Personal Development Planning (PDP) ~ A Guide for Postgraduate Research Students In The School of Education, The Faculty of Humanities Executive summary Personal Development Planning This document provides guidelines to students on what PDP involves. It should be noted that the content and practice of PDP may vary across disciplines and between Schools. Key features: PDP is a process not a single document. PDP provides students with the opportunity to Plan, Reflect, & Record their progress and development. The PDP process is structured by: 1) The Skills Audit 2) Records of meetings with supervisor(s) 3) Training Plans 4) Records and Evidence of Achievements 5) Formal Reviews – held at 6 months and the end of year 6) Student Evaluation and Reflections 7) Research Diary PDP is a continuous cycle of: 1) self-assessment and evaluation 2) the identification of needs and goals 3) planning a course of action to meet these needs and goals 4) carrying out the action plan and recording the achievements 5) reflecting on outcomes and evaluating progress, which should reveal new needs and goals. PDP requires a series of documents: - some documents should be revisited on a regular basis - some documents are confidential to the student - some documents are owned by the institution - some documents are shared jointly between the student, the supervisor and institution. PDP outcomes: - Supports the timely submission and completion of the thesis - Provides the basis of a CV - Encourages a positive approach to lifelong learning - Establishes greater awareness of ‘What your PhD did for you’ Most of the PDP already exists for PhD students – and merely requires formalising. The aim of this document is to assist student understanding of PDP and help students to get the most out of the process. 1 Personal Development Planning (PDP) – Postgraduate Research Students. 1) What is Personal Development Planning or PDP? Personal Development Planning or PDP is an active and continuous process of selfappraisal, review and planning of professional and personal development. In other words, you look at what you can do and what you have done, think about what you need to do and would like to do next, figure out how you will do it and then congratulate yourself for having done it. You then start the process all over again. PDP is a process not a single document or product. PDP is a collection of active documents that should be revisited regularly to enable you to evaluate your own progress and learning. If approached in a professional manner, your experience of PDP at the University of Manchester should be the beginning of a life-long process of self-reflection and action in which you identify and set goals that make you the control-centre of your own development. Precept 20 of the QAA Code of Practice states, Institutions will provide opportunities for research students to maintain a record of personal progress, which includes reference to the development of research and other skills. PDP provides the student with the opportunity to – Plan, Reflect, & Record - their progress throughout the period of their research. PDP is premised on the idea that a student is more than their research. The components of PDP build into a portfolio for the student to reflect upon and use as a source of reference. The PDP provides the student with the opportunity to set their own development goals. It also provides the student with the opportunity to reflect on their increasing skill set and to comment on the quality of the research experience. Over the course of the research, a PDP builds into a comprehensive record of a student’s development and achievements, which can be used as the basis for a CV upon thesis completion. 2) Why bother with PDP? Embarking on a PhD is an extraordinary undertaking – the joys of designing and conducting your own research are combined with the thrills of exploring unchartered waters in search of the ‘novel contribution to knowledge.’ On the other hand – you may find yourself spending long and lonely hours reading literature, collecting data and writing reams of scholarly tract whilst working on a project that, sometimes, it seems only you and your supervisor(s) understand. This is where PDP helps. The key benefits of PDP are: It breaks the research process down into manageable and achievable portions. You can set short-term and intermediate goals that you can successfully complete within a limited period of time (for example every 6 weeks) You can look back on your achievements with satisfaction. All of this is vital if you wish to avoid the Mole’s theory of doing of a PhD. Moles (little mammals that live underground) spend their lives digging tunnels – they begin at one end and finally come up for air when they have completed their tunnel at 2 the other end. Doing a PhD can be a bit like being a mole digging a tunnel through an enormous mountain of research material – you start digging furiously from day 1 and several years later emerge at the other side with a completed thesis in hand. The problem with the mole’s approach to doing a PhD is that motivation is difficult to sustain over a long period. Half-way through a mole may wonder where they are, which direction they are going, why they started the project in the first place and what the point of all the digging is. The mole may end up with a large and impressive