Cases – quick reference Entrapment Grimes-8-informants pd on contingency Hampton-9-when DP comes into play Jacobson-6-child porn;repeated solicitation Kelly-9-ABSCAM Mathews-8-entrap.defense still available even if Δ denies element of crime Russell-5,7,8,9-meth.maker w/ govt supplies Sherman-5-drug addict Sorrels-5-prohibition case defining subj.approach Williamson-8-informants pd on contingency (overruled by Grimes) Fed v State Molloy-468-confession in state court subject to fed.ct std. Withrow-35,583-fed.habeas relief is available to state prisoner convicted on basis of statements obtained in violation of M. Coerced Confessions Ashcraft-20-36 hr incommunicado=coercion Col.v Spring-21,31-coer≠ Δ’s ignorance about all topics he’ll be interr. about Connelly-21,614-no police conduct causally related to confession=voluntary confession (Δ mentally ill here) Fenton-32,602-voluntariness of confession when cops used excessive friendliness. Fulminante-19,22,612-credible threat of violence against Δ = confession involuntary; harmless error & materiality Harrison-22-FOTP Hopt-11-Sc adopts common law rule of CC’s Leyra v Denno-20-coerc=deception when cops pretended to be doctors Lynmumn-20-coercion=cops’ misrep. law, deception Perkins-21-no deception=covert interr. Spano-20-manipulation=coercion 5th Am. §3501-41,498-tried to legislatively overrule M. Albertson-15-required records doctrine Allen-28,582-psychiatric interviews to deem Δ sexually dangerous person not criminal w/in meaning of 5th Am. Barrett-545-Δ’s refusal to make written statement still = valid waiver of M’s. Beckwith-26,28,516-focus=q’s initiated by cops after Δ in custody Beheler-26,509,518-police station q’s necessarily ≠ CI if Δ voluntarily accompanies cops. Berkemer-26,27,518-roadside q’s during routine traffic stop ≠ CI Bouknight-16-required records doctrine Boyd-17-PASI involves private papers 1 Bradshaw-36,557-Δ initiates comm.w/cops after assertion of RTC. Bram-13,20-factors for voluntariness Brown-510-M’s will not purge taint of preceding illegal arrest Brown v Miss-13-DP invalidates coerced conf. Burbine-31,32,571- Although must be informed of his rt to counsel, not Const.entitled to know that his atty wishes to see him. Butler-33,543-lack of “specifically made” warnings ≠ no waiver recognized. Suspect may sign waiver but still indicate he is willing to talk. Byers-16-required records doctrine Col.vSpring-31-k&I of waiver Connelly-21,31,614-waiver by prepon.of evid. Couch-18-PASI adheres to person Davis-37,561-Δ’s request for counsel must be unambiguous. Dickerson-507-M.=C.doctrine Congress can’t override M. Dionisio-17-PASI & handwriting as phys.evid. Doe-17-definition of “testimonial” evid. Duckworth-25,511-M’s need not conform to precise formula as long as they “touch right bases.” Edwards-31,36,510,548-once Δ assert RTC, cops must cease all q’s on any topic until he sees atty. Elstad-31,32,34-Δ’s ignorance of full consequences of waiver=still voluntary Estelle-28,581-psych.exam violated 5th and 6th Am Fare-546-Δ’s request for prob.officer ≠request for atty under M. Fisher-15-compulsion=physical or moral Garrity-15-compulsion via threats of firing Green-555-Δ asserted RTC good for 5 months Harris-33,509-Δ’s M.less statements can be used to impeach him Hass-509-statements obtained after refusal to honor Δ’s assertion of M’s can be used to impeach him. Heike-18-PASI ≠ remote dangers Hoffman-18-PASI liberally construed Holt-18-PASI & trying on clothes Innis-28,519-handicapped kid speech; M’s needed for CI or functional equiv. Jackson-22-when 5ARTC attaches Johnson-18-PASI =party producing evidence, but not it’s production by other party (cops). Lefkowitz-16-PASI may be asserted in any proceeding if statements may incriminate in later crim.proceeding Mandujano-25,718- M’s not req’d before grand jury proceeding Mathiason-27,509,518-police station q’s necessarily ≠ CI if Δ goes to station voluntarily Mauro-526-CI≠allowing Δ1 and Δ2 to speak after Δ1 asserted RTC. Statements admiss. McNeil-37,567- assertion of 6th Am RTC at bail hearing ≠ invocation of 5th Am Edwards-based RTC during interr. Mesa-526-Interr=adversarial & inquisitory q’s designed to elicit incrim.response; not just listening by cop. 2 Minnick-36,550- after Δ asserts RTC, CI must stop and may not be restarted w/out atty’s presence Miranda-23,475-pros.has heavy burden to prove KVI of waiver; Molloy-13,23-incorp. PASI into BOR. Mosley-35,509,547-if Δ asserts RTS, cops may resume q’s later Muniz-17,29,30,530-booking exception to M; testimonial v nontestimonial evidence Neville-15-compulsion via required submission to tests Orozco-26,538-CI can occur outside police station, even at Δ’s home. Perkins-29,30,528-M’s not required when Δ unaware he’s speaking to undercover cop. Portash-18-Δ testimony w/ immunity not admiss. at later trial Prysock-25-elements of M’s Quarles-29,503,532- public safety exception to M. Roberson-548-after Δ asserts RTC, cops can’t interr. Δ re:other crimes. Roberts-14-must invoke PASI in timely fashion Royer-26-CI=room at airport Shapiro-15-required records doctrine Schmerber-17,29-testimonial v phys. evidence Spring-514-Δ needn’t know in advance of all topics of q’s cops will ask or every possible consequence of waiver. Stansbury-516-cop’s subj.intent/undisc.view of Δ’s status irrelevant to assessment of custody Tague-543-waiver ≠ showing Δ given M’s and thereafter gave incrim.statement Tucker-34,40,502-M not C.req.; fruit of poisonous tree not app.to M violations re: W’s. Wade-17-PASI & human voice as phys.evid. Zerbst-31,33,544-waiver=pros. shows intentional relinquishment or aband.of known rt; but not technically adopted by M.ct. Escobedo-23462-6th am rt to counsel-pt btw arrest and indictment arguably a critical stage Massiah-460-6th am rt to counsel prevents post-indictment, police-orchestrated extrajudicial proceedings Spano –20,459-6th am rt to counsel attaches when formally charged 6th Am RTC Brewer-29,43,44,46,619-6th am; Christian Burial Speech as deliberate elicitation Burbine-42-starts when proceedings turn accusatorial Harvey-49-statements obtained in violation of 6ARTC admissible to impeach. Henry-44,635-jailhouse informants; cops can’t intent.create situation likely to induce Δ to talk after 6ARTC attaches; can’t stimulate conversation Jackson-42,47-Δentitled to atty from time charges filed Kuhlmann-46,636-jailhouse informant; post-indict. evid. gathered can be used as long as informant passively listens/responds Massiah-23,42,44,460-once proceedings begin against Δ, he has rt to legal rep. during interr. McNeill-42,44,-6ARTC offense specific; once asserted, interr.must cease 3 Moulton-45,49,634-can’t get statements from Δ after 6th Am RTC attaches, even if the cops got them in way unrelated to pending charges; BOP on Δ to show cops took action. Nix-48,49-6Th Am ER FOTP Patterson-47,629-Δ who has had M’s has been sufficiently apprised of 6th Am rts &of the consequenced of abandoning those rts, so waiver will be kv&i. Zerbst-46-pros.must prove kv&I waiver by prepon. of evid. Kirby-655-lineups;6ARTC hasn’t attached pre-indictment, so atty not req’s at lineup Wade-641-lineup is critical stage to which 6ARTC attaches 4 I. Entrapment Not a Const.law doctrine; so states not required to have; differs from state to state. A. SUBJECTIVE APPROACH: from Sorrells – Entrapment proved if govt agent induces innocent person who is not predisposed to commit the type of offense charged. Sc more likely to find entrapment if govt agent had to repeatedly, persistently request partake in activity, if govt agent “befriends” . Did govt have special info to suggest was predisposed at time of initial contact (per Jacobson)? Cops must have info that suggests they should even begin to investigate (Jacobson) 1. Sorrels -- SC first recognized entrapment defense During Prohibition, agent gained ’s trust and asked him 3 times for liquor before getting some. a. SC said cops can’t instigate a criminal act by persons otherwise innocent in order to lure them into commission and to punish them. b. Focused on predisposition of . Therefore, who claims entrapment must be prepared to have his past and present life scrutinized. c. J.Roberts’ concurrence said courts must be closed to trial of crime instigated by govt’s own agents. (focused on govt. involvment.) 2. Sherman –govt informant met at dr’s office where both men being treated for narcotics addiction. Agent befriended and asked for source for drugs. Agent repeated and persistently begged for drugs; finally agreed as a favor. did not sell the drugs to agent for profit; more an act of pity for agent’s “addiction.” a. SC found entrapment as matter of law. not predisposed cux only did it after many requests, did it out of pity for agent, and did not do it for profit. 3. US v Russell – 1973 – DEA agent offers to supply ingredient to who already manufactures meth. a. Previous entrapment defense focused on predisposition of . App ct expanded that to include element of whether there was intolerable degree of govt participation in the criminal enterprise. SC says no go. b. SC affirmed this stance in 1958 in Sherman v US. c. SC sticks with old predisposition standard here, but leaves open possibility of case in which cop’s behavior is so outrageous that it violated due process and bars govt from invoking judicial processes to get a conviction. d. Dissent: Majority uses subjective approach by looking at ’s predisposition w/out considering govt involvement-Anyone who commits a crime is guilty, regardless of 5 “predisposition.” Only difference in the situations is identity of the temptor. e. Also, focusing on ’s innocence or predisposition makes permissibility of cop’s conduct depend on past record and propensities of involved. Govt allowed to entrap a person w/ crim.record more easily. *So, objective approach that focuses on govt involvement should be used. f. If govt does more than offer an opportunity, but rather induces or instigates commission of crime by one not ready and willing to commit it, regardless of predisposition or propensities, then entrapment has occurred. 