Study Guide for Odyssey Book 11 and Aristophanes’ The Frogs I have used the following translations: Fagles, Robert, trans., Homer The Odyssey (New York, Penguin Classics, 1998) Barrett, David, trans., Aristophanes The Wasps The Poet and the Women The Frogs (London, Penguin Books, 1964) The prescribed translation of The Frogs on the 2010 Classical Works List is by David Barrett but revised by Shomit Dutta, (Penguin Classics, 2007) using more contemporary language. The socio-historic contexts of the works The Odyssey is attributed to Homer, who may have lived in the 8th century BCE. There is no certain knowledge about Homer but there are many conflicting traditions. Some Greeks believed that he was a blind poet from the Ionian island of Chios; that he wrote both the Iliad and the Odyssey and other works which have been lost (but not the Homeric Hymns which are considered to be later works); that he performed his works for aristocrats at festivities as a court singer (though in other traditions he was a wandering minstrel) and that they swiftly acquired great cultural importance for all Greeks as the most perfect expression of Greek values. Modern scholars do not agree about the authorship of the Iliad and Odyssey but they do agree that whoever put the works in their final forms was drawing on a centuries-old oral tradition. All agree that these two epic poems are the foundation of Greek literature. If Homer was a Greek of the 8thCBCE then he lived in a time of transition. Greece was emerging from the Dark Age which followed the collapse of Mycenaean civilization. Trade was expanding in the Mediterranean and the period of colonization had begun with Greek trading stations in Italy and Sicily. Advances in military strategy were occurring, and political changes were not far away. Though most people lived as farmers who never went further from their land than the local market, states were emerging with government in the hands of large landowners. The kingdoms of the Mycenaean age were long gone, the citadels abandoned. But there were new settlements, and although some kings ruled, there was a growing trend towards oligarchy, and later, tyranny. There had been a great deal of re-settlement and migration during the previous centuries and now the Greeks were re-building, seeking to establish their culture on a firmer footing through the development of common religious practices, sacred sites and religious festivals like the Olympic games. Greeks of Homer’s time were predominantly villagers who dreamed of the great deeds of the heroes of the past, but who had still some links with the Heroic Age. They respected the rules of hospitality; they respected the brave and enduring; they valued their homes and loved ones and they were curious about distant places. An entrepreneurial spirit was emerging and the ‘man of many ways’ was a fitting hero for such a time. They were enraptured by stories of their ancestors, the heroes, and proud of their place in the story of their people. Aristophanes was a comic poet of the fifth and fourth centuries BCE. He is thought to have been born around 445 BCE and to have died in the 380s. We know a great deal about Athens during his lifetime from many contemporary sources. It was the golden age of Athens culturally but it was also a time of catastrophic warfare. His craft gave Aristophanes a unique power – in comedies, the poet could freely criticize any person he chose without fear of retribution, as long as he avoided blasphemy and did not offend the Athenians generally. From his earliest plays, Aristophanes was a steadfast critic of political leaders, especially those who were hypocritical or demagogues exploiting their popularity with the demesmen. He urged repeatedly a return to the dignity and courage of the ‘men of Marathon’, but no leader had emerged since the death of Pericles in 428 to steer the ship of state, as it veered from one disaster to the next. By 405 Athens was on the brink of defeat in the Peloponnesian War. Gross errors of judgment by the assembly resulted in the disastrous defeat of the Sicilian Expedition in 413. A group of oligarchs staged a short-lived coup in 411 in an attempt to take power from the popular assembly; when they failed many lost their citizenship and the extreme democrats became even more firmly entrenched than they had been before. Led by Cleophon they foolishly spurned a peace offer from Sparta after their victory at Arginusae in 406 and now the noose was tightening with Lysander blockading Piraeus and Spartans in force at Decelea. The seriousness of the situation is always close to the surface in The Frogs. Aristophanes urges that the Athenians need a leader to save them. All the great men are in Hades so that’s where Dionysus goes in search of the city’s saviour. It isn’t surprising that Aristophanes chooses Aeschylus, given his conservatism, but whether rescue will follow is doubtful. Aeschylus belongs to a very different Athens