases such as ‘neural correlates’ gesture to the explanatory gap that remains
between brain processes and mental processes. Social scientists have given us excellent
studies of the theories, premises, algorithms and assumptions that are built into the exquisite
machines that produce the images (Beaulieu, 2000; Dumit, 2003) – this is indeed
Bachelardian phenomenotechnics in action. It is also a classic example of what Gerd
Gigerenzer termed, a long time ago, “tools to theories” in which a tool – here the functional
MRI scanner that maps patterns of blood oxygenation in voxels in a three dimensional space,
used to produce visual images implying activation in different locales – then becomes the
basis for a theory about the activity of the brain itself that each image seems to confirm
(Gigerenzer, 1991). Those from the social and human sciences rightly identify the
impoverished sense in which ‘social relations’ are reduced to interactions between dyads that
can be experimentally simulated in a laboratory and in a scanner (Cohn, 2004; Cohn, 2008a;
Cohn, 2008b).
But critique is not enough, nor are the familiar tropes of constructionism. I think we need a
more positive relation to these new understandings of what it is to be human. For example,
John Cacioppo’s work has focused on the interplay between social interactions – from dyads,
through families, neighborhoods and cities, to civilizations – and the brain and nervous
system of the individual “through a continuous interplay of neural, neuroendocrine, metabolic
and immune factors on brain and body, in which the brain is the central regulatory organ and
also a malleable target of these factors…Social neuroscience is the interdisciplinary academic
field devoted to understanding how biological systems implement social processes and
behavior, and how these social structures and processes impact the brain and biology”
(Society for Social Neuroscience, 2010). Further, Cacioppo argues, humans have an evolved
human affinity for social life; hence the consequences of human isolation: “The social
environment…is fundamentally involved in the sculpting and activation/inhibition of basic
structures and processes in the human brain and biology…social isolation or perceived social
isolation (loneliness) gets under the skin to affect social cognition and emotions, personality
processes, brain, biology, and health” (University of Chicago, 2007). A pre-eminently
culturally shaped human experience – not just ‘actual’ but ‘perceived’ isolation – configures
neural processes at the molecular level and vice versa. Humans can, indeed, be dying for
company (Cacioppo and Patrick, 2008). If this is not an invitation to the social and human
sciences for engagement in a genuinely transdisciplinary question, it is hard to see what
would be. Indeed, perhaps this is an endeavor not that different in intention from Georg
Simmel’s classic study of mental life in the metropolis (Simmel, [1903] 2002) – even Tarde’s
14
For one really bad example, see Eisenberger, Lieberman and Williams (2003). Hauke Heekeren has suggested
that this is like trying to work out how an automobile engine works on the basis of an image gained from a
thermal detection device mounted on a geostationary satellite (at a ‘neuroschool’ held by the European
Neuroscience and Society Network in Vienna in 2009). Of course, as Heekeren pointed out at the same event, it
is not at all clear what scale would be appropriate – it makes no sense to read a newspaper with a microscope,
but neither is it sensible to read a book from a photograph of the bookshelf.
Institute for Culture and Society Occasional Paper 3.1
Nikolas Rose (2012) ‘The Human Sciences in a Biological Age’
11
studies of crowds (Tarde 1890) that are now so celebrated by our avant garde – except with
more evidence!
Genomics and the human condition
The same is true of genomics. I do not need to rehearse the dispiriting and often murderous
ways in which genetic explanations have entered human history. But things have changed.
Genomics has moved away from a style of thought that looked for single genes for specific
characteristics, the ‘gene-for’ paradigm so criticised by social scientists especially when it
claimed to have discovered ‘the gene for’ a human experience such as homosexuality or
bipolar disorder. Instead, a different way of thinking has taken shape in which multiple small
molecular variations – for example where a C is substituted by a G, or an A is substituted by
a T in the string of bases that make up the genetic code – shape differences in the way an
organism develops through constant transactions with its environment – its cellular, organic,
biographical, ecological milieu. In the course of these changes, there has been a shift away
from determinism towards a probabilistic way of thinking about the relationship between
genetics, development, evolution, organism and life chances. Once more, there is a lot of
hype about the extent to which these relations are understood. Once more, the social and
human sciences need to move beyond hype and its debunking to grasp the new style of
thought that is taking shape. On the one hand, at the genomic level, researchers are finding
many quite remarkable continuities between even simple animals and humans (Rock et al.,
1998; Amsterdam, 2004). Yet when it comes to complex multicellular organisms, let alone
primates, the genome is not ‘the book of life’ or ‘the code of codes’ – not ‘the digital
instructions’ for making an organism – but something different. The very wise genomic
scientist Jacques Monod was very wrong when he famously claimed that what was true for E.
