PAPER NO. 73-1528 Optimum Width and Speed for Least Cost Tillage by Frank M. Zoz Engineer, Product Test and Evaluation John Deere Waterloo Tractor Works Waterloo, Iowa 50704 For presentation at the 1973 Winter Meeting AMERICAN SOCIETY OF AGRICULTURAL ENGINEERS Conrad Hilton Chicago, Illinois December 11 - 14, 1973 SUMMARY: Equal productivity can be obtained with various combinations of width and speed. Investment costs tend to increase at slow speeds due to weight of tractor and implement. Operating costs increase at higher speeds due to higher (per acre) energy consumption. An optimum width and speed exist for given conditions. Papers presented before ASAE meetings are considered to be the property of the Society. In general, the Society reserves the right of first publication of such papers, in complete form. However, it has no objection to publication, in condensed form, with credit to the Society and the author. Permission to publish a paper in full may be requested from ASAE, P.O. Box 229, St. Joseph, Michigan 49085. The Society is not responsible for statements or opinion advanced in papers or discussions at its meetings. OPTIMUM WIDTH AND SPEED FOR LEAST COST TILLAGE Summary Advantages and disadvantages of the alternative means of increasing productivity of tillage operations are discussed. Tractor performance and plow draft predictions are made. Tractor and plow prices are estimated, .total costs are determined and the optimum width and speed is calculated for least total cost/acre. Investment costs tend to increase at slow speeds due to size and weight of tractor and implement. Operating costs increase at high speed due to higher (per acre) energy consumption. Total tractor costs per hour increase for slower design plowing speeds due to weight and strength requirements. Since other tractor operations are also subject to these higher costs, the optimum plowing speed may be even higher than shown in this paper. Primary tillage has always been one of the larger power consuming operations on a farm. As such it is the operation that most influences the size of the power unit required for the total farm operation. Over the years the moldboard plow has been the most accepted primary tillage tool, only recently being challenged by various systems offering types of reduced tillage. Reasons for this are varied but a primary stimulus is the desire to increase productivity and minimize cost. Increases in productivity in field operations can be accomplished in at least three ways: 1) increasing size and width of machine, 2) increasing travel speeds, or 3) combining operations to limit the number of trips across the field. For an analysis of total farm system, alternative number 3 can be very important. However, for purposes of this paper we are limiting considerations to the first two alternatives-increasing size and increasing speed. Productivity of the tractor primary tillage system is usually limited by the power available from the tractor. With an increase in power either may be a satisfactory alternative to increase productivity. What are some of the advantages and disadvantages of each approach? Increasing Width It is a relatively simple engineering matter to scale up the tractor implement combination to increase the unit size. No new technology is involved. Remaining at the same travel speeds creates no new functional problems in the field. With increasing farm size and some increase in field size, field efficiency should not be adversely affected. However, the larger implements are much more difficult to transport when farm operations are spread out geographically as is often the case. Larger implements can be expected to increase in cost at least in proportion to their width and likely more due to heavier frames required for the larger machine, if the ground is level no operational problem is likely to result from increased width. However, in the normal situation or in the special case where terraces are involved, an excessively wide implement may not have the required flexibility to follow the contour of the ground. Larger implements also require larger components at the tractor implement interface and result in more difficulty in hitching. Tractor weight and ballast required is directly proportional to the size of the implement. Increasing width not only requires a heavier and thus more expensive tractor but also one with design to transmit high power at low speeds (also resulting in increased cost). Increasing Speed History has seen a gradual increase in plowing speeds in spite of some disadvantages that may result from it. The cost per unit of implement width may increase if higher speeds are utilized because of functional and durability requirements. Under certain soil