Migrant and Seasonal Farmworker Access to Health Care Services and Insurance Coverage: Summary Report on Issues, Resources and Potential Solutions. 1 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com I. Executive Summary The Health Care Safety Net Amendments of 2002, signed into law (Public Law No: 107-251) by President Bush, directs the Department of Health and Human Services (DHHS) to conduct a “study” regarding barriers to participation of farmworkers1 in health programs, specifically problems experienced by farmworkers and their family members when accessing Medicaid and the State Children’s Health insurance Program (SCHIP). The legislation calls for the study to examine the barriers to enrollment, including a lack of outreach and outstationed eligibility workers; complicated application and eligibility determination procedures; and linguistic and cultural barriers. Additionally, the Secretary is instructed “to exam the lack of portability of Medicaid and CHIP coverage for farmworkers eligible in one state, but who move to other states on a seasonal basis.” Finally, the study is to identify solutions that will increase enrollment and access to benefits for farmworkers as well as associated costs of each of the following possible solutions: Use of Current Law Flexibility; Demonstration Projects; Interstate Compacts; Public-Private Partnerships; National Migrant Family Coverage; and Other Possible Solutions This paper provides a brief summary of the issues and associated literature and research that document past and current efforts - both public and private - to identify health care services access barriers for migrant and seasonal farmworkers (MSFW) and initiatives to address those barriers. In addition, appendix 1 provides a chronological history of health coverage for farmworkers and the key outcomes and lessons of each component. Integral to this study, and as specified in the Act, is consultation with those individuals and agencies who have, for much of their lives, been affected by or who have been affecting change in regards to this topic. Appendix 2 identifies numerous individuals and agencies for consultation on the study, including individuals who are: Farmworkers; Experts in providing health care to farmworkers, including designees of national and local organizations, migrant health centers and other providers; Experts in health care financing; Representatives from foundations and other non-profits that have conducted or supported research on farmworker health care financial issues; Representatives of federal agencies who are involved in the provision or 1 For the purposes of this paper, farmworker is defined as an individual whose principal employment is in agriculture on a seasonal basis, who has so been employed in the last 24 months, and who establishes for of the purposes of such employment a temporary abode. HRSA BPHC Program information Notice 2003-01. 2 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com financing of health care to farmworkers (including CMS and HRSA); Representatives of state governments; Agricultural industries; and Labor. Lastly, this paper identifies potential solutions and /or suggested directions for consideration by DHHS. The potential solutions listed are a compilation of the suggested potential solutions found in the literature and are intended solely as references for DHHS. The National Association of Community Health Centers, Inc. fully recognizes the need for and importance of this study, and values the work and activity that have been dedicated to this issue in the past. NACHC also values the leaders in the migrant health field who have contributed to the focus on this important issue and who incrementally over three decades, have continued to document the great need for expanded access among migrant and seasonal farm workers to health care services, and for extending coverage to them under the Medicaid and Child Health Insurance programs. 3 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com II. Introduction It is well documented that there are many factors that contribute to the lack of access to health care services by migrant and seasonal farmworkers (MSFW). These range from social, cultural, and economic factors to issues related to enrollment in health care programs, be they public benefits or private insurance. In the past 30 years, studies have shown that low income, the need to travel from state to state for work purposes, an inability to understand the language or navigate the health care system2, and often immigration status, affect MSFW access to primary and preventive care as well as continuity of health care. Studies also have shown that in spite of their eligibility for Medicaid and SCHIP health care coverage, the State-based nature of the programs often hinder enrollment for MSFW and their family members. Those familiar with the provision of health services to MSFW and their family members are aware that solutions range from an expansion of affordable culturally and linguistically appropriate health care services (as early as 1962 the Migrant Health Act establishing the migrant health centers program was enacted to address this problem)3, to better enforcement of existing Medicaid and SCHIP program provisions (such as 45 CFR 233.40, issued in 1979, defining ‘resident’ for state Medicaid eligibility purposes as including “anyone who is living in a State with a job commitment or seeking employment in the State”4), to more recent recommendations for changes to Statedirected and designed Medicaid and SCHIP programs. As reflected in the legislative directive to DHHS, the solutions are as complicated as the problems and call for serious consideration of portability options, interstate compacts, reciprocity agreements, demonstration projects, and public/private partnerships, etc. Specific to enrollment of MSFW in Medicaid and subsequently SCHIP, as far back as 1993, the often-cited Mathematica report, “Feasibility Study to Develop a Medicaid Reciprocity Program for Migrant And Seasonal Farmworkers” and, subsequently, a second report issues in 1994, “Crossing State Lines: Making Medicaid work for Farmworkers: Final Report of a Demonstration Feasibility Study,” both identified issues associated with developing a Medicaid reciprocity program. In 1999, HRSA held a series of meetings with agency heads from the Bureau of Primary Health Care and the Health Care Financing Administration to revisit the Mathematica Policy Research study recommendations5. In June 2000, both the National Health Policy Forum at George Washington University and the Reforming States/Milbank group convened advocates from across the country and representatives from federal agencies 2 Rosenbaum, Sara, “Options for expanding publicly financed helath coverage of migrant farmworkers and their families” Memorandum prepared for the National Association of Community Health Centers, Inc, October, 2000 3 Migrant Health Act; Public Law 87-692. Rossenbaum, Sara, “Options for expanding publicly financed helath coverage of migrant farmworkers and their families” Memorandum prepared for the National Association of Community Health Centers, Inc, October, 2000 5 Gaston, Marilyn. “Reciprocity for Migrant Farmworkers” minutes with attachments from HCFA Eligibility Technical Advisory Group meetings sent to Claude Earl Fox. May 17, 1999 4 4 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com to address the policy options for serving migrant children and families under SCHIP and Medicaid6. Building on these earlier efforts, both Sara Rosenbaum, of the George Washington University’s School of Public Health and Health Services, and Mary S. Kenneson, of the Center for Health Care Strategies, have suggested the need to develop multi-faceted approaches including enforcement of current program provisions, usage of Section 1115 waiver authority and public-private joint ventures, as well as purchase of commercial indemnity insurance for MSFW7. While it is evident that there is agreement among the many policy makers, health professionals, policy analysts, advocates and others that a need exists to address the health care access problems faced by farmworkers and their families8, there appears to be neither consensus on the solutions, nor actions undertaken to implement solutions that have been identified. The literature cited in this paper underscores the need for bringing together experts with knowledge of farmworker health care needs and health care services financing experts, as well as the need for public and private sector collaboration to identify the problems, recommend solutions, and implement the necessary changes. The remainder of this report provides a summary, with related suggested literature, of the health care services access barriers experienced by MSFW and their family members, and a compilation of suggested potential solutions found in the literature that will, in our opinion, enable DHHS to produce a comprehensive study that encompasses the large body of work and expert resources in this area. Appendix 1 provides a chronological history summary of health coverage for farmworkers and the key outcomes and lessons of each component. 