Coli – a single-celled bacterium – was also true for the elephant (Jacob, 1995: 290). The
challenge is to understand that difference if we are to have a real ‘feeling for the organism’. 15
In a recent review of the impact of the sequencing of the human genome ten years on, the
eminent genome scientist Eric Lander (2011) pointed to our growing realisation of how much
we now know that we do not know. While only about 1.5% of the genome contains protein
coding sequences – the classical ‘genes’ – a further 6% is evolutionarily conserved, and
hence biologically functional, but does not code for protein. This means that there are
millions of conserved elements whose function we do not know: perhaps they are involved in
the regulation of transcription in development; perhaps they do something completely
different. There are thousands of other sequences that also have unknown roles in such
processes as cell-cycle regulation or immune response, or in brain processes. Genomic
sequences – the ‘codes’ made up of G, C, A and T – are one-dimensional, but chromosomes
in cells have a topography in three dimensions, and we know little about the implications of
chromosomal configuration. We may be beginning to understand the role of the millions of
polymorphisms in genes – places where a single nucleotide changes – but we know even less
about the effects of copy number variation, where whole genetic segments are duplicated
many times. We are moving away from the idea that each common disease will share the
same genomic basis – even if a complex one – to a model where common diseases are the
endpoints of many different, rare genomic variations. Even in conditions where we have a
clear idea of heritability, such as certain forms of breast cancer, the proportion explained by
15
A Feeling for the Organism was the title of Evelyn Fox Keller’s biography of the path-breaking geneticist
Barbara McClintock (Keller, 1983).
Institute for Culture and Society Occasional Paper 3.1
Nikolas Rose (2012) ‘The Human Sciences in a Biological Age’
12
what we know of genomics is small and the ‘missing heritability’ – which cannot be
explained by genetics – is high, ranging from 50% in age-related macular degeneration and
20% in Crohn’s disease, to around 95% in elevated lipid levels (Manolio et al., 2009). And so
on: the more we know, the more we don’t know. And the more we know, the more we find
ourselves moving away from the idea that the genome is the prime mover or the uncaused
cause, towards a style of thought that sees the genome as much affected and shaped by all
around it at the same time as it shapes it.
This recognition of the inseparability of vitality and milieu, in genomics as elsewhere, opens
a novel role for the social and human sciences. Take, for example, research on epigenetics,
best exemplified by Michael Meaney and his group. 16 Since the 1980s with his work on the
effects of early experiences on rodent behaviour (Meaney and Stewart, 1979; Meaney et al.,
1985), Meaney has explored the effects of maternal behaviour on the developing brains of
offspring – what is now termed epigenetic programming. The mother’s behaviour towards
her pup shapes the expression of genes through altering the methylation of the DNA, and this
shapes neuronal development in the pup (Szyf et al., 2007; Szyf, McGowan and Meaney,
2008), which in turn shapes the pup’s own behaviour towards its own offspring. By 2009, his
group were suggesting that these findings could be translated to humans: there were common
effects of variations in maternal care on epigenetic regulation in stressed rodents and in
suicide victims with a history of child abuse (McGowan et al., 2009). The brain, it seems, no
less than the psyche before it, is open to environmental inputs, and – in yet another blow to
ideas of a one-way traffic between genotype and phenotype – these work at the level of the
genome, modulating gene expression with consequences that might flow down the
generations (Meaney and Ferguson-Smith, 2010). Should the social and human sciences react
with horror to such arguments? – I don’t think so. Is the argument that stressed rodents
should share something with stressed humans a threat to the conceptual and moral
delineations of the human? – I don’t think so. Should we work with these researchers; help
understand the strengths and weaknesses of animal models; seek to model more closely the
effects of biography, sociality, culture and history; and guard against the rush to demand
immediate impacts in social policies and practices? – yes. This That would be a way of
revitalising sociology which would not threaten it but bring it, once more, into alignment with
the positive knowledges of the creatures whose relations we seek to analyse.
In all these areas of the life sciences, despite their differences, a style of thought is emerging
of constant transactions across the apparent boundaries of the organism that constitute, shape
and support vitality, at time-scales from the millisecond to the decade, at levels from the
molecular to the cellular, the organ and the organism itself. This is a form of argument that
links to, but goes beyond, the important recognition that human capacities such as cognition
and affect are ‘distributed’ – not the individuated property of singular organisms, but
constitutively dependent on the webs of interactions among multiple organic processes within
and between organisms and other entities in a locale. Of course this thought style operates in
very different ways in different disciplinary domains, and there is no single way that the
social and human sciences might make their links with them. However it is clear that such
links will not be in terms of the relations of ‘body’ and ‘society’ – those enticing yet illusory
totalities – but at a different scale. Not in terms of ‘the body’ – or ‘the brain’ – as a coherent
system enclosed by a boundary of skin, but of bodies and brains as multiplicities, of the
coexistence and symbiosis of multiple entities from bacterial flora in the gut to the
16
There are many different definitions of epigenetics and epigenesis. In the current context, the term refers to
the ways in which an organism’s genome does not merely ‘express itself’ during development, but is modified
from conception onwards as a result of its interaction with extra-genomic factors.
Institute for Culture and Society Occasional Paper 3.1
Nikolas Rose (2012) ‘The Human Sciences in a Biological Age’
13
proliferation of neurons in the brain, each in multiple connections with milieu: internal and
external, inorganic, organic, vital, historical, cultural, human. There are distributed capacities
in milieu which vital organisms themselves partly create and which in turn create them and
their capacities.
