Table of contents 1. PROVISION OF QUALITY, QUANTITY AND WELL REGULATED WATER .................................................................................................................... 3 1.1 REVIEW OF REGIONAL AND NATIONAL HYDROLOGICAL AND CLIMATE DATA GATHERING PROGRAMMES ............................................ 3 1.2 FLOW STATIONS DATABASE: A VALIDATION DATASET FOR THE BASELINE SCENARIO OF RIVER DISCHARGE IN THE OTCA AREA. ..... 7 1.2.1 Real gauge stations. ...................................................................................... 7 1.2.1.1 Limitations and uncertainties. .................................................................... 8 3.1.1.2 Virtual gauge stations .............................................................................. 13 1.3 EVIDENCE FOR MAXIMUM PEAKS, MINIMUM BASEFLOWS AND FLASHINESS CHANGE FROM FLOW DATA IN THE REGION ................. 14 1.3.1 River flow changes from climate variability .............................................. 14 1.3.2 River flow changes from Land cover change ............................................. 18 1.3.2.1 Amazon deforestation: background ..................................................... 19 1.3.2.2 Effects of forest conversion on flow regimes in the Amazon basin .... 19 1.4 REVIEW OF HYDROLOGICAL MODELLING DONE AT THE AMAZON SCALE .............................................................................................. 24 1.4.1 Macroescale models ............................................................................. 24 1.4.2 Mesoscale models ................................................................................ 25 1.4.3 Single Column models ......................................................................... 26 1.4.4 Modelling – observational studies for river discharge ......................... 27 1.4.5 Monitoring of vegetation as modelling input to understanding climate dynamics in the Amazon ...................................................................................... 28 1.4.6 Modelling of flows and soil hydrology ................................................ 29 1.5 New hydroelectric projects proposed in the OTCA area ............................... 30 1.6 Current hydroelectric projects in the OTCA area .......................................... 30 2 REFERENCES .................................................................................................... 31 Table of figures Figure 1. Flow station places in the OTCA area reported in the literature. ................... 7 Figure 2. Flow stations from IDEAM (yellow placemarks – monthly time series) and ANA, Hybam Project and GRDC database (red placemarks – average annual discharge) for which data of river discharge is available. ............................................. 8 Figure 3. 21 virtual stations located in the Negro River basin Amazon. Red place marks indicate the location of real flow stations used for validation. Blue flags represent the virtual stations retrieved from radar Altimetry. ...................................... 13 Figure 4. Amazon basin, with the drainage area at Manaus darken. Source of diagram: William et al (2005). .................................................................................................... 16 Figure 5. A century of river stage records at Manuas – Brazil over the Negro River. Top trend indicates the annual maximum river stage at Manaus in which the pronounced drop in water levels can be observed for 1926. The bottom trend indicates the minimum annual river stage in which paradoxically the lowest observation is observed in 1963 and not in 1926, the minimum base flow in this year is amongst the lowest in the whole record. Source of diagram: William et al (2005). ........................ 16 Figure 6. Rainfall deficits in western Amazon upstream Manuas (1926). Data was collected from rainfall stations available during the 1920 – 1930 period. An east west dipole is observed indicating greater deficit upstream Manaus in West Amazon, less pronounced deficit in South west Amazon and surplus to the east of the Amazon basin. Source of diagram: William et al (2005). .......................................................... 17 Figure 7. NASA’s terra satellite image of the Moderate Resolution Imaging Spectroradiometer, (MODIS) providing month to month of changes in vegetation status across the Amazon. Schematic. Source of diagram: Stephen Cole, Goddard Space Flight Center, NASA (2007) ............................................................................. 19 Figure 8. a. Map of Peru with the localization of Iquitos in the Amazon river and rain stations considered for analysis by Gentry and Lopez-Parodi (1980). b. Linear regressions of maximum peak flows (Top) and minimum base flows (bottom) at Iquitos, indicating an upward trend for Maximum peak flows and no change in minimum base flows from the 1960s to the 1970s respectively. Source: Gentry and Lopez-Parodi (1980). ................................................................................................... 20 Figure 9. a. Relation between stage and river discharge at Iquitos. b. Peak stage records from 1942 to 1980 at Iquitos. Source: Nordin and Meade (1982). ................. 20 Figure 10. a. Study area, Manaus location and main features on the Salamoes river. b. Maximum peak stages, mean and minimum stages in the Negro river at Manaus with liner regression indicating the trend of change over the period 1903 – 1985. ............. 21 Figure 11. Location of the study area of the study reported by Costa et al (2003). Schematic only . To be from diagrams produced in the project. .................................. 22 Figure 12. Seasonal increase in river discharge for the Tocantins river - Brazil. Bottom curve indicates indicates the period (1949 - 1968) and Top curve indicates the period (1969 - 1978) cisnistently shwing higher river discharge and early monthly flood peak for the period of greater forest loss. ........................................................... 22 List of Tables Table 1. Gathering data programs for hydrological and climate studies in the Amazon basin ............................................................................................................................... 4 Table 2. Presents a list of the flow stations with information already gathered for the OTCA area. .................................................................................................................... 9 Table 3. Virtual stations from radar altimetry and routing modelling. Negro basin – Brazilian part of the OTCA area. Adpated from León et al (2006) ............................. 14 Table 4. Studies reporting the magnitude of ENSO events in the Amazon basin. ..... 18 Table 5: Studies reporting change in river and stream flows from land cover change in the Amazon basin. ........................................................................................................ 23 Table 6. Main examples of hydrological modelling at the Amazon scale. Macroscale models. Adapted from D’Almeida et al. (2007) ........................................................ 24 Table 7. List of the main mesoscale models applied in the Amazon. Table adapted from D’Almeida et al (2007) ....................................................................................... 25 Table 8. List of the main Single Column Models implemented in the Amazon. Adapted from D’Almeida et al (2007). ........................................................................ 26 Table 9. Presents a list of the main studies reporting radar altimetry coupled with hydrological modelling. ............................................................................................... 27 Table 10. Presents a list of the main studies reporting vegetation and climate dynamic interactions ................................................................................................................... 