6 Moore, Judith, “Policy Options for Serving Migrant Children and families underMedicaid and SCHIP: Observations based on a June 14, 2000 discussion convened by the National Health Policy Forum”, George Washington University, Washington , DC, month not specified, 2000 7 Rosenbaum, Sara. ibid. 8 Rosenbaum, Sara. ibid. 5 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com III. Health care services and coverage access barriers A. Issues specific to Medicaid and SCHIP program 1. Migrant farmworker mobility and lack of Medicaid and SCHIP program portability between states. This is largely due to the state based nature of the programs; currently, the programs are state directed and defined. The farmworker population is divided into those who find employment on a seasonal basis and those who migrate to find employment. Migrant farmworkers and dependents who are eligible for Medicaid often face many challenges and difficulties in retaining their health coverage as they move from state-to-state. Each state has configured their Medicaid programs differently with varying income eligibility standards, assets tests, and enrollment requirements. Because of these differences, migrant families must re-apply for Medicaid and undergo the lengthy enrollment process every time they cross state lines. For populations like farmworkers, who migrate and are likely eligible for Medicaid coverage, portability of coverage would no doubt greatly improve access to and proper use of health care.9 Health care access obviously improves health outcomes while preventive care and screenings can reduce future illnesses and debilitating diseases. The long-term effect of improving access and preventing more severe conditions would be improved health outcomes and decreased costs from avoidable hospital and emergency room use. Solutions to portability problems are numerous, complex, and present the biggest challenge both in terms of design and implementation. a. Residency requirements – Federal regulations provide that individuals are residents of the state in which they either intend to reside indefinitely or in which they are present for work-related reasons. The work-related residency standard was added to the rules in 1979 specifically to foster improved coverage of migrant family members. Studies have found both a lack of awareness of this provision by Medicaid eligibility workers and variable implementation from state to state. b. Income determination – Farmworker income fluctuates, often dramatically, during the year. Certain methodologies utilized to calculate annual income often grossly over-estimate farmworkers’ actual annual income by basing projections on peak employment periods and earnings, but failing to capture unemployment or low earnings periods. 9 Gallardo, E., Huang, V., (2002) “Expanding Immigrant Access to Health Care Services: A Policy Brief”, California Primary Care Association 6 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com c. Upper income limits and assets tests – Standards vary from state to state, and often use key assets (such as vehicles or tools) needed by farmworkers for the very nature of their work for exclusionary purposes. d. Differences in categorical eligibility – States are required to cover certain categorical groups in the Medicaid and SCHIP programs, but often have flexibility and options to cover additional population groups. For example, states vary tremendously in their coverage of legal immigrants so that an immigrant farmworker eligible for Medicaid coverage in California may not be eligible in Colorado, resulting in barriers to retaining coverage. 2. State-Designed and Directed Program Structural Barriers a. Complexity of the application process, application form, and length of the determination period – Variations in the process, forms utilized, and the eligibility determination period from state to state are impediments that often discourage migrant farmworkers from seeking or securing enrollment in Medicaid and SCHIP. Mobility intensifies enrollment-related barriers. Families may lack the necessary documents that some states require because they are on travel. Finally, farmworkers often must move on before the eligibility determination process is complete and assistance is made available.10 b. Proximity of enrollment sites – Medicaid enrollment sites may be inaccessible in the remote areas in which migrant families may live and work.11 Many farmworkers depend on others for transportation to work. Often a visit to the Medicaid offices can mean loss of a day’s pay in addition to the expense of getting there. As a result, health care is often delayed until it is absolutely necessary and more likely results in costly emergency room visits. c. Lack of conformity between states in services provided – Some states cover optional Medicaid benefits, like dental and mental health services. The lack of conformity between states in services provided is a structural barrier that is often cited as an impediment for establishing interstate compacts and reciprocity agreements between states. d. Categorical eligibility - The Medicaid program covers three major eligibility groups: children and families, the disabled, and the elderly. These eligibility groups do not correlate well with the demographic 10 Rosenbaum, Sara, “Options for expanding publicly financed health coverage of migrant farmworkers and their families” Memorandum prepared for the National Association of Community Health Centers, Inc, October, 2000 11 Rosenbaum, Sara. Ibid. 7 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com characteristics of the farmworker population. For example, many migrant farmworkers travel as single adults. Similarly, many farmworkers leave their families in their country of origin or do not have Medicaid eligible children because of immigration barriers. The result leaves very few farmworkers able to access Medicaid coverage. e. Language and cultural issues – Unique language and cultural needs complicate understanding and navigating the application process and require limited English proficiency assistance. The Office of Civil Rights in the Department of Health and Human Services is charged with enforcement of Title VI of the Civil Rights Act of 1964 including provisions requiring meaningful access to limited English proficient patient populations, such as farmworkers. Despite federal requirements, there remain linguistic barriers for MSFW trying to access state services. Many states have been sued for non-compliance with these provisions and have adopted comprehensive language service programs as a remedy. The Office of Civil Rights recently issued a guidance to assist states with compliance. f. Geographically designed managed care programs participating in Medicaid – Increased participation of HMO’s in Medicaid managed care has further exacerbated the issues associated with lack of coverage portability. Given conventional managed care’s reliance on gatekeeper functions, providers who render care without approval from designated primary care gatekeepers are typically not reimbursed. Suggested literature California Primary Care Association, “Medicaid Portability for Migrant Farmworkers: Cost-Benefit Analysis,” research conducted by the California Institute for Rural Studies, 2002. Wright, G., Fasciano, N., Frazer, H., Hill, I., Zimmerman, B., and Pindus, N. “Feasibility Study to Develop a Medicaid Reciprocity Program for Migrant and Seasonal Farmworkers: Background Paper,” submitted to the Department of Health & Human Services, 1993. Arendale, E., “Medicaid and State Children’s Health Insurance Program” produced for the National Advisory Council on Migrant Health by the National Center for Farmworker Health, Inc, Buda, TX October 2001 Kenesson, Mary S., “Improving Health Services Access for Medicaid-Eligible Migrant Farmworkers” Study funded by the Center for Health Care Strategies, Inc, September, 2000 Rosenbaum, Sara, “Options for expanding publicly financed health coverage of migrant farmworkers and their families” Memorandum prepared for the National Association of Community Health Centers, Inc, October, 2000 Moore, Judith, “Policy Options for Serving Migrant Children and families under Medicaid and SCHIP: Observations based on a June 14, 2000 discussion convened by the National Health Policy Forum”, George Washington University, Washington , DC, month not specified, 2000 8 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com Gaston, Marilyn. “Reciprocity for Migrant Farmworkers” minutes with attachments from HCFA Eligibility Technical Advisory Group meetings sent to Claude Earl Fox. May 17, 1999 Bohrer, Richard “Medicaid Reciprocity/Portability” minutes from HCFA Eligibility Technical Advisory Group, June 24, 1999 Medicaid and SCHIP Enrollment for Migrant Workers: Issues and Options – Migrant Health Branch Division of Community and Migrant Health, Bureau of Primary Health Care, Health Resources and Services Administration, Department of Health Administration 3. Immigrant Eligibility Title IV of the Personal Responsibility and Work Opportunity Reconciliation Act of 1996 (welfare reform) and the Illegal Immigration Reform and Immigrant Responsibility Act of 1996 (immigration reform) created various barriers to health care access for the immigrant population and therefore, the farmworker population. For example, welfare law now grants states discretion to preserve or deny non-emergency Medicaid and State Children's Health Insurance Program (SCHIP) to most legal immigrants. Welfare reform created new categories for the immigrant community. Welfare reform recognizes “qualified “ immigrants, which includes lawful permanent residents who have resided in the U.S. for at least 5 years; conditional entrants; parolees admitted for at least 1 year; refugees; asylees; persons who have had their deportation withheld; and certain battered immigrant women and immigrant parents of battered children. All immigrant groups that do not fit in the "qualified" category are considered “not qualified” immigrants and are ineligible for many federal public health care benefits, including full coverage under Medicaid and SCHIP. Suggested literature Pub. L. No. 104-193, 110 Stat. 2105 (1996), codified at 8 U.S.C. §1601 et seq. Pub. L. No. 104-208, 110 Stat. 3009 (1996) Gallardo, E., Huang, V., (2002) “Expanding Immigrant Access to Health Care Services: A Policy Brief”, California Primary Care Association National Immigration Law Center, (2002), Guide to Immigrant Eligibility for Federal Programs, 4th edition. Reardon-Anderson, J., Capps, R., Fix, M., (2002) “The Health and Well-Being of Children in Immigrant Families”, Urban Institute Fix, M., Passel, J. (2002) “The Scope and Impact of Welfare Reform's Immigrant Provisions”, Urban Institute Brown, R., Wyn, R., and Ojeda, V. (1999). “Access to Health Insurance and Health Care for Children in Immigrant Families,” UCLA Center for Health Policy Research. Schlosberg, C. and Wiley, D. (1998). “The Impact of INS Public Charge Determinations on Immigrant Access to Health Care,” National Health Law Program and National Immigration Law Center. National Immigration Law Center, (1998), Affidavits of Support and Sponsorship Requirements: A Practitioner's Guide 9 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com IV. Other Health Care Services Barriers – This section is provided to describe additional barriers to health care services and insurance coverage beyond those that relate specifically to Medicaid and SCHIP. A. Lack of Employer Provided Health Care Insurance – By virtue of their work in agriculture, most farmworkers lack employer provided health care insurance and do not make enough to purchase individual private health insurance. Even in the small number of cases where insurance is offered, MSFW lack sufficient economic resources to afford their share of premiums, co-pays, and deductibles. B. Lack of primary and preventive health care benefits for authorized temporary foreign workers (H2A) - Guestworker employers are required to provide state workmen’s compensation for authorized temporary foreign workers. However, there is no provision in the statute requiring the provision of primary and preventive health care services. C. Rising costs of enabling services and services for the uninsured. – Community and migrant health centers provide affordable comprehensive primary and preventive health services. Health center patients are not required to provide citizenship verification in order to receive care. Often, increasing numbers of uninsured patients and decreasing Medicaid revenues result in fewer resources targeted for enabling services such as outreach, interpreters, and transportation. In addition to ensuring communication between providers and patients, communication between government agencies and patients is indispensable to ensure that limited English proficient (LEP) individuals have access to public programs for which they are eligible, such as Medicaid, SCHIP, and Medicare. A California survey of LEP parents found that 25% of all Spanish-speaking Latinos had difficulty understanding California’s Medicaid and California’s SCHIP application as compared to 14.2% of non-Latinos. As a result, Latino children are more likely to be uninsured due to language barriers in completing the enrollment process for health coverage. 10 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com V. Potential Solutions Conditions relating to eligibility, enrollment, and portability of coverage (or the lack thereof) under Medicaid and SCHIP, which present often insurmountable barriers to securing such coverage for MSFW have been the subject of a large volume of work over the years, with recommendations for potential solutions that range from enforcement of existing program regulations that could facilitate greater enrollment and provision of services, to more complex options involving the use of interstate compacts or reciprocal agreements. More recent literature suggests exploring further possibilities including the use of third party administrators, purchase of commercial indemnity insurance, and other legislative solutions. Currently, numerous efforts are underway across the country to address these problems and other related health services access issues. California, Oregon, and Washington have been funded by the HRSA/BPHC to pilot reciprocal State Medicaid agreements. The Texas Primary Care Association and the State Medicaid Agency have ongoing discussions related to a third party administrator arrangement that would manage out of state claims for MSFW. Since 1997 Wisconsin has accepted individuals with proof of valid Medicaid coverage in other states, and has automatically enrolled them in its Badger Care plan. Some migrant health centers have pursued out-of-state provider billing agreements. The California Endowment funds research and initiatives that have enabled researchers, public officials, state agencies and private non-profit organizations to come together to identify the issues and potential solutions, and to implement programs. What follows below is a summary of potential solutions that can be implemented as stand-alone actions or be combined in multi-faceted strategies. The potential solutions listed are derived from suggestions found throughout the literature and are intended as references for DHHS. Suggested written literature California Primary Care Association, “Policy Options,” analysis conducted for the Medicaid Portability for Migrant Farmworkers Project, 2002. Kenesson, M. “Improving Health Service Access for Medicaid-Eligible Migrant Farmworkers,” Health Policy Crossroads for the Center for Health Care Strategies, 40 pages. Moore, J. “Policy Options for Serving Migrant Children and Families under Medicaid and SCHIP: Observations based on a June 14, 2000 discussion convened by the National Health Policy Forum,” National Health Policy Forum, 3 pages, 2000. Rosenbaum, S. Memorandum on Options for expanding publicly financed health coverage of migrant farmworkers and their families. Dated October 20, 2000. Wright, G. and Fasciano, N. “Feasibility Study for a Demonstration to Improve Medicaid Coverage of Migrant Farmworkers and Their Families: Issues and Recommended Approach,” Mathematica Policy Research Inc., August 2, 1994. 11 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com A. Enforcement of current program provisions. Efforts could be made to inform states of current federal regulations that facilitate enrollment and provision of services. States could streamline enrollment policies, including instituting presumptive eligibility, for the farmworker population in order to reduce barriers to access. Federal regulations address both minimum requirements and state options in the following areas: 1. 2. 3. 4. 5. Residency requirements Simplified application forms Length of enrollment determination period Presumptive eligibility Out of state provider billing agreements B. Uniform eligibility requirements Uniform eligibility requirements for MSFW enrollment in Medicaid and SCHIP across the programs or among several participating states (e.g. those with the largest farmworker populations) would resolve many of the problems related to residency, assets, and income requirements. As an interim step, a pilot project could be established among two or more states. C. Interstate compacts and reciprocity agreements. Discussions related to lack of program coverage portability for MSFW have centered on development of interstate compacts and reciprocity agreements among participating states. Much discussion has been devoted to the issues related to each model presented below. For a summary of issues for each model, the reader is referred to the matrix of options developed by Mary S. Kenneson in her report “ Improving Health Services Access for MedicaidEligible Migrant Farmworkers.” 