A Livelihood Analysis of Shrimp Fry Collectors in Bangladesh: Future Prospects in Relation to a Wild Fry Collection Ban Draft August, 2002 By Timothy R. Frankenberger TANGO International Inc. For Department for International Development Dhaka, Bangladesh Executive Summary Background The main objective of this report is to understand the livelihoods of fry collectors in the different geographical areas where shrimp fry are caught and to explore the alternative livelihood options to fry collection. These options have to be grounded in the different institutional, social, economic and environmental contexts that fry collectors live. The Bangladesh shrimp sector and the role that the poor fry collectors play in it must be understood within the broader regional and global context of which it is apart. As the shrimp sector has grown and become dependent on global markets, it is increasingly vulnerable to outside criticism of its environmental, social and economic practices. Any concerns with sustainable livelihoods of the poor fry collectors at the local level must relate this to sustainable trade at the global level. As shrimp cultivation has expanded throughout the coastal belt of Southern Bangladesh, the livelihood options of the poor have become narrower and more limited. Many of the poor who lost work as agricultural labourers or sharecroppers, or lost access to Khas land took up fry collection. The poor were not able to take up new opportunities in trading, exporting or processing shrimp due to limited access to capital. Unable to take advantage of these new income-earning activities, a growing income and asset gap has developed between the local elites and the poor. Should a fry collection ban be enforced, much of the income gains for the poor that accompanied shrimp production would be lost. The majority of the poorest fry collectors that engage in this activity as their main source of livelihood are not food secure for a great part of the year. They have poor access to housing and limited or no access to health care. They tend to be illiterate and their children drop out of school out of economic necessity. Their diets are of limited diversity, often lacking in important nutrients. They also have poor access to drinking water, and sanitation facilities. They are in a cycle of debt with local traders called Dadandars. They are extremely vulnerable to climatic and economic changes. In the Khulna Region, poor women and children suffer the most socially and economically as a result of the expansion of shrimp culture. Their health has suffered from the transformation of the landscape and declining incomes. They spend more time in search of fuel and water and their workload has doubled. They are underpaid for the work that they do and are cheated in the sale of their fries. Standing in cold salty water using push/pull nets for 6-10 hours a day can expose women and children to Malaria, Dengue, and Diarrhoea. Women also are exposed to urinary and vaginal infections. There are few health facilities available to women, especially in the Sundarbans where they are forced to migrate in search of fry. The status of women in the Cittigong/Coxes Bazaar region is much lower in comparison to other parts of the country. Traditional cultural practices have limited the opportunities of women in education, skill development, employment, and participation in community i decisions. Due to the lack of income sources and inability to go to the market, women are dominated by their husbands and other male members of society. Most women are not allowed to vote, and are unaware of their rights. Because of these restrictions on mobility, women are primarily involved in household work. Women are rarely involved in fry collection. The only women that may be involved are widows or abandoned women. Women are rarely allowed to go out alone. Why a Ban is Being Advocated The primary reason given for why wild fry should be banned or regulated is that biodiversity is being negatively impacted by the capture of fry and the destruction of bycatch. However fry collection must be seen as one of many reasons why shrimp fry yields have gone down. Other reasons include:1) the destruction of the Sundarbans for wood harvesting and to make way for additional shrimp farms (the Sundarbans acts as a natural nursery to shrimp and a number of other fish species); 2) the negative impacts of reliance on wild broodstock fishing for the supply of spawn to the hatcheries; 3) the destruction of the shrimp breeding grounds due to unregulated trawling; and 4) the pollution caused by the breaking up of ships in the Bay of Bengal. Why a Ban Will Be Difficult to Enforce In most of the Southwestern and the Southeastern parts of Bangladesh, the wild fry ban was never enforced. There are a number of reasons for this. First, very few people in the remote areas were aware of the ban and thus did not know they were supposed to stop fry collection activities. Second, the demand for wild fry continued unabated. Farmers still have a preference for wild fry because of their better survival rates despite the availability of hatchery fry at lower costs. In addition, a number of traders are highly dependent on wild fry marketing and have no intention of stopping. The amount of resistance generated by these traders to the ban was well demonstrated by the activities of the traders associations in Coxes Bazaar. Third, the Government of Bangladesh has inadequate resources to enforce the ban, and many agencies see the ban as an opportunity to collect rent. For example, the Forest Department officials operating in the Sundarbans used the ban as an opportunity to collect illegal rent from fry collectors fishing in the area. Fourth, most of the poorer fry collectors have no other livelihood alternative, and therefore cannot afford to stop. Until appropriate livelihood alternatives can be made available, it is unlikely that the ban will prevent fry collection. If it is accepted that fry collection should be regulated, then the ban needs to be reconsidered. As it is currently configured, the ban only penalizes the poorest persons in the fry marketing chain, and does not apply to the sale, transport, storage, and stocking of wild fry. If a concerted effort is to be made in reducing the harvesting of wild fry, then ii the incentives for collecting the fry must be removed. This means that the ban should be targeted to the farmers and traders that are seeking the fry, not only the suppliers. Of course it is unlikely that the demand for wild fry will diminish in the near future because the quality of hatchery-produced fry is still an issue for some farmers. In addition, hatcheries can only meet 10 percent of the Golda fry demand, so wild fry collection is likely to continue as Golda farming expands in the Khulna region. Recommendations A. Addressing Environmental and Social Issues Related to Fry Collection in the Short-Term 1. Promote Efforts to Reduce Environmental Degradation and Loss of Biodiversity a. Implement a Restricted Ban in Certain Ecologically Sensitive Areas and Seasonally in Other Locations Fry collection should be banned in certain ecologically sensitive areas such as the Sundarbans and other important migration routes. It should also be banned in areas where hatchery fry are readily available. A seasonal ban should be put in place in all other fry catching areas. This seasonal ban would be from August to January in the Khulna region. This time frame was proposed because there is no bagda requirement during the rainy season and shrimp fry mortality rates during the winter months are high. In the Coxes Bazaar area, a seasonal ban should be put in place during the breeding season (MarchMay). The seasonal ban in Coxes Bazaar would be implemented for a couple of years until some of the investments in alternative livelihoods could take hold. After that, a ban could be put in force year-round. The ban on wild fry should not only apply to fry collectors, but to all stakeholders in the fry marketing chain. Thus the ban would apply to fry traders, transporters, people that store fry and farmers that are buying fry. In this way the incentive for wild fry marketing is removed. In areas where fry collection will be allowed to continue, licenses should be issued. Opportunities for allowing the community to enforce fry collection bans should be explored. b. Restrict Removal of Mangrove Trees in the Sundarbans and Along River Systems Because the Sundarbans acts as a natural nursery for shrimp fry and other fish, it should be protected as much as possible. Woodcutting and removal has increased dramatically over the last several years, leading to a reduction of the mangrove forests. Rent seeking behaviour on the part of Government Forestry officials is encouraging this trend and measures need to be put in place to discourage such actions. iii c. Best Practice on Gear Used for Fry Collection Should be Put in Place The variety of gears used by fry catchers should be identified and reviewed for the different areas where fry catching is taking place to promote best practice in gear use. The use of the behundi net should be banned or regulated through a licensing system. The size of mesh could also be regulated to prevent excess by-catch distruction. The capture of fry from riverbanks should be allowed using push/pull nets due to the lower catch rates and because the net users (often women and children) are the poorest group fishing for fry. Training should be provided to minimize the adverse effects of this fishing. Currently, many of the people operating nets along the shore do not always return the bycatch. In the short-run, best practice catch techniques in use should be updated and disseminated through training and awareness programmes like those promoted by CARITAS, ActionAid, FRI, FAO and various Associations in Coxes Bazaar. Past experience has shown that fry collectors are very receptive to improved techniques and are currently using them. d. In Areas Where Fry Collection Will Be Allowed, Efforts Should Be Made to Improve the Survival Rates of Fry That Are Marketed Significant reduction in fry collection pressure can be achieved by reducing the mortality rates of the fry that are caught. Currently it is estimated that 60 percent of the fry are lost from the time they are caught to the time they are stocked in a farmer’s pond. Survival rates can be improved by promoting better practices in gear operation, fry sorting, holding fry, controlling conditions under transport, and stocking and pond management practices. Awareness and training resources need to be available for people all along the fry marketing chain. Farmers must also be trained to discourage early stocking of fry during the winter months when low temperatures lead to high mortality rates for fry. Awareness campaigns need to be continued through various media and DOF extension messages. e. Ban Trawling During the Shrimp Breeding Season in the Bay of Bengal Unrestricted trawling in shrimp breeding grounds is having a negative effect on the availability of shrimp fry. Such trawling should be regulated and banned during the breeding season (December-February). Currently, a ban is enforced from mid-December to mid-January. Attempts to extend this to a three month period has met fierce resistance from powerful trawler lobbies. Trawler owners took out an injunction against the ban and forced the court to put the ban in abeyance. The government of Bangladesh is unable to control trawling through the allocation of licenses due to current court rulings. The by-catch from this fishery is extremely high, estimated to be from 35,000 to 45,000 metric tons (Huntington, 2002). Ninety percent of this by-catch is discarded. In addition, iv trawlers are used to capture brood stock for the hatcheries which is also having a huge destructive effect upon shrimp breeding. Donors need to support the Department of Fisheries in successfully regulating the trawling industry. This should be possible given the fact that there are only 75 trawlers in operation. The shrimp traders Association in Coxes Bazaar has been active in seeking such a ban, and these efforts should be supported. f. Discourage the Reliance on Wild Brood Stock Fishing for the Supply of Spawn for Hatcheries and Improve the Quality of the Fry Produced Indiscriminate fishing for brood stock is environmentally damaging and can lead to the spread of disease. Hatcheries need to be regulated regarding these practices. Other efforts should be made to improve the quality of fry produced by hatcheries. This would prevent the sale of undersized and under age fry. No quality assurance system is developed to ensure farmers that they are receiving good quality fry from the hatcheries. If this could be assured, it would reduce the demand for wild fry. Hatcheries could strive to obtain a Seal of Quality such as that being promoted by the Agro-Based Industries and Technology Development Project, Phase II (ATDP II) project. FAO is also promoting a shrimp seed certification program to improve quality control. g. Determine the Effect of Pollution from Ship Breaking on Shrimp Resources Pollution from ship breaking is having a detrimental effect on coastal fisheries resources. Steps need to be taken to minimize the effects of this activity on the environment. 