28 1. PROVISION OF QUALITY, QUANTITY AND WELL REGULATED WATER 1.1 REVIEW OF REGIONAL AND NATIONAL HYDROLOGICAL AND CLIMATE DATA GATHERING PROGRAMMES Different multinational and regional research and monitoring programmes have taken place in the Amazon basin recently (over the last 20 years). Their aim has been to provide good quality data to support scientific research to enhance the knowledge of the regional hydrology and climate of the Amazonia as well as the geodynamic, chemical and land cover controls affecting sedimentation and mass transfer processes in the main Amazon tributaries. One of the most comprehensive initiatives is the ORE - HYBAM project (Environmental Research Observatory - Hydrodynamic of the Amazon Basin project). ORE – HYBAM is an international scientific effort between France, Brazil, Bolivia, Colombia, Ecuador, Perú and Venezuela, operating since 2003, which holds close collaboration with other regional initiatives such as the Large Scale BiosphereAtmosphere Experiment in Amazonía (LBA) and national institutes of research, hydrology and meteorology such as Instituto National de Pesquisas da Amazonia – Brazil (INPA), Servicio Nacional de Meteorología e Hidrología del Perú (SENAMHI), Instituto Nacional de Meteorología e Hidrología del Ecuador (INAMHI), el Instituto de Hidrología y Meteorología y Estudios Ambientales de Colombia (IDEAM), SENAMHI – Bolivia, Universidad Agraría de la Molina and Universidad Nacional de Colombia, among other organizations. The project was designed to study the hydrology and Geodynamic of the Amazon Basin in order to predict extreme events in the context of climate variability and human interventions (ORE-HYBAM 2007). In addition, novel tools such as radar altimetry techniques have been implemented and validated to monitor river stage and discharge in river sections lacking of in situ data. MERIS - MODIS imagery processing has also been used to look at sediments load and transport. SENAMHI in Peru in collaboration with HYBAM has measured river flows and sediment load in the Amazon tributaries of Marañon, Ucayali, Huallaga, Santiago, Nieva and Napo (SENAMHI 2007). Similarly, the INAMHI (2007) in close collaboration with HYBAM in Ecuador has carried out field commissions to measure Sediment yields and transport in the Napo river, as well as river discharge other rivers such as Aguarico, Pastaza and Santiago. Amongst other regional programmes are the international research initiative Large Scale Biosphere-Atmosphere Experiment in Amazonia (LBA) led by Brazil. LBA main focus is to improve the understanding of physical climate, carbon storage and exchange, biogoechemestry, atmospheric chemistry, impacts of land cover and land use change on climate and interaction of the Amazonia with other earth systems. This project has had close collaboration with HYBAM and other various national institutes of hydrology and meteorology for the gathering of high temporal resolution river discharge data, rainfall, evaporation, soil water storage, and sediment yields as well as nutrients exports (LBA 2007). The project is operative since 1995 and holds collaboration with NASA (National Aeronautics and Space Administration), ESA (European Space Agency), INPE, INPA, Ministery of Science and Technology – Brazil and the HYBAM project among other organizations. Moreover, from 1998 to 1999 the LBA Brazil in Collaboration with NASA carried out the TRMM – LBA experiment as a main component of the TRMM validation program in which data of dynamical, microphysical, electrical and adiabatic heating characteristics of tropical convection in the Amazon basin were gathered (Rutledge 1999). The Global Energy and Water Cycle Experiment (GEWEX), established by the World Climate Research Programme (WCRP), was designed to model the water cycle towards understanding of potential impacts of o climate change in the basin. The programme includes field intensive measurements and modelling with the aim of providing the best available eater balance of the Amazon basin (Marengo 2006). The Carbon in the Amazon River Experiment (CAMREX) has focused on distributions and transformation of water and bioactive elements (C, N, P and O) in the basin. This information has been used to build models to understand hydrological and biogeochemical cycles and their interactions at different scales (from regional to continental). The project is a joint initiative of the University of Washington (UW, Seattle), the Centro de Energia Nuclear na Agricultura (CENA), NASA, INPA, among other organizations (CAMREX 2007). EOS – Amazon project linked in the central Andes with the Cornell EOS project (EOS 2007), from 1988 to 1998 produced modelling datasets of the distribution of rainfall and flow accumulations in the river basin as well as used radar technology to understand the geomorphology and hydrology of central Andes glaciers. The Amazon – Eye (KCL 2007) is one of the latest environmental information systems for the Amazon basin. The system provides easy access to a large set of datasets of terrain, hydrology, climate, land cover change, which in association with a data base of existing and proposed dams in the region, are been used to support studies that enhance the knowledge of the human and climate change impacts upon bio-stability and maintenance of environmental services from regional to continental scales in the basin. Another KCL’s environmental datasets supporting hydrological research in the Amazon is the Conservation – Eye (KCL 2007b). This initiative is a land use change alert system based on MODIS VCF % of tree cover products, which is been used to track patterns of rapid forest conversion as well as human interventions in protected areas and explore interactions with observed hydrological anomalies. The Table 5 presents a list of the main programs operating in the Amazon region and the main data gathering and research activities. Table 1. Gathering data programs for hydrological and climate studies in the Amazon basin Project name ORE - HYBAM Organizations involved LBA Focus research Hydrology of and Period work 2003 of Data gathering activities Study the hydrology and SENAMHI INAMHI IDEAM SENAMHI National University of Colombia Universidad Agraria de la Molina, among other organizations geodynamic the Amazon Hydrology and geodynamic of the Amazon Operative since 1997 – Hydrology and geodynamic of the Amazon Operative since 1997 NASA ESA INPE INPA Ministery of Science and Technology – Brazil HYBAM University of Washington (UW, Seattle) CENA INPA RSRG AARAM NFS Ecosystems NASA LBA – ECO FAPESP Land use change Hydrology and water chemistry Physical climate Carbon dynamics: storage and exchange 1996 – 2007 Building of Baseline datasets and Model of hydrology and biogeochemical cycles from regional to continental scales Operative from the 1980s Distributions and transformation of water and bioactive elements (C, N, P and O) GEWEX LBA Hydrology water cycle – Since 1988 Amazon Eye KCL Ambiotek 2005-2007 Conservation Eye KCL Ambiotek UNEP -WCMC NASA - EOS Collection of high resolution large datasets of climate, ecosystems, land cover and infrastructure of the Amazon basin Land Cover change Measurements of hydrology data, for better understanding of the Amazon water cycle and provide a more accurate estimate of the water balance. Support hydrological analysis about the impacts of land cover and climate change upon the biostability and environmental services provision of the basin. Geomorphology 1988 - 1998 HYBAM SENAMHI - SENAMHI – Peru HYBAM INAMHI - INAMHI Ecuador LBA CAMREX Cornell EOS of Geodynamic of the mazon Basin in order to predict extreme events in the context of climate variability and human interventions. Radar altimetry and in situ validation for 21 virtual flow stations in the Amazon basin. 2005 - 2007 Measurement of river flows and sediment load in the Amazon tributaries of Marañon, Ucayali, Huallaga, Santiago, Nieva and Napo. River flows measurements in the rivers of Aguarico, Napo, Pastaza, Santiago. Sediment yields and transport in the Napo river. River flow measurements and sediment yields in Collaboration with the HYBAM project. Also the project has implemented the LBA-Hydronet is a protorype for the Worldwide web based regional hydrological data bank (LBA-Hydronet V1) Tracking of hydrological anomalies from land cover change in the basin Use of Synthetic Aperture Radar and hydrology of central Andes Glaciers SAR to study glaciers in the central Andes 1.2 FLOW STATIONS DATABASE: A VALIDATION DATASET FOR THE BASELINE SCENARIO OF RIVER DISCHARGE IN THE OTCA AREA. In order to validate modelled against observed river discharge for a baseline scenario of water resources in the OTCA area, a preliminary flow stations database has been built providing river discharge data for different sub-basins of the different countries comprising the Amazonia. In addition, several virtual gauge stations instrumented from radar altimetry have been also incorporated on the database. 