Page 1 of 7 3 The Federalists in Charge WHY IT MATTERS NOW MAIN IDEA The split between Hamilton and Jefferson led to the growth of political parties. The two-party system is still a major feature of politics in the United States. TERMS & NAMES foreign policy Alien and Sedition Acts political party states’ rights XYZ Affair ONE AMERICAN’S STORY In 1796, President George Washington decided that two terms in office was enough. But as he left office, he feared the growth of political parties would split the nation into enemy camps. In 1796, he wrote a final address to the nation. A V O I C E F R O M T H E PA S T 8.3.4 Understand how the conflicts between Thomas Jefferson and Alexander Hamilton resulted in the emergence of two political parties (e.g., view of foreign policy, Alien and Sedition Acts, economic policy, National Bank, funding and assumption of the revolutionary debt). 8.3.7 Understand the functions and responsibilities of a free press. Let me now . . . warn you . . . against the [harmful] effects of the spirit of party. . . . This spirit, unfortunately . . . exists in different shapes in all governments . . . but in those of the popular form, it is seen in its greatest rankness and is truly their worst enemy. George Washington, Farewell Address CALIFORNIA STANDARDS 8.4.2 Explain the policy significance of famous speeches (e.g., Washington's Farewell Address, Jefferson's 1801 Inaugural Address, John Q. Adams's Fourth of July 1821 Address). This painting portrays Mount Vernon in 1792. In his address, Washington warned of the dangers of political division, or what he termed “the spirit of party.” As you will see in this section, few people took his advice. Washington Retires Washington had come to the presidency greatly admired by the American people. Throughout his eight years in office (1789 –1797), he had tried to serve as a symbol of national unity. In large part, he succeeded. During his second term, however, opponents of Jay’s Treaty led attacks on the president. Thomas Paine called Washington “treacherous in private friendship . . . and a hypocrite in public life” because he failed to support the French Revolution. Washington saw such attacks as the outcome of political disagreements. In his farewell address, he warned that such differences could weaken the nation. Despite his advice, political parties became a part of American politics. 8.5.2 Know the changing boundaries of the United States and describe the relationships the country had with its neighbors (current Mexico and Canada) and Europe, including the influence of the Monroe Doctrine, and how those relationships influenced westward expansion and the Mexican-American War. 8.10.3 Identify the constitutional issues posed by the doctrine of nullification and secession and the earliest origins of that doctrine. Taking Notes Use your chart to take notes about the Federalists and the establishment of a two-party system. Economics Politics Foreign Affairs Relations with Native Americans Launching a New Republic 303 Page 2 of 7 Americans listened more closely to Washington’s parting advice on foreign policy—relations with the governments of other countries. He urged the nation’s leaders to remain neutral and “steer clear of permanent alliances with any portion of the foreign world.” He warned that agreements with foreign nations might work against U.S. interests. His advice served to guide U.S. foreign policy into the twentieth century. Growth of Political Parties Despite Washington’s warning against political parties, Americans were deeply divided over how the nation should be run. During Washington’s first term (1789–1792), Hamilton and Jefferson had hotly debated the direction the new nation should take. Then Jefferson returned to Virginia in 1793. During Washington’s second term, Madison took Jefferson’s place in the debates with Hamilton. Both sides disagreed on how to interpret the Constitution and on economic policy. Hamilton favored the British government and opposed the French Revolution. Jefferson and Madison were the opposite. Hamilton fought for a strong central government. Jefferson and Madison feared such a government might lead to tyranny. They had different visions of what the nation should become. Hamilton wanted a United States in which trade, manufacturing, and cities grew. Jefferson and Madison pictured a rural nation of planters and farmers. These differences on foreign and domestic policy led to the nation’s first political parties. A political party is a group of people that tries to promote its ideas and influence government. It also backs candidates for office. Together, Jefferson and Madison founded the DemocraticRepublican Party. The party name reflected their strong belief in democracy and the republican system. Their ideas drew farmers and workers to the new party. Hamilton and his friends formed the Federalist Party. Many Northern merchants and manufacturers became Federalists. The First Political Parties Skillbuilder Answers 1. Federalists served the economic interests of business and manufacturing; the propertied classes. 