from the city which over-reached itself and crashed in 404BCE. The Frogs is the product of a sophisticated urban community, self-reflective, ironical and engaged with the world. Epic and Comedy The Odyssey follows the conventions of epic poetry. These include: An epic theme – a long and hazardous journey for the hero – as part of the epic cycle in which the hero is tested and only just manages to achieve the desired outcome with divine assistance Vast scale – the journey covers great distances, many lands, and many experiences, mostly dangerous A hero, a man of exceptional qualities, brave, courageous and enduring Intervention by the gods, some assisting the hero and some hindering him A visit to the underworld by the hero An elevated tone enhanced by the use of epithets which endow the characters with gravitas, formal speeches, noble language and extended descriptions A steady, rolling and sonorous rhythm, never monotonous but with a powerful conviction; no frivolity or levity No authorial comment. There is no chorus in Homeric epic nor any equivalent device to permit intrusion of the poet in the narration. The poet recites according to the inspiration of the muse; there is no authorial “I” and his personality never intrudes. Book 11 is part of an extended narration of his journeys by Odysseus to the Phaeacians and Odysseus becomes the singer, putting Homer at a second remove from the story. The Frogs is a comedy, a dramatic piece. It also has conventions, many of which are antithetical to those of the epic. It makes use of an epic theme or motif, the journey to the underworld, and though the main character ultimately prevails, after a fashion, the outcome is not exactly the expected one. The scale is cosy, there are no great distances to conquer, nothing particularly exotic or challenging for the main character, though he does act squeamishly on occasions. The main character is not heroic in any way. He is earthy, cowardly, greedy, lascivious, impulsive, and ignorant, and though he represents a god there is no hint of the divine about him. Though gods appear as characters, the divine is largely absent, except for the Chorus of Initiates The tone is irreverent with humour of every type – sight gags, incongruity, slapstick, wordplay, absurdity, parody, irony and toilet humour The comedy employs a great variety of metres and rhythms, most of them light-hearted but some serious Using the Chorus, Aristophanes doesn’t hesitate to intrude in the tale to deliver his personal opinions about various Athenians and the state of Athens. He does this when the Men’s Leader notes (p 171) “Some people there are who, when guyed in a play / Take it out on the poet by cutting his pay” and more extensively in the direct political statements of the parabasis (p181) “And first for these misguided souls I plead / Who in the past to Phrynichus paid heed”. The “I” is undoubtedly Aristophanes. A Journey to the Underworld Both texts deal with a visit to the underworld – in Greek, a katabasis (a ‘going down’) or nekuia We can compare the treatment of the theme of the journey to the underworld in a table: What is the Underworld? Where is it? How do you get there? Odyssey 11 The Kingdom of Pluto (Hades) and Persephone, where the spirits of the dead reside Beyond the Ocean in the west By a very long and perilous sea journey Only a great hero would do it Who goes? Odysseus and his crew What is it like? Odysseus summons the dead on a dreary, dark plain where the sun never shines. Sometimes this appears to be Hades itself, but sometimes the dead appear from elsewhere, a place called Erebus The spirits of the dead Who is there? What are the spirits of the dead like? Why go? What happens there? What is the outcome? They are mere shadows until the sacrificial blood gives them ‘life’ and the power of speech To get answers to important questions: How will I return home? Has my wife been faithful? Can I re-new acquaintanceship with the dead people I knew? Odysseus is able to converse not only with Tiresias but with many other spirits as well Odysseus learns what he needs to know and regains his waiting ship which returns swiftly to the Ocean River and eventually the open sea The Frogs The same Just across a lake Charon takes you across in his boat for two obols but if you are a slave you have to walk around Dionysus, disguised as Heracles , and his slave, Xanthias Pretty cheerful, actually. Flowery groves and meadows for the Chorus of Initiates and a fine palace for Hades and Persephone. Sinners, however, get rivers of dung The servants of Persephone, possibly some monsters, and the spirits of the dead They seem no different from the living To find a hero to save Athens. Initially, it is Euripides, but finally it is Aeschylus who is chosen A competition between Aeschylus and Euripides to decide who is the greater poet . The winner will return with Dionysus and Xanthias to save Athens Aeschylus wins the competition and presumably