05 Voice Communications Executive Summary. . . . . . . . . . . . . . . . . . A Perspective . . . . . . . . . . . . . . . . . . . . . Benefits to the Community and Agency . . . . . . . How Voice Communications Work. . . . . . . . . . Things to Consider . . . . . . . . . . . . . . . . . . Challenges to Implementation . . . . . . . . . . . . Estimating Costs . . . . . . . . . . . . . . . . . . . Purchasing Guidelines. . . . . . . . . . . . . . . . . Backup Systems. . . . . . . . . . . . . . . . . . . . Training. . . . . . . . . . . . . . . . . . . . . . . . Sample Policy . . . . . . . . . . . . . . . . . . . . . Sample Press Release. . . . . . . . . . . . . . . . . Legal Issues . . . . . . . . . . . . . . . . . . . . . . Additional Resources. . . . . . . . . . . . . . . . . Glossary. . . . . . . . . . . . . . . . . . . . . . . . IACP/COPS Technology Technical Assistance Program | 385 387 391 393 395 413 423 427 429 431 437 451 461 465 475 481 386 | IACP/COPS Technology Technical Assistance Program Voice Communications: Executive Summary Executive Summary By Margaret Jacobs The voice communications system (a.k.a. the radio) is arguably one of the most critical piece of equipment in the public safety business. In recent years, tremendous advances in technology (e.g., wireless and digital capabilities) have made this tool more valuable than ever. For example, public safety workers can share pictures of suspects, criminal records, bulletins, fingerprints, blueprints, and surveillance video across thousands of miles in minutes or even seconds. Yet, with such outstanding gains come new challenges, complexities, risks and concerns. For instance: • Wireless technologies and increasing terrorism threats create new security issues. • As public safety agencies depend more heavily on computerized systems, any failures with these systems have increasingly grave consequences. This was demonstrated very poignantly during 9/11 and Hurricane Katrina. • Both 9/11 and Hurricane Katrina brought to the nation’s attention how crucial it is for public safety workers to be able to communicate both across local departments (e.g. law enforcement, fire, and EMS) and between municipal, state, and federal agencies. It is vital for the safety of the public and especially for that of the public safety workers that law enforcement executives remain aware of the issues surrounding technological advances in their field. They must seriously consider technical advances and risks as they plan, build and upgrade the voice communications systems in their agencies. Amidst the many important issues surrounding voice technology in public safety today, paramount in the post 9/11 world is the issue of interoperability. Interoperability is the ability for public safety officials to share information in a secure, real-time, digital environment. This concept encompasses the idea that public safety workers will have communications equipment that is functional and secure between first responders across departments (e.g. law enforcement, fire, and EMS) and also between local, state and federal agencies. Obviously, there are hundreds of things to consider when purchasing or upgrading a voice communications system. First, it is important to consider some general issues about making such a purchase and estimating costs. Such an endeavor requires careful consideration of both long-term and short-term budget planning. The project will include a design, implementation, construction, and maintenance phase. Costs are highly dependent upon the status of the existing system. While planners usually focus their first budgeting concerns on the radio equipment itself, it is very important to consider all related costs including longterm support, training, and maintenance of the entire network. Preparing a full request for proposal (RFP) is highly recommended. IACP/COPS Technology Technical Assistance Program | 387 Voice Communications: Executive S Voice Communications: Executive Summary Some major factors to consider when preparing a RFP include the following: • Be sure that the equipment you are considering allows for expansion and growth • Consider its backward compatibility with older equipment • Make sure your maintenance contract includes getting your system back up and running quickly without days of downtime Don’t forget hidden costs such as: • • • • • • • • Service contracts Maintenance Consumables Installation and programming charges Consultants and contractors Construction costs including things like site preparation and electrical wiring Alarm systems and remote maintenance possibilities Contingency funding for unexpected expenses One recent study highlighted the most common problems with radio systems as reported by public safety agencies. First on the list was incompatible radio systems. Shockingly one in three agencies reported difficulties due to a lack of compatible wireless radio. Second was a lack of funds. Other issues included geographical challenges, incompatible equipment, and spectrum limitations. Partnerships and creative thinking are a few ways to help overcome cost issues. One cost-effective idea is incremental compliance, that is, slowly adding new equipment to a system while maintaining compatibility with the older system. To overcome spectrum limitation issues, an agency can utilize trunking. Trunking uses computers to queue frequencies to expand channels and talk groups. The use of trunking can expand a system from ten channels up to 256. Gateways and shared channels are other options to help with spectrum limitation. As mentioned earlier, interoperability is the most important issue in voice communications today. Therefore, beyond all the issues mentioned above, it is crucial for law enforcement officials to carefully consider interoperability when purchasing or upgrading a communications system. When attempting to build an interoperable radio system, one helpful item to consider is the P25 Standard. It is a set of voluntary common system standards for digital public safety communications selected by the Project 25 Steering Committee (a committee established by APCO, NASTD and the U.S. Government). P25 compliant radios can communicate in analog mode with older analog radios and in digital or analog mode with other P25 compliant radios. The P25 standard also indicates that compliant systems can be cost-effectively upgraded 388 | IACP/COPS Technology Technical Assistance Program Summary Voice Communications: Executive Summary and maintained throughout the life of the radio system. The P25 standard allows for eight acceptable interfaces on all types of radio equipment (e.g. radios, base stations, and dispatch consoles) which will then allow P25 compliant equipment from one manufacturer to operate with equipment from another manufacturer. Pioneers in the development of truly interoperable systems have encountered many obstacles along the way. Diligent administrators have gained ground by moving cautiously and using careful planning, strategy, preparation, and coordination between departments and wise use of technology. Successful implementers of the technology recommend the following behaviors: • Clear up lack of bandwidth and quality of transmission problems to allow voice, data and video to travel over the same communications lines. • Upgrade from analog to digital and trunked systems. • End the development of “siloed” radio systems (that is each department having its own disparate system). Agencies on the local, state, and federal level must coordinate development efforts. Governance must help to drive this. • Public officials must plan for functional integration between first responders (law enforcement, fire, and EMS). • Public officials must also plan for interoperability in their threat response preparation (e.g., natural disasters and terrorist attacks). This includes stand alone backup systems. The SAFECOM program within the Department of Homeland Security (DHS) is working on many projects to advance interoperability. SAFECOM’s Interoperability Continuum Tool suggests there are critical factors that must be considered when designing and deploying a successfully interoperable communications system. These factors include: • Instituting cross-jurisdictional governance • Setting acceptable and enforceable technical standards • Insuring that national funds are distributed for interoperability efforts at state and local levels • Forming collaborative partnerships among federal, state, tribal and local government agencies • Standard operating procedures • Technology • Training/exercises • Usage of interoperable communications SAFECOM also encourages adherence to six other principles of collaboration to help improve levels of interoperability when developing a system. These are: • • • • • Gain leadership commitment from all disciplines (law enforement, fire, EMS) Foster collaboration between disciplines through leadership support Interface with policy makers to gain leadership commitment and resource support Use interoperability solutions on a regular basis Plan and budget for ongoing updates to systems, procedures and documentation IACP/COPS Technology Technical Assistance Program | 389 Voice Communications: Executive Summary • Ensure collaboration/coordination across all elements (governance, standard operating procedures, technology, training, and usage) Fortunately, the 9/11 Commission agrees that interoperability is of utmost importance to public safety and homeland security. The 9/11 Commission has worked to promote the development of truly nationally interoperable communications systems on several fronts. First, it has publically recognized the importance of increasing the radio spectrum for public safety purposes and urged Congress to push the FCC to quickly allocate more of the radio spectrum for public safety. It has also strongly encouraged the development of signal corps units to stabilize communications across agencies. And it has implored Congress to make funding for these issues a priority. To help first responders overcome problems with congested public landlines and cellular services in the event of a disaster, the National Communications System (NCS), part of the DHS offers several of priority communications services. The landline service is called GETS (Government Emergency Telecommunications Services); the wireless service is called WPS (Wireless Priority Service). NCS also operates a FCC program known as Telecommunications Service Priority (TSP) which mandates that in the event of a disaster, damaged telecommunications circuits needed by emergency personnel will get priority for repairs before others. Sadly, these services are often overlooked. Information on costs for these services, how to sign up, available training, and insightful examples of how these services helped disaster relief workers during Hurricane Katrina are provided in the TDR. In the end, all the technology in the world is of no use if the people involved do not know how to use it. As Chief Michael Mastroianna of the Penn Township Police Department put it, “In the middle of a critical incident is not the time to learn how to use the radio”. The records show that police departments with the greatest success provide frequent training across a broad range of commonly used codes and the proper procedures for radio usage. Training produces more effective, efficient, and safer departments. Standard operating procedures, policies, and training plans are effective tools that foster these qualities. The TDR provides excellent documentation on training standards and a sample policy on how to handle calls and radio communications. Developed for IACP’s Technology Desk Reference, 2006 by Margaret Jacobs, Consultant 390 | IACP/COPS Technology Technical Assistance Program Voice Communications: A Perspective A Perspective The topic of voice communications is one of great interest to law enforcement executives, but also a topic that presents a considerable challenge. Most law enforcement executives know what communications capability they need or desire but they often are confronted with complex technical issues that are difficult to understand when determining the best approach to upgrading or replacing their communications system and equipment. The documents included in this TDR are intended to be helpful in that regard. Over many years, the IACP has been collaborating with other leading national public safety organizations to advocate for additional radio spectrum and increased funding (at the local, state and federal level) to improve public safety communications and interoperability. Working with the Association of Public Safety Communications Officials International (APCO), Major Cities Chiefs Association (MCC), National Sheriffs’ Association (NSA), Major County Sheriffs’ Association (MCSA), and the International Association of Fire Chiefs (IAFC), progress has been made in both areas. As an example of such progress, in 1997, Congress directed the Federal Communications Commission (FCC) to allocate additional radio spectrum to public safety and as a result the FCC allocated 24 MHz of new spectrum in the 700 MHz band. Although much of this spectrum has been occupied by television broadcasters, in February of 2006, Congress passed a law directing the TV broadcasters to vacate this spectrum no later than February 2009. This new spectrum provides an opportunity for law enforcement and emergency services agencies to develop new communications systems that allow for use of cutting edge technologies not previously available to public safety. Up until this time, available data rates were limited to slow text type messaging. Now, with the new wider bandwidths available at 700 MHz, public safety has an opportunity to use new wideband and broadband technologies to provide cutting edge services such as faster transmission of photos, diagrams, and streaming video. Another example of progress has been the funding allocated by Congress for the COPS Program and the Department of Homeland Security to improve law enforcement communications systems. (Continued) IACP/COPS Technology Technical Assistance Program | 391 Law enforcement executives should also look to the members of the IACP Communications & Technology Committee as a resource. These IACP members, both law enforcement executives and commercial executives, have many years of experience in implementing new communications systems and technology and can be helpful when you have a question concerning such issues. The documents included in this guide represent an effort to bring together resource materials that will be helpful to law enforcement executives in better understanding voice communications issues. Chief Harlin McEwen, (Ret.) Communication Committee Chair—International Association of Chiefs of Police Communications Advisor—MCC, NSA, MCSA Ithaca Police Department—New York 392 | IACP/COPS Technology Technical Assistance Program Voice Communications: Benefits Benefits to the Community and Agency Source: Steve Proctor, Executive Director—Utah Communications Agency Network Many individuals and publications have cited the benefits that technology has brought to the community, such as enhanced safety, security, and in many cases, a greater return on the tax dollar. Law enforcement executives have frequently taken the lead in the recommending and implementing technology within their communities. One of the most vital pieces of equipment to law enforcement is their voice communication system (radio). As society becomes more mobile, we recognize that we cannot operate without it. This TDR was designed to assist us to recognize what will best suit our departments as we advance or grow with new technologies and ideas. We feel that this information will reduce the trial and error that brings with it expenses and the loss of time. The IACP and the TDR are primary information sources for law enforcement executives. We hope you find this information educational and of use as you bring the needed technology into your departments. Chief Ed Rhoades Heber Police Department—Utah An agency’s voice communications system is a key piece of equipment in the public safety business. While police personnel are the key components of emergency response, the ability to communicate is also critical. Communications and the ability to command, direct, oversee and talk with responders in the field have proven to cut response time and save lives. The absence of viable communications frustrates and causes delays in operational responses. Voice communications systems offer the following benefits to agencies: • The ability to contact personnel for required response to routine and emergency calls • A lifeline for the officer in the field to contact dispatch and other officers for assistance • Savings in time, fuel and travel when used to coordinate response and management of field personnel from a remote location IACP/COPS Technology Technical Assistance Program | 393 Voice Communications: Benefits Interoperable communications can provide the ability to coordinate with surrounding agencies, cities, counties, and departments. This fact is becoming more and more true with the multiplicity of requirements in emergency situations such as: chemical spills, transportation detours, backup to responding officers, chases, multiple alarm fires and others. While planning a communications system can be time-consuming, communications systems with adequate planning and design can be expanded to meet growth and future requirements as the agency expands. Secure and encrypted communications requirements can aid undercover and task force operations requiring increased security. Additionally, systems built by multiple agencies can be bridged together across agency or political boundaries to improve communications interoperability and response. This is especially critical for agencies to coordinate wide area responses. Communications systems designed and built to public safety standards, with redundant pathways and sufficient backups, usually survive widespread power, weather and other dramatic actions to continue to function thru whatever the disaster. This will provide the communications necessary to mitigate the situation. Public safety system are not subject to call interruption or blocking by private users trying to access a network—such as cellular or wired phone networks during emergency situations. As technology advances, additional networks supporting data and video will also become common, however the voice communications system will always be the primary communication tool used by public safety officers for the foreseeable future. Developed for IACP’s Technology Desk Reference, 2006 by Steve Proctor, Executive Director —Utah Communications Agency Network 394 | IACP/COPS Technology Technical Assistance Program Voice Communications: How it Works How Voice Communications Work Source: Understanding Wireless Communications Public Safety: A Guidebood to Technology Issues, Planning and Management Police radios, and eventually their use, have become the intense focus of public safety services since 9/11. The police radio, whether mounted in or on a vehicle or carried on a duty belt or by hand, has long since become a standard part of a police officer’s equipment. Our desire for communication is simple, we want instant contact with a live person any time day or night. When the transmit button is pushed, the signal is received, the transmission is immediately acknowledged and whatever need has been requested is filled. Despite weather, terrain, operation conditions or any other factor, an officer’s very life will depend on that simple transmission of information. The buzzword these days is “interoperability.” Within the same large agency it can be complicated, not to mention with other first responders in the same jurisdiction or in neighboring jurisdictions that might be responding as mutual aid. Technology development has allowed equipment to evolve far beyond our simplest needs, often making choices difficult. Even the most simple of equipment offers a dizzying array of options. Dozens of channels, choice of frequencies, encryption, private line, GPS location transmission, and emergency notification are but a few choices chiefs must consider when looking to purchase. The situation becomes only more complicated when the equipment moves up in sophistication to mobile radios and then base stations. Once basic equipment is chosen, a chief has many more decisions to make to ensure that communications will be effective. Transmission methods, frequencies and many other potential problems must be resolved prior to purchase. In the end, it is not unusual to find that a system, equipment, computers and software are well beyond the budget a chief might have to fund the system. Then, the chief has to make some tough decisions on what to sacrifice or where to look for further funding. In the end, the chief has to balance needs, desires, financial capability and reality into a communications plan that will serve the department into the future and provide the simplest of tasks - pushing that transmit button and being able to relay information to another person without exception. Chief Joseph Estey, (Ret.) Past President, The International Association of Chiefs of Police Hartford Police Department—White River Junction, Vermont IACP/COPS Technology Technical Assistance Program | 395 Voice Communications: How it Works Characteristics of Radio Systems, Understanding Radio Terms Radio technology is full of confusing terms that come straight from a physics book. Sometimes when one asks a radio engineer a question, one gets an answer that is a formula. The goal in this section is not to turn you into radio experts, but to help chiefs understand the experts a little better when they talk to you. Wave The basic building block of radio communications is the radio wave. Like waves on the ocean, a radio wave is merely a stream of repeating peaks and valley. One big difference between ocean waves and radio waves is that ocean waves are visible, while radio waves are not. People can see how far apart or how high the peaks are on the ocean. Radio waves have those same characteristics, people just cannot see them. Wavelength The length of a wave is measured from one point to its next corresponding point. In other words, the wavelength could be the distance from one peak to the next peak or from one valley to the next valley and so on. In radio terms, a short wavelength would mean that the peaks are relatively close together. A long wavelength would mean that the peaks are relatively far apart. Cycle The entire pattern of the wave, before it begins to repeat itself, is called a cycle. Frequency Cycles repeat over time. The fact that they do is the basis for one of the most important terms in radio communications–frequency. Frequency is defined as the number of cycles that occur each second. When they talk about frequency, radio engineers use a shorthand term for “cycles per second,” which they call “Hertz.” (The word Hertz is usually shortened to “Hz” when written.) Both terms mean the same thing. Thousands of radio wave cycles usually repeat themselves each second, so engineers have adopted the practice of writing kilohertz (shortened to KHz), which means 1,000 cycles per second, megahertz (MHz), which means one million cycles per second, or gigahertz (GHz), which means 1 billion cycles per second, when they refer to radio frequency. Thus, 10 million cycles per second can also be written as 10 MHz. 396 | IACP/COPS Technology Technical Assistance Program Voice Communications: How it Works Frequency and wavelength are inversely related. In other words, the higher the frequency, the shorter the wavelength, and conversely, the lower the frequency, the longer the wavelength. At extremely high frequencies (above 30 GHz), the distance between the peaks of the wave becomes so small (1 centimeter or less) that a raindrop would not fit between them. In fact, at these extremely high frequencies, it is possible for rainy weather to disrupt the wave and distort or completely block the resulting signal. Spectrum and Bands The complete range of possible frequencies that are now used or could be used for radio communications is called the spectrum. The audible frequency range is usually considered to span from 20 to 18,000 cycles per second or Hertz. For practical purpose, the useful radio spectrum ranges from approximately 30 KHz up to more than 300 GHz. Radio professionals often discuss frequencies by grouping them into ranges, which are called bands. The bands are often referred to by names like HF (high frequency), VHF (very high frequency), UHF (ultra-high frequency), SHF (superhigh frequency), EHF (extremely high frequency), and infrared. Public Safety Bands Two of the radio frequency bands are of particular interest to law enforcement agencies installing their own mobile radio systems. These are the VHF and UHF bands, whose ranges are designated as VHF 30–300 MHz and UHF 300–3,000 MHz. Channels The Federal Communications Commissions (FCC) arbitrarily groups frequencies into categories they call channels. When the FCC licenses a channel to you, it specifically identifies the center frequency (sometimes called carrier frequency) for the channel. This central frequency is the main frequency for carrying the information to be transmitted. Thus, the radio information is transmitted over the several frequencies contained within a single channel. The more frequencies in a channel, the greater its width (called bandwidth), and the greater the amount of information it can carry. Generally, the wider the bandwidth, the more information may be transmitted. However, with microprocessors and sophisticated software techniques, more information can now be sent through less bandwidth than was possible just a decade ago. As a result, spectrum efficiency has improved. Mobile Radio System Frequencies The FCC has assigned frequencies so that there are typically 25 KHz between channels in the UHF band. In other words, a 460 MHz frequency assignment (the center frequency) IACP/COPS Technology Technical Assistance Program | 397 Voice Communications: How it Works means that the information transmission falls between 459,987.5 KHz and 460,012.5 KHz (i.e. 12.5 KHz on either side of the center frequency). In its goal to promote the efficient use of the spectrum, the FCC is changing most of the bandwidths of radio channels below 512 MHz in a process it calls “refarming.” It is presently reducing channel bandwidths by half and will reduce the bandwidths by half again in the year 2006. Frequencies covering TV channels 60–69 have been reallocated from television to private use and public safety use. The 24 MHz of public safety spectrum includes the 764–776 and 794–806 MHz portions of this band. The FCC has required that all systems in this band employ digital modulation. The band has been split into two sections. The voice portion of this spectrum is based on 6.25 KHz channel width building blocks that can be combined up to 25 KHz maximum. The use of conventional equipment using the project 25 common air interface standard is required on the 64 interoperability voice channels designated in this band. The wideband data portion of this band is built on 50 KHz building blocks that can be combined up to 150 KHz maximum, with an interoperability standard now under development for interoperability data channels. Spectrum planning in this band is under the auspices of Regional Planning Committees in the same manner as the earlier 800 MHz and NPSPAC band. The FCC formed a Federal Advisory Committee called the National Coordination Committee (NCC) to assist it in developing operational and technical guidelines for this band. Reports and Recommendations from the NCC are available on the FCC Web site. Frequency Selection Considerations Coverage—In general, the lower the frequency, the better the coverage for a given power level. VHF low band has the best coverage for a given effective radiated power (ERP). Building Penetration—UHF frequencies with shorter wavelengths (typically within the range of 200 MHz to 2000 MHz) have better building penetration through building openings, such as windows and doors, than do VHF frequencies below 200 MHz. Skip—At VHF low band, stations can experience “skip” (the radio wave reflects from the ionosphere during the height of the sunspot cycle), often causing so much interference that local communications cannot be carried out. Noise—Natural and man-made noise is worse the lower the frequency. Higher bands experience much less noise interference. 