Relationships between the social and cultural sciences and the life sciences are unlikely to be
harmonious. I could give numerous examples from my own work where the human sciences
can and must challenge the simplicities of the life sciences when it comes to history and
culture. For instance, there are the ways in which neurobiological evidence about the
specificity of ‘the adolescent brain’ (Casey, Jones and Hare, 2008) – which is actually being
deployed in the United States in arguments seeking to mitigate the legal responsibility of
young people – cries out for an engagement from those who know how historically recent
and culturally specific the notion of adolescence itself is. Or there are the ways in which the
search for neurobiological markers to ground psychiatric diagnoses misunderstands not only
the social role of classification, but the very nature of human mental distress (Singh and
Rose, 2009). Or we could consider how arguments about the neural basis of psychopathy,
linked to strategies of prediction and pre-emption, need to be reformulated in the light of
historical understanding of the category itself, and a social analysis of risk predictions of
pathology (Rose, 2010). These are just some small empirical examples of the places where
dialogue across the divide, however difficult, is both conceptually significant and practically
relevant.
Despite the warnings of those who fear the consequences of placing the human among the
animals, this opportunity for engagement places a certain demand on us that is both
conceptual and ethical – not that we give up responsibility for that which is biological, or
deny its pertinence for our own investigations, but rather that we take responsibility for the
biological; for the social shaping of the bodies and brains that constitute us as specifically
human animals, whose welfare, in some small way, we hope to foster.
Beyond vitalism?
Some suggest that, in this molecular vision of life, we no longer need any residual ‘vitalism’
to understand the processes in which life consists (see Bedau et al., 2010). Who needs
vitalism when the complexity of living systems can be broken down into describable
interactions between specific kinds of parts; their living processes reverse engineered; the
parts and their properties freed from their origins in any specific organism, and reassembled,
first in thought, then in reality, to produce whatever outcome you can dream up? We see
these mechanistic principles in operation in some of the ways that animal models are used in
biomedical research, where cells or genes are inserted into the animal which can then be used
to test drugs intended for humans, or to model the development of particular pathologies. But
perhaps its apotheosis is in synthetic biology: the vision that vital processes can be construed
as assemblies of parts specified by their gene sequences, these parts can be fabricated, and
connected together to make something completely new – to create the organisms that
evolution forgot (Endy, 2005; Baker et al., 2006). You take green fluorescence from here, the
ability to live at 200 degrees from there, the ability to digest oil from elsewhere, insert them
into your organism of choice, and you have a green, heat-loving oil eater. I have referred to
this as a ‘flat’ ontology of life – any element of a living system can be freed from its origin in
a particular organism or organ and mobilised; connected into relays, circuits and networks
with other such elements in vitro, or in vivo in other organisms (Rose, 2007).
Institute for Culture and Society Occasional Paper 3.1
Nikolas Rose (2012) ‘The Human Sciences in a Biological Age’
14
Some derive a fantasy of biological control from an idea of life as pure mechanism. If we
pause on synthetic biology, we can see how misleading this is. As Rob Carlson (2010)
recently pointed out, a Boeing 747 consists of about 50,000 kinds of parts – some six million
total components – and the precise specification of each part is known and amenable to a
quantitative description. A relatively simple cell (for example, yeast) has millions of moving
parts, most of which are unknown; approximately 6,300 kinds of genetic parts, of which we
can name about half, but for most we have no design specifications at all; not to mention all
the other parts that are involved – the structure of sugars and lipids for example – that are not
encoded in the genome, and about which we have only the vaguest ideas of how they are
shaped and how they work. A human body has something around 1014 or one hundred trillion
cells – most of which are as complex as yeast – not to mention the microbes that inhabit us.
The human brain contains about 100 billion neurons – all of which are different – with 100
trillion synapses connecting them. So one task for social science is to look beyond the
hyperbolic forms in which some scientific activities are presented in the current climate, and
work closely with the actual researchers to explore their operative philosophy. We will find
this more hesitant, more modest – and more open to a genuine conceptual engagement.
Conclusion
Let me move to a conclusion. Must we rush to our philosophers to seek a new way of
conceptualising these new relations that I have tried to characterise? Some, I know, find this
path attractive. But I must confess, these endeavours are not to my taste. I prefer what Michel
Foucault, drawing again on Bachelard, called ‘fieldwork in philosophy’, and to look not to
philosophers of biology, but to the operative philosophy of the biologists themselves, among
whom I have spent much time over the last few years. This is not a matter of subscribing to
what the scientists themselves say about their activities when they reflect on them from their
armchairs, in retirement or in their popular writings. To decipher their operative philosophy,
we should ask them, as Bachelard did, to “tell us what you think, not when you quit the
laboratory, but during the hours when you leave ordinary life behind you and enter scientific
life. Instead of leaving us with your empiricism of the evening, show us your vigorous
rationalism of the morning” (quoted in Rheinberger, 2005: 318).
In one of his characteristically enigmatic statements, the French philosopher and historian of
biological thought Georges Canguilhem remarked: “The thought of the living must take from
the living the idea of the living” (Canguilhem, [1965] 2008: xx). For me, this suggests that at
every historical moment, the ways in which we think about how to think about vitality must
be informed by, underpinned by, shaped by and premised on the very way in which vitality
itself is understood in the contemporary sciences of life. That is to say, our relationship to the
forms of knowledge generated by the life sciences cannot – should not, in Canguilhem’s
normative doctrine – be indifferent to that knowledge; cannot treat it as merely one set of
claims among others.