4. Jacobson v US – 1992 - mail-ordered child porn when it was still legal. Govt got his name from mailing list and pestered him continuously for 26 months until he ordered more. a. Holding: Because the govt overstepped the line between setting a trap for the unwary innocent and the unwary criminal, and as a matter of law failed to establish that petitioner was independetly predisposed to commit the crime for which he was arrested, SC reversed conviction. b. Sc says evidence of predisposition to do what was once lawful is not, by itself, sufficient to show predisposition to do what is now illegal, for there is a common understanding that most people obey the law even when they disapprove of it. c. Govt not only elicited ’s interest in sexually explicit materials banned by law, but also exerted substantial pressure on petitioner to obtain and read such material as part of a fight against censorship and the infringement of individual rights. d. Entrapment as a matter of law occurs when govt plays on weaknesses of innocent party and beguile him into committing crimes which he would otherwise would not have attempted. e. Dissent: was offered only 2 chances to buy porn and he ordered both times. He only received mailings. This holding says that govt can create dispositions in people. f. O’Connor suggests that this will be interpreted in lower courts and by criminal investigators as requiring the govt to have sufficient evidence of ’s predisposition before it ever seeks to contact him. g. To allow law enforcement to go on fishing expeditions based only upon the most generalized suspicion wastes resources and risks the targeting of unpopular groups B. OBJECTIVE APPROACH: 1. TEST: Were there police inducements that would cause a 6 hypothetical, law-abiding person to commit the particular offense. Looks at govt conduct; would it cause reasonable, non-disposed person to commit crime? a. Per J.Frankfurter: we look at police conduct that falls below standards to which common feelings respond for the proper use of govt power. b. Comments from US v Russell: Many states have adopted the objective test. c. One ct said guidance found in 2 principles: d. If police conduct would generate in a normally law-abiding citizen a motive for crime other than ordinary criminal intent = entrapment. e. affirmative police conduct that would make commission of a crime unusually attractive to a normally law-abiding person = entrapment. C. THEORIES BEHIND ENTRAPMENT: 1. Two different intuitions surround idea of entrapment: a. Person less culpable if tempted into crime by certain inducements b. Extremely dangerous to allow govt the power to stress test the morality of ordinary citizens by dangling inducements before them. 2. Viewpoint: Tactic of police “encouragement” entails cop acting in capacity of victim; intending by his actions to suggest his willingness to be a victim; actually communicating this feigned willingness to the suspect; and thereby influencing ’s commission of the crime. a. Entails a series of actions by cops b. Usually entails a crime of vice – gambling, drugs, prostitution – because these crimes committed with a willing victim who will not complain, making normal detection virtually impossible. c. founded on deception during which cops must often act and speak with vulgarity and profanity. Not a wholesome cop practice. d. criticized cuz it induces someone to commit crime who normally wouldn’t e. but useless to criticize method if it’s the only effective way to protect society from certain activities. 3. Viewpoint: Function of law enforcement not to manufacture crime. Must draw line between trap for unwary innocent and unwary criminal. 4. Viewpoint: Posner says when police incite someone who would not normally commit crime and then punish him, this is a waste of resources that could be used instead to fight high crime rate that already exists. But if the incitement just encourages someone to commit crime who would eventually have done so anyway, costs 7 of apprhension and conviction can be minimized. Hence entrapment may be defined as unproductive use of law enforcement resources. 5. Viewpoint: Central evil of entrapment is discriminatory law enforcement because the selection of any target is always a political act. 6. Comment from dissent if US v Russell --Problems w/ obj.test=criminal informants that are involved won’t abide by the rules of NOT making crime attractive to a target. a. Possible solution = retain subj.test but get rid of focus on predisposition. If test construed to exclude hearsay evidence, the subjective test is more reliable. 7. Williamson v US – 1962 – informant promised more money if obtained the evidence cops sought. Sc invalidated conviction resting upon evidence obtained by informants paid on contingency. But case not often followed by other courts! 8. US v Grimes – 1971 – overruled Williamson. Said contingent fee informer not more likely to manufacture/lie than W’s acting for other, more common reasons. 9. Mathews v Us – 1988 – defendant who denies one or more of the elements of a crime still entitled to an entrapment instruction whenever there is sufficient evidence that a reas.jury could find entrapment. 10. Entrapment defense usually a matter for jury. a. Pro – jury has special and/or traditional competence to judge matters of credibility or motivation and to assess subjective response to stimulus of police encouragement. Jury nullification may occur if police conduct evokes moral revulsion. b. Con – keeping issue away from jury prevents jury from hearing a lot of bad character evidence. Ct’s function to preserve its own purity; only cts can provide cops with necessary guidance. 11. BOP a. Subjective approach – BOP on to establish level of inducement by govt. Unclear whether he must provide some evidence or do so by preponderance of evidence. BOP then shifts to govt to negate the defense by establishing predisposition of . b. Objective approach – entrapment viewed as affirmative defense; doesn’t negate an element of the crime charged. Entire BOP for production and persuasion on . Must establish by preponderance of evidence. D. Due process defense to govt overinvolvement in a criminal enterprise 1. Hampton v US – 1976 -- convicted of selling drugs provided by feds to feds. 8 2. Russell established that entrapment cannot be used as a defense to nonoutrageous govt conduct any time ’s predisposition to commit crime was established. 3. Limitations of due process clause of 5th Am come into play only when govt activity in question violates some protected right of the . If cops engage in activity that exceeds scope of their duties, remedy is not to free equally culpable , but to prosecute cops under applicable provisions of state or fed.law. 4. US v Kelly – 1983 – DC Circuit – FBI spread word to politicians that wealthy Arabs willing to bribe members of congress to ensure congressmen would introduce private immigration legislation on Arab’s behalf if and when necessary (ABSCAM). 4. Issue – did FBI’s conduct reach a demonstrable level of outrageousness to constitute a due process violation. II. INTERROGATION 5th Am against Self-Incrim/Coerced confessions (Dressler Ch.23 & 26) A. Constitutionalization of the Common law: 1. Fifth Am self-incrim: a. Bram v US – 1897 – brought common law voluntariness rule u under the umbrella of 5th Am. But did not apply to states cuz 5th am not yet considered a fundamental right and so not yet incorporated. b. Confession, in order to be admissible, must be 1) Free and voluntary 2) Not extracted by ANY sort of threats or violence 3) Not obtained by ANY direct or implied promises, however slight. 4) Not extracted by any improper influence. c. Molloy v Hogan – 1964 – 5th am priv against self-incrim a fundamental right; therefore incorporated. Incorporated into BOR in 1964, but SC still refers to Due process in state cases. Sc talks about 5th Am rt in fed.cases. But still one basic line of cases d. W’s that testify without grant of immunity can refuse to answer grand jury questions based on 5th am rt. 2. Due process: a. Brown v Mississippi – 1936 – SC invokes 14th Am due process clause to invalidate a murder conviction obtained solely on basis of confessions found to be extorted by officers of the state by brutality and violence. 3. Comparison of self-incrim and due process: a. -The 2 lines of cases initially started out down different paths. 9 Ct intended bright line rule for self-incrim. cases; in due process cases, had to prove via totality of the circumstances that ’s will was broken by police. b. -Modern cases not analyzed separately. Both lines now use totality of circumstances, rather than bright line of old 5th am cases. 4. McNabb-Mallory Federal Rule: a. Applicable only to federal courts; excludes class of confessions that might have been coerced. b. Pre-existing rule: Arrestee must be brought before a magistrate without unnecessary delay. c. M.M. rule = although police could properly delay a suspect’s first appearance before a magistrate for booking purposes, they could not delay the appearance for purposes of interrogation. Remedy for violating this rule was to exclude from fed.trials any statement obtained during the unnecessary delay. d. Congress purported to overrule this in Omnibus Crime Act of 1968 = any confession obtained in 1st 6 hours after arrest for a federal offense is admissible notwithstanding any delay, and that a confession obtained thereafter may also be admissible, depending on a totality of the circumstances. B. Coerced confession law 1. Rule: A statement obtained from a suspect as a result of police coercion is inadmissible in her state or federal criminal trial under the due process clauses of the Const.and the 5th am priv.against self-incrim. a. voluntariness determined by totality of circumstances. Coerced = involuntary. b. -if ’s coerced confession is introduced into evidence at trial over her objection, and she is convicted, the judgment must be reversed unless the govt proves beyond a reas.doubt that the erroneous admission of the confession did not affect the outcome of the trial. 2. Confession must be voluntary a. Generally, confessions will be considered voluntary unless coerced by cops. b. No bright line; SC will look at totality of circumstances (everything is relevant but nothing is determinative!) c. SC attempts to balance society’s perceived need for police interrogation against the importance of ensuring that the process does not undermine the complex of values supporting the privilege against self-incrim. 