2005 U.S. Master GAAP Guide TM Bill D. Jarnagin, Ph.D., C.P.A. Allen, Gibbs & Houlik Faculty Fellow in Accounting School of Accountancy Wichita State University Table of Contents CCH INCORPORATED Chicago xi Table of Contents Topic 1 2 3 Paragraph Basic Financial Statements ARB No. 43, Chapter 1—Prior Opinions, ARB No. 43, Chapter 2— Form of Statements, ARB No. 46—Discontinuance of Dating Earned Surplus, APB Opinion No. 6—Status of Accounting Research Bulletins, APB Opinion No. 12—Omnibus Opinion—1967, APB Opinion No. 20—Accounting Changes, SFAS No. 73— Reporting a Change in Accounting for Railroad Track Structures and SFAS No. 111—Rescission of FASB Statement No. 32 and Technical Corrections . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . APB Opinion No. 22—Disclosure of Accounting Policies . . . . . . . . . APB Opinion No. 9—Reporting the Results of Operations, APB Opinion No. 10—Omnibus Opinion—1966, APB Opinion No. 30— Reporting the Results of Operations and SFAS No. 144— Accounting for the Impairment or Disposal of Long-Lived Assets . APB Opinion No. 9—Reporting the Results of Operations and SFAS No. 16—Prior Period Adjustments . . . . . . . . . . . . . . . . . . . . . . . SFAS No. 57—Related Party Disclosures . . . . . . . . . . . . . . . . . . . . SFAS No. 95—Statement of Cash Flows, SFAS No. 102—Statement of Cash Flows—Exemption of Certain Enterprises and Classification of Cash Flows from Certain Securities Acquired for Resale and SFAS No. 104—Statement of Cash Flows—Net Reporting of Certain Cash Receipts and Cash Payments and Classification of Cash Flows from Hedging Transactions . . . . . . . . . . . . . . . . . . . . . . . . . . . . SFAS No. 130—Reporting Comprehensive Income . . . . . . . . . . . . . Summary of American Institute of Certified Public Accountants (AICPA) Statements of Position (SOP) . . . . . . . . . . . . . . . . . . . . Supplementary Financial Information SFAS No. 131—Disclosures About Segments of an Enterprise and Related Information and SFAS No. 135—Rescission of FASB Statement No. 75 and Technical Corrections . . . . . . . . . . . . . . . . SFAS No. 89—Financial Reporting and Changing Prices and SFAS No. 139—Rescission of FASB Statement No. 53 and Amendments to FASB Statements No. 63, 89 and 121 . . . . . . . . . . . . . . . . . . . . . . Current Assets and Investments ARB No. 43, Chapter 3—Working Capital, ARB No. 43, Chapter 4— Inventory Pricing and APB Opinion No. 6—Status of Accounting Research Bulletins . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . APB Opinion No. 18—The Equity Method of Accounting for Investments in Common Stock and SFAS No. 94—Consolidation of All Majority-Owned Subsidiaries . . . . . . . . . . . . . . . . . . . . . . . . . SFAS No. 115—Accounting for Certain Investments in Debt and Equity Securities, SFAS No. 135—Rescission of FASB Statement No. 75 and Technical Corrections and SFAS No. 140—Accounting for Transfers and Servicing of Financial Assets and Extinguishments of Liabilities . . . . . . . . . . . . . . . . . . . . . . . . . . . ©2004, CCH INCORPORATED. All rights reserved. 101 115 131 145 161 175 180 196 201 261 301 321 331 xii Table of Contents Topic Paragraph FASB Technical Bulletin No. 85-4—Accounting for Purchases of Life Insurance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 5 6 7 361 Productive Tangible Assets ARB No. 43, Chapter 9—Depreciation and APB Opinion No. 12— Omnibus Opinion—1967 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 401 APB Opinion No. 29—Accounting for Nonmonetary Transactions . . 421 SFAS No. 34—Capitalization of Interest Cost, SFAS No. 42— Determining Materiality for Capitalization of Interest Cost, SFAS No. 58—Capitalization of Interest Cost in Financial Statements That Include Investments Accounted for by the Equity Method and SFAS No. 62—Capitalization of Interest Cost in Situations Involving Certain Tax-Exempt Borrowings and Certain Gifts and Grants . . . 431 SFAS No. 143—Accounting for Asset Retirement Obligations . . . . . 446 APB Opinion No. 6—Status of Accounting Research Bulletins, SFAS No. 144—Accounting for the Impairment or Disposal of Long-Lived Assets and SFAS No. 147—Acquisitions of Certain Financial Institutions—an Amendment of FASB Statements No. 72 and 144 and FASB Interpretation No. 9 . . . . . . . . . . . . . . . . . . . . . . . . . . 461 Summary of American Institute of Certified Public Accountants (AICPA) Statements of Position (SOP) . . . . . . . . . . . . . . . . . . . . 