1.2.1 Real gauge stations. The database is composed by about 1000 flow stations places digitized according to infrastructure of flow stations informed by different national institutes of meteorology and hydrology within the OTCA area and from the Global Runoff Data Centre (GRDC 2007) (Figure 1). The national institutes of hydrology in the OTCA area from which data has been collected are: ANA – Brazil (Brazilian Water National Agency), IDEAM - Colombia (Colombian Institute of Hydrology and Meteorology), Hybam (Hydrology and Geochemistry of the Amazon Basin project), SENAMHI – Peru (Peruvian National Service of Hydrology and Meteorology), INMET - Brazil (Brazilian National Institute of Meteorology), among other sources. Figure 1. Flow station places in the OTCA area reported in the literature. The database accounts for 20 year time series of monthly river discharge, for about 70 stations along the main Colombian OTCA - Amazon Rivers (Meta, Putumayo, Guainia, Caqueta, Vaupes and Amazonas, among others). Annual river discharge (only) is reported for about 100 stations along the main Amazon tributaries (Negro, Solimoes, Putumayo, Vaupes, Caqueta, Guainia, Napo, Marañon, Ucayali, Beni, Purus, Madeira, Tapajos, Branco, Orinoco, Maroni and Oyapcok, among others) (Figure 2). Data has been gathered from ANA, Hybam project (ORE-HYBAM 2007) and the GRDC database (GRDC 2007). Figure 2. Flow stations from IDEAM (yellow placemarks – monthly time series) and ANA, Hybam Project and GRDC database (red placemarks – average annual discharge) for which data of river discharge is available. 1.2.1.1 Limitations and uncertainties. Most of the databases used to build this dataset for the OTCA area present significant limitations, since an important number of the flow stations are not currently in operation or are not well maintained, and thus most of the time series are significantly incomplete. Furthermore, most of the stations on the main Amazon tributaries do not report river discharge; instead they inform the river stage, preventing the direct comparison of modelled river discharge estimates. Also, providing that for most cases the flow stations provide estimates rather than actual measures of river discharge, due to large dimension of some of the Amazon tributaries, further uncertainty is observed. Finally, the coordinates for a considerable number of flow stations are not well placed on the river stream, introducing additional error. Table 1 presents a list of flow stations with data online and from national institutes of hydrology in the OTCA area. Table 2. Presents a list of the flow stations with information already gathered for the OTCA area. Item No River Name Country State Municipality Responsible River stage Station type Mean discharge (m3 s-1) Lat Long 1 Francisco de Orellana Napo Ecuador Orellana Orellana HYBAM 1230 -0.4414 -76.9892 2 Borja Marañon Peru Amazonas Borja SENAMHI 4600 -4.4703 -77.5483 3 Atalaya Ucayali Peru Ucayali Ucayali HYBAN 0 -10.6783 -73.8178 4 Rurrenabaque Beni Bolivia El Beni Beni SENAMHI 2010 -13.5547 -66.4658 5 Nazareth Amazonas Colombia Amazonas Leticia IDEAM 32814.56 -3.8792 -69.9642 6 Tabatinga Amazonas Brazil Amazonas Tabatinga ANA 42800 -3.7500 -68.0833 7 Porto Velho Madeira Brazil Porto Velho Porto Velho ANA 18600 -7.2633 -62.0797 8 Labrea Purus Brazil Amazonas Labrea ANA LM 5530 -6.7478 64.8000 9 Serrinha Negro Brazil Amazonas Santa Izabel do rio Negro ANA YES LM 16070 0.4819 64.8300 10 Caracarai Brazil Roraima Caracarai INMET YES LM 2880 1.8214 -60.8764 11 Brazil Amazonas Manacapuru ANA YES LM 102470 -2.6917 -59.3906 12 Manacapuru Fazenda Vista Alegre Branco RIO SOLIMÕES/AMAZONAS Madeira Brazil Amazonas NOVO ARIPUANÃ ANA YES LM 27940 -3.1017 -59.9833 13 Itaituba Tapajos Brazil Para ITAITUBA ANA YES LM 16500 -3.7167 -54.0167 14 Obidos Amazonas Brazil Para ÓBIDOS ANA YES LM 170070 -0.0528 55.5111 15 Langa Tabiki Maroni French Guyana OBHI NO 1680 4.9861 -54.4367 16 Saut Maripa Oyapock French Guyana OBHI NO 840 3.8017 -51.8847 ANA YES LM 11481 -0.2003 -66.8014 ANA YES LM 2512 0.4769 -69.1281 LM 3012 YES No 17 Curicuriari Negro Brazil Amazonas 18 Uaracu Negro Brazil Amazonas 19 Taraqua Negro Brazil Amazonas SÃO GABRIEL DA CACHOEIRA SÃO GABRIEL DA CACHOEIRA SÃO GABRIEL DA CACHOEIRA ANA YES 20 Manaus Negro Brazil Amazonas Manaus ANA YES 21 Careiro Brazil Amazonas Manaus ANA YES LM 22 Jatuarana PARANA DO CAREIRO RIO SOLIMÕES/AMAZONAS Brazil Amazonas ANA YES 23 Cucui Negro Brazil Amazonas Manaus SÃO GABRIEL DA CACHOEIRA ANA YES 0.1303 -67.4614 -2.8633 -59.9731 12400 -2.8044 -58.1669 LM 119270 -2.9478 -58.3219 LM 5043 1.2153 66.8525 24 Sao Felipe Negro Brazil Amazonas SÃO GABRIEL DA CACHOEIRA ANA YES LM 25 Los Cerros Vaupes Colombia Vaupes Mitu IDEAM NO 27 Mitu Automatica Vaupes Colombia Vaupes Mitu IDEAM NO 29 Pituna Cudayari Colombia Vaupes Mitu IDEAM 30 San Antonio Vaupes Colombia Vaupes Mitu 35 Nazareth Amazonas Colombia Amazonas 37 Las Mercedes Caqueta Colombia 41 Pto Las Brisas Caqueta 57 Pto Gaitan Manacacias 58 Camp Yucao 59 8133 0.3717 67.3128 LM - LG 867.87 1.1000 -70.7333 LM - LG 1253.92 1.0833 -69.5000 NO LM - LG 81.09 1.2167 -70.7167 IDEAM NO LM - LG 1128.08 0.8667 -71.0333 Leticia IDEAM NO LM - LG 32814.56 4.1500 -69.9500 Amazonas Leticia IDEAM NO LM - LG 4781.76 4.1333 -70.0167 Colombia Amazonas Leticia IDEAM NO LM - LG 4697.18 1.0333 -74.1667 Colombia Meta Puerto Gaitan IDEAM No LM - LG 456 4.3167 -72.0833 Yucao Colombia Meta Puerto Lopez IDEAM No LM - LG 88.4 4.3500 -71.8333 Pte Texas Meta Colombia Casanare Mani IDEAM No LM - LG 2161 4.4333 -71.9167 60 La Estacion Cravo Colombia Casanare Nunchia IDEAM No LM - LG 237.24 4.7667 71.6167 61 Pte Carretera5 Cno Duya Colombia Casanare Orocue IDEAM No LM - LG 26.73 4.9500 -70.5500 62 Bonanza Meta Colombia Vichada La Primavera IDEAM No LM - LG 2858.24 5.1667 -69.1667 63 Santa Maria Meta Colombia Vichada La Primavera IDEAM No LM - LG 3467.05 5.2667 -69.2833 64 Agua Verde Meta Colombia Vichada La Primavera IDEAM No LM - LG 3342.74 5.8167 -69.9667 65 Guayare Guaviare Colombia Guainia Inirida IDEAM No LM - LG 6887.28 0.6494 -67.8167 66 Pto Arturo Guaviare Colombia Guaviare San Jose del Guaviare IDEAM No LM - LG 1929.91 0.0431 -71.3000 67 Mapiripana Guaviare Colombia Guainia Guaviare IDEAM No LM - LG 2640.42 0.0467 70.5333 68 Arabia Arrecifal Guaviare Colombia Guainia Inirida IDEAM No LM - LG 3224.36 3.8833 -67.6000 69 Sta Rita Vichada Colombia Vichada Santa Rita IDEAM No LM - LG 1038.32 4.8667 -67.9833 70 Pte Lleras Meta Colombia Meta Puerto Lopez IDEAM No LM - LG 422.91 4.1000 -71.0833 71 Orocue Meta Colombia Casanare Orocue IDEAM No LM - LG 2902.78 4.8000 -70.6667 72 Patevacal Meta Colombia Vichada La Primavera IDEAM No LM - LG 4642.41 6.2000 -69.0667 73 Aceitico Meta Colombia Vichada Pto Carreno IDEAM No LM - LG 4764.24 6.1833 -68.4500 74 Bonanza2 Meta Colombia Vichada La Primavera IDEAM No LM - LG 2858.24 5.1667 -70.8333 75 Agua verde 2 Meta Colombia Vichada La Primavera IDEAM No LM - LG 3342.74 5.8167 -69.9667 76 Roncador Orinoco Colombia Vichada Pto Carreno IDEAM No LM - LG 15210.8 5.8833 -67.5667 77 Pto Narino Orinoco Colombia Vichada Santa Rita IDEAM No LM - LG 14574.47 4.9333 -67.8500 78 La Balsora Guayavero Colombia Meta San juan de Arama IDEAM No LM - LG 565.5 2.5000 -73.9333 79 Cejal Guaviare Colombia Vichada Santa Rita IDEAM No LM - LG 3854.05 3.9833 -68.3500 80 El Barro Metica Colombia Meta San Carlos Guaroa IDEAM No LM - LG 153.05 2.7500 -73.1833 81 Rancho Alegre Orotoy Colombia Meta Castilla la Nueva IDEAM No LM - LG 9.28 3.8667 -73.5333 82 Pte Camacho Cno Camoa Colombia Meta San Martin IDEAM No LM - LG 1.58 7.7000 -73.7167 83 Bajo Nare Metica Colombia Meta Puerto Lopez IDEAM No LM - LG 373.24 4.0000 -72.9667 84 Pte Carretera Guayuriba Colombia Meta Villviciencio IDEAM No LM - LG 157.37 4.0500 -73.7667 85 pte Carretera2 Q. Pipiral Colombia Meta Villviciencio IDEAM No LM - LG 4.28 4.2000 -73.7167 86 Peralonso Pachaquiar Colombia Meta Villviciencio IDEAM No LM - LG 0.97 4.1000 -73.4500 87 Guacapate Negro Colombia Cundinamarca Quetame IDEAM No LM - LG 26.47 4.3000 -73.8500 88 El Palmar Blanco Colombia Cundinamarca