1 VARIED THRUSH MANUSCRIPT REVIEW HISTORY REVISION NOTES FROM AUTHORS (ROUND 2) We appreciate the opportunity to revise the manuscript for JCR. We have tried to comply with most of the comments and suggestions, in spirit if not in letter. Let us summarize the main changes and then get to specifics. Main Changes 1. We dropped Experiment 1 in the earlier version of the paper. 2. We have added a study (Experiment 2 in the current version) to confirm our assumptions concerning the conditions in which a bolstering mindset has a significant impact. We show that when the target communication advocates a position to which individuals are inherently likely to oppose (e.g., the ad figured exotic foods that were unappealing in nature), activating a bolstering mindset significantly increases the number of positive thoughts that participants generate towards the ads and their evaluations of the product being advertised. 3. Based in part on these findings, we have enriched the conceptualization of the paper. We suggest that the effect of a mindset should be evident only if it leads to behavior that would not occur spontaneously in the absence of this mindset. Thus, a bolstering mindset has little effect if individuals are disposed a priori to elaborate the implications of a message. Correspondingly, a counterarguing mindset has little impact if individuals are disposed to refute the message’s implications. 4. We reconducted experiment 4 to allow an overall analysis of a 4 (Political TV programs: Obama speech vs. McCain speech vs. debate vs. control) x 3 (party affiliations: Republicans vs. Democrats vs. Independents) design. The new data replicated previous findings when participants were politically independent but show quite different effects (although consistent with expectations) when participants were have a priori preferences for one candidate over the other. 5. We have highlighted the contributions of this research to both persuasion literature and mindset literature. On one hand, this research identified a new source of influence on the effectiveness of persuasion over and above the well-known effects of source factors, message factors, and recipient factors. The present research broadened the scope of research on persuasion by showing that its effectiveness may be influenced by factors that occur at different point of time, before the persuasion is encountered. This document is part of a JCR Manuscript Review History. It should be used for educational purposes only. 2 On the other hand, the findings extend our general understanding of mindsets in three ways. First, the weak effects of a bolstering mindset in experiment 1 and the weak effects of a counterarguing mindset in experiment 2 make salient an important qualification on the conditions in which inducing a mindset will have an impact. If individuals are already disposed to engage in the cognitive behavior that is governed by a mindset, transitory situational factors that activate this mindset will have little additional impact. Second, when the behavior induced by a mindset is unsuccessful in attaining the goal to which it is relevant, it can have a boomerang effect. Although this effect is most obvious in communication and persuasion, it might also be evident in other situations in which individuals find it difficult to perform the behavior governed by a mindset and use this subjective difficulty as information about the implications of this behavior (Schwarz 1998, 2004). Finally, the effects observed in experiment 4 suggest that a mindset can be activated not only by overt behavior but also by the unobserved cognitive activity that underlies this behavior. This raises the possibility that the cognitive activity in which individuals spontaneously engage in the course of thinking about an object or situation could influence their responses to stimuli they encounter in a later, unrelated situation. We now turn to more specific comments and suggestions. We first respond to AE’s concerns and then address Reviewers’ additional concerns. AE’s concerns Contribution and Conceptual Framework 1. (para.1) Based on the findings of both old and new experiments, we have developed a more comprehensive conceptual framework that explicates that process through which a bolstering mindset or a counterarguing mindset that is activated in one situation can influence the effectiveness of persuasion in subsequent, totally unrelated situations. We have also predicted and tested boundary conditions of the proposed mindset effects. Even though the effects of procedural priming have been demonstrated in previous research (Shen and Wyer 2008; Torelli and Kaikati 2009; Xu and Wyer 2007; 2008), each individual study addressed a specific problem (e.g., Shen and Wyer focused on separating the influence of semantic priming and procedural priming; Torelli and Kaikati found that values are more likely to guide behaviors when people are in an abstract rather than concrete mindset; Xu and Wyer explored the role of comparative mindset on choice) and their findings cannot be applied to predict how the past behavior may activate different mindsets to influence the effectiveness of subsequent persuasion. The present research explored the nature of mindsets that may influence the effectiveness of persuasion, the conditions that could give rise to these mindsets, as well as the boundary conditions under which either bolstering mindset or counterarguing mindset may have reduced effects or a counterarguing mindset may lead to a boomerang effect. This document is part of a JCR Manuscript Review History. It should be used for educational purposes only. 3 Based on these findings, we have developed a comprehensive conceptual framework that can help readers understand how past behavior may influence people’s responses to persuasion in the future. In addition, this research also raised and addressed questions on mindset effects in general that have not been considered in previous research (see comment 5 in the “main changes” section). 