2. Provide Support to Civil Society Institutions to Create Livelihood Options for Fry Collectors In Khulna, a consortium of 18 NGOs have gotten together to look for ways to stop environmental and social degradation and are looking for ways to improve the livelihood options of fry collectors. In addition to generating alternative income opportunities, these NGOs are trying to give fry collectors voice in local decisions and to present fry collector concerns to higher levels. Several NGOs are attempting to form fry collectors into groups or associations to improve representation. Several alternative income activities have been proposed within the shrimp sector. For example, fry collectors in Khulna could possibly get involved in shrimp nurseries. Currently, more than 70 percent off the shrimp farms do not have nurseries on their farms. Stocking of fry in a nursery instead of stocking directly in the main pond has several advantages: 1) it concentrates the fry for feeding; 2) keeps the fry in a predator/competitor free environment; and 3) it allows for the fry to be kept at appropriate water levels. This is a niche that fry collectors could help fill in the region. For those fry collectors that are landless, they would lease land with the assistance of NGOs to start shrimp nurseries. The technology is simple and the risks are relatively low v due to the short production cycle (4 days). In areas where land access cannot be assured, fry collectors could be organized into specialized labour gangs supported by a local NGO and used to construct nurseries for farmers. A second possible livelihood option for fry collectors could be the specialized transport of shrimp to depots. There is an urgent need in the sector for improved storage and handling of shrimp after harvest. This would involve developing an insulated rickshaw van, and could be something the Government or the private sector would want to invest in. Fry collectors could be employed in the construction and pulling of these vans. They could deliver ice one-way and shrimp the other. They could be organized in groups and eventually in transporter associations that could be supported by the sector through AgroBased Industries and Technology Development Project, Phase II (ATDP II). Fry collectors will continue to engage in other labour activities tied to the shrimp sector. These include construction and maintenance of embankments, water management, guarding fields, weeding fields, catching, grading and cleaning shrimp (primarily women and children), and snail trade to feed shrimp. Shrimp sector livelihood options will not always be available to fry collectors in all areas, and are especially more limited in the Southeast. In these areas the focus should be on helping the fry collectors gain access to common property resources such as Khas land to be used for home gardening, duck, chicken and goat rearing, oyster and crab cultivation, cultivation of meley grass for mat weaving, and cultivation of golpata for roof construction. Micro credit will also needed for other types of income generation such as petty trade and handicrafts. This would replace the dependence on the Dadandar. Several NGOs in the Chittigong/Coxes Bazaar area are providing such credit (e.g. COAST and CODEC). Similarly, GMK is offering such a credit programme in the Khulna area. If a ban on fry collection is put in place where women are heavily involved as collectors (e.g. Shymnagar), they are extremely vulnerable economically and socially. Alternative income options will be limited for them as long as they do not have access to markets. Their social security will be at risk as long as patrilineal norms and practices determine control of women’s access to public space, appropriate work and remuneration for work, and marriage patterns. NGOs have to build support for women’s greater physical and economic mobility and security. This can be done through gender awareness activities aimed at men similar to those used in the Golda Project implemented by CARE. There are signs in the Southeast that women’s mobility has improved where NGOs have been operating. In both areas there is a need for more social justice work to be supported by NGOs. One constraint that will hinder NGO efforts to promote alternative livelihood options in the Southeast is an attitude problem that accompanies recurrent relief programmes associated with natural disasters. Many communities in the Coxes Bazaar region are used to associating NGOs with relief efforts rather than viewing them as development agencies. Such an attitude makes it difficult to run successful credit programmes or to vi mobilize communities for self-empowerment. This constraint will slow the pace of transition to alternative livelihoods for the poor. 3. Social Protection Measures Should Be Implemented to Allow Shrimp Fry Collectors to Make the Transition to Alternative Livelihoods The Government has extensive social protection programmes that target transfers to specific vulnerable groups (see Annex VII for a list of programs). It is important to determine how targeted transfers in the short-term can be used to assist the fry collectors to effectively transition to alternative livelihood options. These social protection measures would be implemented for two to three years to give poor people the time to gain the skills necessary to pursue sustainable livelihood options. If these interim measures are not put into place, people may be forced to seek unsustainable livelihood options, such as collecting wood from forests, in order to survive. Social protection programmes will vary from one context to the next. For instance, in regions prone to frequent natural disasters, such as Coxes Bazaar, there are many social protection measures currently in place. In other regions where shrimp fry collection bans are being proposed, programmes may need to be established. Programmes should be designed so they have the flexibility to expand or contract depending upon the current context in the region (i.e. whether or not a seasonal ban is in place, or a natural disaster has occurred). The poor that engage in fry collection are exposed to a number of risks. These include natural disasters (cyclones floods and tidal surges), seasonal access to fry, the unpredictability of the catch, limited access to alternative income and significant competition for relatively few jobs, dowry demands, piracy, rents sought by government officials, and price and wage fluctuations due to trader price fixing and manipulation. The ability of the poor to deal these risks is limited. For this reason, the opportunity costs for keeping children in school, taking time out for NGO training, or going for health care are high. The inability to invest in human capital in the short-term limits the long-term income possibilities of fry collectors. For this reason, social protection measures need to be implemented to reduce the short-term opportunity costs. a. Food for Education Programmes That Target the Children of the Poor in the Coastal Zones Although Food for Education is the Government’s second largest social protection programme, targeting of this programme to the fry collection communities could be improved. There are opportunity costs with keeping kids in school because essentially families are losing an income earner. By providing food to the family so that boys and girls can stay in school, this acts as an incentive and reduces the negative impact upon the family. The school programmes can be tailored to the changing tides, and the seasonal needs of child labour, similar to school programmes implemented by UBINIG and World Vision. Local institutions the Union Parisad and School Committees play a crucial role in vii bringing such programmes to the poor. Local power relations and stigmatisation of fry collector children could hinder the success of these programmes. b. Food/Cash for Work and Training While fry collectors are seeking alternative livelihood options during seasonal ban periods, food/cash for work opportunities could be provided to them focused on rural maintenance. These schemes need to be linked to general development measures, so that training and skill development are also provided to the workers. A model that could be followed is the Rural Maintenance Programme implemented by CARE that targets destitute women. Food for work programs are run by UNO (Relief Ministry Projects), Extension Engineers for LGRD and Extension Engineers for WDB. The food allotment is determined by the list of people, according to their needs, and placed to the District Controller for food who sends this to the Dhaka headquarters. c. Better Targeting of VGD Cards to Fry Collector Women This social protection programme is set up to work with disadvantaged rural women. Food packages are provided for 18 months and training and some skill building is being provided. By providing this assistance, women are given the opportunity to work towards alternative livelihood options. Social forestry is also being promoted through this programme. Given the stigmatisation of fry collector women, they have rarely been able to secure such support from local government. NGOs could assist fry collector women to obtain such assistance through awareness campaigns. These programs should be carried out for at least two years and are especially important in the Khulna region where abandoned women have been forced into fry collection. Similarly, in parts of Coxes Bazaar, where women’s mobility is seriously curtailed due to cultural norms, such programs could create new opportunities for women to obtain skills and to engage in group formation. Before proceeding with the expansion of social protection measures, it is important to determine what existing social protection schemes already exist in the coastal area. This review should identify the operational strengths and weaknesses of each of these schemes, their outreach, targeting mechanisms and leakage. On this basis, it will be possible to avoid duplication of effort and to be more cost effective in setting up programmes. B. Long-term Interventions That Address the Fundamental Causes of Poverty in the Coastal Region Many of the poor in the coastal area have become fry collectors because they have very limited livelihood options. The typical fry collector is usually landless, illiterate, living in poor housing with poor access to water, sanitation, and health care. If they are women, they are likely to be abandoned, widowed or divorced and social outcasts. Both male and female fry collectors are stigmatised by the broader community despite their central role maintaining the whole shrimp sector. Despite their acceptance of appropriate fry viii collection techniques, it is unlikely that they will completely abandon fry collection if they have no other livelihood option to turn to in the near future. Some fundamental changes are required to bring about more secure livelihoods for the poor along the coast. 1. Interventions Aimed at Securing Poor People’s Rights When people have secure and protected rights, they can afford to take a longer view regarding the environment in which they live. Currently, in many of the areas where poor fry collectors reside, they do not have secure access to resources, personal security or safety nets to reduce vulnerability. A number of steps can be taken to improve this situation. a. Strengthen the Regulatory Environment for Shrimp Production Currently the regulatory environment for shrimp production is weak and prone to circumvention due to limitations in legal definitions, unclear and conflicting jurisdiction, poor regulation of fry collection, unclear and conflicting policies on the management and regulation of mangrove fishing in reserved forests, land conversion to shrimp estates that do not have appropriate saline water access, and granting of fishing licenses for collection of rent. This has led to mangrove destruction, social conflicts, environmental pollution, and a loss of biodiversity. To overcome these regulatory flaws, local government officials need to take a more active role in coordinating the functions of the various government agencies so that they stop competing for rents and work more effectively with the NGOs that are working on behalf of the poor. To improve land use planning, maps need to be developed that identify appropriate areas for shrimp farming and areas that need to be protected. Such maps can also be used to identify Khas land for allocation to the poor. Given the weak capacities of local governments in many of these areas, donors have an opportunity to support co-management of the shrimp sector and rural development rather than individual management by government, communities or NGOs alone. Comanagement requires partnerships between these agencies as well as the private sector. Such an approach will allow for a more holistic sector-wide approach leading to sustainable solutions that are more people-focused. b. Secure Poor Peoples Access to Services and Common Property Support should be given to making Khas land more readily available to poor fry collectors. The first step in doing this is to identify all of the Khas land that is available. This will involve identifying the land managed by the Department of Youth Affairs and the District Revenue Office and any other Khas land that was leased to shrimp farmers under the Shrimp Estate Management Policy. In many areas, improved access to common resources will be required to enable fry collectors to switch from fry fishing to other forms of livelihood such as animal rearing, home gardening, or shrimp nurseries. ix NGOs can assist poor people in gaining access to Khas land as well. For example, COAST is working with poor people in Coxes Bazaar on an awareness campaign so that the poor understand their rights regarding Khas land. They are also participating in the Union Parisad Khas land distribution committee. 