Guayabetal IDEAM No LM - LG 47.23 4.2167 -73.8333 89 Caseteja delicia Negro Colombia Cundinamarca Guayabetal IDEAM No LM - LG 99.68 4.2000 -73.7667 90 Pte Abadia Guatiquia Colombia Meta Villviciencio IDEAM No LM - LG 93.19 4.2333 -73.6333 91 Palmarito Cno Chivo Colombia Meta Restrepo IDEAM No LM - LG 0.35 4.2333 -73.5333 92 Pte El Amor Ocoa Colombia Meta Villviciencio IDEAM No LM - LG 8.14 4.1167 -73.6167 93 Pte Carretera 3 Guacavia Colombia Meta Cumaral IDEAM No LM - LG 52.17 4.3167 -73.4167 94 El Cable Humea Colombia Cundinamarca Medina IDEAM No LM - LG 126.73 4.3667 -73.2667 95 Pte Carretera 4 Q. Salinas Colombia Meta Restrepo IDEAM No LM - LG 2.28 4.2333 -73.5833 96 Cabuyaro Meta Colombia Meta Cabuyaro IDEAM No LM - LG 876.25 4.3000 -72.7667 97 Humapo Meta Colombia Meta Puerto Lopez IDEAM No LM - LG 1531.27 4.3333 -72.3500 98 Pto Inirida Guainia Colombia Inirida Inirida IDEAM No LM - LG 2926.66 3.8667 -67.9500 99 Pueblo Nuevo Guaviare Colombia Guainia Barranco Minas IDEAM No LM - LG 3037.41 3.4167 -69.8833 100 Barranco Murciel Guaviare Colombia Guainia Barranco Minas IDEAM No LM - LG 3097.14 3.5667 -69.6000 101 Venecia Orteguaza Colombia Caqueta Florencia IDEAM No LM - LG 96.07 1.5833 -75.5167 102 Florencia Hacha Colombia Caqueta Florencia IDEAM No LM - LG 36.51 1.6000 -75.6000 103 Bocatoma Paujil Colombia Caqueta Paujil IDEAM No LM - LG 0.28 1.5667 -75.2833 104 Itarca San Pedro Colombia Caqueta La Montanita IDEAM No LM - LG 79.09 1.5000 -75.4667 105 Bocatoma1 Dedo Colombia Caqueta Florencia IDEAM No LM - LG 0.83 1.6000 -75.6333 106 San Ignacio Caguan Colombia Caqueta San Vicente del Caguan IDEAM No LM - LG 242.44 2.0667 -74.7667 107 Doncello Doncello Colombia Caqueta El Doncello IDEAM No LM - LG 1.93 1.0667 -75.2500 108 Puerto Rico Guayas Colombia Caqueta Puerto Rico IDEAM No LM - LG 194.03 1.9667 -75.2000 109 Puerto Rico 2 Guayas Colombia Caqueta Puerto Rico IDEAM No LM - LG 194.03 1.9667 -75.2000 110 La Quilla Caguan Colombia Caqueta Cartagena del Chaira IDEAM No LM - LG 1090.33 0.5500 -74.3500 111 Sibundoy San Pedro Colombia Putumayo San Francisco IDEAM No LM - LG 5.03 1.2000 -76.8833 112 El Eden Putumayo Colombia Putumayo San Francisco IDEAM No LM - LG 28.83 1.1167 -76.9333 113 Canal B Quinchoa Colombia Putumayo Santiago IDEAM No LM - LG 13.68 1.1333 -76.9500 114 Canal B2 Quinchoa Colombia Putumayo Santiago IDEAM No LM - LG 13.68 1.1333 -76.9500 115 Pte Canal San Pedro Colombia Putumayo Colon IDEAM No LM - LG 4.04 1.1833 -76.9333 116 La Joya Guineo Colombia Putumayo Villagarzon IDEAM No LM - LG 58.61 1.8333 -76.5667 117 Piedra Lisa Mocoa Colombia Putumayo Mocoa IDEAM No LM - LG 47.16 1.2000 -76.6333 118 Angosturas Caqueta Colombia Putumayo Caqueta IDEAM No LM - LG 660.09 119 Piedra Lisa II Mocoa Colombia Putumayo Mocoa IDEAM No LM - LG 660.09 120 Yunguillo Caqueta Colombia Putumayo Mocoa IDEAM No LM - LG 232.56 1.4000 -76.6000 121 Maria Manteca Caqueta Colombia Amazonas Miriti - Parana IDEAM No LM - LG 8521.9 -1.4000 -70.6000 122 Sta Isabel Caqueta Colombia Amazonas Puerto Santander IDEAM No LM - LG 7092.5 -1.1333 -71.1000 123 Pte Cordoba Caqueta Colombia Amazonas La Pedrera IDEAM No LM - LG 9307.08 -1.2667 -69.7333 124 Bacuri Caqueta Colombia Amazonas La Pedrera IDEAM No LM - LG 9866.95 -1.2167 -69.4667 125 Villareal Caqueta Colombia Amazonas La Pedrera IDEAM No LM - LG 6843.22 -1.3000 -69.6167 126 La Mar Balsayaco Putumayo Colombia Putumayo Santiago IDEAM No LM - LG 5.72 -1.1167 -76.9667 127 Canal Putumayo Colombia Putumayo Santiago IDEAM No LM - LG 8.19 1.1167 -76.9500 128 Pte Texas Putumayo Colombia Putumayo Pto Caicedo IDEAM No LM - LG 508.83 0.6000 -76.5667 129 La Chorrera Igara Parana Colombia Amazonas La Chorrera IDEAM No LM - LG 318.56 -1.4333 -72.7500 130 Tarapaca Putumayo Colombia Amazonas Tarapaca IDEAM No LM - LG 7068 -2.8667 -69.7333 0.3833 1.2 -76.3500 -76.65 3.1.1.2 Virtual gauge stations The database also comprises 21 virtual stations at the upper Negro river basin, 14 located along the river Negro main stream and between Cucui and Serrinha flow stations and 7 along the Vaupes river from the Uaracu station to the confluence with Negro Main steam (Figure 3). The rating curves generated trough radar altimetry and flow routing modelling reported by León et al. (2006) provide an estimate of river discharge with an error of less than 10% (mean absolute difference of water depth of less than 1.1m between modelled and observed water depth), which indicates a god reliability of the method described. The use of these techniques and their further improvement holds a great potential for the estimate of river discharge in large rivers lacking of in situ data in the Amazon basin. Figure 3 presents the location of virtual gauge stations and real gauge stations (used for calibration) in the Negro basin and Table 2 presents the main characteristics of the virtual stations. Figure 3. Virtual gauge stations in the Negro basin (blue flags) and real gauge stations used for calibration and hydrodynamic modelling. Figure 3. 21 virtual stations located in the Negro River basin Amazon. Red place marks indicate the location of real flow stations used for validation. Blue flags represent the virtual stations retrieved from radar Altimetry. Table 3. Virtual stations from radar altimetry and routing modelling. Negro basin – Brazilian part of the OTCA area. Adpated from León et al (2006) Station River Latitude – longitude Type of data Dry/wet season crosssection width (km) T493_1 T89_22 T536_1 T536_2 T536_3 T536_4 T89_26 T994_1 T493_2 T450_1 T951_1 T254_22 T908_1 T407_1 T121_1 T178_7 T622_1 T579_1 T78_1 T35_1 T536_5 Negro Negro Negro Negro Negro Negro Negro Negro Negro Negro Negro Negro Negro Negro Uaupes Uaupes Uaupes Uaupes Uaupes Uaupes Uaupes 0.87, -66.89 0.91, -67.00 0.92, -67.19 0.72, -67.23 0.60, -67.26 0.37, -67.31 0.09, -67.29 -0.23, -66.73 -0.33, -66.62 -0.32, -66.03 -0.31, -65.91 -0.24, -65.81 -0.37, -65.32 -0.41, -65.15 -.43, -68.94 0.43, -68.89 0.35, -68.75 0.12, -68.16 0.11, -68.09 0.11, -67.45 0.09, -67.36 ENVISAT T/P ENVISAT ENVISAT ENVISAT ENVISAT T/P ENVISAT ENVISAT ENVISAT ENVISAT T/P ENVISAT ENVISAT ENVISAT T/P ENVISAT ENVISAT ENVISAT ENVISAT ENVISAT 1.72/2.23 1.4/2.08 0.76/1.29 1.02/1.98 0.98/2.19 1.06/2.19 0.8/0.84 1.12/1.52 2.16/2.48 3.65/3.65 1.81/2.06 2.72/7.70 2.91/2.91 2.44/2.44 0.8/1.29 0.98/0.98 1.06/1.69 1.21/2.64 1.42/1.42 0.89/1.41 1.02/1.34 Discharge(m3 s1 ) measured by ADCP in 05/2005 7071 7071 7623 8582 8647 11,625 12,524 18,590 18,569 20,361 20,445 21,841 22,388 23,460 No_data No_data No_data 4850 4791 5190 5204 Average water depth(m) by ADCP in 05/2005 8.23 8.4 10.18 11.43 9.32 12.24 11.95 12.92 11.49 7.58 11.1 11.48 12.44 11.78 No_data No_data No_data 5.48 6.13 8.98 10.6 Upstream In situ station distance(km) Cucui(47) Cucui(60) Cucui(85) Cucui(113) Cucui(128) Sao_Felipe(0) Sao_Felipe(33) Curicuriari(10.6) Curicuriari(26.5) Curicuriari(100) Curicuriari(114) Curicuriari(126) Curicuriari(188) Curicuriari(207) Uaracu(50.3) Uaracu(57) Uaracu(80.4) Taracua(60) Taraqua(69) Taraqua(160) Taraqua(168) 1.3 EVIDENCE FOR MAXIMUM PEAKS, MINIMUM BASEFLOWS AND FLASHINESS CHANGE FROM FLOW DATA IN THE REGION This section looks into the evidence from literature reviews, on the potential changes on Amazon River discharges as a result of natural climate variability or large scale deforestation in the basin. 