will save Athens with his wise advice when he returns to the city with Dionysus Questions raised by Odyssey 11 and The Frogs In the hour of need where do we turn for guidance? Necromancy was widely practiced in Europe and the Middle East in ancient times and continued to be practiced in shamanistic cultures until modern times. Essentially it consisted of rituals designed to summon the spirits of the dead who would then answer questions put to them. In Odyssey 11, the sacrifices and offerings made by Odysseus to summon the dead are typical of necromantic practice. He follows Circe’s instructions that the rites must be carried out in darkness, and must be based around a pit with fire. He has to follow a recipe, which includes using sacrificial animals' blood for ghosts to drink, while he recites prayers to both the ghosts and gods of the underworld. Necromancy in literature already had a long history by Homer’s time. In the epic of Gilgamesh, recorded before 2000 BCE, Enkidu goes to the underworld to recover some lost possessions but fails to return and there is subsequent contact between the living hero Gilgamesh and his friend in the underworld. In Greece, the Orphic, Dionysiac and Pythagorean cults were all concerned with the fate of the soul after death. In myth both Orpheus (founder of Orphism) and Dionysus visited the underworld and returned. Their followers believed that there were rewards in the afterlife for those who were righteous on earth. They also believed in metempsychosis (transmigration of the soul) and devoted considerable energy to ensuring that they would be re-born in better circumstances. It was conjectured that the dead might be consulted if the correct procedures were followed. In desperate circumstances necromancy probably was employed, just as the Delphic oracle was consulted by Themistocles in 480 BCE. What questions need answering? For Odysseus the question was what he needed to do to get home. He had another pressing question too. Was Penelope faithful? And he was also keen to be reconciled with his dead peers. These are the concerns of a hero, whose motivation is always personal. He is keen to save as many of his crew as he can but his first responsibility is towards himself. Odysseus is also curious to learn the thoughts of other spirits, even simply to hear any reflections they have to offer on life in general. For Aristophanes the problem was the same one that always bothered him, the erosion of Athenian values. But it had become urgent in recent times and now Athens was teetering on the brink of defeat because of poor leadership attributable to a collapse of civic values. His question was: How might Athens be saved and who could do it? Dionysus goes to Hades on a quest for Athens. His journey might be seen as altruistic, except that altruism does not sit well with this rather venal character. Why consult the dead? Firstly, the dead, being removed from the world, have a certain objectivity. Consultation with them also assumes that they have reflected on their lives and have acquired wisdom that those in the midst of life lack. They will not lie or mislead. They may have information that the living can’t access elsewhere. In this sense the dead may be an eternal receptacle of knowledge. There is an element of ancestor worship in necromancy. Common sense should tell us that the dead are unlikely to have any more answers in death than they had in life but both Homer and Aristophanes imply that there is knowledge among the dead that is worth having. It may be a way of seeking solutions to present troubles by looking into the past. It is likely that the spirits will see things differently from the living, and their experience may be handy. Over and above these considerations is a fascination with the possibility of talking to the dead. Odysseus is intrigued by the chance to converse with all sorts of people who have died and he spends more of his time in the underworld with the “grand array of women” and the “heroes down in the House of Death” than he does with Tiresias. Aristophanes’ play is constructed around a contest that he imagines between the two great tragic poets. Euripides and Aeschylus could never have debated the merits of their works in real life as Aeschylus died shortly before Euripides’ first play was produced. Only in the underworld could such an interesting contest occur, and only in the imagination of a great satirist. What is the underworld? It is a place. It doesn’t appear to be under the earth, though Aristophanes may have considered it a bit difficult to create the impression of an underground Hades onstage. There wasn’t much money for staging productions in Athens in 405 BCE. Homer places Hades in the far west, at the furthest limits of the Ocean Stream which is generally believed to have been the Atlantic Ocean. Apart from its remoteness, it is a dreary and featureless landscape where the light of Helios is never seen. What provides the