2. Seek Stakeholder Support for a Code of Conduct for The Shrimp Sector To Secure Sustainable Global Markets Historically, Bangladesh Shrimp Sector Development Policy has not been Pro-Poor. The Government has a unique opportunity to use the Fry Collection Action Plan to identify steps that can be taken to formulate a poverty focused strategy that can improve the lot of the poorest in the shrimp marketing chain. Building on the model promoted by the AgroBased Industries and Technology Development Project, Phase II (ATDP II), Bangladesh can strive to work towards a Seal of Quality that is recognized by global markets that demonstrates its commitment to the production of shrimp that is environmentally and socially acceptable. Guidance can also be sought from the FAO Code of Conduct for Responsible Fisheries. Given the weak institutions that are responsible for implementing such a policy, there is a need for a clear implementation plan. This plan would identify processes for ensuring participation of the poor in decision-making, and would have appropriate indicators to monitor the process to ensure that it is on track. 3. DFID Involvement in the Coastal Region Should be Broad-Based and Focused on the Very Poor In the face of a ban on shrimp fry collection, DFID should be concerned with what will happen with the very poor. To mitigate the impact of the ban, DFID in collaboration with the Government and other partners, should develop a long term and resource intensive intervention that will strengthen the livelihoods of fry collectors. Continued involvement of DFID in the region will offer opportunities to influence shrimp sector development and encourage more pro-poor policies. DFID’s concerns should be to address the root cause of poverty and vulnerability rather than focusing on the technical aspects of one contributing factor. Because the issues are so complicated is precisely why DFID should stay involved. The livelihood framework used by DFID will enable it to disaggregate the key leverage points that should be pursued. A number of reasons can be cited as to why DFID should stay engaged. First, there are a high proportion of poor people living in the coastal area, many of whom are landless. Second, institutions that would support the poor’s interests are not in place. Third, shrimp aquaculture is nationally and locally an important economic sector with a significant poverty dimension. Fourth, given that this is a growth sector, it gives DFID an opportunity to promote better management practices that are pro-poor. x Fry Collector Livelihood Options By Geographic Region (2001) Chittagong Region Coastal District and Thanas 1. 2. 3. 4. 5. 6. 7. Chittagong Mirersorai Sitakundu Banskhali Anowara Pahartali Bandar Sandwip Est. No. of Fry Collectors1 Est. Total No of Fry Collected (in lakh) Main Fry Collection Area 2479 4070 1567 2190 550 809 2970 29.41 564.6 168.38 287.63 90.33 90.71 389.87 Potenga, Sitakunda, Mirsharai, Anowara Alternative Livelihood Options Type of Ban2 Social Protection Measures Current Activities: Many part-time fry collectors have access to land and engage in paddy cultivation, betel leaf production, salt product, deep sea fishing. Those with limited access to land fish or work on fishing boats. In Chokaria, Anowara and Banskhali: engage as wage labors and sharecroppers in paddy cultivation. In Teknaf and Ukhia: betel leaf production by men and women. Ban in Coxes Bazaar from Mar- May3 Emergency Operations (GOB-Food Ministry, NGOs) Food for Work (GOB- DOF, Forest Dept., LGED & BWDB and NGOs) Food for Education (Primary and Mass Edu. Divisions, UNO and UEO at local level) Vulnerle Group Development (Dept. of Relief and Rehab, DWA and C/DOF/LGED) Adult literacy and numeracy programs (GOB, NGOs) Skills training for alternative employment (GOB, NGOs) Access to health clinics New Options (Where there is access to land): Home gardening; Duck, chicken and goat rearing; Bee keeping; Oyster and crab cultivation; Cultivation of meley grass for mat weaving; Cultivation of golpata for roof construction; Shrimp Fry Nurseries, Tree Nurseries Coxes Bazaar 8. Sadar 9. Moheskhali 10. Chokoria 11. Kutubdia 12. Ukhia 13. Teknaf 14500 3500 5200 3200 1800 18500 4200 1000 850 700 700 2000 Teknaf, Naf River, Shapari island, Ukhia, Sonarpora, Cox’s Bazar, Bakhali River, Matamuhuri River, Moheskhali Channel, Chokaria, Napithkhali, Chofuldandi, Moheskhali and Sonadia islands Feni 14. Sonagazi 1000 50 Sonagazi, Muhuri River 10000 15000 264.50 5714.60 Down stream of Meghna River 5000 1539.90 Ramgati, Loksmipur Noakhali 15. Sudharam 16. Kompanigong Loksmipur 17. Ramgati New Options (Landless): Micro-credit can be used for petty trade handcrafts. Better access to khas land. Better awareness programs for appropriate fry collection. Purchase of small boats. Make fish traps and gear 1 Across all areas, it is estimated that roughly 30% of the fry collectors are females, and most of these are concentrated in the southwestern region. The exceptions include the Paikgacha Thana and Shymnagar in Khulna where the majority of fry collectors are female. 2 Across regions, includes banning or regulating behundi nets and banning trawling in the Bay of Bengal during the shrimp breeding months from December to February. 3 This seasonal ban would be for a couple of years until investments in alternative livelihood options can take hold. After that, a ban may be enforced year-round. xi Fry Collector Livelihood Options By Geographic Region (2001) Barishal Region Coastal District and Thanas Pirojpur 18. Matbaria Est. No. of Fry Collectors Est. Total No of Fry Collected (in lakh) 3300 49.8 Main Fry Collection Area Alternative Livelihood Options New Options (Where there is access to land): Home gardening; Duck, chicken and goat rearing; Making fish traps and gear; Oyster and crab cultivation; Bee keeping; Cultivation of meley grass for mat weaving; Cultivation of golpata for roof construction; Tree nurseries; Shrimp fry nurseries Type of Ban Social Protection Measures Seasonal ban Aug-Jan Bhola 19. Lalmohon 20. Monpura 21. Charfasion 22. Tozumoddin Potuakhali 23. Kolapara 24. Golachipa Barguna 25. Sadar 26. Patarghata 27. Amtoli 6530 5000 10200 3215 180.30 120.6 350.7 1.7 Down stream of Meghna River 55339 55245 2326.4 2015.50 Mohipur, Galachipa, Charkajal, Andharmanik River, Kuakata sea beach 10165 44230 13845 50.7 2014.6 1085.3 Bishkhali River, Baleshar River New Options (Landless): Micro-credit can be used for petty trade hand-crafts. Better access to khas land. Sewing, paper bag making Better awareness programs for appropriate fry collection. xii Food for Work (GOB- DOF, Forest Dept., LGED & BWDB and NGOs) Food for Education (Primary and Mass Edu. Divisions, UNO and UEO at local level) Adult literacy and numeracy programs (GOB, NGOs) Skills training for alternative employment (GOB, NGOs) Access to health clinics Fry Collector Livelihood Options By Geographic Region (2001) Khulna Region Coastal District and Thanas Khulna 28. Paikgacha 29. Koira 30. Batiaghata 31. Dacop 32. Dumuria Est. No. of Fry Collectors Est. Total No of Fry Collected (in lakh) Main Fry Collection Area 5320 28200 1890 16700 300 10 344.8 40 162 1.18 Sibsha River, Bhadra River, Kapotakshi River, Koira Alternative Livelihood Options Current Activities: Fishing, service activities, agricultural and shrimp farming labor, sharecropping, opportunistic cropping, rickshaw pulling, sorting dry fish, net mending, crab trapping, honey or salt collection, shrimp processing. Type of Ban Bagherhat 33. Mongla 34. Morelgong 35. Sarankhola 36. Rampal 16900 3160 1230 560 392 62.68 203.60 19.12 Satkhira 37. Asashuni 38. Kaligong 39. Shyamnagar 40. Tala 3880 5200 49400 110 85.2 130.8 1254 4.49 Total (All Districts) 443,024 29,639 Pashur River, Panguchi River Ishamati River, Kaksheali River, Kalindi River, Kholpetua River, Madar River New Options (Where there is access to land): Home gardening; Duck, chicken and goat rearing; Bee keeping; Oyster and crab cultivation; Cultivation of meley grass for mat weaving; Cultivation of golpata for roof construction; Shrimp fry nurseries; making fish traps and gear New Options (Landless): Micro-credit can be used for petty trade hand-crafts. Better access to khas land. Better awareness programs for appropriate fry collection. The Shrimp Farmers Assoc. suggests providing opportunities for fry collectors to engage in social afforestation in coastal areas (CARITAS). xiii Ban from Aug-Jan. NGOs in area support seasonal ban. Total ban in Sundarbans Area. Social Protection Measures Earth work maintenance of earthern Growth Centre Roads—(LGED, community organizations and NGOs). Social afforestation projects (Forest Dept., NGOs) Food for Work (GOB- DOF, Forest Dept., LGED & BWDB and NGOs) Food for Education (Primary and Mass Edu. Divisions, UNO and UEO at local level) Vulnerable Group Development (Dept. of Relief and Rehab, DWA and C/DOF/LGED) Adult literacy and numeracy programs (GOB, NGOs) Skills training for alternative employment (GOB, NGOs) Access to health clinics Acknowledgements The author would like to take this opportunity to thank Debbie Williams, the Coastal Shrimp Aquaculture Development Coordinator for her help with the logistics of this study and for the orientation she provided on the subject. I feel that her input has been the primary source of most of the ideas that are presented in this report. I would also like to thank Md. Shafiqul Islam for all of his support in arranging the meetings and providing great input into this study. He was a valuable team member throughout the exercise. I would also like to thank Dr. Alfredo Santiago, Dr. Manirruzzaman, and Md. Nuruzzaman from the Fourth Fisheries Project for their support and participation in the field work. Muhammad Abdur Rouf from Khulna University also contributed significantly to the fieldwork and made a valuable contribution to this effort. Finally I would like to thank all of the Government staff, and various stakeholders in the fry marketing chain, and the fry collectors themselves for taking the time to discuss this important issue with us. I hope that the findings in this report will lead to positive outcomes for all concerned. xiv Acronyms and Abbreviations AFO BFRI BWDB CBFM DAE DOF EIA ESBN EPICC FAO FFP GDP GOB GOLDA ICZM LGED MSBN MoA MoEF MoFL Assistant Fisheries Officer Bangladesh Fisheries Research Institute Bangladesh Water Development Board Community Based Fisheries Management Project Department of Agricultural Extension Department of Fisheries Environmental Impact Assessment Estuarine Setbag Net Extension Policy Implementation Co-ordination Committee Food and Agricultural Organisation (of the United Nations) Fourth Fisheries Project Gross Domestic Product Government of Bangladesh Greater Options for Local Development in Aquaculture Integrated Coastal Zone Management Local Government and Engineering Department Marine Set Bagnet Ministry of Agriculture Ministry of Environment and Forest Ministry of Livestock and Fisheries MoL Ministry of Land MoWR NEMAP NFP NACA NEERI NAEP NAP NGO NWRD PL SAP SEMP SIA SIS Ministry of Water Resources National Environment Management Action Plan National Fisheries Policy Network for Aquaculture Centres in Asia-Pacific National Environment Engineering Research Institute, Nagpur, India New Agricultural Extension Policy National Agricultural Policy Non-Governmental Organisation National Water Resources Database Post-larvae Structural Adjustment Programme Shrimp Estate Management Policy Strategic Impact Assessment Sea Water Irrigation System xv Table of Contents Executive Summary ...............................................................................................................i Acknowledgements ................................................................................................................xiv Acronyms and Abbreviations ................................................................................................xv Table of Contents ...................................................................................................................xvi I. Introduction ..........................................................................................................1 II. A General Overview of the Shrimp Sector in Bangladesh ..................................2 III. General Characteristics of Fry Collectors ............................................................4 IV. Livelihood Contextual Differences Across Fry Collection Zones .......................9 A. Khulna Division (Khulna District, Satkhira District and Bagerhat District) ................................................................................................................10 1. Context ...........................................................................................................10 2. Livelihood Resources.....................................................................................11 3. Institutional Settings ......................................................................................12 4. Livelihood Strategies .....................................................................................14 5. Livelihood Outcomes .....................................................................................15 B. Chittigong Division (Coxes Bazaar District, Chittigong District and Noakhali District) ................................................................................................................16 Context .................................................................................................................16 1. Livelihood Resources.....................................................................................18 2. Institutional Settings ......................................................................................19 3. Livelihood Strategies .....................................................................................21 4. Livelihood Outcomes .....................................................................................22 V. Implications of Imposing a Ban on Shrimp Fry Collection .................................23 A. Why a Ban is Being Advocated ..........................................................................23 B. Why a Ban Will be Difficult to Enforce .............................................................24 VI. Conclusions and Recommendations .....................................................................24 A. Addressing Environmental and Social Issues Related to Fry Collection in the Short-term ...........................................................................................................25 1. Efforts to Reduce Environmental Degradation and Loss of Biodiversity .....25 2. Provide Support to Civil Society Institutions to Create Livelihood Options for Fry Collectors ...........................................................................................28 xvi 3. Social Protection Measures Should be Implemented to Allow Shrimp Fry Collectors to Make the Transition to Alternative Livelihoods ......................30 B. Long-Term Interventions That Address the Fundamental Causes of Poverty in the Coastal Region ..............................................................................................32 1. Interventions Aimed at Securing Poor People’s Rights .................................32 2. Seek Stakeholder Support for a Code of Conduct for the Shrimp Sector to Secure Sustainable Global Markets ...............................................................33 3. DFID Involvement in the Coastal Region Should be Broad-Based and Focused on the Very Poor ..............................................................................33 Bibliography ....................................................................................................................35 Annexes Annex I: Main Shrimp Collection Areas and Peak Seasons for Wild Shrimp Collections Over the Past Ten Years Annex II: Conceptual Frameworks Annex III: Methodology, Project Team Members and Persons Contacted Annex IV: Itinerary for Timothy Frankenberger Annex V: Terms of Reference for Fry Collectors Livelihood Consultant Annex VI: Shrimp Seed Certification to Promote Sustainable Development of Shrimp Aquaculture Annex VII: Safety Net Schemes in Bangladesh: Targeted Transfer to Poor Groups xvii A Livelihood Analysis of Shrimp Fry Collectors in Bangladesh: Future Prospects in Relation to a Wild Fry Collection Ban I. Introduction It is estimated that nearly forty-five percent of the landless households living in the coastal region are involved in shrimp fry collection, and this combined with shrimp fry trading contributes nearly 60% of the total income of landless people. It is difficult to determine how many people are actually involved in fry collection since some are engaged in the activity on a full time basis and some as a part time occupation. Fry collection also makes a significant contribution to the shrimp related incomes of the marginal farmers who are mostly poor or moderately poor. It is estimated that between 100,000 and 300,000 people are involved in fry collection. The total number of fry collectors dropped dramatically between 2001 and 2002 because of a depletion of the number of fry available for collection. For example, in 2001 it was estimated that there were over 400,000 fry collectors. This has fallen off to 300,000 as a result of the marked decline in post-larvae availability due to environmental factors and excess harvesting. In September 2000, the Government of Bangladesh put into place a ban on wild fry collection. Although this ban was rarely put into practice, it potentially could eliminate the principle livelihood opportunity provided by shrimp culture development for the poorest groups. Although the rational behind the ban is clearly one aimed at protecting the bio-diversity of fisheries resources, introduction of a ban without prior efforts to reduce the dependence of the extremely poor and vulnerable groups on this source of income could have a dramatic negative effect on the livelihoods of these groups. In February 2002, the Government placed the enforcement of the fry collection ban into abeyance pending further review of how the resource and biodiversity could be conserved at the same time as protecting the livelihoods of 300,000 fry collectors (Williams 2002). A Fry Collection Action Plan was to be developed by September 2002 to identify trends in the shrimp sector and to explore alternative models for the management of the fry resource, taking into account the social, institutional and economic implications. This report is one component that will feed into this Action Plan. The main objective of this report is to understand the livelihoods of fry collectors in the different geographical areas where shrimp fry are caught and to explore the alternative livelihood options to fry collection. These options have to be grounded in the different institutional, social, economic and environmental contexts that fry collectors live. The report begins with a general overview of the shrimp sector in Bangladesh, followed by a general description of the characteristics of shrimp fry collectors. The next section discusses the different livelihood contexts that are found across the fry collection zones. This is followed by a brief discussion of the implications of a shrimp fry ban. The report ends with a series of recommendations that should be considered for the future. 1 II. A General Overview of the Shrimp Sector in Bangladesh Coastal shrimp aquaculture was initiated in Bangladesh in the 1970s. Bangladesh possesses certain natural factors that have favored the development of the shrimp sector (BCAS 2001). In particular, Bangladesh has a big inter-tidal range and large areas of lowlying land. It is estimated that there are 2.5 million hectares of tidal land in the coastal areas. Large areas of flat land have been available for expansion of aquaculture production. The Bangladesh coast also supports 587,400 hectares of natural mangroves and another 100,000 hectares of planted mangroves. This supports the habitat of several species of fish and acts as a natural nursery for shrimp fry. Coastal shrimp aquaculture is mainly confined to two Divisions: Khulna and Chitagong. More than 70 percent of the shrimp farming takes place in the Districts of Khulna, Satkhira and Bagerhat in the Khulna Division. In Chittagong, coastal shrimp aquaculture is carried out in Coxes Bazaar, Chittagong and Noakhali (WB/NACA/WWF/FAO 2000). Although most of the shrimp farming takes place in the Khulna Division, most of the shrimp hatcheries are located in Coxes Bazaar in Chittigong Division. In the early stages of development, shrimp farming was restricted to the peripheral land between flood embankments and the main river systems, However, large profits and poor land-use planning led to its rapid and uncontrolled expansion into land that was primarily used for rice cultivation. There are now approximately 37,397 farms cultivating bagda with an average size farm of 4.5 hectares. Twenty-five thousand tons of bagda was produced in 2001. Of the 170,000 hectares in bagda production, 137,000 are in Khulna and 34,937 are in the Chittigong division. The farms are much larger in the Chittigong division; 14 hectares versus 4.5 hectares. Bagda production has increased by 20% per annum in the last fifteen years (Banks, 2002). There are also 105,000 golda farms that average in size .28 hectares. These farms produced 11,942 tons of golda in 2001 (Banks, 2002). There are 30,000 hectares in golda production, all of it in the Khulna division. There are 124 shrimp processing factories in Bangladesh. Most of these factories are in Khulna and Chittagong. Currently, Bangladesh produces 2.5 percent of the global production of shrimp, and the shrimp sector is the second largest export industry. Total employment in the shrimp sector is 840,000. The total sales generated from bagda and golda farms is U.S. $301 million annually, U.S. $243 million from bagda alone. Arguments for Shrimp Aquaculture Since its introduction, shrimp aquaculture has acquired a highly contested status. Supporters see the shrimp sector as a valuable means of generating foreign exchange and that makes good use of Bangladesh’s comparative advantage. They point out that there is clear potential for significant gains in income generated for households that successfully 2 introduce shrimp into their cropping pattern on any significant scale (BCAS 2001). The bagda supply chain generates Tk. 6.4 billion per year profit or value added. Other positive attributes cited for the shrimp sector include significant potential for growth, significant opportunity for employment (many of who are women), very high profits within the sector and net savings are increasing. Despite these significant returns, changing land use patterns have had an affect on the economic opportunities of the landless in shrimp villages. For the landless, access to agricultural land through sharecropping is lower as are the agricultural wage laboring opportunities. The primary reason for the incomes of the landless holding up despite the loss of wage opportunities is that shrimp has given them an opportunity to translate their labor power into income in another way: fry collection. As long as wild fry remain abundant and shrimp farmers continue to show preference for their use, income that was lost due to the introduction of shrimp cultivation will be replaced by fry collection. If the Government enforces a ban on the collection of wild fry, the net effect of the adoption of shrimp cultivation for the poor will be strongly negative due to the lost labor opportunities. Arguments Against Shrimp Aquaculture In contrast to this Government and private sector support, a number of NGOs strongly oppose shrimp farming due to widespread negative environmental and social consequences. They point out that shrimp cultivation has led to the degradation of mangrove forests all along the coast, resulting in the depletion of shrimp and fish stocks. They also highlight that widespread inundation of land with salty water has caused a decline in standing tree stocks, opportunities for homestead gardening, and contamination of potable drinking water (CARITAS 1997). Extension of the shrimp cultural cycle has also impinged on the preparation period for rice cultivation, lowering overall production4. Shrimp culture has also displaced traditional dry season activities such as livestock grazing. The lack of dung and reduced access to trees has led to greater amounts of time being spent on collecting fuel, increasing the work burden on women. Expansion of shrimp cultivation has also resulted in forced displacement of marginal farmers and the landless from common property (Khas lands) and has led to the privatization of public lands. The introduction of the shrimp economic system has led to growth in income inequality and the exacerbation of existing unequal gender and class relations. Shrimp farming provides a new context in which gender and class modes of domination operate (BCAS 2001). Shrimp areas are also attracting the less skilled from outside the region, reducing local opportunities and creating competition with a larger labor pool. Many outsiders have 4 For a detailed discussion on the impact of shrimp aquaculture on rice production, please see Bangladesh Centre for Advanced Studies (BCAS). (2001). The Coastal Shrimp Sector in Bangladesh: Review of the Literature with Annotated Bibliography. 