Case 3:09-cv-00724-N
Document 320
Filed 02/18/2010
Page 1 of 4
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF TEXAS
DALLAS DIVISION
RALPH S. JANVEY, IN HIS CAPACITY AS
COURT-APPOINTED RECEIVER FOR THE
STANFORD INTERNATIONAL BANK, LTD.,
ET AL.
§
§
§
§
§
Case No. 03:09-CV-0724-N
Plaintiff,
§
§
v.
§
§
JAMES R. ALGUIRE, ET AL.
§
§
Defendants.
§
________________________________________________________________________
RECEIVER’S SUPPLEMENTAL COMPLAINT
AGAINST CERTAIN STANFORD INVESTORS
________________________________________________________________________
The Receiver, Ralph S. Janvey, (the “Receiver”) hereby files this Supplemental
Complaint Against Certain Stanford Investors (the “Supplemental Complaint”), stating as
follows:
1.
On December 7, 2009, the Receiver filed a First Amended Complaint Against
Certain Stanford Investors (Doc. 128) and an Appendix in support thereof (Doc. 129)
(collectively, the “First Amended Complaint”). This Supplemental Complaint is intended to
supplement the First Amended Complaint.
2.
The Stanford Investors listed on pages 1 through 11 of the Appendix in Support of
the Supplemental Complaint (the “Appendix”) received, at a minimum, the “Total CD Proceeds”
amounts associated with their names in the Appendix. In addition, each of these Stanford
Investors received more in CD Proceeds than they invested in SIBL CDs, as shown in the
Appendix column entitled “CD Proceeds Received in Excess of Investments.”
RECEIVER’S SUPPLEMENTAL COMPLAINT
AGAINST CERTAIN STANFORD I NVESTORS
1
Case 3:09-cv-00724-N
3.
Document 320
Filed 02/18/2010
Page 2 of 4
For the reasons stated in the First Amended Complaint, which are incorporated
herein, the Receiver asserts fraudulent-transfer and, in the alternative, unjust-enrichment claims
against these Stanford Investors and requests the same relief as to the amounts listed in the
Appendix as he did for the amounts listed in the First Amended Complaint.
PRAYER
4.
The Receiver respectfully requests the following:
(a) An Order providing that CD Proceeds received directly or indirectly by the
Stanford Investors from fraudulent CDs were fraudulent transfers under
applicable law or, in the alternative, that the Stanford Investors were unjustly
enriched by CD Proceeds received directly or indirectly from fraudulent
CDs;
(b) An Order providing that CD Proceeds received directly or indirectly by the
Stanford Investors from fraudulent CDs are property of the Receivership
Estate;
(c) An Order providing that CD Proceeds received directly or indirectly by the
Stanford Investors from fraudulent CDs are subject to a constructive trust for
the benefit of the Receivership Estate;
(d) An Order establishing the amount of CD Proceeds each of the Stanford
Investors received;
(e) An Order providing that each of the Stanford Investors is liable to the
Receivership Estate for an amount equaling the amount of CD Proceeds he,
she, or it received from fraudulent CDs;
(f)
An award of costs, attorney’s fees, and prejudgment interest; and
RECEIVER’S SUPPLEMENTAL COMPLAINT
AGAINST CERTAIN STANFORD I NVESTORS
2
Case 3:09-cv-00724-N
Document 320
Filed 02/18/2010
Page 3 of 4
(g) Such other and further relief as the Court deems proper under the
circumstances.
Dated: February 18, 2010
Respectfully submitted,
BAKER BOTTS L.L.P.
By: /s/ Kevin M. Sadler
Kevin M. Sadler
Texas Bar No. 17512450
kevin.sadler@bakerbotts.com
Robert I. Howell
Texas Bar No. 10107300
robert.howell@bakerbotts.com
David T. Arlington
Texas Bar No. 00790238
david.arlington@bakerbotts.com
1500 San Jacinto Center
98 San Jacinto Blvd.
Austin, Texas 78701-4039
(512) 322-2500
(512) 322-2501 (Facsimile)
Timothy S. Durst
Texas Bar No. 00786924
tim.durst@bakerbotts.com
2001 Ross Avenue
Dallas, Texas 75201
(214) 953-6500
(214) 953-6503 (Facsimile)
ATTORNEYS FOR RECEIVER RALPH S. JANVEY
RECEIVER’S SUPPLEMENTAL COMPLAINT
AGAINST CERTAIN STANFORD I NVESTORS
3
Case 3:09-cv-00724-N
Document 320
Filed 02/18/2010
Page 4 of 4
CERTIFICATE OF SERVICE
On February 18, 2010, I electronically submitted the foregoing document with the clerk
of the court of the U.S. District Court, Northern District of Texas, using the electronic case filing
system of the court. I hereby certify that I will serve the Stanford Investors individually or
through their counsel of record, electronically, or by another means authorized by the Court or
the Federal Rules of Civil Procedure.
/s/ Kevin M. Sadler
Kevin M. Sadler
RECEIVER’S SUPPLEMENTAL COMPLAINT
AGAINST CERTAIN STANFORD I NVESTORS
4
Case 3:09-cv-00724-N
Document 321
Filed 02/18/2010
Page 1 of 14
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF TEXAS
DALLAS DIVISION
RALPH S. JANVEY, IN HIS CAPACITY AS
COURT-APPOINTED RECEIVER FOR THE
STANFORD INTERNATIONAL BANK, LTD.,
ET AL.,
§
§
§
§
§
Plaintiff,
§
CASE NO. 3:09-CV-0724-N
§
v.
§
§
JAMES R. ALGUIRE, ET AL.,
§
§
Defendants.