2. (para.2) See responses to each reviewer’s concerns below. Studies, Procedures, and Results 3. (para.1) We have added a study (Experiment 2) to show the conditions in which a bolstering mindset has an effect. And we have incorporated the findings into developing a more comprehensive conceptualization. Theoretically, a bolstering mindset should also lead to a boomerang effect when the persuasion is very difficult to elaborate. Because all persuasive messages communications are composed of supportive elaborations, it is less realistic that ad messages could be so negative that recipients would find it very difficult to elaborate. Even though we used aversive marketing stimuli in experiment 2, we observed a positive effect of bolstering mindset, rather than a boomerang effect (which is supposed to decrease the effectiveness of persuasion). Other points 4. (para.1) We have added mindset manipulation checks in experiment 1. 5. (para.2) We have addressed the minor issued raised by both Reviewer A and Reviewer B. Reviewer A’s concerns Major Issues 1. (para.1) Reviewer A was right that persuasion literature has shown that counterarguing could decrease the effectiveness of persuasive messages, and mindset literature has shown that people’s past behavior can influence their future behavior in quite unrelated situations. These two lines of research have laid solid foundations for the predictions made in this paper. However, we believe it is an important contribution to conceptualize and evaluate the type of mindsets that can influence the effectiveness of persuasion and explicate their underlying mechanism. See comment 1 in responses to AE’s concerns for further elaborations on this point. 2. (para.2) Experiment 3 found that when messages were difficult to refute, inducing a counterarguing mindset led to a boomerang effect, increasing the donation intentions and amount of donation in hypothetical situations. Rucker and Petty (2004) found that instructing participants to refute very strong arguments for a position led participants to form stronger attitudes in favor of the position than those who were not. However, in their research, the extremity of attitude did not change. This might be due to a ceiling effect. For example, in their experiment 1, This document is part of a JCR Manuscript Review History. It should be used for educational purposes only. 4 participants’ attitude towards the advocacy without counteraruing manipulation was as high as7.68 on a 9-point scale. Instructing them to counterargue did not change the extremity of attitude (M = 7.67). However, counterarguing increased attitude certainty. The current study made two additional contributions. First, we showed that counterarguing could increase the extremity of attitude when ceiling effect was not a concern. Second, the tendency to counterargue could be activated by previous behavior rather than by explicit instructions. 3. (para.3) See comments 2 & 3 in the “main changes” section. 4. (para.4)We have added the results of manipulation checks in experiment 1. Minor Issues 5. We have incorporate this concern into the conceptualization. 6. Corrected. 7. We have dropped experiment 1. 8. See comments 4 in the “main changes” section. Reviewer B’s concerns 1. (para.2) We have streamlined the introduction, but enriched the conceptual framework of bolstering and counterarguing mindset effects. We have presented the hypotheses more clearly. 2. (para.3)Previous research has shown that priming semantic concepts could lead to behaviors that are consistent with the implications of those semantic concepts. For example, Bargh et al (2001) demonstrated that participants primed with cooperation behaved in a more cooperative way in a resource-dilemma task than nonprime participants did. And in the persuasive communication context, we think priming the construct of bolstering will lead to the behavior of making supportive elaborations, and priming the construct of counterarguing will lead to the behavior of making counterarguments. However, we don’t think these predictions would compromise the importance of mindset manipulations. The most interesting aspect of mindset studies is that the mindsets (i.e., cognitive procedures) could be activated in the process of performing a behavior, without having participants being exposed to semantic concepts. 3. (para.4)We have summarized the predicted effects of watching speech or debate as a function of political affiliations in Table 4. Also see comment 4 in the “main changes” section. 4. (para.5) See comment 3 in responses to AE’s concerns. 5. (para.6) Experiment 1 was dropped. Additional minor comments: This document is part of a JCR Manuscript Review History. It should be used for educational purposes only. 5 6. We have added details of mediation analyses in all experiments of concern. 7. We have corrected the typos. We hope that the paper is responsive to the various concerns expressed, and is a general improvement. However, if more needs to be done to get the paper closer to publication threshold, we are certainly willing to work on it further. Thanks again for the help. This document is part of a JCR Manuscript Review History. It should be used for educational purposes only.