Individual partner report ENVIROPAK Third year report Partner no: 2 Partner name: Istituto per i Materiali Compositi e Biomedici (IMCB-CNR) Structure 1. Activities a. Work package no: 4 i. Progress: extrusion of zein proteins without the use of a premixing phase was performed and was optimized. Both hydrophilic and hydrophobic plasticizers were used. Kafirin films were produced with an internal mixer and with several plasticizers. The effect of processing conditions and material compositions on the final properties were investigated. ii. Film blowing of plasticized zein was investigated and optimized. iii. Problems: films blowing was performed on zein due to the limited amount of extracted kafirin 2. Deliverables Deliverable Number Title D19 3. Report on definition of methods to produce thermoplastic films Date Status Month 32 Complete Partner responsible 2 Exchanges and training 4. Materials and methods 4.1 Materials Zein protein was purchased from Aldrich. Kafirin was supplied by the group from CSIR, Pretoria (batches 2 and 4). Plasticizers investigated were lactic acid, PEG400, oleic acid and stearic acid. 4.2 Extrusion Plasticized zein was produced by using a lab-scale extruder. The extruder was a conical counter rotating with screw diameter from 35 to 25 mm and 400 mm lenght. Zein and PEG (at constant composition of 25%wt of plasticizer) were manually mixed before feeding into the extruder. The temperature of the two final zones of the extruder was changed from 65 to 85°C. The feeding zone was cooled to avoid zein/PEG mixture to stack to the screws. The screw speed was changed from 20 to 120 to analyze the effects of residence time and of mechanical shear on the final properties of the plasticized zein. The total mass flow was varied according to the screw speed from 5 g/min (at 20 rpm) to 30 g/min (at 120 rpm). 1 Individual partner report ENVIROPAK Third year report 4.3 Mixing Kafirin proteins from the two batches were mixed with a suitable plasticizer in a beaker, and then the mixer (HAAKE Rheocord mod. 9000) was used to prepare a homogenuous mixture. The temperature was changed from 30 to 70°C and the screw speed varied from 50 to 100 rpm. 4.4 Film preparation A COLLIN P300P press was used to prepare the plasticized biofilms. Samples were heated at the temperature employed during mixing and extrusion, and pressed at 3.0 MPa for 3 minutes, then cooled to 30 °C under the pressure. Thermoplastic zein, prepared at 80°C and 80 rpm and containing 25% of PEG400 was used to fed a lab scale film blowing equipment. The optimum temperature along the extruder were 70, 85, 85, 100°C. The temperature at the die was 105°C. 4.5 Tensile test Tensile testing of the plasticized films was carried out by using an Instron machine model 4204. Five trials for each sample were tested at a constant speed (1mm/min for the zein films and 10mm/min for the kafirin films). These samples had a dog bone shape with 22 mm as gage length and were conditioned at 50%RH and at 25±3°C for 48h. 4.6 Permeability of plasticized films Water permeability of extruded zein films was measured by a permeabilimeter Permatran (Mocon, Model W 3/31, Neuwied, Germany). Samples were tested at 25°C, by changing water activities from 0.35 to 0.85. Dry nitrogen was used as carrier, with a 100 sccm/min flux speed. Oxygen permeability was measured by a OxTran (Mocon, Model 2/20, Neuwied, Germany), with a nitrogen flux speed of 10 sccm/min. 5. Results and discussion 5.1 Zein extrusion Zein/plasticizer composition was directly fed into the extruder, without first solubilizing the zein protein in water/ethanol solution, as described in the literature. Plasticized zein mixtures were extruded at different temperature and speed of rotation, at fixed feed rate. Table 1 reports the effect of screw speed on the tensile behaviour of extruded films, at constant temperature of 80°C and feed rate of 2.5g/min. Table 1: results of the tensile testing on extruded zein Screw speed (rpm) E (MPa) R (MPa) R (mm/mm) 40 134.6±22.8 2.28±0.08 0.81±0.18 80 110.6±12.5 1.66±0.38 1.25±0.22 120 66.0±11.3 0.83±0.08 1.93±0.44 The effect of temperature is described in Figures1-3. 2 Individual partner report ENVIROPAK Third year report 1400 1200 1000 800 600 70°C 75°C 80°C 400 200 0 20 40 60 80 100 120 140 160 screw speed (rpm) Figure 1. Effect of temperature and screw speed on the elastic modulus of extruded zein 20 70°C 75°C 80°C 15 10 5 0 0 20 40 60 80 100 120 140 screw speed (rpm) Figure 2. Effect of temperature and screw speed on the tensile strenght of extruded zein 70°C 75°C 80°C 0,25 0,2 0,15 0,1 0,05 0 0 20 40 60 80 100 120 140 screw speed (rpm) Figure 3. Effect of temperature and screw speed on the strain at break of extruded zein Extruded materials at 80°C are, at all screw speeds, more rigid and stiff, while, as a counterpart, are less deformable. The type of plasticizer strongly affect the mechanical properties of the extruded zein. Table 2 summarizes the results. Stearic acid led to improved stiffness and elasticity of plasticized zein films, with a decrease of the deformation at break. 