3. Factors of coercion: a. Was confession obtained by threat of violence by cops or by actual violence by cops? Was deprived of food, sleep, water, etc.? Coercion found in following cases: 10 1) Brown v Miss. –1936 – whipping of 2) Haynes v Wash. – 1963 – slapping 3) Fikes v Al. – truncheon blow to ’s head 4) Beecher v Al. – 1967 – holding gun to ’s head. 5) Payne v Ark. – 1958 – warning that unless he confesses, he may be victim of mob violence 6) Az. v Fulminante – 1991 – warning that unless he confesses, fellow prisoners may attack him. 7) Malinski v NY – 1945 – cops undressed to humiliate him and let him sit in a corner thinking he was going to get beaten. 8) Brooks v Fla; Reck v Pate – cops deprived of food, water, or sleep for an extended period of time. b. Was under psychological pressure? How long was interrogated? Under what physical conditions was interrogated? What time of day was it? Was interrogation conducted incommunicado? What are the personal characteristics of (age, educational level, psych.makeup, prior experience w/ cops)? 1) Ashcraft v Tenn – 1944 – 36 hr incommunicado interr = inherently coercive 2) Spano v NY – 1959 – 8 hr, late night interr of emotionally unstable , during which cops called in ’s friend (who was also a cop) to manipulate = coercive. c. Did cops make extreme promises of leniency or did cops misrepresent situation? 1) Bram no longer rules, where any promise, however slight, will invalidate a confession. 2) Lower cts have rather consistently held that confession is invol if made in response to a promise of nonprosecution, the dropping of some charges, or a certain reduction in the punishment may receive. 3) Lynumn v Il. – 1963 – coercion occurred when cops told that she could get 10 years in prison and have her kids taken away for selling pot, so she’d better confess. But SC also said that cops here misrepresented the consequences of ’s confession, rather then promising leniency. d. Did cops deceive ? 1) deception alone will not invalidate a confession unless extreme or unless cops exploit ’s susceptibilities 2) Deception by nondisclosure will rarely violate due process. Confession not involuntary if unaware that she is speaking to undercover cop rather than to a friend. 3) Leyra v Denno – 1954 – deception occurred when cops 11 masqueraded as doctor and interrogated during exam. 4) Lynumn v Il. – 1963- deception occurred when cops falsely claimed that ’s right to retain custody of kids depended upon her cooperation with them. 5) Illinois v Perkins—1990 no deception when undercover cop got confession from in prison. 6) Col. v Spring – 1987 – confession not involuntary if cop doesn’t inform that she will be questioned about a crime other than the one about which she agreed to talk. e. Rationale: 1) Invol.confession = untrustworthy 2) even if corroborating evidence exists, the cops should obey the law when enforcing the law. 3) use of coerced confessions so offensive to a civilized system of justice that they must be condemned. 4) ours is an accusatorial system, not an inquisitorial one. 5) values of human dignity, personal autonomy, and mental freedom support the premise that a person should not be convicted via coerced confession 7) exclusion of coerced confession deters police misconduct. 5. Confession must be result of state action a. Col. V Connelly – 1986 – Must be link between coercive activity by the State and ’s confession. The most outrageous behavior by a private party seeking to secure evidence against does not make that evidence inadmissible under the DP Clause. 1) Schizophrenic confessed to murder; expert testified that his illness didn’t allow him to act voluntarily. But state had not taken any action to elicit confession, so it was admissible. 6. Must have standing to raise coerced confession claim a. SC has not ruled directly on standing here, but has stated that 5th Am priv.against self-indrim is “intimate and personal” and that it adheres to the person, not to the incriminating info. b. Plus, abandoning the standing requirement would exclude more evidence; against philosophy of current court. 7. Scope of Exclusionary Rule a. Rule: Coerced confession is inadmissible at trial; can’t even be used for impeachment. 1) No good faith exception cuz you can’t coerce a confession in good faith. 2) if coerced confession mistakenly admitted into trial, 12 will only get new trial if the admission is found NOT to constitute harmless error. (Az. V Fulminante). 3) Confession must be material to the conviction (ie wouldn’t have been convicted without it.) (Az. V Fulminante). b. Fruit of poisonous tree – fruits and instrumentalities of coerced confession inadmissible. 1) Same exceptions as to 4th am fruit of poisonous tree doctrine probably apply here, but no real cases to give guidance. 2) Harrison v US -- 1968– prosecutor failed to prove that testimony was sufficiently distinguishable from illegally obtained confession to be purged of the primary taint. The illegal confession had violated the McNabb-Mallory Rule, which is non-C. doctrine; so it follows that a violation of Const.doctrine like the 5th Am rt against self-incrim would also fall under the Fruit of the Poisonous tree doctrine. 3) probably same exceptions apply, too. Ie inevitable discovery, alternative source, etc. III. 5th am right to counsel A. 5th am right to counsel proceeds from need to prevent intrusions upon the privilege against self-incrim. It requires that the have a right to counsel whenever he is subjected to a custodial interrogation, whether or not he has been formally charged (Michigan v Jackson). B. attaches only when 1) there is a custodial interrogation; 2) the M. rights have been read; 3) asks for counsel. C. Not offense specific; once suspect asserts 5th Am rt to counsel, cops must stop interr, him about ANY offenses, unless counsel is present or suspect initiates conversation. IV. Miranda cases Separate from 5th am right against compelled self-incrim. A. Historical Context 1. Evolved out of problems w/ totality of circumstances test used to figure out if confessions were coerced cops needed bright line rule; courts bogged down in having to look closely at every case; interrogations done incommunicado are problematic. Miranda provided the bright line. 2. 1964 - Interrogation law takes dramatic turns: a. Malloy Hogan –1964 – rt against self-incrim deemed fundamental right b. Massiah v US- 1964- govt may not deliberately elicit statements from a person under indictment in the absence of counsel. 13 c. Escobedo v Il – 1964 – extended right to counsel to preindictment interrogation. 1) under arrest for murder. Taken into custody late at night and interrogated at police station, while handcuffed and kept standing. 2) asked several times for his atty. Told by cops that atty did not want to see him, when atty really in waiting room. 3) late at night cops had confront partner in crime; made remarks suggesting that he was familiar with crime. Later made statements to cops implicating himself. never informed of privilege against selfincrim. 4) SC held statements inadmissible; violated 6th am rt to counsel. st 5) 1 time 6th am rt to counsel applied to person against whom criminal proceedings had not yet formally commenced. 6) Narrow holding said 6th am rt to counsel violated when is focus of investigation; is in custody; requests and is denied an opportunity to consult w/ his atty; cops have not informed of his privilege against self incrim. Because its limited to its own facts, it is the ONLY SC opinion to hold that 6th am rt to counsel attaches before formal criminal proceedings begin. 7) Sc later made this a self-incrim case by saying that the rationale of the case served to guarantee full effectuation of privilege against self-incrim. 8) Significance of case = opinions of majority of SC toward interrogations and confessions. Launched attack on govt reliance on confessions. 3. Current SC doesn’t read M. broader than necessary. Doesn’t buy into “fox hunt” theory, as seen in Moran v Burbine. B. Miranda v Arizona – 1. Case Information a. 4 cases consolidated upon appeal. All 4 cases had common facts b. suspects taken into custody (3 by arrest; 1 before arrest); c. all questioned in interrogation room under police-dominated circumstances, incommunicado. d. incommunicado = 1) preventing Δ from communicating with or meeting w/ counsel or 2) not informing outside world of Δ’s whereabouts or 3) denying Δ’s friends, lawyers, or relatives access to him 14 e. Suspects never told they had right to remain silent under 5th am priv. of not being W against self. f. Statements were obtained that were offered to ct during crim trial. C. Miranda holding: 1. any statement whether its exculpatory or inculpatory, obtained as a result of custodial interrogation may not be used against in a criminal trial, unless prosecutor proves that police provided procedural safeguards effective to secure ’s privilege against compulsory self-incrimination. 2. Until congress or state leg comes up with alternative, police must provide Miranda warnings in order to get statement in at trial. 3. Right to counsel: a. circumstances of custodial interrogation can quickly break down b. entitled to counsel prior to questioning and to have counsel present during interrogation.-helps assure ’s ability to choose whether to speak or to remain silent is unfettered; reduces chance that cops will act coercively; atty can testify at trial about any coercion; ensures that ’s statements given at trial are accurate c. falls under 5th Am rt to counsel. 4. Procedural safeguards: a. No talismanic incantation required per SC in Calif. V. Prystock, as long as the explanation if equivalent to following: b. Must state in clear and unequivocal terms that c. has right to remain silent d. that anything says can and will be held against him (consequences of waiving the right) e. has right to consult w/ lawyer and to have lawyer present during interrogation (Miranda right to counsel) f. if cannot afford atty, one will be appointed by state to represent him for free. 5. Duckworth v Eagan – 1989 – SC said inquiry into adequacy of warnings is simply whether warnings reasonably convey to suspect his rights as required by M. a. SC tried to come up with bright line rule. COULD have been said that Miranda was effort to clarify 5th Am privilege against self-incrim. But, SC came to say Miranda is not Constitutional rule, but rather a prophylactic rule to prevent a C.violation. Consequence is that exceptions to Miranda exclusionary rule exists and Miranda has less teeth. 