_________________________________________________________________________
APPENDIX IN SUPPORT OF RECEIVER’S SUPPLEMENTAL COMPLAINT
AGAINST CERTAIN STANFORD INVESTORS
_________________________________________________________________________
Case 3:09-cv-00724-N
Dated: February 18, 2010
Document 321
Filed 02/18/2010
Page 2 of 14
Respectfully submitted,
BAKER BOTTS L.L.P.
By: /s/ Kevin M. Sadler
Kevin M. Sadler
Texas Bar No. 17512450
kevin.sadler@bakerbotts.com
Robert I. Howell
Texas Bar No. 10107300
robert.howell@bakerbotts.com
David T. Arlington
Texas Bar No. 00790238
david.arlington@bakerbotts.com
1500 San Jacinto Center
98 San Jacinto Blvd.
Austin, Texas 78701-4039
(512) 322-2500
(512) 322-2501 (Facsimile)
Timothy S. Durst
Texas Bar No. 00786924
tim.durst@bakerbotts.com
2001 Ross Avenue
Dallas, Texas 75201
(214) 953-6500
(214) 953-6503 (Facsimile)
ATTORNEYS FOR RECEIVER
RALPH S. JANVEY
Case 3:09-cv-00724-N
Document 321
Filed 02/18/2010
Page 3 of 14
CERTIFICATE OF SERVICE
On February 18, 2010, I electronically submitted the foregoing document with the clerk
of the court of the U.S. District Court, Northern District of Texas, using the electronic case filing
system of the court. I hereby certify that I will serve the Stanford Investors individually or
through their counsel of record, electronically, or by another means authorized by the Court or
the Federal Rules of Civil Procedure.
/s/ Kevin M. Sadler
Kevin M. Sadler
Case 3:09-cv-00724-N
Document 321
ID Number
Name
PROACCI, S.A. DE C.V.
203
ACCITEN S.A. DE C.V.
204
MOHAMED ABD EL RAHMAN SALEM
205
MARIA TERESA SANCHEZ DE TOLENTINO
206
AND TOLVEG TRUST
GRAMOND INVESTMENTS LIMITED
207
MIGUEL VENGER
208
SHAFFIN JETHA
209
JOHN FATOLITIS AND RENEE F. GIALOUSIS
210
DANIEL A. CAMPBELL AND HOLLY M
211
CAMPBELL
COMERCIAL ODER S.A. DE C.V.
212
MARIO UGO MIGLIORELLI VEZZA AND
213
MORELLA MIGLIORELLI PORRAS
DELTA INVESTMENTS INT`L LTD
214
1339097 ALBERTA LTD AND ALBERTA LTD.
215
AND JACOPO OLIVIERI
CAPITAL ONE GROUP INC.
216
GEJIMO INMOBILIARIA, SA. DE CV.
217
ZENITH FUND
218
NICHOLAS IAN HUGHES
219
EUDIO BARBOZA AND XIOMARA FURZAN
AND CARLOS AUGUSTO BARBOZA FURZAN
220
AND PROINCI
BILLYE S. HALBOUTY AND JOYCE S.
221
ERFURDT AND SHYRREL L. STEVENS
PENTAGON HOLDING S.A
222
PAUL BYRD AND KYM BYRD
223
FERDINANDO MIGUEL DE FREITAS T.
224
JOEL ZORRILLA VARGAS AND SUSANA
225
CATALINA JASSO DE ZORRILLA
CAVIA TRUST AND RAMON AVILA
226
JOBEL TRUST; JOSEBEL TRUST; JOTABE
227
TRUST
EMILIONS CORPORATION
228
OMAR RODRIGUEZ ROSALES AND ROSA MA.
229
ROSALES DE RODRIGUEZ
OTAOLA INGENIERIA C.A.
230
MARTISSE BUSINESS, INC.
231
ANIBAL MORGADO AND DAVID MORGADO
AND VASCO M. DINIZ MORGADO
232
CONTEMPORARY HOLDINGS INC.
233
MIGUEL E. LACAYO AND SNOWMASS TRUST
234
MACONABI N.V.
235
RAMBALGO, INC.
236
NATHALIE MARIE JOSEPHINE MARTINEZ
AND NATHALIE MARIE AND JOSEPHINE
237
MARTINEZ
Filed 02/18/2010
Page 4 of 14
CD Proceeds Received in
Excess of
Investments
$
5,784,212.60
$
4,687,345.13
$
3,760,095.73
$
2,822,507.11
$
$
$
$
Total CD Proceeds
10,488,762.10
10,029,594.23
6,040,080.73
10,049,898.01
$
$
$
$
2,694,520.00
2,596,738.13
1,825,543.62
1,758,911.17
$
$
$
$
8,578,935.64
2,596,738.13
1,825,543.62
1,758,911.17
$
1,503,720.90 $
3,018,720.90
$
$
1,473,287.91 $
1,436,427.86 $
1,750,401.90
1,446,417.86
$
$
1,333,316.21 $
1,329,057.54 $
14,387,850.58
1,786,122.55
$
$
$
$
$
1,266,217.13
1,187,145.69
1,065,263.42
1,038,002.09
876,058.89
$
$
$
$
$
6,949,801.32
1,315,841.12
6,913,263.42
1,044,368.09
2,758,719.24
$
875,518.27 $
2,075,518.27
$
$
$
$
874,618.59
826,864.81
767,802.45
765,714.19
$
$
$
$
6,857,890.49
2,826,933.27
1,500,000.00
1,209,430.48
$
$
757,911.78 $
715,138.55 $
818,993.93
2,920,283.24
$
$
714,522.33 $
714,510.59 $
3,714,732.65
1,612,726.26
$
$
$
704,930.29 $
674,018.47 $
672,735.41 $
3,563,600.71
806,150.63
1,254,106.04
$
$
667,744.57 $
662,837.42 $
2,802,182.75
662,837.42
$
$
$
632,552.97 $
628,983.15 $
621,009.96 $
1,542,542.97
4,180,149.47
2,654,122.04
1
Case 3:09-cv-00724-N
ID Number
238
239
240
Document 321
Name
MOISES CABABIE ZAGA AND RAFAEL
CABABIE ZAGA
CRISTINA MARIA ROTHAUG AND FRANK
MUCHACHO ROTHAUG AND PATRICIA
BUSTAMANTE ARAUJO AND MARINA
ROTHAUG MUCHACHO AND FRANK J.