conditions, accelerated wear may occur on the soil engaging elements unless better and more expensive materials are used. High speed 2 Optimum Width and Speed for Least Cost Tillage operation in rocky soil may be impossible without the extra expense of automatic resetting bottoms or spring cushion standards. Fatigue life may be decreased because of the higher frequency of loadings at increased speeds. New technology may be required to obtain satisfactory function and durability. Operator ride and control factors become more critical items at higher speeds. Also, since the draft of nearly all soil engaging elements increases with speed, more energy is required to till an acre of ground at higher travel speeds. Utilization of increased power by higher travel speeds does have several important advantages. Since machines usually cost in proportion to their weight, the smaller size plow and tractor required for higher speed operations have a lower investment cost. The tractor may have lower cost per unit of power. The smaller size not only results in a more maneuverable tractor-plow combination but results in a tractor more adaptable to other farm operations where power may not be the biggest requirement. There are, of course, both economic and non-economic factors involved in determining the optimum width and speed for a given situation. Economics will not always be the most important factor. However, for most farms, it is important and for the industry as a whole, it is the single most important factor involved in the design of future tractor implement systems. A review of a number of publications pertaining to cost analysis of farming operations shows that quite often these analyses result in the widest and slowest combination being the most economical. Since this is not in line with current farming practices, it is the purpose of this paper to show where these analyses may be in error and to present new methods of optimizing the tractor implement systems. In order to predict the economics of tractor-tillage systems, the following steps are necessary: Prediction of tractor performance. Prediction of implement draft requirement. Matching of tractor and implement. Prediction of productivity. 5. Estimation of tractor and implement investment cost. 6. Fixed and variable cost determination and optimization. 1. 2. 3. 4. Predicting Tractor Performance Methods for predicting the performance of tractors in the field were outlined in a previous ASAE paper by the author.(1)* A graphical approach was used to predict the performance of any tractor for given soil conditions. In that analysis the tractors were usually assumed to be a specific unit with a given operating weight. For this paper a more generalized mathematical approach was necessary. Luth and Wismer(2) have established mathematical relationships for the performance of tires in soils whose strength is specified by Cone Index. They also suggest design points for optimizing vehicle performance. These design points are very much in line with the author's experience and a similar approach is used in this paper. The design points establish the optimum tractive efficiency, dynamic ratio and travel reduction for the performance prediction. Using design points, the performance can be predicted by the following relationships from author's previous paper(1): Using Dynamic Ratio P = RWS/(1/DR-DWC) Using Tractive Efficiency P = (TE)(AHP)(375)/SO(1-TR) And combining to give (WT)(RWR)(SO) = (375)(TE)(PTAXE)(I/DR-DWC) PTO HP (1 - TR) Where: RWS = Static Rear Weight, Ibs. RWR = Ratio of Static Rear Weight to Total Wt. WT = Total Tractor Weight, Static, Ibs. *Numbers in parenthesis refer to references listed at end of paper. Optimum Width and Speed for Least Cost Tillage AHP = Axle Horsepower PTOHP = PTO Horsepower PTAXE = Ratio of Axle Horsepower to PTO Horsepower SO = No-Slip Travel Speed, mph TE = Tractive Efficiency Ratio DR = Dynamic Ratio DWC = Dynamic Weight Transfer Coef. TR = Travel Reduction Ratio In using the above relationships, the tractive efficiency, dynamic ratio and travel reduction are selected from the design points. PTO to axle horsepower relationships are estimated (normally PTAXE - 0.96) or can be determined from Nebraska tests on concrete through procedures outlined in previous paper.(1) The following are estimates for DWC and RWR for three hitch types in the field and for horizontal pull from the drawbar on concrete: Concrete Towed Implement Semi-Integral Hitch Integral Hitch DWC RWR 0.20 0.25 0.45 0.65 0.75 0.75 0.70 0.65 3 Using these relationships and soil data from Luth and Wismer(2), it is possible to predict tractor weight requirements under various soil strength conditions as shown in Figure 1. DESIGN POINTS* Cone Travel Index, psi Reduction, % Tractive Eff. % Dynamic Ratio 50 25 .24 45 75 21 58 .34 100 65 19 .41 150 .49 16 72 200 .54 76 14 Cone 90 .58 7 *For single R1 tires loaded to approx. 