398 | IACP/COPS Technology Technical Assistance Program Voice Communications: How it Works Antenna Size—The lower the frequency, the larger the antennas for a given amount of gain. Transmitters and Receivers Base, mobile, and handheld radios consist of components called transmitters and receivers. In most cases, some circuitry is used for both transmitting and receiving, so a radio is said to be a transceiver. Transmitters A transmitter generates a radio wave or signal. The frequency generating component is called an oscillator. Frequency multipliers multiply the frequency up to the final output frequency. A power amplifier increases the power signal to obtain the necessary power output to the antenna. The output frequency is a continuous wave (CW) called a carrier. Intelligence is added to the transmitter by varying the amplitude of the carrier (amplitude modulation or AM) or by varying the frequency of the carrier (frequency or phase modulation of FM). Receivers The receiver is the opposite of the transmitter. It receives the modulated carrier, processes it, and sends it to a detector section, which strips off the modulation signal from the carrier to restore the original intelligence. Radio systems are generally designed for AM or FM. Voice transmission is produced using a microphone at the input of the transmitter and loud speaker at the output of the receiver. The signals are usually analog, or continuous, signals. Data are transmitted using binary signals. One simple method of transmitting a binary signal uses frequency shift keying (FSK). A zero is represented by transmitting a particular carrier frequency, and a one is represented by shifting the carrier frequency to a different frequency (usually with less than 1,000 Hz difference). The receiver interprets the ones and zeroes and reconstructs the binary data stream. This is just one simple scheme for transmitting data. Most of today’s systems use more complex methods to maximize spectrum efficiency. All communications receivers used in dispatch-type communications have squelch circuits before the audio circuits, which keeps the output off when there is no signal (so that you do not have to listen to noise) and passes the detected signal through when the correctly coded signal is received. IACP/COPS Technology Technical Assistance Program | 399 Voice Communications: How it Works Antennas An antenna allows a radio transmitter to send energy into space and allows a receiver to pick up energy from space. Generally, the higher an antenna is above the ground, the larger coverage of the radio signal. The fundamental antenna is the dipole, which consists of a wire or rigid metal rod. A dipole’s length is set to approximately one-half the wavelength of the carrier frequency. Thus, a 300 MHz carrier, with a wavelength of 1 meter, would need to a use a dipole that ½ meter long. Assuming the wire is vertical, the three-dimensional radiation pattern is omnidirectional around the wire in the horizontal plane and is donut shaped in the vertical plane. (Omnidirectional means that the same amount of radiation can be measured the entire way around, at any given cross-section of the donut.) If the antenna is vertical to the earth’s surface, its electric field will be vertical, and the antenna is said to have vertical polarization. If the antenna is horizontal and the electric field is parallel to the earth’s surface, the polarization is horizontal. Almost all mobile operations use vertical polarization. Antenna Gain Antennas are the transmitting and receiving elements of a radio system. Gain is the focusing of the antenna’s radio frequency (RF) electromagnetic energy toward certain directions. By focusing the energy from or to a dipole antenna in a particular direction, you can increase the effective transmitted power outward toward that direction plus increase the received signal strength from the direction. This is important for two reasons: 1) you may be able to use less power to transmit a signal for the same signal level at a receiving site; and 2) interfering signals from the other directions will decrease in level causing less radio frequency interference for you. Gain is important because of its relationship to RF power requirements. For example, if the gain at a base station is doubled in the direction of a mobile, the mobile receiver will receive twice the signal strength power. Similarly, a mobile transmitting toward the base station will have twice the signal strength at the base station. Plus, potential co-channel interfering signals coming from other directions will be lessened with respect to the desired signal. To summarize, by increasing the gain (or directivity) of an antenna in a two-way radio circuit, you may save money by buying a less powerful transmitter, achieve higher received signal levels from stations in the gain direction, and discriminate against signals on the frequency from other directions. 400 | IACP/COPS Technology Technical Assistance Program Voice Communications: How it Works Types of Antennas Base Station Antennas—Most base station antennas are omnidirectional in the horizontal plane (azimuth) so that mobile and portable radios may communicate with a base station from any direction. Directional Antennas—If you need to direct the RF energy in one direction and do not need an omnidirectional pattern in the horizontal plane, an antenna may be constructed to shape the pattern toward the single direction. The patterns in both the horizontal and vertical planes are focused and increase the gain considerably over an omnidirectional dipole. Mobile Antennas—The simplest mobile antenna is a quarterwave whip antenna. It consists of a single vertical element, approximately 1/4 wavelength long, mounted onto the metal roof of an automobile, and is called a monopole. The roof acts as a “ground plane” reflector so that the antenna radiation pattern emulates a dipole antenna. At VHF low band (50 MHz), a quarter wave monopole antenna is about 5 feet long. As the frequency is increased, the length of a monopole antenna is reduced. At 850 MHz, a monopole is only 3.5 inches long. Portable Antennas—Portable radios usually use helically wound or rod antennas attached to the radio. These are usually less efficient than base or mobile antennas. There are also times when your body is between the portable and the base with which it is communicating, causing a decrease in signal. In addition, the height of the portable antenna (belt mounted versus a lapel-mounted speaker microphone antenna) can make a significant difference in radio coverage. All of these characteristics must be accounted for in designing a system. Smart Antennas—A major development has occurred in the design of “smart antenna arrays” which are able to adjust to their environment so that they enhance desired received signals while discriminating against interference from undesired signals. The antennas are made of a large number of antenna elements each of which are controlled using computer technology in near real-time. Smart antennas adapt themselves automatically toward the direction of incoming desired signals via digital signal processing (DSP). With DSP, a series of microprocessors change the phase and amplitude of the elements to focus the antenna pattern in the desired directions while discriminating against interfering signals. The most sophisticated antenna arrays are able to adjust to many different desired signals via space division multiple access (SDMA) so as to process the antenna lobes to accommodate the signals simultaneously. IACP/COPS Technology Technical Assistance Program | 401 Voice Communications: How it Works Although smart antennas are quite costly, the economical trade-off is increasing the capacity of antenna systems to support an increased number of users. Effective Radiated Power (ERP) A term used in land mobile radio to indicate the “effective” power radiating from the antenna. ERP in decibels (dB) equals the transmitter power output into the transmission line, less the losses in the transmission system (including that of the transmission line, filters, couplers, etc.) plus the gain of the antenna in dBd. ERP is a fictitious number indicating the effectiveness of a transmission as compared to that of a transmitter connected to a dipole with no transmission losses. There is a real point to it. To the receiver listening to this transmission, the transmission will be 3dB stronger than it would if it came from the same transmitter using a cable with no loss and a dipole antenna. Interference With the advent of cellular, Personal Communications Systems (PCS), specialized mobile radio (SMR) and enhanced specialized mobile radio (ESMR) systems, many new antenna installations must be made throughout the country. To minimize the number of new antenna sites (and associated towers), installations with a multitude of radios combined on a few antennas are becoming more prevalent. As the number of radios and antennas is increased at a site, the interference potential of generating and/or receiving spurious signals is increased. Therefore, filters and isolators (discussed in the next section) must be added to the antenna circuits. Usually, the last station to build at the site causes the interference and is responsible for the additional filtering equipment. Some sites have full-time managers who screen an applicant’s plans to anticipate any interference potential. Radiation A potential problem of exposure to harmful radiation exists around transmitting antennas. Service personnel in the vicinity of a tower or climbing a tower could be exposed to harmful radiation. It may be necessary to reduce power or shut down transmitters before climbing a tower. Wearable exposure alarms are available to warn of excessive radiation. The radiation danger is highest when there are high-power broadcast stations at common sites. Radiation exposure requirements for the public are less than for personnel associated with the site. To help prevent public exposure, security fences usually are constructed around towers, and the fences are posted with “Hazardous RF” signs. Local Regulations Controlling Antennas Most cities have zoning ordinances that control the use of land for radio sites. These usually include maximum tower heights and setbacks, as well as the antenna types and radiation 402 | IACP/COPS Technology Technical Assistance Program Voice Communications: How it Works characteristics. Usually an application for a radio site is prepared by an applicant and submitted to the zoning board for processing and a recommendation. County commissioners or city council members have the final approval. Members of the public often have the opportunity to voice their opinions regarding the aesthetics and requested use of the site before approval. It is not unusual for a government entity to add stipulations for disguising a tower and antenna. Radio Coverage One of the most important characteristics of a radio system is its coverage. That is, it is important to know exactly where the base or repeater station signals may be received by mobile or handheld radios and exactly where mobile or handheld radio stations may be heard by a base or repeater station. All parameters must be placed into one of several computer models (called propagation models) to get a reasonably accurate output. These include transmitter power out, transmission line losses, antenna gain and directivity, foliage losses, building losses (if required), receiver sensitivity, and antenna and transmission line characteristics. Mobile and handheld radios differ from base stations due to their lower power and to poorer antenna efficiency. Coverage patterns should be made for each kind of radio used in a system so that you know exactly where to expect coverage. If you don’t know that an officer’s portable radio transmission will not be heard at a repeater, it could put the officer’s life in jeopardy. Coverage should always be verified by running actual tests after a system is constructed. There are testing procedures available from some of the larger system suppliers. Duplexers, Combiners, Multicouplers Duplexers, combiners, and multicouplers are components that make it possible to connect multiple transmitters and receivers to antennas. These important filtering and isolating components are used in a radio system to optimize its operation and minimize interference with itself as well as other systems. A single repeater, consisting of a transmitter and a receiver operating on different frequencies, is most often connected to a common antenna. If the transmitter energy gets into the receiver, it can burn out the front-end components or cause severe interference in the receiver and, as a result, in your overall system. You can use two antennas, one above the other, but this configuration may still not provide enough isolation. Therefore, a duplexer may be used to increase the isolation and to keep the transmission from interfering with received signals. IACP/COPS Technology Technical Assistance Program | 403 Voice Communications: How it Works Duplexers To shield the receiver from the transmitter, cavity filters are often added in the transmitter and receiver transmission lines to form a circuit called a duplexer. There are several configurations. Combiners When trunked radio systems are used with a multitude of transmitters connected to an antenna, a circuit element called a combiner is used to combine the output signals. The combiner allows the transmitter outputs to be coupled together, sending the output power of each transmitter to the antenna with minimal loss. An additional element may be used in the circuit between each transmitter and the combiner to increase isolation to the other transmitter outputs. Such an element is called an isolator. If there is inadequate isolation, the mixing of the transmitted signals can cause the generation of additional frequencies called intermodulation products, or IM products, which may cause interference to nearby receivers. Multicouplers A device similar to a combiner, called a multicoupler, is used to connect a multitude of receivers to a single antenna. Usually, a multicoupler contains an amplifier that covers all the receiving frequencies and then splits and sends each signal to its particular receiver. Multiple Access Systems Several cellular radio systems are used to improve spectrum efficiency, allowing more users to employ a channel or frequency band. The primary technologies used today are frequency division multiple access (FDMA), time division multiple access (TDMA), and code division multiple access (CDMA). Public safety radio systems primarily use FDMA and TDMA technologies. Frequency Division Multiple Access (FDMA) The original cellular radio channels were 30 KHz wide and accommodated one voice signal subscriber. As the number of subscribers increased, some cellular radio companies opted to divide the 30 KHz channels into three 10 KHz channels, which would allow a 3:1 increase in subscribers. The process is called frequency division. Multiple access is accomplished by the cellular radio system control computer having the ability to assign each of the channels to different subscribers. When one subscriber has completed a call or moves into a new cell, the channel may be reassigned to another subscriber. 404 | IACP/COPS Technology Technical Assistance Program Voice Communications: How it Works Time Division Multiple Access (TDMA) Another scheme used by cellular companies is to take the same 30 KHz channel, but instead of dividing it into three narrower channels, it is set up for transmission in three time periods so that three subscribers still use the total 30 KHz; now each subscriber would talk for onethird of the time, thus increasing the number of users by 3:1. By allowing each subscriber to talk for a few milliseconds in rotation, three conversations now take place within the same 30 KHz channel. For time division transmission to work, the voice signal must be digitized by a vocoder (voice coder) and each digitized signal is sent in sequence over the 30 KHz spectrum. The subscriber’s phone must be perfectly synchronized with the transmission so that it only decodes the desired subscriber’s signal in its vocoder. Cell phone and PCS companies have found that by using TDMA, up to eight subscribers may use the same 30 KHz spectrum. Multiple access is accomplished in the same manner as in FDMA above. Code Division Multiple Access (CDMA) A digital modulation that uses spectrum spreading techniques and is more complex than either FDMA or TDMA. The transmission spectrum is always much wider than that required for a single transmission, allowing many simultaneous transmissions to be interspersed within the same bandwidth. Two types of systems are used: frequency hopping and direct sequence. Both systems use vocoders to digitize the signal. • Frequency Hopping The frequency hopping concept is easy to visualize. The transmitter changes frequency every few milliseconds in a prescribed manner as it transmits information. A perfectly synchronized receiver follows the frequency change sequences of the transmitter from one frequency to another to receive the information. • Direct Sequence In the direct sequence CDMA, the transmitted digital signals are coded by a “spreading algorithm” in each transmitter. Each receiver has a decoder that deciphers the spread signal and recovers the voice. By using several different spreading codes within each algorithm, this system accommodates many different users at the same time. Current Public Safety Radio Systems Two-Way Simplex Radio Systems Two-way radio systems using one frequency are called simplex radio systems. Base stations, IACP/COPS Technology Technical Assistance Program | 405 Voice Communications: How it Works mobiles, and handheld radios communicate on a single frequency. All new equipment being placed into service today for both VHF (excepting the 220 MHz band) and UHF bands is required to be 12.5 and 15 KHz wide, respectively, as required by part 90 of the FCC Rules. However, users with 25 and 30 KHz bandwidth equipment may continue to use their existing systems. Base stations usually have high antenna installations to make sure that they can attain the desired radio coverage area. One problem with a simplex system is that handheld and mobile radios cannot communicate very far with each other because of their low antenna heights and are usually limited to just a few miles in flat terrain. Therefore, the person at the base station must repeat transmissions from one mobile to another. To alleviate this situation, the mobile relay or repeater was developed. Two-Way Mobile Relay Systems Two-way mobile relay systems are also called mobile repeaters, or just plain repeaters. In this discussion, these terms are used interchangeably. The repeater makes use of two frequencies. The repeater radio functions as an amplified relay station receiving high or low-power base stations, low-level mobile, and handheld radio signals, changing their frequency, amplifying the signals, and re-transmitting them on the repeater output frequency. Repeaters are generally installed on the highest points within the coverage areas, including high buildings and mountaintops where the topography allows for maximum coverage and penetration. Thus, regardless of the output or the antenna heights on handheld, mobile, and base radios, the repeater signal is always the same strength at any receiving site. Twice the bandwidth of a simplex system is now required, further aggravating the spectrum efficiency problem. Voice FM simplex and repeater radio systems suffer from other disadvantages too. For example, when a base or repeater station is placed on a high point, it can cover distances of 60 miles or more in radius and thus, although not usually needed by the licensee, negates the option of relicensing the frequency to another user up to 120 miles from the licensee. Repeater Innovations Repeater stations are usually high-power stations, 600 to 3,500 watts ERP, and cover a large area. Handheld radios, with their low output power of 0.5 to 3 watts ERP, are often unable to be heard at the repeater site, particularly in hilly or mountainous terrain or in urban areas having numerous tall buildings. To correct this power imbalance, one or more satellite receiving sites may be set up in these coverage areas close to the low-power radios to receive the low-power signals. Each satellite receiver’s output is sent via telephone line or microwave radio transmission to a signal comparator at a central site, where the strongest signal is selected through “voting” and utilized to drive the repeater. 406 | IACP/COPS Technology Technical Assistance Program Voice Communications: How it Works Another scheme used where there are problems transmitting to and receiving from mobiles and handheld radios due to large changes in topography requires several repeaters at different locations that may be switched at a central position, usually at the police communications dispatch center, to the repeater receiving the highest signal level. In this way the signal is “steered” toward the station. Where very large areas are to be covered, for example several counties, simulcast systems using multiple repeaters operating on the same frequency may be employed. In this case, all transmitters operate simultaneously and send a composite signal to receivers in the field. Special emphasis must be placed on frequency stability of the carriers, for they must be within a few Hertz at all stations; the modulation must be transmitted at exactly the same time, or there will be interference in the overlap zones of the repeaters. Frequency and time stability can be accomplished by the use of microwave communications systems or by using the clock signals received from a global satellite system (such as GPS). Mobile Repeaters Small vehicular repeaters have been used to relay transmissions from handheld radios through the main vehicle radio to headquarters when an officer is in an area where he or she cannot reach the base repeater. An example of this is when an investigator, located in the concrete basement of a shopping center, can use a small 450 MHz repeater in the investigator’s vehicle to bridge communications between the basement and headquarters. These repeaters have been used traditionally in the 150 and 450 MHz bands, and the concept is being explored for 800 MHz use by agencies and frequency coordinators. Trunked Radio Systems Public safety organizations have traditionally used dedicated repeaters. For example, in many communities, separate repeaters are used by the police department, the fire department, administrative departments, and road maintenance department, although the transmission loading is unequal for the departments most of the time. If a police department needs to use two repeaters for operation and the road maintenance department’s repeater is available, the police department may be unable to use it. To use it requires that the police department’s mobiles tune their receivers to road maintenance’s frequency and that the police dispatch has an extra base station to contact the road maintenance repeater. This scenario is not very practical. A repeater cannot be borrowed by another user, so it often sits vacant on a usable frequency while a user needing to transmit more information on his or her radio system must wait until their own repeater is free. To solve this problem and to improve the spectrum efficiency, the industry developed a “trunked” system concept borrowed from the telephone company industry. IACP/COPS Technology Technical Assistance Program | 407 Voice Communications: How it Works One can think of this as a box containing a number of repeaters, each of which may be switched into a radio circuit as needed. For example, if there are five trunked repeaters and repeaters #1 and #2 are in use, a central controller will designate #3 as the next repeater to be used when the need arises. If #1, #3, #4, and #5 are in use, it will designate #2 for the next user. In this way, repeaters do not stand vacant and the spectrum is more fully used. When it issued rules for the 800 MHz band, the FCC required that most licensees requiring five or more channels must use a trunked radio scheme. Systems in place before the regulation was issued are “grandfathered in” and may continue to add single repeater stations as necessary. Two technological breakthroughs have made trunked radio systems possible: 1. the development of microprocessors and personal computers, with their associated software and 2. synthesized frequency generators. Microprocessors allow the logical selection of frequencies for the repeaters. Frequency synthesizers at the repeater and mobile and portable stations allow the radios to set up individual transmitting and receiving frequencies as designated by the base station microprocessor called the “central controller.” One scheme used to inform the central controller that there is a need for a repeater is a dedicated data control channel (repeater), which monitors mobiles and handheld stations at the base station. If a user desires to speak with another user or a group of users, he or she initiates a transmission on the data control channel indicating his or her ID number and requesting that he or she talk with another user or a group of users by indicating the group’s or individual’s ID number. The control channel repeater acknowledges the transmission, and the central controller determines the available repeater and commands the initiator and the target station(s) to change their operating frequencies to that of the assigned repeater. Typically within 1/4 second, a voice conversation may then take place. After the conversation, the radios return to monitoring the control channel and the central controller determines that the repeater is now available for other use. Note that these systems are totally software driven. Trunked radio systems are generally used in the 700/800/900 MHz bands. The latest FCC rules now allow for trunking on public safety spectrum below 512 MHz, provided that these systems do not interfere with existing radio systems in surrounding areas. Specialized Mobile Radio (SMR)—Besides local government and law enforcement, trunked radio systems are used by large electric, gas, oil, and other industries to improve their efficiencies. A specific class of service, called “specialized mobile radio” was designated by the FCC to allow the set up of trunked systems that could be used to sell radio services to commercial and government users. The channel bandwidth set up for trunked activities is 30 KHz wide in the 800/900 MHz band. Original applicants used analog radios; however, enhanced specialized mobile radio has been the name given for digital SMR systems. 