495 Intangibles (Including Research and Development and Computer Software) SFAS No. 2—Accounting for Research and Development Costs . . . . 521 SFAS No. 68—Research and Development Arrangements . . . . . . . . 561 SFAS No. 86—Accounting for the Costs of Computer Software To Be Sold, Leased, or Otherwise Marketed . . . . . . . . . . . . . . . . . . . . . 581 SFAS No. 142—Goodwill and Other Intangible Assets, SFAS No. 145—Rescission of FASB Statements No. 4, 44 and 64, Amendment of FASB Statement No. 13, and Technical Corrections and SFAS No. 147—Acquisitions of Certain Financial Institutions—an Amendment of FASB Statements No. 72 and 144 and FASB Interpretation No. 9 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 590 Summary of American Institute of Certified Public Accountants (AICPA) Statements of Position (SOP) . . . . . . . . . . . . . . . . . . . . 596 Taxes ARB No. 43, Chapter 10—Real and Personal Property Taxes . . . . . . 601 APB Opinion No. 10—Omnibus Opinion—1966, APB Opinion No. 2— Accounting for the “Investment Credit and APB Opinion No. 4 (Amending No. 2)—Accounting for the “Investment Credit . . . . . 626 SFAS No. 109—Accounting for Income Taxes . . . . . . . . . . . . . . . . . 651 Equities—Part I ARB No. 43, Chapter 3—Working Capital . . . . . . . . . . . . . . . . . . . . 701 APB Opinion No. 12—Omnibus Opinion—1967 and APB Opinion No. 21—Interest on Receivables and Payables . . . . . . . . . . . . . . . . . . 705 ©2004, CCH INCORPORATED. All rights reserved. Table of Contents Topic 8 xiii Paragraph APB Opinion No. 26—Early Extinguishment of Debt, SFAS No. 140— Accounting for Transfers and Servicing of Financial Assets and Extinguishments of Liabilities and SFAS No. 145—Rescission of FASB Statements No. 4, 44 and 64, Amendment of FASB Statement No. 13, and Technical Corrections . . . . . . . . . . . . . . . . . . . . . . . . SFAS No. 5—Accounting for Contingencies, SFAS No. 11— Accounting for Contingencies—Transition Method, SFAS No. 114—Accounting by Creditors for Impairment of a Loan and SFAS No. 118—Accounting by Creditors for Impairment of a Loan— Income Recognition and Disclosures . . . . . . . . . . . . . . . . . . . . . . SFAS No. 6—Classification of Short-Term Obligations Expected To Be Refinanced . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . SFAS No. 15—Accounting by Debtors and Creditors for Troubled Debt Restructurings, SFAS No. 114—Accounting by Creditors for Impairment of a Loan and SFAS No. 118—Accounting by Creditors for Impairment of a Loan—Income Recognition and Disclosures . . SFAS No. 43—Accounting for Compensated Absences . . . . . . . . . . SFAS No. 47—Disclosure of Long-Term Obligations . . . . . . . . . . . . SFAS No. 78—Classification of Obligations That Are Callable by the Creditor . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . SFAS No. 146—Accounting for Costs Associated with Exit or Disposal Activities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . FASB Interpretation No. 39—Offsetting of Amounts Related to Certain Contracts and FASB Interpretation No. 41—Offsetting of Amounts Related to Certain Repurchase and Reverse Repurchase Agreements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . FASB Technical Bulletin No. 90-1—Accounting for Separately Priced Extended Warranty and Product Maintenance Contracts . . . . . . . Summary of American Institute of Certified Public Accountants (AICPA) Statements of Position (SOP) . . . . . . . . . . . . . . . . . . . . Equities—Part II ARB No. 43, Chapter 7—Capital Accounts, ARB No. 46— Discontinuance of Dating Earned Surplus and APB Opinion No. 6— Status of Accounting Research Bulletins . . . . . . . . . . . . . . . . . . . APB Opinion No. 14—Accounting for Convertible Debt and Debt Issued with Stock Purchase Warrants . . . . . . . . . . . . . . . . . . . . . ARB No. 43, Chapter 13—Compensation Involved in Stock Option and Stock Purchase Plans, APB Opinion No. 25—Accounting for Stock Issued to Employees, SFAS No. 123—Accounting for Stock-Based Compensation and SFAS No. 148—Accounting for Stock-Based Compensation—Transition and Disclosure—an Amendment of FASB Statement No. 123 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . SFAS No. 48—Revenue Recognition When Right of Return Exists . . SFAS No. 49—Accounting for Product Financing Arrangements . . . SFAS No. 84—Induced Conversions of Convertible Debt . . . . . . . . . SFAS No. 129—Disclosure of Information About Capital Structure . . ©2004, CCH INCORPORATED. All rights reserved. 