1.3.1 River flow changes from climate variability It has been widely reported that the discharge of many tropical rivers is affected by decadal and inter-decadal climate variability such as ENSO phenomena (El Niño Southern Oscilation – drier years) and La Niña (wetter years) (Sternberg 1987; Amarasekera et al 1997; Costa et al 2003; Marengo et al 2005; Williams et al 2005; Schöngart and Junk 2006;). In the Amazonia such impacts have likely been observed since the last tow millennia producing a dynamic of intensive drought and floods, which have determined the life stile of riverside communities (Meggers 2005). However, the longest river stage record in the Amazonia at Manaus – Negro River (Figure 4), only goes back just over a 100 years, starting in 1903, to be used to confirm impacts of such Mega-Niño events on flows. Nonetheless, these time series have allowed the study of some of the most severe droughts from ENSO in the region over the last century (for the years 1912, 1926, 1983, 1997). Particularly the most severe drought recorded at Manuas in 1926 indicates that ENSO phenomena can produce deficits of annual river discharge of up to 30 to 40% in base flows and as much as 50% of the peak discharges (The annual maximum peak water stage dropped 6m, from 27.8m to 21.8m) (Figure 5) (Carneiro 1957; Sternberg 1987; Richey et al. 1989; Williams et al 2005). In addition, drought from ENSO coincides with annual rainfall deficits in western Amazon covering areas in the countries of Brazil, Venezuela, Peru, Ecuador and Colombia, which in 1926 were of up to 40% of annual rainfall, while rainfall surplus are observed in northeast Brazil (Williams et al 2005) (Figure 6). Exceptionally low Sea Surface Temperatures in the northern boundary of South America alongside rainfall deficits and drought causing soil moisture depletion and widespread fires have been blamed to have increased the magnitude of drought (Williams et al. 2005). Figure 4 shows a map of the Amazon basin highlighting the river basin upstream Manaus, Figure 5 shows the annual time series of maximum peak flows and base flows of the Amazon at the confluence with the Negro river and Figure 6 shows the rainfall deficits and surplus in western and northeast Amazonia respectively. Figure 4. Amazon basin, with the drainage area at Manaus darken. Source of diagram: William et al (2005). Figure 5. A century of river stage records at Manuas – Brazil over the Negro River. Top trend indicates the annual maximum river stage at Manaus in which the pronounced drop in water levels can be observed for 1926. The bottom trend indicates the minimum annual river stage in which paradoxically the lowest observation is observed in 1963 and not in 1926, the minimum base flow in this year is amongst the lowest in the whole record. Source of diagram: William et al (2005). Figure 6. Rainfall deficits in western Amazon upstream Manuas (1926). Data was collected from rainfall stations available during the 1920 – 1930 period. An east west dipole is observed indicating greater deficit upstream Manaus in West Amazon, less pronounced deficit in South west Amazon and surplus to the east of the Amazon basin. Source of diagram: William et al (2005). Strong drought events in the Amazon have also been reported in association to other climate variability phenomena different from El Niño. The Amazon drought in 2005, the worst over the last 100 years over south-western Amazonia, according to Marengo et al (2005) was attributed to: “Exceptionally warm sea surface temperatures of the Tropical North Atlantic, anomalous lower intensity in northeast wind moisture transport into southern Amazonia during the summer season and the weakened upward motion over that part of the Amazonia, resulting in reduced convective development and rainfall”. In addition, low humidity, warmer air temperature (from 3 to 5 C°) and increased number of forest fires are blamed to have exacerbated the drought (Marengo et al 2005). The consequences of the Amazon drought 2005 were catastrophic for riverside communities in South-West Amazon, such as Iquitos, whose economies, transport systems and access to health care systems, among other aspects, depend upon the normal flow regimes of the Amazon tributaries (particularly Napo, Ucayali, Purtumayo, Salomoes, among other rivers). The characteristics of the previous climatic events in the Amazon allow speculating that ongoing climate change might change the magnitude of decadal or inter-annual climate variability phenomena throughout the basin exacerbating their impacts. The study of ENSO impacts for the whole basin is limited by the scarcity of information and the research gaps in countries of the OTCA area other than Brazil. Thus the studies available reviewed have been overwhelmingly large scale (basinscale) and point studies. Finally, to confirm speculations on the impacts of climate change potentially worsening the impacts of climate variability phenomena on river flows, the use of improved and more powerful models, especially macroscale and mesoscale AGCM models as well as more detailed and accurate datasets, especially rainfall in order to reduce the uncertainty in the estimation of the basin water balance, are fundamental. Table 3. presents some of the main studies referring to ENSO phenomena impacting river flows in the region. Table 4. Studies reporting the magnitude of ENSO events in the Amazon basin. Reference Type of analysis River side community Manaus – Brazil William et al (2005). Comparison of river stage levels and rainfall time series Sternberg (1987) Statistical analysis of river stages Manaus Brazil – 1903 1985 Marengo et al (2005) Analysis of climate data (rainfall, air temperatures) Drought 2005 Solimoes and Madeira rivers 2005 Richey et Analysis of river Manaus discharge time al. 1989 series Period of analysis 1920 1930 1903 1985 - - Key findings 1926 – Niño year of most severe drought of the last century in west-central Amazon. Rainfall deficits of up to 50%. Flow deficits down to 40%. Rainfall surplus to the northeast of the basin. Almost statistically significant upward trend of minimum base flows at Manaus over the period 1903 - 1985 Causes of drought were not related to El Niño but to warmer tropical Atlantic. /Humidity was lower than normal and air temperatures higher (3 to 5 C°). There is statiscally significant change of the river discharge over the period with interannual variability occurring on periods between two and three years. 1.3.2 River flow changes from Land cover change Land use and land cover changes upstream the river basin, river damming and flow diverting for irrigation purposes are human interventions affecting river discharge, maximum peak and minimum base flows (Costa et al 2003). Moreover, Land cover changes might affect climate and consequently the hydrological cycle as already informed for some largest catchments such as Yangtze, Mekong and Mississipi (Charney et al., 1975; Williams and Balling 1996; Yin and Li, 2001; Goteti and Lettenmaier, 2001; Yang et al., 2002; D’Almeida et al 2007). Moreover, conversion from forest to pasture changes significantly soil infiltration dynamics and the way water reaches the river streams as well as weakens the ecosystem ability to tap up significant amounts of water from deep soils (down to about 20m) with implications on evaporation, cloud formation and rainfall (Sternberg 1987; Moraes et al 2005). 1.3.2.1 Amazon deforestation: background In the Amazon deforestation initially greatest in lower Amazonia has widespread further up the river basin towards the Andes including the countries of Colombia, Ecuador, Peru and Bolivia. Large population increase, roads, oil pipelines construction in Ecuador, Illicit crops phenomenon and oil palm cultivation in Colombia, and soybean cultivation in Matogrosso - Brazil have been the main drivers to widespread deforestation recently (Gentry and Lopez-Parodi 1980; Bubb et al 2005; NASA 2006). Since the early 1970s to the early 1990s the loss of tropical forest in the region might have gone up to 10% of the basin area (Gentry and Lopez-Parodi 1980; Fearnside 2001; Laurance et al., 2001; NASA 2005; INPE 2005), However, new remote sensing technologies such as MODIS (Moderate Resolution Imaging Spectroradiometer) derived maps of Vegetation Continuous Fields (VCF) are helping to successfully mitigate deforestation in many parts of the basin. Because, these technologies have allowed the implementation of rapid detection deforestation observatories at regional scales to subsequently help focus local forest loss mitigation efforts in the basin (Figure 7) (Townshend et al 1999; Zeng 1999; Zhan et al 2000; Ichii et al 2003; Hansen et al 2003; NASA 2005; Mulligan and Burke 2005a; Mulligan and Burke 2005b). Figure 7. NASA’s terra satellite image of the Moderate Resolution Imaging Spectroradiometer, (MODIS) providing month to month of changes in vegetation status across the Amazon. Schematic. Source of diagram: Stephen Cole, Goddard Space Flight Center, NASA (2007) 1.3.2.2 Effects of forest conversion on flow regimes in the Amazon basin - Studies of river stage records Not many studies report the analysis of change in river flows as an effect of deforestation in the OTCA area apart from some insightful examples at the Amazon scale reported at Manaus – Brazil, Iquitos – Peru and the Tocantins basin in Brazil. The