ROTHAUG GARCIA
XSARA TRADE TRUST
ALFREDO R. GUIOS B. AND ALMAG TRUST
Filed 02/18/2010
CD Proceeds Received in
Excess of
Investments
$
616,869.00 $
Page 5 of 14
Total CD Proceeds
5,440,866.45
$
569,486.85 $
1,525,513.29
$
$
569,390.56 $
560,332.39 $
1,019,087.56
2,773,674.11
$
558,608.18 $
4,654,048.61
$
$
556,445.34 $
542,534.57 $
2,376,135.77
3,992,534.57
$
539,764.53 $
2,167,962.05
MARTA COLOMINA DE RIVERO AND MARTA $
RIVERA C. AND CELALBA RIVERA C. AND
MARTA COLOMINA R.
GASOLINERAS GRUBAT SA DE CV
$
LUCIANO MARCHIG AND SILK ROSE TRUST $
516,368.46 $
2,071,372.24
510,764.13 $
494,262.08 $
797,235.77
5,205,002.36
$
491,045.50 $
2,041,566.03
$
$
$
471,114.31 $
468,942.45 $
458,238.37 $
1,429,507.75
7,420,362.28
3,017,687.12
$
$
$
$
450,000.00 $
442,405.14 $
441,711.64 $
436,036.71 $
450,000.00
1,269,602.40
5,252,422.89
5,936,310.69
$
$
$
$
426,683.41 $
421,539.17 $
421,049.20 $
406,037.89 $
3,952,943.80
4,971,886.19
1,349,752.13
1,093,445.65
$
405,734.96 $
4,940,976.58
$
$
401,412.31 $
395,198.56 $
1,652,416.70
1,911,937.83
241
242
243
244
EDUARDO CATENO LAPI AND FILIPO LAPI
GARCIA AND MARLA TRUST AND NEW
PROVIDENCE FINANCE, INC.
CALATRAVA TRUST
EDUARDO A. NAJERA AND EDUARDO A.
NAJERA AND JENNIFER M. NAJERA
ANFRAPOSU TRUST AND ANGIOLINO
CONSOLI AND SUZY CONSOLI AND PAULINE
CONSOLI AND TURATTO CONSOLI FRANCA
245
246
247
248
249
250
251
ARGURMENT LTD. AND CESAR EDUARDO
RELLO A.
JAMES R. HASTINGS
SEGOES SECURITIES, LTD.
MARIANO MAYEN NAVARRO AND MARIANO
MAYEN DE LUIS AND LORENA MAYEN DE
LUIS AND YESICA PATRICIA MAYEN DE LUIS
252
253
254
255
256
257
258
259
260
261
262
263
JULES J. ROBLES AND CARLA M. KLEINE
ROBLES
NF METALS LTD.
MARIA QUINTERO DE PERALTA
ERNESTO LOPEZ CLARIOND AND NINFA
CLARIOND REYES RETANA
CARMILL INVESTMENTS LTD.
ROSA MARIBEL OYERVIDES
SWISS PANAMA TRADE CORPORATION
NICOLAS VALE DIAZ AND VILMA ASTREA
DIAZ TERMINEL
PONTIFICI UNIVERSIDAD CATOLICA DEL
ECUADOR
GIUSEPPE GUARINO ZARRA
ANNI BENEDETTI DE BAQUERO AND
EDUARDO BAQUERO
2
Case 3:09-cv-00724-N
ID Number
264
265
266
267
268
269
270
271
272
273
Document 321
Name
AURORA PLENGE WASHBURN DE
ASPILLAGA AND INIGO D. ASPILLAGA
PLENGE AND NELLY MARIA BEATRIZ DE
PARAMO PARLE AND RITA MARIA PARLE DE
PARAMO
EQUIPO 2108 TRUST AND GALO POZO
ALMEIDA
ENGEL TRUST
LEJAVI LTD S.A.
CRISTALLO TRUST
SODEXHO PASS VENEZUELA, C.A.