6. Us v Mandujano – failure of prosecution to give M’s is not available as a defense to W who lies to a grand jury. He can still be convicted of perjury. Also, 2 elements of M – the rt to appointed counsel and the rt to 15 have questioning halted immediately on the request for counsel – don’t apply to grand jury W’s. D. Exception: not a violation if not in custody. a. Custody = person is taken into custody or otherwise deprived of his freedom of action in any signif.way. 1) custody determined by TOC test. 2) Arrest=custody. Custody does NOT equal seizure. Person temporarily detained, ie under Terry level seizure, is not in custody for purposed of Miranda. 3) Person not in custody unless he is formally arrested or in custody at a level tantamount to an arrest. b. Person’s freedom of movement restricted tantamount to an arrest if a reasonable person, under the same circumstances, would have thought he was not free to leave (Beckwith v US). c. Per Beckwith, custody does not equal focus. was focus of criminal tax investigation. IRS agents questioned him at his home. was not in custody at time of questioning, so SC held M’s not required cuz a reas.person would have felt free to leave or to ask the agents to leave. d. Custody may occur outside of police station. Ie cops take suspect to locked room at an airport to question him. (Florida v Royer) 1) Orozco v Texas – 1969 – SC held that was in custody when 4 cops entered his bedroom and questioned him at 4 am. One cop testified that was under arrest at time of questioning, although had not been informed of this. Timing of interr., the pointed nature of the q’s, and the presence of 4 armed cops = reasonable person in ’s situation would have believed he was in custody. Therefore, cops should’ve given M’s. 2) But most out-of-station questioning is not considered custodial and does not require M’s. Lacks coercive atmosphere that makes person feel like he’s not free to leave. 3) Not all police station q’s are considered custodial interr. 4) Calif. V Beheler – 1983 - voluntarily agreed to go w/ cops to station house for q’s about a murder that he had reported to them. At station, he answered q’s w/out being given M’s, for 30 minutes. He was permitted to leave and was arrested 5 days later for the murder. SC held M-less statements were admissible cuz even though q’s happened at station, not in custody. e. Cops subjective and undisclosed view of whether person being 16 interrogated is a suspect, or his hidden, unstated agenda to put under arrest is NOT an issue or standard. 1) not enough for to show he was in custody by showing cop intended to arrest him all along. -if reasonable person would have believed himself as arrested or in situation tantamount to arrest, then he will be considered in custody. 2) Berkemer v McCarty -- cop saw driving erratically; pulled him over and had him get out out of car. When complied, cops noticed he had difficulty standing. At that moment, cop subjectively determine that would be charged with DUI and taken to jail. Without giving M’s, cop asked whether he had been using intoxicants. a) Holding -- if is stopped by cops for questioning, he is only temporarily detained, or seized acc.to 4th Am. But not in custody for purposes of Miranda. b) Reas.driver in ’s position would not have believed he was in situation equivalent to a formal arrest. D. Misc M’s 1. Minor offenses a. Berkemer -- cops tried to argue that they have no reason to subject a misdemeanor suspect to sort of interr.that troubled SC in Miranda. SC didn’t buy it; said M’s must be given before ANY cust.interr. crim.offense. Often when cops arrest on misdemeanor, they’ll find out later that is wanted on felony charges, too, so M’s needed. Sc kept bright line here. b. Terry stops 1) person not in custody for purposes of M just because his freedom of movement has been curtailed by cops like the less intrusive seizure in a Terry stop. 2) Berkemer – motorist not in custody if subjected to roadside q’s during routine traffic stop, which are brief, occur in public, and usually involve only 1 or 2 cops. 2. Misc.coercive environments a. not necessarily a correlation btw custody and coercive environment. b. Ore.v Mathiason – 1977 - was parolee suspected of burglary who came voluntarily to police station at cops’ request. W/out M’s, he was questioned with door closed. Prior to q’s, cops told he was not 17 under arrest; he was allowed to leave after making incrim.statements. Sc held that M’s not required cuz nor in custody during interview: he was told he was not under arrest, and he left the station after q’s. “Coercive environment will not convert a noncustodial situation into a custodial one in which M.applies. c. Grand jury proceedings do not require M warnings. Grandjury subpoena not an unreasonable seizure, so appearance not custodial. d. Psychiatric exams require M warnings if used for more than determination of competency to stand trial 1) Estelle v Smith – 1981 – w/out permission of Δ’s atty and w/out giving Δ M’s, shrink examinec Δ to predict Δ’s future dangerousness. Shrink testified at sentencing phase of trial. Violated Δ’s 5th and 6th am rts. 2) Allen v Illinois-1986- Δ interviewed to see if he was sexually dangerous person. Δ’s statements to shrinks inadmissible; but shrinks allowed to testify at trial as to their opinion that was based upon Δ’s statements. a) SC said proceedings not criminal under 5th Am (even though state must file criminal charges against Δ in order to file a sexually dangerous person petition, and statute involved had same safeguards found in crim.trials. e. Focus does not equal custody (Beckwith) E. Exception: Not a Miranda violation unless an actual interrogation occurs. a. Some courts consider probation officers and IRS officers conducting tax investigations law enforcement personnel for purposes of M. (Beckwith v US). b. M’s not required if interrogation done by non-police. Interrogations by private investigators and victims are not subject to the M requirement. c. RI v Innis 1980 - M’s given; requested to see atty, so cops had to stop interr. Until did so. But then cops discussed in front of location of weapon around playground of handicapped kids. interrupted cops to tell where weapon was. 1) SC ruled not an interrogation, so ’s statements about gun were admissible. 2) “interrogation” refers not only to express q’s, but also to its “functional equivalent” = any words or actions on part of cops (other than those normally attendant 18 to an arrest and custody) that cops should know are reas.likely to elicit an incriminating response from . 3) functional equivalent focuses on perceptions of subject, not intent of cops: Should cop have realized that his acts or words were reas.likely to result in an incrim.response from ? 4) Cop’s subjective intent to elicit a response is not the key; but may play a role if cops have knowledge of ’s special susceptibility to a particular form of persuasion. 5) cops’ conversation here was brief, not evocative, no evidence that cops knew was particularly susceptible to an appeal to conscience, or that was disoriented or upset when the remarks were made. d. Brewer v Williams – 1977 – “Christian burial speech” is example of what SC probably meant in Innis re: definition of interrogation, even though this is a 6th Am case. Cops still tried to deliberately elicit statements knew of ’s mental illness and susceptibility to religious arguments. e. Illinois v Perkins – 1990 – Not a custodial interrogation for purposes of M. if questioning is done undercover by undercover cop. No M’s required. f. Schmerber v Calif. – 1966 – M applies only to testimonial or communicative privilege. may still be compelled to produce physical evidence. g. Penn. V Muniz –1990 – so, cops can ask questions in order to reveal the physical state of his voice or manners. Ie cops arrest for DUI. W/out M’s, cops conduct sobriety test in which ’s answers to direct q’s are videotaped. ’s answers to these direct q’s will not be inadmissible by M. just because ’s slurred speech will incrim.him. Sc said requiring to reveal physical properties of his voice does not, without more, compel him to provide a “testimonial” response for the purpose of privilege. 1) But 5th Am (& therefore M.) is implicated if content of ’s answers suggest he is mentally confused, ie he gives incorrect answers to q’s. 2) Inference of ’s intox.can’t be drawn from a testimonial act (his answers); only from physical evidence (slurred speech). F. Exception: Not a M. violation when overriding considerations of public safety exist. 1. No M’s required where need to apply prophylactic rule protecting 5th am privilege against self-incrim is outweighed by public safety concerns. (Quarles). a. balance test = reas.man test. It’s not what the police officer 19 actually believed at the time, but what a reas.police officer would believe under circumstances. (Quarles). 2. Elements: a. objectively reas.need to protect police or public from an immediate danger b. an exigency requiring immediate action by the cops beyond the normal need to expeditiously solve a crime c. cops can only ask q’s that are reas.prompted by a concern for public safety. 1) Ex. Quarles - raped woman and fled into grocery store. Cops come in and grab him. wearing gun belt, but no gun. Cops ask him where gun is, and he signals a pile of boxes, saying, “In there.” Statement will be admissible against him, because the cops had a reas.concern for public safety – that ’s partner in crime or that an innocent member of public might stumble across the gun. a) SC said cops faced with immediate necessity of finding gun. So long as gun’s whereabouts unknown, it posed danger to public safety because an accomplice or someone else might get to it. G. Exception: Not M.violation if custodial interr. is covert 1. M’s not required when suspect is unaware that he is speaking to a law enforcement officer and gives a voluntary statement. a. Il. v Perkins – 1990 – cops found out that Δ, a jail inmate, had made statements to another prisoner that implicated Δ in a murder then under investigation. Undercover cop, X, placed in Δ’s cell and posed as a burglar; tried to engage Δ in casual conversation about the murder. X talked about murder in general’ asked Δ if he’d ever killed anyone. Δ admitted he had and told details of crime. 