scarcity of long term high resolution rainfall and river discharge records coinciding with reliable land cover change analysis over the same periods, at the country scale, has limited the scope of this type of research. In this sense, conclusions from the literature on the impacts of deforestation on river flows do not totally agree. While, Sternberg (1987) report no discernable trends towards higher flood peaks at Manaus during the period 1903 – 1955, Gentry and Lopez-Parodi (1980) and Costa et al. (2003) inform the increase in the duration of floods with deforestation. For instance, Gentry and Lopez-Parodi (1980), attributed higher flood crests with almost constant base flows of the Amazon river at Iquitos – Peru (Figure 8a) during the 1970s decade, compared to the 1960s decade, to greatly enhanced patterns of deforestation in the upper parts of the river basin in Peru and Ecuador (Figure 8b). Whereas, Nordin and Meade (1982) attributed the changes to normal climate variability. Yet river stage changes due to alterations of streambed at Iquitos (Figure 9a), higher rainfall patterns and carry over storage effects from one year to the next should be considered in these analyses (Nordin and Meade 1982). b a Figure 8. a. Map of Peru with the localization of Iquitos in the Amazon river and rain stations considered for analysis by Gentry and Lopez-Parodi (1980). b. Linear regressions of maximum peak flows (Top) and minimum base flows (bottom) at Iquitos, indicating an upward trend for Maximum peak flows and no change in minimum base flows from the 1960s to the 1970s respectively. Source: Gentry and Lopez-Parodi (1980). Figure 9. a. Relation between stage and river discharge at Iquitos. b. Peak stage records from 1942 to 1980 at Iquitos. Source: Nordin and Meade (1982). In a similar way, Sternberg (1987) points out the limitations of these analyses based upon river stages records only because of the uncertainties arising from inter-annual climate variability (Figure 10a and Figure 10b). Nonetheless, Sternberg (1987) points out a potential upward trend of river stage of the Amazon river at Manaus due to deforestation over the period 1903 – 1985 considering that the change in the slope of the low water stage record was almost statistically significant (Figure 10b). In addition, Chu et al. (1994) also points out the significant uncertainty in the absolute amounts of rainfall over the contributory watershed at Taperinha – Brazil to achieve consistent rainfall – runoff relationships. Furthermore, Harden (2006) stating the impacts upon fluvial systems at local scales due to reduced storage capacity of Andean landscapes of Ecuador, mainly due to paramo removal, still points out the limitations to extrapolating these impacts at regional contexts in which geomorphic adjustments play a role. b a Figure 10. a. Study area, Manaus location and main features on the Salamoes river. b. Maximum peak stages, mean and minimum stages in the Negro river at Manaus with liner regression indicating the trend of change over the period 1903 – 1985. - Comparison of rainfall – runoff ratios in the Amazon basin Perhaps the most comprehensive study looking at the impacts of deforestation on river flows in the Amazon basin at large scale is that of Costa et al (2003), which considered rainfall - runoff ratios to ovoid potential effects of climate variability upon rainfall, which could affect flow regimes in the basin. By considering a 50 years time series (1949 - 1998) of river flows at Porto National station of the Tocantins river (drainage area of 175360 km2 in southeast Amazon), rainfall data from the New et al (2000) dataset and land cover change from two periods of great contrasts in deforestation extent (1949 to 1968 with 30% of deforestation and 1979 to 1998 of 50% of deforestation (Figure 11)), Costa et al (2003), informs 24% and 28% increase in mean annual river discharge and maximum peak flows for the period of greater deforestation (1979 – 1998) when compared to the initial period (1949 - 1968). This conclusion was backed by the statistically significant increase in the rainfall – runoff ratio (from 0.237 to 0.285 respectively), with negligible rainfall changes between the two periods (Figure 12). Figure 11. Location of the study area of the study reported by Costa et al (2003). Schematic only . To be from diagrams produced in the project. Figure 12. Seasonal increase in river discharge for the Tocantins river - Brazil. Bottom curve indicates indicates the period (1949 - 1968) and Top curve indicates the period (1969 - 1978) cisnistently shwing higher river discharge and early monthly flood peak for the period of greater forest loss. This means that land cover changes could have already affected the long-term and seasonal maximum and mean flows of the Tocantins river. However, the rainfall dataset (New et al 2000) still remains as a source of uncertainty due to its coarse nature and thus important rainfall contributing areas might not be well distinguished (D’Almeida et al. 2007). - Comparison of rainfall – runoff ratios: small scale studies At small catchment scales (1h) some studies have reported changes in rainfall – runoff ratios due to land use changes in the Amazon basin. Chaves et al (2007) in a paired catchments study in Rancho Grande, Rondonia, studying the impacts on flow regimes of the conversion from forest to pasture, reports the increase in surface stream flow from 0.8% to 17% of rainfall from a forest to a pasture site, which was attributed to changes in soil hydraulic conductivity leading to more frequent overland saturation in pasture soils (Biggs et al. 2006). These results coincide with similar studies reported for the Amazon states of Para (Moraes et al. 2006) and Manaus (Troncoso et al 2007) These studies highlight the potential impacts of forest conversion to pasture on the regularization of floods, hydrological budgets disruption and sedimentation at larger scales in the Amazon. No studies referring to the change in peak flows, mean and minimum base flows are reported for flow stations in the Amazon tributaries in the countries of Colombia, Ecuador, Venezuela and Bolivia and again most studies have been single point at very few locations in the Amazon basin. Table 4 presents the main studies referring to changes in flow regimes from land cover disturbances in the OTCA area. Table 5: Studies reporting change in river and stream flows from land cover change in the Amazon basin. Reference Type of analysis Costa et al (2003). Statistical analysis of flow records, rainfall surfaces (New et al (2000) dataset and land cover change. Paired catchments Study. Small scale (1h). Chaves et al (2007) River side communit y Manaus – Brazil Period of analysis Key findings 1949 1998 - Annual river flows and rainfall – runoff ratios increase significantly with the conversion of forest to other land uses. Not statistically significant change in rainfall patterns is observed over the period. Increase in surface stream flow from conversion of forest to pasture, which can potentially affect hydrological budgets at larger scales in the Amazon Potential impacts of forest conversion to pasture on the regularization of floods in wet seasons and drought in dry season at large scales in the Amazon. Not significant increase of rainfall. Increase in high river stages while low stages remained constant. Effects attributed to deforestation Changes in river stage at Iquitos could have been the result of bank erosion. Changes might respond to decadal climate cycles rather than Rancho Grande, Rondonia Troncoso et al (2007) Paired catchments Study. Small scale (1km2). Manaus Brazil - Gentry and Lopez – Parodi (1980) Nordin and Meade (1982) Analysis of river stage data at Iquitos as well as rainfall Constesting to Gentry and Lopez – Parodi (1980) Iquitos Peru - 1962 1978 - Iquitos Peru - 1942 1980 - deforestation. 1.4 REVIEW OF HYDROLOGICAL MODELLING DONE AT THE AMAZON SCALE A set of modelling studies have been developed to improve our understanding of the impacts of deforestation on the hydrology of the Amazon. These studies have varied from macroescale (> 105 km2) to mesoescale (102 - 105 km2) as well as one dimensional models (Single Column Models - SCM). 