408 | IACP/COPS Technology Technical Assistance Program Voice Communications: How it Works 220 MHz Narrow Bandwidth Band The FCC reallocated the frequencies from 220 to 222 MHz for narrow bandwidth communications use. The channel bandwidth in this frequency band is only 5 KHz so as many as six channels may be substituted for a single 30 KHz FM channel (e.g., six signals where there was one, with a subsequent increase in spectrum efficiency of 5:1). The FCC has auctioned off frequencies in this band for regional and nationwide licensing. Cellular Radio/Telephone Systems Originally, two licenses were awarded in each coverage area: one to a wire company and the other to a wireless company in almost all metropolitan and rural areas. The cellular scheme allows for a large number of users over a given coverage area to connect to the Public Switched Telephone Network (PSTN). A great deal of the United States is now covered by cellular radio, and many law enforcement departments use cellular to supplement their radio communications systems. The cellular system employs a number of coverage cells within a geographical area. Each cell uses a trunked radio system to supply repeaters to users within the cell. Cells are connected to a Mobile Telephone Switching Office (MTSO) by trunked phone lines, fiberoptic cables, or microwave links. Cells can range from 30 miles down to 0.5 miles in diameter. When a cell reaches the maximum capacity of subscribers, it may be divided in two by adding new antennas and trunked radios and reducing power output to double the original capacity. When a cellular telephone is turned on, it automatically registers with the local cellular carrier, and an indicator shows whether there is sufficient signal to connect to a cell. When a number is called, a dedicated radio control channel receives the information and sends it through the MTSO to the PSTN system to ring the called person’s number. When the call is answered, the MTSO sets up a dedicated cell repeater for the subscriber to use for the conversation. If a call is made from the PSTN to a cellular subscriber, a set of dedicated paging channels at all the cell sites calls the subscriber’s number. When the subscriber’s cell phone hears the page, the called subscriber answers the cell phone and the phone signals back through the control channel that the call has been answered. This triggers the MTSO to set up a repeater for the conversation. When the subscriber hangs up, the MTSO releases the channel for another call, as described above. Characteristics of cellular systems include: • A very large number of subscribers can be accommodated. • As the subscriber numbers in a cell reach the cell capacity, the cell may be divided to double its capacity. • By keeping the transmitter power low in each cell, transmitting frequencies may be repeated in nearby cells, thus increasing spectrum efficiency. IACP/COPS Technology Technical Assistance Program | 409 Voice Communications: How it Works • Cellular radio systems tend to be very reliable even under the worst environmental conditions. • With the various modulation schemes now being used, every cell phone does not work every system. However, multimode phones have been developed to solve this problem. Personal Communications Systems (PCS) Because of the need for more frequencies for personal communications and the popularity and demand for cellular radio, the FCC reallocated several megahertz of frequencies in the 900 MHz range and a large portion of the 2 GHz band for PCS. Some seven different de facto technical approaches to these new cellular radio systems exist, so a telephone used in one system will not necessarily work with another. Some confusion also exists between the 800 MHz cellular services and the 2 GHz PCS cellular services because of advertising claims. Today, technologies used for cellular and PCS are basically the same and the offerings are very similar. However, PCS has the potential to provide other services in addition to cellular. Point-To-Point Microwave Communications Systems Often you need to connect telephone circuits from one terminal to another, voice and control circuits to repeaters and trunked systems, voting receiver inputs from satellite sites to a comparator, T1 (1.5 Mbps) or T3 (45 Mbps) data circuits, and other communications circuits from one point to another point. Generally, these needs may be fulfilled economically and reliably by leasing wire or fiber-optic circuits from the local telephone or cable company. When a telephone company expands capacity, it usually overbuilds to allow for future customers. If the circuits exist, leasing payments involve only operational and maintenance costs. However, if the circuits do not exist, you must pay the up-front capital costs involved in constructing the new facilities. The economies of building a private microwave system usually are in your favor when it is necessary to provide service to an area that would require new facility construction by the telephone company. The microwave bands include frequencies generally above 960 MHz, or approximately 1 GHz. (Frequency bands used for commercial purposes are in the 960 MHz and 2, 4, 6, 11, 18, and 23 GHz areas.) The 960 MHz band can be used to transmit up to 15 narrowband voice or data channels; the other frequency bands have considerably wider bandwidths to accommodate many more voice and data channels. Microwave systems may be either analog or digital radio systems. Microwave propagation is considered “line of sight” (LOS), so transmissions must be repeated at approximately 25-mile increments in bands up to 12 GHz. In mountain areas, the spacing may be as great as 60 miles. Above 10 GHz, rain attenuation usually causes a distance 410 | IACP/COPS Technology Technical Assistance Program Voice Communications: How it Works limitation, so repeaters must be more closely spaced depending upon the amount of rain in different parts of the country. Microwave System Engineering and Licensing—A typical microwave system requires several engineering criteria to be met. The first is that the path between two microwave terminals must be free of obstacles which might impair the wave front as it travels between terminals. The second requirement is the signal strength must be high enough to meet either the signal to noise ratio requirements (for an analog radio system) or the bit error rate requirements (for a digital radio system) for a maximum allowable path outage time. The last condition is the path must be free from either causing interference to another microwave communications user or receiving interference from another user. Most microwave communications systems require FCC licensing under Part 101 of the FCC Rules and Regulations. Frequency coordination is required and the applicant must utilize the FCC’s Universal Licensing System (ULS) at the FCC Web site (see resources in appendix B) for all applications. The technology, often called 802.11 after the designation assigned to this class of standards by the Institute of Electrical & Electronic Engineers (IEEE) who developed the standards, is an alphabet soup of protocols. Adapted from Understanding Wireless Communications Public Safety: A Guidebook to Technology Issues, Planning and Management, 2003 with permission from the National Law Enforcement and Corrections Technology Center. Further reproduction without express written permission is strictly prohibited. http://www.nlectc.org IACP/COPS Technology Technical Assistance Program | 411 412 | IACP/COPS Technology Technical Assistance Program Voice Communications:Things to Consider Things to Consider Source: Why Can’t We Talk? Working Together To Bridge the Communications Gap To Save Lives—A Guide for Public Officials Purchasing radios, whether they are portable units to be carried by officers, two-way mobile units to be installed in vehicles or base radios, can be a confusing and complicated task. Many units far exceed the basic needs of departments and can have impressive, but useless options and capabilities. A careful analysis of what the current and, more importantly, future need will be is critical to keep the purchase efficient, effective and justifiable. • Can the equipment being purchased accommodate future growth, development and enhancements, particularly in the area of communications interoperability projects (programmable for future frequencies, development of encryption, etc.)? • What are the options and costs for service contract, maintenance agreements and available warranty? Will service be expedited or will the unit be out of operation for an extended period of time? Is service local or must it be shipped out of the area and who bears shipping costs? • Is equipment compatible with other existing communications equipment both within the department and locally? • Cost and availability of optional equipment (remote microphones, earpieces, holsters, antennas, etc.), consumables (batteries)? • Cost of installation and programming? • Does the size and fit of equipment work with the existing infrastructure? Departments need to adopt a replacement plan for communications equipment. Whether it is a capital expenditure plan that sets aside funds each year for the eventual replacement of a base radio or regular replacement of handheld or mobile units each year, agencies must realize that communications equipment will wear out or become obsolete and will need to be replaced over time. True communications interoperability within and between operational jurisdictions is a broad goal that all agencies should work toward. Even if at the beginning it’s just to assure that current purchases are for equipment that can eventually be programmed or retrofitted for interoperability. This will likely be the standard for sometime to come. Chief Joeseph Estey, (Ret.) Past President, The International Association of Chiefs of Police Hartford Police Department—White River Junction, Vermont IACP/COPS Technology Technical Assistance Program | 413 Voice Communications:Things to Consider Interoperability Did You Know? Five years to the day before the 9/11 terrorist attack, the Public Safety Wireless Advisory Committee (PSWAC) reported that “unless immediate measures are taken to alleviate spectrum shortfall and promote interoperability, public safety will not be able to adequately discharge their obligation to protect life and property in a safe, efficient, and cost effective manner.” When the police were in trouble, they could pick up the radio anywhere, anytime, and help would instantly arrive. In reality, this is often not the case. We all watched in horror as the second tower of the World Trade Center collapsed. Did you know that police received the radio message that the building was going to collapse, but firefighters never received that message because they use different radios? • Did you know that the police, EMS teams, and firefighters sometimes have to juggle as many as five different radios because each agency communicates on different systems? • Did you know that first responders had to use runners to carry messages from one command center to another in the immediate aftermath of the Oklahoma City bombing because they did not have common radio systems? • Do you know how often agencies cannot talk to one another or to agencies in their neighboring cities, counties, or states? Is yours one of them? While events of the magnitude of 9/11 or Oklahoma City do not occur every day, there are many daily events that require different agencies and jurisdictions to be able to communicate with one another. Incidents such as traffic accidents, missing children, fires, high speed chases, rescues, and chemical spills occur with frightening regularity and they know no boundaries. When they occur in your community, will your agencies be able to talk to one another? Why Can’t They Talk? Public safety agencies historically have depended upon their own stand alone radio communication systems and they are often incompatible with one another. Not only are there different systems for different agencies within one community, different jurisdictions maintain their own systems, too. There are approximately 2.5 million public safety first responders in the United States. They work for 18,000 state and local law enforcement agencies, 26,000 fire departments, and more than 6,000 rescue departments, plus Federal law enforcement, tribal law enforcement, and other agencies, such as state and federal emergency management, transportation, and the public utilities who all need to talk to one another during critical incidents 414 | IACP/COPS Technology Technical Assistance Program Voice Communications:Things to Consider Who Is Public Safety? According to definitions from the Public Safety Wireless Advisory Committee (PSWAC), public safety service providers perform emergency first response missions to protect and preserve life, property, and natural resources and to serve the public welfare through local, state, or federal governments as prescribed by law. Public safety support providers include those whose primary mission might not fall within the classic public safety definition, but who may provide vital support to the general public and/or the public safety official. Law enforcement, fire, and EMS fit the first category, while transportation or public utility workers fit the second. Public safety service providers also include nongovernmental organizations who perform public safety functions on behalf of the government. For example, a number of local governments contract with private groups for emergency medical services. Why Is This Important to You? The public looks to you, their elected and appointed officials, to provide basic public safety and guidance and management during a crisis. You are responsible for making critical funding decisions using scarce taxpayer dollars. You understand the political dynamics in your community and in the surrounding jurisdictions. Citizens expect the public sector to function like a business–consistent and effective customer service, everywhere and at any time. Ultimately, the public expects their lives and property to be protected by all levels of government local, state, or federal without distinction as to who responds to their needs. Understanding the current status of public safety radio communication systems in your community its capabilities and limitations and plans for upgrading or replacing those systems is critical. If your public safety agencies cannot communicate directly with one another by radio to coordinate lifesaving activities, inevitably some lives will be lost. What can be done? What Is Interoperability? Interoperability is ability of public safety agencies to talk to one another via radio communications systems—to exchange voice and/or data with one another on demand, in real-time, when needed. Most people assume that public safety is already interoperable. In many cases, public safety officials can’t even talk to their own agencies. Equally as critical as interoperability is the need for basic communications within public safety agencies. When the issue of interoperability is raised, officials respond that they are unable to even talk to their own personnel. The first priority must be to provide public safety with mission-critical radio communication systems that provide reliable agency specific police, fire, EMS communications. (Mission-critical radio communications are those required when life or property is at stake). As jurisdictions build or upgrade current systems, that prority should be expanded to include the provision of reliable and interoperable local and regional communications, and ultimately reliable and interoperable local, sate, and federal communications. IACP/COPS Technology Technical Assistance Program | 415 Voice Communications:Things to Consider Why Aren’t Public Safety Communications Already Interoperable? There are five key reasons existing communication systems are not currently interoperable: incompatible and aging communications equipment, limited and fragmented funding, limited and fragmented planning, a lack of cooperation and coordination, and limited and fragmented radio spectrum. • Different jurisdictions use different equipment and different radio frequencies that cannot communicate with one another, just as different computer operating systems will not work together or an AM receiver will not accept an FM signal. There are limited uniform standards for technology and equipment. • There is limited funding to replace or update expensive communications equipment, and different communications and levels of government have their own budget cycles and funding priorities. • Planning is limited and fragmented. Without adequate planning, time and money can be disappointing. Agencies, jurisdictions, and levels of government compete for scare dollars, inhibiting the partnership and leadership required to develop interoperability. Why Can’t They Just Use Cell Phones? Unfortunately it’s not that simple. Although public safety personnel regularly use cellular phones, personal digital assistants (PDAs), and other commercial wireless devices and services, these devices are currently not sufficiently suited for public safety mission-critical communications during critical incidents. Public safety officials cannot depend upon commercial systems that can be overloaded and unavailable. Experience has shown such systems are often the most unreliable during critical incidents when public demand overwhelms the systems. Public safety officials have unique and demanding communications requirements. Optimal public safety radio communication systems require: • Dedicated channels and priority access that is available at all times to handle unexpected emergencies • Reliable one-to-many broadcast capability, a feature not generally available in cellular systems • Highly reliable and redundant networks that are engineered and maintained to withstand natural disasters and other emergencies • The best possible coverage within a given geographic area, with a minimum of dead zones • Unique equipment designed for quick response in emergency situations– dialing, waiting for call connection, and busy signals are unacceptable during critical events when seconds can mean the difference between life and death 416 | IACP/COPS Technology Technical Assistance Program Voice Communications:Things to Consider • The human factor is a substantial obstacle–agencies are reluctant to give up management and control of their communications systems. • Interoperability requires a certain amount of shared management, control, and policies and procedures. • There is a limited and fragmented amount of radio spectrum available to public safety. What Is Radio Spectrum? It is electronic real estate the complete range of frequencies and channels that can be used for radio communications. Spectrum is the highway over which voice, data, and image communications travel. Radio spectrum, one of our Nation’s most valuable resources, is a finite resource what exists today is all there ever will be. The Federal Communications Commission (FCC) has allocated certain frequencies or channels to public safety, but it is inadequate and scattered widely in ten discrete bands across the spectrum, making it difficult for different agencies and jurisdictions to communicate. Initially, almost all public safety communications were confined to the low end of the frequency range, but as technology advanced and improved, transmission at higher frequencies became “Imagine a different possible, offering a temporary solution for congestion and public safety crowding. The result is public safety operates in 10 separate communications bands, which has added capacity, but which has also caused future. A future where the fragmentation that characterizes the public safety emergency responses spectrum today. are coordinated, where information is shared in real-time, where precious minutes are not wasted and where emergencies are handled more effectively and safely.” Judi Wood Chief Information Officer—Maryland Department of Public Safety and Correctional Services How Can I Help My Constituents and Colleagues Understand the Importance of Interoperability? Your role as a public official provides you the unique opportunity to take the initiative. Your constituents and colleagues need to be educated about the importance of an interoperable public safety communications system that will make it possible for local, state, and federal public safety agencies to talk to one another, to coordinate lifesaving operations, and to provide a basic level of public safety. Public perceptions are shaped by the news shows and articles, movies, and television that tell a different story from the true state of public safety communications. The public that reads news stories about computers in patrol cars, amazing lifesaving technologies in rescue vehicles, and the latest state of the art dispatch center may find it IACP/COPS Technology Technical Assistance Program | 417 Voice Communications:Things to Consider difficult to believe that their public safety agencies cannot talk to one another. This is a job that requires policymakers across jurisdictions to work together for the common good—to plan, fund, build, and govern interoperable public safety communications systems. Policymakers at all levels need to collaborate to develop radio communications interoperability for emergency response and incident prevention. It begins with a dialogue among the stakeholders. This is a job that requires policy makers across juridictions to work together for the common good—to plan, fund, build, and govern interoperable public safety communications systems. What Is Your Role? Creating interoperability requires leadership, planning, and the development of partnerships among disparate groups at the local, state, and federal level. In order to effectively respond to emergencies, all levels of government and industry must plan for interoperability among all parties from the outset. The ability to be in voice contact and exchange data among all emergency responders should be designed in from the start. State and local governments must take the lead to collaboratively formulate an interoperability architecture that provides a roadmap for all to follow. In short, public officials at all levels of government should: • Understand the importance of interoperability • Be able to effectively communicate the benefits of interoperability to the public • Understand the political and institutional barriers within the public safety community that can impede interoperability • Facilitate collaborative planning among local, state, and federal government agencies • Encourage the development of flexible and open architectures and standards • Support funding for public safety agencies that work to achieve interoperability within an agreed upon plan Where Are You Now? What Is the Status of Your Public Safety Radio Communications? The basic questions to consider are: • What types of emergencies like traffic accidents typically occur in your community, region, or state and which public safety agencies would respond to each of them? • How about major crimes like bank robberies or large-scale fires or natural disasters like hurricanes? • Who needs to talk to one another every day? • Who should be able to communicate and share data in the first eight hours of an emergency? • Who will need to be added to that initial group if the emergency continues for longer than eight hours? 