dim light is not explained in the Odyssey. Odysseus makes landfall as he might on any unknown land – it appears uninhabited at first and the dead only begin to appear when they become aware of the food that he has brought for them. There is some vagueness about whether Odysseus meets the dead in Hades itself or in a place to which the dead are summoned from Erebus – which may be part of Hades or another name for Hades. Aristophanes’ underworld is not remote and not particularly exotic. Charon provides the boat and instructs Dionysus in rowing technique, and they cross a “great big bottomless lake” (p161). It might be a neighbouring state to Athens, a dark and muddy one, at first, with “Muck Marsh” and the “Eternal River of Dung” where wrongdoers must wallow eternally. Xanthias is able to walk around the lake in the time it takes Dionysus to row. They meet an absurd monster which is easily disposed of (the Empusa). The first denizens that Dionysus and Xanthias meet are the Initiates, who are particularly lively and in every way unlike the traditional ghostly dead. Their underworld is composed of flowery groves and meadows as a reward for their piety. The idea of eternal reward for good deeds on Earth is not to be found in Odyssey 11 but it is mentioned several times by Aristophanes. The Initiates sing of ‘salvation’ and ‘the splendour of a never-setting sun’. The other feature of Aristophanes’ underworld is the palace of Persephone and Pluto, before which most of the play’s action unfolds. What are the dead like? In Homer’s work they have lost their bodies though they are visible and recognizable as images of their former selves. They are no more than images until the blood they drink invigorates them. They retain the characters, motivations and interests they had in life and have perfectly clear memories. They speak as themselves. They are also interested in the living. In fact the only thing that interests them is what occurs among the living. There is no life in Hades. One of the most important Homeric ideas is that death is loss which cannot be redeemed. The afterlife is a cruel emptiness. It is better to be the lowliest person on Earth than king of all the exhausted dead, according to the shade of Achilles. It is worse than nothingness (characterized as eternal sleep by Plato in the Apology) because memory endures and nourishes sorrow and regret. In the advice she gives Odysseus, Circe says that Tiresias retains his wisdom in death but “the rest of the dead are empty, flitting shades” (Odyssey 10.145). But it proves to be otherwise. The Odyssey is inconsistent here, describing the ghosts of the dead suitors in Book 24 as flittering bats and burnt-out wraiths, yet Amphimedon soon recovers sufficiently to deliver a noble and even-handed account of his death. So it is in Book 11, where the dead show themselves to have much more substance than “listless, drifting spirits” (line 33). Admittedly most need the sacrificial blood to revive them first, but Ajax doesn’t approach the blood, Minos appears a powerful figure delivering judgments to the clamouring dead and Heracles’ ghost needs no refueling. Aristophanes’ dead are brimming with vitality. There are wronged landladies, enticing dancing girls and plenty of defunct politicians like Cleon who are keen to argue a case in court. Most impressive of all are the two very eloquent poets who recall and defend their own work and criticize the other’s work expertly. The slave introduced at the beginning of Act Two makes it clear that the class distinctions in Athens continue unchanged in the underworld. It is a monarchy but in other respects it seems very like Athens. What assistance can the dead provide to the living? Tiresias gives Odysseus very accurate advice about what lies before him. He does indeed have knowledge that is valuable. He warns Odysseus to leave untouched the cattle of the sun and tells him explicitly what he must do when he eventually prevails over all his tribulations. Odysseus learns from his mother Anticleia that Penelope is faithful, though he also heeds the skepticism of Agamemnon’s ghost, which is understandably misogynistic. And most importantly he learns from Achilles that death holds no joys, that it is preferable to slave for a poor farmer than rule “over all the breathless dead” (line 558). Odysseus sees death as it really is. Some commentators claim that he vanquishes death or is reborn in Hades. That is debatable, but most agree that Odysseus returns from Hades with a clear purpose, a better understanding of human life and knowledge of his own mortality. The Frogs does not tell us what practical assistance Aeschylus is going to provide and the lack of specificity makes Aristophanes’ solution to Athens’ problems seem fragile. Aeschylus appears to win the battle of the poets although he does suffer plenty of mockery in the contest. He advises that Alcibiades’ ‘little ways’ should be tolerated, but that doesn’t decide