AMEPHARM INC
GROENEBEEK COMMODITIES TRADING
LIMITED
EDGAR AGUIAR MARRON AND ENDELST
JOSEFINA ORTEGA RUBIO
PEDRO HURTADO DE MENDOZA AND SILVIA
HURTADO DE MENDOZA
JOAN C. MCGREGOR OR JOHN G. MCGREGOR
Filed 02/18/2010
CD Proceeds Received in
Excess of
Investments
$
390,988.61 $
Page 6 of 14
Total CD Proceeds
1,642,230.05
$
388,311.87 $
2,315,051.87
$
$
$
$
$
$
372,478.39
370,263.48
370,114.01
351,427.85
350,480.80
337,971.81
$
$
$
$
$
$
761,035.42
1,825,129.55
615,297.23
6,502,145.68
11,675,480.80
8,956,026.50
$
332,300.85 $
4,047,356.63
$
331,360.36 $
1,065,245.71
$
321,988.95 $
3,723,518.38
$
319,352.18 $
1,320,162.58
$
317,449.28 $
4,346,373.77
$
$
314,699.30 $
307,936.79 $
864,699.30
1,522,800.67
AMADO MIGUEL BOJALIL AND JOSE DANIEL $
MIGUEL MIMARI
MANS NERMARK AND ULRIKA NERMARK
$
293,432.47 $
1,350,000.00
292,556.06 $
3,878,892.69
274
275
276
277
GENEVIEVE L. MILTON AND HERMON
MILTON
ISAAC VARON DANON AND SELMA SHIRINO
DE VARON AND JAIME VARON SHIRINO AND
DANIEL VARON SHIRINO AND VIVETTE
VARON SHIRINO
SANDRA TATYANA TREPP GLOOR
ALEJANDRO MONCADA YEPEZ AND FARIDY
HOBAICA RANGEL AND MAYDA YEPEZ GIL
278
279
280
HECTOR RAMON ESCAJADILLO DIAZ AND
ADRIANA DEL CASTILLO MERCADO
$
288,878.81 $
1,653,348.81
ROSA F. FISHLEDER DE LANDAU AND
CARLOS LANDAU EIDELS
FEMT TRUST AND FESAMA TRUST AND
FREDDY MANZANO
FANNY LAU DE OLMOS AND RUTH OLMOS
DE VENGUER
CHLOEE K POAG AND G. DAN POAG JR.
WILLIAM L. LAFUZE
GRUPO INDUSTRIAL SALTILLO S.A. DE C.V.
$
288,603.49 $
1,863,093.26
$
285,178.15 $
3,637,178.15
$
253,177.14 $
2,253,177.14
$
$
$
247,246.90 $
228,723.95 $
227,097.74 $
5,247,246.90
2,228,723.95
2,878,505.38
PATRICIA ANN COURTNEY
$
221,233.42 $
724,119.13
281
282
283
284
285
286
287
288
3
Case 3:09-cv-00724-N
ID Number
289
Document 321
Name
ELENA LABARTHE COSTAS AND JOSE LUIS
LABARTHE HERNANDEZ AND LAURA
COSTAS SANTA CRUZ AND LAURA
LABARTHE COSTAS AND CARLOS MENA
LABARTHE AND ANA CECILIA MENA
LABARTHE AND KANDY MARIA MENA
LABARTHE
FRANCO LOPEZ AND MARIA LOPEZ DIAZ
Filed 02/18/2010
CD Proceeds Received in
Excess of
Investments
$
221,172.77 $
Page 7 of 14
Total CD Proceeds
888,403.55
$
217,240.23 $
746,823.16
$
214,588.32 $
1,255,536.29
$
201,635.61 $
1,346,675.99
$
197,839.65 $
933,433.83
$
195,602.14 $
2,163,998.45
$
195,186.64 $
1,674,972.56
$
190,777.26 $
1,300,777.26
$
$
$
$
189,869.51 $
185,005.57 $
182,816.31 $
182,564.14 $
466,366.42
521,654.14
1,199,853.80
982,564.14
$
$
181,668.06 $
180,807.40 $
892,106.74
1,778,996.86
$
$
180,344.99 $
178,764.36 $
1,481,875.00
1,300,000.00
$
177,952.74 $
986,152.74
$
JOSE RIBADENEIRA FERNANDEZ-SALVADOR $
AND JUAN PABLO RIBADENEIRA MORA
177,737.70 $
169,555.32 $
2,066,293.98
3,976,604.95
MURRY A. DECOTEAU
BEG TRUST AND SADIA BENAMU
KARIN WINTMOELLE MUTZE
MARIO BONOMI
MIGUEL TAME AZAR AND VIVIAN LAYON
DE TAME
AIRES M. BARRETO AND SUSAN BARRETO
$
$
$
$
169,525.96
168,594.38
167,943.27
166,834.34
$
$
$
$
2,169,525.96
844,290.32
615,943.27
9,419,248.00
$
$
166,166.54 $
163,325.72 $
695,208.41
1,596,121.72
290
291
CLAES NERMARK AND MARIA NERMARK
AND MONICA NERMARK
ROBERTO BARLETTA AND JADIYE YAMAUI
292
293
294
295
296
297
298
299
300
CHERYL B. WATTS; THURSTON WATTS JR.;
THURSTON WATTS JR. AND CHERYL B.
WATTS
MOORE, MOORE AND MOORE AND NAMDA
INVESTMENT GROUP L.P. AND NATHAN
ALLEN MOORE AND WANDA COLE MOORE
AND SOCOCO LTDA
GERARDO PANDAL RUIZ AND GERARDO
PANDAL ALONSO
ENRIQUE PAREDES AND MARIANNE
PAREDES
GITA HURWITZ
MONTEVARCHI INVESTMENTS INC.
C.A.N. TRUST
BEIN S.A.
CARLOS ALBERTO GONZALEZ CASTILLO
AND XIOMARA ORTEGA DE GONZALEZ
301
302
303
304
305
306
307
308
309
310
311
312
WALTER CARVALLO ALVAREZ AND
CONSUELO ALVAREZ FERNANDEZ
SHEARWATER MANAGEMENT CORP.