1.4.1 Macroescale models These models of coarse scale nature applied at the Amazon scale implement AGCM (general Circulation Models of the Atmosphere) and the comparison between scenarios of baseline forest and extreme deforestation. Main findings indicate an overall decrease of water resources in the Amazonia, due to reduced evapotranspiration from deforestation. If deforestation overtakes a given deforestation threshold it could lead to a significant drop in rainfall and runoff because of the significant rainfall recirculation in the basin (D’Almeida et al 2007; Franken and Leopoldo 1995; Salati and Nobre 1991; Laurence and Williamson 2001). Table 6 presents a descriptive summary of the main macroescale models applied at the Amazon scale. In addition, large scale atmosphere circulations and thus water and energy cycles as well as sensible to latent heat flux could potentially be affected by deforestation and forest fragmentation due to decline in surface roughness length and increase in Albedo leading to reductions in surface net radiation (Eltahir 1996; Berbet and Costa 2003; Nobre et al. 1991; Roy and Avissar 2002; Durieux et al. 2003; Voldoire and Royer, 2004; D’Almeida 2007). Table 6 presents a list of the main macroscale modelling efforts carried out in the Amazon. Table 6. Main examples of hydrological modelling at the Amazon scale. Macroscale models. Adapted from D’Almeida et al. (2007) Reference Lean and Warrilow, 1989 Nobre et al., 1991 HendersonSellers et al., 1993 Lean and Rowntree, 1993 Dirmeyer and Shukla, 1994 Polcher and Laval, 1994a Polcher and AGCM Resolution (lat × lon) Simulation (months) Change in Precipitation (mm/d) Change in Evapotranspiration (mm/d) Change in Runoff (mm/d) Change in T (°C) UKMO 2.5° × 3.75° 36 −1.43 −0.85 −0.40 2.4 NMC 2.5° × 3.75° 12.5 −1.76 −1.36 −0.40 2.5 CCM1 4.5° × 7.5° 72 −1.61 −0.64 −0.90 0.6 UKMO 2.5° × 3.75° 36 −0.81 −0.55 −0.20 2.1 COLA 4.5° × 7.5° 48 LMD LMD 2.0° × 5.6° 2.0° × 5.6° 13.5 132 −0.51 0.24 −0.31 1.08 −2.07 −0.35 −0.16 0.02 2 3.7 3.8 0.14 Laval, 1994b Sud et al., 1996 Manzi and Planton, 1996 Lean et al., 1996 Lean and Rowntree, 1997 Hahmann and Dickinson, 1997 Costa and Foley, 2000 Kleidon and Heimann, 2000 Voldoire and Royer, 2004 36 −1.48 −1.22 2.8° × 2.8° 2.5° × 3.75° 50.5 120 −0.40 −0.43 −0.31 −0.81 0.33 0.39 −0.50 2.3 HC 2.5° × 3.75° 120 −0.27 −0.76 0.51 2.3 CCM2 2.8° × 2.8° 120 −0.99 −0.41 −0.50 1 GENESIS 4.5° × 7.5° 180 −0.70 −0.60 −0.10 1.4 ECHAM4 5.6° × 5.6° 240 −0.38 −1.30 ARPEGE 2.8° × 2.8° 360 −0.40 −0.40 GLA 4.0° × 5.0° EMERAUDE HC −0.26 2 0.92 −0.01 2.5 −0.01 1.4.2 Mesoscale models They are used to model deforestation impacts upon atmospheric circulations at finer scales (D’Almeida 2007; Roy and Avissar 2002). In the Amazon these models predict the alteration of intensity and distribution of precipitation as well as the increase in the seasonality of clouds in areas of high deforestation extent (Shu et al. 1994; Avissar and Liu, 1996; D’Almeida 2007; NASA 2004). These effects are attributed to disruption of atmosphere circulations due to induced heterogeneities and gradients on the convective Boundary layer depth, soil moisture, surface temperatures and sensible to latent heat flux (Chen and Avissar, 1994; Roy and Avissar 2002; Durieux et al. 2003). In addition, it has been suggested that changes in cloud cover are significant for seasonal and diurnal distributions in areas of large forest conversion to pasture (Durieux et al 2003; Roy and Avissar 2002; NASA 2007). Lower level clouds are observed in early afternoons and less convection at night and early morning in the dry season, while convective cloudiness increases over deforested areas at night in the wet season (Roy and Avissar 2002; Durieux et al. 2003). Though, the wind field in some areas might disperse partially the impacts of these factors (Pielke et al., 1991; D’Almeida et al. 2007). Overall, results from mesoscale models might vary depending upon climatic conditions of different areas. Therefore, while Eltahir and Bras (1994) report weaker impact (reduction) of deforestation on the water cycle in west-central Amazonia, Chou et al. (2002) informs stronger effects. Table 7 Presents a list of the main mesoscale modelling efforts carried out in the Amazon. Table 7. List of the main mesoscale models applied in the Amazon. Table adapted from D’Almeida et al (2007) Reference Mesoscale Resolution (km Simulation gris Key findings model × km) (days) Eltahir and Bras, 1994 MM4a 50 × 50 Silva Dias and Regnier, 1996 RAMSb 4 Dolman et al., 1999 RAMSb 20 × 20 16 (4, 1) × 16 (4, 1)e, 60 (20) × 60 (20)d 4 10 °S, 60 °W 10.5 °S, 62 °W Wang et al., 2000 MM5V2c 12 (4) × 12 (4)e 6 11 °S, 63 °W Baidya Roy and Avissar, 2002 RAMSb 16 (4, 1) × 16 (4, 1)e 1 10°S, 62.5 °W Tanajura et al., 2002 ETA/SSiBd 80 × 80 30 22 °S, 60 °W Weaver et al., 2002 ClimRAMSb 2 10 °S, 62 °W 93 16 (4, 1) × 16 (4, 1)e, 16 (4, 2) × 16 (4, 2)e, 16 (4, 4) × 16 (4, 4)e Center 6.5 °S, 67.5 °W Less rainfall, less evaporation Greater vertical motion Deeper convective layer More convection during dry-season More convection triggered by surface heterogeneity Less rainfall, less evaporation Effects predicted depend on correct model configuration 1.4.3 Single Column models Results from Single Column Models (SCM) sometimes differ from observations due to the lack of the ability to consider horizontal discontinuities such as thermal instabilities. In the Amazon, the use of SCM to model the Continuous Boundary Layer (CBL) (in Rondonia) underestimates in situ observations (D’Almeida et al. 2007). Nonetheless, results from these models indicate greater precipitation over forested areas in Amazonia due to greater evapotranspiration flux (Rocha, et al. 1996; D’Almeida et al. 2007). Table 8 presents a list of the main Single Column Models implemented in the Amazon. Table 8. List of the main Single Column Models implemented in the Amazon. Adapted from D’Almeida et al (2007). Reference SCM da Rocha et al., 1996 SiB-1D a Fisch et al., 1996 CBL typee Dolman et al., 1999 MESONHg Study sites 2°19’S, 60°19’Wb; 2°57’S, 59°57’Wc; 10°45’S, 62°22’Wd 10°05’S, 61°55’Wf; 10°45’S, 62°22’Wc 10°05’S, 61°55’Wf; Simulation (h) Period of simulations Key findings 52 Jul-93 More convection over forest 9 Jul-93 Deeper CBL over pasture 12 Aug-94 Deeper CBL over pasture 10°45’S, 62°22’Wc 1.4.4 Modelling – observational studies for river discharge Radar altimetry coupled with routing modelling and field commissions in order to estimate river discharge in un-gauged parts of Large Amazon tributaries has been an area of significant advances and great potential for operational hydrology. León et al. (2006) using ENVISAT and TOPEX Poseidon radar data reports the good agreement between river stage and discharge with regard to field observations for 21 virtual stations in the Negro basin (more than 600 km upstream Manaus) along the Negro and Vaupes Amazon tributaries. In addition, Zakharova et al. (2006) also reports the use of TOPEX Poseidon to estimate river stage and discharge in three places along the river : Manacapuru (Solimoes river), Jatuarana (Solimoes and Negro river) and Obidos (Amazon) informing good agreement. In that direction, Frappart, et al. (2006) recommends the combination of different radar products such as ENVISAT and TOPEX as the best alternative to assemble robust datasets for operational hydrology. Though, Frappart et al. (2005) points out the limitations, which still remain from using these technologies in aspects such as the establishment of a direct relation between flooded extent and floods volume in the Amazon due to the highly variable topography and distribution of flood plains. Table 9 summarizes the main studies reporting radar altimetry techniques as well as hydrological modelling to improve the monitoring of river discharges in the basin. Table 9. Presents a list of the main studies reporting radar altimetry coupled with hydrological modelling. Reference Type of analysis Scale of analysis Leon et al (2006) Radar altimetry processing (ENVISAT, TOPEX Poseidon) flow routing modelling Radar altimetry processing (TOPEX Poseidon) Empirical estimates of River discharge Negro river basin Zakharova et al 2006 Frappart, F. (2006) Radar altimetry processing (ENVISAT, Manacapuru (Solimoes river), Jatuarana (Solimoes and Negro river) and Obidos (Amazon) Tabatinga, River negro basin at Manaus, Salimoes Negro confluence and Tapajos river Period of analysis 2005 1992 – 2002 2003 2004 - Key findings Rating curves validated for 21 virtual stations in the Napo river. Good agreement between modelled and measured water depths and discharges. Successful production of rating curves between river levels derived from radar altimetry and in situ measurements, which can be used to estimate successfully river discharge at ungauged large rivers The Ice 1 re-tracking algorithm performs best to estimate river stages with ENVISAT RA-2 data with errors not superior to 0.5 m. Accuracies are from two to three times better than those for TOPEX. Combination of different radar altimetry products is essential to assemble robust datasets for operational Frappart, et al (2005) Radar altimetry processing (SAR, JERS-1 and TOPEX) Negro river at Manaus 1995 1996 - hydrology. Delineation of flood plain extent for high and low stages. No direct relation between flooded extent and floods volume observed, attributed to highly variable topography and distribution of flood plains. 