APPENDIX E Psychosis in Alzheimer’s disease Robert A. Sweet1,2,3, Clive Ballard4, Nia A. Kin5, Cara Alfaro5, Patrick S. Murray1,3, Susan Schultz,6 for the Neuropsychiatric Syndromes Professional Interest Area of ISTAART 1Departments of Psychiatry and 2Neurology, University of Pittsburgh, Pittsburgh, PA 4 Mental Illness Research, Education and Clinical Center (MIRECC), VA Pittsburgh Healthcare System, Pittsburgh, PA 4Wolfson Centre for Age Related diseases King’s College London, Biomedical Research Unit, Institute of Psychiatry and Alzheimer’s Society (UK) 5Division of Psychiatry Products, Office of Drug Evaluation 1/OND, Center for Drug Evaluation and Research, Food and Drug Administration, Silver Spring, MD 6Department of Psychiatry, University of Iowa Carver College of Medicine, Iowa City IA. 3VISN 1 Abstract This review critically examines the current literature with regard to psychosis in Alzheimer’s disease (AD), in an effort to focus future research efforts that will advance knowledge of the biology and treatment. Substantial evidence indicates psychosis is frequent in AD, affecting approximately half of individuals during their illness. Psychosis serves as a marker for a subgroup of individuals with more rapid deterioration. Current pharmacologic treatments for psychosis in AD have limited efficacy, do not prevent more rapid decline, and confer significant toxicity. Non-pharmacologic treatments for psychosis in AD do not have established value, but would benefit from further study. Regarding neurobiology, there is evidence that the risk of psychosis in AD is genetically mediated. Specific contributing genetic variants are not clearly established, although genome-wide association studies have identified some promising leads. Neuroimaging and neuropathologic studies of psychosis in AD have pointed to the neocortex, particularly the dorsolateral prefrontal cortex, and not the medial temporal lobe, as sites of greater loss of gray matter, greater impairments of glucose metabolism, and greater synaptic vulnerability in AD subjects with psychosis. Efforts should be directed towards expanding imaging and post-mortem studies, incorporating biomarkers and intermediate phenotypes, and developing appropriate animal models. 2 Rating instruments for the assessment of psychosis in AD were briefly discussed at the Psychopharmacological Drugs Advisory Committee (PDAC) meeting held on March 9, 2000 to discuss the psychiatric and behavioral disturbances associated with AD [http://www.fda.gov/ohrms/dockets/ac/cder00.ht m#Psychopharmacologic]. Based in part on these deliberations, the current regulatory requirement for clinical trials evaluating the treatment of psychosis in AD are two independent, adequate and well-controlled trials, each of which would need to show an effect on two primary outcomes. One primary outcome should focus on a global or functional measure and the other should focus on the defining criteria for the entity (e.g. AD+P).(8) Although the NPI total score would be considered too broad for this symptomatic measure, the NPI psychosis subscale would be acceptable for the purpose of demonstrating a reduction in psychosis. Introduction Psychotic symptoms are frequent in Alzheimer’s disease (AD). AD with psychosis (AD+P) comprises a major burden of care and is one of the most common precipitants of nursing home placement for persons with dementia. The severe distress these symptoms create for both patients and caregivers are unfortunately accompanied by a dearth of available treatment options. In the following review prepared by the Psychosis Workgroup of the Neuropsychiatric Syndromes Professional Interest Area (NPS-PIA), we examine standardized assessment tools for psychosis, current nosology, clinical correlates, available treatment options, and current understanding of the neurobiologic basis of AD+P, with a goal towards defining a research agenda that can drive the development of specific therapies for this condition. Assessment Instruments and AD+P One further note on the assessment of delusions in AD. Delusional misidentifications, including the capgras syndrome and misidentifying photographs, mirror reflections and characters on the television as real people in the room, are classified on most rating scales and studies as delusions when they meet the appropriate criteria (persistent, resistant to contrary evidence). However, it is not firmly established whether phenomenologically they are best construed as delusions or as a separate group of symptoms, as they may have different