3 been provided employment on shrimp farms at the expense of the poor who live locally, destabilizing communities and undermining personal and social networks. The introduction of migrant labor has created greater personal insecurity for women and sexual harassment is on the rise. The increased commercialization of social relations has also led to a breakdown of traditional mechanisms for insuring social justice in communities. The pre-shrimp moral economy in which mutual obligations supported mutual rights has been disrupted by more impersonal contractual relations introduced by outsiders that do not belong to the village (BCAS 2001). From the proceeding discussion, shrimp culture development has brought about both positive and negative consequences and has produced both winners and losers. The livelihoods of households in rural Bangladesh are closely linked both positively and negatively to the choices taken by others. Although the economic benefits accruing to the poor have been significant, a ban on fry collection will seriously compromise these benefits. If the wild ban is enforced, the total net profits for the bagda supply chain as a whole would fall by 10 percent, and the total number of people obtaining income from this sector would also fall by more that 40 percent, with women particularly badly affected (BCAS 2001). To fully understand the importance of fry collection activities to the livelihoods of the rural poor, it must be seen in relation to other livelihood strategies pursued by poor families. The next section provides a closer look at fry collectors. III. General Characteristics of Fry Collectors From the beginning of shrimp culture development in Bangladesh, the collection of shrimp post larvae was one of the main sources of fry for stocking extensive and coastal shrimp ponds (ghers). Fry collection emerged as an important economic activity for coastal people in the early 1980s (Hoq et. al., 1995). Wild shrimp seed collection is widely distributed along the coastline from Southeast to the Southwestern areas of Bangladesh. Fry collection is mainly concentrated in thirty-five coastal Thanas that belong to 12 coastal Districts (See Table 1 in Annex I). Currently, 40% of the shrimp fry are derived from fry collectors and 60% from the hatcheries. Approximately 1.5 to 2.0 billion shrimp fry are collected annually from the wild. Ninety percent of the post-larvae for golda production are derived from wild sources (Banks, 2002). Wild fry are preferred by many farmers because they are locally available, have lower mortality than hatchery fry and are available throughout the year (Huntington, 2002). Wild fry tend to be stocked in the more remote farms while hatchery-produced fry are stocked in farms with better transport networks. However, the dependency on wild fry increased in all areas in 2001 as a result of the deliberate attempts by the hatchery owners to wind down production in order to increase the price of the fry sold from hatcheries. 4 Fry Collectors are Usually Very Poor Wild fry collection is a poverty driven occupation; 86 percent of the collectors are landless. Fry collectors primarily come from the lower social strata categories and are looked down upon by the rest of the community. Ironically, fry collection is stigmatized by the broader community despite its central importance in maintaining the whole shrimp sector. Women engaged in fry collection are especially stigmatized, and sexual harassment is a common occurrence. Fry collectors often originate from landless and displaced households from the areas where the expansion of shrimp farming into agricultural areas took place and from landless migrants coming from other regions. Employment in fry collection is significantly mobile depending upon the demand and supply of shrimp fry. Because of this variability it is very difficult to determine the total proportion of household income that is derived from fry collection at any one time. Because alternative economic activities such as share-cropping and agricultural laboring are declining with the expansion of shrimp culture, many fry collection households are abandoning traditional occupations and becoming more dependent on fry collection. Those that are primarily dependent on it earn 70-80 percent of the their income from it (DOF and DFID 2001). Although most households engaged with fry collection view it as their primary source of livelihood, a number of marginally poor households also engage in fry collection on a part-time basis. The better off fry collectors hire extra labor for fry harvesting and some part-time or casual fry collectors join for extra income (WB/NACA/WWF/FAO 2000). Many poor people go into fry collection because: 1) it requires little capital; 2) the return is high compared to alternative sources of income 3) during the collection of fry, other common property resources can be collected (especially in the Sundarbans); 4) traders will supply equipment and loans; and 5) the activity does not require access to land (Rouf and Jensen 2001). Fry Collection is Often a Family Endeavor Men, women, and children are involved in fry collection in all sites, although the extent of participation will vary across locations. Since the collection of wild fry is usually a family operation, several members will be collecting fry. With many collectors, this can represent a significant income source for poor families. Economic necessity is the main reason that children work in fry collection. Women’s Participation in Fry Collection Varies by Region In most locations, wild fry collection is dominated by males. An exception to this is found in the Paikgacha Thana in Khulna, where a large number of female fry collectors are found. These women are either widowed or primarily left behind by their husbands, 5 and are compelled to pursue fry collection as a way to make a living. Across all areas, it is estimated that roughly 30 percent of the fry collectors are females, and most of these are concentrated in the southwestern region. Participation of women in fry collection is determined by: 1) how religiously conservative a community is; 2) the necessity of women’s earning for the family; 3) general economic conditions governing women’s work outside the home; 4) the place and time of catching fry (Hoq et. al. 1995). In Noakhali and the Coxes Bazaar area, religious and social conservatism prevent women from participating in fry collection. Women that do work as fry collectors are often excluded from community meetings and social events. Most Fry Collectors are Poorly Educated More that 80 percent of fry collectors are functionally illiterate. This number reaches 93 percent for women fry collectors (DOF and DFID 2001b). Seventy four percent of the children involved in fry collection are school dropouts. The opportunity costs for poor fry collector families for keeping children in school is very high given the income contribution of child workers. The average age of a child fry collector is 12 ( 10.6 for females). There are more lower age fry collectors in the Southeast coastal areas than in the Southwest. Teenage girls are rarely involved in fry collection due to their vulnerability on the beach. The vast majority of young girls that are involved in fry collection are sorting fry on the beach. Different Ethnic Groups Participate in Fry Collection Both Muslim and Hindus are engaged in fry collection. In the Coxes Bazaar area, there are a number of Burmese refugee camps, and many Rakayan people from Myanmar are also engaged in fry collection. The average age of fry collectors is between 20 and 40 years. The reason why so many poor people are attracted to fry collection is because it uses simple techniques, has very low capital requirements, and provides a good income for people with no specialized skills. In the Khulna region, between Tk 100-500 per day can be earned by men and Tk50-100 for women who are usually restricted to fishing the rivers edges (Williams 2002b). Between 15,000 and 30,000 Taka can be earned each year from fry collection (DOF and DFID 2001). Fry Collection has a Seasonal Dimension Wild fry collection is not a continuous activity throughout the year in most locations.5 Fry collection seasons differ between areas. In the Chittagong/Coxes Bazaar, the main season is mid-February to mid-August. In the last 10 years, there has been a reduction in the number of months of fry collection from 10 months (early 90’s) to 6-7 months (2000) (See Table 2 in Annex I). The number of days of fry collection is less in the Coxes Bazaar region than in other areas because it is limited to the rising tidal period of the sea 5 An exception to this is in Shymnagar. 6 (WB/NACA/WWF/FAO 2000). Due to the reduced abundance of fry over the past several years and a shortening of the fry season, many fry collectors are moving toward alternative employment. It is estimated that over one-third of the people engaged in fry collection are no longer doing so and have most likely migrated to other regions for work or to urban areas. In the Khulna Division, the main fry collection period is mid-November to mid-July. However, in Southwestern Bangladesh, the fry season has become extended to almost a year round activity. This is because golda fry are now being collected and the growing economic dependence of the poor on this activity. The peak season for golda fry is AprilMay. Fry Stocks are Decreasing in Some Areas In many areas, the fry stock are decreasing. For example in the Chokoria area, fry have almost completely disappeared. Similarly, fry catches have diminished considerably near Coxes Bazaar. It is not clear what are all the reasons for this depletion, but some researchers claim that the intensity of fry collection is a contributing factor. This reduction of fry stock has forced many fry collectors to go further than they used to searching for fry, exposing them to increased health and security risks. In Coxes Bazaar, child drowning is not uncommon and in the Sundarbans, pirates have become a significant problem. Fry collection times are early morning( 4am-10am) and early evening (3 pm-5 pm). Fry collectors spend 6-10 hours a day collecting fry. During a full moon and a new moon, the fry catch can more than double. Sometimes fry collection is done the whole night by keeping bag nets in the river. It is during this time that number of fry collectors increases. During the non-peak season, fry collection is mainly during the full and new moon periods (August and October) and the catches are less abundant (WB/NACA/WWF/FAO 2000). Opportunities for Alternative Income are Limited Involvement in alternative employment is usually during August and October in the Khulna, Satkhira and Bagerhat Districts when the fry are less abundant. In the Coxes Bazaar area, alternative employment is sought from September through January. Given the number of people competing for off-season employment opportunities, remuneration is quite low, especially for women. This is compounded by the fact that farm labor activities have declined. Fry Collectors are Often Dependent on Consumption Loans from Fry Traders Given the inter and intra annual variation in income derived from fry collection, many fry collectors are forced to take out consumption loans in the lean period. These loans are obtained from the Dadandars. Eighty percent of the fry traders that borrow from the Dadandars are then obligated to sell fries to them (DOF and DFID 2001). Seventy 7 percent of the fry collectors borrow 2,000 to 10,000 Taka. Only 29 percent of the fry collectors can pay back a loan in full in a year. In fact, the Dadandars discourage the full repayment because they want to assure themselves a steady supply of fry from the people that owe them repayments. This sets up a type of bonded labor relationship. Fry collectors sell there catch to the Dadandar directly or to one of his representatives within 1-3 hours after the catch. Fry collectors sell at a price determined by the fry trader that is usually not a fair market price. Women often receive an unfair price because they do not have ready access to the market and are at the mercy of the traders that buy their catch. In some locations, the Dadandars are able to control the prime collection spots to be used by their bonded laborers. If others try to fish in these spots they may revert to force to eliminate the competition. To gain access to prime public land for fry collection, fry traders have strong linkages with the local elite land-owners and politicians (DOF and DFID 2001). Fry Collectors Use a Variety of Types of Gear in Catching Fry There are three types of gear that are used along the coast to catch fry. These are the push/pull nets, the drag nets used behind boats and the fixed or set bag nets (behundi net). Push/pull nets (sometimes also called drag nets) are used along the riverbanks and sea coasts in Coxes Bazaar. Along the rivers in Khulna division they are operated primarily by women and children. The push net operators are considered the poorest group doing this type of fishing. Push/pull nets cost about 300-500 Taka. Behundi nets are set bag nets in the middle of the river and also used along the coast. Set bag nets are considered to be the most efficient at catching fry, but they are also responsible for the capture of the most by-catch. The behundi nets require boats, a thick rope, a drum or barrel, and an anchor. Given that they require considerable amount of capital (15,000 to 20,000 Taka), it is the better-off households that have access to these nets. The increased use of fixed bag nets may have contributed to the increased fishing pressure, depleting bagda stocks over the past 10 years. For many concerned about maintaining the biodiversity of fishery resources, the behundi net was seen as one of the most dangerous gears in use for fry catching (Williams 2002). In Shymnagar, Satkhira, an additional drag net pulled behind a boat is also in operation. Again, fry catchers that use this type of gear need considerable capital and are not likely the poorest. The major trend across all areas is that fixed bag nets are being used more frequently. Every family has 1-3 push/pull nets and one bag net (Rouf and Jensen 2001). In terms of gear