Yes, we can identify the conditions of possibility of our regimes of truth about life. Those
conditions not only define the structure of the rationality of the life sciences, but increasingly
shape our experience of ourselves and our present. They set a path for the development of
biomedicine and biotechnology, and all the ways in which vitality today – in plants, animals
and humans – has become a domain of intervention and the production of biovalue. In
analysing the ways in which the life sciences are reshaping our experience of ourselves in our
Institute for Culture and Society Occasional Paper 3.1
Nikolas Rose (2012) ‘The Human Sciences in a Biological Age’
15
present, we can also identify what those truths about ourselves, our lives, our world and our
reality make possible or preclude. There is much to be critical of here; for my own part, I
suggest that such criticism should be directed to reshaping those pathways in the service of
life, and not just of reputation, grants or profit. But all truth claims have conditions, and
elegant descriptions of the ways in which our current biological truths have been created do
not, in themselves, suffice – or, at least, not for me.
To paraphrase another of Georges Canguilhem’s suggestive phrases, we can say that every
mode of biological reason is, in a certain way, also a philosophy of life. 17 It is a philosophy of
life because our way of living and our sense of how we should live as humans, of why we
should live as humans, of what we owe to ourselves and others, of what we can know, what
we should do and what we can hope for: all these have become tangled up – maybe always
were tangled up – in what we think we are as living creatures. Who can doubt that this is true
of all the varieties of reasoning about vitality, intervening in vitality, and questioning vitality,
that constitute contemporary biology?
As I have said, there are some who claim that these developments have put the final stake in
the heart of vitalism. Do we now inhabit a fully disenchanted world, in which we realise that
vitality is merely the intelligible result of physical, chemical, mathematical, stochastical
processes? I think things are more complex. Of course, our powers to intervene in our bodies
are remarkable: we can replace body parts; modulate vital systems with drugs; tame cancers
and much more (Hacking, 2007). As for our brains, we have a very long way to go (Price,
2011). But simple mechanical reductionism does not capture the operative philosophy of the
sciences of life and the forms of biomedicine to which they are linked. I do not think that we
will come to regard humans, or other living organisms, as mere machines, open to our
fantasies of total control. Vitalism will remain as a constant reminder of the self-organising,
dynamic, self-regulating complexity of living systems – the fact that, unlike machines, they
exist and develop in time and space – and of the inseparability of organism and milieu in life
in the real world. The social and human sciences need to grasp these operative philosophies
of biology and biomedicine; to explore the ‘philosophies of life’ which they embody and the
potential forms of life to which they may be linked. But more than this, our own disciplines
need to grasp the shaping – and the all-too-frequent cramping – of human vitality; to engage
with the sciences and play our part in addressing the local, national and global inequities that
devastate the vital lives of so many of our fellow biological citizens.
There are good historical reasons why many in the social and human sciences have been
highly critical of attempts to build a positive relation with the life sciences. But their dread of
determinism, reductionism, and the dire ethical and socio-political consequences of locating
humans among the animals, is now misplaced. We must configure a new double relationship
with biology. On the one hand, we must recognise the provisonality of the knowledge claims
in the life sciences, and subject the tendentious and exaggerated claims of enthusiasts,
popularisers and their media representations to critical evaluation. On the other, we must
move beyond description, commentary and critique – beyond the study of downstream
‘implications’ of biology and biomedicine – to develop an affirmative relation to the new
ways of understanding the dynamic relations between the vital and its milieu – the vital in its
milieu; the vital milieu – that are taking shape. This relationship cannot be one of a wideeyed embracing of every latest pronouncement, let alone the displacement of our own hard17
Actually Canguilhem wrote “Contemporary biology, read in a certain way, is somehow a philosophy of life”.
This is the last phrase of ‘Le concept et la vie’, published in 1966.
Institute for Culture and Society Occasional Paper 3.1
Nikolas Rose (2012) ‘The Human Sciences in a Biological Age’
16
won knowledge of the social shaping of human lives. By ‘affirmative’ I mean a relationship
that seeks to identify and work with those arguments which recognise, in whatever small
way, the need for a new and non-reductionist biology of human beings and other organisms
in their milieu, and which can thus be brought into conversation with the evidence, concepts
and forms of analysis developed in the social and human sciences. This requires us to accept
that the social and human sciences are also sciences of the living; of living bodies; of living
matter; of matter that has been made to live. It is hard to know how such a relationship will
turn out. But I regard the project of creating that relationship as one of the most important to
confront our disciplines today. It might also restore some of the capacity of my own
discipline of sociology to help remake our human world.