1. Inter-State Eligibility Transfer – Farmworker’s would secure initial annual Medicaid enrollment in any state, using that state’s policies and process. Other states allow simple local enrollment, accepting the initial state’s determination of basic eligibility criteria, for expedited issuance of state-specific Medicaid card. 2. Reciprocal Eligibility Determination – States would fully recognize other states’ eligibility determinations. Wisconsin has been accepting Medicaid enrollments from other states since 1997 as part of its Badger Care program 3. FQHC centered reciprocal eligibility model - FQHCs in all states would accept other states’ Medicaid card. FQHC services (only) would be billed to each FQHC’s own state as Medicaid encounter. 12 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com D. Other Potential Demonstration Projects (Multi-state and Hybrid Models) 1. Central Eligibility Clearinghouse – Central to any interstate compacts or reciprocity agreements is the development of a multi-state migrant eligibility roster and database to facilitate re-enrollment in each state and/or provider verification of eligibility. 2. Improved out-of-state claims processing - Current regulations permit and contemplate reimbursements to out-of-state providers. Some health centers have secured out of state provider billing agreements, but this practice is not widespread. Greater participation of out-of-state providers would be facilitated by encouraging states to utilize more flexible, uniform policies for payment of-out-state claims. 3. Use of a Third Party Administrator to establish a claims processing clearing house – A commercial insurer or TPA would issue Medicaid cards and process claims for payment by the state where the farmworker enrolled in Medicaid. Providers would recognize the card as similar to commercial coverage, but payment liability remains with the state of enrollment. 4. Purchase of commercial indemnity insurance – Each state that enrolls a migrant farmworker would pay a fixed premium to the insurance company, which would issue a card and pay all claims regardless of the service delivery location. 5. Use of statewide or multi-state managed care systems – The rise of statewide and multi-state, and even nationwide, managed care systems in recent years, both for enrollment of commercial and of Medicaid populations, could form the foundation for resolving the portability issue. For example, one or more states could enroll eligible farmworker populations in one or more managed care organization (MCOs), which could arrange care through provider networks that cross state lines. Special arrangements may be needed to ensure that these networks include providers located along the migrant streams, and ideally should include migrant health centers and other providers with expertise in serving farmworkers. E. Legislation to expand current or establish new coverage 1. Federal eligibility category created for farmworkers. Farmworkers who meet the eligibility requirements could receive Medicaid coverage that could be recognized among several states. The existing infrastructure of providers would remain the same and states would continue paying their providers for services received by migrant farmworkers with this coverage. 13 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com 2. Enhanced coverage for legal immigrants -- One partial, yet important, solution is passage of the Immigrant Children’s Health Improvement Act. This legislation would provide states with the option of providing Medicaid coverage to legal immigrant children and pregnant women within their first five years of arrival in the United States. For states that take up this option, they would receive a federal match for the provision of coverage to this population; thereby providing incentives for states to provide Medicaid coverage for legal immigrant children and pregnant women within their first five years of arrival. 3. Universal coverage - Universal coverage options should be explored as a mechanism for ensuring access to health care for farmworker populations. A variety of options exist. On the federal level, the National Association of Community Health Centers (NACHC) is advocating for H.R. 1200 (McDermott), the American Health Security Act of 2003 that would create a national single payer system. Also, NACHC is supporting H.R. 1205/S. 588 (Stark/Rockefeller), the MediKids Health Insurance Act of 2003 that would provide coverage for children through a Medicare type system. In California, there is a variety of universal coverage proposals which include coverage for undocumented individuals. S.B. 921 (Kuehl) would create a single payer system, and S.B. 2 (Burton), A.B. 1527 (Frommer), and A.B. 1528 (Cohn) are variations of “pay-or-play” proposals that would create a requirement for employers to provide health coverage for employees or pay into a state pool to do so. 4. Tax credits for employer provided health insurance – California is currently exploring legislation to provide incentives for agricultural employers to provide health insurance coverage. AB 923 (Wesson, Chavez and Firebaugh) would repeal various existing tax credits and exemptions, and instead authorize a credit for agricultural employers who provide health care coverage for their agricultural employees. Although the California version of this legislation does include the repeal of some credits, this kind of model could simply offer the credit without a repeal. If implemented, this model could result in many uninsured farmworkers securing employment-based health insurance coverage. 5. Inclusion of primary and prevention health care services requirements in H2-A program – Inclusion of requirements that employers provide primary and preventive health care services for H2A workers should be explored. 14 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com Suggested Literature California Health and Human Services Agency, “State Health Care Options Project,” health care coverage reform options papers can be found on the website: http://www.healthcareoptions.ca.gov/doclib.asp H.R. 1200 (McDermott), the American Health Security Act of 2003, 108th Congress. H.R. 1205/S. 588 (Stark/Rockefeller), the MediKids Health Insurance Act of 2003, 108th Congress. California State Legislature, Senate Bill 921 (Kuehl), Legislative Session 2003-04. California State Legislature, Senate Bill 2 (Burton), Legislative Session 2003-04. California State Legislature, Assembly Bill 1527 (Frommer), Legislative Session 2003-04. California State Legislature, Assembly Bill 1528 (Cohn), Legislative Session 2003-04. H.R. 1143/S. 582 “Immigrant Children’s Health Improvement Act” introduced by Representative Lincoln Diaz-Balart and Senator Bob Graham in the 107th Congress. Will be reintroduced in the 108th Congress. F. Reimbursement for language assistance services The Office of Civil Rights in the Department of Health and Human Services is charged with enforcement of Title VI of the Civil Rights Act of 1964 including provisions requiring meaningful access to limited English proficient patient populations, such as farmworkers. Many states have been sued for noncompliance with these provisions and have adopted comprehensive language service programs as a remedy. The Office of Civil Rights recently issued a guidance to assist states with compliance. Section 330 of the Public Health Service Act outlines health center services as including those that enable individuals to use the services of the health center, including employing appropriate personnel fluent in the language spoken by a predominant number of limited English-speaking individuals. However, despite the mission of health centers to provide these services, there is currently no specific mechanism for health centers to be reimbursed for such services. In order to improve access to language services, reimbursement for health care providers is critical. One approach would be to ensure that language assistance services are accurately and appropriately included in the process for establishing prospective payment system rates and the process for calculating rates as a result of changes in scope of services. The Centers for Medicare and Medicaid Services should issue a clarifying Dear State Medicaid Directors letter to outline the procedures for obtaining federal reimbursement for language assistance services, especially through the Medicaid and State Children’s Health Insurance Programs. To further support and incentivize the provision of language assistance services, the federal Medicaid/SCHIP matching rates should be increased to 90% for states that provide language services. This provision is currently a component of the 15 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com Hispanic Health Improvement Act. The Department of Health and Human Services should promote other grant funding opportunities for providing language services to