1) SC held Δ’s statements admissible because these sorts of statements do not implicate the concerns underlying M. b. M. triggered by need to prevent coercion of Δ by cops. Coercion determined by Δ’s perspective; therefore, coercion not present when Δ thinks cops is actually a cellmate! c. No interplay btw police interr. and police custody when cop is wearing prison gray. H. Exception: Not a M violation if questions part of routine booking 1. Questions exempted from M that are meant to secure biographical data necessary to complete booking or pretrial services. a. Penn. v Muniz – 1990 – Δ arrested for DUI. At station, cops asked q’s about Δ’s name, age, weight, eye color, DOB, age, etc. as part of a routine practice for receiving persons suspected of driving while intox. Q&A videotapes w/ Δ’s consent, but before M’s given. 20 1) SC 4 J. plurality held that M’s nor required before these sorts of q’s. 2) Q’s were routine, for record-keeping purposes only, and reas.related to police admin.concerns. 3) Cops just can’t use booking q’s to elicit incrim.admissions I. Exception: Not a M violation if waives Miranda rights 1. Most suspects do waive rts J. Elements of waiver 1. Johnson v Zerbst (1938) & Edwards v Az (1981) – “strict” waiver standard = C.rt. may not be waived unless there is an intentional relinquishment or abandonment of a known rt or privilege. 2. BOP on prosecution to prove waiver given knowingly, intelligently, and voluntarily (Miranda, and NC v Butler). If prosecution argues waiver by implication from suspect’s words or conduct, courts will apply careful scrutiny. a. Col. v Connelly –1986- prosecution must prove by preponderance of evidence b. Edwards v Az – 1981 – matter of waiver depends in each case upon the particular facts and circumstances of that case, inc.the background, experience, and conduct of the accused. K. “Knowingly and intelligently”: Dressler p 417 1. Moran v Burbine – 1986 – waiver must be made with full awareness of both nature of the right being abandoned and the consequences of the decision to abandon it. 2. Col. v Spring – 1987 – arrested for interstate trans.of stolen firearms. After waived his M’s and during questioning, cops asked him about a murder that had occurred earlier. confessed to murder. a. SC said need not know all the facts that may have an effect on his decision to waive rights for waiver to be k&i. b. Sc said knew what his rts were and that he could stop the q’s at any time, and knew that ANY statement could be held against him. c. But see Ore. V Elstad – 1985 - confessed to crime before M’s given. Cops read him M’s, after which waived rts and provided more incrim.statements. argued that his post-M statements should be excluded, partly cuz he wrongly believed that the “cat was out of the bag, aka he did not know that when he made the 2nd statement, that his earlier confession was inadmissible anyway! He said he wrongly believed he had nothing to lose w/ his 2nd statements, so his waiver was not k&i waived. d. Sc said too bad. ’s ignorance of full consequences of his waiver did not vitiate its voluntariness. 3. Moran v Burbine – 1986 - arrested for murder. ’s sister got atty to 21 call police station to say she would act as ’s counsel should cops interr.him. Cops said would not be interr. that night. Cops interr. one hour later after giving M’s to and signing waiver. Cops did not inform that he had an atty. a. Sc held ’s waiver has ki&v. Although must be informed of his rt to counsel, not Const.entitled to know that his atty wishes to see him. b. Sc said cops were misleading, but their deception of atty could not have influenced ’s decision to waive rts. c. Cops not required to supply w/ flow of info to help calibrate his self-interest in deciding to speak or to stand by his rights. L. Voluntariness: Dressler p 417 1. only requires that waiver be product of free, uncoerced choice, rather than of intimidation, coercion or deception, and that was aware of his rights and the consequences of abandoning them. (Moran v Burbine). a. Here, SC will not require more than required under 14th Am DP. b. Waiver of rights considered voluntary if moral or psych. pressures to confess emanate from sources other than official coercion. (Ore. V Elstad). c. Irony- M. was created for bright line rule; now gray area of “voluntariness” returns! 2. Miller v Fenton-3rd cir.-Δ waived M’s. But then police used excessive friendliness and lied about victim’s death to get Δ to confess. a. 3d c. looked to TOC to hold confession was valid and voluntary. b. cops never told Δ he wouldn’t be prosecuted. Δ had spent time in jail before, was mature adult, etc. c. Dissent: look at TOC requires ct to take into acct that Δ collapsed into state of shock after confessing = suggests coercion 3. Prosecution must prove that received warnings and waived them. *Confession must be voluntary. (Johnson v Zerbst) 4. Sc has said that lengthy interrogation or incommunicado incarceration is strong evidence of invol. relinquishment of right. 5. if no warnings given, no amount of circumstantial evidence may be used to say that was aware of his rights. M. Types of waiver: 1. waiver may exist when makes express statement that he is willing to make a statement, and that he does not want an atty present, followed closely by a statement. a. Per NC v Butler, an explicit statement of waiver is not invariably necessary to support a finding that waived his M. rights. Waiver may be implied. b. Best proof of waiver is written, but suspect’s waiver can be proven even if he refuses to sign waiver. (NC v Butler). 22 2. Mere silence after receiving M’s can NEVER constitute waiver. But at least one court has held that nods or shrugs may constitute waiver. 3. Minors can waive rights, but proving the validity of waiver will be more difficult. N. Scope of M Exclusionary Rule 1. Impeachment exception a. Harris v NY – 1971 – prosecutor may use a statement obtained in violation of M to impeach Δ who testifies inconsistently w/ a custodial statement. 1) shield provided by M cannot be perverted into a license to use perjury by way of defense, free from risk of confrontation w/ prior inconsistent utterances 2) once Δ takes stand, prosecutor entitled to use trad’l truth-testing devices of the adversarial system. 3) police deterred enough if statements cannot be used in case-in-chief; deterrence doesn’t extend to impeachment. 2. Fruit of the Poisonous Tree Doctrine a. if M violation occurs, resulting in the exclusion of the statement secured in violation of M, the govt may still call a W to testify at trial, although the W’s identity is a fruit of the inadmissible statement. b. govt may also introduce Δ’s own voluntary, post-M admissions, even if they are fruits of an earlier M violation. c. verbal evidence admissible, regardless of whether the connection btw the challenged evidence and the M violation is so attenuated so as to dissipate the taint. Probably extends to physical evidence, too. d. volitional statements made by Δ are treated more leniently than physical evidence obtained by cops in violation of Const. e. Mich. v Tucker – 1974 – cops gave incomplete M’s to Δ before cust.interr. Although q’s occurred before M announced, Δ’s trial took place after M was decided, so M’s safeguards applied retroactively to the interr. Hence, Δ’s statements obtained in voilation of M were inadmiss. 1) In Δ’s inadmissible statement, cops had obtained name of W, who was called to testify at Δ’s trial. Δ asserted Wong Sun fruit doctrine. 2) SC held that fruit doctrine inapplicable here because M. not a Const.doctrine. f. Rationale: 1) W’s testimony not untrustworthy cux W subject to cross x by Δ 2) deterrence rationale of exclusionary rule lost much of its 23 force in the pre-M. context of the case, cuz cops had acted in good faith when they provided incomplete warnings. 3) Sc rejected “judicial integrity” as an indep. basis for excluding the challenged evidence. g. Ore. v Elstad – 1985 – cops obtained incrim.statement from Δ in violation of M. Later, Δ arrested and given M’s. Δ waived his rts and made a 2nd more damaging statement. First statement inadmiss.under M. Issue on appeal was whether 2nd confession was also inadmiss.as a fruit of the inadmiss. earlier confession. 1) Sc said reasoning of Tucker applies with equal force when the alleged fruit of a noncoercive M violation is neither a witness nor an article of evidence but as in this case, the accused’s own voluntary testimony. 2) in absence of compulsion or improper police tactics, the twin rationales of the M ER – trustworthiness and deterrence – did not call for exclusion of Δ’s testimony, although it was the fruit of the original violation h. Withrow v Williams-1993-SC refuses to deny fed.habeas relief to state prisoners convicted on basis of statements obtained in violation of M. 1) M. safeguards fundamental trial rt, use of unreliable statements at trial 2) Even if M. claims barred from habeas claims, prisoners could still bring DP claims. 3) Dissent: like 4th Am ER, M not Const.required. Should limit 5th Am habeas not true invol.confessions then. Creates tension btw state and fed cts. O. Enforcement of the M. Rights: What if asserts his rights? 1. Right to silence a. M.decision says if indicates in any manner, at any time prior to or during questioning, that he wishes to remain silent, the interrogation must cease. b. any statement obtained after that will be viewed as compulsion, subtle or otherwise. c. if asserts privilege in presence of his atty, some further Q’s may be permissible. d. Minimal req’s for cops to resume q’s = immed.cessation of q’s; suspension of interr. for signif.period; and giving fresh M’s at start of 2nd interr. e. Mich. v Mosley – 1975 – this doesn’t mean, however, that cops may NEVER resume interr.after asserts his rt to silence. 1) Cops must “scrupulously honor” ’s rt to remain silent, 24 which included here that cops waited 2 hours to try again, sent different cop, did it in another location, asked about a different crime, and after M’s were restated. 