90% of maximum Tire and Rim Ratings. TRACTOR WEIGHT REQUIREMENTS 2WD-SINGLE R1 TIRES NO-SLIP TRAVEL-SPEED, MPH FOR TIRES LOADED TO APPROX. 90% MAX. TIRE & RIM RATINGS. FOR SEMI-INTEGRAL HITCH IN FIELD; HORIZONTAL PULL FROM DRAWBAR ON CONCRETE FIGURE 1 4 Optimum Width and Speed for Least Cost Tillage Weight determinations are very essential to this analysis as weight contributes to cost as will be shown later. several general soil types. Tests show that a relationship of the following type generally can be used for moldboard plows: Determination of Implement Draft Requirements Implement draft data for a range of soil strengths is not so readily available as traction data. Much work has been done throughout the years but the data were not generally related to soil strength and in a form to be readily useable. It is a well known fact that draft increases with travel speed for nearly all soil engaging tools and that for moldboard plow the draft generally varies with the square of the travel speed. ASAE Yearbook(3) shows draft relationships for Specific Draft = XK1 + XK2 (SA)2 Where: Specific Draft = Draft per square unit of furrow cross section, psi XK1 = Specific draft at zero velocity, psi XK2 = Velocity coefficient SA = Actual Travel Speed, mph This relationship is plotted in Figure 2. Using this or known data for given plow bottoms, the total draft can be determined as a function of plow width, depth and travel speeds. TYPICAL MOLDBOARD PLOW DRAFT TRAVEL SPEED, MPH FIGURE 2 Considerably less draft data are available for chisel plows, probably because their use history is shorter and perhaps because of the less standard tool shapes. However, it is interesting to compare the energy requirements for moldboard and chisel plowing in similar soil at the same depth, Figure 3. At 5-1/2 mph the energy requirement per acre for moldboard plowing is nearly twice that of chisel plowing. Also note that the increase with speed is much greater. This may help somewhat to explain the general trend toward chisel plowing. Optimum Width and Speed for Least Cost Tillage 5 ENERGY REQUIREMENTS TRAVEL SPEED, MPH 8 IN. DEPTH, MEDIUM DRAFT SOIL GOOD TRACTIVE CONDITIONS FIGURE 3 Matching of Tractor and Plow; Prediction of Productivity Tractor and implement are matched on the basis of the implement draft requirement and tractor pull capability. The power limited travel speed is determined and is combined with the implement width and estimated field efficiency to predict the productivity in acres/hour. APH = (SA)(W)(FE) 8.25 Where: APH = Acres/Hour SA = Actual Travel Speed, mph W = Width, ft. FE = Field Efficiency Ratio The combination of tractor, implement, and productivity relationships is shown graphically in Figures 4 and 5 for moldboard and chisel plowing under given conditions. This method resulted from unpublished work by Luth. It shows the interaction of plow size, tractor horsepower, tractor weight and travel speed and the resulting productivity. The figures are only valid, of course, for the constants shown. Any two values locate a point on the graph. For example, in Figure 4, five bottoms (16") at 5.5 mph no-slip travel speed results in 4.7 mph actual travel speed, requires about 120 Ibs. tractor weight per PTO HP, about 112 PTO H P, 9500 Ibs. on the tractor drive wheels (2WD) and will result in about 3.4 acres per hour. From a given point any value can be held constant and another point determined. For example, if a constant 112 PTO HP is followed going down in travel speed, we would find that eight bottoms could be pulled at about 3.4 mph with an increase of about 0.6 acre/hr (increased to 4.0 acre/hr). However, this combination requires 13,000 Ibs. on the tractor drive wheels, and expensive design for high strength in the lower gears. 6 Optimum Width and Speed for Least Cost Tillage MOLDBOARD PLOW PRODUCTIVITY APPROX. TRACTOR WEIGHT TO PTO HORSEPOWER RATIO REQUIRED, LB/PTO HP FIGURE 4 Optimum Width and Speed for Least Cost Tillage CHISEL PLOW PRODUCTIVITY APPROX. TRACTOR WEIGHT TO PTO HORSEPOWER RATIO REQUIRED, LB/PTO HP FIGURE 5 .. 