the choice. He appears naïve when he presumes that the city’s leaders are ‘honest, capable, patriotic’, but he is preferred over Euripides because the latter speaks in riddles (p.209). In the end, Aristophanes is arguing for certain values associated with the works of Aeschylus. He is advising the Athenians to become like their ancestors who built the empire long ago. What is the attitude of the living towards the dead? Odysseus weeps and thinks of suicide when Circe tells him that he must visit the House of Death in Book 10. Under the circumstances he has been pushed to the limit, he has lost most of his followers and disaster has succeeded disaster. He would expect another long journey across unknown seas to result in more losses. Nevertheless, when he has made landfall and conducted the necessary rites he is efficient in his handling of the dead and allows his curiosity to keep him longer than is necessary – until his methods of controlling the ghosts appear to be failing. He is deferential towards Tiresias, aching with love for his mother, and diplomatic towards his dead peers. This is probably as he would have treated them alive. Dionysus isn’t afraid of the dead. But he is terrified of monsters, though the one he meets proves to be harmless, and of hellish punishments which Aeacus cheerfully describes (p174). When he meets actual spirits he greets them as he would a living soul and socializes confidently. Fear of the dead doesn’t figure prominently in the play. What values are promoted by the two works? Odysseus follows the directions of Circe dutifully. She is a demi-god and he obeys her. He does not doubt the advice he receives. Careful observance of divine instruction is the first thing. Hades is a bleak and forbidding place from which there is no escape, but Odysseus will not risk the curse of Elpenor by failing to cremate his body with the proper rites. The dead must be disposed of correctly. Odysseus remembers the words of Tiresias precisely and there is no doubt that he will follow the advice to the best of his ability. The dead may not be touched or embraced, as Anticleia explains. Women may be faithful, as Anticleia claims Penelope is, but Odysseus meets more than a few famous women who were unfaithful, seduced by gods, and one, Eriphyle who lured “her lawful husband to his death”. Then comes the testimony of Agamemnon which must unnerve Odysseus a little. In relation to women, Agamemnon urges Odysseus “Never reveal the whole truth” and “The time for trusting women’s gone forever”. This adds up to deep suspicion of women. Agamemnon’s desperate desire for news of his son reminds Odysseus, no doubt, of his own son, and the only true immortality available to humans, through the survival of their children. From Achilles and Ajax come sobering thoughts. The underworld is without any consolations and resentment can endure after death when all else appears to be gone. The dead appear to carry for eternity the emotions they were feeling when they died. Odysseus mentions the eternal tortures of some famous wrongdoers without comment. It is clear that punishments are reserved for those who offend the gods, but for the rest, death is punishment enough. Aristophanes devotes most of The Frogs to humour, political jibes and in-jokes, and the parodies Aeschylus and Euripides create of each other’s works. He prefers the values that he attributes to Aeschylus, “a man with a sense of proportion” but these values are not explored in any detail. Aeschylus expects leaders to be “honest, capable, patriotic” which gives us a rough idea. Presumably Aristophanes thought his values would be generally understood from the couplet “Treat enemy soil as yours, your own let go / Your ships are wealth, all other wealth is woe”. This is a reference to the oracle’s advice to Themistocles in 480 BC “Trust to your wooden walls”, and it suggests that the legendary virtues of the “men of Marathon” and the rowers of Salamis would stand Athens in good stead in 405BC. Quite possibly. But would that be enough? At this point we should remember that, however serious the situation Athens was in, Aristophanes was not expected to save the city, only to make it think while it laughed. Did the Greeks really believe in the underworld? Homer’s underworld is significantly more than the oblivion that modern agnostics anticipate but it is much less than the Christian afterlife. He makes it clear that existence in Hades is really no existence at all. The dead have no prospect of re-birth, no physical pleasures. There are no rewards though there are punishments for the most extreme offenders against the gods. Odysseus flees when things get too much to endure and the possibility of a Gorgon appearing occurs to him. He learns one thing: that he must win happiness in the world of the living because it isn’t to be found anywhere else. In effect Homer’s underworld supports the non-believer’s view that we only have one life and should make