EXECUTIVE BRANCH Introduction • After the 2005 regular session of the Texas Legislature, Governor Rick Perry vetoed funding for public education in the 2006-2007 state budget; he called the legislature into a special session to cut property taxes and to reform the funding system for public education. • By eliminating $35 billion worth of education spending for public education, Governor Perry hoped to pressure the legislature into doing something it was unable to do during its regular session. • What the governor did to push education finance reform through the legislature indicates something about the powers of the governor of Texas. The Governor • Qualifications and Background • An American citizen • At least thirty years of age • Resident of state for five years preceding election • Terms of Office, Selection, and Removal • Four years term • Increased from two years by a constitutional amendment adopted in 1972 • No limitations on the number of terms of service • Elections are held in even-numbered years (e.g., 2002, 2006) not coinciding with the national presidential elections. The Governor • Terms of Office, Selection, and Removal (cont.) • May be removed through a process of impeachment and removal by the legislature • Impeachment is the formal process through which the House accuses an executive or judicial branch official of misconduct serious enough to warrant removal from office. • House votes to impeach the governor by majority vote. • Senate conducts a trial and may vote to remove by a two-thirds margin. The Governor • Staff Support • Consist of 247 full-time professional staff members, who serve at the pleasure of the governor • Includes chief of staff, general counsel, and a press secretary • The size of the governor’s staff has grown over the years because state government has become larger and more complex. Powers and Responsibilities of the Governor • Legislative Powers • Delivers the State of the State address at the beginning of each legislative session • A message delivered to the legislature at the beginning of each legislative session on the condition of the state. • Cast a veto • Veto is an action by the chief executive of a state or nation refusing to approve a measure passed by the legislature. • The legislature can override the governor’s veto by a twothirds vote of each chamber, voting separately. • Since the Texas became a state, the legislature has successfully overridden only 52 out of more than 1,600 gubernatorial vetoes for an override rate of 3 percent. Powers and Responsibilities of the Governor • Legislative Powers (cont.) • Exercise the line-item veto • Line-item veto is the authority of the governor to veto sections or items of an appropriations bill while signing the remainder of the bill into law. • Call special sessions of the legislature • The Texas Constitution places no limits on the number of special sessions a governor can call. • Appointive Powers • Responsible for staffing positions on more than 200 state administrative boards and commissions Powers and Responsibilities of the Governor • Judicial Powers • On the recommendation of the Board of Pardons and Paroles, may grant reprieves, commutations, and pardons. • A reprieve is the postponement of the implementation of punishment for a criminal offense. • A commutation is the reduction of punishment for a criminal offense. • A pardon is the exemption from punishment for a criminal offense. • Nominates appellate and district judges to fill vacated posts until the next election. Powers and Responsibilities of the Governor • Budgetary Powers • Although the Texas Constitution requires the governor to submit budget proposals to the legislature, the Legislative Budget Board is also required to prepare a budget. • However, the budget submitted by the Legislative Budget Board (LBB) carries more weight than the one submitted by the governor. • Most important power of the governor for influencing the budget is the line-item veto. • With the concurrence of the LBB enjoys budget execution authority, which is the power to cut spending or transfer money between agencies during the period when the legislature is not in session. Powers and Responsibilities of the Governor • Law Enforcement and Military Powers • Appoints the three-member board that heads the Department of Public Safety • Empowered to assume command of the Texas Rangers when circumstances warrant • Commander-in-chief of the Texas National Guard • Ceremonial Powers • As ceremonial leader of the state, the governor greets foreign leaders, speaks at local chamber of commerce luncheons, issues proclamations on state holidays, and shakes hands with visiting community groups. Powers and Responsibilities of the Governor • Political Party Leadership • Unofficial leader of his or her political party in the state • As politics has become more competitive in the state, recent governors have frequently spoken out on partisan controversies and campaigned for their party candidates in state and national elections. • Administrative Powers • The Texas governor is probably weakest in the area of administrative powers because of the plural executive. • The plural executive refers to division of executive power among several elected officials. Powers and