PEDRO CARMONA PEREZ AND JAVIER
CARMONA PEREZ
RICHARD JOBIN
LA PARNASAH TRUST AND MELILLA TRUST
AND SADI CHOCRON AND SADIA CHOCRON
AND YERUK TRUST AND LUX TRUST
313
4
Case 3:09-cv-00724-N
Document 321
Filed 02/18/2010
CD Proceeds Received in
Excess of
ID Number
Name
Investments
ORLANDO JOSE CANELON RODRIGUEZ AND $
157,732.26 $
314
IRMA LETIZIA CHALVIEN RIZZI
TERESA DE CORDOVA
$
157,307.26 $
315
SHELLEY UPCHURCH 2001 REVOCABLE
$
156,752.06 $
316
TRUST
ARTURO MARTINEZ DE LA MORA AND
$
156,585.12 $
317
MARIA SOTERA ELVIA DIAZ MACEDO
ARJAN SCHIPPER
318
$
156,261.06 $
CARLOS ENRIQUE BORGES ESPINAL AND
$
156,008.75 $
ANA MARCELA COLMENAREZ DE BORGES
319
LUIS MOSHE LECHTMAN MELTZER
$
155,088.22 $
320
FREDERICK J. BARR AND GAIL B. BARR
321
$
152,576.28 $
FELIX LAIRET SANTANA AND MARIELA
$
150,153.89 $
322
THIELEN DE LAIRET
DEBORAH JUDITH ELKES SCHAPIRA AND
$
148,968.09 $
SERGIO MAGUN ELKES AND MICHELLE EVA
MAGUN ELKES AND RUTH SCHAPIRA ELKES
AND JACK SOURASKY OLMOS
323
VIDYA MANOHAR CHHABRIA AND KIRAN
$
147,803.21 $
324
MANOHAR CHHABRIA
DAVID ZILBERMAN BURSTEIN AND IDA
BURSTEIN DE ZILBERMAN AND JAIME
NIEGO LEON AND SARA ZILBERMAN DE
NIEGO
325
$
145,076.83 $
FAME TRUST AND MARIO DEL CARMEN
$
143,128.94 $
MEDINA GOMEZ AND MARIA IRENE GOMEZ
DE MEDINA AND LINA MARIA MEDINA
GOMEZ AND JULIANA MEDINA GOMEZ
326
PABLO ABRAHAM KURI AND JOSE
$
141,541.44 $
327
ABRAHAM KURI
ARACELI FRIAS DE GONZALEZ-ORTEGA AND
XAVIER GONZALEZ-ORTEGA ITURBE AND
PATRICIA FRIAS DE THOMAS AND ARACELI
FRIAS ORTEGA DE GONZALEZ
328
$
141,475.54 $
PHILLIP PEREZ AND SIRO PEREZ OLIVA AND
329
DELIA PEREZ
$
141,399.98 $
ARMILE ARDOIN AND ETHA V. ARDOIN
$
140,907.59 $
330
OLGA YURCHENKO AND KATE KUZMINA
331
$
140,604.03 $
FRANK
BENGTSON
$
139,945.87 $
332
MARIA DEL CARMEN GERTRUDIS AZNAR DE
333
PIZZUTO
$
138,015.49 $
NANIA-NANIA CONSTRUCCIONES C.A. AND $
136,286.30 $
OSWALDO NANIA NUZZO AND ANTONIO
334
NANIA NUZZO
EMPRESAS NIETO S.A. DE C.V.
$
136,211.83 $
335
ANGELA WELBORN
336
$
136,120.71 $
Page 8 of 14
Total CD Proceeds
1,006,100.26
653,322.16
1,731,756.17
1,396,490.82
496,125.17
2,196,637.86
453,475.08
652,576.28
706,497.33
1,293,785.05
1,135,203.21
716,499.85
1,333,317.09
641,549.66
505,417.23
1,324,133.27
640,907.59
505,594.03
1,889,595.12
868,569.78
2,020,542.48
5,136,211.83
642,569.60
5
Case 3:09-cv-00724-N
Document 321
Filed 02/18/2010
CD Proceeds Received in
Excess of
ID Number
Name
Investments
ROBERTO SALAZAR AND AURA MARGARITA $
134,884.16 $
337
SALAZAR
ALFREDO MEDINA AND MARIA JOSE
$
133,632.31 $
OLALDE DE MEDINA AND GUSTAVO
ENRIQUE MEDINA GARCIA AND RICARDO
MEDINA GARCIA AND ADRIANA MEDINA
OLALDE AND MARIA CRUZ FERNANDEZ
CALEYA DE OLALDE
338
CARLOS ARTURO MOLINA
$
133,340.51 $
339
GUILLERMO SEGUNDO GARCIA FIERRO AND
MARIA TERESA ERAZO DE GARCIA AND
MARCO ANTONIO GARCIA ERAZO AND
GUILLERMO SEGUNDO GARCIA ERAZO AND
CONSUELO DEL CARMEN GARCIA ERAZO
$
129,699.10 $
340
LUISA JOSEFINA FLORES MUJICA AND
EGILDA FELICIA MUJICA MONASTERIO AND
VALERIA VALENTINA YANES FLORES AND
EGILDA FELICIA MUJICA DE FLORES
341
$
126,669.97 $
ALFREDO MIGUEL AWUAPARA PENALILLO
AND CARMEN CRISTINA PENALILLO SAN
ROMAN DE AWUAPA AND CARMEN
PATRICIA AWUAPARA PENALILLO AND
CAROLINA MARIA AWUAPARA PENALILLO
AND PATRICIA MILAGROS LOPEZ DE
CASTILLA PEREZ ROS AND JOSE ALFREDO
JULIO JIMENEZ GARCIA AND CAROLINA
MARIA AWUAPARA PENALILLO AND LUIS
FRANCISCO LOPEZ DE CASTILLA PEREZ
ROSAS AND JOSE FERNANDO LOPEZ DE
CASTILLA PEREZ ROSAS AND CECILIA
LOPEZ DE CASTILLA PEREZ ROSAS DE BRI
AND PATRICIA MILAGROS LOPEZ DE
CASTILLA PEREZ ROS AND VERONICA
LOPEZ DE CASTILLA PEREZ ROSAS
342
343
344
BANCO DEL AUSTRO S.A.
