Title: The mechanism of RNA 5' capping with NAD+, NADH, and CoA Authors: Jeremy G. Bird1,2, †, Yu Zhang2, †, Yuan Tian3, Landon Greene4, Min Liu5, Brian Buckley5, Jeehiun K. Lee3, Craig D. Kaplan6, Richard H. Ebright2,*, Bryce E. Nickels1,* Affiliations: 1Department of Genetics and Waksman Institute, Rutgers University, Piscataway, NJ 08854, USA. 2 Department of Chemistry and Chemical Biology and Waksman Institute, Rutgers University, Piscataway, NJ 08854, USA. 3 Department of Chemistry and Chemical Biology, Rutgers University, Piscataway, NJ 08854, USA. 4 Analytical and Bioanalytical Development, Bristol-Myers Squibb Company, One Squibb Drive, New Brunswick, NJ 08903, USA. 5 Environmental and Occupational Health Sciences Institute, Rutgers University, Piscataway, NJ 08854, USA. 6 Department of Biochemistry and Biophysics, Texas A&M University, College Station, TX 77843, USA. † Equal contribution *Corresponding authors; ebright@waksman.rutgers.edu, bnickels@waksman.rutgers.edu 1 Abstract: Certain RNAs carry 5' caps containing nicotinamide adenine dinucleotide (NAD+/NADH) or coenzyme A (CoA). It has been proposed that NAD+/NADH and CoA caps are added to RNAs post-transcriptionally, in a manner analogous to addition of 7methylguanylate caps. Here we show that NAD+/NADH and 3'-dephospho-CoA (dpCoA) are incorporated into RNA 5' ends during transcription initiation, functioning as non-canonical initiating nucleotides (NCINs). We further show promoter sequence determines the efficiency of NCIN capping and that both bacterial RNA polymerase and eukaryotic RNA polymerase II can incorporate NCINs during initiation. We report crystal structures of bacterial transcription initiation complexes containing NAD+- and dpCoA-capped products. The results define the mechanism and structural basis of NAD+/NADH- and CoA-capping and suggest "ab initio capping" with NCINs occurs in all organisms. 2 Main text: The chemical nature of the 5' end of RNA is a key determinant of RNA stability, processing, localization, and translation efficiency (1, 2). Recently it has been shown that a significant fraction of bacterial RNAs carry 5'-end structures reminiscent of the 5' 7-methylguanylate “cap” in eukaryotic RNAs. In particular, bacterial RNAs containing 5'-end nicotinamide adenine dinucleotide (NAD+) and 5'-end coenzyme A (CoA) have been identified in both Gram-negative and Gram-positive taxa (3-5). The mechanism by which NAD+/NADH- and CoA-capping occurs has not been defined. NAD+, NADH, and a derivative of CoA lacking the 3'-phosphate, 3'-dephospho-CoA (dpCoA), each is a nucleotide that shares an adenosine-diphosphate substructure with adenosine triphosphate (ATP) (Fig. 1A, red). Therefore, in principle, NAD+, NADH, and dpCoA could, like ATP, serve as initiating nucleotides in de novo transcription initiation by a cellular RNA polymerase (RNAP), and thereby be incorporated ab initio into RNA. According to this hypothesis, NAD+, NADH, and dpCoA function as non-canonical initiating nucleotides (NCINs). The NCIN hypothesis was considered and rejected in prior work (3, 4). In particular, prior work attempted, but failed, to detect the incorporation of NAD+, NADH, and dpCoA into RNA during transcription initiation. Accordingly, it has been proposed, and currently is believed, that NAD+/NADH- and CoA-capping occurs post-transcriptionally through enzymatic processes analogous to those responsible for 7-methylguanylate-capping (5, 6). Here we re-open the NCIN hypothesis. We note that a technical issue in the assays in prior work--i.e., the use of ATP concentrations likely to out-compete, and render undetectable, transcription initiation by NAD+, NADH, and dpCoA--renders the negative results in prior work non-determinative. We re-examine the NCIN hypothesis, using assays not affected by this technical issue, and we show that NAD+, NADH, and dpCoA function as NCINs with cellular RNAPs. 3 To assess whether NAD+, NADH, and dpCoA serve as NCINs for transcription initiation we performed in vitro transcription experiments with E. coli RNAP and DNA templates containing promoters for RNAs identified as NAD+-capped RNAs [PgadY and PrnaI (5); Figs. 1-2]. We performed reactions using ATP, NAD+, NADH, or dpCoA as initiating nucleotide and [α32P]CTP as extending nucleotide. In each case, we observed efficient formation of an initial RNA product (Fig. 1B). RppH, which processes 5'-triphosphate and -diphosphate RNAs to 5′monophosphate RNAs (7), processed the product obtained with ATP, but had no effect on the products obtained with NAD+, NADH, and dpCoA (Fig. 1B). Conversely, NudC, which processes 5'-capped RNAs to 5'-monophosphate RNAs (5), had no effect on the product formed with ATP, but processed the products obtinaed with NAD+, NADH, and dpCoA (Fig. 1B). Liquid-chromatography/tandem-mass-spectrometry (LC/MS/MS) analysis confirms the detection and structural assignment of the product of NAD+-mediated transcription initiation (Figs. 1C,S1). We conclude that NAD+, NADH, and dpCoA function as NCINs for transcription initiation. To assess whether initial RNA products formed with NCINs can be extended to fulllength RNA products, we performed in vitro transcription reactions using PrnaI linked to a 100-nt transcribed region lacking A (Fig. 2A). We observed production of full-length products with NAD+, NADH and dpCoA, and observed that the full-length products contained NudC-sensitive, capped 