neurobiological correlates than classic persecutory delusions (9). A recent review comparing four of the most frequently used assessment tools for the measurement of psychosis in dementia was published(1). These four assessment tools included the Behavioral Pathology in Alzheimer’s Disease Rating Scale (BEHAVEAD)(2), the Neuropsychiatric Inventory-Nursing Homes (NPI-NH)(3), the Consortium to Establish a Registry for Alzheimer’s Disease Behavior Rating Scale for Dementia (CERADBRSD)(4), and the Columbia University Scale for Psychopathology in Alzheimer’s Disease (CUSPAD)(5). The BEHAVE-AD and the NPI are the two commonly used rating instruments for assessing behavioral disturbances, including psychosis in Alzheimer’s patients(6). While any of these may be appropriate for assessing psychosis in dementia, differences between the scales with regard to the degree of detail in the specific behaviors queried and the nature of administration can lead to different rates of detection of delusions and hallucinations. With respect to measuring change in response to interventions, different instruments may be preferable due to optimization of sensitivity and specificity depending on the expected magnitude of change (7). Proposed Diagnostic Criteria Diagnostic criteria for psychosis of AD were proposed by Jeste and Finkel (Table 1) (10). These proposed diagnostic criteria were also discussed at the aforementioned PDAC meeting with the FDA. It should be noted that the original criteria stated that symptoms (hallucinations and/or delusions) are severe enough to cause some disruption in patients’ and/or others’ functioning. The general view of the 2000 PDAC was that a disruption in patient symptoms and functioning should be the primary focus of this development program 3 [http://www.fda.gov/ohrms/dockets/ac/cder00.ht m#Psychopharmacologic]. FDA’s Division of Psychiatry Products has supported the premise that psychosis of AD is an acceptable clinical target for drug development (8). The following criteria are generally used by FDA to evaluate the proposed clinical entity as an appropriate target for a new claim of drug effect: the proposed clinical entity must be accepted in the relevant clinical/academic community; operationally definable; distinguishable from other clinical entities; and also, must identify a reasonably homogenous population. It should be noted that the text revision version of DSM-IV provides for this diagnostic entity, but does not as yet provide any diagnostic criteria. Under DSM-IV, the ability to document psychosis in AD is limited to a specifier “With Delusions” in the context of meeting criteria for Dementia of the Alzheimer’s Type, which does not accommodate other psychotic symptoms, such as hallucinations. Alternatively, a patient may be documented to have the Axis III diagnosis of AD along with the Axis I diagnosis of “psychotic disorder, secondary to a primary medical condition,” in this case, AD. Using this latter diagnostic approach, the syndromes of dementia and psychosis would be viewed as parallel clinical syndromes secondary to the primary AD brain disease. DSM-5 criteria addressing this syndrome have not been released at this time. However, the proposed criteria for psychosis in the context of AD have not been sufficiently validated and are not likely to be incorporated into the DSM-5 under the currently proposed list of disorders for the diagnostic category, Neurocognitive Disorders. The neuropsychiatric and behavioral aspects of AD are an important part of the syndrome and deserve more prominence in the next version of DSM (11). incidence in AD of 0.19/person-year at risk(14). Importantly, the rate of AD+P is dependent on AD stage, with low rates of psychosis in prodromal and early AD, and higher rates in middle and later stages(15;16). Perhaps as a consequence, epidemiologic studies, which unlike clinic populations are less biased towards sampling of individuals with advanced disease, find a lower point prevalence of psychosis in AD, closer to 25% (e.g. see (17)). The appearance of psychosis in AD is preceded by a period of accelerated cognitive decline. More rapid cognitive decline was the most consistent correlate of AD+P compared to AD without psychosis (AD-P), as reviewed by Ropacki and Jeste(12). More recent studies have elaborated further on the timing of cognitive decline relative to onset of psychotic symptoms. The more rapid cognitive deterioration precedes the symptomatic onset of psychosis(13) (18) and is present even in the earliest and/or prodromal phases of