You will recall Freud’s words about the blows that human narcissism has suffered: first when
Copernicus showed that our planet was not at the centre of the universe, but was just a tiny
fragment of a vast cosmic system; and then when Darwin showed us humans that we were
not the privileged beings of creation and revealed our “ineradicable animal nature”. But,
Freud goes on, “human megalomania will have suffered its third and most wounding blow
from the psychological research of the present time which seeks to prove to the ego that it is
not even master in its own house, but must content itself with scanty information of what is
going on unconsciously in its mind. We psychoanalysts were not the first…to utter this
call…but it seems to be our fate to give it its most forcible expression and to support it with
empirical material which affects every individual” (Freud, [1916] 1953–74: vol. XIV, 284–
85). Contemporary life sciences, in claiming that the historical, biographical, social and
cultural are written into the interior of the individual in their biology and their neurobiology,
present a harder challenge to that human narcissism. However, it might be even more
important in the ways it reconfigures the relations between humans and animals, humans and
matter, and humans and their milieu; in what it helps us understand about our vital existence.
Some will also recall Michel Foucault’s words at the end of The Order of Things (1970: 386–
87). The figure of ‘the human’ as the unique organising principle of knowledge and morality
was, he argued, held together by a certain ‘historical a priori’. In giving the uniqueness of the
human a privileged place as both the subject and the object of ‘positive’ knowledge, it formed
the unspoken premise of the human sciences. Foucault suggested that structuralism would
transform this framework, displacing the figure of ‘man’ from its throne. Almost half a
century later, I think that it is not philosophy but the life sciences which are leading an
epistemic change in our relationship to the human. And if a new figure of the living is taking
shape, effacing the old “like a face drawn in sand at the edge of the sea”, what part might the
human and social sciences themselves play in the new figure of the human that is being born?
That, I think, is the challenge for those who hope to revitalise our own disciplines for the
twenty-first century.
Institute for Culture and Society Occasional Paper 3.1
Nikolas Rose (2012) ‘The Human Sciences in a Biological Age’
17
References
Amsterdam, A., Nissen, R. M., Sun, Z., Swindell, E. C., Farrington, S. and Hopkins, N. 2004,
‘Identification of 315 Genes Essential for Early Zebrafish Development’, Proceedings of the
National Academy of Sciences of the United States of America, 101(35): 12792–97.
Baker, D., Church, G., Collins, J., Endy, D., Jacobson, J., Keasling, J., Modrich, P., Smolke,
C. and Weiss, R. [Bio Fab Group] 2006, ‘Engineering Life: Building a Fab for Biology’,
Scientific American, 294(6): 44–51.
Beaulieu, A. 2000, ‘The Space inside the Skull: Digital Representations, Brain Mapping and
Cognitive Neuroscience in the Decade of the Brain’, PhD, University of Amsterdam.
Bedau, M., Church, G., Rasmussen, S., Caplan, A., Benner, S., Fussenegger, M., Collins, J.
and Deamer, D. 2010, ‘Life after the Synthetic Cell’, Nature, 465(7297): 422–24.
Bennett, J. 2010, Vibrant Matter: A Political Ecology of Things, Durham, NC: Duke
University Press.
Bennett, M. R. and Hacker, P. M. S. 2003, Philosophical Foundations of Neuroscience,
Malden, MA: Blackwell.
Blacker, C. P. 1967, ‘Obituary: Sir Alexander Carr-Saunders’, Population Studies, 20(3):
365–69.
Blackman, L. 2008, ‘Affect, Relationality and the Problem of Personality’, Theory, Culture
and Society, 25(1): 27–51.
——— 2010, ‘Bodily Integrity’, Body and Society, 16(3): 1–9.
Boston Women’s Health Book Collective [Phillips, A. and Rakusen, J. (eds)] 1978, Our
Bodies, Ourselves: A Health Book by and for Women, Harmondsworth, UK: Penguin.
Braidotti, R. 2002, Metamorphoses: Towards a Materialist Theory of Becoming, Cambridge,
UK: Polity.
Brothers, L. 1990, ‘The Social Brain: A Project for Integrating Primate Behaviour and
Neurophysiology in a New Domain’, Concepts in Neuroscience, 1(1): 27–51.
——— 2001, Mistaken Identity: The Mind-Brain Problem Reconsidered, Albany: State
University of New York Press.
Bulmer, M. (ed.) 1985, Essays on the History of British Sociological Research, Cambridge:
Cambridge University Press.
Butler, J. 1993, Bodies that Matter: On the Discursive Limits of “Sex”, New York:
Routledge.
Cacioppo, J. T. and Berntson, G. G. (eds) 2004, Essays in Social Neuroscience, Cambridge,
MA: MIT Press.
Institute for Culture and Society Occasional Paper 3.1
Nikolas Rose (2012) ‘The Human Sciences in a Biological Age’
18
Cacioppo, J. T., Berntson, G. G. and Decety, J. 2012 (in press), ‘A Brief History of Social
Neuroscience’, in, Kruglanski, A. W. and Stroebe, W. (eds), Handbook of the History of
Social Psychology, New York: Psychology Press.
Cacioppo, J. T. and Patrick, W. 2008, Loneliness: Human Nature and the Need for Social
Connection, New York: Norton.
Calarco, M. 2008, Zoographies: The Question of the Animal from Heidegger to Derrida,
New York: Columbia University Press.
Canguilhem, G. [1965] 2008, Knowledge of Life, New York: Fordham University Press.
Cannon, W. B. 1942, ‘“Voodoo” Death’, American Anthropologist, 44(2): 169–81.