operation and fry sorting, it is more or less similar in all catch areas. The average amount of time spent with the nets is 6-10 hours. In the Sundarbans, the time of operations is about 6 hours due to security reasons and institutional restrictions (rent payments). Fry collectors working in the Sundarbans pay a permit to forest officers that ranges from Taka 130-150 (DOF and DFID 2001). If pirates are around, they may pay 8 200-1000 Taka (Rouf and Jensen 2001). Fry collectors may extract forest products to recover money for the bribes they pay to the forest guards. Fry sorting, often done by young girls or women, may be carried out directly under the hot sun, affecting survival rates. Mortality of shrimp fry after collection is significant (2930%). In many places in Coxes Bazaar, fry collectors do attempt to return by-catches to the water, thus it appears that awareness campaigns are working in the Southeast6. In the Southwest, many women and children that use push nets are discarding by-catches on the ground (Williams 2002), which has implications for follow-up awareness efforts. Considering that fry collectors are found all along the southern coast of Bangladesh, we now turn to the key differences that exist between regions. To facilitate this analysis, a livelihood framework will be used to highlight the key issues that determine livelihood outcomes of fry collector (See Figures 1 and 2 in Annex II). IV. Livelihood Contextual Differences Across Fry Collection Zones To understand the factors that determine the livelihood options of fry collectors in the different regions, a number of analytical lenses are used to cluster information along the following categories: Context (social, economic, political and environmental dimensions, conditions and trends); Livelihood Resources (financial, natural, physical, human, political and social capital); Institutional Processes and Organizational Structures (government, civil society and private sector); Livelihood Strategies (productive and exchange activities and coping strategies); and Livelihood Outcomes (e.g. food security, health security, habitat security, education security, income security, social network security, safety, and environmental security). The following is a summary of the main livelihood factors in each region. A. Khulna Division (Khulna District, Satkhira District and Bagerhat District) 1. Context a. Historical In terms of the history of the introduction of shrimp culture in the Districts of Khulna, Satkhira and Bagerhat (KSB), it began in a very contentious way. Focused on the potential high returns from shrimp, outside investors resorted to illegal measures to gain access to land for shrimp farming (Chowdhury 2001). Many poor farmers were forcefully evicted from their land or forced to lease it, and much of the Khas land adjacent to brackish water was appropriated with the help of local and national political leaders. This led to massive resentment and social conflict and fierce resistance to shrimp farming. A 6 Most fry collectors are using progressive catch techniques due to awareness building activities of FRI, BOBP and the Coxes Bazaar Shrimp Fry Collection Business Labor Welfare Multi-Purpose Society. FAO has also been instrumental in building awareness, especially under the Empowerment of Coastal Communities Project. 9 number of NGOs rose up to oppose shrimp farming due to widespread violations of human rights (Nijera Kori, Aino Salih Kendra, Uttaran, and UBINIG). Although political control in the area is still linked to the shrimp sector, a number of shrimp farms are now in the hands of small farmers. Outside control has been replace by local ownership that has eased the tension a great deal. b. Environmental The Southwestern part of Bangladesh is characterized by extensive mangrove forests (Sundarbans) and multiple river systems. Shrimp culture has had a significant effect on the environment in the KSB area. Expansion of shrimp farms has led to a loss of mangrove forest-land and a decline in biodiversity. Pressure to convert paddy fields to shrimp fields has led to excessive salinization in agricultural lands. Grazing land has also been lost as well as fuel wood supplies, making the burden on women increase in obtaining fuel supplies. Drinking water access has also been adversely affected. Poor peoples’ access to Khas land has also declined significantly. Increased salinazation has also had an adverse effect on home gardens. c. Economic The cash economy derived from the development of shrimp culture has definitely transformed the area in employment opportunities, consumption patterns, and social relations. Agricultural labour opportunities have diminished and competition for wages has increased with the influx of outsiders seeking employment. People in the shrimp growing areas have become dependent on the market for food purchases due to the reduction of paddy, sharecropping and vegetable gardens. Money earned is all expended due to increased food prices and dependence on store-bought goods. Former patron-client relationships have also started to break down. The poor can no longer borrow rice from patrons breaking up a key safety net for the poor. The influx of outside labour has led to a destabilizing of communities and created greater personal insecurity for women. The commercialisation of social relationships has also led to a breakdown of the moral economy and social justice found in the villages (Chowdhury 2001). Under such circumstances the poor fry traders have become more vulnerable. d. Social Gender discrimination is common throughout the region. Women’s life in the area is shaped by the patriarchal, patrilineal and patrilocal nature of the social system that pervades Bangladesh Society. Women commonly experience a multitude of disadvantages including : 1) having to work harder to secure a livelihood; 2) having less control over income and assets; 3) reduced opportunities for human development; 4) being subjected to violence and intimidation; 5) subordinate social position; 6) poorly 10 represented in policy and decision making. For women engaged in fry collection, the problems are compounded by extreme poverty, poor housing, health and sanitation, limited access to safe drinking water, low literacy rates, limited access to support services, resource opportunities and social exclusion. Women that engage in fry collection usually do so because they have no other viable alternative. Those women that do engage in the activity are considered low status and are often excluded from village functions (DOF and DFID 2001b). 2. Livelihood Resources In terms of access to land, the distribution of land is more skewed in this region than in the rest of Bangladesh (Chowdhury 2001). There are very large numbers of landless and large land-owners. Eighty-six percent of the fry collectors are functionally landless. Poor people’s access to common property resources is declining due to the lack of enforcement of government regulations. For many fry collectors, the only access they have to common property resources is the Sundarbans and they often have to pay a bribe to gain access. Pirates in these areas also harass the fry collectors. In terms of human capital, over 80 percent of the fry traders are functionally illiterate and the children regularly drop out of school out of economic necessity (DOF and DFID 2001). Poor fry traders also have poor access to health facilities and potable water. This is especially true for poor women. In terms of access to credit, fry traders in the area have limited access other than the Dadandars. They rarely have access to NGO credit. Most fry collectors are in a cycle of debt with the traders who buy their catch at reduced prices. Wealthy shrimp farmers and traders have a significant control over the price paid to the fry collectors for fry. In terms of social capital, traditional safety nets have broken down. Patronage networks are no longer based on kinship ties. Political and commercial ties have replaced many of these traditional ties (Chowdhury 2001). Among the poor, party activists or clients of the power elite have been able to retain access to Khas land. Thus political capital has become more important in determining access to resources. The poor fry traders are stigmatised and socially isolated. 3. Institutional Setting a. Government Regulatory Mechanisms In terms of the regulatory environment in the region, it is not adequate. For example, most farmers do not register their lands with local fisheries offices because they do not want to be accused of damaging adjacent paddy fields nor do they want to pay government fines or taxes (Chowdhury 2001). In addition, the government does not have an unambiguous policy regarding the management of Khas land. Due to definitional ambiguity, different groups manipulate the 11 situation making Khas land access a major power struggle. Only part of the Khas land in the area is identified and recorded officially. This allows for land officials to collect illegal rent. Inter-departmental conflicts also exist over Khas lands. The Department of Youth Affairs allocates Khas water bodies up to 20 acres in size and the District Revenue Office allocates Khas land more than 20 acres in size. The politics of Khas lands has become highly interlinked with the national political process (Chowdhury 2001). Politicians also exert considerable pressure on the management of saline water (Chowdhury 2001). Small shrimp farmers have to pay a fixed amount as a bribe to get uninterrupted access to water. In the absence of any regulatory structure, the control of saline water has become a lucrative source to extract illegal rents from the poor and a constant source of conflict. Conflict also arises over lease agreements (Chowdhury 2001). These conflict centre on the late payment of leases and the extension of shrimp farming into paddy field seasons. The most common conflicts arise around lease deeds. Again, due to the poorly functioning regulatory environment, the poor are subjected to unfair business practices. Institutional policies are also in conflict regarding the regulation of mangrove fishing. For example, there is little cooperation between the DOF and the Forestry Department over the regulation of fish catches. b. NGOs There are 18 NGOs that operate in the Sundarbans area in the KSB area. There are no programs exclusively carried out for fry collectors in the entire area. Recently an NGO coalition has been formed under the leadership of an organization titled the Coastal Development Partnership. This coalition held several meetings to discuss and formulate an NGO response to the situation faced by the fry collectors. In their effort to attempt to stop environmental and social degradation, they are looking for ways to improve the livelihood options of the fry collectors. A number of NGOs are already implementing programs that are addressing some of the critical environmental and social issues. For example, CARITAS has developed an awareness program on appropriate fry collection techniques and are also involved in social afforestation within the Sundarban area (Williams 2002b). ActionAid is distributing posters on appropriate practices to fry collectors. World Vision has adjusted its school programmes to take into account the changing tides. GMK has a micro-credit programme that can easily be made available to fry collectors. NGOs are interested in developing an informal network of local NGOs to organize fry collectors into groups and form a fry collectors federation with assistance from the larger international NGOs. The NGOs would support a seasonal ban as long as essential social support mechanisms for fry collectors are in place before hand. c. Shrimp Fry Collectors Associations 12 The development of formal associations to collectively represent the interests of fry collectors is very weak or non-existent in most parts of the region. There are two exceptions. In Satkhira, there is the Sundarban Fry Collectors and Marine Fisherman’s Social Welfare Association based in Shymnagar (WB/NACA/WWF/FAO 2000). In Khulna, there is the Kuruliya United Women’s Association. It is unclear how effective these Associations have been. Some of the main functions of the Association in Shymnagar are to obtain permission from DOF for fry collection in the Sundarbans, provide security from stealing, and prevent illegal payments to rent seekers so that various fry collectors can operate gear and secure their catch (WB/NACA/WWF/FAO 2000). d. The Private Sector The government has very little control over the shrimp marketing system, and thus the returns are unequally distributed along the market chain. For example, Shrimp marketing agents based in Khulna are effective in manipulating the price of shrimp, and have a determining effect on the returns received by farmers. The Shrimp Hatchery Owners Association keep a strong control over the price of fries sold to farmers (Chowdhury 2001), which influences the price of fry in general. Fry traders have a controlling effect on the price paid to fry collectors, which is usually below the market price. All power brokers along the chain are locally and regionally connected politically. Private local shrimp interests have formed strong relations with local politicians and the police to secure favours in access to land (Khas), labour, water and resolution of market disputes. Dadondars maintain