3 Individual partner report ENVIROPAK Third year report Table 2: results of the tensile testing on extruded zein Plasticizer E (MPa) R (MPa) R (mm/mm) type PEG 400 8.060.48 0.110.0015 516.8445.16 Stearic acid 17.916.33 0.0230.016 130262.285 Figure 4 reports the results of water permeability tests performed on plasticized zein. 3.00E-07 Extruded 20 rpm Extruded 40 rpm Water Permeability 2.50E-07 Extruded 80 rpm Extruded 120 rpm 2.00E-07 Casting - PEG 1.50E-07 1.00E-07 5.00E-08 0.00E+00 0.20 0.30 0.40 0.50 0.60 0.70 0.80 0.90 Water activity Figure 4. Results of the water permeability tests. The data are in g*cm/(cm2*s*atm) Figure 5 reports the results of oxygen permeability tests performed on plasticized zein. 1.20E-06 Extruded 20 rpm Extruded 40 rpm Oxygen Permeability 1.00E-06 Extruded 80 rpm Extruded 120 rpm Casting - PEG 8.00E-07 6.00E-07 4.00E-07 2.00E-07 0.00E+00 0.20 0.30 0.40 0.50 0.60 0.70 0.80 0.90 Water activity Figure 5. Results of the oxygen permeability tests. Data are in cm3*m/(m2*s*atm) Both water and oxygen permeabilities were scarcely affected by the process variables and by the type of plasticization process (in the figures, a film produced by casting is compared to the extruded films). 5.1 Kafirin films Figure 6 reports the effects of temperature on the tensile response of kafirin plasticized with PEG400 at 50rpm and 10min, at indicated temperatures. 4 Individual partner report ENVIROPAK Third year report 5 4 3 2 30°C 38°C 45°C 1 0 0 0,1 0,2 0,3 0,4 0,5 0,6 0,7 0,8 Strain (mm/mm) Figure 6. Stress-strain curves for thermoplasticized kafirin An optimum temperature of 38°C was selected, as also reported in Table 3. Table 3: results of the tensile testing on kafirin films, effect of mixing temperature T E (MPa) R (MPa) R (mm/mm) 30°C 3.310.43 0.690.12 157.7440.14 38°C 4.770.44 0.680.13 172.3313.11 45°C 2.970.56 0.720.12 107.9612.02 The effect of plasticizer type is described by Figure 7 and Table 4: 4 3,5 Acido lattico PEG 400 3 2,5 2 1,5 1 0,5 0 0 0,5 1 1,5 Strain (mm/mm) Figure 7. Effect of plasticizer type on the tensile behaviour of kafirin films In this case, lactic acid led to more deformable materials, while the PEG400 plasticized films were more rigid. Table 4: results of the tensile testing on kafirin films, effect of plasticizer type Plasticizer E (MPa) R (MPa) R (mm/mm) type PEG 400 2.970.56 0.720.12 107.9612.02 Lactic acid 1.480.11 1.170.25 38.546.37 5 Individual partner report ENVIROPAK Third year report Films blowing a) b) c) Figure 8: Film blowing of thermoplastic protein 6 Individual partner report ENVIROPAK Third year report Pictures in figure 8 show the film bubble during film blowing process of thermoplastic zein. The technology consist in extruding a cilinder of small diameter that, before solidification, is blown with pressurized air. The pressure inside the bubble determines the increase of the bubble and a strong decrease of thickness. The bubble is closed at the top by the action of two rolls and, in this way, the gas is kept inside the bubble. During the process the film is cooled and it solidify before reaching the two rolls. The material is subject to elongational flow in both longitudinal and radial directions (biaxial elongational flow). For this reason the material must posses suitable rheological properties and in particular a suitable melt strength. This features can be optimized by a proper combination of the material composition (type and % of plasticizer), termoplasticization conditions, moisture content, films blowing parameters. The final thickness of the blown films was about 80m. 6 Conclusions Plasticization of zein and kafirin proteins was extensively conducted and the effects of the process parameters and plasticizer content on the mechanical properties of the films were evaluated. The film of both zein and kafirin were greatly affected by the plasticizer type, being it hydrophilic or hydrophobic. Permeabilities to water and oxygen were measured and revealed a minor effect of the processing variables. Films with thermoplastic zein were successfully prepared by using a film blowing technique with thermoplastic zein containing 25% of PEG400 as plasticizer. Statistics report (For EU statistics) Number of Totals communications in conferences communications in media publications in refereed journals articles/books other publications 2 1 PhDs Mscs visiting scientists exchanges (> 3 months) 1 2 1 2 patent application patents granted companies created prototypes/products developed norms/standards developed softwares/codes developed production processes 5 3 7 Individual partner report ENVIROPAK Third year report industrial contacts (yes/no) financial contribution by industry (yes/no) large industry partners (yes/no) SME industry partners (yes/no) yes 8