418 | IACP/COPS Technology Technical Assistance Program Voice Communications:Things to Consider Once you know the answers to these questions, assess your resources. For example, what existing communications infrastructure such as radio towers do you already have? What financial resources are budgeted for public safety communications? There are assessment tools that can be used to determine the level of interoperability in your community, region, or state. How Much Will It Cost? There are several issues to consider, including what is already being spent on public safety communications in your area and how much it will cost if you don’t develop interoperability. Planning for interoperability can be incorporated into the process of replacing and upgrading radio communication systems. Individual costs will depend on the state of communications in your area and which short and long-term direction you choose to follow. The nationwide investment in radio systems and supporting infrastructures is substantial. As agencies replace aging equipment and adopt new technologies, the amount of money invested in communications equipment will continue to grow. Solutions to this national issue can only be achieved through cooperation between all levels of government. How Can You Achieve Interoperability? Interoperability begins with leadership and partnerships. It begins with open, equitable discussions among all the stakeholders. Look beyond turf concerns and focus on partnerships. Develop a common voice to facilitate budget and policy decisions. Strength in improving interoperability is built by working together with agencies and jurisdictions that have traditionally been viewed as competitors for scarce dollars. Before developing the solution, define the problem by performing a complete assessment of your current state of communications. This includes understanding what your first responders need. Planning includes policies and procedures, building a governing structure, and identifying potential resources. This is not a “one size fits all” problem and there is no single solution. There are short and long-term strategies for improving interoperability some involve improving coordination and cooperation among responding agencies and jurisdictions. Other strategies require longer term planning and implementation of new systems, policies, and operating procedures. Expectations need to be realistic, solutions take time. IACP/COPS Technology Technical Assistance Program | 419 Voice Communications:Things to Consider Where Can I Learn More About Interoperability? A guide collectively created by a task force of national associations representing public officials at local and state levels, titled, Why Can’t We Talk? Working Together To Bridge the Communications Gap To Save Lives, begins to answer these questions and more. • Why Can’t Public Safety Agencies Talk?, discusses the definition of interoperability, the importance of interoperability to public officials, and the role public officials play in interoperability • Five Key Reasons Why Public Safety Agencies Can’t Talk, discusses the barriers to interoperability–incompatible and aging communications equipment, limited and fragmented planning and funding, a lack of coordination and cooperation, and limited and fragmented radio communications spectrum • Are You Prepared?, discusses evaluation and assessment of public safety radio communication systems and financial resources and provides interim technology strategies to achieve interoperability • How Can You Achieve Interoperability?, discusses planning for interoperability, and the role of elected and appointed officials in the planning process • Governance Structures for Improving Interoperability, discusses what a governance structure is and why it is necessary, examples of mechanisms for creating governance structures and the key element of leadership • Funding Strategies for Achieving Interoperability, discusses developing a funding strategy, cost-cutting measures, presenting the case for funding interoperability and financing methods • Why Radio Spectrum Matters to You, provides a historical perspective of spectrum, a discussion of the additional spectrum that has been allocated but not yet made available to public safety, and technologies that can increase the efficient use of spectrum Working Together The inability of our public safety officials to readily communicate with one another threatens the public’s safety and often results in unnecessary loss of lives and property. Recognizing that solutions to this national issue can only be achieved through cooperation between all levels of government, 18 national associations representing elected and appointed and public safety officials worked together on the National Task Force on Interoperability (NTFI) to address this issue. The task force met several times in 2002 to engage in an interactive dialogue on communications interoperability. The discussions provided an opportunity for public 420 | IACP/COPS Technology Technical Assistance Program Voice Communications:Things to Consider policymakers to partner their efforts with those of the public safety community to address interoperability issues in a more comprehensive way. As a result of this dialogue, NTFI developed Why Can’t We Talk? Working Together To Bridge the Communications Gap To Save Lives to raise awareness about the importance of interoperability. It provides the basic information necessary to understand the impact of this issue and guidance about the initial steps to take in developing interoperable public safety radio communication systems. Achieving interoperability is a challenging job. Without the collective voices of elected and appointed officials, without partnership, cooperation, and leadership at all levels of government, it is a job that will not get done. It is hoped that this guide will serve as a catalyst for public officials to begin other, continuing dialogues with public officials in their localities, regions, and States. The National Task Force on Interoperability and Why Can’t We Talk? Working Together To Bridge the Communications Gap To Save Lives—A Guide for Public Officials, 2003 were supported by the National Institute of Justice’s (NIJ) CommTech Program http://www.ojp.usdoj.gov/nij/topics/commtech “We are working to get beyond the technical jargon to develop a common sense language that the average person can understand. Quite simply, our task is to find ways to achieve real-time communication between different communities, jurisdictions, and responders so we can save more lives in a crisis.” Vicki Barnett Council Member Farmington Hills—Michigan “The task force brings local and state elected and appointed officials together with representatives of the public safety community to develop national strategies for solving this critical public safety need.” Chief Harlin McEwen, (Ret.) Communications Committee Chair–International Association of Chiefs of Police Communications Advisor–MCC, NSA, MCSA Ithaca Police Department—New York IACP/COPS Technology Technical Assistance Program | 421 422 | IACP/COPS Technology Technical Assistance Program Voice Communications: Challenges Challenges to Implementation Source: Interoperability Continuum The human factor within a law enforcement agency is often a major challenge to implementation of a new radio system. Often chiefs make all the correct decisions about the acquisition and installation of a new radio system but fail to include the officers in the decision making process. Veteran officers have long standing habits, some good and some bad. These more senior officers, who frequently are agencies’ field training officers, greatly influence the newer members of the staff when it comes to the proper operation of equipment. Including all the members of your agency in the decision making process makes for an excellent transition during the planning and implementation phases of new equipment. Proper training, prior to implementing the new equipment, will be much smoother because you have included everyone in the entire process. Staff will have a better understanding of not only how the equipment operates but also how it benefits the department and the community. Additional implementation challenges are addressed by the policies and procedures directly related to the department’s communications system and mandates continuing education of your officers. Addressing these challenges in the planning stages of the acquisition process will result in a more effective communications platform for the department. Chief Arthur K. Bourne Gulf Shores Police Department—Alabama Interoperability Overview The Interoperability Continuum is designed to help the public safety community and local, tribal, state, and federal policy makers address critical elements for success as they plan and implement interoperability solutions. These elements include governance, standard operating procedures, technology, training, exercises, and usage of interoperable communications. The Interoperability Continuum was developed in accordance with the Department of Homeland Security (DHS) Science and Technology Directorate’s Office for Interoperability and Compatibility’s SAFECOM program. This tool was established to depict the core facets of interoperability according to the identified needs and challenges of the public safety community and will aid public safety practitioners IACP/COPS Technology Technical Assistance Program | 423 Voice Communications: Challenges and policy makers in their short and long term interoperability efforts. Communications interoperability refers to the ability of public safety agencies to talk across disciplines and jurisdictions via radio communications systems, exchanging voice and/or data with one another on demand, in real-time, when needed, and as authorized. To drive progress along the five elements of the continuum and improve interoperability, public safety practitioners should observe the following principles: • Gain leadership commitment from all disciplines (law enforcement, fire, and EMS) • Foster collaboration across disciplines (law enforcement, fire, and EMS) through leadership support • Interface with policy makers to gain leadership commitment and resource support • Use interoperability solutions on a regular basis • Plan and budget for ongoing updates to systems, procedures, and documentation • Ensure collaboration and coordination across all elements [Governance, Standard Operating Procedures (SOPs), Technology, Training/Exercises, Usage] Making progress in all aspects of interoperability is essential, since the elements are interdependent. Therefore, to gain a true picture of a region’s interoperability, progress along all five elements of the continuum must be considered together. For example, when a region procures new equipment, that region should plan training and conduct exercises to make the best use of that equipment. Leadership, Planning, and Collaboration Many regions face difficulties related to political issues and the relationships within and across jurisdictions and disciplines (e.g., law enforcement, fire, and EMS). Chiefs can help to work through these challenging internal and jurisdictional conflicts as well as set the stage for a region’s commitment to the interoperability effort. Additionally, leaders must be willing to commit the time and resources necessary to ensure the success of any interoperability effort. Sustainability Communications interoperability is an ongoing process, not a one time investment. An interoperability program should include both short and long-term solutions. It is critical, that short-term solutions not inappropriately drive the planning process, but function in support of longer-term improvements. 424 | IACP/COPS Technology Technical Assistance Program Voice Communications: Challenges Interoperability Continuum Elements A common governing structure for solving regional interoperability issues may improve the policies, processes, and procedures of any major project by enhancing communication, coordination, and cooperation, establishing guidelines and principles, and reducing any internal jurisdictional conflicts. A formal governance structure is critical to the success of interoperability planning. Interoperability Continuum Elements include: • Individual agencies working independently—A lack of coordination among responding organizations • Informal coordination between agencies—Loose line level or agency agreements that provide minimal incident interoperability • Key multidiscipline staff collaboration on a regular basis—A number of agencies and disciplines working together in a local area to promote interoperability • Regional committee working with a statewide interoperability committee— Multidisciplinary agencies working together across a region pursuant to formal written agreements as defined within the larger scope of a state plan. Such an arrangement promotes optimal interoperability. Local and Federal Interoperability Although technology is a critical tool for improving interoperability, it is not the sole driver of an optimal solution. Success in each of the other elements is essential to its proper use and implementation, and should drive technology procurement. Technology is highly dependent upon existing infrastructure within a department and region. Multiple technology solutions may be required to support large events. Adapted from Interoperability Continuum brochure, 2004 with permission from the Department of Homeland Security’s Office for Interoperability and Compatibility’s SAFECOM Program. Further reproduction without express written permission is strictly prohibited. http://www.safecomprogram.gov IACP/COPS Technology Technical Assistance Program | 425 426 | IACP/COPS Technology Technical Assistance Program Voice Communications: Estimating Costs Estimating Costs Planning and purchasing technology involves careful consideration of long term and short term budgeting costs. Technology costs are not limited to the initial expense of equipment purchase but include recurring expenses, ongoing training and infrastructure support. It is essential that law enforcement agencies carefully account for all related costs when preparing for a technology purchase. This section lists some of the expenses that should be accounted for when planning a technology acquisition. This list should not be considered exclusive, and to create a comprehensive cost estimate, departments should develop a full request for proposals. Additionally, consultants who specialize in communications systems may assist departments in determining projected costs. Communications Cost Considerations The cost estimates for the design, implementation, construction and maintenance of a communications systems encapsulate many factors. While initial concerns surround the purchase of equipment components and radios necessary to construct the system, there are other expenses required for long-term support of a communications network. Initial capital costs used to cover the purchase and installation of equipment necessary to build the system. These costs are highly dependent upon the status of the existing system, the facilities that house it, and the network that connects the pieces together. The following list of items needs to be reviewed and considered: • What type of system, options, coverage, capabilities and capacity will be needed? Are the needs real and viable? Will the costs cover the actual requirements without vendor fascination of often-unused costly options? • Will the project process include a system integrator for the construction of the network? • Will the project include the use of a consultant for coverage predictions, needs analysis, RFP and specifications and bid processes? • Is the department procurement informed and included in the process? • What are the construction costs of the system including electrical, facilities, towers, grounding, road construction to sites, site preparation, antenna mounts, UPS, battery backup, generator and fuel supply, microwave or network controls? • What alarm systems will monitor the network and allow remote maintenance and dissection of system problems? • Will the system be maintained by in-house or contracted services? IACP/COPS Technology Technical Assistance Program | 427 Voice Communications: Estimating Costs • What are the terms? • Will there be enough budget to support the cost of the technical staff and technical support equipment? Are private resources adequate and available? What are their costs? • If the system purchase includes public financing, have provisions been made for an attorney contract specialist, bond attorney, accountant and financial advisor? • If the project includes the development of communications sites, have the property rental space, tower contracts, utility contracts been negotiated? • If the system is for multiple agencies, are all participants aware of their responsibilities and contractually involved in the governance, procurement and acquisition process? • Have the costs been defined for participants in the project if it will serve multiple disciplines? • Have the facilities and connectivity arrangements been made with the dispatch center including connectivity, console layout and connectivity, recording and logging, backup generator and batteries? • Does project procurement include spare parts and replaceable equipment for all critical components of the system in the initial purchase? Can the vendor recommend lists of critical parts? • Will the control circuits include microwave, leased lines or fiber optics? And are their costs included in part of the project? • Is a contingency fund for unexpected expenses established? Communications system projects also require ongoing funding for maintenance, support and upgrade. Most of today’s systems are software based and require upgrades as new improvements are made. Continual support and monitoring of the network ensures reliable service and access for the life of the system. 428 | IACP/COPS Technology Technical Assistance Program Voice Communications: Purchasing Guidelines Purchasing Guidelines Source: Association of Public-Safety Communication Officials, International and Department of Homeland Security’s SAFECOM Program. Because of the rapidly changing nature of technology, it can be difficult to stay current on technology upgrades. Performance specifications and technology standards are the underlying “laws” that govern the development of local, national, and international services, networks and procedures. Telecommunications networks worldwide use formal telecommunications standards to physically interconnect their systems and ensure that they perform as expected. Without agreements and the standards that codify them, wide-area voice, data, and video communications would not be possible. What is the Difference Between Standards and a Statement of Requirements? Recognizing the need for common standards, APCO, National Association of State Telecommunication Directors (NASTD) and the U.S. Government established Project 25, a steering committee for selecting voluntary common system standards for digital public safety communications (the P25 Standard). The P25 standards provide for communications between and within various P25 systems and system elements. Manufacturers use these documents to develop equipment that meets the objectives of interoperability. The P25 standards enables compliant radios to communicate in analog mode with legacy analog radios and in either digital or analog mode with other P25 radios. In addition, P25 systems can be maintained and upgraded cost effectively over the system’s life cycle. Additional information on the specifics of the Project 25 standard is available at http://www.safecomprogram.gov. and http://www.apcointl.org What is P25? Project 25 defines a suite of standards for a digital wireless radio communications system to be used by the public safety community. To allow multiple vendors to supply the products and services to the communications system users, the Project 25 system has eight interfaces for which standards are or will be developed. Each interface allows the products of one manufacturer to interoperate with products of other manufacturers by defining the signaling and messages that cross the interface. For example, an agency could purchase P25 portable radios from one or more vendors, mobile radios from other vendors, the base stations from others, and dispatch consoles from still other IACP/COPS Technology Technical Assistance Program | 429 Voice Communications: Purchasing Guidelines vendors; all would have the features the agency needs to accomplish its mission, and all would interoperate under the P25 standards. Because the emphasis of this document is on functional requirements, there has been a conscious effort to avoid specifying not only technologies but business models as well (e.g., whether requirements should be addressed through owned products and systems or via commercial services). Similarly infrastructure is not specified, except to note that consistent with first responder operations, it is assumed that terminal links to and from users are wireless unless stated otherwise. The SAFECOM Program developed the nation’s first ever Statement of Requirements (SoR) for Wireless Public Safety Communications and Interoperability in coordination with the National Public Safety Telecommunications Council, the National Institute of Standards and Technology, and the Department of Justice’s Advanced Generation of Interoperability for Law Enforcement (AGILE) program. This statement defines future communications requirements for crucial voice and data communications in day-to-day, task force, and mutual aid operations and serves as a first step toward establishing base-level communications and interoperability standards for all public safety agencies. The SoR also helps the public safety community convey a shared and vetted vision that ultimately will help industry better align research and development efforts with critical interoperable communication needs. Adapted with permission from the Department of Homeland Security’s Office for Interoperability and Compatibility’s SAFECOM Program, 2004 and APCO International’s Web site. Further reproduction without express written permission is strictly prohibited. http://www.safecomprogram.gov http://apcointl.org 430 | IACP/COPS Technology Technical Assistance Program Voice Communications: Backup Systems Backup Systems Source: Police Chief One of the problems facing chiefs of smaller agencies today is their communication system. The continuous parade of salesmen knocking on their doors every year with the latest and greatest of new technology could lead to confusion and bad decision-making. We all face budgetary constraints and one of the things that have been forgotten after the purchase of the newest and greatest communication system is the backup system. We have all seen what happened on 9/11 when the buildings in New York collapsed many of the communication systems of police, fire and EMS went down. When Hurricane Katrina struck, we witnessed many communication failures because of flooding which housed powered and stored repeaters and cell phones. So what is the answer? The answer can come from many directions. Always start with the important question of what if the system fails? Location of critical infrastructure must be considered during the planning and implementation phases of a project. If you think these things through first, then hopefully you will have mitigated many of the failures that occur due to unexpected disasters. Many times we chiefs overlook the basics of backup systems. The old low band system that has been stored away in a city garage collecting dust, could be reevaluated and brought up to speed and used as a backup system since it relies primarily on the power of the unit and not a repeater site. Law enforcement should reach out to ham operators and even look at the option of citizen band radio units in a backup system plan. Even though today we consider this equipment as outdated, many of us remember it worked once and can still work today when many of our other technologies fail. So what is the answer? Plan ahead, plan ahead and plan ahead even more. Chief Michael Johnson Boise Airport Police—Idaho IACP/COPS Technology Technical Assistance Program | 431 Voice Communications: Backup Systems Communications: When All Wired/Wireless Telephone Circuits are Busy: Priority Telecommunication Service for First Responders The accessibility of traditional landline telephone circuits and cellular type mobile services is critical to public safety personnel, particularly in times when circuits are overloaded and busy during major events such as the recent Gulf Coast hurricanes. It is important for police chiefs and law enforcement administrators to be aware of and utilize the Government Emergency Telephone Service (GETS), the Wireless Priority Service (WPS), and the Telecommunications Service Priority (TSP). The information included in this article was provided by Lieutenant Colonel (USAF) Joanne B. Sechrest, Manager, Priority Telecommunications Branch, and the staff of the National Communications System (NCS), Preparedness Directorate, U.S. Department of Homeland Security. Maintaining communication is critical for first responders to effectively and efficiently manage and respond to daily events, natural disasters, or terrorist events. However, major events such as the terrorist attacks on 9/11, or most recently, the devastating hurricanes along the Gulf Coast, can trigger congestion on landlines and wireless radio (cellular) channels. These incidents often force emergency responders, police, fire and rescue workers, and other National Security and Emergency Preparedness (NS/EP) personnel to compete with the general public for the same congested landline and cellular resources. The National Communications System (NCS), part of the Department of Homeland Security’s Preparedness Directorate, offers priority communications services to emergency personnel at the local, state, and federal government levels, and to industry personnel in support roles, to ensure ongoing communications under all circumstances. NCS priority offerings include: Government Emergency Telecommunications Service, Wireless Priority Service, and Telecommunications Service Priority programs. These priority telecommunications services allow first responders, emergency workers, and other key NS/EP staffs to have their critical communications receive “priority” status over calls from the general public. The Government Emergency Telecommunications Service (GETS) is a nationwide landline priority telecommunications service currently serving over 110,000 users. The 2005 hurricanes along the Gulf Coast have shown that a natural disaster can severely cripple the telephone service of an entire region. GETS is designed to make maximum use of all available telephone resources if outages occur. GETS facilitates NS/EP communications by providing emergency personnel access and priority processing in the local and long distance segments of the public telephone network. For example, following Hurricane Katrina, the communications infrastructure throughout the affected states was devastated with cellular towers damaged or without connections because local telephone systems were no longer functional. Michael Paterson, Emergency 432 | IACP/COPS Technology Technical Assistance Program Voice Communications: Backup Systems Disaster Services Director of the North and South Carolina Division of The Salvation Army, was deployed to the Salvation Army’s Divisional Headquarters in Jackson, Miss. There he supervised all Salvation Army operations in Alabama, Louisiana, and Mississippi. In addition to communicating with his own response personnel, Paterson’s responsibilities included communicating with representatives from other organizations. Paterson stated, “In many instances, using either of my two cell phones, each with a different provider, would be impossible due to a ‘circuits busy’ message. Even when I was using a landline phone, some of the same issues prohibited making calls. These were the times that I would pull out my GETS card from my wallet and dial the access number, code, and destination number. My calls always went right through. My GETS card is part of my personal preparedness equipment and is with me at all times!” A recent report from NCS regarding GETS usage during Hurricane Katrina documented over 32,000 calls completed during the first 12 days of the disaster period with a 95 percent call completion rate. NS/EP personnel can apply for GETS through the GETS website at http://gets.ncs.gov. Once approved by the NCS, GETS subscribers receive a calling card that provides access authorization through a unique dialing plan and personal identification number. There is no initial sign-up fee or monthly recurring charge associated with the GETS program. The cost of a GETS call is typically $.10 per minute or less. Wireless Priority Service (WPS) is NCS’s cellular companion to the GETS program. WPS provides cellular telephone users priority treatment when they experience high levels of congestion. In emergency situations that involve damaged landline networks, cellular telephones often provide the primary means of communication and with 65 percent of all U.S. citizens using cell phones (according to the CTIA-International Association for the Wireless Industry, October 2005), congestion is increased even further. WPS allows authorized NS/EP personnel to gain access to the next available cellular radio channel in order to initiate calls during an emergency. WPS users invoke WPS by dialing *272 before their destination number. Colonel Liz Lippman, Senior Reservist assigned to New Orleans for Katrina communications recovery, had this to say about WPS. “I was assigned to New Orleans five weeks after the storm hit and there was still significant congestion in the area. WPS was a lifesaver and worked 100% of the time when other cell coverage failed.” WPS, when used in conjunction with GETS, ensures priority treatment in both the landline and cellular portions of the public telephone network. This ensures cellular callers the highest possibility of end-to-end call completion. The use of WPS and GETS assures to the greatest extent possible that emergency workers get connected and stay connected to one another. IACP/COPS Technology Technical Assistance Program | 433 Voice Communications: Backup Systems Current carriers for WPS include Cingular, Sprint Nextel (iDEN), SouthernLINC, and T-Mobile. The cost for WPS will not exceed a $10 one-time activation fee, a $4.50 monthly service fee, and 75¢ per minute charge for WPS calls. WPS charges are in addition to the carrier’s basic cellular service plan charges. Additional service information and application procedures are available on the WPS website http://www.wps.ncs.gov. NCS also manages and operates a Federal Communications Commission (FCC) program called Telecommunications Service Priority (TSP). TSP is used for the emergency provisioning and/or restoration of NS/EP telecommunications services. According to the FCC TSP Report and Order (FCC 88-341), NS/EP services mean “telecommunication services which are used to maintain a state of readiness or to respond to and manage any event or crisis (local, national, or international), which causes or could cause injury