close relations with government officials, often financing local election to gain political support. Fry collectors are at the bottom of the shrimp marketing chain, have the least political capital, and gain the least from the profits obtained by the system. The Shrimp Farmers Association in the Khulna area does not oppose the capture of wild fry as long as it is carried out using appropriate technology that safeguards other species caught as by-catch (Williams 2002b). Farmers fear that a ban on wild fry will leave them with total reliance on poor quality fry from hatcheries which are only currently available for 3-4 months a year. The absence of wild fry in the market would allow the hatcheries to monopolize the supply of fry and inflate the price (Williams 2002a). In addition, the hatcheries only supply 10 percent of the demand of Golda fry, thus the need for wild fry collection will continue. The Shrimp Farmers Association would also like to see other livelihood options being made available to fry collectors such as social afforestation in the coastal zone. 4. Livelihood Strategies In terms of income opportunities created by the introduction of shrimp culture, fry collection is the major occupation of the poorer groups in these areas. However, these 13 shrimp related labour opportunities are compromised by in-migration of poor people from other regions that increase the labour pool. Fry collectors are typically engaged in fry collection for 7-8 months of the year. During the lean periods, wages for labour decline significantly. This is why the consumption loans from the Dadandars are so critical to fry collectors for their survival. Income from fry collection is not the same in all areas. In Bagerhat District (Sarankhola, Morelganj and Mongla Upazilas) the income from fry collection is high (50-300 Taka per day) (Williams 2002 b). The majority of the fry collectors are outsiders that migrated into the area. In Khulna District (Batiaghata, Dacope, Paikgacha, and Koyra Upazilas), the incomes of shrimp fry collectors are comparatively less. The poorest fry collectors are found in Shyamnagar Upazila in Satkhira District. Since many of these fry collectors are land poor and income poor, they are extremely vulnerable to environmental, climatic and economic change. Because they have no physical or natural capital upon which to base their livelihoods, they subsist on a range of precarious, seasonal, peripheral and risk prone activities. These include fishing, service activities (e.g. housework), agricultural and shrimp farming labour, sharecropping, collecting wood and other common property products, and opportunistic cropping on public lands. Other types of alternative income sources include rickshaw pulling, sorting dry fish, net mending, crab trapping, honey collection and salt collection. Women Fry Collectors in the KSB Area Women’s traditional roles are also changing as a result of shrimp culture. It is mostly the poorer women that have often been abandoned, divorced or widowed that are engaged in fry collection. Women are often forced to get involved in fry collection because they have no other viable alternative (DOF and DFID 2001b). Women also work as labourers in shrimp fields (constructing embankments, weeding), and in processing, sorting and packing shrimp. In all activities related to shrimp production, women receive unequal wages compared to men. Prior to the advent of shrimp culture, women rarely worked outside the homestead except as maid- servants. There are many more women involved in fry collection in the KSB region than in the Coxes Bazaar region. Women’s domestic work has been dramatically affected by the expansion of shrimp farming into Khas land. Women used to collect dung, leaves, and wood for fuel and water for home consumption in common property areas within the locality. Now that the trees and animals are gone and safe drinking water is not readily available, more time is spent collecting fuel and drinking water (as much as 3 hours a day). Searching for fuel and water much farther away from home increases their security risks and increases their workloads (DOF and DFID 2001b). In fact, the increased domestic work combined with shrimp fry collection has lead to a doubling of the workload for women. Women are often exploited in the sale of fries. They are often offered lower rates per one thousand fries than men, and they are cheated during counting. They often do not receive 14 payment until all the male sellers are paid (DOF and DFID 2001b). They are often not in a position to bargain, and have to accept the price whatever they are offered. Hindu women in the area are less restricted due to cultural barriers from operating in shrimp related work. In Muslim families, fry collection is not appreciated, and women that engage in the work are treated as social outcasts. It is often severe poverty that makes these Muslim women ignore cultural barriers. Women in shrimp cultivating areas feel that their social situation has become more precarious due to increased insecurity, the lack of social justice through traditional channels, and moral degradation of society (DOF and DFID 2001b). Women shrimp workers report frequent harassment and they have no recourse if they are sexually abused. Women are often not aware of their rights and very few NGOs are focusing on this issue. 5. Livelihood Outcomes The majority of the poorest fry collectors that engage in this activity as their main source of livelihood are not food secure for a great part of the year. They have poor access to housing and limited or no access to health care. They tend to be illiterate and their children drop out of school out of economic necessity. Their diets are of limited diversity, often lacking in important nutrients. They also have poor access to drinking water, and sanitation facilities. They are in a cycle of debt with the Dadandars. They are extremely vulnerable to climatic and economic changes. Poor women and children suffer the most socially and economically as a result of the expansion of shrimp culture. Their health has suffered from the transformation of the landscape and declining incomes. They spend more time in search of fuel and water and their workload has doubled. They are underpaid for the work that they do and are cheated in the sale of their fries. Standing in cold salty water using push/pull nets for 6-10 hours a day can expose women and children to Malaria, Dengue, and Diarrhoea. Women also are exposed to urinary and vaginal infections. There are few health facilities available to women, especially in the Sundarbans where they are forced to migrate in search of fry. Sexual harassment for women has increased and avenues for social justice have declined. Most women engaged in fry collection have very little education, are unaware of opportunities to gain access to health care and credit, and are unaware of their rights. Women eat less nutritious foods and are often the last ones in the family to eat. Due to poor nutrition and illness, birth defects and miscarriages are going up as well as maternal mortality and morbidity (DOF and DFID 2001b). Due to male migration, desertion, and divorce, female-headed households are on the increase in the region. The frequency of divorce is related to unpaid dowry (DOF and DFID 2001b). Women are often tortured physically and mentally by their husbands and his male relatives for unpaid dowry. The number of unmarried women has increased because of the inability of guardians to pay dowry. Many researchers speculate that this dowry problem is partially due to the increase money demanded by households as a result of the influx of cash into the area derived from shrimp cultivation. 15 As stated earlier, the majority of the shrimp farms in Bangladesh are located in KSB region of the Southwest. The growth of shrimp culture in the area has had a significant effect on the livelihood opportunities of the poor. The physical and economic transformation of the area has limited the livelihood options of the poor. The primary means that the poor have to make a living is through fry collection. A ban on this activity could have devastating consequences if alternative livelihood options are not put in place. The next section will explore the contextual factors that determine the livelihood opportunities of the poor in the Chittigong/Coxes Bazaar area. B. Chittigong Division (Coxes Bazaar District, Chittigong District, and Noakhali District) 1. Context a. History The Southeast region of Bangladesh has traditionally been a conservative Muslim area. Although this cultural tradition has implications for women’s status and mobility, the social cohesion of the area tends to be strong. The area has been isolated for some time, and communication in the area is not well developed. This poor communication and isolation has led to poor literacy rates and retention of conservative attitudes. It has also led to the absence of regulatory mechanisms and the rule of law. For example, Mosheskhali is considered a haven for gansters and smugglers. Kidnapping is quite common in this hilly remote area. People in the more isolated parts of this region do not know about government programmes (such as VGD and VGF cards) and did not know that Khas land was supposed to be distributed to the landless (Chowdhury et. al. 1999). People do not know what the Union Parisad and Thana offices do, and most of the influential rich control the government structure and capture the bulk of the government’s resources. b. Environment The coastal region is characterized by frequent cyclones and tidal surges that cause enormous losses of life, livestock, fisheries, salt and shrimp production (Chowdhury et. al. 1999). For example, major cyclones hit the area in 19917 and 1997, causing enormous damage and loss of life. The fact that the area is prone to natural disasters has had a determining effect on the types of development activities that are initiated in the region. Because the coastal area is near the breeding grounds of shrimp, fry tended to be available year round though there was a marked seasonality to the availability of fry. The numbers of fry available have steadily been decreasing over the years. According to FAO, marine catches have been in decline for sometime (Williams 2002c). From 7 Because of the loss of resources, many people that were previously agriculturalists turned to fry collection after the 1991 cyclone. 16 interviews conducted by FAO in 37 fishing villages, catches have declined in all villages over the last 5-6 years. A number of reasons can be sited for this trend. First, the number of fry collectors working on the coast has grown dramatically over the last 10 years, though these numbers may be decreasing in recent years. The number of sea trawlers operating in the area are increasing, destroying much of the breeding grounds. The ecological balance of the area has also been disrupted by the pollution caused by the ship breaking that is going on in the region. c. Economic Due to the proximity to the coast, this area is the location of most of the hatcheries that produce fry for shrimp farms in Bangladesh. There are 45 hatcheries in all. Wild fry and hatchery fry are transported and sold from this region to the Khulna Division. Mobile phones are used between the two regions to track and fix prices between the traders. There is some competition between the hatchery owners and the people involved in fry collection and trading. The price of wild fry is completely controlled by the traders. Traders take fry from the collectors in advance, paying less than 50 percent on the exchange. The remaining balance is paid later. The traders provide loans to the collectors (dadan), charging 5 paisa commission out of 40 for each fry. This may increase by 10 percent if the market price increases. The wild fry market in Coxes Bazaar has reduced in size by 50 percent since last year (Williams 2002c). Some of this can be explained by the huge increase in the supply of hatchery fry. Traders maintain that wild fry are of higher quality than hatchery fry despite poor transport conditions. d. Social The status of women in the coastal region is much lower in comparison to other parts of the country. Traditional cultural practices have limited the opportunities of women in education, skill development, employment, and participation in community decisions. Due to the lack of income sources and inability to go to the market, women are usually dominated by their husbands and other male members of society. Most women are not allowed to vote, and are unaware of their rights. Because of these restrictions on mobility, women are primarily involved in household work. Women are rarely involved in fry collection. The only women that may be involved are widows or abandoned women. Women are rarely allowed to go out alone. This is especially the case in very conservative areas such as Kutubdia, Moheskhali, Teknaf and Ukhia. Many women are confined to work in betel leaf gardens. In villages where NGOs have been more active, the mobility of women is higher (Chowdhury et.al. 1999). 17 In terms of the population, 90 percent of the people are Muslims and 10 percent are Hindus, Rakayan and Burmese. Due to economic crises in Myanmar, a large number of young Burmese have come to Bangladesh to work in the salt plots and to do fry collection (Moheskhali, Teknaf and Ukhia). There also are large refugee camps in Coxes Bazaar near Ukhia and Teknaf. 