2. Federalists favored a ruling elite; DemocraticRepublicans put more trust in the common people. 304 CHAPTER 9 FEDERALISTS D E M O C R AT I C - R E P U B L I C A N S Strong national government Limited national government Fear of mob rule Fear of rule by one person or a powerful few Loose construction (interpretation) of the Constitution Strict construction (interpretation) of the Constitution Favored national bank Opposed national bank Economy based on manufacturing and shipping Economy based on farming Supporters: lawyers, merchants, manufacturers, clergy Supporters: farmers, tradespeople SKILLBUILDER Interpreting Charts 1. Which economic interests were served by the Federalists? 2. Which party favored a ruling elite? Which put more trust in the common people? A. Answer The Federalists believed in a strong national government, a national bank, and a loose interpretation of the Constitution. DemocraticRepublicans believed in a limited government, an economy based on farming, and a strict interpretation of the Constitution. A. Summarizing What were the major beliefs of each party? Page 3 of 7 WASHINGTON, D.C., AND BENJAMIN BANNEKER Benjamin Banneker was a free African-American farmer. He was a self-taught mathematician and astronomer. He also wrote an almanac (see below). He was named to the survey commission appointed to lay out the boundaries of the nation’s new capital. Working with chief planner Pierre L’Enfant, Banneker helped to decide where the White House and Capitol would be located. Their final design is shown at the left. John Adams Takes Office In 1796, the United States held its first elections in which political parties competed. The Federalists picked Washington’s vice-president, John Adams, as their candidate for president. An experienced public servant, Adams had been a leader during the Revolution and at the Continental Congress. He had also been a diplomat in France, the Netherlands, and Britain before serving with Washington. The Democratic-Republicans chose Jefferson. In the electoral college, Adams received 71 votes and Jefferson 68. The Constitution stated that the runner-up should become vice-president. Therefore, the country had a Federalist president and a Democratic-Republican vice-president. Adams became president in 1797. His chief rival, Jefferson, entered office as his vice-president. In 1800, Adams became the first president to govern from the nation’s new capital city, Washington, D.C. Problems with France When Washington left office in 1797, relations between France and the United States were tense. With Britain and France still at war, the French began seizing U.S. ships to prevent them from trading with the British. Within the year, the French had looted more than 300 U.S. ships. Although some Federalists called for war with France, Adams hoped talks would restore calm. To this end, he sent Charles Pinckney, Elbridge Gerry, and John Marshall to Paris. Arriving there, they requested a meeting with the French minister of foreign affairs. For weeks, they were Launching a New Republic 305 Page 4 of 7 American newspapers fueled public anger over the XYZ Affair by publishing editorials and cartoons like this one. Here the five-man group ruling France demands money at dagger point from the three Americans. The American diplomats respond, “Cease bawling, monster! We will not give you sixpence!” What attitude does the cartoonist have toward France’s role in this affair? How can you tell? ignored. Then three French agents—later referred to as X, Y, and Z— took the Americans aside to tell them the minister would hold talks. However, the talks would occur only if the Americans agreed to loan France $10 million and to pay the minister a bribe of $250,000. The Americans refused. “No, no, not a sixpence,” Pinckney shot back. Adams received a full report of what became known as the XYZ Affair. After Congress and an outraged public learned of it, the press turned Pinckney’s words into a popular slogan: “Millions for defense, not one cent for tribute!” In 1798, Congress canceled its treaties with France and allowed U.S. ships to seize French vessels. Congress also set aside money to expand the navy and the army. The Alien and Sedition Acts The conflict with France made Adams and the Federalists popular with the public. Many Democratic-Republicans, however, were sympathetic to France. One Democratic-Republican newspaper called Adams “the blasted tyrant of America.” In turn, Federalists labeled DemocraticRepublicans “democrats, mobcrats, and other kinds of rats.” Angered by criticism in a time of crisis, Adams blamed the DemocraticRepublican newspapers and new immigrants. Many of the immigrants were