Responsibilities of the Governor • Administrative Powers (cont.) • In Texas the governor shares executive power with the land commissioner, attorney general, comptroller, lieutenant governor, and commissioner of agriculture. • In sum, the governor has few direct controls over the administration of state programs in such important policy areas as education, agriculture, insurance regulation, corrections, welfare, highway construction, and utility regulation. Measuring Gubernatorial Powers • The official powers of the governor of Texas ranked 49th in the nation based on an index created to measure official powers of state governors. • A number of political scientists believe that the unofficial and informal powers are at least as important as the constitutional/legal authority of the governor. • The informal political resources of the governor thus include • Political bargaining skills • Negotiating skills • Communicating skills Measuring Gubernatorial Powers • The success of Governor Bush in dealing with the legislature is because he set limited goals for himself and communicated regularly with legislators. • Governor Bush targeted policy areas high on the official policy agenda and worked closely with Speaker of the House Pete Laney and Lieutenant Governor Bullock to ensure passage of his programs. • At the same time Governor Bush avoided controversies by persuading the legislature to kill controversial bills. Measuring Gubernatorial Powers • The style of Governor Bush can be contrasted sharply with the style of Governor Perry, who has not enjoyed a similar type of experience with the legislature. • Governor Perry has had poor relationships with the leadership of the Texas legislature and has even ignored the legislative process until bills reached his desk. • The governor has been forced to take public stands on a number of controversial measures. • The governor has issued numerous vetoes which have angered legislators and lobbyists. The Governor and the Policymaking Process • Possesses ample tools to be a successful leader in agenda setting, policy formulation, and policy adoption • Offers policy initiatives on any subject • Presents a budget to the legislature • Calls the legislature into a special session for the sole purpose of considering the governor’s proposals • Possesses veto power • Weakest in the areas of policy implementation The Executive Bureaucracy • A decentralized executive bureaucracy • No one official is in charge of the entire executive structure. • It is a legacy of Jacksonian democracy and the postReconstruction distrust of central authority. • Jacksonian democracy is the view associated with President Andrew Jackson that the right to vote should be extended to all adult male citizens and all government offices of any importance should be filled by election. • It was designed to guard against excessive concentration of power in one person or department. The Executive Bureaucracy • The executive bureaucracy includes more than 200 boards, agencies, offices, departments, committees, councils, and commissions, encompassing a wide array of public officials. • • • • Elected executive officials Appointed executive officials Elected boards and commissions Appointed boards and commissions Elected Executive Officials • Lieutenant Governor • First in line of succession to the governor’s office • Foremost powers lie in the Senate as the presiding officer • Member of several boards and councils, including the LBB and the Legislative Redistricting Board • Attorney General • State’s attorney that represents the state government and its various components in court • Renders legal advice to the state, local officials, and agencies in the form of opinions Elected Executive Officials • Comptroller of Public Accounts • State’s chief tax administrator • Collects taxes on behalf of the state • Responsible for safekeeping of state’s revenue • Estimates state revenues for the next biennium at the beginning of each legislative session and certifies that the state’s appropriation bill falls within the revenue estimate. • The certification is required before the appropriation bill becomes law unless the legislature votes by a four-fifths margin to adopt an unbalanced budget. Elected Executive Officials • Commissioner of Agriculture • Administers all statutes relating to agriculture • Enforces the state’s weights and measures laws • Agency administers the school lunch program, which is a federal program that provides free or reduced-cost lunches to children of poor families. • Commissioner of the General Land Office • Manages the state’s public land by leasing it for mineral exploration and production, and for agricultural purposes • Manages the Veteran’s Land Program, which provides low-interest loans to the state’s military veterans to buy land Appointed Executives • Secretary of State • Most significant appointed executive official • State’s chief election officer, responsible for the uniform application, operation, and interpretation of election laws • Head of the Texas Education Agency • Executive Commissioner of the Texas Health and Human Services Commission • Adjutant General of Texas National Guard Elected Boards and Commissions • Railroad Commission • A three member commission whose