disease(18). Psychotic behaviors in AD patients have a tremendous impact on the patient, family, and caregiver. AD+P is significantly associated with additional psychiatric and behavioral disturbances, the most frequent and troublesome of which are agitation(19), and verbal and physical aggression(20;21). Depressive symptoms are also increased in AD+P(16) (22). Overall, AD+P leads to greater distress for family and caregivers(23), greater functional impairment(24), greater rates of institutionalization(25-28), and worse general health for the patient(29), with increased mortality(30) compared to patients with AD-P. Treatment Non-pharmacologic. A systematic review by Livingston and colleagues identified more than 160 studies examining the impact of specific psychological interventions in people with AD or dementia in general, many measuring neuropsychiatric symptoms an outcome, although most studies included small samples and the number of studies for individual psychological interventions was modest. Reminiscence was highlighted as a therapy with Rates, Prevalence & Associations Ropacki & Jeste(12) comprehensively reviewed the literature on rates of psychosis in AD from 1990 to 2003, identifying 55 predominantly clinical studies comprised of 9,749 subjects. The median prevalence of AD+P was 41% (range=12.2-74.1%). One report identified a 3year cumulative incidence of AD+P of 51%(13), more recent data is similar, with a psychosis 4 potential benefits for the treatment neuropsychiatric symptoms (31). of specific effect on psychosis has not been evaluated. There is an excellent opportunity to better understand the potential impact of some of these interventions on psychosis in people with AD by re-analysis of available data. Psychological interventions improve agitation(32;33),(34) and depression in people with AD(35;36), whilst training programmes educating staff in person-centered care in nursing homes can reduce the use of psychotropic medication and improve agitation(37;38),(39). There are however no substantive studies focusing specifically on treating psychosis in people with dementia using non-pharmacological approaches. Pharmacologic. Pharmacologic treatment of psychosis in AD patients has been suboptimal due to the limited efficacy of the classes of drugs available and their high risk in this age group. To date, no pharmacologic agent is approved for this indication. Haloperidol is the most studied of the conventional antipsychotics, and it has demonstrated mild to moderate efficacy relative to placebo in AD patients with psychosis and/or agitated behaviors. However, it also causes serious side-effects in these patients, namely parkinsonism, tardive dyskinesia, and akathisia (45). More recent studies have examined the efficacy of second generation, or atypical antipsychotics, such as risperidone (46), olanzapine(47), and aripiprazole (48;49). These medications have efficacy similar to the modest benefits of conventional antipsychotics in reducing psychotic symptoms, with a lower likelihood of inducing motor side effects (50). However, they have been associated with an increased risk of cerebral vascular adverse events such as stroke, and increased all-cause mortality after short-term treatment (51-54). Furthermore, there are no current data to suggest that any of these treatments effectively mitigate the greater cognitive and functional burden associated with AD+P. There is strong evidence that visual impairments and auditory impairments contribute to the development of visual hallucinations(40;41) and delusions(42) respectively in people with dementia, and preliminary evidence that treating impairments of visual acuity and cataracts may improve or resolve visual hallucinations in some patients(40). There is also limited evidence that environmental manipulations may provide relief for delusional misidentification (43). Non-pharmacological approaches may offer opportunities to prevent or delay the onset of psychosis in people with dementia. Certainly the physical and social environmental have an important impact on the development of neuropsychiatric symptoms in general and on key symptoms such as restlessness and trying to leave the building. But the potential benefits for the prevention of psychosis have not been clarified. More specifically, expressive and receptive language impairments are associated with psychosis in people with dementia (44), and it is therefore likely that interventions to improve communication and reduce social isolation may contribute to delaying or prevent psychosis. Based