JAMES T. WEINER
INES MARIA SCHWALBE V. AND PLUTARCO
FLORESMILO NARANJO VARGAS AND
ENRIQUETA EUGENIA BANDA FLORES
345
346
347
ANITA WALLACE BOLLING AND MARY
MARDELL TAYLOR
MAGMAR TRADING LIMITED
IOANIS CALPAKIS AND SANDRA CALPAKIS
Page 9 of 14
Total CD Proceeds
827,884.16
827,731.80
800,917.61
579,699.10
453,695.40
$
$
$
125,431.47 $
124,022.43 $
123,796.92 $
571,716.86
6,578,928.96
766,766.33
$
122,135.72
$
905,496.74
$
$
$
121,572.04 $
120,062.47 $
119,147.96 $
552,464.45
2,423,212.57
619,147.96
348
6
Case 3:09-cv-00724-N
ID Number
Document 321
Name
SUSANA KRUSS AND SUSANA GUTTMANN
AND SUSANA GUTTMANN TRUST
349
352
353
354
355
356
357
358
359
360
361
CD Proceeds Received in
Excess of
Investments
Page 10 of 14
Total CD Proceeds
$
$
118,096.85 $
118,039.69 $
443,484.13
663,687.07
$
$
117,641.99 $
116,912.15 $
2,495,352.34
1,218,678.33
$
116,101.31 $
385,457.89
$
$
114,847.66 $
114,477.93 $
774,780.91
1,023,851.73
$
$
$
114,169.31 $
113,019.21 $
112,299.18 $
514,169.31
889,392.71
576,799.18
$
$
110,457.18 $
108,310.11 $
970,121.49
1,854,075.06
$
104,273.59 $
2,104,273.59
$
103,949.43 $
1,103,949.43
ALEJANDRO JOSE COVARRUBIAS RAMIREZ $
AND RAFAEL COVARRUBIAS SALVATORI
AND GUADALUPE RAMIREZ DE
COVARRUBIAS AND RAFAEL COVARRUBIAS
RAMIREZ AND ANGELINA COVARRUBIAS
RAMIREZ
JAMES F. SEYMOUR FAMILY TRUST AND
JAMES SEYMOUR AND LORETTA SEYMOUR
$
EDUARDO ENRIQUE LEDESMA MARISCAL
$
VINCENZO BALDISSERA AND MARGARITA
ARADAS DE BALDISSERA
$
FRANCOIS VANIER AND JOHANNE
$
GAUDREAU
EQUUS VIII LLC
$
ILMULINO TRUST
$
MARIA DEL CARMEN DOMINGA DE
ZAVALETA DE SOTOM AND MARIANO
JORGE SOTOMAYOR DE ZAVALETA
$
RAFAEL IVAN CARRERO MENDOZA AND
GLORIA DE CARRERO
$
101,180.25 $
804,376.33
100,352.61
$
856,365.54
100,313.89
$
478,119.22
98,553.41 $
97,047.71 $
498,553.41
1,737,120.68
92,927.04 $
91,939.76 $
2,092,927.04
966,821.93
ADELA LOPEZ-BAGO GIRAL AND ADELA
GIRAL BARNES AND ADELA KRILAND
350
351
Filed 02/18/2010
MARTIN AGUAYO
MICHAEL L. O`BRIEN AND MARY K. O`BRIEN
AND MICHAEL W. O`BRIEN
NEVILLE FRANCIS STAUNTON COPE AND
ROSA MARIA COPE
ARMANDO JAVIER MOGOLLON AND JUAN
CARLOS JAVIER MOGOLLON
MIGUEL ANGEL CARROSSO AND MARIA
MARTA FARES DE CARROSSO
JOSE ANDRES DE GENNA AND MARIA DE
LOURDES BOWEN CAVAGNARO
MOISES BICAS SENKER
CLARENCE H. FORSHAG AND BETTY JO
FORSHAG
PETER SCHWAEGER
JAIME COSTA LAVIN AND MARIA DEL
CARMEN SOLANA DE COSTA AND JAIME
COSTA SOLANA AND JAVIER COSTA
SOLANA
JEFFREY H. FARMER JR. AND NORMA B.