2. Right to counsel a. For Interr. purposes: 1) Edwards v Az. (1981) – cops read his M’s. orig.agreed to talk, but later told cops he wanted atty before making a deal. Cops stopped interr.and took to jail. Cops returned next morning to resume questioning. When said he didn’t want to talk, jail guard told him he had to. a) Sc held that when invokes his rt to consult w/ atty prior to interr., cops may NOT interr. again until after atty has been made available to him, unless himself initiates communication, exchanges, or conversations w/ police. b) per SC in Ore. v Bradshaw (1983), Δ asked cops, “Well, what is going to happen to me now?” This counted as an initiation of comm. because it was indirectly related to the investigation. Hence, cops didn’t act improperly when resuming q’s after securing a valid waiver. c) per Bradshaw, 4 J. plurality “initiate communication, exchange, or conversation” means any comment or inquiry that can be fairly said to represent a desire to open up a generalize discussion relating directly or indirectly to the investigation. d) comments or inquiries relating to routine incidents of the custodial relationship, such as a request for water or to use the telephone, fall outside the scope of this definition. b. Purpose of M is to prevent cops from badgering into waiving previously asserted M.rts. c. Because M. is prophylactic, and the Edwards rule protects M., Edwards rule is double prophylaxis/2nd layer of protection. 1) Edwards rule is very strict. a) bars police interr., even regarding offenses unrelated to the subject of the original interr. b) irrebutable presumption that any new waiver of rts coerced c) per SC in Minnick v Miss., once Δ invokes his M. right to counsel, the police must not only permit Δ to consult w/ atty, but they may not re-initiate questioning unless atty is present. 25 d) if states at any time prior to or during the questioning that he wants to consult with an attorney, the interrogation must cease until atty is present e) when atty arrives, must have opportunity to confer with atty and to have him present during subsequent questioning. 2) Exception to Edwards: Davis v US – 1994 – Δ initially waived his M’s and was interrogated. Ninety minutes into the q’s, Δ said, “maybe I should talk to a lawyer.” When cops tried to clarify Δ’s wishes, Δ said, “No, I’m not asking for a lawyer…I don’t want a lawyer.” Cops resumed interr. a) Sc held 5-4 that if Δ ambiguously or equivocally asserts rt to counsel, cops may ignore remark and continue w/ interr. b) Reasonable officer test: if reasonable cop, in light of the circumstances, would have understood only that Δ might be invoking his rt to counsel, interrogator may ignore the remark and proceed w/ q’s. c) per SC, cops need not ask clarifying q’s, although Sc recommended as good practice. d) Sc adopted rule for clarity and ease of application, despite fact that it might disadvantage some Δ’s who are afraid, ignorant, or women or other groups who are not socialized to use assertive language. Rule might also undercut Edwards cuz all people more likely to use hedging language when they are situationally powerless during interr. b. For Non-interr. purposes: 1) SC has expressed doubt that the rt to counsel can be invoked anticipatorily (McNeill). Lower courts have left q open (Alston v Redman) 2) Sc has hinted that an assertion of the Miranda-Edwards rt to consult w/ counsel might not be effective if it is asserted initially outside the context of custodial interr., ie at a judicial proceeding or in a letter sent to police before an impending arrest. 3) McNeil v Wisc. – 1991 – Δ arrested pursuant to warrant charging him w/ armed robbery. Δ requested counsel at a bail hearing – a judicial proceeding – on the robbery charge. Cops later visited Δ in his cell, where M’s were re-given. Δ signed waiver 26 form and answered q’s about other offenses for which Δ was a suspect, but for which he had not been formally charged. a) Sc held that Miranda-Edwards cease-interr. rule did not apply here. b) SC said that by requesting atty at bail hearing, Δ invoked rt to counsel re: robbery charge. His statement could not be reas.construed to be an expression of desire for an atty to deal w/ custodial interr. by the police on the other offenses for which he had not yet been charged. P. Rationale behind Miranda 1. Cops’ manuals detailed lots of psych.tricks to use on ’s to get them to talk 2. Per SC, interrogation exacts a heavy toll on individual liberty and trades on the weakness of individuals. 3. Per SC, surrounded by antagonistic forces; kept incommunicado in a police dominated atmosphere and deprived of every psych.advantage 4. compulsion inheres in custodial interrogation 5. the warnings are designed to relieve the inherently coercive pressure of a custodial interrogation, which leads easily, unless curbed, to selfincrimination. 6. importance/need of confessions overstated in law enforcement; cops usually have enough evidence without it. 7. M. supports adversarial system; it is not for the authorities to decide when should speak; rather, it is the right of the individual, with atty’s assistance, to decide whether and when to talk to cops. Q. Pros v cons of M. 1. CON – “didn’t go far enough” – Sc did not take Escobedo and M. to its logical conclusion, which would have been to prohibit custodial confessions altogether, permit questioning only in the presence of a lawyer, or at least prohibit interrogation until has consulted w/ atty. a. If one takes seriously the principles stated in M, that “govt must shoulder entire load in accusatorial system of justice” and that it must “respect the inviolability of the human personality” then it follows that the govt should not be able to establish guilt by use of admissions obtained in the inherently coercive environment described by SC. b. Sc acted inconsistently by allowing ’s to “voluntarily” waive their rts in the inherently coercive environment of the interr.room. c. Therefore, at minimum, atty needs to be present or consulted before waiver is truly effective. 2. PRO – the above critics do not appreciate the fact that in 1966, this was as far as the SC was able to push the issue 3. CON – “M. went too far – holding in M has no signif.support in the 27 privilege or in the language of the 5th Am. a. English PASI applied only to judicial interr., not to police interr. Language of 5th Am expressly says “witness” against self. 4. PRO – Although Framer’s intent re:5th Am is murky, it is odd to think that they would have intended to allow police interr. While banning judicial interr. Even Office of Legal Policy in the DOJ, which called in 1986 for Sc to overrule M., conceded that the applicability of the 5th Am to police interr. is consistent with the historical understanding of the priv. 5. CON – “the rule is unnecessary and irrational” – DP clauses of 5th and 14th Am. already provides adequate tool for coping with confessions. a. Totality of the circumstances voluntariness test is workable, effective, sophisticated, and sensitive. b. SC case law makes it clear that if cops engage in certain kinds of conduct, they do so at their risk. c. M. is formalistic; every custodial interr.is not coercive; this is counterintuitive and empirically false. d. Doesn’t make sense that can blurt thngs out on his own and they’ll be admissible, but one question by cops will make it invalid. 6. PRO – supposed safeguards of the voluntariness test were illusory. a. M. sends clearer message to cops than TOC test ever could. b. M returned law to point it already had been in Bram. c. when analyzing self-incrim.claim to invalidate a confession, amount of pressure exerted on by cops should be less than what is required to invalidate a confession under DP, because Framers intended 5th Am to specifically address inquisition/interr. 7. CON – “M is anti-confessions and pro-fox hunt.” Implicitly says confessions are not to be trusted and it is wrong for cops to gather evidence from . a. M. opinion seeks pure adversary system, but US system based also upon inquisitorial procedures. b. M. ignores preservation of others in society besides . c. M treats ’s as underdogs who need atty to match wits w/cops and to protect them against pressure of custodial interr. Places on level playing field w/ cops. can be acquitted even if factually guilty. This sporting theory of justice is senseless; not a fox who should be given a chance to escape. 8. PRO – critics really object to PASI, not to M., and to accusatorial justice system. Const., not SC prohibits SI. 5th Am, not M., values system of justice in which govt must prove guilt by its independent labors. a. M based on unseemly cops behavior that would take psych.advantage of citizens’ vulnerabilities. b. the weak should not be exploited by govt agents. 28 c. M safeguards human dignity and autonomy. 9. CON – “M injures law enforcement – cops questining of ’s is indispensable instrumentality of justice. a. M makes it too hard for cops to get statements from cuz once knows of his rt to talk to atty he’ll exercise it, and more guilty people will escape justice. b. M resulted in drop in confession rate and convictions. Cops have also lost collateral benefits of confessions, ie names of accomplices. 10. even early critics of M now recognize that it has provided big benefits w/ little social cost and has not really hampered cops. a. studies cited by critics are empirically flawed b. police chiefs who have seen decrease in confession rates in depts. Still like effect of M of professionalizing cops c. even w/ M., ’s frequently waive M rts, so M really liberates cops from later accusations of coercion. R. M. is not Const.doctrine 1. Mich. V Tucker – 1974 -- was not given M’s, so s statement excluded at trial. But issue was whether the fruits of the confession, ie testimony of W whose name was mentioned in the Miranda-less statement, was also inadmissible as fruit of the poisonous tree. a. Foundational question is to ask whether cops’ conduct directly infringed upon ’s PASI, or whether it instead violated only the prophylactic rules developed to protect that right.. b. Sc said cops did not deprive of his PASI, but rather failed to make available procedural safeguards associated with rt of PASI since Miranda. c. Hence, failure of cops to provide w/ M’s prior to interr. Does not render confession involuntary as a violation of 5th Am. Instead it only violates procedural safeguards devised by SC in Miranda in order to prevent an actual violation of C. M. sweeps more broadly than 5th Am itself and may be triggered even in absence of 5th Am violation. d. deconstitutionalized Miranda, which means M. exclusionary rule is narrower than 5th Am exclusionary rule; now not sure if states have to have M. ER. 2. Omnibus Crime Control Act – 1968 – language of law intends to treat lack of M. warnings as only a factor to be considered by courts in determining admiss.of confessions obtained during cust.interr. a. fed law enforcement officers continue to give M.warnings, though. Fed.prosecutors ignore it, too, even when M.violations have occurred. b. Davis v US –1994 – amici called on SC to consider C. of the law, but it declined to do so. One fed.circuit has upheld the Act against C.attack in c. US v Crocker; one circuit said Act does not trump violation of 29 M.waiver rule in US v Cheely. V. 6th Am Right to Counsel A. Overview 1. 