or harm to the population, damage to or loss of property, or degrades or threatens the NSEP posture of the United States.” The nation’s telecommunications infrastructure is not impervious to a natural disaster or terrorist attack, when mission-critical circuits can be disrupted and thousands of access lines damaged. As a result, telecommunications service vendors may become overwhelmed with requests for new services or restoration of existing services. Again, a good case in point is the recent hurricane disaster along the Gulf Coast where Katrina downed telephone lines and cell towers, leaving the general public, as well as emergency workers with little means of communication. Who makes the decision as to where services are restored first? TSP provides service vendors with an FCC mandate for prioritizing the services which are critical to NS/EP. A TSP assignment ensures that a circuit will receive priority attention by the service vendor before any non-TSP circuit. There were 3,270 TSP provisioning requests processed for Hurricane Katrina and 121 requests processed for Hurricane Rita. The TSP program has been very successful, with more than 85,000 NS/EP services, representing multiple critical infrastructures currently protected with TSP assignments. State and local organizations currently constitute the largest growth area for TSP restoration assignments. This indicates the important role that TSP can play in federal, state, and local governments’ and industrys’ critical infrastructure protection efforts. The cost for TSP consists of an average one-time fee of $100 to start the service and approximately $3.00 per month to maintain it. The TSP Service User Manual and Vendor Handbook provide complete information on the TSP Program and are available online at http://www.tsp.ncs.gov. NCS Priority Telecommunications Services have been instrumental in maintaining critical communications in many disasters. These programs played a crucial role in the restoration of telecommunications services post Hurricanes Katrina and Rita. The programs support the 434 | IACP/COPS Technology Technical Assistance Program Voice Communications: Backup Systems efforts of first responders, local government officials, FEMA, the Coast Guard, the National Guard, and many other agencies that continue to deal with the aftermath of these disasters. Kenneth Buckley, representing the financial sector of the Board of Governors of the Federal Reserve System, had this comment about NCS Priority Telecommunications Services, “TSP, GETS, and WPS proved to be invaluable in facilitating communications throughout the regions of Louisiana, Mississippi, and Alabama that had incurred major damage to their telecommunications infrastructure. It is hard to conceive how the situation would have been managed without the availability of these priority programs.” First responders, emergency managers, and other NS/EP personnel alike need to avail themselves of as many of these important programs as possible to ensure the continuity of essential communications when most needed. To better understand these programs and how they all link together in the National Response Plan’s Emergency Support Function #2– Communications, NCS urges first responders to attend a Telecommunications Emergency Response Training (ERT) Seminar in one of the ten federal response regions. Now 12 years old, the ERT program encourages dialogue and networking among emergency operations leaders, their planners and communications specialists, and telecommunications providers, both landline and cellular. Each seminar provides an overview of current and future telecommunications services available to responders during emergencies. The briefings place these services in the context of the evolving National Response Plan and the latest lessons learned from actual incidents. In addition to briefings, NCS devotes half of each seminar to practical application. Using an all-hazards scenario similar to a tabletop exercise, a facilitated group discussion generates dialogue between responders – governmental, nongovernmental, and industry – at the local, regional, and national levels. NCS tailors these discussions to each region. NS/EP personnel may register for an upcoming Telecommunications Emergency Response Training seminar, at no cost, through the NCS website at www.ncs.gov/tpos. In addition to the priority telecommunications services and the ERT Seminars, NCS provides other programs and services to support NS/EP efforts across federal, state, and local government and critical infrastructure industry. To learn more about all of the programs and services offered by NCS, visit the NCS web site at http://www.ncs.gov or call 866.NCS.CALL (866.627.2255). Reproduced from Police Chief Magazine, March 2006 with permission from the IACP. http://www.iacp.org Article written by: Chief Harlin R. McEwen, (Ret.), Communication Committee Chair—International Association of Chiefs of Police, Communications Advisor—NCC, NSA, MCSA, Ithaca Police Department—New York IACP/COPS Technology Technical Assistance Program | 435 436 | IACP/COPS Technology Technical Assistance Program Voice Communications: Training Training Source: Association of Public-Safety Officials, International Since the early days of law enforcement, police officers have struggled with the challenges of proper communications and the use of the police radio. Proper training in your department’s communications system is vital to the success and safety of the department, its officers and the community. Many departments have attempted to implement various codes and signals in an attempt to streamline the communications process. Police departments that provide their officers and employees with frequent training covering a broad range of commonly used codes and the proper procedures for radio usage, demonstrate more efficiency and effectiveness. As new communications technology becomes available to the department, personnel training on proper departmental communication procedures, will continue to be important. Those departments providing regular training for officers and dispatch personnel will discover more effective communication between the units on the streets and the communications center, resulting in an efficient and safer department. Minimum Training Standards for Public Safety Communications Telecommunicators—Project 33 Revised Administration 1.1 Scope This standard identifies the minimum training requirements for public safety telecommunications officers, telecommunicators, call takers and/or dispatchers. 1.2 Purpose The standard specifies the minimum training requirements in general of all personnel assigned to any public safety communication function; it recognizes the need to supplement these basic competencies with agency-specific information and existing equipment-use parameters, as revised. 1.3 General 1.3.1 The hiring authority/agency shall establish no less than these minimum training standards and supplement each as necessary for localized operational necessity. IACP/COPS Technology Technical Assistance Program | 437 Voice Communications: Training 1.3.2 The hiring authority/agency shall define the cognitive and psychomotor skill required to successfully achieve compliance with these training standards. This shall include the basic skills of reading, spelling, speech, mathematics, basic language, written communication and active listening. 1.3.3 The hiring authority/agency shall monitor the performance of the public safety communication officer to assure that the daily effort is consistent with the acceptable standards of call handling and dispatch responsibility. Special attention shall be paid to timely and accurate information gathering and dissemination. 1.3.4 The hiring authority/agency shall maintain complete training records and assure that all public safety communication operatives, in all agency classifications, remain current in all areas of required performance through competent training. Definitions 2.1 General The definition of most terms used throughout this standard are defined as they appear in the text. Additional definitions are provided here. 2.1.1 Agency/Hiring Authority The agency or body which defines the roles, responsibilities, policies and procedures, as well as the performance standards that direct the activity of the public safety telecommunicator. In multi-discipline centers, the hiring authority governs the operation providing call taking/dispatch and related services to customer agencies; in single discipline centers, a single agency may direct these services for one or more departments within a service area. Both have the duty to define training appropriateness, content, format, and in-service requirements. 2.1.2 APCO ADA Training Standard The special relationship between callers with disability in crisis and the public safety communications center has been defined within the ADA Training Standard. Specific attention to these requirements/recommendations should be included in the future revisions. 2.1.3 Basic Competency The standard frequently refers to the need for the demonstration of basic competencies within various sections of the training program. Basic competency per section shall mean the unique, requisite knowledge, comprehension and application of skills and situational analysis leading to the appropriate synthesis of an effective response to the caller, event and field unit consistent with these general practices, as well as locally defined response parameters. 438 | IACP/COPS Technology Technical Assistance Program Voice Communications: Training 2.1.4 Calls for Service The call that results in the dispatch of some class of field unit. 2.1.5 National Incident Command/Management System An organized method to define roles, responsibilities and standard operating procedures used to unify multiple disciplines in order to manage emergency operations, under one functional organization. 2.1.6 Knowledge Fundamental understanding one must have in order to perform a specific task. Comprehension is required to effectively apply the knowledge in the analysis of each activity resulting in the synthesis of an appropriate response. 2.1.7 Skills The essential abilities that are necessary to perform a specific task. 2.1.8 Public Safety Telecommunicator The first-line public safety professional that serves as the first of the first responders, responding to every class of emergency for which public safety services are requested. The individual employed by a public safety agency whose primary responsibility is to receive and process emergency and non-emergency calls for police, fire, emergency medical and other public safety services via telephone and other communication devices. 2.1.9 PSAP Public Safety Answering Point-A facility equipped and staffed to receive emergency calls requesting law enforcement, fire, EMS and other public safety services via telephone and other communication devices. A primary PSAP is a facility at which emergency calls are first answered and triaged. The primary PSAP may also be the point from which calls are dispatched. The secondary Public Safety Answering Point is the point to which a primary PSAP transfers calls for service for dispatch or further processing. 2.1.10 Shall Within the context of this standard, shall indicate a mandatory requirement. Candidate Requirements—Agency Orientation 3.1 General The candidate shall understand the agency personnel policy/practices: 3.1.1 The candidate shall demonstrate an understanding of agency resources, including location of public safety/service buildings, apparatus and equipment, emergency-management services and facilities and emergency-planning documents. IACP/COPS Technology Technical Assistance Program | 439 Voice Communications: Training 3.1.2 The candidate shall be aware of and understand the opportunity to participate in such programs as: • Employee Assistance Program (EAP) • Critical Incident Stress Management (CISM)/Critical Incident Debriefing (CISD) • Health and Wellness Programs • Stress-Management Techniques 3.1.3 The candidate shall understand fully the safety requirement of the position as required by the hiring authority/agency, appropriate state regulations and, if applicable, the Occupational Safety and Health Administration (OSHA). Roles and Responsibilities 4.1 General The candidate shall understand the agency’s mission and can demonstrate the same by articulating their role within the organization toward accomplishment of the mission. 4.1.1 The candidate can articulate formal and informal values that support public safety professionalism. 4.1.2 The candidate can identify formal and informal values that relate to his/her role as a public safety communications professional. 4.1.3 The candidate understands and can articulate the importance of ethical behavior for which he/she has a direct responsibility. This includes agency guidelines for handling sensitive information for which confidentiality is required and/or expected. Specific knowledge of national and state law enforcement databases is required. 4.1.4 The candidate shall be able to articulate the hiring authority/agency’s expectations of professional conduct. 4.1.5 The candidate shall be able to articulate and demonstrate the professional standards essential to competent performance as related to effective and efficient call processing/ dispatch/monitoring of all event types. 4.1.6 The candidate shall demonstrate basic competency in the knowledge, skills, abilities and attitudes required of an effective public safety telecommunicator. 440 | IACP/COPS Technology Technical Assistance Program Voice Communications: Training 4.1.7 The candidate shall be able to articulate the difference between policies and procedures; correlate the policies and procedures to the required performance, as well as identify state, local rules relating to the performance requirements of their duties. 4.1.8 The candidate understands and complies with the hiring authority/agency’s approach to risk management. 4.1.9 The candidate demonstrates the ability to identify the boundaries, addressing and topography issues and features within the hiring authority/agency’s service area. 4.1.10 The candidate shall be able to identify public safety customers, demographics, as well as local authorities and resources. 4.1.11 The candidate shall be able to identify the hiring authority/agency’s customers as callers, community members, public/private entities, responders, user-agency personnel and others so designated. 4.1.12 The candidate shall be able to identify pertinent demographic information necessary to generate an appropriate response. 4.1.13 The candidate shall be able to recognize non-traditional public safety service providers, including but not limited to agency partnerships, tribal authorities, military liaisons, port authorities, private/proprietary security forces and others. 4.1.14 The candidate shall understand and be able to articulate his/her role as a member of the hiring authority/agency’s public safety team. This includes a clear acceptance and understanding of the “first, first responder” concept and such performance as related to the delivery of public safety services to all customers. 4.1.15 The candidate shall demonstrate an understanding of his/her role within the agency regarding release of information to the media, public and others. Candidates shall understand the terms “confidential”, “sensitive” and “protected information.” 4.1.16 The candidate shall be able to identify and use available resources, partnerships and tools to enhance the delivery of public safety services. IACP/COPS Technology Technical Assistance Program | 441 Voice Communications: Training Liability 5.1 General The candidate shall understand general and hiring authority/agency-specific liability concepts and terms. The public safety communications professional in addition to understanding the general principles of liability and the consequences of lawsuits, shall know, comprehend and demonstrate by application the specific liability factors related to law enforcement, fire, rescue and emergency medical call types. 5.2 Special Relationships 5.2.1 Candidates shall be able to demonstrate comprehension of the specific liability issues related to call taking and dispatch of law enforcement responders. 5.2.2 Candidates shall be able to identify and evaluate the specific liability issues related to call taking and dispatch of fire and rescue responders. 5.2.3 Candidates shall be able to list and define the specific liability issues related to call taking and dispatch of emergency medical service responders. 5.2.4 Candidates shall be able to identify and define the specific liability issues related to mutual aid, automatic aid and operational recovery planning responses. 5.2.5 Candidates shall be able to articulate the specific liability issues related to the interaction with other agencies (local, county, state and federal), particularly in the area of emergency management, disaster events, threat notification, and homeland-security information. 5.3 Responder Safety 5.3.1 Candidates shall be able to articulate and demonstrate understanding of their roles in and responsibility for responder safety. Examples: the effective collection, assessment and dissemination of event information for selected call types; appropriate response to emergency call from field unit; adequate deployment of resources to emergency calls in progress. Interpersonal Communications 6.1 General The candidate must have significant competency in all aspects of interpersonal communication, including teamwork concepts. Communication skills are critical to the 442 | IACP/COPS Technology Technical Assistance Program Voice Communications: Training proper receipt and assessment of information, as well as to the effective delivery of the information to responders. Appropriate use of the chain of command for notification and escalation of incidents is essential. Effective interpersonal communications is also required for all interactions with all and especially diverse caller types. 6.1.1 The candidate shall demonstrate competency in the basic skills, knowledge, abilities and attitudes necessary for effective communication as a public safety telecommunicator. 6.1.2 The candidate shall be able to identify both internal and external hiring authority/ agency customers. 6.1.3 The candidate shall demonstrate the appropriate customer-service communication skills and techniques to effectively serve all customer types. 6.1.4 The candidate shall understand and demonstrate the techniques for effective communication with deaf/hearing-impaired, as well as speech impaired customers. 6.1.5 The candidate shall understand and demonstrate the application of procedures for communicating with non-English or limited-English speaking customers. Public Safety Communication Center Technologies 7.1 General The candidate shall be able to understand and demonstrate effective use of existing technology within the public safety communication center. Further, the candidate shall be able to articulate the policy/procedure, as well as demonstrate effective call-handling processes for calls using emerging technology to access the public safety communication center. 7.2 Telephony via Traditional Technology The candidate shall be able to understand the purpose of and demonstrate the proper operation of all classes of telephony technology within the public safety communication center, including the following as applicable. 7.2.1 9-1-1 and Enhanced 9-1-1 with traditional wireline and wireless access. 7.2.2 ANI–Automatic Number Identification. 7.2.3 ALI–Automatic Location Identification. IACP/COPS Technology Technical Assistance Program | 443 Voice Communications: Training 7.2.4 Selective Routing–the capacity of the 9-1-1 switch to route calls to the appropriate PSAP based on ESN–Emergency Service Number. 7.2.5 PBX–Private Branch Exchange/ Multiple Line Telephone Switch which can serve a large building or complex from a central location (e.g., hotel, factory, office building) and uses the location of the “switch” as the location reporting the emergency, despite the actual location of the event being served by the “switch.” 7.2.6 Agency phone system–An agency phone system may serve those within the same building (intra) or between buildings (inter). 7.2.7 TTD/TTY—Telecommunications Device for the Deaf–Teletypewriter device used by hearing and speech-impaired persons to communicate via the public switch telephone system. 7.2.8 Call box–device capable of delivering voice to the PSAP via a direct connect or direct routing via multiple means. Usually reserved for emergency use from fixed locations (e.g., public swimming pools, airports, designated high-traffic areas, etc.). 7.3 Telephony via Emerging Technology The candidate can articulate a basic understanding of current and emerging telephony technologies and their impacts upon public safety communications. Examples include common wireless 9-1-1 service, VoIP (Voice over the Internet Protocol), Telematic Service Providers (TSP). 7.3.1 Wireless 9-1-1 service–the candidate shall demonstrate understanding of and effective response to Phase 0, Phase I and Phase II wireless 9-1-1 call data as presented to the PSAP. 7.3.2 Longitude and latitude–the candidate shall demonstrate an understanding of and effective use of longitude and latitude data associated with wireless 9-1-1 calls, as related to event location, as well as customer dispatch. 7.3.3 Mapping applications–the candidate shall demonstrate effective use of existing map interfaces, mapping program features, including resolution parameters, multiple layers and zone and beat configurations, as applicable. 7.3.4 VoIP—Voice over Internet Protocol–the candidate shall be able to articulate an 444 | IACP/COPS Technology Technical Assistance Program Voice Communications: Training understanding of how such calls are delivered to the public safety communication center, as well as the application of hiring authority/agency policy/procedure regarding calls of this type. 7.3.5 PDA—Personal Digital Assistant–the candidate shall be able to articulate and understanding of this call-type technology, as well as demonstrate the application of hiring authority/agency policy and procedure regarding calls of this type. 7.3.6 Telematic service providers–the candidate shall be able to articulate the hiring authority/agency policy/procedure, as well as demonstrate the call handling processes for customers of these third party call centers, providing access to PSAPs via the network serving the subscriber/customer. • Emergency notification with voice • Airbag/ACN/AACN incident without voice • Emergency notification without voice • Vehicle tracking (stolen vehicles, missing/endangered people) 7.3.7 Number portability–the candidate shall be able to articulate the hiring authority/agency policy/procedure, as well as demonstrate the call handling process for these call types. 7.3.8 Enhanced alarm company notification–the candidate shall be able to articulate the hiring authority/agency policy/procedure, as well as demonstrate the call-handling processes for this type of call (as applicable). 7.4 Recording Devices The candidate shall be able to articulate the hiring authority/agency policy/procedure regarding the recording of voice and/or data within the public safety communication center. 7.4.1 The candidate shall be able to describe the operation of the hiring authority/agency’s recording devices. 7.4.2 The candidate shall be able to articulate the legal requirements/restrictions associated with the recording of information within the PSAP. 7.5 Computer Aided Dispatch (CAD) The candidate shall be able to articulate an understanding of the current capabilities, as well as demonstrate proper operation of the existing CAD system. This includes accurate data entry, effective screen navigation, prompt information retrieval and system integration. IACP/COPS Technology Technical Assistance Program | 445 Voice Communications: Training 7.5.1 The candidate shall be able to identify the CAD system’s individual components and its integration with other systems. 7.5.2 The candidate shall be able to articulate the relationship between the effective use of the CAD system and the successful delivery of public safety services. 7.5.3 The candidate shall be able to understand and demonstrate the effective application of backup procedures for processing calls in the event of a CAD system failure. 7.6 Additional Technologies 7.6.1 When applicable, the candidate shall be able to demonstrate the effective use of Automatic Vehicle Location (AVL) systems as related to the prompt delivery of public safety services. 7.6.2 When applicable, the candidate shall be able to demonstrate the effective use of Mobile Data Computer/Terminal (MDC/MDT) systems as related to the response to requests for service by hiring authority/agency customers. Radio 8.1 General The candidate shall be able to understand and demonstrate the efficient and effective use of hiring authority/agency’s radio system(s). The candidate shall be able to articulate and apply the policy/procedures related to normal and emergency radio-system uses. 8.2 The candidate shall be able to identify and list the components of the hiring authority/ agency’s radio system(s), as well as be able to articulate an understanding of the use of each component, including: 8.2.1 Frequency/talk group, assignment and controls as defined within the policy/procedure. 8.2.2 Equipment features, as authorized to use by the policy/procedures. 8.2.3 Mobile radios, as assigned and used within the field and the PSAP. 8.2.4 Portable radios, as assigned and used within the field and the PSAP. 446 | IACP/COPS Technology Technical Assistance Program Voice Communications: Training 8.2.5 Paging systems, as authorized by the policy/procedure. 8.3 The candidate shall be able to demonstrate the appropriate use of talk groups or frequency coordination. 8.4 The candidate shall be able to articulate the application of existing interoperability communication plans. 8.5 The candidate shall be able to demonstrate the appropriate and professional use of the radio system, with all classes of customers, in the delivery of public safety communication services. 8.6 The candidate shall be able to list the current FCC rules pertaining to the use of public safety radio spectrum. Call Processing Techniques 9.1 General The candidate shall be able to articulate an understanding of and demonstrate the ability to efficiently and effectively process calls for service from all classes of agency customers. Example: controlling the caller, collecting event specific information, assessing the information, selecting the proper call type and causing the appropriate response. 9.2 Call Receipt The candidate shall be able to demonstrate the ability to process emergency and nonemergency calls for service consistent with the hiring authority policy/procedure and professional conduct. 9.3 Interviewing The candidate shall be able to demonstrate the ability to interview callers and with promptness and accuracy obtain all pertinent information related to the call. 9.4 Controlling the Conversation The candidate shall be able to demonstrate the ability to effectively control a conversation using appropriate techniques consistent with the agency policy/procedure. 9.5 Types of Callers The candidate shall be able to demonstrate the ability to effectively communicate with different callers to facilitate the appropriate delivery of public safety services. IACP/COPS Technology Technical Assistance Program | 447 Voice Communications: Training 9.6 Third Party Callers The candidate shall be able to demonstrate the ability to gather information from a third party call center to facilitate appropriate delivery of public safety services. 