underserved populations. Suggested literature Asian & Pacific Islander American Health Forum, “Improving Access to Health Care for Limited English Proficient Health Care Consumers: Options for Federal Funding for Language Assistance Services,” Health in Brief, Volume 2, Issue 1, April 2003. California Primary Care Association, “Providing Health Care to Limited English Proficient Patients: A Manual of Promising Practices,” 117 pages, 2001. Centers for Medicare and Medicaid Services, Dear State Medicaid Director Letter, dated August 31, 2000. Linguistic Access Grants provision in S. 1533, “Health Care Safety Net Amendments Act of 2002” introduced by Senator Edward Kennedy. Became Public Law No: 107-251. Increased Federal Medicaid Match provision in H.R. 5449/S. 2990 “Hispanic Health Improvement Act” introduced by Representative Ciro Rodriguez and Senator Jeff Bingaman in 2002. G. Potential benefits of technology and information systems – Increased developments in information systems technology and usage provide opportunities to address many of the barriers and solutions that have been identified thus far. Recent HIPAA federal regulations that adopt national standards for exchange of electronic health care data as well as current initiatives at DHHS to implement common IT standards will facilitate electronic information exchange as well as usage of a centralized database that are implicit in many of the interstate compact and/or reciprocity models identified previously. Areas that may be affected include: 1. Enrollment verification – Compatible information systems between states facilitate enrollment verification and transfer of historical eligibility information as well as assists with continuity of service. 2. Ability to streamline out of state provider reimbursements – Information standards for claims processing facilitate out of state provider reimbursements. 3. Use of a centralized database – the advent of the internet and broadband technologies have enabled greater use of remote hosting and connection to centralized databases for program administration. A good example of this is in California, where the state has initiated an internet-based Medicaid enrollment program that allows for eligibility verification and enrollment from any location via laptop computer. 16 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com VI. Recommended Experts and Consultants Appendix 2 references suggested individuals and organizations that have expertise on both farmworker health issues and/or familiarity with financing of health care services for farmworkers. 17 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com Appendices and Attachments 18 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com Appendix 1 Chronology of significant events – Farmworker Access to Health Care Services and Financing. Summary Historical milestones toward Medicaid and SCHIP coverage for Migrant and Seasonal Farmworker (MSFW)s Anne Kauffman Nolon, MPH Hudson River Community Health The Road Most Traveled– Historical Milestones in Medicaid and SCHIP Coverage for MSFWs Date 1962 Sentinel Event/ Impetus Migrant Health Act PL 89-692 What did this action do? • Established the Migrant Health Center Program Helen Johnston July 1979 Federal Reg. Published (45 CFR Part 233), Effective 10/15/79 James Laughlin Midwest Migrant Consortium E. Roberta Ryder 1980 to 1990 NACHC Farmworker Committee established and meets regularly Feb, 1994 Mathematica Policy Research submits “Crossing State Lines: Making Medicaid Work for Migrant Farmworkers • Establishes additional criteria for determining state residency of applicant for public assistance. • Expands the definition of a resident to include anyone who, at the time of application, is living in the state. Significance to MSFWs Amended the Public Health Service Act and authorized the Surgeon General to make grants for establishing and maintaining MHCs • This definition allows MSFWs with families, who are denied AFDC and Medicaid benefits because they move state to state for employment, to meet the residency requirements for state assistance, as well as benefits if they are eligible. • Kept coverage issue for MSFWs in the forefront • Helped to integrate views and regulatory change into action • Advocacy influences moved players toward feasibility study • Study recommended an “Interstate Transfer Model” Addresses the need to improve Medicaid participation for MSFWs and their families • Recommended nationally administered health care program for MSFWs • Creation of a cooperative demonstration project sponsored by CMS & BPHC to facilitate reciprocity through use of an ‘interstate enrollment transfer model.’ • Action promoted out-stationing of county eligibility workers in high impact areas, and the ease of a simplified Medicaid application process. • First experiment using waiver and reciprocity: acknowledged the need for ‘relaxed’ and proactive state eligibility determination • Led to implementation of ‘Badger Care’ Program for uninsured children and parents • Action augmented provision of services by M/CHCs for MSFWs Sara Rosenbaum E Roberta Ryder NACHC Farmworker Committee members Barriers/ Contradictions George E. Wright Nancy J. Fasciano Mathematica Policy Consultants 1995 National Advisory Council on Migrant Health issues report “Losing Ground” David Duran Chair Advisory Council Members 1997 Wisconsin utilized a waiver process to allow for Medicaid reciprocity David Duran National Advisory Council appeals to Secretary Shalala regarding CHIP • Urges Secretary to guide states in developing CHIP regulations to ensure that plans maximize services to MSFWs Good and Bad: • State volume is low so that cost implications are minimized • Not really ‘reciprocity’ when other states don’t do it! Raphael Martinez, PhD. Chair of Council; NCFH; OMH 1998 July Texas explores Medicaid • Clarifies that federal Medicaid reg • Increases access and improves 19 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com 1998 coverage for migrants traveling out-of-state wishing to establish a multi-state migrant health care system 42 CFR 431.52(b) permits payment for state residents who are traveling out of state. continuity of care for MSFWs traveling out of state • Explores billing/ payment options for out-of-state migrant care • Highlights state flexibility to simplify the CHIP and Medicaid application and enrollment process. • Clarified eligibility issues: SSNs and non-applicant family members • Augments eligibility determination and enrollment for MSFWs into CHIP and Medicaid. • NCFH staff worked with Mich. to focus on simplification of eligibility process for CHIP and MA with presumptive eligibility likely to be implemented. • Texas legislature was moved to action: NCFH used ‘Call for Health’ case studies to urge, with TACHC leadership, the creation of a PPO for migrants in MA • Migrant health advocates began to differentiate between portability and reciprocity • Request for TA from organizations at state level to include farmworker access to CHIP and Medicaid in their agendas. •Discussed a letter to all state MA agencies, from HRSA and HCFA, listing options and encouraging implementation. • Identified TX as a candidate for pursuing reciprocity • Included reciprocity/ portability on agenda for state MA directors J. Camacho, TACHC Sara Rosenbaum Sep 1998 HCFA Admin. Sally Richardson issues clarification in the Jan. 23, 1998 letter to state health officials regarding outreach to uninsured children. Sally Richardson Marc h 1999 NCFH initiates “Removing Barriers to Farmworker Participation in CHIP and Medicaid” funded by the MCH, HRSA which supported staff assistance to states and implementation of ‘Call for Health’ program. E Roberta Ryder, NCFH May 1999 HCFA invites BPHC to lead discussion on reciprocity at its Eligibility Advisory Group. S. Richardson D. Cade M. Svolos L. Partridge Dr. E. Fox Dr. M. Gaston R. Abrams J. Rodgers Aug . 1999 NACHC Farmworker Committee Access Workgroup focuses on categorizing info. and monitors HCFA/HRSA. • Initiated NACHC’s focus on MSFWs Access to Care Eligio White Tina Castanares John Ruiz Aug . 1999 California Rural Demonstration for Migrant/Seasonal Worker Health Services initiated. Elia Gallardo, CPCA June 2000 National Health Policy Forum sponsors meeting to discuss how to better serve MSFW children and families. • CA utilized its SCHIP allocation for administration, outreach and health services initiatives. • CA continues to focus on portability of Medicaid w/in the state as well as reciprocity among CA, OR and WA for agricultural workers. • Suggested policy options and identified limited, intermediate and major comprehensive reform approaches. • CA Model focuses on increasing access through reciprocity among California, Oregon & Washington • Highlighted SCHIP addressing issues of portability and mobility and suggests expansion Judy Moore, Robert Valdez, RWJ Covering Kids Aug . 