6th am = “in all criminal prosecutions, the accused shall enjoy the rt to have assistance of counsel for his defence.” 2. General rule = in the context of trad’l interr where the accused is aware he is dealing with law enforcement agents, the 6th am renders inadmissible in the prosecution’s case in chief any statement deliberately elicited from Δ after adversarial criminal proceedings have begun, unless the accused atty is present or he knowingly and voluntarily waives his rt to counsel. 3. In case of covert police activity, rule is same except that Δ can never knowingly and voluntarily waive the rt because he does not know that he’s speaking to an agent of the state. 4. Personal right; may only be asserted by person whose rt has been infringed (supported by language in Massiah). 5. Rt is also offense-specific. (McNeill v Wisc.) a. In addition to looking at whether formal judicial proceedings have begun, must also look at whether those proceedings have begun in regard to the specific crime that is at the heart of the legal dispute. b. Once suspect invokes 6th Am rt to counsel, cops must cease interr. about the crime for which charges have been filed, but need not cease q’s regarding other, uncharged offenses. (McNeill). 6. Distinguish this from 5th am right to counsel by looking to see if charged with crime at time of arraignment. If so, 6th am rt attaches at “critical stages” of proceedings. a. applicable when proceedings move from investigation to accusation (Moran v Burbine) 7. Rt based on general notion that criminal needs a lawyer at every phase of the proceedings once he’s been charged. Conversely, 5th am right to counsel proceeds from need to prevent intrusions upon the privilege against self-incrim. It requires that the have a right to counsel whenever he is subjected to a custodial interrogation, whether or not he has been formally charged (Michigan v Jackson). a. applies to trad’l interr. as well as surreptitious police conduct B. Massiah v Wisc. – 1964 1. The opinion: a. Facts: Δ arrested for narcotics offense. He retained atty; pleaded not guilty; released from custody on bail. In the meantime, I, who was charged in the same indictment, agreed to cooperate with cops in continuing investigation of Δ. I allowed cops to install listening device in his car so they could listen to his and Δ’s lengthy conversations. 30 During intercepted conversations, Δ made incrim. statements that were introduced at trial over his objection. Δ argued that his 6th am rt to counsel violated. b. SC agreed; holding short and narrow. Specified that here, SC dealt with federal case when Δ’s incriminating statements used against him at trial had been deliberately elicited from him after he had been indicted and in the absence of his counsel. c. period after suspect is formally charged w/ offense and before trial is the most critical period of the proceedings during which consultation, thoroughgoing investigation and prep are vitally important. d. to deny Δ counsel during this period would be to deny her effective representation by counsel at the only stage when legal aid and advice would help. C. Making sense of Massiah: 6th am role of counsel Dressler p. 436. 1. Effect of holding: in the event of surreptitious deliberate elicitation of incrim.statements after adversarial criminal proceedings have commenced against and accused, the govt must either reveal its presence to the accused and afford the opportunity to consult with counsel, or to suffer at trial the exclusion of product of its adversarial encounter with the accused. 2. Dissent: J.White criticized exclusion of relevant, reliable, highly probative evidence obtained in a noncoercive environment. 3. Hard to see how Δ’s 6th Am right was really violated. Commentators have said real problem facing Sc here was the permissible extent of govt deceit inherent in undercover work and the use of informers. 4. In order to implicate a 6th am interest, have to define “assistance of counsel” in certain ways. If you define a lawyer’s role as adversarial assistance, or guardian of the fortress, then he should be the essential medium thru which demands and commitments of sovereign are communicated to Δ. Then govt has affirmative duty not to circumvent and thereby dilute the protection afforded by the rt to counsel. D. Definition: Adverse Judicial proceedings Dressler p. 440 1. Brewer v Williams – 1977 – Δ arrested and arraigned for murder of child. While being transported in a police car from one part of the state to another, Δ was subjected to the “Christian burial speech.” Cop prefaced speech by telling Δ, “I want to give you something to think about” and proceeded to discuss dead girl’s body out in snow. Concluded remarks w/, “I don’t want you to answer me. I don’t want to discuss it any further. Just think about it.” Cops never asked Δ any q’s. a. SC said whatever else it may mean, the rt to counsel granted by 6th and 14th am means that at least a person is entitled to the help of a lawyer at or after the time that judicial proceedings have been initiated against him, whether by 31 way of formal charge, preliminary hearing, indictment, information, or arraignment. b. this language shuts door that 6th am rt to counsel might apply before judicial proceedings begin. c. per language of 6th am, only when formalities occur does the “suspect” become the “accused,” does the “prosecution” commence, and only then does accused need to prepare for a “Defense.” 2. McNeill v Wisc – 1991 – rt to counsel under 6th Am is to protect the unaided layman at critical confrontations with his expert adversary, the govt, after the adverse positions of govt and Δ have solidified w/ respect to the alleged crime. E. Definition: Deliberate elicitation 1. Occurs when govt, thru overt or covert agent, a. acts w/ purpose of eliciting incrim. info from the accused re:the pending charges, whether or not the elicitation is likely to be successful (per Massiah and Williams) b. purposely sets up an encounter in which incrim. info is likely to be elicited (Henry). c. or exlpoits an encounter set up by the accused with the agent that it knows is likely to result in incrim.info (Moulton). 2. Massiah v US – prohibits deliberate elicitation, but misleading cuz J.Stewart stated accused was “under interr.” by the covert agent, when really accused and agent only had lengthy conversations. a. Massiah’s “delib.elicitation” differs from the Miranda-Innis concept of “interr.” in that the former test centers on the subjective motivation of the officer, whereas the latter std.focuses on the suspect and is based on the obj.finding that the process will likely result in incrim. info. b. Hence, Massiah delib.elic. std requires higher level of culpability on cops’ part. 2. Brewer v Williams – SC further muddied issue, because here cops never questioned Δ. But SC said the statements cop made were tantamount to interr., cuz cop deliberately and designedly set out to elicit info just as surely as – and perhaps more effectively than – if he had formally interr. him. 3. US v Henry – 1980 – I, pd informant on FBI, placed in jail cell with Δ after Δ indicted. FBI told I to be alert to any statement made by Δ, but not to initiate conversation with or question him. However, I engaged in conversation with Δ; Δ made statements govt tried to introduce at trial. a. Sc held govt deliberately elicited statements under Massiah doctrine. 1) I paid on contingency basis, so he had incentive to get info from Δ 2) I pretended to be fellow inmate, allowing him to converse with Δ w/out arousing suspicion 32 3) Δ was in custody = subtle influences that make inmate partic.susceptible to ploys of undercover govt agents. b. Thus, SC said govt must have known that I’s proximity to Δ would likely lead to incrim. statements. 3. “By intentionally creating a situation likely to induce Δ to make incrim.statements w/out the assistance of counsel, govt violated Δ’s 6th Am rt to counsel,” regardless of who raised the subject of Δ’s criminal activities, or whether or not I questioned Δ about the crime or merely “engaged in conversation about it.” 4. While Massiah and Brewer involved purposeful elicitation, here, delib.elicitation = fact that FBI had knowledge that I would likely get info = more like FBI was “reckless” = FBI set up situation/circumstances likely to produce statements. 5. Maine v Moulton – 1985 – reinforced Henry and extended Massiah. facts very similar to Massiah. a. Δ and I indicted for theft and released from custody pending trial. Unbeknownst to Δ, I agreed to cooperate w/ prosecution and testify against Δ. I informed cops that Δ had suggested to him that a witness in the case ought to be killed. I let cops wire his telephone; cops recorded 3 conversations btw Δ and I. Δ asked I to meet to discuss plan to kill W. At meeting, I was wired and asked Δ to remind him of facts of the previous theft; prosecution tried to introduce statements at trial. b. Pros. argued this case diff. from Massiah and Henry cuz here, Δ initiated phone calls and meeting w/ I, rather than vice versa. SC disagreed. c. SC said 6th am rt to counsel doesn’t depend on party that instigated meeting/conversation. 6th am give accused rt to rely on counsel as a medium btw him and the state. d. state has affirmative obligation not to act in manner that circumvents protections afforded by 6th am. e. 6th am rt to counsel not violated if state gets info by luck or happenstance. But State can’t knowingly exploit opportunity to confront accused w/out counsel present. F. Definition: Elicitation 1. Kuhlmann v Wilson – 1986 – I, informant, put in cell with instructions to “keep ears open,”not to ask Δ any q’s, and to report to cops any statements made by Δ. Trial ct found I followed instructions; pros. introduced statements at trial. a. Sc said ok. 6th Am not violated by placement of police agent in a jail cell with a person against whom charges have been brought, as long as govt does not conduct investigatory techniques that are the equivalent of direct police interr. b. to prove violation of 6th Am, Δ must prove that cops and I took 33 some action, beyond mere listening, that was designed to elicit incrim. remarks. 