9.7 High Risk/Crisis Intervention/Difficult Callers The candidate shall be able to demonstrate the ability to gather and disseminate information obtained from callers in crisis. Special attention to and understanding of the dynamics and agency protocols regarding domestic violence/exploited children and adult calls, as well as potential homeland security/terrorism incident calls will also be required. As applicable, the call-processing parameters of calls requiring secondary notice to others (e.g., Amber Alert, Agency Alert calls) shall be demonstrated. Other difficult caller types include suicidal callers and callers in any high-risk incident. Call Classification 10.1 General The candidate shall be able to demonstrate by application, the ability to categorize, prioritize, as well as determine the appropriate response levels for all types of law enforcement, fire/ rescue and emergency medical calls. This shall include emergency calls in progress, mutual and automatic aid responses, as well as events requiring upward notification of individuals/ agencies. 10.2 The candidate shall be able to demonstrate the ability to accurately and appropriately categorize all calls for service, as authorized by policy/procedure. 10.3 The candidate shall be able to demonstrate the ability to appropriately prioritize all calls for service as authorized by the policy/procedure. 10.4 The candidate shall be able to demonstrate the ability to determine the appropriate resources to be used in response to the call for public safety services, as authorized by the policy/ procedure. Dispatch Techniques 11.1 General While plain English is preferred by many agencies, to avoid any misunderstanding as to type of call and/or call priority; the candidate shall be able to demonstrate the efficient and effective use of agency approved and required radio codes and signals. In addition, the 448 | IACP/COPS Technology Technical Assistance Program Voice Communications: Training candidate shall demonstrate an understanding of his/her role in maintaining responder safety by the use of appropriate skills and resources. The candidate further shall demonstrate an understanding of Incident Command/ Integrated Command Systems and Tactical Dispatch Teams as authorized by the hiring authority/agency/agency. 11.2 Procedures and Protocols The candidate shall be able to demonstrate appropriate dispatch techniques, including as authorized by existing policy/procedure, the following: 11.2.1 Proper message-formatting. 11.2.2 Use of phonetic alphabet. 11.3 Appropriate Radio Speech The candidate shall be able to demonstrate the elements of appropriate radio speech, as authorized by the existing policy/procedure, including the following: 11.3.1 Clear Speech. 11.3.2 Proper diction, modulation, rate of speed. 11.3.3 Authorized phraseology and terminology. 11.3.4 Paraphrasing without distortion or loss of information elements. 11.4 Responder Safety The candidate shall be able to demonstrate the ability to respond appropriately to distress calls from field units as authorized by the policy/procedure. Efforts to maintain responder safety shall as authorized include the following: 11.4.1 Use of status checks. 11.4.2 Location verification. 11.4.3 Use of appropriate CAD file/responder safety tools. 11.5 National Incident Command or Management System (NIMS/ICS/IMS) The candidate shall be able to demonstrate an understanding of the applicability of the incident command/management system, as authorized by the hiring authority/agency policy/ IACP/COPS Technology Technical Assistance Program | 449 Voice Communications: Training procedure. Further, the candidate shall be able to articulate his/her role and responsibilities within the National Incident Command/Management System, consistent with the most recent nationally approved models used within the service areas. 11.6 Tactical Incident Dispatch Teams The candidate shall be able to demonstrate an understanding of incident or tactical dispatch teams, when applicable, based upon hiring authority/agency and agency policy/procedure. Adapted from Minimum Training Standards for Public Safety Communications Telcommunicators, updated 2006 with permission from the Association of Public Safety Communications Officials, International. Further reproduction without express written permission in strictly prohibited. http://www.apcointl.org 450 | IACP/COPS Technology Technical Assistance Program Voice Communications: Sample Policy Sample Policy Policies included in the TDR are examples of procedural guidance for communications systems. As law enforcement executives tailor each policy to their specific agencies, the policy will need to be redrafted in the context of existing local ordinances, provisions of union contracts, and all other state and federal laws. Departments must ensure that all other related policies are updated to be consistent with the provisions of this new communications policy. Every effort has been made by the IACP Research Center Directorate and the Technology Technical Assistance Program (TTAP) to ensure that each policy incorporates the most current information and contemporary professional judgment on the issue. However, law enforcement administrators should adapt any model policy to meet the needs of their law enforcement agency. Each law enforcement agency operates in a unique environment of federal court rulings, state laws, local ordinances, regulations, judicial and administrative decisions, and collective bargaining agreements. Each agency needs to tailor its policies to ensure compliance with all appropriate laws, regulations and agreements. Operational Procedures And Duties The call taker or dispatcher who receives a telephone call or radio transmission must first determine the nature of the call, emergency or non-emergency. Call takers should elicit as much information as possible regarding calls for service. Additional information may enhance officer safety and assist officers in anticipating conditions to be encountered at the scene. This is particularly important in calls such as disturbances, weapons complaints, bomb threats, and crimes in progress. A) Emergency Calls 1) Emergency Calls received on 9-1-1. a. Calls received on 9-1-1 will be answered immediately. The call taker or dispatcher will place non-emergency calls on hold to answer a 9-1-1 call. b. The call taker or dispatcher shall answer all calls received on 9-1-1 by saying “EMERGENCY”. c. The call taker or dispatcher shall obtain, if possible, the following information from the caller: • Nature of the incident • Location of the incident IACP/COPS Technology Technical Assistance Program | 451 Voice Communications: Sample Policy d. e. f. g. h. i. • Critical information which will help in providing proper police or emergency service (e.g. number and description of suspects, weapons used, vehicle description, etc.) • Name, address and/or present location of caller for a motor vehicle accident, whether there are any injuries or commercial vehicles involved that may contain hazardous materials The enhanced 9-1-1 telephone system will display the location from where the call is being made, and the name of the telephone customer. W hen it becomes necessary to maintain contact with the caller to obtain more detailed information and help in providing police service, or to ensure the caller’s safety, the dispatcher will pick up on the line and assume this responsibility. If possible, callers reporting crimes in progress should be kept on the line to provide updated information to responding units. The call taker or dispatcher will enter the information into the CAD system as soon a practical. The call taker may, depending on the nature of the call, verbally notify the dispatcher of pertinent information prior to entry into the CAD system. The dispatcher, when notified of an emergency call, shall: • I mmediately dispatch the call to the nearest available unit (The dispatcher must consider the option of reassigning a unit which may be on a non-emergency call) • Assign additional units as may be needed based upon the nature of the complaint • Notify other emergency services known or suspected to be needed such as ambulance, fire department, etc. • Upon receipt of a motor vehicle accident with injury complaint in the (specific area of town mentioned) area of town, the dispatcher shall notify Hospital Emergency and Fire Central who shall then notify (specific area of town mentioned) Fire Emergency • Monitor and respond to requests from arriving units for: a. Additional units b. Special Units (e.g. K-9 Unit, Marine Unit, Detective Bureau, etc.) c. Other Agencies (e.g. Fire Department, Ambulance, Medical Examiner, etc.) d. Broadcast of information on the Hotline or County Band Radio System. • Notify a Field Supervisor, who must monitor the information and give the necessary orders i. If a Field Supervisor is not at the scene, the officer assigned can request additional units or the dispatcher can assign backup units based upon the information received. ii. Additional units shall be assigned as needed.* Units not needed shall clear or be cleared for reassignment. W hen a Field Supervisor is at the scene, it will be the supervisor’s responsibility to make the determination on the need for additional units or to relieve units not needed 452 | IACP/COPS Technology Technical Assistance Program Voice Communications: Sample Policy for other assignments j. W hen special units or other agencies are needed, the dispatcher shall notify them of the need for their services k. The dispatcher shall obtain all available information they may request for their proper response l. It is the responsibility of the dispatcher to transmit information over the (specific county mentioned) County Radio System or Hotline as requested and/or required m. It is the responsibility of the dispatcher to enter all pertinent information concerning the call into the CAD system. (i.e., all responding units, times of notification and arrival, case disposition, times cleared, etc.) 2) Emergency calls received on lines other than 9-1-1 The same procedures as used for emergency calls received on 9-1-1 shall be used. However, since only calls received on 9-1-1 have the automatic phone number and location display feature, it is extremely important that the call taker receive the location, name and number of the caller as soon as possible. 3) Fire calls All calls received on 9-1-1 reporting a fire or other condition appropriate for an initial response by the Fire Department will be handled as follows: a. Obtain the location of the fire from the caller. b. Notify the caller that the call is being transferred to the Fire Department, transfer the call, and monitor conversation. c. Follow the procedure for entry into the CAD system and notification of the dispatcher as outlined for other emergency calls. d. If the caller hangs up prior to transfer of the call to the Fire Department, immediately notify the Fire Department of the call, and attempt call back. e. As soon as practical, the dispatcher shall fax the call information to the fire department. This is done to verify the proper address of the call. 4) Ambulance calls All calls received on 9-1-1 requesting medical assistance will be handled as follows: a. Obtain the location of the incident, name of the caller, and nature of the incident b. Follow the procedures for entry into the CAD system and notification of dispatcher as outlined for other emergency calls c. “Tone out” the ambulance and dispatch the call as well as any police units assigned to assist d. Callers needing or requesting medical instructions pending the arrival of emergency personnel will be forwarded to the emergency department after the call taker obtains the necessary information IACP/COPS Technology Technical Assistance Program | 453 Voice Communications: Sample Policy 5) Non-emergency calls a. Non-emergency calls shall be answered as soon as possible. Non-emergency calls will be placed on hold to answer the 9-1-1 line. The call taker or dispatcher shall answer all calls received on non emergency lines by saying “Police, is this an emergency?” b. If a non-emergency call is received on 9-1-1, (additional phone numbers mentioned), the caller will be instructed to call back on a non-emergency line. c. The call taker or dispatcher shall obtain, if possible, the following information from the caller: • Nature of the incident • Location of the incident • Information which will help in providing the proper police service • Name, address, and present location of the caller d. The call taker or dispatcher shall enter the information into the CAD system as soon as practical. e. The dispatcher, upon notification of a non-emergency call shall: • As soon as practical, dispatch the call to an appropriate unit •A ssign additional units as may be needed based upon the nature of the complaint f. Should a non-emergency call be held for more than 30 minutes, the dispatcher shall notify a field supervisor g. I t is the responsibility of the dispatcher to enter all pertinent information concerning a call into the CAD system 6) Non-response requests for service or information a. W hen a request for service is received which does not necessitate personal contact by an officer, but does require a report to be filed, the caller will be transferred or otherwise directed to the Complaint Bureau. When the Complaint Bureau is not on duty, the caller will be transferred or otherwise directed to the Desk Sergeant. Directive 4.1.9 describes the types of calls handled by the Complaint Bureau or Desk Sergeant. b. A ny request for general police information, the caller will be transferred or otherwise directed to the Desk Sergeant. Examples of such requests include, but are not limited to: • Prisoner status and information • City events • Directions • Information relating to State Statutes or City Ordinances • Personal messages for members of the Department c. Any request for direct contact with a specialized division, unit, or person on duty having a direct line, the caller will be instructed to call that division, unit or person, and be given the direct line number 454 | IACP/COPS Technology Technical Assistance Program Voice Communications: Sample Policy d. Officer’s home telephone numbers will not be given out to anyone other than police personnel unless there is an emergency, and a supervisor has authorized the release B) Operational Manual and Procedures Operational guidelines for functions not addressed in this directive are covered in the following manuals: 1) NCIC Operators Manuals 2) APCO Telecommunicator’s Manual as adopted by the Bureau of Statewide Emergency Telecommunications These manuals will remain in Communications and be available for reference. C) Misdirected Emergency Calls The E-9-1-1 telephone system is designed to route calls to the appropriate local emergency communications center. On occasion however, the Department of Police Service may receive a misdirected emergency call intended for another jurisdiction. 1) Communication personnel will accept any misdirected emergency call and obtain the information as in any emergency call. If the call is intended for another jurisdiction in the State, the call information will be relayed to the emergency communications center for the appropriate jurisdiction. If the call is for a jurisdiction in another state, an operator will be contacted to determine the appropriate jurisdiction for relaying the information. In addition, the caller should be instructed to recontact the appropriate emergency agency or department. D) Information Recorded for Calls for Service Communications personnel shall record the following information for all calls for service or officer-initiated actions: 1) Date and time of request 2) Name and address of complainant (if possible) 3) Type of incident 4) Location of incident 5) Unit/officer assigned 6) Assisting unit(s)/officer(s) 7) Time of dispatch 8) Time of officer arrival 9) Time of officer return to service 10) Disposition of reported incident 11) Information automatically recorded by CAD E) Radio Operations 1) General radio procedures: a. Radio codes used by the Department of Police Service should be attached as IACP/COPS Technology Technical Assistance Program | 455 Voice Communications: Sample Policy an appendix B. Radio codes are used for brevity. A code or codes should not be used when they will not clearly describe the situation or may cause confusion or doubt as to the content and meaning of the message. b. The Communications Division shall be designated as ‘HEADQUARTERS’ and field units shall be designated by their assigned numbers. Radio unit identification numbers should be included as an appendix. c. With the exception of the encrypted radio frequency, the frequencies used by the Department of Police Service are capable of being monitored by anyone possessing a receiver. Therefore, radio transmissions should be kept to a minimum for routine matters with other modes of communications used whenever practical. d. Transmissions referring to the number of field units currently in service should be avoided whenever possible. F) Assignments 1) When dispatching units to a call for service, the dispatcher shall state the unit that is assigned and the unit(s) assisting, if any 2) Only those units dispatched by the Communications Division or ordered to a location by a field supervisor, shall respond to the scene 3) It is mandatory that all assigned and assisting units notify the Communications Division of their arrival at the scene and await acknowledgment prior to going out of service 4) All units shall notify the Communications Division upon their return to service G) Case Dispositions Upon a unit’s return to service, the dispatcher will assign a case disposition and notify the appropriate unit. Any questions regarding assignment of a disposition will be directed to a field supervisor. One of the following dispositions will be assigned: 1) Disposition 1 Case number issued. REPORT REQUIRED • All arrests, summonses, infractions • All motor vehicle accidents • All calls for service (except as noted below) 2) Disposition 2 Case number issued NO REPORT REQUIRED • All false alarms, false or improperly dialed 9-1-1 • Escorts • Aid calls when the only action taken is to assist the ambulance • No contact calls (such as speeding M/V complaint where caller is unknown) • Canceled calls 3) Disposition 3 No case number issued - Police Activity • M/V stops that do not generate an infraction, or summons 456 | IACP/COPS Technology Technical Assistance Program Voice Communications: Sample Policy • Street interviews, self-initiated parking enforcement • Going out of town on police business • At Police HQ on case follow up (case number already issued) 4) Disposition 4 No case number issued - administrative/personal • Meal breaks • Personal breaks H) Entering and Leaving Service 1) Any field unit which goes out of service for any reason must notify the Communications Division of their exact location and the reason for going out of service. Field units may not go out of service until an acknowledgement is received from the Communications Division. Communications personnel shall indicate in the CAD system the time and reason for an officer going out of service. 2) Any time a field unit signals out of service, that officer shall ensure that his or her portable police radio is on. Officers shall constantly monitor their portable radio in the event they are called by communications. 3) Upon returning to service, field units shall notify the Communications Division and assure acknowledgment from that location. Communications will then return that unit to in-service status in the CAD system. 4) If a field unit fails to respond to a radio transmission from the Communications Division further attempts shall be made to contact the unit. If no contact has been made within three minutes of the original radio transmission, a field supervisor shall be notified. 5) If a unit fails to respond to a call for service, or an emergency call, the Communications Division shall assign another unit and attempt continued contact with the other unit and notify a field supervisor. I) Designated Patrol Areas 1) Units shall not leave their assigned posts without prior permission from the Communications Division or field supervisors. 2) Field Supervisors must notify the Communications Division as soon as practical when allowing a unit to leave their post. 3) In case of an emergency or a situation where assistance is needed, and the unit is unable to contact the Communications Division or a field supervisor, notification must be made as soon as possible. 4) Units shall notify the Communications Division upon returning to their post. J) Assignment of Case Numbers 1) Communications personnel will assign a separate case number for each call for police service. Generally, units will be notified of their case number upon completion of their assignment. IACP/COPS Technology Technical Assistance Program | 457 Voice Communications: Sample Policy 2) When necessary, and upon request, units may be notified of their case number prior to the completion of their assignment. K) Radio Frequencies 1) Station identification–The FCC designated station identification for the Police 800 MHz radio frequencies is (specific frequency mentioned). 2) Channel One–The primary channel used for communications between Police Headquarters and the various field units. In general, all communications between the communications Division and field units will be conducted on channel one unless otherwise directed or approved by the Communications Division or a field supervisor. This channel operates on the 800 MHz band. 3) Channel Two–A secondary channel used when channel one is disabled or otherwise temporarily unavailable. This channel operates in the same manner as channel one. 4) Channel Three–A tertiary channel used when channel one is disabled or otherwise temporarily unavailable. This channel operates in the same manner as channel one. 5) Channel Four–A talk-around channel referred to as talk-around channel one. This channel is used for car-to-car communications. The talk-around frequencies do not go through a repeater station, and therefore have limited range. 6) Channel Five–Talk-around channel two. Operates in the same manner as channel four above. 7) Channel Six–Talk-around channel three. Operates in the same manner as channel four above. 8) Channel Seven–A low-frequency channel that transmits from portable to portable and selected mobile units. Headquarters communications cannot monitor or transmit on this channel. This channel to be used for special purposes upon direction of a supervisor or officer in charge. 9) County Hotline–This station is administered by the State Police. A transmitting and receiving station is located in the Communication Center of Police Headquarters. The County Hotline will be monitored at all times by the Communications Division. The station identification for the County Hotline is (specific frequency mentioned). a. The County Hotline is used to exchange information of an emergency nature. It is not to be used for routine messages between departments. The State Police (specific Troop mentioned) is responsible for station identifications and radio checks of the Hotline. 10) (specific County mentioned) County Radio System–This system is divided into two sectors: a. The North sector consisting of: (specific towns mentioned) b. South sector consisting of: (specific towns & State Police Troop mentioned) c. The use of the (specific county mentioned) County Radio System is governed by the (specific county mentioned) County Chiefs of Police Association. Regulations regarding the use and administration of this radio system are attached to this directive as an appendix. 458 | IACP/COPS Technology Technical Assistance Program Voice Communications: Sample Policy 11) Public Works Radio–This system need not be monitored unless an emergency exists. Should there be a problem with the Department of Public Works main radio, this system may be used to receive and transmit to Public Works field personnel. This will only be done after a request from the Public Works Department, and after authorization by the commanding officer on duty. 12) F ire Department Radio–This system need not be monitored unless requested by the Fire Department, or if an emergency exists. 13) Traffic and Parking Radio–This system need not be monitored unless requested by the Department of Public Works or if an emergency exists. L) Telephone Communications 1) In order to keep nonessential radio transmissions to a minimum, it is recommended that field units use telephone communications for the following situations: a. W hen the information is of such a nature that it should not be made accessible to the general public b. W hen the message is of such long or complex nature that it is not feasible to transmit over the radio c. Routine administrative matters (e.g., food pickup, personal messages, etc.) 2) Officers may call the dispatcher or other personnel at headquarters on the direct line number. Officers may also call the toll-free line at 1-800-(specific phone number mentioned). This number is for use by department personnel only, and should not be made available to the general public. This line is answered at the Desk and the call may be transferred. M) Video Monitoring Any area of the police department building may be monitored by video cameras and/ or recorded on video tape for the purpose of security and safety. 1) The cells in the holding facility shall be monitored by the holding facility officer and/ or desk officer. Notifications of video monitoring shall be posted in the holding areas. These notifications will be printed legibly in English and Spanish. 2) Communications Dispatch area is equipped to monitor the following areas within the police building: a. Cell block–Although the primary responsibility for monitoring the cell block area is that of the Holding Facility Officer, communications personnel have the ability to monitor the cell block. Upon request of the Desk Sergeant, communications personnel shall monitor detainee(s) designated by the Desk Sergeant. b. Rear entrance door–Communications personnel shall monitor the rear door which is access to the cell block area. Communications personnel shall determine who is to be admitted access through the rear door, identify persons requesting access, and only admit those persons authorized to enter by releasing the electronic locking device. If positive identification cannot be made, the person will not be allowed entry, and will be directed to the front of police headquarters. IACP/COPS Technology Technical Assistance Program | 459 Voice Communications: Sample Policy • The responsibility for allowing exit through this door is that of the desk officer only N) Collect System 1) Communications Personnel shall monitor the collect system and review all messages received by the collect system a. The Collect system will be used only for official law enforcement purposes. No one is authorized to release information from the Collect system contrary to law or departmental regulations. 