1.4.5 Monitoring of vegetation as modelling input to understanding climate dynamics in the Amazon Deforestation could potentially affect the lands ability to absorb carbon dioxide, threatening also the natural flow regimes of the Amazon river and its tributaries, intimately linked to the daily life of riverside communities (Vorosmarty et al., 1989; Salati and Nobre, 1991; Victoria et al. 1991; D’Almeida et al 2007; Eltahir and Bras, 1994; Trenberth, 1999; D’Almeida et al 2007; Bruijnzeel 2004; CSIRO Australia (2007, May 11)). Poveda and Salazar (2004) studying the Space-time variability of NDVI throughout the Amazon basin report a reasonable well defined pattern of distribution of NDVI for wet and dry periods. They also point out the increase in NDVI Variability in wet periods (Niña events), compared to dry periods (El Niño events). These analyses improve the knowledge on Hydro-ecological processes as well as provide rules for the spatial scaling of ecosystems response to drought throughout the basin (Poveda and Salazar 2004; Wittmann, et al 2004; NASA 2007). Table 10 present a list of some of the most relevant studies looking at the forest responses to drought from NDVI estimates. Table 10. Presents a list of the main studies reporting vegetation and climate dynamic interactions Reference Type of analysis Poveda and Salazar (2004) Space-time of NDVI Wittmann, et al (2004) Forest and climatologic disturbances NASA (2004) Deforestation and climate implications Use of TRMM NASA (2005) Field measurements Effects of drought on forest NASA Deforestation variability and Scale of analysis Amazon basin scale Period of analysis 1981 2002 Tefe and Manaus – Brazilian Amazon Area of Porto Velho 2000 Amazon Tapajos national forest 2005 - 2000 2001 - Key findings Well defined pattern of wet and dry period for the distribution of NDVI. NDVI increases in wet Niña events. Hydro-ecological processes can be better understood through spatial scaling of ecosystems response to drought and surplus of water Tree species richness are well defined with gradients of flooding and sedimentation Deforested areas warm up faster increasing cloudiness and rainfall in dry seasons. Annual effects are likely to be small compared to seasonal and daily cycles. Collaboration with the LBA. Stress related signals due to drought are reported to monitor of forest health state from space. Climatic models using MODIS data (2006) climate implications Huete, et al (2006) Field observations soil moisture modelling impacts of dry seasons on rainforest productivity Amazon scale 2006 suggest forest conversion to crops derives warmer and drier conditions. Normal dry seasons is a period of higher greening up of forest. forest roots (down to 20m) allow forest to tap up storage water not accessible to less stature vegetation 1.4.6 Modelling of flows and soil hydrology Data gathering efforts and hydrological modelling in the Amazon river have been used to provide a forecast of river discharge and stage to help plan human activities such as navigation, agricultural production and support flood warning systems, among other purposes. Elias (1983) reports the hydrological model PLUMUS, which was coupled with the Muskingum routing method in order to forecast river stages and flows for navigation and assist flood warning systems in Manaus and Obidos. In the same way the Woods hole research centre (2005) in collaboration with the University of Viçosa in Minas Gerais has gathered a large number of datasets and produced a comprehensive model of the Amazon river and floodplain to help understand the flow dynamics of the river system and its variation to climate change. Even though, many initiatives have been carried out to improve estimates from river discharge modelling, there is still a great deal of uncertainty on producing accurate water balances in some parts of the basin, which could be mainly attributed to the uncertainties associated with the accuracy of distribution and detail of rainfall datasets available as well as the lack of good soils data at the basin scale to improve the modelling of evapotranspiration dynamics. 1.5 New hydroelectric projects proposed in the OTCA area Dam name San Antonio Country Brazil River Madeira State Rondonia Municipality Porto Velho Jirau Brazil Madeira Rondonia Porto Velho Sao Luis Brazil Tapajos Para Sao Luis Belo monte Brazil Xingu Para Belomonte Babaquara Brazil Xingu Para Altamira Bela Vista Brazil Xingu Para Bela Vista Pimental Brazil Xingu Para Belo monte dam system in the Xingu river ( Belomonte 2007). Sumapaz (dam about 25km outside the OTCA area, though being a water contributor area) Amazon Colombia Cundinamar ca / Meta Future expansion of the Bogotá aqueduct with a potential water flow of about 16 m3 s-1 from the Sumapaz Paramo. Para Plan of the 1960s to dam the Amazon river, with a potential of 80000 MW of generation capacity, 190000 km2 of reservoir area and 64 Km dam wall (McCully 2001) Brazil Amazon Key characteristics Projects not licensed yet due to threats to endemic catfish in the basin (Manyari and Carvhalo 2007). Projects not licensed yet due to threats to endemic catfish in the basin (Manyari and Carvhalo 2007). 9000 MW of installed capacity ( Switkes 2007). 11182 MW. First of a series of dams in the Xingu river. The dam would displace a bout 16000 people including 450 indigenous people (Belomonte 2007; Switkes 2007). Dam not funded by the World Bank since indigenous communities put pressure on the project preventing its construction (McCully 2001). Belo monte dam system in the Xingu river ( Belomonte 2007). 1.6 Current hydroelectric projects in the OTCA area Dam name Count ry River State Municipality Yea r Key characteristics Tucurui Brazil Tocantins Para Tucuri 198 4 Isamu Ikeda Brazil Tocantins Tocanti ns Ponte Alta do Tocantins 198 2 Serra Da Mesa Brazil Tocantins Goias Campinacu 199 6 Balbina Brazil Jatapu Amazon Jatapu Guri Vene zuela Caroni Bolivar Bolivar 197 8/1 986 Dam generates 7920 MW and has an area of 2435km2 covering tropical rain forest and affecting riverside communities. Population of Tucuri increased from 10000 in 1970 to 88000 nowadays stimulated but dam infrastructure and opening up of roads in this part of the Amazon. Amongst the main impacts observed since the creation of the dam are: poor water quality at the discharge point, disappearance of species, reduced fishing catches and fishermen migration upstream the dam (Manyari and Carvhalo 2007). The third hydroelectric in the Tocantins state with a generation capacity of 30 MW. Hydroeletric generation of 1275 MW and inundated area of 1.784 km2. A 15000h park was built to compensate indigenous for the construction of the dam. The park was a joint effort between Furnas Centrais Electricas and Fundacao Nacional do Indio (FUNAI). On the other hand, amphibian species showed a substantial decline before and after the flooding of the reservoir (Brandao, A. and Araujo F, B. 2007). 3150 km2 of rain forest inundated by the dam. The reservoir produces deoxygenated water, which is corrosive to the turbines. Balbina reservoir also flooded two villages, in which lived 107 of the 374 remaining members of the tribe Waimiri-Atroari (McCully 2001). Second biggest dam of the world in hydropower generation (10200MW – 87 billion KW h) and eight in the volume of water dammed. 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