5'-ends (Fig. 2B). Equivalent results were obtained using [32P]-NAD+ to visualize products (Fig. 2C). We conclude NAD+, NADH, and dpCoA not only function as NCINs for transcription initiation but also yield initial products that can be extended to full-length RNA products, and we propose that NCIN-mediated transcription initiation is responsible for production of NCIN-capped RNAs in vivo. The proposal that NCIN-mediated transcription initiation mediates production of NAD+-, NADH-, and dpCoA-capped RNAs in vivo predicts that the identity of the base pair at the transcription start site affects the production of NCIN-capped RNAs. Because NAD+, NADH, and dpCoA each has the same Watson-Crick base pairing preference as ATP (Fig. 1A), it is predicted 4 that NAD+-, NADH-, and dpCoA-capping occurs only for RNAs transcribed from promoters that contain A:T at the transcription start site, +1 (+1A promoters). Consistent with this prediction, we find that NAD+-, NADH-, and dpCoA-capped products are formed only with +1A promoters, and not with corresponding +1G promoter derivatives, in vitro (Fig. 3B). Further consistent with this prediction, we note that, although only 43% of promoters in E. coli are +1A promoters (8), 100% (6/6) of promoters for full-length RNAs identified as enriched for NAD+-capping in vivo in E. coli are +1A promoters (5; Fig. S2). We infer that NCIN-capping occurs only for RNAs transcribed from +1A promoters, both in vitro and in vivo. The proposal that NCIN-mediated transcription initiation mediates production of NAD+-, NADH-, and dpCoA-capped RNAs predicts that other aspects of promoter sequence, in addition to +1A at the transcription start site, also may affect the production of NCIN-capped RNAs. Consistent with this prediction, we find that the relative efficiencies of NAD+-mediated initiation and ATP-mediated initiation, (kcat/Km,NAD+)/(kcat/Km,ATP), differ over a 1-2 order-ofmagnitude range at different +1A promoters in vitro, with PrnaI and PgadY showing high relative efficiencies and PN25 and PT7A1 promoters showing low relative efficiencies (Fig. 3C). Further consistent with this prediction, levels of NAD+-capping differ over a >2 order-of-magnitude range for RNAs transcribed from +1A promoters in vivo in E. coli, with RNAs transcribed from PrnaI and PgadY showing the highest levels of NAD-capping among full-length plasmid-encoded RNAs and full-length chromosome-encoded RNAs (Fig. S2; 5). We conclude that promoter sequence determinants in addition to +1A at the transcription start site affect the efficiency of NCIN-capping in vitro and in vivo. The correlations between in vitro results and in vivo results for effects of +1A at the transcription start site and for effects of other aspects of promoter sequence (Figs. 3,S2; 5) support the proposal that NCIN-mediated transcription initiation is responsible for production of NCIN-capped RNAs not only in vitro but also in vivo. 5 All cellular RNAPs are members of a protein family having conserved structures and mechanisms (9-11). To assess whether eukaryotic RNAP II, like bacterial RNAP, can use NCINs as intiating nucleotides, we performed in vitro transcription experiments with Saccharomyces cerevisiae RNAP II using ATP, NAD+, or NADH as initiating nucleotide and [α32P]-UTP as extending nucleotide (Fig. S3). The results matched those obtained with bacterial RNAP. Initiation occurred with NAD+ and NADH, and the products were insensitive to RppH and sensitive to NudC. We conclude that eukaryotic RNAP II can initiate transcription with NAD+ and NADH, and we suggest that ab initio capping with NAD+ and NADH may occur in eukaryotes as in bacteria. To define the structural basis of transcription initiation with ATP, NAD+, and dpCoA as initiating nucleotides we determined crystal structures of the corresponding product complexes (Fig. 4; Table S1). We soaked pre-formed crystals of catalytically competent Thermus thermophilus RNAP-promoter open complex, RPo (12) with ATP and CTP, NAD+ and CTP, and dpCoA and CTP; we collected X-ray diffraction data; and we determined structures (resolutions of 3.3 Å, 3.0 Å, and 3.1 Å, respectively). The results indicate that, in each case, the initiating nucleotide--ATP, NAD+, or dpCoA--and the extending nucleotide--CTP--were able to react in crystallo to form the initial RNA product--pppApC, NAD+pC, or dpCoApC, respectively--and that RNAP was able to translocate in crystallo by 1 bp relative to the nucleic acid scaffold, yielding a complex in a post-translocated state poised for RNA extension (Fig. 4). The electron density maps showed unambiguous connected density in the RNAP "i-1 site" and "i site" and showed a vacant "i+1 site," demonstrating RNA product formation and RNAP translocation to yield a post-translocated state (Fig. 4, left). The results show graphically that NAD+ and dpCoA serve as initiating nucleotides in transcription initiation and yield RNA products that are competent for RNAP translocation and poised for extension to longer RNA products. In addition, the results define the interactions that the RNA products make with DNA and RNAP. 6 A crystal structure of a substrate complex for transcription initiation, consisting of RPo, ATP as initiating nucleotide, and CMPcPP as extending nucleotide, previously has been reported (13, 14). However, no crystal structure of an initial product complex for transcription initiation previously has been