upon the relationship between sensory impairments and psychosis in people with dementia(40-42), treating visual and auditory deficits may also be beneficial in prevention. Neurobiology The clinical studies reviewed above place psychosis in the course of AD, indicating that the processes associated with the emergence of AD+P may begin in the early stages of cognitive decline, while the full expression of psychotic features occurs only later, after a stage of mild to moderate dementia is reached. Further understanding of the neurobiology of AD+P can be gained using this information about timing to put AD+P in the context of the rapidly deepening understanding of the progressive cascade of neurobiologic changes in AD itself. Our understanding of the neurobiology of AD has benefited substantially from the integration of findings from genetic, neuropathologic, and Overall there is very limited evidence regarding the specific value of non-pharmacological interventions in the treatment of psychosis in people with AD. However, many previously reported studies have included global evaluations of neuropsychiatric symptoms amongst the outcome measures, although the 5 in vivo imaging/biomarker investigations, approaches that have also been used to varying extents to examine AD+P. Thus to provide the context for our review of such studies in AD+P, we first summarize current findings regarding the neurobiology of AD (Table 1). from a distinctive underlying neurobiology. That is, AD+P cannot be seen as arising solely as a non-specific consequence of neurodegeneration. Nor can it arise solely due to a serendipitous accumulation of neurodegenerative lesions in vulnerable “psychosis” brain regions. The strongest correlate of cognitive impairment in individuals with AD is loss of synapses across neocortical regions(55;56). Evidence now indicates that soluble Aβ low-n oligomers are a primary source of synaptotoxicity in AD(57). Animals transgenic for mutant human APP show synaptic deficits that correlate more closely with cortical soluble Aβ levels than with plaque numbers, and precede deposition of insoluble Aβ into plaques(57;58). Human studies similarly indicate that cortical synapse loss is an early pathologic event and that cognitive impairment and synapse loss correlate most strongly with soluble Aβ(59), even in subjects with early disease(60). A number of studies have examined whether AD+P is linked or associated with specific genetic loci (reviewed in (67)). Evidence for significant or suggestive linkage to loci on chromosome 2, 7, 8, and 15 has been reported(64;68;69) (70). Other loci on chromosome 6 and 21 identified in the initial report by Bacanu et al(68) did not find support in a follow-up analysis(64). In contrast to the above studies linking AD+P to genetic loci, Avramopoulos et al (70) found that chromosome 14q is linked to the absence of hallucinations in AD patients. A number of candidate gene studies of AD+P have been conducted, though as a group they have been limited by small sample sizes and incomplete assessment of genetic variation within the genes of interest(67). More recent studies provide an emerging picture in which AD+P has a genetic architecture that is distinct from that which increases risk for AD itself, and has some limited overlap with other psychoses. For example, there is strong evidence against an association of AD+P with APOE(71;72), with variation in recently identified AD risk genes CLU, PICALM, CR1, BIN1, ABCA7, MS4A, CD2AP, CD33 and EPHA1(72), or with other genes that contribute to neurodegneration risk: APP, BACE1, SORL1, and MAPT(73). In contrast, evidence from the first genome wide association study of AD+P suggests AD+P may associate with several novel loci, and to a lesser extent with a group of risk SNPs that contribute risk to schizophrenia and bipolar illness(72). In addition to the direct effects of Aβ on synapse loss, Aβ is upstream of other effectors that may enhance synapse loss, neuronal death, and cortical atrophy. For example, Aβ contributes to hyperphosphorylation of MAPT, enhancing its aggregation into tangles (57). Recent evidence indicates MAPT is both a necessary downstream mediator of Aβ-induced synaptic impairments (61), and aggregated MAPT can propagate in the absence of Aβ pathology (62). Aβ in plaques also serves as a site for inflammatory responses(63), which may further contribute to synapse loss and neuronal death in AD. Genetic Studies Strong evidence indicates that AD+P is familial, with three independent replications(16;64;65). The