2000 Access Workgroup modified charge under new direction Anne Nolon Bobbi Ryder John Ruiz Sep. 2000 ‘Improving Health Service Access for MA-Eligible Farmworkers’ published by Mary Kenesson. • New mandate to explore MSFW access to MA and SCHIP at national and state levels; provide recommendations on policy or legislative initiatives. • Acknowledged barriers to the reciprocity approach and recommends portability as the solution. • Allows farmworkers to remain insured as they travel with no new application and same coverage • Fiscal implications of serving additional eligible but non-enrolled patients • Administrative 20 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com coordination among state Medicaid offices • Providers enrollment in multiple state Medicaid programs Mary Kenesson, Health Policy Consultant for Health Care Strategies, In. funded by the Robert Wood Johnson Fund. Sep. 2000 Reforming States Group, HCFA, HRSA, with assistance from Millbank Fund, sponsors meeting to discuss feasible future of MA coverage for migrant workers who cross state lines HCFA Tim Westmoreland Oct. 2000 Sara Rosenbaum memo to Access Workgroup • Develop steps that would lead to administrative or regulatory mechanisms that would enable portability of coverage. • Immediate minor and major changes in law or regulatory process • Presents options for expanding publicly-financed health coverage for MSFWs and families Sara Rosenbaum Jan. 2001 HCFA letter to State MA Directors: Westmoreland clarification on out stationing of MA eligibility workers • Requires states to provide opportunities to apply for MA at locations other than MA offices, including FQHCs. HCFA Administrator Tim Westmoreland Access Workgroup submits ‘Concept Paper’ to Farmworker Committee Rachel Gonzalez Anne Nolon Dan Hawkins Velma Hendershott Chris Koppen Susan McNally John Ruiz Oct. 2001 MA and the State Children’s Health Insurance Program’ by Elizabeth Arendale of NCFH. NCFH E. Arendale April 2002 TX Health & Human Services Commission recommends the establishment of a Migrant Care Network with funding. • Based on committee recommendations, NACHC Board of Directors supports inclusion of the establishment of a commission (later changed to ‘Study’) as part of its legislative agenda; hence inclusion in the C/MHC Reauthorization Bill No. S1533. • Published as part of the Advisory Council Migrant Health monograph series. • Reviewed evolution of key concepts related to SCHIP and MA and eligibility and enrollment. • Focused on establishing MA portability for TX migrants traveling to selected pilot states through a managed care model. • Allows farmworkers to remain insured as they travel • Presumptive eligibility for all MSFWs in MI, scheduled to begin November 2002 Increase enrollment in Medicaid and Mi Family J. Camacho TACHC Oct. 2002 MI Migrant Health Plan introduced by PCA coalition. Proposed relationship with TX. MPCA, NCFH, MHR, MHC Leaders E. Kapeller Oct. 2002 C/MHC consolidate Reauthorization Bill signed by President Bush • Directs HHS Secretary to conduct a study regarding barriers to participation of MSFWs in health programs. Thanks to ALL NACHC Family Nov. 2002 SCHIP/MA meeting, hosted by NCFH at the Midwest Stream Meeting • Presentation on historical milestones toward MA & SCHIP coverage, TX, MI and CA models. NCFH, E Roberta Ryder, E. Kapeller, Anne Nolon, John Ruiz, Jose Camacho, Jana Blasi, Olga Garcia, Carolee Besteman Jan. 2003 NACHC Farmworker Committee Chair, Juan Carlos Olivares, • Workgroup charge: “to ensure that NACHC and collaborators 21 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com establishes workgroup. exercise maximum influence on report.” Juan Carlos Olivares, Jerry Brasher, Eliz Gallardo, Rachel Gonzalez, Velma Hendershott, Vivian Huang, Anne Nolon, Doug Smith, Bobbi Ryder, Eligio White, NACHC Staff, John Ruiz May 2003 Farmworker Study Workgroup reports to Farmworker Committee for recommendation to NACHC Board Juan Carlos Olivares, Jerry Brasher, Eliz Gallardo, Rachel Gonzalez, Velma Hendershott, Vivian Huang, Anne Nolon, Doug Smith, Bobbi Ryder, Eligio White, NACHC Staff, John Ruiz • Reports on strategies to ensure successful implementation of Farmworker Study reflecting on potential solutions. Names experts and advisors. 22 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com Appendix 2 Contact Chart: Individuals Involved with Issues Facing Migrant and Seasonal Farm Workers (MSFWs). Contact Name Affiliation Abrams, Rhoda Health Resources and Services Administration Arendale, E. National Center for Farmworker Health Besteman Carol National Center for Farmworker Health Blasi, Jana National Center for Farmworker Health Brasher, Jerry Plan de Salud del Valle, Inc Cade, David HHS Camacho, Jose Texas Association of Community Health Centers, CEO Castañares, Tina NACHC Farmworker Committee Access Workgroup Duran, David National Advisory Council, Chair; Migrant Hispanic Liaison Contact Info. HHS Center for Managed Care 301-443-1550 rabrams@hrsa.gov PO Box 150009 Buda TX, 78715 512-312-5453 Michigan Primary Care Association Clinical Consultant cbesteman@mpca.net 517.381.8000 x 204 TACHC Deputy Director 512-329-5959 jblasi@tachc.org 1115 Second Street Fort Lupton, CO 80621 303-892-6401 F 303-892-1511 jbrasher@saludclinic.org Office of the General Counsel 2301 S Capital of Texas H Bldg H Austin, TX 78746 T (512) 329-5959 F (512) 329-9189 jcamacho@tachc.org La Clinica del Cariño Family Health Care Center Castañares Consulting 637 Highway 141 White Salmon, WA 98672 509 - 493-1600 tina.castanares@gorge.net Wisconsin Department of Health and Family Services PO Box 7850 One West Wilson Street, Room 561 Madison, WI 53707durand@dhfs.state.wi.us Area of Expertise Health Care Financing Medicaid and SCHIP Michigan state based model of coverage Texas state based model of coverage Farmworker Advocacy Health Care Policy Texas state based model of coverage Farmworker Medical Provider Wisconsin state based model of coverage; Farmworker Advocacy 23 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com Phone: (608) 266-9372 Fax: (608) 267-2147 Fox, Dr. E. HCFA Former Administrator Health Care Financing Gallardo, Elia California Primary Care Association, Legislative Director 1215 K Street Ste 700 Sacramento, CA 95814 T (916)440-8170 F (916)440-8172 egallardo@cpca.org Farmworker Access and California state based models of coverage Gaston, Dr. M. Bureau of Primary Health Care Former Director of BPHC Health Care Policy Gonzalez, Rachel Uvalde County Clinic, CEO; NACHC Farmworker Committee, past chair; NACHC Board, past chair; 201 South Evans Uvalde, TX 78801 830-278-5604 raghanson.chdi@tachc.org Farmworker Advocacy Hawkins, Dan National Association of Community Health Centers, Vice President Division of Federal, State and Public Affairs 7200 Wisconsin Ave., Suite 210 Bethesda, MD 20814 Phone: 301/347-0400 Fax: 301/347-0459 dhawkins@nachc.com Health Care Financing and Health Policy Hendershott, Velma InterCare Community Health Network, CEO; NACHC Board, past chair; National Center for Farmworker Health, current Board member 308 Charles Street PO Box 130 Bangor MI 49013 616-427-7937velma@intercare.org Farmworker Advocacy Huang, Vivian California Primary Care Association, Senior Policy Analyst Kenesson, Mary Koppen, Chris Health Care Strategies, Inc Health Policy Consultant National Association of Community Health Centers, Director for Health Care Financing Policy Laughlin, James Community Health Partnership of Illinois, Inc., CEO; NACHC Farmworker Committee, past chair; Midwest Migrant Consortium 1215 K Street Ste 700 Sacramento, CA 95814 T (916)440-8170 F (916)440-8172 vhuang@cpca.org PO Box 371 Waterford VA 20197 540-882-4431 fax: 540-882-4416 masuke@erols.com 7200 Wisconsin Ave., Suite 210 Bethesda, MD 20814 Phone: 301/347-0400 Fax: 301/347-0459 ckoppen@nachc.com 203 North Wabash, Suite 300 Chicago, IL 6060 312-795-0000 jimchp@aol.com Farmworker Access and California state based models of coverage Health Care Financing Health Care Financing Migrant Health Voucher; Health Policy 24 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com Martinez, Raphael – PhD Past Chair of National Advisory Council; National Center for Farmworker Health, Board member 9601 Southbrook Drive, N103 Jacksonville, FL 32256 (904) 564 - 3737 Farmworker Advocacy Moore, Judy HCFA Former Director Medicaid Bureau (ret.) Medicaid Nolon, Anne Hudson River Community Health, CEO; National Center for Farmworker Health, Past Chair, current Board member; NACHC Farmworker Committee, past chair HRHCare 1037 Main Street Peekskill, NY 10566 914.734.8800 914.734.8745 anolon@hrhcare.org Farmworker Health Coverage History; Health Policy, Farmworker Advocacy Olivares, Juan Carlos Yakima Valley Farm Workers Clinic, Inc, CEO; NACHC Farmworker Committee, chair; Partridge, Lee HCFA Director, Health Policy Unit American Public Human Services Association Health Access Richardson, Sally HCFA Former Administrator, HCFA Health Care Financing Rodgers, Jack Pricewaterhouse Coopers Washington, D.C., office of PricewaterhouseCoopers (202) 