reported. The crystal structure of the initial product complex obtained herein for intiation with ATP and CTP (RPo-pppApC) shows ordered density for all non-hydrogen atoms of pppApC (Fig. 4A, left). The pppA residue of pppApC base pairs to the DNA template strand in the RNAP active-center "i-1 site" and interacts, through its α-phosphate, with the same RNAP residues that interact with the γ-phosphate of the initiating nucleotide in the substrate complex (βQ688 and βH1237; residues numbered as in E. coli RNAP; 13, 14) and, through its βand γ-phosphates, with βR529 and βK1242 (Fig. 4A, right). The pC residue of pppApC base pairs with the DNA template strand in the RNAP active-center "i site," making interactions, through its sugar and phosphate, with the RNAP catalytic Mg2+ ion [Mg2+ (I)], and RNAP residues, notably βK1065 and βK1073, that are identical to those made by the sugar and α-phosphate of the initiating nucleotide in the substrate complex (Fig. 4A, right; 13, 14). Strikingly, the organization of the RNAP active center enables the same RNAP residues (βQ688 and βH1237) to interact with α-phosphate of the initiating nucleotide in the product complex and the γ-phosphate of the initiating nucleotide in the substrate complex and enables the same RNAP residues (βK1065 and βK1073) to interact with the α-phosphate of the extending nucleotide in the product complex and the α-phosphate of the initiating nucleotide in the substrate complex. The crystal structure of the initial product complex obtained upon initiation with NAD+ and CTP (RPo-NAD+pC) shows ordered density for all non-hydrogen atoms of NAD+pC (Fig. 4B, left). The NAD+ residue of NAD+pC base pairs to the DNA template strand in the RNAP "i-1 site," making interactions through its base and phosphates identical to those in the product complex for initiation with ATP (Fig. 4 A-B, right), and making additional interactions through its nicotinamide ribonucleoside moiety with RNAP βD516 and βH1237 (Fig. 4B, right). The pC 7 residue of NAD+pC base pairs to the DNA template strand in the RNAP active-center "i site," making the same interactions as in the product complex for initation with ATP (Fig. 4A-B, right). The crystal structure of the initial product complex obtained upon intiation with dpCoA and CTP (RPo-dpCoApC) shows ordered electron density for the adenosine diphosphate moiety and two atoms of the pantetheine moiety of the dpCoA residue and for all atoms of the pC residue (Fig. 4C, left). The dpCoA residue of dpCoApC base pairs to the DNA template strand in the RNAP "i-1 site," making interactions through its base and phosphates identical to those in the product complex for initiation with ATP (Fig. 4A,C, right). The first two atoms of the pantetheine moiety project into a space having sufficient volume to accommodate the pantetheine moiety in multiple conformational states; terminal atoms of the pantetheine moiety are disordered, suggesting conformational heterogeneity (flexibility). The pC residue of dpCoApC base pairs to the DNA template strand in the RNAP active-center “i site,” making the same interactions as in the product complex for initation with ATP (Fig. 4A,C, right). Our results establish that NAD+, NADH, and dpCoA function as NCINs for de novo transcription initiation and establish a mechanism for ab initio, as opposed to post-transcriptioninitiation, capping of cellular RNAs. The results add to an emerging picture that indicates NTPs are not the only substrates for transcription initiation in vivo (15-17). In addition, the results point to an urgent need to determine consequences of NAD+-, NADH- and dpCoA-capping for RNA stability, RNA trafficking, RNA metabolism, and gene expression, both in bacteria and in eukaryotes. 8 References and Notes: 1. I Topisirovic, YV Svitkin, N Sonenberg, AJ Shatkin, Cap and cap-binding proteins in the control of gene expression. RNA 2, 277-298 (2011). 2. MP Hui, PL Foley, JG Belasco, Messenger RNA degradation in bacterial cells. Annu. Rev. Genet. 48, 537-559 (2014). 3. WE Kowtoniuk, Y Shen, JM Heemstra, I Agarwal, DR Liu, A chemical screen for biological small molecule-RNA conjugates reveals CoA-linked RNA. Proc. Natl. Acad. Sci. U.S.A. 106, 7768-7773 (2009). 4. YG Chen, WE Kowtoniuk, I Agarwal, Y Shen, DR Liu, LC/MS analysis of cellular RNA reveals NAD-linked RNA. Nature Chem. Biol. 5, 879-881 (2009). 5. 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Microbiol. 67, 113-139 (2013). 9 12. Y. Zhang, et al. Structural basis of transcription initiation. Science 338, 1076-1080 (2012). 13. Y Zhang et al., GE23077 binds to the RNA polymerase 'i' and 'i+1' sites and prevents the binding of initiating nucleotides. eLife 3, e02450 (2014). 14. RS Basu, et al., Structural basis of transcription initiation by bacterial RNA polymerase holoenzyme. J. Biol. Chem. 289, 24549-24559 (2014). 15. SR Goldman, et al., NanoRNAs prime transcription initiation in vivo. Mol. Cell 42, 817825 (2011). 16. IO Vvedenskaya, et al., Growth phase-dependent control of transcription start site selection and gene expression by nanoRNAs. Genes Dev. 26, 1498-1507 (2012). 17. SY Druzhinin, et al., A Conserved Pattern of Primer-Dependent Transcription Initiation in Escherichia coli and Vibrio cholerae Revealed by 5' RNA-seq. PLoS Gen. 11, e1005348 (2015). 18. W Xu, CR Jones, CA Dunn, MJ Bessman, Gene ytkD of Bacillus subtilis encodes an atypical nucleoside triphosphatase member of the Nudix hydrolase superfamily. J. Bacteriol. 