Odds Ratios (95% CI) for the presence of psychosis in an individual affected by AD, when another family member (usually a sibling) has AD+P, in these three studies ranged from 1.4510.44. One study estimated the heritability of AD+P, defined by the presence of multiple and/or recurrent psychotic symptoms, at 61%(66). There are two important implications of these findings. First, and most direct, is that the risk for AD+P is likely to be influenced by genetic variation. Second, is that AD+P results Neuroimaging Correlates There have been comparatively few studies examining neuroimaging correlates of psychotic symptoms in AD, although most suggest that the presence of psychosis is associated with more severe alterations. Serra et al. (74) recently demonstrated that severity of delusions was associated with reduced gray matter volume in 6 the right hippocampus. Howanitz et al. (75) earlier observed that presence of hallucinations was associated with larger lateral ventricle volume and smaller total brain volume. Lee et al. (76) identified white matter changes in bilateral frontal and parieto-occipital regions which significantly correlated with severity ratings on the psychosis subscale of the CERAD Behavior Rating Scale for Dementia (BRSD). Bruen et al. (77) observed that delusions were associated with decreased gray matter density in the left frontal lobe and in the right frontoparietal cortex. In general, the patterns observed in studies of brain volume suggest psychosis is associated primarily with loss of gray matter. hypometabolism in orbitofrontal and cingulate areas bilaterally, as well as left medial temporal areas. This group also interestingly found significant bilateral hypermetabolism in sensory association cortices, including the superior temporal and inferior parietal cortex. Lastly, Hirono et al. (85) also demonstrated that psychosis was associated with hypermetabolism in the left inferior temporal gyrus. These latter observations may reflect a window of compensatory hypermetabolism that may immediately precede and continue early in the course of AD+P, which would require longitudinal studies to fully characterize. Overall, studies of cerebral metabolic activity tend to parallel the reduction in volume and perfusion observed in MRI and SPECT studies, with the exception of potential areas of higher activity that may be attempting to accommodate for degenerative changes in other regions. In addition to structural studies, single photon emission computed tomography (SPECT) has been utilized to examine regional perfusion in AD+P. Mega et al. (78) found lower regional perfusion in the dorsolateral frontal cortex bilaterally, as well as in the left anterior cingulate gyrus in AD+P. Moran et al. (79) observed lower perfusion in right prefrontal cortex and inferior temporal regions in AD+P in females. Regional hypoperfusion was also demonstrated by Staff et al. (80), who observed that delusions were associated with right hemispheric hypoperfusion primarily in right frontal regions. Conversely, Kotrla et al. (81) demonstrated that patients with delusions had lower left frontal perfusion relative to right frontal. Reduced temporal perfusion was observed bilaterally by Starkstein et al. (82). Similar to the structural findings above, studies of perfusion tend to reflect reduced activity in similar regions associated with reduced volume. Although there is variability across studies that may reflect differences in study design and imaging methods, overall, one may conclude that neuroimaging abnormalities associated with AD+P have been observed in frontal, parietal and temporal regions. This is consistent with the general notion that deterioration across association cortices portends the development of psychosis. There is support for the ability of neuroimaging to discern differences in AD+P patients from AD without psychosis (AD-P) patients, with more robust findings resulting from functional as compared to structural studies. Importantly, longitudinal studies will be essential to adequately map structural and functional components that signal impending psychosis, or more ideally, identify individuals early on who are at risk. Since structural and metabolic imaging may be sensitive to change during cognitive decline (86), these may be preferred modalities for such longitudinal studies. Studies using FDG-PET imaging of brain metabolism have provided further evidence for functional abnormalities. Sultzer et al. (83) reported a relationship between severity of delusions and reduced cerebral