2) Incoming Messages a. General Information Information which is pertinent to departmental operations or investigations shall be handled as follows: • Immediately broadcast information to field units • Notify a specific unit or division which may be able to or is required to act upon the information • Place this information on the Sergeant’s clip board b. Specific Information • The information will be directed to the unit., division of officer named in the message • I nformation which is determined by its content and nature, to pertain to a specific unit division, or officer, will be directed accordingly a. I f such unit, division, or officer is not on duty, communications personnel shall, depending upon the nature and content of the message, notify a field supervisor, make an appropriate reply if feasible, or leave a copy of the message at the work station or mail box of the appropriate unit, division, or person. b. Messages requiring a reply • The message will be directed to the unit, division, or officer, most suited or responsible for formulating the reply. c. I f such unit, division, or officer is not on duty, communications personnel shall, depending on the contents or nature of the message, notify a field supervisor, make an appropriate reply if feasible, and/or leave a copy of the message at the work station or mail box for the appropriate unit, division or person. 3) Outgoing messages a. Messages initiated by the Department of Police Service • Messages should be sent through the terminal in the Complaint Bureau whenever possible • Outgoing message will be prepared and coded as per NCIC Collect System Operator Manual–A copy of this manual will be maintained at each Collect system terminal. 460 | IACP/COPS Technology Technical Assistance Program Voice Communications: Sample Policy • Th e originator (investigating officer) shall be advised of the Connecticut Message Number, O.C.A. number and the NCIC response number if applicable. This information shall be included in the officer’s report. • The sender of the message shall assure all appropriate information is logged in the Communications Log Book. • If an additional copy of a message is required or requested by a specific unit, division or officer, such copy shall be placed in the designated pick-up box for the appropriate unit, division, or officer. b. Cancellations • Cancellations will be made by the originating unit, division or officer where appropriate • If the originator in unavailable, cancellation will be made by the Complaint Bureau when on duty, otherwise by Communications personnel • It is imperative that cancellation messages be sent promptly and a copy of the cancellation message be forwarded to the Records Division • Any departmental reports filed concerning the cancellation shall include the (specific state mentioned) Message Number, O.C.A. number and the NCIC response number, if applicable • The sender of a cancellation message shall assure all appropriate information is logged in the Communications Log Book O) Alarm Monitoring, Response and False Alarms City Code (specific city code mentioned) describes regulations and prohibitions regarding burglar and holdup alarms used in the City of (insert City name) 1) (specific city code mentioned) requires police officers to report false alarms to the senior police officer on duty or his/her designee. For the purposes of this requirement, patrol officers may report false alarms to Communications personnel. 2) Communications personnel shall indicate on the CAD entry for the alarm, the reason (if known) for the false alarm, and the disposition as reported by the responding officer. 3) The commanding officer of Staff and Support Services shall be responsible for carrying out the applicable provisions of (specific city code mentioned) of the City Code. Such responsibilities include record keeping and billing functions. P) Receipt and Delivery of Emergency Messages On occasion, this department may receive requests to deliver emergency messages to persons in the City of (insert City name). These requests may be received from other law enforcement agencies, medical facilities, or private citizens. In strict compliance with departmental directives, this department will deliver emergency messages under the following circumstances: 1) Notifications of next of kin in the event of death or medical emergency. 2) Notifications of person to make an emergency phone call concerning a death, medical IACP/COPS Technology Technical Assistance Program | 461 Voice Communications: Sample Policy emergency, stranded person or traffic accident. 3) A ny other situation which communications personnel, the desk sergeant, or a field supervisor feels there justification to deliver an emergency message. 4) W hen delivering emergency messages, officers shall respond to the proper location and deliver the message in an accurate, conscientious and professional manner. Such action shall be documented in the officer’s report. Q) Accessing External Services The Department of Police Service frequently calls upon services external to this agency to assist in both emergency and non-emergency situations. The procedures for contacting and procuring such services shall be maintained and available in a reference manual in Communications. Examples of such services include but are not limited to: 1) Fire apparatus 2) Ambulance services 3) Wrecker services 4) Funeral homes 5) Helicopter or aircraft 6) Utility companies R) Communications Security Measures In order to protect and safeguard communications equipment the Department of Police Service shall adhere to the following security measures: 1) Access to communications equipment located within Police Headquarters shall be limited to Staff and Support Services personnel, the Officer in charge of the Patrol Division, the Chief or Deputy Chief of Police or their designees. 2) Communications equipment located at off-site facilities shall be in enclosed, secure areas as determined by the commanding officer of Staff and Support Services. The location of off-site communications equipment shall not be made known to the general public. The commanding officer of the Staff and Support Services Division shall conduct periodic inspection of off-site facilities. 3) Only repair and service personnel authorized by the commanding officer of Staff and Support Services shall have access to communication equipment. For the purpose of this directive, communications equipment shall mean radio transmit/receive components, antennae, telephone switching and recording equipment, radio signal repeaters, computer mainframe systems and any other equipment that may be added or changed for the improvement of the operation. A sample policy courtesy of the IACP Technology Technical Assistance Program–October 2006 Adapted from policies available at the IACP Technology Clearinghouse. http://www.IACPtechnology.org 462 | IACP/COPS Technology Technical Assistance Program Voice Communications: Sample Press Release Sample Press Release This press release is included in the TDR as an example for communicating with the media about a new technology project. As law enforcement executives tailor this policy to their specific agencies, the press release will need to be redrafted in the context of local collaborations, project status, and timelines. Departments must ensure that all information in the press release is accurate. This media contact may be the only opportunity that agencies have to introduce the public to a department’s technology efforts. Follow-up reports of malfunctioning technology may be difficult to manage. Prior to releasing a statement to the media about a new technology deployment, it is essential that the communications technology be tested repeatedly for usability. Every effort has been made by the IACP Research Center Directorate and the Technology Technical Assistance Program (TTAP) to ensure that this press release incorporates the general issues related to communications technology. However, law enforcement administrators should be cautious that no “sample” press release can meet the needs of any given law enforcement agency. Each agency must tailor its media relations to ensure compliance with all laws, regulations and agreements. NEWS FOR IMMEDIATE RELEASE | January 1, 2010 Mayor Doe Keeping Promise to Purchase 837 New Radios for Police Officers and Firefighters Anytown - Ensuring that Anytown’s frontline safety forces have the best tools available to do their job is a key goal of Mayor John H. Doe, and working together with City Council, the City is purchasing 837 new top-of the-line communications radios for police officers and firefighters. “These radios are the tools that our officers need 24/7 to protect our neighborhoods and themselves,” said Mayor John H. Doe. “We made a promise to buy more radios and improve the communications lifeline for the divisions of police and fire, and I am pleased to move forward with this purchase.” The $2.5 million purchase of radios is before City Council for passage this evening. The purchase will make radios available to all patrol officers, as well as provide 140 new radios for firefighters. IACP/COPS Technology Technical Assistance Program | 463 Voice Communications: Sample Press Release The new radios are capable of operating within the City’s current 800-megahertz communications system, as well as within the upcoming 700-megahertz spectrum that future public safety systems may have to use. Since the 9/11 terrorist attacks, the City of Anytown has been a regional partner in providing multi-agency communications tools to help all the safety forces in the state work together effectively. This effort includes purchasing radio equipment that allows access to multiple public safety radio systems. The City’s new radio will be able to operate on the City, County and new state MARCS radio systems, providing up to 512-radio user talk group domains. Courtesy of the IACP Technology Technical Assistance Program–October 2006 464 | IACP/COPS Technology Technical Assistance Program Voice Communications: Legal Issues Legal Issues Source: U.S. Department of State The Federal Communications Commission (FCC) has established standards for transmitting frequency accuracy and for purity, power, and stability of all transmissions, insuring that a station meets all applicable FCC standards, avoids the possibility of an FCC citation (and possible fine), and makes a station a better neighbor to others operating on the same and adjacent frequencies. FCC technical standards, like all government regulations, are in a continuous state of flux. It is important that law enforcement agencies remain current on the latest issues before the FCC. Lieutenant Michael E. Bennett, (Ret.) Director, Electronic Systems Division—Maryland State Police Since September 11, 2001, the effectiveness of America’s communications capabilities in support of the information needs of first responders and other public safety workers has been a matter of concern to Congress. The Intelligence Reform and Terrorism Prevention Act of 2004 (P.L. 108-458) included sections that responded to recommendations made by the 9/11 Commission, in its report of July 2004, and by others in recent years, regarding public safety communications. Much still needs to be done to bring the United States to the threshold of adequate communications capabilities in emergencies. Congress can expect that the many advocates for public safety, in all its forms, will continue to push for improvements in public safety communications and interoperability. This report provides an analysis of major policy questions regarding public safety communications. The 9/11 Commission recommendations for action to improve communications and the testimony and comments of experts provide a framework to review what has been accomplished since 9/11, what legislative initiatives could be considered by the 109th Congress, and longer term goals and concerns. Major issues include the following: • Unifying spectrum policy and communications policy at every level • Using signal corps type skills and technology, as suggested by the 9/11 Commission, to achieve interoperability • Evaluating the pace and effectiveness of federal actions taken to-date Congress has responded by requiring a number of studies and pilot projects, the results of which could shape policy decisions in the future. In particular, both Congress and IACP/COPS Technology Technical Assistance Program | 465 Voice Communications: Legal Issues the Bush Administration have set requirements for the Department of Homeland Security that include developing a strategy for spectrum use and evaluating its role in public safety communications. Progress and Goals Intelligence Reform and Terrorism Prevention Act The National Commission on Terrorist Attacks Upon the United States (9/11 Commission) analysis of communications difficulties on September 11, 2001 was summarized in the following recommendation. Congress should support pending legislation which provides for the expedited and increased assignment of radio spectrum for public safety purposes. Furthermore, high-risk urban areas such as New York City and Washington, D.C., should establish signal corps units to ensure communications connectivity between and among civilian authorities, local first responders, and the National Guard. Federal funding of such units should be given high priority by Congress.1 The Commission, in this paragraph, recognized the important link between access to spectrum and the effectiveness of communications technology. Briefly, the recommendation says: • Free up and assign more spectrum for public safety use • Establish communications support (the role of a signal corps typically is to provide information systems and networks for real-time command and control) • With interoperable communications (connectivity) • Fund these communications operations for high-risk urban areas The 9/11 Commission recommendations for public safety are a pithy summation of issues raised in the last decade or so. Provisions in the act that respond to the recommendations of the Commission and of the public safety community, among others, are discussed below. Spectrum Allocation The Balanced Budget Act of 1997 requires the Federal Communications Commission (FCC) to allocate 24 MHz of spectrum at 700 MHz3 to public safety, without providing a hard deadline for the transfer. Beginning with the 107th Congress, Legislation has introduced in each Congress legislation that would assure the timely release of radio channels at 700 MHZ for public safety use. Sense of Congress—The Intelligence Reform and Terrorism Prevention Act (P.L. 108-458) provides the sense of Congress that it “must act to pass legislation in the first session of the 109th Congress that establishes a comprehensive approach to the timely return of analog broadcast spectrum as early as December 31, 2006,” and that any delay “will delay the ability of public safety entities to begin planning to use this needed spectrum.” 466 | IACP/COPS Technology Technical Assistance Program Voice Communications: Legal Issues Improving Spectrum Capacity for Public Safety—Proposed legislation would require the FCC, in consultation with the Secretary of Homeland Security and the National Telecommunications and Information Administration (NTIA), to conduct a study on the spectrum needs for public safety, including the possibility of increasing the amount of spectrum at 700 MHz. This provision is responsive to the many public safety officials who believe that additional spectrum should be assigned for public safety use–and not exclusively for first responders. In addition to providing spectrum for other types of users, the spectrum available for public safety should be able to support high-speed transmissions capable of quickly sending data (such as photographs, floor plans and live video). FCC Commissioner comments: “A useful report to Congress will: • Include a survey of what spectrum is currently being used by which entities across the country • Understand that not all frequencies are the same and therefore assess whether we are matching spectrum with appropriate physical characteristics to current and future public safety needs • Indicate whether some bands are being under utilized because public safety needs have changed since initial allocation • Assess the current interference situation in public safety bands • Identify various approaches to interoperability and their success or failure • Identify the current availability of interoperable channels and whether or not they are widely used and why • Determine how a nationwide interoperable network can connect not only local police and fire entities, but also the FBI, DHS, FEMA, and other critical federal agencies I also believe that we must begin to understand that emergency rooms and the medical community are integral parts of emergency response and homeland security. If we build a system that excludes the medical community it will be dangerously incomplete.” The Cost of Fragmentation—The number of radio frequencies available for interoperable communications capability can significantly impact first responder communications, and the range of these frequencies can significantly impact the cost of equipment. The greater the number of communications devices using compatible frequencies, the greater are the opportunities for economies of scale in production, which in turn typically lowers the cost and final price on equipment. Purchasing “cross-talk” equipment–to provide interoperability by linking radio frequencies through a black box–can run into the millions of dollars. Communications Support and Interoperability The 9/11 Commission recommendation to use signal corps to assure connectivity in highrisk areas is apparently a reference to the Army Signal Corps. IACP/COPS Technology Technical Assistance Program | 467 Voice Communications: Legal Issues The role of a signal corps typically is to provide information systems and networks for real-time command and control. The Army maintains mobile units to provide capacity and specialized support to military operations, worldwide. This act sets the following program goals for the Department of Homeland Security and the FCC. • • • • • • • • • • • Develop a comprehensive, national approach for achieving interoperability Coordinate with other federal agencies Establish appropriate minimum capabilities for interoperability Accelerate development of voluntary standards Encourage open architecture and commercial products Assist other agencies with research and development Prioritize within DHS for research, development, testing and related programs Establish coordinated guidance for federal grant programs Provide technical assistance Develop and disseminate best practices Establish performance measurements and milestones for systematic measurement of progress SAFECOM—Responsibility to coordinate and rationalize federal networks, and to support interoperability, has been assigned to SAFECOM by the Office of Management and Budget (OMB) as an e-government initiative. This role has been supported by the Administration and confirmed by Congress with language in the National Intelligence and Terrorism Prevention Act. Programs at SAFECOM, now placed within the DHS Office for Interoperability and Compatability, are primarily consultative in nature and focused on administrative issues. Integrated Wireless Network—Separately, an Integrated Wireless Network (IWN) for law enforcement is being planned as a joint program by the Departments of Justice, the Treasury, and Homeland Security. IWN, from its description, will have limited interoperability at the state and local level. The described objective of IWN is network integration for “the nation’s law enforcement wireless communication, and data exchange capability through the use of a secure integrated wireless network.” Most of the parameters of the IWN program (equipment, technologies, standards, use of spectrum, etc.) will be established through the final choice of vendor or vendors and the network solutions proposed. There are some specific requirements, such as for open standards or standards that are readily available to all, such as Project 25, and use of VHF frequencies already assigned to federal users. The departmental objectives for coverage are: major metropolitan areas; major highways; U.S. land and sea border areas; and ports of entry. Although the network being sought is intended to serve law enforcement users within the three sponsoring departments, descriptions of the program invoke the possibility that IWN will provide the template for national interoperability. 468 | IACP/COPS Technology Technical Assistance Program Voice Communications: Legal Issues First Responders—In terms of achieving interoperability for the nation’s first responders, the deployment of IWN could be viewed by some as a glass that is either half empty or half full. Among the positive contributions that IWN will provide to public safety communications are: the eventual adoption, on a massive scale, of a network architecture that can be emulated by all–presumedly with standardized interfaces; coordination of communications and interoperability among important components of homeland security; and significant improvements in communications technology and the efficient use of spectrum. The Government Accountability Office (GAO) stated that “federal funding assistance programs to state and local governments do not fully support regional planning for communications interoperability.” Provisions of the Intelligence Reform and Terrorism Prevention Act permit federal funding programs to make multi-year commitments for interoperable communications for up to three years, with a ceiling of $150 million for future obligations. The act authorizes annual sums for a period of five years to be used for programs to improve interoperability and to assist interoperable capability in high risk urban areas; the 2005 authorization is $22,105,000; the amount rises each year to $24,879,000 in 2009. Although the need for more funding appears to be at the top of almost any list regarding interoperable communications policy, many have expressed concern that there is no strategy that prioritizes what needs to be funded though federal programs, leading to waste and inequities. High-Risk Urban Areas The 9/11 Commission recommended and urged immediate funding of signal corps in highrisk urban areas to assure connectivity “among civilian authorities, local first responders, and the National Guard.” Minimum capabilities for “all levels of government agencies,” first responders, and others include the ability to communicate with each other and to have “appropriate and timely access” to the Information Sharing Environment. Underscoring the need to aid first responders in urban areas, H.R. 1795 (Representative Maloney) would require DHS to provide a communications system for the New York City Fire Department, including radios for the entire department and upgrades to its dispatch system. The bill specifies that such a network should be “seamless from the receipt of a 9-1-1 call to the dispatch of the firefighter,” and interoperable with other public safety offices within the city. Other systems requirements include being able to transmit a firefighter’s identity and location; sufficient capacity to send, in real time, data about buildings and property; performance tested for operation in “all locations and under all conditions in which IACP/COPS Technology Technical Assistance Program | 469 Voice Communications: Legal Issues firefighters can reasonably be expected to work . . .” Federal Planning On November 30, 2004, President George W. Bush issued a memorandum to the heads of Executive Departments and agencies regarding steps to be taken to improve the management of spectrum assigned for federal use. State Planning The Intelligence Reform and Terrorism Prevention Act links grant-making with planning efforts in its provisions. Requirements for planning for spectrum and interoperability in order to qualify for funding assistance include, 1) description of available radio frequency uses and planned uses; 2) description of how plans for spectrum use and interoperability are compatible with plans for “federal, state and local governmental entities, military installations, foreign governments, critical infrastructure, and other relevant entities” and, 3) inclusion of a five-year plan showing how resources will be used. Convergence and Coordination The concept of public safety communications is expanding as new technology makes it possible to include many whose role in preventing or responding to disaster lies outside the conventional definition of first responder. A more inclusive description of public safety responders might include utility workers (often among the first on the scene, to shut down power sources), health care workers other than those in emergency medical services, operators in 9-1-1 call centers, and bystanders at the scene of an accident or disaster. A focus group for the National Reliability and Interoperability Council (NRIC VII) suggests the term “emergency agency” and provides a suggested list of “agents” that might be part of an expanded “emergency response internetwork;” technology would provide the capability to link all parties and policy would determine the circumstances for, and type of, communication. Some Recommendations from the Public Safety Sector Listed below are some key components of a desirable public safety communications policy for first responders described in the Public Safety Wireless Advisory Committee (PSWAC) study and in more recent reports, testimony, and other comments cited in this report. According to these sources, a national policy for public safety communications needs to address and correlate a myriad of complex goals, such as: • Coordinated assignment and use of spectrum at various frequencies • Muscular and sustained efforts to complete the development and application of technical and operational standards • Public sector adaptation of new technologies already available in the private sector such as for high-speed, data rich, and video or image transmissions • Long-term support of research and development for new technology 470 | IACP/COPS Technology Technical Assistance Program Voice Communications: Legal Issues • Coherent goals that encourage private investment in technology development • Nationwide network of communications operations centers (regional signal corps) that can serve as backup facilities to each other and to state and interstate centers and networks • Interoperability of communications among first responders and public safety agencies • Managerial structure that can successfully coordinate not only disparate federal, state, and local agencies but also the different cultural and technical needs of independent first responder units • Framework to match policy goals with implementation needs to assure the effectiveness of federal funding for programs and grants Provisions in the Intelligence Reform and Terrorism Prevention Act—Congress has responded with provisions in the Intelligence Reform and Terrorism Prevention Act that provide specific instructions to federal departments and agencies to take actions to meet many of the goals outlined above, as well as respond to other concerns articulated by the public safety community. The achievement of a comprehensive set of solutions for interoperability outside the federal government appears to remain elusive. Participation of the federal government in a national solution for interoperability does not necessarily require federal ownership. The federal government is an important component, however, of any network that might be put in place to provide interoperable