709 718 727 736 745 754 763 772 781 790 795 801 810 815 831 845 875 880 xiv Table of Contents Topic 9 10 11 Paragraph Summary of American Institute of Certified Public Accountants (AICPA) Statements of Position (SOP) . . . . . . . . . . . . . . . . . . . . Earnings Per Share SFAS No. 128—Earnings per Share and SFAS No. 150—Accounting for Certain Financial Instruments with Characteristics of both Liabilities and Equity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Leases SFAS No. 13—Accounting for Leases, SFAS No. 27—Classification of Renewals or Extensions of Existing Sales-Type or Direct Financing Leases, SFAS No. 28—Accounting for Sales with Leasebacks, SFAS No. 29—Determining Contingent Rentals, SFAS No. 91— Accounting for Nonrefundable Fees and Costs Associated with Originating or Acquiring Loans and Initial Direct Costs of Leases, SFAS No. 98—Accounting for Leases: Sale-Leaseback Transactions Involving Real Estate, Sales-Type Leases of Real Estate, Definition of the Lease Term, Initial Direct Costs of Direct Financing Leases, SFAS No. 135—Rescission of FASB Statement No. 75 and Technical Corrections and SFAS No. 145—Rescission of FASB Statements No. 4, 44 and 64, Amendment of FASB Statement No. 13, and Technical Corrections . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . SFAS No. 22—Changes in the Provisions of Lease Agreements Resulting from Refunding of Tax-Exempt Debt . . . . . . . . . . . . . . SFAS No. 23—Inception of the Lease . . . . . . . . . . . . . . . . . . . . . . . Employee Benefits SFAS No. 35—Accounting and Reporting by Defined Benefit Pension Plans and SFAS No. 110—Reporting by Defined Benefit Pension Plans of Investment Contracts . . . . . . . . . . . . . . . . . . . . . . . . . . APB Opinion No. 12—Omnibus Opinion—1967, SFAS No. 87— Employers’ Accounting for Pensions, SFAS No. 132—Employers’ Disclosures About Pensions and Other Postretirement Benefits, SFAS No. 135—Rescission of FASB Statement No. 75 and Technical Corrections and SFAS No. 146—Accounting for Costs Associated with Exit or Disposal Activities . . . . . . . . . . . . . . . . . . . . . . . . . . SFAS No. 88—Employers’ Accounting for Settlements and Curtailments of Defined Benefit Pension Plans and for Termination Benefits . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . SFAS No. 106—Employers’ Accounting for Postretirement Benefits Other Than Pensions, SFAS No. 132 (Revised)—Employers’ Disclosures About Pensions and Other Postretirement Benefits and SFAS No. 135—Rescission of FASB Statement No. 75 and Technical Corrections . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . SFAS No. 112—Employers’ Accounting for Postemployment Benefits ............................................... Summary of American Institute of Certified Public Accountants (AICPA) Statements of Position (SOP) . . . . . . . . . . . . . . . . . . . . ©2004, CCH INCORPORATED. All rights reserved. 896 901 1001 1031 1061 1101 1121 1141 1161 1181 1191 Table of Contents Topic 12 13 14 15 xv Paragraph Foreign Currency and Derivatives ARB No. 43, Chapter 12—Foreign Operations and Foreign Exchange and SFAS No. 52—Foreign Currency Translation . . . . . . . . . . . . SFAS No. 107—Disclosures about Fair Value of Financial Instruments, SFAS No. 126—Exemption from Certain Required Disclosures about Financial Instruments for Certain Nonpublic Entities, SFAS No. 133—Accounting for Derivative Instruments and Hedging Activities, SFAS No. 137—Accounting for Derivative Instruments and Hedging Activities—Deferral of the Effective Date of FASB Statement No. 133, SFAS No. 138—Accounting for Certain Derivative Instruments and Certain Hedging Activities, SFAS No. 145—Rescission of FASB Statements No. 4, 44 and 64, Amendment of FASB Statement No. 13, and Technical Corrections and SFAS No. 149—Amendment of Statement No. 133 on Derivative Instruments and Hedging Activities . . . . . . . . . . . . . . . . . . . . . . SFAS No. 150—Accounting for Certain Financial Instruments with Characteristics of both Liabilities and Equity . . . . . . . . . . . . . . . . Summary of EITFs Related to Derivatives and Other Financial Instruments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Business Combinations ARB No. 51—Consolidated Financial Statements . . . . . . . . . . . . . . . SFAS No. 141—Business Combinations and SFAS No. 147— Acquisitions of Certain Financial Institutions—an Amendment of FASB Statements No. 72 and 144 and FASB Interpretation No. 9 . SFAS No. 72—Amended by SFAS Nos. 141, 142 and 147—Accounting for Certain Acquisitions of