metabolism in three frontal regions; these included right superior dorsolateral frontal cortex, right inferior frontal pole, and right lateral orbitofrontal cortex. The orbitofrontal finding was also observed in an earlier study by Mentis et al. (84), who examined patients with delusional misidentification. The affected patients differed from AD patients without delusional misidentification by showing significant Neuropathologic Studies A number of studies have investigated whether AD+P correlated with more severe AD neuropathology in cortical regions. Several early studies reported varying results for neuritic plaque and neurofibrillary tangle area densities across brain regions. These early studies were 7 limited as a group, as they did not account for the presence of Lewy Body pathology and also because they did not correct for multiple comparisons and/or account for the withinsubject correlation of severity of neuropathology across brain regions (see (87) for a discussion of these issues). Two studies redressed these latter limitations. Sweet et al. (87) examined categorical ratings of area densities of neuritic plaques and neurofibrillary tangles in six brain regions: middle frontal cortex, hippocampus, inferior parietal cortex, superior temporal cortex, occipital cortex, and transentorhinal cortex in 24 AD+P subjects and 25 AD-P subjects. The groups were matched on clinical characteristics and on the presence of Lewy Body pathology. There were no significant associations between neuritic plaque and neurofibrillary tangle severity and AD+P. Farber et al. used more sensitive parametric measures of area densities in a larger sample of 69 AD+P and 40 AD-P subjects(88). A significant association between AD+P and increased neurofibrillary tangle area density was found in heteromodal neocortical regions (DLPFC, STG, and IPC), which persisted even after accounting for comorbid Lewy Body pathology. In contrast, no increase in neurofibrillary tangle area density was found in medial temporal lobe structures. No association with increased area density of senile plaques was found. Similarly, when quantitative measures of aggregated MAPT in formic acid extracts of cortical gray matter, were evaluated in 18 AD subjects, AD+P was associated with a significant increase in MAPT concentration (89). Thus, it appears that there is little evidence to support an association between AD+P and measures of aggregated Aβ, but there may be increased aggregation of neocortical MAPT in AD+P. in the AD+P group, without any significant change in concentrations of Aβ1-42; however the Aβ1-42/Aβ1-40 ratio was significantly increased, driven by the lower Aβ1-40 (90). This finding may highlight the importance of the ratio as an indicator of Aβ toxicity, especially in AD+P where there have not been consistent associations with fibrillar Aβ neuropathology. The findings that more rapid cognitive decline is the strongest correlate of AD+P and that synapse loss is the strongest neuropathologic correlate of cognitive decline would suggest that greater synapse loss is likely to be present in AD+P. To date this has only been subject to limited testing. In a post-mortem magnetic resonance spectroscopy in AD+P subjects, Sweet et al. identified significant reductions in neocortical N-acetyl-L-aspartate (NAA, a marker of neuronal integrity) concentrations and elevations in concentrations of the phosphodiester membrane breakdown product, glycerolphosphoethanolamine, with STG, DLPFC, and inferior parietal cortex (IPC) most affected. In contrast, medial temporal cortex (amygdala) and cerebellum were unaffected(91). They interpreted these changes as evidence of excess synaptic disruption in AD+P, in a pattern consistent with generalized neocortical involvement. Monoaminergic signaling is impaired differently in AD+P than in AD-P. Recent findings have described impaired dopaminergic activity in AD+P compared to AD-P; nucleus accumbens D3 receptor density is significantly higher in AD+P, with no change in receptor affinity and independent of neuroleptic use or Lewy body pathology(92). A more recent PET study identified increased striatal D2/D3 receptor availability in AD patients with delusions(93). While cholinergic activity is typically associated with cognitive deficits in AD and monoamines more so with emotional dysregulation and psychosis, their functional interaction is especially relevant to AD+P. Striatal dopamine release is regulated by nicotinic receptor activity, and low concentration acetylcholinesterase (AChE) inhibitors enhance