186, 8380-8384 (2004). 19. KD Westover, DA Bushnell, RD Kornberg, Structural basis of transcription: nucleotide selection by rotation in the RNA polymerase II active center. Cell 119, 481-489 (2004). 10 Acknowledgements: Work was supported by NSF grant CHE-1361462 (JKL), Welch Foundation Grant A-1763 (CDK), and NIH grants GM097260 (CDK), GM041376 (RHE), GM088343 (BEN), and GM096454 (BEN). 11 Figure Legends Fig. 1. De novo transcription initiation by ATP and NCINs: initial product formation. A. Structures of ATP, NAD+, NADH, and dpCoA. Red, identical atoms. B. Initial RNA products of in vitro transcription reactions with ATP, NAD+, NADH, or dpCoA as initiating nucleotide and [α32P]-CTP as extending nucleotide (E. coli RNAP; PgadY). Products were treated with RppH [processes 5'-triphosphate RNA to 5'-monophosphate RNA and 5'-NTP to 5'-NDP/5'-NMP (7, 18) or NudC [processes 5'-NAD+/NADH-capped RNA to 5'monophosphate RNA (5)] as indicated. C. LC/MS/MS analysis of initial RNA products of reactions with NAD+ as initiating nucleotide and CTP as extending nucleotide. Left, NAD+pC (atoms corresponding to CID fragment in red). Middle, extracted ion chromatogram (signal from detection of parent ion of m/z = 967 and CID fragment of m/z = 845). Right, MS of CID fragment. Fig. 2. De novo transcription initiation by ATP and NCINs: full-length product formation. A. Template comprising PrnaI linked to A-less cassette (promoter elements and start site in gray). B, C. Full-length RNA products of in vitro transcription reactions with ATP, NAD+, NADH, or dpCoA as initiating nucleotide and [α32P]-CTP, GTP, and UTP as extending nucleotides (B), or with [γ32P]-ATP or [α32P]-NAD+ as initiating nucleotide and CTP, GTP, and UTP as extending nucleotides (C) (E. coli RNAP; PrnaI template shown in panel A). Products were treated with NudC as indicated. M, 100-nt marker. Fig. 3. Promoter sequence determines efficiency of NCIN-mediated transcription initiation. A. Promoters analyzed (promoter elements and start sites in gray). B. NCIN-capping requires A+1. Initial RNA products of in vitro transcription reactions with ATP, NAD+, NADH, or dpCoA as initiating nucleotide and [α32P]-CTP as extending nucleotide [E. coli 12 RNAP; wt (+1A), PrnaI (upper) or PgadY (lower); mut (+1G), +1G derivative of PrnaI (upper) or PgadY (lower)]. C. Promoter sequence determinants in addition to A+1 affect NCIN-capping. Left, initial RNA products of in vitro transcription reactions with 50 µM ATP or 1 mM NAD+ as initiating nucleotide and [α32P]-CTP as extending nucleotide (E. coli RNAP; PrnaI, PgadY, PN25, or PT7A1). Center, dependence of NAD+-capping on [NAD+]/[ATP] ratio (mean±SEM of 4-6 determinations). Right, relative efficiencies of NAD+-capping. Fig. 4. Structural basis of NCIN-mediated transcription initiation. A-C. Crystal structures of product complexes for ATP-mediated (A), NAD+-mediated (B), and dpCoA-mediated (C) transcription initiation (RPo-pppApC, RPo-NAD+pC, and RPo-dpCoApC). Left, electron density and atomic model for initial RNA product. Green mesh, Fo-Fc omit map (contoured at 2.5σ in A-B; contoured at 2.2σ in C); red, DNA; pink, RNA product and diphosphate in "E site" (see 13, 14, 19); violet spheres, Mg2+(I) and Mg2+(II); gray, RNAP bridge helix. Right, contacts between RPo and initial RNA product. Green and orange, carbon and phosphorus atoms derived from initiating nucleotide; pink, atoms derived from extending nucleotide; red, DNA atoms and non-DNA oxygen atoms; blue, nitrogen atoms; gray sticks, RNAP carbon atoms; violet sphere, Mg2+(I); gray ribbon, RNAP bridge helix. 13 dpCoA NAD+ NADH dpCoA – + – + NAD+p*C – + + RppH + NudC – + NADH + RppH + NudC ATP NAD+ + RppH + NudC B ATP + RppH + NudC A dpCoAp*C NADHp*C pAp*C pAp*C pAp*C pppAp*C p*C p*C p*C p*C pp*C ppp*C pp*C ppp*C pp*C ppp*C pp*C ppp*C pAp*C C intensity 200 100 0 0 10 time (min) 20 m/z = 845.1 100 relative absorbacne 10.4 min m/z = 967; CID m/z = 845 300 50 0 200 400 Figure 1 14 600 m/z 800 1000 –10 –35 +1 cTTGAAGtcatgcgccggttaaggcTAAACTgaaaggA M NudC ATP NAD+ run-off +112 NADH dpCoA NudC B A-less NudC rnaI NudC A 100-nt C NudC M NudC [32P]-ATP [32P]-NAD+ 100-nt Figure 2 15 rnaI –35 –10 +1 aatggCTGATCttatttccagtaaaagtTATATTtaacttA gadY –35 –10 +1 tttatTTGCTTtcaggaaaatttttctgTATAATagattcA N25 –35 –10 +1 agtaTTGACTtaaagtctaacctatagGATACTtacagccA T7A1 control +1A promoters dpCoA wt (+1A) wt (+1A) wt (+1A) promoters of NAD+-capped RNAs mut (+1G) NADH mut (+1G) NAD+ mut (+1G) ATP wt (+1A) B –35 –10 +1 agtcTTGAAGtcatgcgccggttaaggcTAAACTgaaaggA mut (+1G) A rnaI NAD+p*C pppAp*C proportion of NAD+ initiation NAD+p*C/(NAD+p*C + pppAp*C) C rnaI gadY N25 T7A1 gadY relative efficiency (kcat/Km,NAD+)/(kcat/Km,ATP) 1.0 rnaI gadY N25 rnaI 0.28 ± 0.03 gadY 0.071 ± 0.01 0.5 N25 T7A1 0.015 ± 0.001 T7A1 0.0047 ± 0.0004 0 1 10 100 [NAD+]/[ATP] 1000 Figure 3 16 Figure 4 17 SUPPLEMENTARY MATERIALS The mechanism of RNA 5' capping with NAD+, NADH, and CoA Jeremy G. Bird1,2,*, Yu Zhang2,*, Yuan Tian3, Landon Greene4, Min Liu5, Brian Buckley5, Jeehiun K. Lee3, Craig D. Kaplan6, Richard H. Ebright2,†, Bryce E. Nickels1,† File includes: Materials and Methods Supplemental References Figs. S1 to S4 Tables S1 and S2 18 MATERIALS AND METHODS Proteins E. coli RNAP core enzyme was prepared from BL21(DE3) cells transformed with plasmid pVS10 (gift of I. Artsimovitch) as described in (20). σ70 was