Carlson, R. H. 2010, Biology is Technology: The Promise, Peril, and New Business of
Engineering Life, Cambridge, MA: Harvard University Press.
Carr-Saunders, A. M. 1926, Eugenics, London: Williams and Norgate.
——— 1942, The Biological Basis of Human Nature, London: Oxford University Press.
Casey, B. J., Jones, R. M. and Hare, T. A. 2008, ‘The Adolescent Brain’, Annals of the New
York Academy of Sciences, 1124(1): 111–26.
Cohn, S. 2004, ‘Increasing Resolution, Intensifying Ambiguity: An Ethnographic Account of
Seeing Life in Brain Scans’, Economy and Society, 33(1): 54–76.
——— 2008a, ‘Making Objective Facts from Intimate Relations: The Case of Neuroscience
and Its Entanglements with Volunteers’, History of the Human Sciences, 21(4): 86–103.
——— 2008b, ‘Petty Cash and the Neuroscientific Mapping of Pleasure’, BioSocieties, 3(2):
151–63.
Connolly, W. E. 2002, Neuropolitics: Thinking, Culture, Speed, Minneapolis: University of
Minnesota Press.
Daston, L. and Mitman, G. (eds) 2005, Thinking with Animals: New Perspectives on
Anthropomorphism, New York: Columbia University Press.
Dobzhansky, T. 1955, Evolution, Genetics, and Man, New York: Wiley.
Dumit, J. 2003, Picturing Personhood: Brain Scans and Biomedical Identity, Princeton, NJ:
Princeton University Press.
Eisenberger, N. I., Lieberman, M. D. and Williams, K. D. 2003, ‘Does Rejection Hurt? An
fMRI Study of Social Exclusion’, Science, 302(5643): 290–92.
Endy, D. 2005, ‘Foundations for Engineering Biology’, Nature, 438(7067): 449–53.
Epstein, S. 1996, Impure Science: AIDS, Activism, and the Politics of Knowledge, Berkeley:
University of California Press.
Institute for Culture and Society Occasional Paper 3.1
Nikolas Rose (2012) ‘The Human Sciences in a Biological Age’
19
Foucault, M. 1970, The Order of Things: An Archaeology of the Human Sciences, London:
Tavistock.
Franklin, S. 1995, ‘Postmodern Procreation: A Cultural Account of Assisted Reproduction’,
in, Ginsburg, F. D. and Rapp, R. (eds), Conceiving the New World Order: The Global
Politics of Reproduction, Berkeley: University of California Press, pp 323–45.
Freud, S. [1916] 1953–74, The Standard Edition of the Complete Psychological Works of
Sigmund Freud, London: Hogarth Press and the Institute of Psychoanalysis.
Gibson, D. G., Glass, J. I., Lartigue, C., Noskov, V. N., Chuang, R.-Y., Algire, M. A.,
Benders, G. A., Montague, M. G., Ma, L., Moodie, M. M., Merryman, C., Vashee, S.,
Krishnakumar, R., Assad-Garcia, N., Andrews-Pfannkoch, C., Denisova, E. A., Young, L.,
Qi, Z.-Q., Segall-Shapiro, T. H., Calvey, C. H., Parmar, P. P., Hutchison III, C. A., Smith, H.
O. and Venter, J. C. 2010, ‘Creation of a Bacterial Cell Controlled by a Chemically
Synthesized Genome’, Science, 329(5987): 52–56.
Gigerenzer, G. 1991, ‘From Tools to Theories: A Heuristic of Discovery in Cognitive
Psychology’, Psychological Review, 98(2): 254–67.
Grosz, E. 1994, Volatile Bodies: Toward a Corporeal Feminism, Bloomington: Indiana
University Press.
——— 2005, Time Travels: Feminism, Nature, Power, Durham, NC: Duke University Press.
Hacking, I. 2007, ‘Our Neo-Cartesian Bodies in Parts’, Critical Inquiry, 34(1): 78–105.
Haraway, D. J. 1991, Simians, Cyborgs, and Women: The Reinvention of Nature, New York:
Routledge.
——— 2007, When Species Meet, Minneapolis: University of Minnesota Press.
Harrington, A. (ed.) 1999, The Placebo Effect: An Interdisciplinary Exploration, Cambridge,
MA: Harvard University Press.
Harrington, A. 2008, The Cure Within: A History of Mind-Body Medicine, New York:
Norton.
Hirst, P. Q. 1975, Durkheim, Bernard and Epistemology, London: Routledge.
——— 1976, Social Evolution and Sociological Categories, London: Allen and Unwin.
Hirst, P. Q. and Woolley, P. 1982, Social Relations and Human Attributes, London:
Tavistock.
Jacob, F. 1995, The Statue Within: An Autobiography, Plainview, NY: Cold Spring Harbor
Laboratory Press.
Kamin, L. J. 1974, The Science and Politics of I.Q., Potomac, MD: Lawrence Erlbaum
Associates.
Institute for Culture and Society Occasional Paper 3.1
Nikolas Rose (2012) ‘The Human Sciences in a Biological Age’
20
Kay, L. E. 1993, The Molecular Vision of Life: Caltech, the Rockefeller Foundation, and the
Rise of the New Biology, New York: Oxford University Press.