dopamine release(94). AD+P is associated with an increased ratio of AChE/5-HT and reduced 5HT in the ventral temporal cortex (BA20)(95). The presence of psychosis in AD is associated Recent understanding of the neurobiology of AD has shifted attention from measures of aggregated Aβ to measures of soluble Aβ. Recently soluble concentrations of Aβ1-40 and Aβ1-42 were assessed in gray matter from multiple cortical regions of 30 AD+P and 22 AD-P subjects. Cases were matched on age, gender, duration of illness, postmortem interval, presence of alpha-synuclein pathology, and global severity of neurofibrilliary tangle and neuritic plaque pathology. Soluble concentrations of Aβ1-40 were significantly lower 8 with reduced 5-HT levels in BA20 in women and reduced adenylate cyclase activity after 5HT6 stimulation(96). An earlier postmortem study of AD+P found reduced 5-HT in the prosubiculum and increased norepinephrine in the substantia nigra, compared to AD-P(97). The consistent findings of lower 5-HT could be linked to reduced cell counts in dorsal raphe nucleus in AD+P(98). Importantly, M2 receptor density is higher in orbitofrontal gyrus (BA11) of AD with delusions and midtemporal gyrus (BA21) of AD with hallucinations, with an overall trend toward increase in both areas(99), and non-M2 binding is reduced in BA11 of AD+P(100). Thus, these studies indicate differential widespread changes in monoaminergic and cholinergic signaling in AD+P, with findings pointing especially to temporal cortex. those with limited Lewy Body pathology (e.g. not including neocortical regions) in the presence of both amyloid plaques and moderate to severe neurofibrillary tangles (e.g. Braak stage IV-VI), the clinical syndrome and neuropathologic diagnosis would be conceptualized as primarily due to AD, not as primarily due to Dementia with Lewy Bodies(102). Moreover, while visual hallucinations may be more frequent in individuals with primary AD plus comorbid Lewy body pathology, psychosis (including delusions, and/or auditory and visual hallucinations) is still present in 40% to 60% of AD subjects without any Lewy Body pathology detectable by stringent screening(103). Thus, the occurrence of psychosis in AD cannot be attributed principally to Lewy Body pathology. Future Research Recommendations Role of comorbidities. Vascular lesions have been implicated in occurrence of late-onset psychosis in the absence of any other known neurodegenerative disease(101). Consequently, the effects of vascular disease may likely influence clinical expression of illness at any point in the progression of AD by creating a lower threshold for the expression of psychosis. However, increased rates of vascular risk factors or vascular lesions was not found in a recent examination of clinical and neuroimaging correlates of AD+P(71). The study of psychosis in AD has benefited from relative agreement about the key requirements in defining the clinical syndrome and a larger extent of biologic investigation than other behavioral syndromes in AD. As such it may be poised for translational discovery. At a process level this discovery will be informed by current investigations into the mechanisms of AD itself, and into mechanisms of idiopathic psychosis (schizophrenia). Procedurally, then, a research agenda may benefit from bringing together investigators from centers with disparate expertise (e.g. AD Research Centers and Centers for Neuroscience in Mental Disorders), although this may require mechanisms to bridge what can be a wide divide between sources of research funding. Additionally, it is likely that investigation of mechanisms of psychosis leading to new treatments and/or preventions will require engaging teams of individuals who examine this syndrome across multiple levels of discovery from the gene to animal models, biomarkers, human brain tissue, and clinical manifestations. Similarly, further comment on the relationship of AD+P to Lewy body pathology is warranted. The presence of well-formed visual hallucinations is among the criteria for the clinical diagnosis of Dementia with Lewy bodies. Additionally, the use of dopaminergic agents (e.g., levodopa) prescribed in an effort to assist with the movement disorder may lead to hallucinations. Recent neuropathologic data using antibodies against alpha-synuclein to detect Lewy bodies (including screening for Lewy Body pathology in amygdala and entorhinal cortex) have found Lewy body pathology to be present in up to 50% of cases with neuropathologically confirmed AD, far more frequent than identified in vivo using clinical diagnostic criteria for Dementia with Lewy Bodies, or using other staining approaches(102). Current understanding indicates that in the majority of such AD cases, Specifically we recommend: 1. Invest in characterization of intermediate phenotypes. Intermediate phenotypes will be key in bridging from animal models to human brain pathology and from pathology to 9 2. 