How to use Trait Activation Theory in Assessment Centre Practice

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Workshop Trait Activation
How to use Trait Activation
Theory in Assessment Centre Practice
Prof. Dr. Filip Lievens
Ghent University, Belgium
[filip.lievens@ugent.be]
http://users.ugent.be/~flievens/
Objectives
Presenting the knots & bolts of using
trait activation theory in assessment
centres
Developing assessment tools & rating
aids grounded in trait activation theory
Prof. Dr. Filip Lievens
Workshop Trait Activation
Structure
Relevance
Theory
Practice
Evidence
Epilogue
Relevance
Prof. Dr. Filip Lievens
Workshop Trait Activation
AC Guidelines
AC
designers
should
attempt
to
design
exercises
that
evoke
a
large
number
of
job-related
behaviors
because
this
should
give
assessors
enough
opportunities
to
observe
job-related
behavior.
International
Task
Force
on
Assessment
Center
Guidelines
(2009)
“Behaviors,
not
exercises,
are
the
currency
of
assessment
centers.
Exercises
are
merely
the
stimuli
to
elicit
behaviors”
Howard
(2008,
p.
101)
Yet …
Fast stream of ongoing behavior
Few behaviors per dimension
Assessors rely on red “hot” behaviors to rate multiple
dimensions
Reliability/validity of within-exercise dimension ratings
‣ 
Prof. Dr. Filip Lievens
Exception: Communication as a dimension
Workshop Trait Activation
Traditional AC Matrix
Dimensions
Exercises
Sensitivity
Communication
Case analysis
Discussion
Role-play
×
×
(×)
×
×
×
Relevance for HRM
Lack of theories in staffing
Lack of theories in assessment
Lack of theory-based design
Prof. Dr. Filip Lievens
Stress
Resilience
×
In-basket
Presentation
Planning
×
(×)
×
×
Workshop Trait Activation
Trait Activation: The Theory
History
Situation – Trait debate
‣ 
Situationists  Personalists => Interactionists
Renaissances
‣ 
‣ 
‣ 
Big Five / Five-factor Model
Situation
Interactionism
‧ 
‧ 
Prof. Dr. Filip Lievens
Cognitive-Affective Personality System (Mischel & Shoda, 1995)
Trait Activation Theory (Tett & Burnett, 2003)
Workshop Trait Activation
Trait Activation Theory: Axiom 1
Situational trait relevance
‣ 
‣ 
‣ 
‣ 
A situation is relevant to a trait if it provides cues for
the expression of trait relevant behavior.
A qualitative feature of situations that is trait
specific; it is informative with regard to which cues
are present to elicit behavior for a given latent trait.
Cues can be at the task, social or organizational
level.
Cf. The channel you are listening to on the radio
Trait Activation Theory (TAT)
Underlying
trait
Activation
Exercise situation
  Task
  Social
  Organizational
Behavior in
AC exercise
Prof. Dr. Filip Lievens
Workshop Trait Activation
Which traits are activated in exercises?
Note. Table adapted from Lievens et al. (2006). E = extraversion. A = agreeableness.
C = conscientiousness. ES = emotional stability. O = openness to experience. LGD =
leaderless group discussion.
Which dimensions are linked to traits?
Note. Table adapted from Lievens et al. (2006). E = extraversion. A = agreeableness. C =
conscientiousness. ES = emotional stability. O = openness to experience.
Prof. Dr. Filip Lievens
Workshop Trait Activation
Trait Activation Theory: Axiom 2
Situational strength
‣ 
A continuum that refers to how much ambiguity there is
with regard to how the situation is perceived.
‣  Strong situations = unambiguous demands, likely
negating almost all individual differences in behavior.
‣  Weak situations = ambiguous demands, enabling
variability in behavior to be observed
‣ 
Cf. The volume of the radio
Trait Activation Theory (TAT)
Underlying
trait
Activation
Exercise situation
  Task
  Social
  Organizational
Behavior in
AC exercise
Prof. Dr. Filip Lievens
Strength of
situation (4 C’s)
-  Clarity
-  Consistency
- Consequences
- Constraints
Workshop Trait Activation
Trait Activation Theory: Axiom 3
Aggregation principle
‣ 
The sum of a set of measurements is more stable
than any single measurement from the set.
‣ 
Cf. tests, scales or questionnaires
Trait activation: The Practice
Prof. Dr. Filip Lievens
Workshop Trait Activation
Assignment 1: Applying TAT
Convene in small groups.
How can we apply trait activation theory in
assessment centre exercises?
Discuss possible approaches/tools to evoke
behavior in assessment centre exercises?
Approaches
“Deliberately introduce multiple dimension-relevant items or
problems within the exercise and to score such
items” (Brannick, 2008, p. 132).