7 8 Optimum Width and Speed for Least Cost Tillage Tractor and Plow Price Relationships Specific price information is available for any given implement or tractor. However, for this analysis it was necessary to determine implement and tractor costs in general terms, particularly in terms of the performance parameters of width, travel speed, power, and weight. Price information for all tractors currently on the market is readily available and can be used to establish price relationships at current travel speeds. Recognizing that manufacturing cost varies with weight, the following type of relationship has been used to project purchase price of the tractor (2WD) over a range of travel speeds: PURT = C1 (PTOHP) + C2 Where: PURT = Tractor Purchase Price, $ C1 and C2 = Constants SA = Actual Travel Speed, mph Travel speed and operating weight are related as shown in Figure 1. The constant C2 represents items such as cabs and operator stations whose cost is not directly related to the size, power or weight of the tractor. The price relationships for plows are not so well defined as that for tractors. In general, there is less need for precision in plow price estimates as it is a relatively low contributor to the total costs. Plow prices have been determined to be a function of the width, and a speed factor is applied to allow for probable increase in cost per unit width for satisfactory life at increased speeds. The following type of relationship has been used: ) PURP = C3 (W) ( Where: PURP = Purchase Price of Plow, $ W = Width of Plow, ft. SA = Actual Travel Speed, mph C3 = Constant Values of the constants have been selected to provide purchase prices representative of tractors and plows presently on the market at current travel speeds. Curves of tractor and plow prices used in this paper are shown respectively in Figures 6 and 7 on a width and speed coordinate system. If a constant horsepower curve is followed in Figure 6, one can see that increasing speed results in a less expensive tractor, that is, the cost per hp is not constant but decreases at higher design travel speeds. A similar analysis can be made in Figure 7 for plows showing increased cost for the same sized plow at higher speed. Following a constant hp line, (Figure 7) shows that a more expensive plow is required for the same PTO HP at the slower speed. Optimum Width and Speed for Least Cost Tillage GENERAL TRACTOR PRICE RELATIONSHIPS FOR MOLDBOARD PLOWING (FIELD BALLASTED 2-WHEEL DRIVE FIGURE 6 TRACTORS) 9 10 Optimum Width and Speed for Least Cost Tillage GENERAL MOLDBOARD PLOW PRICE RELATIONSHIPS FIGURE 7 Cost Determinations and Optimization After the performance and purchase prices have been predicted, the fixed and operating costs can be calculated. Optimization is really the process of determining the trade-off between fixed and operating costs to determine the best combination of width and speed for the least total cost per unit of area plowed. The higher investment costs of slow speed operations are balanced against the higher energy cost at increased speeds. Cost factors considered are: 1. Depreciation - Straight line depreciation is used. The total costs are the average over the life of the tractor and plow. 2. Interest-Calculated at current annual rates. 3. Taxes, Insurance, Shelter - Estimated as a percentage of purchase price.(6) 4. Labor- Current on-farm hourly rates. 5. Fuel - Current cost/gallon. Consumption is calculated, based on PTO HP required. Optimum Width and Speed for Least Cost Tillage 6. Repairs and Maintenance - Estimated as a percentage of the purchase price.(6) The following are the primary variables used in the optimization shown in following figures: Tractive Efficiency Ratio - TE = .70 Dynamic Ratio - DR= .50 Travel Reduction - TR = .15, (15%) Ratio of Tractor Rear Weight to Total Weight - RWR = .70 Dynamic Weight Transfer Coef.- DWC = .45 PTO to Axle hp Ratio - PTAXE = .967 Specific Draft at Zero Velocity (medium draft soil) - 7 psi Plowing Depth - DE = 8 inches Field Efficiency- FE = .90, (90%) Tractor Use - Tractor is used 400 hours per year exclusive of plowing. Plow hours are added to obtain the total. Tractor Life - Life of tractor is 7000 hours or I0 years, whichever comes first. Plowing hours are calculated, added to the tractor hours and life is calculated. Tractor Fuel Efficiency - Tractor PTO HPHR/GAL. = 15 Plow Life- Life is assumed to be 10 years. Interest Rate - Annual rate of 8% is used. Salvage Values - 10% of purchase price after useful life is complete. Plow Use - 400 acres/year are plowed; also varied. 11 Fuel Cost- $.20/gallon; also varied. Labor Cost - $2.00 per hour; also varied. A computer program was developed to calculate the performance of the tractor and the requirement of the plow, to predict the productivity, to calculate the individual cost items, and to plot them on a width and speed coordinate system. The optimum point (least total cost/acre) is determined and contours of equal cost, at percentages greater than the minimum, can be plotted. Figure 8 shows an example of the program output using assumed inputs previously listed. For this set of variables, the minimum cost/acre was determined to be at 6.4 ft. wide and 5.2 mph. Other values from the graph are 125 PTO HP, 3.6 acres/hour, approximately five 16 inch bottoms and required tractor weight of 110 Ibs./PTO HP. For these variables the minimum cost was determined to be $3.38 per acre. The contour shown represents total costs/acre 5% greater than the minimum. In other words, all the area inside the contour is within 5% of the minimum cost. It is interesting to note that 200 PTO HP at 8 mph can have total costs equal to 100 PTO HP at less than half this speed. This is due in part to the small change in operating costs (fuel and labor) in this area as shown in Figure 9. As speed is increased the energy cost per acre increases but is offset by diminishing labor costs. 