3. 4. 5. pathophysiologic changes manifesting in symptoms. These measures will of course include further structural and functional brain imaging, but must be extended to evoked potential, cognitive, and psychophysical measures, as well as cerebrospinal fluid and plasma biomarkers. Inherent in an enhanced biomarker approach will be the implementation of longitudinal strategies to detect those changes that precede the late manifestation of overt psychosis. One way to conceptualize this phenomenon is to consider that in earliest stages a more rapid degeneration occurs, but after a certain stage of degeneration has been reached, the remaining function of the association cortices in assimilating perceptual information is no longer sufficient to integrate incoming information from higher order sensory areas in a coherent manner. This leads to increasing disintegration of global brain function and manifests as psychosis. Such a hypothesis could be readily tested via multimodal longitudinal assessment of intermediate phenotypes. Expand the large cohorts of families and unrelated individuals needed to pursue further genetic discovery via GWAS, assessment of copy number variations, and detection of rare alleles. Use the large existing human postmortem collection of AD+P brains to push beyond correlative studies of plaques and tangles to investigate the molecular, circuit, and synapse-based abnormalities associated with AD+P. Leverage current animal models of AD to assess intermediate and/or postmortem phenotypes present in humans with AD+P, or to manipulate genes associated with AD+P. 10 Acknowledgements Funding Support: Dr. Sweet receives research support for this work from the NIH (AG027224, AG05133) and the VA-ORD (BX000452). Dr. Schultz has received research support from the NCI, NIMH, HRSA, the Nellie Ball Foundation Trust and the NIA, including an NIA-ACDS funded project in partnership with Baxter Healthcare. Dr. Schultz has received other support from the American Psychiatric Association Conflict of Interest The authors have no conflict of interest to report. 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Alzheimers Dement 2011; 24 Table 1 Proposed diagnostic criteria for Psychosis of Alzheimer Disease.(10) Criteria (1) Presence of one (or more) of the following symptoms: visual or auditory hallucinations, delusions (2) All the criteria for dementia of the Alzheimer type are met (3) There is evidence from the history that the symptoms (hallucinations and/or delusions) have not been present continuously since prior to the onset of the symptoms of dementia (4) The symptoms (hallucinations and/or delusions) have been present, at least intermittently, for 1 month or longer and symptoms are severe enough to cause some disruption in patients’ functioning (5) Criteria for Schizophrenia, Schizoaffective Disorder, Delusional Disorder, or Mood Disorder with Psychotic Features have never been met (6) The disturbance does not occur exclusively during the course of a delirium (7) The disturbance is not better accounted for by another general-medical condition or direct physiological effects of a substance 25 Figure Legends Fig 1. Hypothetical model summarizing the timeline of AD development. Through identification of causative mutations in early onset familial AD, subsequent delineation of relevant mechanisms with tools such as transgenic animal models, and the advent of multimodal imaging and biomarker studies in humans, the timeline of causal events in AD has been substantially elaborated (58;104). As a whole these studies are consistent with an Aβ first model, in which the accumulation of cerebral Aβ precedes by as many as 10-15 years the development of synapse loss, tau pathology, and neuronal death, cortical atrophy, inflammation, and cognitive impairment (86). As a result, biomarkers which reflect tau accumulation (elevations in phosphor-tau in cerebrospinal fluid) or synapse loss (hypometabolism measured by fluorodeoxyglucose-PET and gray matter atrophy quantified by magnetic resonance imaging) correlate with cognitive symptom progression during clinically overt disease, while amyloid plaque imaging does not. 26 27