Democratic-Republicans. To silence their critics, the Federalist Congress passed the Alien and Sedition Acts in 1798. These acts targeted aliens—immigrants who were not yet citizens. One act increased the waiting period for becoming a U.S. citizen from 5 to 14 years. Other acts gave the president the power to arrest disloyal aliens or order them out of the country during wartime. A fourth act outlawed sedition, saying or writing anything false or harmful about the government. With these acts, the Federalists clamped down on freedom of speech and the press. About 25 Democratic-Republican newspaper editors were 306 CHAPTER 9 B. Drawing Conclusions How did the XYZ Affair show the young nation’s growing confidence? B. Answer The nation was willing to defy French power and to build up its strength. Page 5 of 7 C. Making Inferences How might the theory of states’ rights undermine the federal government? C. Answer It might encourage states to try to nullify or ignore federal laws. charged under this act, and 10 were convicted of expressing opinions damaging to the government. A Vermont congressman, Matthew Lyon, was also locked up for saying that the president should be sent “to a mad house.” The voters re-elected Lyon while he was in jail. The Democratic-Republicans, led by Jefferson and Madison, searched for a way to fight the Alien and Sedition Acts. They found it in a theory called states’ rights. According to this theory, states had rights that the federal government could not violate. Jefferson and Madison wrote resolutions (or statements) passed by the Kentucky and Virginia legislatures in 1798 and 1799. In the Kentucky Resolutions, Jefferson proposed nullification, the idea that a state could nullify a federal law within the state. In the Virginia Resolutions, Madison said a state could interpose, or place, itself between the federal government and its citizens. These resolutions declared that the Alien and Sedition Acts violated the Constitution. No other states supported Kentucky and Virginia. However, within two years the DemocraticRepublicans won control of Congress, and they either repealed the Alien and Sedition Acts or let them expire. FREEDOM OF THE PRESS Since the Alien and Sedition Acts, the Supreme Court has ruled many times that a free press had the right to publish information critical of or harmful to the government or government officials. A free press has a responsibility to remain independent, not just from the government, but from individuals or groups which might influence its reporting. For instance, a newspaper or television network must be unafraid to cover a heavy advertiser accurately, even if a critical or negative story causes the company to pull its advertising. Editors and reporters must frequently report gifts they are given and financial holdings they may have. To demonstrate accountability, most media outlets run corrections, when necessary, and letters from viewers or readers. Peace with France While Federalists and Democratic-Republicans battled at home, Adams reopened talks with France. This time the two sides quickly signed the Convention of 1800, an agreement to stop all naval attacks. Adams’s actions made him enemies among the Federalists, but he spoke proudly of having saved the nation from bloodshed. Adams lost the presidential election of 1800 to Thomas Jefferson. You will read more about Jefferson in the next chapter. Section 3 Assessment 1. Terms & Names 2. Using Graphics 3. Main Ideas 4. Critical Thinking Explain the significance of: Use a cluster diagram to review details about the Alien and Sedition Acts. a. What two pieces of advice did Washington give in his Farewell Address? (8.3.4) Evaluating Do you think Washington’s warning about political parties was good advice? Explain. (REP4) • • • • foreign policy political party XYZ Affair Alien and Sedition Acts • states’ rights Alien and Sedition Acts What was the worst effect of the Alien and Sedition Acts? Why? (HI2) b. What led to the rise of political parties? (8.3.4) c. Why did Congress pass the Alien and Sedition Acts? How did Kentucky and Virginia respond? (8.3.4) THINK ABOUT • roles of political parties • advantages of parties • disadvantages of parties ACTIVITY OPTIONS TECHNOLOGY SPEECH Read more about Benjamin Banneker. Plan part of a video presentation on him or present dramatic readings of excerpts from the almanac he wrote. (REP4) Launching a New Republic 307 Page 6 of 7 Chapter 9 ASSESSMENT TERMS & NAMES CRITICAL THINKING Briefly explain the significance of each of the following. 