prepared from BL21(DE3) cells transformed with plasmid pσ70-His (gift of J. Roberts) as described in (21, 22). RppH was purchased from NEB. NudC was purified from BL21(DE3) cells from pET NudC-His, which was prepared as described in (5). Briefly, nudC was amplified by PCR from E. coli strain MG1655 using oligonucleotides JB221 and JB222. The PCR product was digested with XbaI and NotI and inserted into pET28c digested with XbaI and NotI. T. thermophilus RNAP holoenzyme was prepared as in (12). Saccharomyces cerevisiae RNAP II was prepared as in (23). Oligonucleotides Sequences of oligonucleotides used in this work are listed in Table S2. In vitro transcription assays with E. coli RNAP: template preparation Linear transcription templates were synthesized by PCR using Phusion HF Polymerase master mix (Thermo) and oligonucleotides listed in Table S2. Wt gadY (+1A) template used in Figs. 1B-C, 3B-C, S1: JB224, JB230, JB231; rnaI A-less cassette template used in Fig. 2: JB250, JB248 and JB251; rnaI wt (+1A) template used in Fig 3B,C: JB250, JB248 and JB269; rnaI mut (+1G) template used in Fig. 3B: JB258, JB248 and JB269; gadY mut (+1G) template used in Fig. 3B: JB244, JB230, JB231; N25 template used in Fig. 3B: JB270, JB233 and JB234; T7A1 template used in Fig. 3B: JB235, JB228 and JB229. In vitro transcription assays with E. coli RNAP: abortive initiation assays 10 nM of linear template was mixed with 50 nM core RNAP and 250 nM σ70 in 60 µl transcription buffer (10 mM Tris HCl pH 8.0, 40 mM KCl, 10 mM MgCl2, 0.1 mM EDTA, 1 mM DTT, 0.1 mg/ml BSA, 2% glycerol) and incubated at 37°C for 15 minutes to form open complexes. The indicated initiating nucleotide [0.2 mM ATP (Roche), 1 mM NAD+ (Roche), 1 mM NADH (Roche) or 1 mM dpCoA (Sigma-Aldrich)] was added along with 6 µCi [α32P]-CTP (Perkin Elmer; 3000 Ci/mmol) and reactions were incubated at 37°C for 10 minutes to allow for product formation. For the NAD+ /ATP competition assays shown in Fig. 2C, 1 mM NAD+ was present in each reaction along with a varying concentration of ATP. For experiments shown in Figs. 2B and 2C, reactions were stopped by addition of an equal volume of gel loading buffer [90% formamide, 100 mM Tris-HCl pH 8.0, 18 mM EDTA, 0.025% xylene cyanol, 0.025% bromophenol blue]. For the reactions shown in Fig. 1B the samples were passed through a Nanosep Centrifugal Device (10 kDa molecular weight cutoff; Pall Corporation), the flow through was collected, mixed with 1 Unit RppH (NEB), 400 nM NudC or NudC storage buffer (50 mM Tris HCl pH 7.9, 0.5M NaCl, 50 mM KCl, 1 mM MgCl2, 7mM TCEP, 50% glycerol), incubated at 37°C for 30 minutes, and mixed with an equal volume of gel loading buffer. Samples were run on 15% TBE-Urea polyacrylamide gels (UreaGel system, National Diagnostics). Autoradiography of gels was performed using storage phosphor screens and a Typhoon 9400 variable mode imager (GE Life Science) and quantified using ImageQuant software. We note that the presence of contaminating AMP in the dpCoA stock (Fig. S4) leads to the generation of pApC products in reactions performed with dpCoA. In vitro transcription assays with E. coli RNAP: run-off transcription assays For reactions shown in Figure S2B, open complexes formed as described above were mixed with the indicated initiating nucleotide [0.2 mM ATP, 1 mM NAD+, 1 mM NADH or 1 mM dpCoA] along with 6 µCi [α32P]-CTP (Perkin Elmer; 3000 Ci/mmol), 200 µM CTP, 200 µM 19 UTP, and 200 µM GTP, and reactions were incubated at 37°C for 10 minutes to allow for product formation. For the reactions shown in Figure S2C, open complexes formed as described above were mixed with 10 µCi [γ32P]-ATP (Perkin Elmer; 6000 Ci/mmol), or 20 µCi [α32P]-NAD+ (Perkin Elmer; 800 Ci/mmol) along with 200 µM CTP, 200 µM UTP and 200 µM GTP. Reactions were incubated at 37°C for 10 minutes to allow for product formation, and stopped by addition of 100 µl stop solution (0.6 M Tris HCl pH 8.0, 18 mM EDTA, 0.1 mg/ml glycogen). Samples were extracted with acid phenol:chloroform and RNA transcripts were recovered by ethanol precipitation and resuspended in 20 µl of transcription buffer and divided into two 10 µl aliquots. 400 nM NudC was added to one aliquot while NudC storage buffer was added to the other for mock treatment. Reactions were incubated at 37°C for 30 minutes and stopped by addition of an equal volume of gel loading buffer and analyzed by gel electrophoresis on 15% TBE-Urea polyacrylamide gels as described above. Reactions were loaded alongside an Ambion Decade Marker System (Life Techniologies) to enable an estimation of the approximate size of the full-length transcripts generated. In vitro transcription assays with E. coli RNAP: liquid-chromatography/tandem-mass spectrometry (LC/MS/MS) detection of NAD+pC Open complexes formed as described above were mixed with 2 mM NAD+ and 10 mM CTP, incubated at 37°C for 1 hour, passed through a Nanosep Centrifugal Device, and the flow through was analyzed by LC/MS/MS. (Control samples in which NAD+, CTP, or RNAP were not present in the reactions were also prepared.) LC/MS/MS analyses were performed in negative ion mode with a Finnigan LTQ mass spectrometer equipped with an electrospray ionization (ESI) interface coupled with a Finnigan Surveyor HPLC system. The flow rate from the Finnigan Surveyor pump was 0.3 ml/min. The autosampler temperature was 5°C. The liquid chromatography method used a YMC ODS-A 5 µm particle size 