members are elected to serve six-year overlapping terms • Originally established to enforce state laws concerning railroads, but its duties have expanded to other areas • Regulates commercial vehicle transportation, gas utilities, liquefied petroleum gas, and oil and gas exploration • Regulates oil and gas production in the state and protects the rights of producers and royalty owners Elected Boards and Commissions • State Board of Education • A board of fifteen members who are elected to serve four-year terms that are staggered among the members • Oversees the investment of the money in the Permanent School Fund, which in turn generates investment income known as the Available School Fund, distributed annually to Texas school districts on a per-student basis under laws passed by the legislature • Approves curricula and selects textbooks for use in the state’s public schools Appointed Boards and Commissions • Appointed commissions comprise a substantial part of the executive branch. • They constitute a wide array of unpaid individuals appointed to serve as board members of commissions (which may also be called a department, board, council, or authority) within the executive branch. • These agencies perform a wide variety of functions and they are a challenge to classify; however, it is possible to group many by form or function. Appointed Boards and Commissions • Administrative Departments • These are administrative units responsible for implementing policy and carrying out basic state functions. • These include the Texas Department of Criminal Justice, Texas Department of Agriculture, and the Lottery Commission. Appointed Boards and Commissions • College and University Boards • These units oversee the state’s public colleges and universities. • University boards consist of nine members appointed by the governor, with Senate concurrence to serve overlapping six-year terms. • They include the University of Texas Board of Regents and the Texas A&M Board of Regents. Appointed Boards and Commissions • Licensing Boards • These boards are responsible for licensing and regulating various professions. • Some of these include Board of Chiropractic Examiners, Cosmetology Commission, and Polygraph Examiners Board. • Regulatory Boards • These state agencies regulate various areas of business and industry. • They include the Public Utility Commission, the Texas Department of Insurance, and the Texas Alcoholic Beverage Commission. Appointed Boards and Commissions • Social Service Agencies • Agencies created to facilitate the receipt of federal funds and to promote the interests of particular groups in society. • These include the Governor’s Committee on People with Disabilities, Diabetes Council, and Cancer Council. • Promotional and Preservation Agencies • Agencies charged either with promoting economic development or preserving the state’s historical heritage. • Some of them include the Food and Fiber Commission and the Texas Historical Commission. Privatization • Texas has become a leader in privatization, which is the process that involves the government’s contracting with private business to implement government programs. • Today, the privatization of public services in Texas includes health care and social welfare services, plus the housing of the state’s prison inmates in private correction facilities. Politics and Administration • Administrative policymaking in Texas is a complex process involving the legislature, governor, interest groups and the executive-branch bureaucracy. • The legislature • The legislature has ultimate control over most administrative agencies. • It has ongoing oversight and administrative control, including sunset review, the periodic evaluation of state agencies by the legislature to determine whether they should be reauthorized. • The sunset review process involves the agency facing review, the Sunset Advisory Commission, the legislature, and also the governor. • In addition to the sunset process, the legislature uses the committee system and the LBB to oversee the executive bureaucracy. Politics and Administration • The Governor • The legal/constitutional powers of the governor for influencing administrative policymaking are relatively weak, but the line-item veto and threat of veto can be effective weapons at times. • Interest Groups • Numerous interest groups in Texas are vitally concerned with the programs administrated by various state agencies. • These groups can use a number of approaches and strategies for influencing the state bureaucracy, for example, lobbying and campaign support. Politics and Administration • Bureaucrats • State employees are primarily concerned with their own jobs in their own departments in their own agencies. • Bureaucrats rally to protect their departments and programs against proposed budget cuts or reorganizations. • Bureaucrats have resources with which to defend their interests, and they find power in alliances with legislative leaders and interest groups. Conclusion • The governor and the various agencies and departments of the executive branch play an important role in the policymaking process. • The stages of the policymaking process are: • Agenda building • Policy formulation and adoption • Policy implementation and evaluation