communications. Federal Administration—The key federal agencies for spectrum management and first responder communications are the Federal Communications Commission (FCC) and the National Telecommunications and Information Administration (NTIA). The lead federal program for fostering interoperability is administered by the Wireless Public SAFEty Interoperable COMmunications Program, dubbed Project SAFECOM, part of the Department of Homeland Security. DHS has created an Office of Interoperability and Compatibility (OIC) of which SAFECOM is a part. DHS has also announced the organization of a National Incident Management System (NIMS) in response to a Presidential Directive (HSPD-5). A NIMS Integration Center is planned to deal with compatibility and will be responsible for at least some interoperable communications. National Telecommunications and Information Administration—To address the need for interoperability spectrum, in June 1999 the NTIA designated certain federallyallocated radio frequencies for use by federal, state, and local law enforcement and incident response entities. The frequencies are from exclusive federal spectrum, and are adjacent to spectrum used by state and local governments. NTIA’s “interoperability plan,” –developed in coordination with the Interdepartmental Radio Advisory Committee (IRAC)–is used to improve communications in response to emergencies and threats to public safety. In 1996, the NTIA created a public safety program to coordinate federal government activities for IACP/COPS Technology Technical Assistance Program | 471 Voice Communications: Legal Issues spectrum and telecommunications related to public safety. Today, its successor, the Public Safety Division of the Office of Spectrum Management, participates in various initiatives to improve and coordinate public safety communications. Federal Communications Commission—Over roughly the last 20 years, the FCC has initiated several programs that involve state, local, tribal and–usually - private sector representatives. In 1986, it formed the National Public Safety Planning Advisory Committee to advise it on management of spectrum in the 800 MHZ band, newly designated for public safety. The following year, the FCC adopted a Public Safety National Plan that, among other things, established Regional Planning Committees (RPCs) to develop plans that met specific needs. The FCC encourages the formation of RPCs with a broad base of participation. The RPCs have flexibility in determining how best to meet state andlocal needs, including spectrum use and technology. Homeland Security—Among actions by the FCC specifically in support of homeland security were the chartering of the Media Security and Reliability Council (MSRC) and the renewal of the charter for the Network Reliability and Interoperability Council (NRIC). Both of these are Federal Advisory Committees. Regarding interoperability, the FCC describes its role as “directing efforts toward allocating additional spectrum for public safety systems, nurturing technological developments that enhance interoperability and providing its expertise and input for interagency efforts such as SAFECOM.” Department of Homeland Security, Office of Interoperability and Compatibility—The function of the Office of Interoperability and Compatibility (OIC) is to address the larger issues of interoperability. Among the goals of the OIC is the “leveraging” of “the vast range of interoperability programs and related efforts spread across the Federal Government” to “reduce unnecessary duplication” and “ensure consistency” in “research and development, testing and evaluation (RDT&E), standards, technical assistance, training, and grant funding related to interoperability.” SAFECOM—With the support of the Administration, Project SAFECOM was designated the umbrella organization for federal support of interoperable communications. It was agreed within DHS that SAFECOM would be part of the Science and Technology Directorate, in line with a policy for placing technology prototype projects under a single directorate; this decision was reportedly based on the research-oriented nature of the programs envisioned for SAFECOM by its administrators. SAFECOM absorbed the Public Safety Wireless Network (PSWN) Program, previously operated jointly by the Departments of Justice and the Treasury. PSWN was created to respond to recommendations made by the Public Safety Wireless Advisory Committee 472 | IACP/COPS Technology Technical Assistance Program Voice Communications: Legal Issues regarding the improvement of public safety communications over wireless networks. PSWN operated as an advocate for spectrum management policies that would improve wireless network capacity and capability for public safety. SAFECOM, however, has no authority over spectrum management decisions. The following quote is a summary of SAFECOM’s position on spectrum policy. Spectrum policy is an essential issue in the public safety communication arena. Unfortunately, State and local public safety representatives are frequently not included in spectrum policy decisions, despite their majority ownership of the communications infrastructure and their importance as providers of public and homeland security. SAFECOM will hence play a role in representing the views of State and local stakeholders on spectrum issues within the Federal Government. Regional Technology Integration Initiative In June 2004, the Directorate of Science and Technology introduced a new initiative to facilitate the transition of innovative technologies and organizational concepts to regional, state, and local authorities. The initiative has selected four urban areas from among those currently part of the Homeland Security Urban Area Security Initiative. Two of the areas that have been reported as choices are Cincinnati, Ohio and Anaheim, California. Each area will reportedly receive $10 million to expand new systems that test more advanced technologies for public safety communications, including interoperability. Anaheim, for example, reportedly has created a virtual operations center (instead of a building), relying on network technology to connect police, fire, medical services and public utilities in case of an emergency. The announced goal is to get all who respond to disasters and other emergencies to work from a common base. National Incident Management System—NIMS also has announced plans to address questions of interoperability and communications, although no mention of spectrum policy is mentioned in the DHS report on NIMS issued March 1, 2004. Integrated Wireless Network—The Integrated Wireless Network (IWN) for law enforcement is being planned as a joint program by the Departments of Justice, the Treasury, and Homeland Security. IWN, from its description, will have limited interoperability at the state and local level. The described objective of IWN is network integration for “the nation’s law enforcement wireless communication, and data exchange capability through the use of a secure integrated wireless network.” Other Coordinating Bodies SAFECOM has created a Federal Interoperability Coordination Council (FICC), made up of “all the federal agencies with programs that address interoperability.” The National Public Safety Telecommunications Council (NPSTC) is another important coordinating body. IACP/COPS Technology Technical Assistance Program | 473 Voice Communications: Legal Issues NPSTC unites public safety associations to work with federal agencies, the NCC, SIECs and other groups to address public safety communications issues. It has been supported by the AGILE Program, created by the National Institute of Justice (NIJ). AGILE has addressed interim and long-term interoperability solutions in part by testing standards for wireless telecommunications and information technology applications. The AGILE Program also has provided funding to Regional Planning Committees for start-up costs and the preparation and distribution of regional plans. AGILE is being restructured, to be replaced by a more limited function in Communications Technology, CommTech. CommTech is not designed to play a primary role in coordinating interoperability policy within the public safety community. Adapted from U.S. Department of State Congressional Research Service (CRS) Reports and Issue Briefs­—RL 32594. ­http://www.fpc.state.gov 474 | IACP/COPS Technology Technical Assistance Program Voice Communications: Additional Resources Additional Resources Technology today has become a critical component in every law enforcement agency’s arsenal against crime. It is imperative that all law enforcement agencies have at their disposal the latest technology to not only solve crime but also to be used as a force multiplier in an era of shrinking personnel resources. It is important for every law enforcement executive to maximize both their awareness of technology and locations of technology resources. As we all know technology is expensive and it is often times consuming to ascertain which is the best technology for a specific application within a law enforcement agency. To make this task easier, the following approaches are suggested: • The chief law enforcement executive should be committed to staying current on technology issues. • Develop and maintain a working partnership with the International Association of Chiefs of Police, a leader in developing and implementing technology. • Maintain an awareness of the role of the federal government with law enforcement technology, especially the National Law Enforcement and Corrections Technology Centers, and use them as a research and development program. • Refine the ability to learn from others successes as well as failures. Technology today is often the difference between solving a current or cold criminal case, saving a life and protecting our officers from harm. An agency executive who fails to bring modern technology into law enforcement agency is truly doing a disservice to the agency, the officers, and the community. It is the intention of this publication to assist the law enforcement executive with this exact task, to utilize technology to make our communities safer, our officers safer, prevent and solve crime. Chief Paul Schultz Lafayette Police Department—Colorado Associations Association of Public-Safety Communications Officials-International, Inc. (APCO)—The world’s oldest and largest not-for-profit professional organization dedicated to the enhancement of public safety communications. http://www.apcointl.org IACP/COPS Technology Technical Assistance Program | 475 Voice Communications: Additional Resources Law Enforcement Information Technology Standards Council (LEITSC)—Is a U.S. Department of Justice, Office of Justice Programs funded program whose mission is to foster the growth of strategic planning and implementation of integrated justice systems. http://www.leitsc.org/index.html National Association of State Chief Information Officers (NASCIO)—Represents state chief information officers and information resource executives and managers from the 50 states, six U. S. territories, and the District of Columbia. State members are senior officials from any of the three branches of state government who have executive-level and statewide responsibility for information resource management. http://www.nascio.org National Law Enforcement and Corrections Technology Center (NLECTC)—Created in 1994, as a component of the National Institute of Justice’s (NIJ’s) Office of Science and Technology, the NLECTC system serves as an “honest broker” offering support, research findings, and technological expertise to help State and local law enforcement and corrections personnel perform their duties more safely and efficiently. http://www.nlectc.org National Public Safety Telecommunications Council (NPSTC)—Formed on May 1, 1997, NPSTC is a federation of organizations representing public safety telecommunications. NPSTC was originally formed to encourage and facilitate implementation of the findings and recommendations of the Public Safety Wireless Advisory Committee (PSWAC), established in 1994 by the Federal Communications Commission (FCC) and National Telecommunications and Information Administration (NTIA) to evaluate the wireless communications needs of local, tribal, State, and Federal public safety agencies through the year 2010, identify problems, and recommend possible solutions. NPSTC has since taken on additional responsibilities including implementing the recommendations of the FCC Public Safety National Coordination Committee (NCC) and the support and development of the Computer Assisted Pre-coordination and Resource Database System (CAPRAD) for 700 MHz spectrum to assist the Regional Planning Committees (RPCs). http://www.npstc.org Police Executive Research Forum (PERF)—is an organization dedicated to improving policing and advancing professionalism through research, public policy debate, provision of management services and executive development training and publishing http://www.policeforum.org National Sheriffs’ Association (NSA)—Now in its 62nd year of serving the law enforcement/ criminal justice professionals of the nation, is a non-profit organization dedicated to raising the level of professionalism among those in the criminal justice field. http://www.sheriffs.org 476 | IACP/COPS Technology Technical Assistance Program Voice Communications: Additional Resources U.S. Conference of Mayors—The official nonpartisan organization of the nation’s 1183 U.S. cities with populations of 30,000 or more. Each city is represented in the Conference by its chief elected official, the mayor. The primary roles of the Conference of Mayors are the following: • • • • • Promote the development of effective national urban/suburban policy Strengthen federal-city relationships Ensure that federal policy meets urban needs Provide mayors with leadership and management tools Create a forum in which mayors can share ideas and information http://www.usconferenceofmayors.org National Consortium for Justice Information and Statistics (SEARCH)—A nonprofit membership organization created by and for the states. SEARCH is dedicated to improving the quality of justice and public safety through the use, management adn exhcange of information; application and new technologies; and responsible law and policy, while safeguarding security and privacy. http://www.search.org Government National Institute of Justice (NIJ)—The research, development, and evaluation agency of the U.S. Department of Justice and is dedicated to researching crime control and justice issues. NIJ provides objective, independent, evidence-based knowledge and tools to meet the challenges of crime and justice, particularly at the State and local levels. http://www.ojp.usdoj.gov/nij/ Federal Communications Commission (FCC)—Established the office of the 800 MHz Transition Administrator (TA) to facilitate a smooth transition to the new 800 MHz band plan. Among its duties, the TA establishes reconfiguration guidelines, specifies replacement channels, reviews reconfiguration cost estimates, monitors payment of reconfiguration costs, manages the relocation schedule, facilitates issue resolution and administers the alternate dispute resolution process. http://www.800ta.org/default.asp National Telecommunications and Information Administration (NTIA)—The President’s principal adviser on telecommunications and information policy issues, and in this role frequently works with other Executive Branch agencies to develop and present the Administration’s position on these issues. http://www.ntia.doc.gov IACP/COPS Technology Technical Assistance Program | 477 Voice Communications: Additional Resources Department of Homeland Security’s (DHS) Science and Technology Directorate’s (S&T) Office for Interoperability and Compatibility’s (OIC) SAFECOM Program—A communications program that provides research, development, testing and evaluation, guidance and assistance for local, tribal, state, and federal public safety agencies working to improve public safety response through more effective and efficient interoperable wireless communications. http://www.safecomprogram.gov/SAFECOM NIST (National Institute for Standards and Technology)—A non-regulatory federal agency within the U.S. Commerce Department’s Technology Administration. NIST’s mission is to promote U.S. innovation and industrial competitiveness by advancing measurement science, standards, and technology in ways that enhance economic security and improve our quality of life. http://www.nist.gov Department of Justice, Community Oriented Policing Services (COPS)—Was created as a result of the Violent Crime Control and Law Enforcement Act of 1994. As a component of the Justice Department, the mission of the COPS Office is to advance community policing as an effective strategy in communities’ efforts to improve public safety. http://www.cops.usdoj.gov/ Federal Communications Commission (FCC)—An independent United States government agency, directly responsible to Congress. The FCC was established by the Communications Act of 1934 and is charged with regulating interstate and international communications by radio, television, wire, satellite and cable. The FCC’s jurisdiction covers the 50 states, the District of Columbia, and U.S. possessions. http://www.fcc.gov Wireless Telecommunications Bureau (WTB)—Handles all FCC domestic wireless telecommunications programs and policies, except those involving satellite communications or broadcasting, including licensing, enforcement, and regulatory functions. http://wireless.fcc.gov/organization/ Miscellaneous FCW Media Group—Established in 1987 this group uniquely integrates government, business and technology news and information to produce resources that help government IT decision-makers achieve results and meet agency missions. http://www.fcw.com 478 | IACP/COPS Technology Technical Assistance Program Voice Communications: Additional Resources Government Computer News—A leading newsmagazine in the government IT market, reaching 87,500 program managers, technology managers, and agency executives with decision-making authority. Published 30 times a year and founded in 1982, each issue features special reports, case studies and analysis, product reviews and buyer’s guides. http://www.gcn.com Government Technology—provides information technology case studies, applications, news and best practices by and for international, state, city and county government. http://www.govtech.net IACP/COPS Technology Technical Assistance Program | 479 480 | IACP/COPS Technology Technical Assistance Program Voice Communications: Glossary Glossary 3G (Third Generation Wireless)—The next generation of wireless communications beyond today’s digital PCS technologies. When available, 3G wireless technologies will allow for much higher transmission rates to wireless devices leading to more useful services and a better user experience. A Analog—A method of modulating radio signals so that they can carry information such as voice or data. Antenna—Component of radio systems that directs incoming and outgoing radio waves. Antenna Gain—In antenna design, gain is the logarithm of the ratio of the intensity of an antenna’s radiation pattern in the direction of strongest radiation to that of a reference antenna. B Band—A small section of the spectrum of radio communication frequencies, in which channels are usually used or set aside for the same purpose Bandwidth—The numerical difference between the upper and lower frequencies of a band of electromagnetic radiation, especially an assigned range of radio frequencies. Beamforming—Signal processing technique used with arrays of transmitters or receivers that controls the directionality of, or sensitivity to, a radiation pattern. C CDMA (Code Division Multiple Access)—A digital communication technology used by some carriers to provide PCS service. Also known as IS-95A or cdmaOne. Channel—A specified frequency band for the transmission and reception of electromagnetic signals. IACP/COPS Technology Technical Assistance Program | 481 Voice Communications: Glossary CAI (Common Air Interface)—Standard specifies the type and content of signals transmitted by compliant radios. One radio using CAI should be able to communicate with any other CAI radio, regardless of manufacturer. Cellular Phone—Wireless telephone that permits telecommunication within a defined area that may include hundreds of square miles, using radio waves in the 800–900 megahertz (MHz) band. Cycle—The entire pattern of the wave, before it begins to repeat itself. D dB (Decibel)—A unit of measure used to express relative difference in power or intensity of sound. Dipole antenna (two poles)—Is the simplest type of antenna, consisting of an electrically conducting wire or rod one half the length of the maximum desired wavelength. Digital—A method of encoding information using a binary code of 0s and 1s. Most newer wireless phones and networks use digital technology. Directional Antenna—An antenna that transmits or receives signals only in a narrow angle. Dispatch—To relegate to a specific destination or send on specific business. Duplexer—A device that combines two or more signals onto a common channel or medium to increase its transmission efficiency. E EDGE (Enhanced Data for GSM Evolution)—A further development of the GSM protocol designed to handle data at speeds up to 384 Kbps. Considered to be 3G wireless technology. ESMR (Enhanced Specialized Mobile Radio)—Using frequency bands originally allocated for two-way dispatch services 482 | IACP/COPS Technology Technical Assistance Program Voice Communications: Glossary F Frequency Division Multiple Access (FDMA)—The technology used in the analog cellular telephone network that divides the spectrum into 30 kHz channels. Frequency – The number of cycles or events per unit time. G GETS (Government Emergency Telecommunications Service)—A nationwide landline priority telecommunications service. GSM (Global Standard for Mobile)—A digital communication technology used by some carriers to provide PCS service. Other technologies used are CDMA and TDMA. GPRS (General Packet Radio Service)—An emerging technology standard for high speed data transmission over GSM networks. I Infrastructure—The hardware and software needed to complete and maintain the radio communications system. Interference—Extraneous energy, from natural or man-made sources, that impedes the reception of desired signals. Interoperability—The ability of public safety agencies to be able to talk to one another—to exchange voice and/or data with one another on demand in real time. Instate Compact Agreement—A written contract between states to cooperate on a policy issue or program that extends across and through state boundaries. K KHz (Kilohertz)—A unit of frequency denoting one thousand (103) Hz. IACP/COPS Technology Technical Assistance Program | 483 Voice Communications: Glossary L LMR (Land Mobile Radio)—Wireless telephone that permits telecommunication within a defined area that may include hundreds of square miles, using radio waves in the 800–900 megahertz (MHz) band. M MHz (Megahertz)—A unit of frequency denoting one million (106) Hz. Microwave Communications—The transmission of signals by sending microwaves, either directly or via a satellite. Mission Critical—Vital to the operation of the organization. The term is very popular for describing the applications required to run the day-to-day business. Metropolitan Service Area (MSA)—An urban area with at least 50,000 people plus surrounding counties. There are 306 MSAs and 428 RSAs (rural service areas) in the U.S. MSAs and RSAs are used to allocate cellular licenses. Multiplexer—A device that can interleave two or more activities N National Communications System (NCS)—Part of the Department of Homeland Security’s Preparedness Directorate, offers priority communications services to emergency personnel at the local, state and Federal government levels, as well as to the industry personnel in support roles. P PSAP (Public Safety Answering Point)—A facility equipped and staffed to receive emergency calls requesting police, fire, emergency medical and other public safety services via telephone and other communication devices. 484 | IACP/COPS Technology Technical Assistance Program Voice Communications: Glossary R Radio Cache—A portable or permanent storage facility for radios. Radio Channel—An assigned band of frequencies sufficient for radio communication. Radio Communication— Telecommunication by means of radio waves. Radio Equipment—As defined in Federal Information Management Regulations, any equipment or interconnected system or subsystem of equipment (both transmission and reception) that is used to communicate over a distance by modulating and radiating electromagnetic waves in space without artificial guide. Radio-Frequency Fingerprinting—An electronic process that identifies each individual wireless handset by examining its unique radio transmission characteristics. Fingerprinting is used to reduce fraud since the illegal phone can not duplicate the legal phone’s radiofrequency fingerprint. Radio Wave—An electromagnetic wave within the range of radio frequencies. Receiver—A device, such as a part of a radio that receives incoming radio signals and converts them to perceptible forms, such as sound or light. Repeater—A communications device that amplifies (analog) or regenerates (digital) the data signal in order to extend the transmission distance. Available for both electronic and optical signals, repeaters are used extensively in long distance transmission. RF (Radio Frequency)—Any frequency within the electromagnetic spectrum normally associated with radio wave propagation. RFI (Radio Frequency Interference)—An undesired radio signal that interferes with a radio communications signal causing extraneous noise and/or signal dropouts. RF Noise—Undesired radio signals that alters a radio communications signal causing extraneous sounds during transmission and/or reception. IACP/COPS Technology Technical Assistance Program | 485 Voice Communications: Glossary S Smart Antenna—A system of antenna arrays with smart signal processing algorithms that are used to identify the direction of arrival (DOA) of the signal, and use it to calculate beamforming vectors, to track and locate the antenna beam on the mobile/target. The antenna could optionally be any sensor. Specialized Mobile Radios (SMR)—The communications services used by police, ambulances, taxicabs, trucks and other delivery vehicles. Spectrum—The entire range electromagnetic frequencies. Spread Spectrum—A communications technology where a signal is transmitted over a broad range of frequencies and then re-assembled when received. T TDMA (Time Division Multiple Access)—A digital communication technology used by some carriers to provide PCS service. Transmitter—An electronic device that generates and amplifies a carrier wave, modulates it with a meaningful signal derived from speech or other sources, and radiates the resulting signal from an antenna. Trunked Radio System—A radio system used to maximize available capacity in a two-way radio system by giving groups of users a logical “talk-group” to share for their communications, rather than a dedicated radio frequency. U UMTS (Universal Mobile Telecommunications System)—An evolution of GSM technology to 3G. The underlying transmission standard is WCDMA. W Wavelength—The distance between one peak or crest of a wave of light, heat, or other energy and the next corresponding peak or crest. 486 | IACP/COPS Technology Technical Assistance Program