120Å pore size column, 3.0 mm x 100 mm. The samples were separated using a gradient mobile phase consisting of 5 mM ammonium formate buffered to pH 7.9 in water (A) and methanol (B). The gradient condition was: 0–5 min, 100% A; 5-15 min, 100-30% A; 15-23 min, 30-0% A; 23-28 min, 0% A; 28-40 min, 100% A. Column temperature was 25°C. The temperature of the heated capillary was 200°C. Fragmentation was activated by collision induced dissociation (CID) with a collision energy of 20-25%. The search for NAD+pC was conducted by isolating its anion [(M–2H), m/z 967] at isolation width 3 using full scan mode, and analyzing its fragmentation spectrum (collision energy 20%) from m/z = 210 to m/z = 1000. The characteristic fragment m/z = 845 (loss of nicotinamide) was used to identify NAD+pC. The instrument control, data acquisition, and data analysis were performed by Xcalibur software. Ammonium formate (99%), water (HPLC grade) and methanol (HPLC grade) used in these LC/MS/MS experiments were purchased from Sigma-Aldrich. In vitro transcription assays with S. cerevisiae RNAP II Bubble templates for initiation were utilized following the approach in (24) by mixing 2.5 nmol oligo CKO1639 and 2.5 nmol CKO1621 in 100 µl of annealing buffer (40 mM Tris pH 8.0, 50 mM NaCl, 1 mM EDTA), incubating at 95°C for 3 minutes, and slowing cooling to 23°C (1°C/minute) to allow annealing. The oligo mixture was run on a 2.5% agarose gel (Apex, Genesee) equilibrated and run in 1x TBE [90 mM Tris base (BioRad), 90 mM boric acid (Calbiochem), 2 mM EDTA (JT Baker)], the gel was stained with Ethidium Bromide and the band corresponding to the bubble template was excised from the gel, crushed, and incubated with 500 µl elution buffer (500 mM NH4OAc, 10 mM MgOAc, 1 mM EDTA, 0.1% SDS). Gel debris was removed using a Spin-X column (Costar) and nucleic acids were isolated by ethanol precipitation and re-suspended in nuclease-free water (Ambion) to a concentration of 0.5 µg/µl. 500 ng of the template was mixed with M280 magnetic streptavidin beads (Invitrogen) in 1x TE 20 (from Ambion components) supplemented with 1 M NaCl (EMD/Calbiochem) and incubated at 25°C for 30 minutes to allow binding. Templates bound to the beads were washed three times using magnetic capture to separate beads in 1x TE supplemented with 1 M NaCl, once with 1x TE, and then equilibrated into 1x transcription buffer [TB: 20 mM Tris pH 8.0 (Ambion), 40 mM KCl (Ambion), 10 mM MgCl2 (Ambion), 10% glycerol (Macron/Avantor), BSA 0.25 mg/ml (Ambion), 1 mM DTT (Gold Biotechnology)]. 2.5 ug purified Saccharomyces cerevisiae RNAP II was added to each template in 50 µl 1x TB, and incubated with rotation at 25°C for 20 minutes. Complexes were washed following magnetic capture twice with 200 µl 1x TB, and resuspended in 22 µl 2x TB containing 0.4 U/µl RNase Inhibitor (NEB). 7.5 µl of this mixture was aliquoted for reactions (4 reactions per bubble template). 5 µl of "initiator"/ [α32P]-UTP mixes were added to give final concentrations of: 1 mM ATP (GE Lifesciences), 2.5 µM [α32P]-UTP (from 800 Ci/mmol [12.5 µM], Perkin Elmer); 1 mM NAD+, 2.5 µM [α32P]-UTP (from 800 Ci/mmol [12.5 µM], Perkin Elmer); or 1mM NADH, 2.5 µM [α32P]-UTP (from 800 Ci/mmol [12.5 µM], Perkin Elmer). Reactions were incubated at 25°C for 2 hours then passed through a Nanosep Centrifugal Device (10 kDa molecular weight cutoff). The flow through was collected, mixed with 0.5 µl (2.5 U) RppH (NEB), 0.5 µl NudC (400 nM final) or 0.5 µl NudC storage buffer, incubated at 37°C for 30 minutes, and mixed with an equal volume of urea gel loading buffer [10M Urea (Calbiochem), 0.5 M EDTA pH 8.0 (JT Baker), 1× TBE]. Samples were run on 25% 19:1 acrylamide:bisacrylamide gel [from 40% 19:1 solution (BioRad), 7 M Urea (Calbiochem), 1x TBE (90 mM Tris base; BioRad), 90 mM boric acid (Calbiochem), 2 mM EDTA (JT Baker)]. Autoradiography of gels was performed using storage phosphor screens and a Pharos (Bio-Rad) imager. Radiolabeled products were visualized using ImageLab (Bio-Rad) software. Structure determination: RPo-pppApC Crystals of T. thermophilus RPo were prepared using a derivative of the nucleic-acid scaffold used for analysis of RPo in (12) having A in place of C at position -1 of the DNA template strand, and were grown and handled essentially as in (12). Crystallization drops contained 1 µl RPo in 20 mM Tris-HCl, pH 7.7, 100 mM NaCl, and 1% glycerol, and 1 µl reservoir buffer (RB; 100 mM Tris-HCl, pH 8.4, 200 mM KCl, 50 mM MgCl2, and 9.5% PEG4000), and were equilibrated against 400 ml RB in a vapor-diffusion hanging-drop tray. Rodlike crystals appeared in 1 day, and were used to micro-seed hanging drops using the same conditions. ATP and CTP (Sigma-Aldrich) were soaked into RPo crystals by addition of 0.2 µl 40 mM ATP and 40 mM CTP in 60% (v/v) RB to the crystallization drop, and incubated for 2 min at 22°C. Crystals were transferred into reservoir solutions containing 2 mM ATP, 2 mM CTP, and 17.5% (v/v) (2R, 3R)-(-)-2,3-butanediol (Sigma-Aldrich) and were flash-cooled with liquid nitrogen. Diffraction data were collected at BNL beamline X29A, processed and scaled using HKL2000 (25). Structure factors were converted using the French-Wilson algorithm in Phenix (26) and were subjected to anisotropy correction using the UCLA MBI Diffraction Anisotropy server [(27); http://services.mbi.ucla.edu/anisoscale/]. The structure was solved by molecular replacement