1. USING YOUR NOTES: IDENTIFYING AND SOLVING PROBLEMS 1. inaugurate 6. neutral 2. cabinet 7. foreign policy 3. tariff 8. political party 4. Battle of Fallen Timbers 9. Alien and Sedition Acts 5. Whiskey Rebellion PROBLEMS SOLUTIONS Economics Politics 10. states’ rights Foreign Affairs Relations with Native Americans REVIEW QUESTIONS Washington’s Presidency (pages 293–297) 1. What questions about the judiciary were left open by the Constitution? How were they answered? (HI1) 2. What financial problems did the new nation face? (HI1) 3. How did Hamilton and Jefferson interpret the Constitution differently? (REP5) Challenges to the New Government (pages 298–302) Using your completed chart, answer the questions. (HI2) a. What were the problems that characterized the Federalist era? b. What do the solutions to these problems reveal about the characteristics of the era? 2. ANALYZING LEADERSHIP How did Washington’s efforts to serve as a symbol of national unity help the new nation? (HI1) 3. APPLYING CITIZENSHIP SKILLS 4. What did Washington do to secure the West? (HI1) 5. What were the major arguments regarding taxation under the new government? (REP5) How might the farmers in the Whiskey Rebellion have expressed their disapproval of the whiskey tax while staying within the law? (HI4) 6. Why did Washington favor neutrality in the conflict between France and Britain? (HI1) 4. THEME: DEMOCRATIC IDEALS 7. What problems did the Jay and Pinckney treaties address? (HI1) Did the formation of political parties make the nation more or less democratic? (HI1) Interact with History The Federalists in Charge (pages 303–307) 8. Why did Washington oppose political parties? (HI1) 9. What was the XYZ Affair? (HI1) 10. Why did Federalists pass the Alien and Sedition Acts? How did Republicans respond? (HI2) How did the challenges of setting up a government that you discussed before you read the chapter compare with the actual challenges you read about? VISUAL SUMMARY The First Presidents (8.4.1) WASHINGTON PRESIDENCY 1789–1797 Strong Government • Cabinet • Judiciary Secure the West Remaining Neutral • Jay’s Treaty • Pinckney’s Treaty 308 CHAPTER 9 ADAMS PRESIDENCY 1797–1801 Federalists vs. Democratic-Republicans • Battle of Fallen Timbers • Differed over Constitution • Treaty of Greenville • Disagreed on national bank Problems with France • XYZ Affair • Convention of 1800 Page 7 of 7 STANDARDS-BASED ASSESSMENT Use the chart and your knowledge of U.S. history to answer questions 1 and 2. 2. What could the government do to increase income? (8.3.4) A. decrease duties and taxes Additional Test Practice, pp. S1–S33. B. increase duties and taxes Financial Problems, 1789–1791 C. increase the national budget D. pay off the public debt DEBTS EXPENSES INCOME $77,230,000 = total public debt $4,270,000 budget to run government $4,400,000 from duties or taxes imposed on imported and exported goods This quotation from George Washington’s Farewell Address is a warning to future leaders. Use this quotation and your knowledge of U.S. history to answer question 3. P R I M A RY S O U R C E Let me now . . . warn you . . . against the [harmful] effects of the spirit of party. . . . This spirit, unfortunately . . . exists in different shapes in all governments . . . but in those of the popular form, it is seen in its greatest rankness and is truly their worst enemy. Source: Historical Statistics of the United States 1. How much money did the government owe during the period shown on the chart? (8.3.4) A. $4,270,000 B. $4,400,000 C. $77,000,000 D. $77,230,000 George Washington, Farewell Address 3. What danger was Washington warning Americans about in his Farewell Address? (8.3.4) A. foreign governments B. Antifederalists C. political parties D. taxation TEST PRACTICE CL ASSZONE .COM ALTERNATIVE ASSESSMENT INTEGRATED TECHNOLOGY 1. CREATING A CAMPAIGN COMMERCIAL WRITING ABOUT HISTORY Imagine that you are a U.S. citizen during the French Revolution. Write a letter to the secretary of state giving reasons why you think the United States should aid the French, aid the British, or remain neutral. Create a 30-second television commercial for either John Adams, the Federalist party candidate, or Thomas Jefferson, the Democratic-Republican party candidate. (REP5) • On the Internet, find information about your candi- • Use library resources to research the different sides. • Use your research to persuade the secretary of state to your point of view. 2. COOPERATIVE LEARNING Work with other students to research the Alien and Sedition Acts and the positions taken by both political parties. Consider these questions: Were the acts constitutional or an abuse of basic rights? Should criticism of the government be allowed in a time of possible war? Choose two group members to debate the Federalist and Democratic-Republican positions. (REP4) (REP5) date that shows why he is a good choice. • Locate at least two pictures that reveal different images of the candidate. Also, use the Internet to find suitable background music for the commercial. • Use your resource materials to create a 30-second campaign commercial. For more about the 1796 election . . . INTERNET ACTIVITY CL ASSZONE .COM Launching a New Republic 309