tunnel – but will probably have little awareness of all the elements that went into the construction of the tunnel or what else they have learnt along the way. The mole slogs it out. At the University of Manchester we believe that your time spent as a researcher should be one of the best and most enjoyable experiences of your life – not, simply, something that you got through! Although doing a PhD may take over your life at times, it is important to remember that you do have a life outside of the research and that you are much more than your project. PDP reminds you to take the whole person into account not just the researcher. This is important because you do have, and will acquire, skills and knowledge that complement your academic work, which you should not ignore. These skills are the key to a strong CV and are what employers look for in potential employees. PDP not only assists students to appreciate how far they have travelled and what they have achieved during short periods, which helps keep motivation going, but also aims to increase student awareness and control over their learning process. Every PhD is different. There is little point in making direct comparisons with your fellow students; such activity is not only unhelpful but may prove demoralising because you may think that you have not made as much progress as your colleagues. Since the PhD is ultimately your project and responsibility, you are the main person (along with your supervisor) who knows how the research is going. This is why PDP is called Personal Development Planning – it is personal to you, the individual student. You do not, however, embark on this project on unaided – your supervisor(s), review panels, discipline, School and Faculty are here to assist you. PDP is, therefore, a supported and structured process – so you will be prompted by ‘the system’ to complete certain milestones throughout the journey. Whilst it is true that taking PDP seriously will require some form completion which may seem tiresome and time-consuming, consider this - what are a few hours out of the hundreds you will spend on your research project if they contribute to a better research experience and give you the basis of a CV at the end? The question you should ask yourself is; aside from the doctorate, What did my PhD do for me? PDP will reveal the answers as you go along. Finally – employers prefer professional people to moles! Employers like people who can evaluate their strengths, identify areas for improvement and actively engage in their own development. 3) How does PDP work? The University of Manchester Personal Development Planning Policy (2005) defines PDP as a “structured and supported process that is undertaken by an individual to reflect upon their own learning, performance and achievement and to aid planning for their own [personal], academic and career development.” 3 3.i - The PDP structure In the Faculty of Humanities, PDP is structured by the following elements: Supervision Meeting Records Training Plans Skills Audit PDP Records of Achievement Research Diary Evaluation & Reflection Formal Reviews Figure 1. Requirements: The Skills Audit, Records of Supervision Meetings and Formal Reviews are mandatory – the University of Manchester expects i) students to assess their training needs, ii) supervisors and students to log meetings (using the Research Record and Planner) and iii) Schools to undertake regular formal assessments of student progress. Students are expected to produce a Training Plan annually, maintain Records and Evidence of Achievements and conduct Evaluations and Reflections on progress. Formal record keeping and reflective practice are vital components of the process and enable you to monitor your progress through key milestones, which should enhance the prospects for timely submission and completion of your thesis. Most students probably engage in PDP without being aware of it. The key components of PDP are evident in so far as a student should be discussing training plans with their supervisor, identifying needs and establishing sets of goals, keeping track of achievements and maintaining some record of meeting goals; while a conscientious student will always be thinking about their progress. Maintaining a Research Diary is optional and at the discretion of the student – but it should be noted that this is an activity that many students find beneficial (not to mention therapeutic!). 3.ii - Support Formally, PDP is supported by a continuous cycle of activity including (see Figure 2 below): 1) The Skills Audit – This should be conducted within 1 month of registration and reviewed at annually thereafter. This identifies training needs and serves as a benchmark for skills progress. 2) A plan of training and development for the next year. Goals are prioritised and based on the needs of the student as identified by the student, supervisor and Skills Audit. The plan is agreed between the supervisor/supervisory team 4 and student, but may include personal goals that the student may not wish to share with the supervisor. 3) Personal development records of achievement and reports on progress to the supervisor, supervisory team and Annual Review Panel – these record and confirm student progress and attainment of goals. 4) Reflections on progress by the student alone – encouraged by the supervisor. 