Keller, E. F. 1983, A Feeling for the Organism: The Life and Work of Barbara McClintock,
San Francisco: W. H. Freeman.
Keynes, M. 2002, ‘Lancelot Hogben, FRS (1895–1975)’, Galton Institute Newsletter, March.
Accessed on 25 February 2008 from: http://www.galtoninstitute.org.uk/Newsletters
/GINL0203/Lancelot_Hogben.htm.
Lander, E. S. 2011, ‘Initial Impact of the Sequencing of the Human Genome’, Nature,
470(7333): 187–97.
Lesch, K.-P. 2007, ‘Linking Emotion to the Social Brain: The Role of the Serotonin
Transporter in Human Social Behaviour’, EMBO Reports, 8(Special Issue 1): S24–S29.
Lewontin, R. C., Rose, S. and Kamin, L. J. 1984, Not in Our Genes: Biology, Ideology, and
Human Nature, New York: Pantheon Books.
Leys, R. 2011, ‘The Turn to Affect: A Critique’, Critical Inquiry, 37(3): 434–72.
Libet, B., Freeman, A. and Sutherland, K. (eds) 1999, The Volitional Brain: Towards a
Neuroscience of Free Will, Thorverton, UK: Imprint Academic.
Libet, B., Gleason, C. A., Wright, E. W. and Pearl, D. K. 1983, ‘Time of Conscious Intention
to Act in Relation to Onset of Cerebral Activity (Readiness-Potential): The Unconscious
Initiation of a Freely Voluntary Act’, Brain, 106(3): 623–42.
Lock, M. 2002, Twice Dead: Organ Transplants and the Reinvention of Death, Berkeley:
University of California Press.
Manolio, T. A., Collins, F. S., Cox, N. J., Goldstein, D. B., Hindorff, L. A., Hunter, D. J.,
McCarthy, M. I., Ramos, E. M., Cardon, L. R., Chakravarti, A., Cho, J. H., Guttmacher, A.
E., Kong, A., Kruglyak, L., Mardis, E., Rotimi, C. N., Slatkin, M., Valle, D., Whittemore, A.
S., Boehnke, M., Clark, A. G., Eichler, E. E., Gibson, G., Haines, J. L., Mackay, T. F. C.,
McCarroll, S. A. and Visscher, P. M. 2009, ‘Finding the Missing Heritability of Complex
Diseases’, Nature, 461(7265): 747–53.
Martin, E. 1987, The Woman in the Body: A Cultural Analysis of Reproduction, Boston:
Beacon Press.
——— 1994, Flexible Bodies: Tracking Immunity in America from the Days of Polio to the
Age of AIDS, Boston: Beacon Press.
Massumi, B. 2002, Parables for the Virtual: Movement, Affect, Sensation, Durham, NC:
Duke University Press.
McGowan, P. O., Sasaki, A., D’Alessio, A. C., Dymov, S., Labonté, B., Szyf, M., Turecki, G.
and Meaney, M. J. 2009, ‘Epigenetic Regulation of the Glucocorticoid Receptor in Human
Brain Associates with Childhood Abuse’, Nature Neuroscience, 12(3): 342–48.
Institute for Culture and Society Occasional Paper 3.1
Nikolas Rose (2012) ‘The Human Sciences in a Biological Age’
21
Meaney, M. J., Aitken, D. H., Bodnoff, S. R., Iny, L. J. and Sapolsky, R. M. 1985, ‘The
Effects of Postnatal Handling on the Development of the Glucocorticoid Receptor Systems
and Stress Recovery in the Rat’, Progress in Neuro-Psychopharmacology and Biological
Psychiatry, 9(5–6): 731–34.
Meaney, M. J. and Ferguson-Smith, A. C. 2010, ‘Epigenetic Regulation of the Neural
Transcriptome: The Meaning of the Marks’, Nature Neuroscience, 13(11): 1313–18.
Meaney, M. J. and Stewart, J. 1979, ‘Environmental Factors Influencing the Affiliative
Behavior of Male and Female Rats (Rattus Norvegicus)’, Animal Learning and Behavior,
7(3): 397–405.
Newton, T. 2003, ‘Truly Embodied Sociology: Marrying the Social and the Biological?’,
Sociological Review, 51(1): 20–42.
Novas, C. 2006, ‘The Political Economy of Hope: Patients’ Organizations, Science and
Biovalue’, BioSocieties, 1(3): 289–305.
Novas, C. and Rose, N. 2000, ‘Genetic Risk and the Birth of the Somatic Individual’,
Economy and Society, 29(4): 485–513.
Papoulias, C. and Callard, F. 2010, ‘Biology’s Gift: Interrogating the Turn to Affect’, Body
and Society, 16(1): 29–56.
Porter, R. 1999, The Greatest Benefit to Mankind: A Medical History of Humanity from
Antiquity to the Present, London: Fontana Press.
Price, J. 2011, ‘Reconstructing Brains: A Biological Impossibility?’, BioSocieties, 6(3): 299–
322.