with Molrep (28) using one RNAP molecule from the structure of T. thermophilus RPo [PDB 4G7H; (12)] as the search model. Early-stage refinement included rigid-body refinement of each RNAP molecule, followed by rigid-body refinement of each subunit of RNAP molecules. Cycles of iterative model building with Coot (29) and refinement with Phenix (30) were performed. Atomic models of the DNA nontemplate strand, the DNA template strand, and RNA were built into mFo-DFc omit maps, and subsequent cycles of refinement and model building were performed. The final crystallographic model of RPo-pppApC, refined to Rwork and Rfree of 0.211 and 0.258, has been deposited in the PDB with accession code 5D4C. 21 Structure determination: RPo-NAD+pC NAD+ (Sigma-Aldrich) and CTP were soaked into RPo crystals (prepared as described above) by addition of 0.2 µl 30 mM NAD and 40 mM CTP in 50% (v/v) RB to the crystallization drop, and incubated for 120 min at 22°C. Crystals were transferred into reservoir solutions containing 1.5 mM NAD, 2 mM CTP, and 17.5% (v/v) (2R, 3R)-(-)-2,3-butanediol and were flash-cooled with liquid nitrogen. Diffraction data were collected at APS beamline 19-ID-D, processed and scaled using HKL2000 (25), and subjected to anisotropic correction using the UCLA MBI Diffraction Anisotropy server [(27); http://services.mbi.ucla.edu/anisoscale/]. The structure was solved and refined using procedures analogous to those described above for RPo-pppApC. The final crystallographic model of RPo-NAD+pC, refined to Rwork and Rfree of 0.201 and 0.254, respectively, has been deposited in the PDB with accession code 5D4D. Structure determination: RPo-dpCoApC dpCoA (Sigma-Aldrich) and CTP were soaked into RPo crystals (prepared as described above) by addition of 0.2 µl 60 mM 3'-dephosphate-CoA and 40 mM CTP in 50% (v/v) RB to the crystallization drop, and incubated for 120 min at 22°C. Crystals were transferred into reservoir solutions containing 3 mM 3'-dephosphate-CoA, 2 mM CTP, and 17.5% (v/v) (2R, 3R)-(-)-2,3butanediol and were flash-cooled with liquid nitrogen. Diffraction data were collected at APS beamline 19-ID-D, processed and scaled using HKL2000 (25), and subjected to anisotropic correction using the UCLA MBI Diffraction Anisotropy server [(27); http://services.mbi.ucla.edu/anisoscale/]. The structure was solved and refined using procedures analogous to those described above for RPo-pppApC. The final crystallographic model of dpCoApC, refined to Rwork and Rfree of 0.210 and 0.247, respectively, has been deposited in the PDB with accession code 5D4E. Analysis of dpCoA by liquid chromatography (LC)-UV AMP (Sigma-Aldrich) and dpCoA were diluted to 1 mM in water (HPLC grade) before injection. LC-UV analyses were performed using a Waters 2960 HPLC system coupled with a Waters 2996 photodiode array detector. The flow rate from the Finnigan Surveyor pump was 0.3 ml/min. The autosampler temperature was 5°C. The LC method used an YMC ODS-A 5 µm particle size 120Å pore size column, 3.0 mm x 100 mm. The samples were separated using a gradient mobile phase consisting of 25 mM triethylammonium formate buffered to pH 3.0 in water (A) and methanol (B). The gradient condition was: 0-5 min, 100% A; 5-15 min, 100-30% A; 15-23 min, 30-0% A; 23-28 min, 0% A; 28-40 min, 100% A. Column temperature was 25 °C. Detector wave length was 260 nm. The instrument control, data acquisition, and data analysis were performed by MassLynx software. Triethylammonium acetate buffer (2.0 M) and formic acid (>95%) were purchased from Sigma-Aldrich. 22 SUPPLEMENTAL REFERENCES 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. I. Artsimovitch, V. Svetlov, K. S. Murakami, R. Landick, Co-overexpression of Escherichia coli RNA polymerase subunits allows isolation and analysis of mutant enzymes lacking lineage-specific sequence insertions. J. Biol. Chem. 278, 12344-12355 (2003). M. T. Marr, J. W. Roberts, Promoter recognition as measured by binding of polymerase to nontemplate strand oligonucleotide. Science 276, 1258-1260 (1997). S. A. Perdue, J. W. Roberts, A backtrack-inducing sequence is an essential component of Escherichia coli σ70-dependent promoter-proximal pausing. Mol. Microbiol. 78, 636-650 (2010). C. D. Kaplan, K. M. Larsson, R. D. Kornberg, The RNA polymerase II trigger loop functions in substrate selection and is directly targeted by alpha-amanitin. Mol. Cell 30, 547-556 (2008). P. Cabart, H. Jin, L. Li, C. D. Kaplan, Activation and reactivation of the RNA polymerase II trigger loop for intrinsic RNA cleavage and catalysis. Transcription 5, e28869 (2014). Z. Otwinowski, W. Minor, Processing of X-ray diffraction data collected in oscillation mode. Method Enzymol. 276, 307-326 (1997). S. French, K. Wilson, On the treatment of negative intensity observations. Acta Crystallographica Section A 34, 517-525 (1978). M. Strong, M. R. Sawaya, S. Wang, M. Phillips, D. Cascio, D. Eisenberg, Toward the structural genomics of complexes: crystal structure of a PE/PPE protein complex from Mycobacterium tuberculosis. Proc. Natl. Acad. Sci. U.S.A. 103, 8060-8065 (2006). A. Vagin, A. Teplyakov, MOLREP: an Automated Program for Molecular Replacement. J Appl. Crystallogr. 30, 1022-1025 (1997). P. Emsley, B. Lohkamp, W. G. Scott, K. Cowtan, Features and development of Coot. Acta Crystallographica. Section D, Biological Crystallography 66, 486-501 (2010). P. D. Adams et al., PHENIX: a comprehensive Python-based system for macromolecular structure solution. Acta Crystallographica Section D Biological Crystallography 66, 213221 (2010). 