3.iii - The PDP cycle Need/Goal Identified Reflect on Outcome Evaluate Achievement/Progress (new Needs/Goals revealed) Action Required (Plan) 1. 2. 3. Action Taken & Recorded Figure 2. 4) A Model PDP Process - Overview The following is a suggested pattern for PDP (for full-time students): Year 1 1st meeting and 1st year training plan 6th month review – evidence and reflection End of year evaluation Year 2 Reassess skills - 2nd year training plan 6th month review - evidence and reflection End of year evaluation Year 3 Reassess skills – 3rd year training plan 6th month review – evidence and reflection Final stages planning meeting Final evaluations – revisit original goals and ambitions, reflect on overall experience. Amalgamate evidence and experience into CV. Part-time Students: Given the special circumstances that part-time students face, it is recommended that they keep to the same PDP schedule as full-time students and 5 to ensure they receive support equal to that available to their full-time counterparts. Clearly, evidence of achievements will not accumulate as quickly for part-time students as it does for their full-time equivalents. 5) A Model PDP Process – Detail 5.i – Year 1 Year 1 – Month 1 After completing the Skills Audit, the system produces a Summary Report and a Recommended Activity Report – these should be used to inform the basis of the 12 monthly training plan and report at your Initial Supervision Meeting. Prior to your first planning meeting with your supervisor you should also complete the Initial Supervision Meeting Preparation Form. This will enable you to clarify some of your major goals and overall aims and ambitions for your research period. Your research project, skills and training needs should be discussed with the supervisor along with any other plans you have that will enable personal development and professional growth over the course of the research. You and your supervisor will be able to draw up a project management plan for the next 6 months. You may find a Gannt chart or the UK GRAD ‘Planning A Doctorate’ chart useful. During the first year, planning will include provision for general research methods training, specialist research methods training and generic skills training such as courses on Presentations, How To Write a Thesis and Project Management, as required. You may also have personal goals/aims that may or may not be associated with the research project but are important to you and may affect your research planning – i.e. to participate in the Olympics! Having identified areas of need and settled on appropriate action – the Training Plan should be completed and agreed by you and your supervisor You are advised to meet with your supervisor every two weeks to discuss your work. Records of supervisory meetings must be kept by you and your supervisor in the Research Record and Planner. You should regularly and independently review your own progress and compare it with the agreed plan ideally at monthly or 6 weekly intervals. This will enable you to recognise if you are still on track and to alert your supervisor if problems occur that may prevent meeting the targets set in the plan. 6 month review At the end of 6 months, you and your supervisor will formally review your progress using the Progress Review Form (Part-time students complete an interim Progress Review Form at six months) – your supervisor will explain the procedure for your School. 9 month PhD Review Panel Progress from the probationary period (one year for full-time, two years for part-time students) is dependent on satisfactory performance. Towards the end of the probationary period, the student is expected to present and defend their research plan and submit their training report detailing the training undertaken and their research record and planner at a formal School Review Panel. The Panel’s recommendations are reported to the School PGR Committee and written feedback is provided to assist the supervisor and the student. 6 5.ii – Year 2 Year 2 – month 1 Upon completing the Skills Audit, you should draw up a new 12 month training plan in consultation with your supervisor. It is quite likely that in your second year the training plan will make provision for Graduate Teaching training and for training on Getting Published, Networking and Academic Writing. Reviews As with Year 1, you and your supervisor will formally review your progress using the Progress Review Form twice a year (Part-time students complete an interim Progress Review Form at six months). The End of Year review affords you the opportunity to reflect on your progress and development not just in the past year but since you embarked on your research project. 5.iii – Year 3 Year 3 – month 1 Upon completing the Skills Audit, you should draw up a new 12 month training plan in consultation with your supervisor. This plan should begin to consider the final stages of the research; it will consider writing up and submission as well as move you towards thinking more specifically about career development. Reviews Following a review of your skills via the Skills Audit, you should review your progress using the Final stages form. Submission of your thesis is a good time to reflect on your development and achievements during the whole period of your research. This is an excellent opportunity for you to tidy your PDP and polish up your CV, drawing on all of the evidence and information you have gained over the years. 