UPSHUR
CHARLES D. HORD AND HORD D. CHARLES
362
363
364
365
366
367
368
369
370
371
91,851.71
$
679,072.43
91,440.07
$
441,440.07
7
Case 3:09-cv-00724-N
ID Number
372
373
Document 321
Name
MARTHA HALBERT AND SERGIO ROJKIND
ALBERTO JIMENEZ AFANADOR
IVAN DARIO BARBOZA GUTIERREZ AND
RAYZA E. GUTIERREZ DE BARBOZA
Filed 02/18/2010
CD Proceeds Received in
Excess of
Investments
$
88,660.52 $
Page 11 of 14
Total CD Proceeds
1,765,378.10
$
$
88,408.49 $
88,344.28 $
1,748,064.66
1,248,291.28
$
$
87,679.17 $
86,948.86 $
437,679.17
4,059,563.91
$
$
$
$
84,543.24
84,348.58
83,760.43
82,806.38
$
$
$
$
584,543.24
2,130,348.58
768,678.89
468,038.27
$
$
$
$
82,436.76
81,981.35
80,632.01
80,500.19
$
$
$
$
1,872,557.16
1,495,617.78
1,080,632.01
2,110,834.72
$
78,165.98 $
816,591.93
$
$
$
74,764.48 $
74,202.71 $
73,088.06 $
6,592,825.92
6,127,210.10
2,591,640.80
$
72,487.70 $
752,509.24
$
$
72,429.73 $
71,711.51 $
486,568.32
5,073,047.70
$
71,690.98 $
614,039.98
$
$
$
69,528.68 $
69,408.39 $
68,660.95 $
669,528.68
2,074,044.31
577,293.58
CELIA SANCHEZ Y GALDUROZ AND
$
LUCIANO BESOY SANCHEZ AND RODRIGO
BESOY SANCHEZ
ANGELA DEL CAMPO DE MARTIN AND
$
DIONISIO MARTIN LAZARO AND MIGUEL
MARTIN DEL CAMPO AND MARIA DE LOS
ANGELES MARTIN DEL CAMPO AND MIGUEL
ANGEL MARTIN DEL CAMPO AND MARIA DE
LOS ANGELES DE ALFARO
67,854.97 $
3,667,191.99
67,821.89 $
2,106,630.02
374
JERRY WALLACE AND AUDREY WALLACE
375
376
377
378
379
380
381
382
383
384
385
386
387
388
389
390
391
392
393
394
FUNDACION NINA DEL MAR S.A. AND
FUNDACION NIN A MAR S.A.
JUDY L. TIMBERLAKE
INVERUS S. DE R.L. DE C.V.
SEBASTIAN C. STEPHENS
GONZALO ELGUERA AND PASHA TRUST
APOGEE HOLDINGS, INC.
SHERLI ELGHANIAN
ARMANDO BUKELE KATTAN
SUSANA MORA AND PABLO ESTEBAN
RIBADENEIRA FERNANDEZ AND MARIA
SUSANA MORA
DR LUIS ALFONSO KRAUSE AND LUIS
ALFONSO KRAUSE
C.A. SEGUROS CATATUMBO
PASTEUR CORP.
DARIO RESTREPO AND SARMEN
INVESTMENTS LIMITED
JESUS ELOY MORENO AND EDUARDO
ADRIAN ENRIQUEZ
MARIA DE LOS ANGELES LLORENS
FUNDACION DRAGADO PUERTO MARITIMO
DE GUAYAQUI
ANA BEATRIZ ANDRADE AND FABIAN
IDROVO
MENDEZ-ST. MALO INVESTMENT, INC.
MISE MESHINO
ALAIN BORTHAYRE MORAZE AND CARMEN
PULGAR VIDAL DE BORTHAYRE AND JULIA
PULGAR HUAPAYA
395
396
397
8
Case 3:09-cv-00724-N
ID Number
398
399
400
401
402
403
404
405
406
407
408
409
410
411
412
413
414
415
416
417
418
419
420
Document 321
Name
DIOGENES GOMEZ GRANADOS AND
EDICSON YOMAR GOMEZ MARTINEZ AND
DIOGENES NEOMAR GOMEZ MARTINEZ AND
EDWAR JOHAN GOMEZ MARTINEZ
Filed 02/18/2010
CD Proceeds Received in
Excess of
Investments
$
66,572.83 $
MARIA DOLORES MANCHENO DONOSO
$
SARA ESQUENAZI ESQUENAZI AND PERLA
$
GATENO ESQUENAZI AND REBECA GATENO
ESQUENAZI
MICHAEL E. STAID
$
GUADALUPE GUTIERREZ CALLEJA AND
MARIA GUADALUPE GUTIERREZ CALLEJA
$
ENRICO FRUGLUGLIETTI AND MARIA
GERTRUDIS DEL VECCHIO DE RICARDO
$
ARTHUR WIRT AND LYNDA N. WIRT
$
AQUILES J. LORETO AND FELIX LORETO
GONZALEZ AND RAQUEL CURIEL DE
LORETO AND ELSA ALFONZO ECHEVERRI
AND JUAN CARLOS ECHEVERRI
$
GLORIA FERNANDEZ DE VERA AND JOSE
MIGUEL VERA
$
MARTIN JORGE DIECK ASSAD AND IVONNE
IZA DE DIECK
$
CARLOS HERNAN ROBALINO GONZALEZ
$
JOSE DE VIVEIROS SOUSA AND MARIA
LUCINDA FERNANDEZ DE VIVEIROS
$
AMERSHAM FINANCE LIMITED
$
DONALD J. SHERRILL AND SUSAN M.
$
SHERRILL
LEAR LTD .
$
JORGE ENRIQUE SANCHEZ SANCHEZ
$
DIOGENES DUZOGLOU ANTONIADIS AND
PERICLE DANIEL DOUZOGLOU OLARESCO
AND ELY CARRAS DE DOUZOGLOU
$
JORGE A. HERNANDEZ AND LOURDES
$
MENCI
JAN ADRIAN MAJOOR AND JOHANNA J. VAN
HAMERSVELD
$
VEISEH FAMILY LP
$
GUSTAVO HERNANDEZ AND OLGA MARIA
$
MAZZEI REYES AND GUSTAVO HERNANDEZ
M.