23 B intensity A 10.4 min m/z = 967; CID m/z = 845 300 200 RNAP, DNA, NAD+, CTP 100 intensity 0 300 200 RNAP, DNA, NAD+ 100 intensity 0 300 200 RNAP, DNA, CTP 100 intensity 0 300 200 DNA, NAD+, CTP 100 0 0 10 20 time (min) C 40 m/z = 845.1 100 relative absorbacne 30 50 0 200 400 600 800 1000 m/z Fig. S1. LC/MS/MS analysis of initial RNA products of in vitro transcription reactions with NAD+ as initiating nucleotide and CTP as an extending nucleotide. A. Structure of NAD+pC (red, atoms corresponding to CID-generated fragment ion). B. Extracted ion chromatogram (signal derived from detection of parent ion of m/z = 967 and CID fragment of m/z = 845 corresponding to NAD+pC minus nicotinamide). Reactions contained the indicated components. C. Mass spectrum of CID fragment. 24 NAD+ enrichment –35 –10 +1 TTGAAGtcatgcgccggttaaggcTAAACTgaaaggA rnaI 588 –35 –10 +1 TTGAACttttccggggcatataacTATACTccccgcA copA 549 –35 –10 +1 CTGATCttatttccagtaaaagtTATATTtaacttA gadY 104 –35 –10 +1 TTGAGCttctaccagcaaataccTATAGTggcggcA gcvB 52 –35 –10 +1 TTGGCAggatggtgagattgagcGACAATcgagttA chiX 52 –35 –10 +1 TTGGCAactaaaggttaaaaccgtTATAACacagtcA mcaS 24 plasmid-encoded chromosome-encoded Fig. S2. Promoters for full-length RNAs identified as being enriched for NAD+-capping in vivo. NAD+ enrichment levels as determined in E. coli strain JM109 (5). Promoter elements and transcription start sites are in gray. 25 NudC RppH NADH NudC RppH NAD+ NudC RppH ATP NAD+p*U NADHp*U pAp*U pAp*U ppp*U ppp*U pAp*U pppAp*U ppp*U Fig S3. NCIN-mediated de novo transcrption initiation by eukaryotic RNAP II. Initial RNA products of in vitro transcription reactions with ATP, NAD+, or NADH as initiating nucleotide and [α32P]-UTP as extending nucleotide. Reactions were performed with yeast RNAP II and an artificial-bubble transcription initiation template. Products were treated with RppH or NudC as indicated. 26 AMP dpCoA 7.05 13.42 3 AU 2 1 7.11 0 0 5 10 15 20 time (min) 25 30 35 40 Fig. S4. AMP content of dpCoA stock. HPLC chromatogram of dpCoA stock (Sigma-Aldrich, lot SLBJ2886V; 50 nmol). Green: HPLC chromatogram of AMP (20 nmol). Comparison of chromatograms indicates that the dpCoA stock contains ~2% AMP. The observation that the dpCoA stock contains ~2% AMP in the dpCoA stock accounts for the formation of pApC in reactions performed with dpCoA (Fig. 1B). 27 Table S1. Structure data collection and refinement statistics dataset RPo-pppApC RPo-NADpC beamline BNL-X29A APS-19-ID RPo-3’-dephosphateCoApC APS-19-ID space group P2 (1) P2 (1) P2 (1) resolution range completeness 50.00-3.30 Å (3.36-3.3050.00-3.00 Å (3.05-3.00 40.00-3.10 Å (3.15-3.10 Å) Å) Å) a=186.0, b=103.6, a=185.0, b=103.5, a=185.8, b=103.9, c=297.4 c=296.3 c=297.1 α=90.0, β=98.3, γ=90.0 α=90.0, β=98.3, γ=90.0 α=90.0, β=98.5, γ=90.0 0.961 (0.875) 0.979 (0.934) 0.989 (0.960) multiplicity 5.4 (5.0) 4.0 (3.7) 3.8 (3.5) mean I/σ Rmerge 8.7 (1.7) 10.6 (1.5) 10.4 (1.4) 0.185 (0.954) 0.119 (0.920) 0.120 (0.840) Rwork 0.211 0.201 0.210 Rfree 0.258 0.254 0.247 bond-length rmsd 0.004 Å 0.008 Å 0.004 Å bond-angle rmsd 0.791° 0.952° 0.698° PDB code 5D4C 5D4D 5D4E cell parameters 28 Table S2. Oligonucleotides Name JB 221 Description NudC-XbaI forward primer JB 222 NudC-NotI reverse primer JB 224 gadY wild-type promoter template (-65 to +35) JB 228 T7A1 promoter forward primer JB 229 JB 230 JB 231 JB 233 T7A1 promoter reverse primer gadY forward primer gadY reverse primer N25 forward primer JB 234 JB 235 N25 reverse primer T7A1 (+2C,+3T) promoter template (-65 to +35) JB 244 gadY (+1G) promoter template DNA JB 248 JB 250 RNAI forward primer RNAI wild-type promoter template (-65 to +112, A-less) JB 251 RNAI reverse primer (+112) JB 258 RNAI (+1G) promoter template (-65 to +112, A-less) JB 269 JB 270 RNAI reverse primer (+35) N25 (+2C, +3T) promoter template (-65 to +35) Sequence (5' to 3') CAATTCCCCTCTAGAAATAATTTTGTTTA ACTTTAAGAAGGAGATATAATGGATCGT ATAATTGAAAAATTAGATCACGGC GTGCTCGAGTGCGGCCGCGCTGCCGCGC GGCACCAGCTCATACTCTGCCCGACACA TCGCCACCGT AGCGTATAGCTTATGTTTATAAAAAAAT GGCTGATCTTATTTCCAGTAAAAGTTATA TTTAACTTACTGAGAGCACAAAGTTTCC CGTGCCAACAGGGAG GATTAATTTAAAATTTATCAAAAAGAGT ATTGAC TCGTTGGGATGGCTA AGCGTATAGCTTATG CTCCCTGTTGGCACGGGAAAC ATCCGTCGAGGGAAATCATAAAAAATTT ATTTGC AACCAGCCATATTTAAACTCCTC GATTAATTTAAAATTTATCAAAAAGAGT ATTGACTTAAAGTCTAACCTATAGGATA CTTACAGCCaCTGAGAGGGACACGGCGA ATAGCCATCCCAACGA AGCGTATAGCTTATGTTTATAAAAAAAT GGCTGATCTTATTTCCAGTAAAAGTTATA TTTAACTTGCTGAGAGCACAAAGTTTCC CGTGCCAACAGGGAG CCACTGGCAGCAGCCACTGG CCACTGGTAATTGATTTAGAGGAGTTAG TCTTGAAGTCATGCGCCGGTTAAGGCTA AACTGAAAGGACTTGTTTTGGTGTCTGC GCTCCTCCTTGCCTGTTTCCTCGGTTCTTT GTGTTGGTTGCTCTGTGTTCCTTCGTTTTT CCGCCCTGCTTGGCGGTTTTTTCGTTTTC TGTGC GCACAGAAAACGAAAAAACCGCCAAGC AGG CCACTGGTAATTGATTTAGAGGAGTTAG TCTTGAAGTCATGCGCCGGTTAAGGCTA AACTGAAAGGGCTTGTTTTGGTGTCTGC GCTCCTCCTTGCCTGTTTCCTCGGTTCTTT GTGTTGGTTGCTCTGTGTTCCTTCGTTTTT CCGCCCTGCTTGGCGGTTTTTTCGTTTTC TGTGC AACAGGCAAGGAGGAGCGCAG ATCCGTCGAGGGAAATCATAAAAAATTT ATTTGCTTTCAGGAAAATTTTTCTGTATA ATAGATTCACTAATTTGAGAGAGGAGTT 29 CK01639 Bubble template, template strand CK01621 Bubble template, non-template strand (carries 5' biotin) 30 TAAATATGGCTGGTT TGAAGTCTTGTGTGGTCCTGAGAAAGTG TTGAGATCCATGACAGAAAGATTAATAA TTGTATGACTATTTATACGCGTCCTGT Biotin/ACAGGACGCGTATAAATAGTCATA CAATTATTAATCTTTCACGATCTTTCCTC AACACTTTCTCAGGACCACACAAGACTT CA