1) Here, no evidence of affirmative conduct by I. 2) distinguished from Henry cuz there, I stimulated conversation w/ accused. 3) distinguished from Moulton cuz there, I asked Δ q’s to refresh his memory. G. Waiver of 6th Am rt to counsel 1. Zerbst test: for the fruits of postindictment interr. to be admissible in pros. case in chief, state must prove voluntary, knowing, and intelligent relinquishment of 6th Am rt to counsel. 2. Prevailing view from J.Powell in Brewer = Once accused asserts rt to counsel, a valid waiver is possible if pros. proves that cops refrained from coercion and interrogation and that Δ acted freely on his own initiative to confess the crime. Hence, once accused indicates desire to talk to atty, cop-initiated conversation about crime should cease. a. Massiah, Henry, Moulton, where Δ’s statements obtained by covert agent, don’t apply here. Δ can’t vk&I waive rt if he doesn’t know he’s being interrogated. b. Brewer – Δ arrested and arraigned in Davenport for a Des Moines murder. Got M’s shortly after arrest and 2x more later. At arraignment in Davenport, Δ spoke to an atty, who told him to remain silent til he saw his Des Moines lawyer. Δ also spoke b phone to his Des Moines atty, who told him same thing. Cops agreed not to question Δ during transport, but gave him “Christian burial speech” and Δ made incrim.remarks. 1) SC said violation of 6th am = adversary judicial proceedings had begun against Δ so his rt to counsel had attached; statements made by deliberate elicitation; and Δ had not waived rt to counsel. 2) Δ given M’s X3; SC said he knew his rts. and made statements voluntarily = no coercion to waive rts. 3) gist is that Δ gave no waiver at all, valid or otherwise. Waiver requires not merely Δ’s comprehension of his rts, but his relinquishment. Δ’s consistent reliance on advice of counsel in dealing with cops refutes susggestion that he waived that rt. 4) dissent: does this suggest that a suspect is legally incompetent to change his mind and tell the truth until an atty is present? H. When may a waiver be secured? 1. When accused requests counsel a. Mich. v Jackson – 1986 – Δ arraigned for murder. Judge informed Δ at hearing that he had rt to have counsel appointed cuz he was indigent. Δ invoked rt. Notice of appt. mailed to law firm, 34 but before firm got the letter, cops contacted Δ, read M’s and q’d him. Δ asked several times about his lawyer, but answered q’s. 1) SC held waiver invalid cuz cops initiated conversation after Δ had requested counsel. Reasons for prohibiting interr. of uncounseled prisoner who has asked for help of atty are even stronger after he has been formally charged w/ offense than in Edwards situations where interr. occurs before charges filed. 2) Fact that Δ requested counsel at judicial proceeding = request for atty for ALL purposes relating to the crim.prosecution and sufficiently barred cops from q’ing him. 3) SC quoted Moulton and said Δ has rt to depend on counsel as medium btw himself and state once formal charges filed. 4) Hence, SC extended protections announced by Sc in Edwards v Az., a M waiver case, to 6th Am. 5) Jackson seen as prophylactic rule for 6th Am; after formal charges brought, keeps cops from initiating q’s that will lead to violation of Δ’s rt to counsel. 2. When accused does not request counsel Dressler p. 450 a. Patterson v Il – 1988 – Δ arrested and jailed. Read M’s, after which he volunteered to answer q’s. Indicted 2 days later, triggering 6th am rt to counsel. Cops informed Δ of indictment; Δ asked q’s about charges and talked about the crime. Cop interrupted Δ, repeated M’s, and secured waive of Δ’s rts. At the time, Δ had not retained atty or accepted one by appt. 1) SC upheld admissibility of post-indictment statements. Jackson only barred interr. AFTER accused asks for help of atty. Absent request, cops may try to get waiver of Δ’s 6th am rt. 2) J.White said no diff. btw person against whom charges have been filed and a pre-indictment person about to undergo interr. In both cases, suspect has rt to atty that must be honored IF ASSERTED. But, if rt not asserted, govt can q after getting valid waiver. 3) Dissent: 5th & 6th Am rts not same. filing of forma charges fundamentally alters relationship btw state and accused, conferring increased protections upon Δ’s in their interactions with authorities. (This position consistent w/ “adversarial assistance” model of defense counsel representation that explains rationale of Massiah). 4) If accused has an atty but does not request to see him, 35 Patterson ct in a footnote that a distinct set of const.safeguards aimed at preserving the sanctity of atty/client relationship kicks in. 5) Sc cited Maine v Moultonto say that once the 6th am rt to counsel attaches and the accused has atty, govt may not directly initiate communication w/ accused in order to interr. him, but must deal w/ him thru atty. I. Elements of a valid 6th am rt to counsel waiver 1. Voluntary – SC has not considered this; would prob. look to M. jurisprudence, which is in turn based on due process concepts of voluntariness. 2. Knowing and intelligent – much the same as under M. a. Per Patterson, an accused who has been admonished w/ warnings prescribed by M’s, has been sufficiently apprised of nature of 6th Am rts and of consequences of abandoning those rts, so his waiver will be considered k&i. b. M’s convey sum and substance of 6th am rt to counsel c. Dissent: M’s don’t adequately address 6th am rt to counsel in that fails to address that atty might examine the indictment for sufficiency before submitting client to interr. or that atty likely more skilled in negotiating plea bargain and that such negotiations might be most fruitful if initiated before interr. J. Scope of 6th Am Exclusionary Rule 1. Nix v Williams – 1984 – SC analyzed 6th Am ER like a 4th Am issue did cost/benefit analysis of deterrent principles. Commentators say that SC neither endorsed nor rejected a 6th Am right to exclusion, but simply reasoned that an exception to the ER was wholly consistent with the rightbased exclusion K. When cops investigate 6th Am and Non-6th Am crimes 1. Hypo: Δ’s 6th am rt to counsel has attached re: Crime 1, but not for Crime2. What if cops covertly or overtly interr. Δ in absence of counsel or valid waiver and obtain statements about both crimes. May cops say that they were only seeking info on Crime 2, and therefore be permitted to to use “inadvertent” statement they obtained re:crime 1? What if govt says interr. had dual purposes of getting info on both crimes? a. Per Moulton, can’t use info about crime 1 cuz it will encourage cops to fabricate investigations and will wipe out protections recognized in Massiah. But CAN use info on crime 2, to avoid unnecessary frustration of public’s interest in investigation of crime. b. cops “good motive” for getting info about Crime 2 doesn’t make up for violating Δ’s rts w/ respect to crime 1. L. Use of evidence for impeachment purposes 1. Mich V Harvey – 1990 – Δ arraigned on rape charges. Atty appointed 36 to rep. him. Δ told cops he wanted to make a statement but didn’t know if he should talk to atty 1st. After cop convinced him that he didn’t need to talk to atty cuz atty “would gt copy of statement anyway,” Δ signed waiver form and made incrim. statements about the crime. a. Pros. conceded that statements obtained in violation of Jackson rule, so he couldn’t use them in case-in-chief, but pros. used them to impeach Δ. b. SC said statement obtained in violation of the 6th Am Jackson rule can be used to impeach. c. search for truth in crim.cse outweighs speculative possibility that exclusion of evidence might deter future violations of rules not compelled directly by Const. in 1st place. M. Fruit of the Poisonous Tree Doctrine 1. FPT doctrine applied to violations of 6th am rt to counsel, so exceptions to doctrine (inevitable disc., independent source, purged taint) also apply 2. Pros. must just prove by prepon. of evidence that the info would be discovered via lawful means. 3. Nix v Williams (follow up to Brewer v Williams) – issue was whether body found as a result of the “Christian burial speech” could be used as evid. at trial. Sc said yes; saw no reason to treat this inevitable disc. case differently than it would have under 4th Am. VI. 6th am v M. A. when rt attaches: 1. 6th-after adversarial judicial criminal proceedings initiated against accused a. M- not so limited; may attach earlier 2. 6th – not so limited; may attach under circumstances in which M doesn’t apply a. M – does not attach unless suspect in custody 3. 6th – prohibits deliberate elicitation; focuses on intentions of officer and requires proof of deliberate misconduct. Requisite deliberate misconduct can be found under circumstances approaching recklessness. a. M – applies when suspect interrogated; term focuses on suspect and uses obj.test based on a finding of negligence by officer. Terms not equivalent 4. 6th – applies to deliberate elicitation by undercover agents a. M – does not apply to interr. by undercover agents B. Waiver of rt 1. 6th – not limited like M. is. cops must cease interr. for crime suspect charged with until after he consults w/ atty. a. M – police don’t have to cease interr. of suspect who requests atty, unless request occurs under circumstance in which it can be reas. construed to be an expression for the assistance of an atty in dealing specifically with custodial interr. by cops. 37 2. 6th – Δ may assert rt so as to bar police q’ing, during a judicial proceeding or while in custody preceding or during the investigation. a. M – questionable whether accused may initially invoke 5th am rt to counsel at any time other than immediately prior to or during police custodial interr. 3. 6th – offense specific; cops must cease q’ing about charged offense, but can still q about uncharged offenses a. M – cops must cease q’s on all offenses unless counsel is present. 4. 6th – Fruit of poisonous tree applies a. M – FPT does not apply or is far more limited 38