FERNANDO JUAN REYES HERNANDEZ AND $
DORA LUISA DE LA BARRERA TORERO DE
REYES
MELHEM FAMILY LP
$
Page 12 of 14
Total CD Proceeds
566,655.03
66,497.63 $
65,277.87 $
739,078.06
567,277.87
64,396.31 $
561,656.03
62,405.84
$
451,405.84
61,768.31
59,824.89
$
$
443,140.86
293,814.89
59,320.96
$
1,329,320.96
57,017.50
$
607,587.50
55,891.90
$
239,671.21
54,824.00
$
1,203,608.63
54,690.43 $
51,752.43 $
51,446.49 $
441,258.05
4,176,957.94
1,046,734.54
51,374.03 $
51,368.65 $
748,219.93
438,406.89
50,791.88 $
49,492.97 $
570,000.00
699,492.97
49,358.37 $
48,104.65 $
47,518.17 $
536,209.03
2,548,104.65
2,224,299.25
46,990.17 $
1,046,990.17
46,933.88 $
2,546,933.88
9
Case 3:09-cv-00724-N
ID Number
421
422
423
424
425
426
427
428
429
430
431
432
433
434
435
436
437
Document 321
Name
CLAUDIA IGNACIA BUSTAMANTE
BUSTILLOS AND DILIA BUSTILLOS
BUSTAMANTE AND MARIA GABRIELA
BUSTAMANTE BUSTILLOS AND
CLEMENTINA SEGOVIA GARCIA AND
SAMUEL BUSTAMANTE
ROSARIO 2002 TRUST
LISA C. SEYMOUR
IVAN DARIO CORREA MARINACCI AND
ADRIANA MARIA CORREA MARINACCI
ABM REVOCABLE TRUST AND ALVARO
BUENDIA; ALVARO BUENDIA
FREDDY EDUARDO MANZANO TINIACOS
R. BRAD MARTIN
EDUARDO GIRON
JOSEPH W. STRENGTH
MARIA HAMUI HAMUI AND CELIA SUTTON
HAMUI
LYNN CONNER
DENISE DEBAKEY REVOREDO
6012 INVESTMENT TRUST
FRANCIS PILKINGTON RIOS AND DORIS
SUSANA WOLL DE PILKINGTON
NIALLA LIMITED PARTNERSHIP
SHANNON S. BUNDICK
ALAN TYSON AND LINDA M. TYSON
JUAN JOAQUIN FELSMANN NIEDERER AND
ODILY JOSEFINA OLIVERO DE FELSMANN
Filed 02/18/2010
CD Proceeds Received in
Excess of
Investments
$
46,536.60 $
Page 13 of 14
Total CD Proceeds
1,609,284.67
$
$
46,207.02 $
45,205.78 $
593,255.63
545,315.38
$
$
44,848.15 $
44,158.87 $
515,046.91
372,536.32
$
43,351.78 $
1,822,483.78
$
$
$
$
40,462.76
40,449.97
40,084.72
40,009.15
$
$
$
$
540,462.76
651,284.24
525,340.90
550,000.00
$
$
$
36,539.05 $
36,250.81 $
35,612.90 $
2,437,548.05
511,190.81
471,899.19
$
$
$
$
$
34,994.47 $
32,770.44 $
30,203.39 $
29,620.71 $
29,603.52 $
526,738.64
935,420.44
405,288.86
429,620.71
719,244.93
$
28,903.49
$
528,903.49
$
$
$
25,323.54 $
24,843.21 $
24,658.43 $
991,347.54
966,363.72
1,524,658.43
$
23,964.87
$
443,964.87
$
$
22,824.91 $
22,022.01 $
472,824.91
247,515.01
$
$
$
21,990.59
20,866.55
19,710.08
$
$
$
422,660.59
584,732.05
419,710.08
$
$
19,671.76 $
16,953.00 $
519,671.76
690,500.00
438
439
440
441
442
HECTOR QUIJANO TRUST AND LAFITE
TRUST
INVERSIONES CASTROPOL TRUST AND JUAN
IGNACIO PEREZ ARRECHEA AND PALOMINO
TRUST
BEATRIZ CHAYET DE GOLDBERG
ENSENADA TRUST AND IMPORTADORA
EXPRESS
MANUEL ANTUNA AND ROSALIA ANTUNA
443
444
445
446
447
448
449
450
EDUARDO SALGADO AND MARIE CAROLINE
JACQUELINE RIBERA CAMUS
ERIC TUCKER; ERIC TUCKER AND JENNIFER
TUCKER
LEOPOLD HOOIJER
HILARION PLAZA GARCIA
JUDY PALMISANO JONES
DALE W. WILSON AND JUDY ANN WILSON
GABRIEL RIHAN
10
Case 3:09-cv-00724-N
ID Number
451
452
453
454
455
456
457
458
459
Document 321
Filed 02/18/2010
CD Proceeds Received in
Excess of
Investments
Name
ROBERTO CONTRERAS JR. AND MARTHA
CLAUDIA CONTRERAS
$
RIFE, LTD.
$
JARED WOOLF
$
LASTENIA CONSTANZA ESPINEZ DE OBERTO
$
FERNANDO RICARDO REUSCHE LUMMIS
AND TERESA CARMEN RUBINI VARGAS
$
FRANCISCO MIGUEZ ALVAREZ
$
LISTEN LLC, LIMITED
$
ACTIVE TRUST AND LUIS REGORDOSA
$
VALENCIANA
MONICA MARTINEZ DIAZ
$
TOTAL
$
Total CD Proceeds
16,880.13 $
16,812.20 $
16,347.10 $
16,299.38
Page 14 of 14
516,880.13
1,303,069.03
1,016,347.10
$
466,299.38
16,233.38 $
15,000.00 $
14,892.75 $
13,665.69 $
416,223.38
1,815,000.00
4,265,000.00
1,385,915.22
13,517.69 $
1,313,517.69
87,467,857.38
$
508,503,338.94
11