Banking and Thrift Institutions and SFAS No. 147—Acquisitions of Certain Financial Institutions—an Amendment of FASB Statements No. 72 and 144 and FASB Interpretation No. 9 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Interim Reporting APB Opinion No. 28—Interim Financial Reporting and SFAS No. 3— Reporting Accounting Changes in Interim Financial Statements . . Specialized Industries ARB No. 43, Chapter 11—Government Contracts and ARB No. 45— Long-Term Construction-Type Contracts . . . . . . . . . . . . . . . . . . . SFAS No. 19—Financial Accounting and Reporting by Oil and Gas Producing Companies, SFAS No. 25—Suspension of Certain Accounting Requirements for Oil and Gas Producing Companies and SFAS No. 69—Disclosures about Oil and Gas Producing Activities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . SFAS No. 7—Accounting and Reporting by Development Stage Enterprises . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . SFAS No. 45—Accounting for Franchise Fee Revenue . . . . . . . . . . . SFAS No. 50—Financial Reporting in the Record and Music Industry . ............................................... SFAS No. 51—Financial Reporting by Cable Television Companies . ©2004, CCH INCORPORATED. All rights reserved. 1201 1251 1255 1260 1301 1326 1351 1401 1501 1502 1504 1505 1510 1515 xvi Table of Contents Topic Paragraph SFAS No. 60—Accounting and Reporting by Insurance Enterprises, SFAS No. 97—Accounting and Reporting by Insurance Enterprises for Certain Long-Duration Contracts and for Realized Gains and Losses from the Sale of Investments, SFAS No. 113—Accounting and Reporting for Reinsurance of Short-Duration and LongDuration Contracts and SFAS No. 120—Accounting and Reporting by Mutual Life Insurance Enterprises and by Insurance Enterprises for Certain Long-Duration Participating Contracts . . . . . . . . . . . . SFAS No. 61—Accounting for Title Plant . . . . . . . . . . . . . . . . . . . . SFAS No. 63—Financial Reporting by Broadcasters and SFAS No. 139—Rescission of FASB Statement No. 53 and Amendments to FASB Statements No. 63, 89 and 121 . . . . . . . . . . . . . . . . . . . . . . SFAS No. 65—Accounting for Certain Mortgage Banking Activities and SFAS No. 134—Accounting for Mortgage-Backed Securities Retained after the Securitization of Mortgage Loans Held for Sale by a Mortgage Banking Enterprise . . . . . . . . . . . . . . . . . . . . . . . SFAS No. 66—Accounting for Sales of Real Estate . . . . . . . . . . . . . . SFAS No. 67—Accounting for Costs and Initial Rental Operations of Real Estate Projects . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . SFAS No. 71—Accounting for the Effects of Certain Types of Regulation, SFAS No. 101—Regulated Enterprises—Accounting for the Discontinuation of FASB Statement No. 71 and SFAS No. 135— Rescission of FASB Statement No. 75 and Technical Corrections . SFAS No. 90—Regulated Enterprises—Accounting for Abandonments and Disallowances of Plant Costs . . . . . . . . . . . . . . . . . . . . . . . . SFAS No. 91—Accounting for Nonrefundable Fees and Costs Associated with Originating or Acquiring Loans and Initial Direct Costs of Leases . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . SFAS No. 92—Regulated Enterprises—Accounting for Phase-In Plans ............................................... SFAS No. 93—Recognition of Depreciation by Not-for-Profit Organizations and SFAS No. 99—Deferral of the Effective Date of Recognition of Depreciation by Not-for-Profit Organizations . . . . . SFAS No. 116—Accounting for Contributions Received and Contributions Made and SFAS No. 136—Transfer of Assets to a Not-for-Profit Organization or Charitable Trust that Raises or Holds Contributions for Others . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . SFAS No. 117—Financial Statements of Not-for-Profit Organizations SFAS No. 124—Accounting for Certain Investments Held by Not-forProfit Organizations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . SFAS No. 140—Accounting for Transfers and Servicing of Financial Assets and Extinguishments of Liabilities . . . . . . . . . . . . . . . . . . Summary of American Institute of Certified Public Accountants (AICPA) Statements of Position (SOP) . . . . . . . . . . . . . . . . . . . . Summary of Financial Accounting Standards Board Statements of Financial Accounting Concepts (SFAC) . . . . . . . . . . . . . . . . . . . . ©2004, CCH INCORPORATED. All rights reserved. 1525 1530 1535 1540 1545 1550 1555 1560 1565 1570 1575 1580 1585 1590 1592 1595 1596