12 Optimum Width and Speed for Least Cost Tillage TYPICAL COST OPTIMIZATION MOLDBOARD PLOWING FIGURE 8 Optimum Width and Speed for Least Cost Tillage 13 TYPICAL CURVES OF CONSTANT FUEL AND LABOR COST MOLDBOARD CALCULATED AND FOR $2.00 PLOWING $.20 PER PER HOUR GALLON FUEL LABOR. FIGURE 9 Figure 10 shows how the fixed and variable costs for tractor and plow add to obtain the total costs. Costs are shown for a 125 PTO HP tractor at design speeds from 2.5 to 9 mph. At five mph, the plow costs are about 25% of the total plowing cost per acre. The minimum total cost/acre for variables used is as previously shown -- about five mph. Perhaps most significant on Figure 10 is the total tractor cost per hour for design speeds from 2.5 -9 mph. Heavier weights required for the slow speeds (with large plows) results in a tractor that has a higher total cost/hour. A tractor designed for plowing at slow speeds costs more per hour for the other 400 hours (this example) when it is not plowing. For this reason, the optimum tractor for a least cost total machinery complement may have a still higher optimum plowing speed. 14 Optimum Width and Speed for Least Cost Tillage COST RELATIONSHIPS MOLDBOARD 125 PTO HP TRACTOR PLOWING TRACTOR USE 400 HOURS/YEAR (Except Plowing) - PLOW USE 400 ACRES/YEAR FIGURE 10 All curves shown are, of course, dependent upon the values of the variables used. A sensitivity analysis has been conducted on several important variables. Fuel Cost, $/Gallon With increasing evidence of an energy shortage in this country, it is likely that fuel costs will increase. In Figure 11 the cost per gallon is varied from $.10 to $.60 and the optimum points are determined. As expected, an increase in fuel cost reduces the optimum travel speed and increases the total cost per acre. Total costs/acre with $.60 per gallon fuel are 26% above those at $.20 per gallon. Labor Cost, $/Hour Figure 11 also shows the effect of increasing the labor cost from $2.00 per hour to $6.00 per hour. Increasing labor costs pushes the optimum point to a larger size tractor and implement at increased travel speed. Total costs/acre increase 24% as labor cost is varied from $2.00 to $6.00 per hour. Acres/Plowed Per Year In Figure 11 the effect of increasing the number of acres plowed per year is also shown. Total costs/acre are decreased 19% as the acreage is increased from 400 up to 1000 acres/year. The optimum point increases in width and decreases in speed. It is easy to see that there is no single optimum width and speed but that it varies with assumed conditions. When average values are used, the optimum comes close to the most popular size tractor and plows in use today. It is also interesting to note the large variation in width and speed possible to remain within a few percent of the optimum point. This, perhaps, explains the variety of tractors and plows demanded by today's farmers, with the tractor size and type probably influenced by other considerations on the farm. Optimum Width and Speed for Least Cost Tillage 15 EFFECT OF FUEL COST, LABOR COST, AND ACREAGE PLOWED ON OPTIMUM WIDTH AND SPEED (MOLDBOARD PLOWING) FIGURE 11 REFERENCES 1. 2. 3. 4. 5. 6. 7. 8. 9. Zoz, F.M, "Predicting Tractor Field Performance", ASAE Paper No. 70-118, July 1970 Wismer, R.D. and Luth, H.J., "Off-Road Traction Prediction for Wheeled Vehicles", ASAE Paper No. 72-619, Dec 72 ASAE 13230.1, "Farm Machinery Cost and Use", Agricultural Engineers Yearbook, 1973 Davidson, J.B., Fletcher, L.J., and Collins, E.V., "Influence of Speed Upon the Draft of Plow", Transactions of the ASAE, Volume 13, December 1919. Hunt, Donnell, "Selecting an Economic Power Level for the Big Tractor", ASAE Paper No. 71-147 June 1971 Hunt, Donnell, Farm Power and Machinery Management, Iowa State University Press Reaves, Carl A., "Moldboard Plow Design and Use for Higher Horsepower-Lower Weight Tractors", SAE Paper 710681, September 1971 Coleman, R.N. and Wilkins, i.D., "High Field Speed Tractors, Why?" SAE Paper 710686, September 1971 University of Nebraska, Agricultural Engineering Department, "Tractor Test Reports"