Rapp, R. 1999, Testing Women, Testing the Fetus: The Social Impact of Amniocentesis in
America, New York: Routledge.
Research and Markets 2011, ‘Biotechnology: Global Industry Guide’. Accessed on 8 March
2011 from: http://www.researchandmarkets.com/reports/41522/biotechnology_global
_industry_guide.
Rheinberger, H.-J. 2005, ‘Gaston Bachelard and the Notion of “Phenomenotechnique”’,
Perspectives on Science, 13(3): 313–28.
Rock, F. L., Hardiman, G., Timans, J. C., Kastelein, R. A. and Bazan, J. F. 1998, ‘A Family
of Human Receptors Structurally related to Drosophila Toll’, Proceedings of the National
Academy of Sciences of the United States of America, 95(2): 588–93.
Rocquin, B. 2006, ‘“The Floating Discipline”: British Sociology and the Failure of
Institutional Attachment, 1911–1938’, MA, University of Oxford.
Rose, H. and Rose, S. (eds) 2000, Alas, Poor Darwin: Arguments against Evolutionary
Psychology, London: Jonathan Cape.
Rose, N. 1999, Governing the Soul: The Shaping of the Private Self, London: Free
Association Press.
Institute for Culture and Society Occasional Paper 3.1
Nikolas Rose (2012) ‘The Human Sciences in a Biological Age’
22
——— 2001, ‘The Politics of Life Itself’, Theory, Culture and Society, 18(6): 1–30.
——— 2007, The Politics of Life Itself: Biomedicine, Power and Subjectivity in the TwentyFirst Century, Princeton, NJ: Princeton University Press.
——— 2010, ‘“Screen and Intervene”: Governing Risky Brains’, History of the Human
Sciences, 23(1): 79–105.
Rose, N. and Abi-Rached, J., forthcoming, Neuro: The New Brain Sciences and the
Remaking of the Human, Princeton, NJ: Princeton University Press.
Simmel, G. [1903] 2002, ‘The Metropolis and Mental Life’, in, Bridge, G. and Watson, S.
(eds), The Blackwell City Reader, Malden, MA: Blackwell, pp 11–19.
Singh, I. and Rose, N. 2009, ‘Biomarkers in Psychiatry’, Nature, 460(7252): 202–7.
Society for Social Neuroscience 2010, ‘An International, Interdisciplinary Initiative’.
Accessed 26 November 2010 from: http://s4sn.org/drupal/.
Szyf, M., McGowan, P. and Meaney, M. J. 2008, ‘The Social Environment and the
Epigenome’, Environmental and Molecular Mutagenesis, 49(1): 46–60.
Szyf, M., Weaver, I. C. G., Provencal, N., McGowan, P., Turecki, G., Tremblay, R. and
Meaney, M. 2007, ‘How Does Early Life Social Environment Sculpt Our Genes?’, Biology of
Reproduction, 77 (1 – Supplement): 64.
Tallis, R. 2011, Aping Mankind: Neuromania, Darwinitis and the Misrepresentation of
Humanity, Durham, UK: Acumen Publishing.
Tarde, G. 1890, Les lois de l’imitation: Étude sociociologique, Paris: Félix Alcan.
Thrift, N. J. 2007, Non-Representational Theory: Space, Politics, Affect, London: Routledge.
University of Chicago 2007, ‘Department of Psychology: Faculty [John T. Cacioppo]’.
Accessed 1 November 2010 from: http://psychology.uchicago.edu/people/faculty/cacioppo
/index.shtml.
Venter, C. and Cohen, D. 2004, ‘The Century of Biology’, New Perspectives Quarterly,
21(4): 73–77.
Wahlberg, A. 2008, ‘Above and beyond Superstition – Western Herbal Medicine and the
Decriminalizing of Placebo’, History of the Human Sciences, 21(1): 77–101.
Williams, S. 1999, ‘Is Anybody There? Critical Realism, Chronic Illness and the Disability
Debate’, Sociology of Health and Illness, 21(6): 797–819.
Wilmut, I. and Highfield R. 2006, After Dolly: The Uses and Misuses of Human Cloning,
London: Little, Brown.
Wilson, E. A. 1998, Neural Geographies: Feminism and the Microstructure of Cognition,
New York: Routledge.
Institute for Culture and Society Occasional Paper 3.1
Nikolas Rose (2012) ‘The Human Sciences in a Biological Age’
23
——— 2004, Psychosomatic: Feminism and the Neurological Body, Durham, NC: Duke
University Press.
——— 2010, Affect and Artificial Intelligence, Seattle: University of Washington Press.
——— 2011, ‘Neurological Entanglements: The Case of Paediatric Depressions, SSRIs and
Suicidal Ideation’, Subjectivity, 4(3): 277–97.
Wolfe, C. (ed.) 2003, Zoontologies: The Question of the Animal, Minneapolis: University of
Minnesota Press.
Yap, P.-M. 1951, ‘Mental Diseases Peculiar to Certain Cultures: A Survey of Comparative
Psychiatry’, British Journal of Psychiatry, 97(407): 313–27.
Institute for Culture and Society Occasional Paper 3.1
Nikolas Rose (2012) ‘The Human Sciences in a Biological Age’
24
Download