“Designers should construct specific stimuli to elicit the kinds
of behaviors to be measured and guide assessors to their
placement and relative importance… designers must do more
than create work samples; they must develop simulations that
will best elicit the desired behaviors. We need to develop a
much better understanding of the kinds of AC challenges that
will bring out the behaviors associated with current and
evolving positions and diverse business challenges.” (Howard,
2008, p. 101)
Prof. Dr. Filip Lievens
Workshop Trait Activation
Alternative matrix
Sensitivity
×
×
×
×
×
×
Planning
Stress
Resilience
×
×
×
×
×
×
×
×
×
×
×
×
×
×
×
×
×
×
×
×
×
Assignment 2: Exercise scenarios
Convene in small groups.
Generate short situations (task & group) that activate:
‣  Openness to experience
‣  Emotional Stability
‣  Conscientiousness
‣  Extraversion
‣  Agreeableness
Prof. Dr. Filip Lievens
Workshop Trait Activation
Side benefit: Alternate form construction
Item generation theory
Situational templates as radicals
‣  Determine difficulty
‣  Can be used across many exercises
Content as incidentals
‣  Do not determine difficulty
‣  Cosmetic (contextual) layers
Cost & time efficient (more basic templates)?
Side benefit: SJT / SI items
You are talking to an important customer on the phone when another customer
interrupts, saying s/he is unhappy with your store and wants attention right
now. S/he is speaking in a loud voice that other customers can hear. What
do you do?
‣ 
‣ 
‣ 
‣ 
Help this customer immediately and hang up the phone
Ask this individual if s/he can wait until you are done on the phone
Ask the customer on the phone if you can call him/her back
Wait to help this customer until you finished with the individual on the phone
A customer is telling you a personal story that is completely unbelievable and
that you think is factually incorrect. What do you do?
‣ 
‣ 
‣ 
‣ 
Prof. Dr. Filip Lievens
Smile and nod in agreement with the customer, and say you agree with the story
Smile and nod in agreement with the customer, but say nothing
Nod in agreement with the customer, but say nothing
Nod in agreement with the customer, then correct the customer’s story
Workshop Trait Activation
Role-player prompts
One
purpose:
Realism
‣  “You
are
an
experienced
IT
engineer,
etc.”
Another
purpose:
Elicit
behavior
via
prompts
‣  Predetermined
verbal
&
nonverbal
cues
that
a
role-player
consistently
provides
in
an
AC
exercise
across
candidates
to
elicit
behaviors
related
to
specific
job-related
dimensions
‣  Multiple
prompts
per
dimension
Exercise instructions
One
purpose:
Realism
‣  Provide
background
information
about
the
fictitious
organization,
key
persons,
&
problems
‣  Provide
general
expectations
about
what
ought
to
be
done
Another
purpose:
Evoke
behavior
‣  Predetermined
specific
instructions
given
to
candidates
at
the
beginning
of
AC
exercises
to
elicit
job-related
behavior
Prof. Dr. Filip Lievens
Workshop Trait Activation
Assignment 3a/3b: Prompts & instructions
Convene in small groups & study the exercise of A&DC.
Develop verbatim role-player prompts for evoking behavior.
Develop verbatim exercise instructions for evoking behavior.
Focus on behavior related to the dimensions of
‣ 
‣ 
‣ 
‣ 
Problem analysis & solving
Planning & organization
Interpersonal sensitivity
Tolerance for stress
Vary the situational strength of one of the prompts/instructions.
Technological stimuli
Same
logic
as
prompts
Examples
Prof. Dr. Filip Lievens
Workshop Trait Activation
Overview
TAT
Trait
activation
Trait
evaluation
Demonstrating
candidate behavior
Observing & rating
candidate behavior
Reporting
candidate behavior
Exercise
Scenarios
Exercise
Instructions
Role-player
Prompts
Technological
Stimuli
Assessor selection
& training
Assessor aids
(checklists)
Feedback reports
Trait Activation Theory (TAT)
Underlying
trait
Activation
Exercise situation
 Task
 Social
 Organizational
Behavior in
AC exercise
Evaluation
Prof. Dr. Filip Lievens
Job
performance
(+/0/-)
Strength of
situation
-  Clarity
-  Consistency
- Consequences
- Constraints
Workshop Trait Activation
Assessor screening/selection
Assessors can be screened on the basis of their
• 
Trait knowledge
• 
Trait-situation knowledge (TAT)
⇒  Christiansen et al. (2005) developed such an
inventory
⇒  Do you want to test yourself?
Example items of inventory
You have been working under the supervision of a senior co-worker
for six months. You know your job as well as you will ever know it.
The senior co-worker has found another job and the department
head has said she is thinking of finding someone else to supervise
you.
‣ 
‣ 
‣ 
‣ 
Sociability
Empathy
Complexity
Need for Autonomy
Your current job requires that you work alone at a computer station.
You have just heard of an opening in customer service. No
additional training is needed and the salary would be the same as
in your current position.
‣ 
‣ 
‣ 
‣ 
‣ 
Prof. Dr. Filip Lievens
Risk Taking
Complexity
Empathy
Sociability
Organization
Workshop Trait Activation
Assessor training
Adjust assessor training?
•  Let’s familiarize assessors with exercise stimuli.