the best of it. Aristophanes gives no clear indication of his beliefs. The underworld is a story he uses to make his point and his lighthearted treatment suggests that he probably didn’t take it very seriously. An important difference with the Homeric depiction of the underworld is that Aristophanes includes both punishment and reward in his Hades. Similarities and Differences between the texts The chief similarity is obvious: both works deal with a journey to the underworld to obtain help in a time of need. Both works use this epic theme to develop ideas about how people should act and the values they should hold. And they both fascinate the reader (or listener) with the possibilities of communication between the living and the dead. Odysseus learns that death holds no joy, that the challenges of life must be endured if we are to triumph and find our way to contentment. Gods must be appeased or their perverse punishments must be suffered. The world is not on the hero’s side and everything important is uncertain, including love. Odysseus is a survivor who learns from his experiences and adapts to circumstances. Dionysus is also a survivor, always ready to change his disguise. In the choice of Aeschylus, he reaffirms the values which built the Athenian empire – simple steadfastness, honesty and patriotism – though these are not his own values. Ingenuity and glibness, facile speech and riddling talk are resoundingly rejected after being indulged entertainingly in the play. It is Aristophanes’ cleverness that amuses us and that is what makes him so different from Aeschylus. He is actually much closer to Euripides. Apart from their gift for survival, the characters in the two works are very different. Odysseus is a hero, a brave man who overcomes his fear and loss of heart to battle on and achieve his goal. Dionysus is an anti-hero, a coward and a buffoon, though he is quite positive about the task he undertakes. In his world the cunning application of self-interest appears to prevail. Once again, it is curious that Dionysus prefers the man who is simply “good”. The tone of the works is also entirely different. There is gravity in the Odyssey, no gravity at all in The Frogs. This is despite the fact that the situation in The Frogs is utterly urgent. The Odyssey has a sense of timelessness while The Frogs is bound to the desperate moment in which it was created. While Odyssey 11 makes no claim to educate, Aristophanes explicitly claims the right to instruct or advise his audience (p181). Odyssey 11 presents a tragic view of the world that is enduring in its appeal and belongs to no particular place or set of circumstances, but The Frogs was written for a very specific time and place, and for a particular audience. Odysseus is presented with the big challenges that anyone might face when far from home – hostile gods and some genuine bad luck. Dionysus is concerned with the leadership of his state in a time of great danger; the problem is not so much how the private individual should compose himself but how the public person should lead. Reflections and Conclusion Despite their differences these two works belong to the same tradition. Homer was largely credited with creating the Greek idea of how his people should live, the values of the warrior and the heroic code. Aristophanes has Aeschylus refer to Homer, noting his “valuable military instruction” and saying: “Organization, training, equipment, it’s all there”. Odysseus represents particular virtues that people should aspire to, both in the archaic period when Greeks were exploring the world around them and in the time of the Peloponnesian War when Athens was facing defeat. It is the virtues of Odysseus that Aristophanes needs. The steadiness and persistence of the hero has been notably absent from the reckless behaviour of real world leaders in Athens. Odysseus is never ironical, he moves towards his goal with direct purpose and his choice is simple – between continuing in the struggle and surrender. He does not fight the gods, but accepts their assistance and endures their enmity. He heeds warnings, follows instructions and plans carefully. He is curious to know more and to understand. No doubt Achilles was the most popular model of heroism for the Greeks; even Socrates compared himself to Achilles. But Odysseus was a better model for the circumstances that Athens faced in 405 BCE. Steadiness, endurance and a clear mind were required and Odysseus had these. Questions for students to ponder How can you tell that the Odyssey and The Frogs belong to the same cultural tradition? What is it about them that identifies them as Greek? Can epic and comedy deal with the same subjects? What are the essential teachings of Odyssey 11 and The Frogs? Can you imagine a conversation between Homer and Aristophanes? In what ways are Odysseus and Dionysus two sides of the same coin? What comparisons can be made between the underworlds of Homer and Aristophanes?