414-1646 jack.rodgers@us.pwcglobal.com. HMOs Medicare Rosenbaum, Sara; Esquire George Washington University Medical Center School of Public Health and Health Services Ruiz, John National Association of Community Health Centers, Assistant Director Ryder, Roberta National Center for Farmworker Health, CEO; NACHC Farmworker Committee, past chair 518 West First Ave PO Box 190 Toppenish, WA 98948 509-865-5898 F 509-865-4337 GWU 2021 K St. NW Suite 800 Washington, DC 20006 sarar@gwu.edu Department of Systems Development and Policy, 7200 Wisconsin Ave., Suite 210 Bethesda, MD 20814 Phone: 301/347-0400 Fax: 301/347-0459 jruiz@nachc.com PO Box 150009 Buda TX, 78715 512-312-5453 ryder@ncfh.org Farmworker Advocacy, Health Policy Health Care Financing Health Law & Policy Farmworker Health Farmworker Health 25 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com Smith, Doug Svolos, Marty Valdez, Robert Greene County Health Care, Inc, CEO; NACHC Farmworker Committee HCFA, Eligibility, Enrollment and Outreach Division, Director MCP Hahnemann University 302 North Greene Street Snow Hill, NC 28580-0658 252-747-8162 F 252-747-8163 dsmith@greenecountyhealthcare.com Farmworker Advocacy 7500 Security Blvd. Room S2-01-16 Baltimore MD 21244-1850 410-786-4582 Health Care Coverage Dean, School of Public Health MCP Hahnemann University, Philadelphia and RAND Health Sciences Program, Santa Monica, CA Health Care Poilcy 245 N. 15th Street, Mail Stop 660, Philadelphia, PA 19102-1192 Westmoreland, Tim HCFA Administrator Former Administrator, HCFA Health Care Financing White, Eligio NACHC Farmworker Committee, past chair; NACHC Farmworker Committee Access Workgroup Community Health Centers, Inc. 4745 South 3200 West, Suite A Salt Lake City, UT 84118 801-955-2338 F 801-963-1029 Health Policy Wright, George E. Mathematica Policy Consultants 600 Maryland Ave., S.W. Suite 550 Washington DC 20024 Medicaid 105 Manheim Avenue, PO Box 597 Bridgeton, NJ 08302 (856) 451-4700 FAX: (856) 451-0029 Farmworker Advocacy Salud Para la Gente 204 E. Beech St. Watsonville, CA 95076-4809 831-763-3401 F 831-728-8266 aviveros@saludparalagente.org Farmworker Health Walter, Gil Viveros, Arcadios Licy M. Do Canto Community Health Care, CEO; National Center for Farmworker Health, Board member and past Chair Salud Para la Gente, CEO; National Advisory Council, past member; National Center for Farmworker Health, Board member Assistant Director, Health Care Financing Policy National Association of Community Health Centers 2001 L Street, NW Suite 300 Washington, DC 20036202.296.1721 Direct 202.997.5963 Cell ldocanto@nachc.com Health Care Financing 26 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com Appendix 3 Medicaid Coverage for Migrant and Seasonal Farmworkers and their Families: Relevant Provisions of Current Law and Issues that Arise in Their Application Sara Rosenbaum J.D. Prepared for the National Association of Community Health Centers July 28, 2003 This taxonomy, which reflects several analyses of Medicaid coverage for farmworkers and their families,12 identifies the major barriers to Medicaid coverage as well as the relevant provisions of current federal law that could eliminate or mitigate these barriers and their legal or implementation limitations. This taxonomy considers the two basic models for addressing farmworker Medicaid coverage that have emerged in the analyses and reports. The first model can be thought of as a “state based” model. Under this model, eligible individuals and families enroll in the program and secure coverage in the specific state in which they reside (at any given time) for employment purposes. Under this model, the issuing state changes as frequently as do job moves, and an application is completed and eligibility determined by the state in which the applicant is working. The second model can be thought of as the “portability” model. This model assumes that eligible individuals will secure coverage in a “home state” and then carry that coverage throughout their travels, essentially using their benefits on an “out of area” basis, much the way that either Medicare beneficiaries or privately insured persons with regional or nationwide coverage use their benefits. In this model, the issuing state remains static, and coverage is on an “out of area” basis. Both models have possible permutations. For example, a hybrid of portable and statebased systems would be a multi-state card issued by multiple states which provides an eligible individual with simultaneous coverage in more than one state, with the payer state for any procedure being the state in which the procedure was performed. Another hybrid would be a reciprocity system, with immediate enrollment in a work state’s Medicaid program without a new application or eligibility determination, simply upon showing a current and valid Medicaid card from another state. Regardless of which of the two basic models (or their hybrids) is used, the models must satisfy both basic eligibility standards as well as program administration requirements in 12 See, e.g., NHPF, Policy Options for Serving Migrant Children and Families under Medicaid and SCHIP (GWU, Washington D.C., undated) California Policy Research Center, Si Se Puede (UCLA, Berkeley, CA 2000); Zaidi and Kambara, Medicaid Portability for Migrant Farmworkers Cost Benefit Analysis; George Wright and Nancy Fasciano, Crossing State Lines: Making Medicaid Work for Migrant Farmworkers (Mathematica Policy Research, Washington D.C. 1994) Mary Kenesson, Improving Health Service Access for Medicaid Eligible Migrant Farmworkers (CHCS, Princeton NJ, 2000) 27 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com order to be viable under current law. Basic eligibility standards are: categorical eligibility, financial eligibility, state residency, and citizenship. While any model has its strength or limitations, current law supports implementation of the two basic models, although with important limitations. The two hybrids noted above raise additional issues. Certain eligibility requirements have a greater impact on farmworkers as a distinct class than others. For example, general limitations on categorical eligibility would affect any Medicaid applicant, farmworker or otherwise. Other criteria such as residency are more heavily associated with farmworkers. Even here however, residency is also an issue that arises for itinerant workers of all types, as well as individuals with severe disabilities who are institutionalized out of state. The table that follows identifies (a) general eligibility barriers that would arise under any model; (b) barriers that arise under the state based model; (c) barriers that arise under the portability model; and (d) barriers that arise under either the multi-state or reciprocity hybrids. In most cases, a comprehensive set of CMS guidelines devoted to coverage of farmworkers and the innovative use of current law would make the options far more attractive to states since there would be clear policy regarding what can be done within the bounds of current law. It should be noted that a farmworker demonstration also would focus on issues of health quality. Certain issues would of course be equally applicable to any group of beneficiaries who face health care access barriers. For example, language access and payment for translation services would be a vital issue to address in a farmworker demonstration, just as is the case for central city factory workers whose primary language is not English. It also should be noted that other issues raised in the context of farmworker health care include innovations in state administration of claims payment for out of state care (such as using a multi-state contractor) as well as the establishment of a “migrant health plan” that is regional in nature and can participate in multiple state plans and manage crossstate coverage and claims payment. Both of these innovations appear to be lawful under current Medicaid managed care and claims administration principles. Many MCOs do regional business and the history of Medicaid is replete with examples of national claims administration activities. Both of these approaches might be part of a broader effort to make Medicaid “farmworker friendly.” The bottom line is that 90% or better of what needs to be done in Medicaid to make it amenable to farmworker families (at least those individuals who meet current eligibility standards) can be done without any demonstration authority and as a basic state plan option. What is clearly needed is a comprehensive set of guidelines that clarify for states the steps they could take that would make the program work better for farmworker families. There are a few BIG TICKET items such as legal status and categorical exclusion of adults, which are enormous barriers for all poor people, not just farmworkers. These issues should not be allowed in my view to cloud what can be done under current law. 28 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com Barriers identified