Assessor rating aids
Adjust behavioral checklists?
•  Let’s incorporate exercise stimuli that activate behavior.
Feedback reports
Dimension-based
‣  “You score weak on resilience.”
Exercise-based
‣  “You score weak in the oral presentation.”
TAT-based
‣  “You score weak in situations that put you under
pressure.”
Prof. Dr. Filip Lievens
Workshop Trait Activation
Trait activation: The Evidence
Lievens, F., & Schollaert, E. (2011). Reshaping exercise design in assessment
centers: Theory, practice, and research (pp. 47-60). In N. Povah & G. C.
Thornton III (Eds.) Assessment centres and global talent management.
Gower: Surrey, UK.
Assignment 4: Quiz
Indicate whether the following statements are “True” or “False”.
1.  When role-players use prompts to evoke behavior, they note down 20% more
behaviors.
2.  For all dimensions, the use of prompts leads to assessors observing more behavior.
3.  The use of exercise stimuli (e.g., role-player prompts) planted into exercises lowers
candidates’ perceptions of the opportunity to perform in the exercises.
4.  When stimuli are built into assessment center exercises, candidates feel that the
exercises become interpersonally “colder”.
5.  So far, it has not been possible to evoke more candidate behavior via the use of
specific exercise instructions.
6.  The inter-rater reliability among assessors is higher when exercise stimuli are used to
activate behavior.
7.  It makes a difference whether assessors are familiarized with the exercise stimuli that
are used to evoke behavior.
8.  When assessors know which exercise stimuli evoke which behavior, they make more
distinct evaluations on the dimensions.
Prof. Dr. Filip Lievens
Workshop Trait Activation
Research issues
‣ 
‣ 
‣ 
‣ 
‣ 
‣ 
‣ 
What is the impact on the observation process?
What is the impact on the rating process?
How does it affect reliability?
How does it affect validity?
What are the effects on what is being measured?
How do candidates experience this type of exercises?
…
Research (1)
Exercise stimuli
‣  Use of prompts by role-players quadrupled.
Assessees
‣  Favorable perceptions of job-relatedness & opportunity to
perform were not affected.
‣  Favorable perceptions of interpersonal warmth were not
affected.
Prof. Dr. Filip Lievens
Workshop Trait Activation
Research (2)
Assessors
‣  No effects of instructions
‣  When assessors were not familiarized with prompts
‧  Only effects on observation (20% more behaviors)
‧  More classification errors
‧  No effects on other psychometric properties
‣  When assessors were familiarized with prompts
‧  Positive effects on observation, classification, inter-rater reliability,
convergent validity, and discriminant validity
Research (3)
What are determinants of performance?
‣  Spontaneous
vs.
Elicited
‣  Motivation
vs.
Ability
‣  Typical
vs.
Maximal
Prof. Dr. Filip Lievens
Workshop Trait Activation
Epilogue
Assignment
5: Reflection & action
Alternate exercises
What were your key learning points?
What are the biggest advantages of using trait
activation theory in assessment practice? What
are potential disadvantages
How will you implement trait activation theory in your
assessment practice?
‣  What are the opportunities/ hindrances?
How will you persuade others to use trait activation
theory in their assessment practice?
Prof. Dr. Filip Lievens
Workshop Trait Activation
Thank you
More info on
http://users.ugent.be/~flievens
Reading list
Christiansen, N. D., Wolcott-Burnam, S., Janovics, J. E., Burns, G. N., & Quirk, S. W. (2005).
The good judge revisited: Individual differences in the accuracy of personality judgments.
Human Performance, 18, 123–149.
Haaland, S., & Christiansen, N. D. (2002). Implications of trait-activation theory for evaluating
the construct validity of assessment center ratings. Personnel Psychology, 55, 137–163.
Lievens, F., Tett, R.P., & Schleicher, D.J. (2009). Assessment centers at the crossroads:
Toward a reconceptualization of assessment center exercises. In J.J. Martocchio & H. Liao
(Eds.), Research in Personnel and Human Resources Management (pp. 99-152). Bingley:
JAI Press.Thornton & Muller Hanson
Lievens, F., & Schollaert, E. (2011). Reshaping exercise design in assessment centers:
Theory, practice, and research (pp. 47-60). In N. Povah & G. C. Thornton III (Eds.)
Assessment centres and global talent management. Gower: Surrey, UK.
Meyer, R. D., Dalal, R. S., & Hermida, R. (2010). A review and synthesis of situational strength
in the organizational sciences. Journal of Management, 36, 121-140.
Schollaert, E., & Lievens, F. (in press). Building situational stimuli in assessment center
exercises: Do specific exercise instructions and role-player prompts increase the
observability of behavior. Human Performance.
Schollaert, E., & Lievens, F. (2011). The use of role-player prompts in assessment center
exercises. International Journal of Selection and Assessment, 19, 190-197.
Tett, R. P. & Burnett, D. (2003). A personality trait-based interactionist model of job
performance. Journal of Applied Psychology, 88, 500-517.
Prof. Dr. Filip Lievens
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