6) Recording progress There are two types of progress that need to be recorded. 1) Development of your skills 2) Your achievements Both are integral to the PDP process. The development of skills should be recorded in your training report and planner as this forms part of your formal review. 6.i - Recording Development of Skills Everyone benefits from reflecting on their skill level from time to time and it is good practice to brush up one’s skills and be in touch with latest practice. As a student there are two skill areas, research and generic, that you will wish to develop during your academic career. Your supervisor(s) and the Skills Audit will assist you to identify and prioritise your requirements in both areas. For some students, especially those with working experience, there will be areas that they are already ‘skilled’ or ‘expert’ in, and the training programmes acknowledge this which is why training is based on need. If the Skills Audit identifies a level that is already ‘skilled’ or ‘expert’ in a particular skill area, you will need to demonstrate this. You should consider evidence for the possession and acquisition of skills, and keep records. Evidence for the development of skills needs to demonstrate two things: 1) the possession of a skill (by illustrating how you would evaluate/justify this skill) 7 2) how the skill was acquired 6.ii – Maintaining Records of Your Achievements Records should be maintained of your achievements and significant experiences, and as evidence of skills acquisition and development is accumulated through, for example: Participation in training courses Graduate Teaching practice Attendance and presentations at conferences Submissions and publications Self-direction Advice from your supervisor or a mentor The records of your achievements should be documented in your Research Planner and Record. Evidence can also take a range of forms such as the Satisfactory completion of assignments or thesis chapters Feedback from peers, experts or research participants after a seminar, team activity or research encounter PDP is not confined to the research process – but is a tool that enables a fully rounded record of individual progress to be developed. Therefore, you should also use PDP to record activities and achievements beyond your academic work, for example: Participation in a sport Involvement with a voluntary organisation Part-time work Family or personal commitments Non-academic hobbies and interests. You may wish to draw upon these experiences as evidence of your personal and professional development. They will certainly impress a future employer. 7) Reflection & Evaluation In addition to formal record keeping, PDP also provides space for you to reflect, periodically, on the distance you have travelled in terms of professional development overall. Reflecting and evaluating your progress is the key to successful PDP. Although, the 6 month review and annual review provide you with the opportunity to reflect and evaluate your personal progress, you should not view these as the limitations to the process. The questions have been devised to assist you and to prompt thinking about your progress, but you are encouraged to add your own questions. You are also advised to independently revisit your goals and reflect on progress at more regular intervals – for example, every month or 6 weeks. You may also wish to keep a personal research diary. 8) Ownership Given the personal nature of reflection and the PDP process, the question of ownership and confidentiality is a pertinent one. Some elements of the PDP remain under your ownership and at your discretion as a student. You may wish to disclose some of this information to your supervisor, but are not required to. Certain aspects 8 of PDP will be available to the supervisor(s), supervisory board, review panels and administrative staff, to confirm and monitor progress. For example, Training Plans, Records of Supervision Meetings and reports to Review panels are available to School, Faculty and University staff. This is for monitoring, auditing and benchmarking purposes, to ensure that your research training is being carried out in keeping with University and government requirements. Other elements, for example the Skills Audit Summary Report, should be discussed in consultation your supervisor and made available for the supervisor to offer advice at your discretion. Ownership and control of the key components of PDP are detailed in Table 1 below. Owned by the Student (shared with Supervisor & Institution with Student permission) Skills Audit Records of Achievement Owned by the Student – Shared with Supervisor & Institution Owned by the Institution Skills Audit Summary Report General data from the Skills Audit will be accessed by Faculty for the purposes of analysis. Supervision Meeting Records Supervision Meeting Records Training Plans and Reports Records of Achievement Training Plans and Reports Formal Reviews Evaluation & Reflections Research Diary Table 1 9 FORMS Initial Supervision Meeting: Preparation Form Research Planner and Record Training Plan and Report 6 month Evaluation Form End of Year Progress Report End of Year Evaluation Form Final Evaluation Form Forms that School needs access to – Supervisions Meeting records/logs Training Plan and Report 1