in studies and analyses Relevant provisions of current Medicaid law Limitations of current law/implementation issues General Eligibility Considerations (affects any applicant for Medicaid) Categorical eligibility None This would need to be restrictions that preclude addressed through an §1115 coverage of non-disabled demonstration or a new childless working age statute recognizing adults farmworkers as an optional eligibility group. . Financial eligibility Sections 1931 and 1902 Comparability and barriers created by low (r)(2) authorize more liberal statewideness requirements financial eligibility standards and would prohibit limiting standards, restrictive methodologies for more liberal standards and methods for calculating determining applicants’ methods to one subgroup of financial eligibility, short income and workers (as opposed to all (as opposed to annualized) resources(including workers falling in the budgeting systems that annualized income group). Depending on how create problems for persons calculation). States could a state specifies the methods with fluctuating income establish more generous standards the more liberal financial calculation treatment of certain types of methods for income derived income and resources might from itinerant or agricultural be OK as long as the more labor as well as higher asset generous rule is fairly standards for certain classes applied to all similarly of employment where tools situated persons. of the trade are necessary. Permissible latitude could be described in CMS guidelines. No special recognition of No separate optional Statutory recognition of new farmworkers as a distinct categorically need group eligibility category would be eligibility group. known as “farmworkers.” one means of addressing the But §§1902(a) (1) and (10) issue (e.g., breast and (comparability and cervical cancer patients). statewideness) would appear Another would be CMS to be satisfied by eligibility memo clarifying permissible criteria that, while statewide flexibility that does not and across all categorical violate comparability or groups, might tend to most statewideness while still benefit farmworkers. targeting those eligibility Examples, would be more rules that tend to affect liberal treatment of itinerant 29 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com Barriers identified in studies and analyses The requisite legal status necessary to be able to qualify for full (as opposed to only emergency) coverage assuming other conditions of eligibility are met Relevant provisions of current Medicaid law Limitations of current law/implementation issues labor income, tools for farmwork, etc. No current provision other than emergency coverage for otherwise eligible persons who are in a temporarily lawful status. State Based Model (rapid and repeated reenrollment as work-related residency state changes) Enrollment delays resulting Current law sets reasonable The eligibility determination from limited enrollment promptness test. time period is still long in sites, limited assistance in a (§1902(a)(8)). Outstationed relation to farmworker primary language, limited enrollment a requirement at travels (45 days). While access to application all FQHCs (§1902(a)(55) outstationed enrollment is process, which in turn and presumptive eligibility mandatory, evidence hinder enrollment by permissible for women and suggests only limited individuals whose children. implementation. residency is brief and based (e.g.,§1902(a)(47)). Clarification is advisable on on temporary employment Translation services can be state options in presumptive recognized as either medical eligibility in the context of assistance or administration farmworkers and their costs. Medicaid is already families. Clarification may required to follow LEP also be helpful regarding guidelines as a condition of payments for language Title VI of the 1964 Civil services. Rights Act. Misunderstanding and mis-application of Medicaid residency test Failure to have a process for rapid disenrollment and re-enrollment as state of residence changes Eligibility verification requirements related to Current law clear on New CMS guidance residency linked to work or covering eligibility for job seeking. 42 CFR 431.52. farmworkers and permissible options might help. Current law bars more than Test methods for electronic one state Medicaid disenrollment as soon as enrollment at a time. This work state determines prevents multiple cards eligibility. Alternatively develop a multi-state card, identified as a hybrid option for possible demonstration Current law permits the Remind states of option to elimination of virtually all limit verification 30 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com Barriers identified in studies and analyses Relevant provisions of current Medicaid law Limitations of current law/implementation issues verification of income, assets, age, residency, family status, citizenship, residency, etc., with each application site. required proof except citizenship requirements and use affirmances, particularly if accompanied by valid out of state card. Portability Model (long term coverage through a home state with out of area coverage) Brief enrollment periods Current law may permit Clarify CMS policy through and frequent re-verification states to establish longer guidance on comparability that precludes long enrollment time periods (up and budgeting periods for duration enrollment to 12 months) and budgeting itinerant laborers who travel for persons who derive the interstate. majority of their incomes from itinerant and interstate employment. Lack of clarity regarding Current rules allow out of Clarify that interstate travel which services can be state payment when the makes out of state usage of covered on an out of state need is urgent or out of state pediatrics, prenatal and adult basis and under what usage is customary. routine care customary conditions where the patient is an itinerant laborer Lack of access to out of Current law requires states Develop greater awareness area providers willing to to have procedures as among out of state accept out of state cards required by the Secretary for providers. Work with states providing medical to develop prompt payment assistance to absent state and administratively residents. (§1902(a)(16)). simplified arrangements as a This would include means of attracting migrant recognizing and paying for providers. Deem all migrant out of state providers. health centers that are Current law also uses FQHCs as meeting the urgency and custom to provider qualification guide out of state payment standard of all state policies. Medicaid programs for purposes of out of state billing and without separate application to each state. Payment principles can be modified to incorporate payment for translation services in accordance with Title VI requirements. Providers who do accept Current law requires prompt Encourage high migrant 31 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com Barriers identified in studies and analyses Relevant provisions of current Medicaid law Limitations of current law/implementation issues out of state cards but who then encounter difficulties in getting agreement from the issuing state to pay the bill Managed care related network issues for migrant families enrolled in network-style managed care plans in their home states. payment of clean claims (§1902(a)(37)) states to develop special provider outreach programs for out of state providers who see traveling families Current law (§1932) Develop CMS guidelines requires coverage of clarifying out of area emergency care, and states coverage requirements for are permitted to pay for out farmworkers who are out of of area care when it is area. customary. Multi-State Hybrid Model (simultaneous enrollment in multiple states with multi-state card) Inability to enroll quickly None, since individuals can §1115 demonstration that enough to make transition be enrolled in only one state would allow uniform crossfrom one state enrollment medical assistance program state eligibility standards to another feasible at a time. for a subclass of individuals (farmworker families), enrollment in any one state, and a card that is multi-state and that provides for payment by state in which treatment is rendered. Reciprocal Model (In state card issued automatically and without reapplication upon proof of enrollment in another state) Inability to make use of an None, since federal law Demonstration involving out of state card because of requires application and immediate issuance of inprovider non-acceptance eligibility determination for state card by work related medical assistance in a state. state of residence without a separate application or eligibility determination, as long as the applicant has an in-effect and valid card from an issuing state. 32 National Association of Community Health Centers, Inc. 7200 Wisconsin Ave, Bethesda, MD 20814 (301) 347-0400 Fax (301) 347-0459 www.nachc.com