2. Livelihood Resources The poorest households in this region are usually the fry collectors8 who engage in this activity as their primary occupation. Similar to the Southwest, they tend to be landless, have few if any assets, and are illiterate. Many entered fry collection after a major cyclone hit the area in 1991. Others migrated into the region from outside, either from Myanmar or from some other region in Bangladesh. School dropout rates are high throughout the region, and many children are engaged in fry collection out of economic necessity. The percentages of lower age groups involved in fry collection are quite high in Coxes Bazaar and the Chittigong areas (WB/NACA/WWF/FAO 2000). Most of the Thanas in the region lag behind in literacy rates. Female rates are much lower than males. To address this issue, many of the cyclone centres also serve as primary schools. In terms of health, water-borne diseases due to poor sanitation practices are common throughout the region. Diarrhoea is especially prevalent after a cyclone. In terms of access to land, there appears to be more Khas land available in Coxes Bazaar than in the Khulna Region. Many of the part-time fry collectors do have access to land. This has implications for investment for alternative livelihood options. Recent migrants tend to be landless and drift like nomads living in makeshift shelters from place to place in search of fry. Many of these recent migrants do not have good relations with local residents. Although there are forest resources along the coast, much of this is being destroyed for fuel and supplementary income. Access to credit is limited to the loans obtained from Dadandars or their representatives. The majority take these types of loans and are locked in a continuous cycle of debt. 3. Institutional Setting a. Government Regulatory Mechanisms 8 In the Coxes Bazaar region there are also a large number of poor fishing communities. It is this group that feels especially angry about the environmental effect that fry collection has had on their access to shrimp fisheries. 18 As with the KSB area, the regulatory mechanisms in the Southeast are weak or nonexistent. The Government of Bangladesh has a weak policy on trawling operations, and the numbers of fishing operations working in the area are increasing. This has significant impact on the breeding stock in the area. With regards to the hatcheries, the government does not have any quality control measures in place. In addition, because hatcheries rely on wild brood stock fishing for supply of spawn for hatcheries, large amounts of by-catch are destroyed and the practice is environmentally damaging. Disease is also likely to spread through this practice. It is difficult to implement a ban on fry collection due to manpower constraints faced by the government agencies. Basic government support to fishing communities operating in the region is limited. In places where government agencies do operate, rent is sought from the fry collectors. For example, police demand a toll from fry collectors operating on the beaches near Coxes Bazaar (30-40 Taka per month) (Williams 2002c). Because of this desire for rent, it is difficult to get the various government departments to collaborate. b. NGOs Because of the frequency of natural disasters in the region, many NGOs are not implementing long-term development programmes along the coast (Chowdhury et. al. 1999). Most of the NGO activity in the past has been emergency relief focused, and this has established a certain attitude regarding the role of NGOs. This relief mentality has made it difficult for NGOs to establish viable credit programmes or engage in other types of long term development initiatives such as community empowerment. The conservative attitudes found in many communities have also made it difficult for NGOs to form women’s groups. In fact, in some areas, conservative religious hardliners have tried to prevent NGOs like BRAC from entering an area (Chowdhury et.al. 1999). However, where NGOs have been active, there are signs the women’s mobility has increased (Ibid 1999). Active NGOs working in the area include CARITAS, COAST, CARE, World Vision, Grameen Bank, UBINIG, EDM, CODEC, ASA, MSF-France, SHED, BGS, RIC, Anondo, Uddipan, GK and BRAC. Most of the NGOs are working on micro-credit, although some of the NGOs are focused on education and training (CODEC and UBINIG, COAST). COAST pointed out that fry collectors are some of the best clients for paying back their loans. Some like CARE are developing home gardens throughout the region. COAST has developed micro-credit and education programmes and is also working on an awareness campaign on Khas land to enable the poor to understand their rights. This involves participating in the UP Khas land distribution committee. CODEC is also working with UNICEF to improve access to potable water. UBINIG is also trying to re-establish farming systems in the area that grow indigenous crop varieties that are well adapted to the ecological conditions of the area. A seed bank has been established in Chokaria. 19 Although there are a number of NGO activities found in the region, the majority of these programmes are not implemented in the remote hilly areas or along the isolated stretches of the coast (Chowdhury, et. al. 1999). These areas have been neglected by NGOs and the Government because of poor communication and the poor law and order situation. In addition, coordination between Government offices and NGOs is limited except in Chokaria. c. Shrimp Fry Collectors Associations Similar to the Southwest region, the development of associations of fry collectors as a distinct entity in the Chittigong/Coxes Bazaar area has been relatively weak. However, there are a number of Associations that have developed that represent people engaged in the shrimp business. For example there is the Coxes Bazaar Shrimp Fry Collection Business and Labour Welfare Multipurpose Society, the Ukiya Multilateral Shrimp Fry Produces and Businessmen Welfare Cooperative Society, the Coxes Bazaar Shrimp Fry Association and the Sona Para Fry Traders Association to name a few. The first Association mentioned in Coxes Bazaar is quite well organised, well connected politically and well resourced (Williams 2002c). This Association was able to raise considerable money and to mobilise thousands of supporters to successfully oppose the ban on fry collection in Coxes Bazaar. As a result, the wild fry market has remained open throughout the ban with the support of the local administration. The Association has also been active in seeking a two month ban on fishing brood stock due to concerns over its effects on fry yields (Williams 2002c). The membership of the Coxes Bazaar Association is comprised of 194 traders and mainly represents the interests of this group although they claim to speak on behalf of the fry collectors. d. The Private Sector In addition to the Associations mentioned above, there are a number of wild fry markets operating in the region. Wild fry marketing patterns vary between wild fry collecting areas. There are more actors in the marketing chain in Coxes bazaar area than in Khulna or Satkhira (WB/NACA/WWF/FAO 2000). This is because the fry collected in Coxes Bazaar is transported to the Southwest and goes through more middlemen. Due to the numerous actors between the fry collector in Coxes bazaar and Noakhali and farmers in Khulna and Satkhira, wild fry that are sold to farmers are higher in price due to the commissions on sales in fry markets and fry broker stages (Ibid 2000). To improve the price received by the fry collector, the market chain must be shortened. Traders can also influence the number of fry collectors engaged in a region. For example, in Noakhali, more people are involved in fry collection because Aratdars are employing 50 to 100 people at a time. They are providing advance payment of 5000 to 10,000 Taka per person (WB/NACA/WWF/FAO 2000). In fact, the increasing number of collectors is due to the increasing number of traders. 4. Livelihood Strategies 20 As stated earlier, there are two types of fry collectors in the region. Some households engage in fry collection as a part time activity to supplement their income. These collectors tend to have some access to land and may be engaged in paddy cultivation, betel leaf production, salt production or deep-sea fishing. For these people, other options to secure a livelihood are available. For those poor households that are landless and engage in fry collection as their primary occupation, the options are fewer. These people tend to be migrants into the area, either from other parts of Bangladesh or from Myanmar. In the past year, fry catches and fry prices have dwindled over the past year (Williams 2002c). Some of the poorer families are fishing through the night to maintain an income. Many of the fry collectors have already migrated out of the Coxes Bazaar area due to the declining catches. It is estimated that one third have already migrated out of Coxes Bazaar in the last 2 years due to reduction of fry catches. Alternative livelihood options for fry collectors in the region are quite limited. For those with access to land, the types of activities people engage in to supplement their income varies by region. In the Kutubdia and Moheskhali areas, salt production is the main activity (Chowdhury et.al. 1999). Unfortunately, the price of salt has fallen drastically in the last few years making this a precarious occupation (Williams 2002c). In the Chokaria, Anowara and Banskhali area, fry traders can engage as wage labours and sharecroppers in paddy cultivation. In recent years the fry yields have decreased dramatically in these areas, and many of the people previously engaged in this activity have reverted back to agricultural labour or have migrated. The scope for homestead gardening is limited to families owning more than 20 decimals. In Teknaf and Ukhia, betel leaf production is the main source of alternative income for those with access to land. Women are often engaged in this production activity because it can be carried out on the homestead. For those with limited or no land access, the men do fishing or work on fishing boats for wages. Forest areas are also exploited for extracting wood for sale. Most of the poorest households are dependent on consumption loans from the Dadandars to make it through the lean season. 5. Livelihood Outcomes Similar to the Southwest, the poorest fry collectors that engage in fry collection as their main source of livelihood are not food secure for most of the year. They have poor access to housing, and often live in makeshift structures on the beach that are vulnerable to climatic risks such as cyclones. They often have no access to health care or other government services due to the remoteness of the living situation. In situations where they do have access to hospitals or clinics, they are not provided good services and are often asked to provide bribes or fees are extorted (Chowdhury et.al.1999). The fry collectors tend to be illiterate and their children do not go to school. These fry collectors 21 have poor access to drinking water and sanitation facilities, especially those living on the coast. They are also in a cycle of debt with the Dadandars and have limited access to NGO loans. Poor women and children in the Southeast also suffer the most socially and economically. Women are restricted in the types of economic activities that they can engage in and often are prevented in participating in fry collection (other than sorting). They are usually unaware of their rights and are not allowed to participate in community decisions. Their limited mobility due to religious conservatism prevents them from engaging in women’s groups for access to credit, health services or literacy programmes. Children are used heavily in the collection of fry and do not have the opportunity to go to school. This trend restricts the human capital investment that will be needed to help the poor break out of their cycle of poverty. The opportunity costs of child labour to family survival prevent the realization of children’s rights. Many poor families that are unable to pay dowry are left with unmarried daughters. In some locations such as Moheskhali, Teknaf and Ukhia, poor households will marry their daughters to Burmese migrants that do not request dowry (Chowdhury et.al. 1999). From the previous discussion, it is obvious that there are major differences across the different zones where fry collection takes place. There are also major differences in the types of fry collectors that depend on this livelihood strategy to make a living. The next section focuses on the implications of a fry collection ban that is currently being considered in Bangladesh. C. Barishal Region (Patuakhali) Similar to the other two areas, fry collectors in this region also are the poorest people. They are usually landless and have very few livelihood options. It is estimated that more than 50,000 engage in fry collecting in the Patuakhali area alone. This number has dropped significantly in the last year when it was estimated that there was over 100,000 fry collectors in 2001. This drop has been explained to be primarily due to insufficient catch as a result of declining stocks of fry. Similar to the other two areas, children are engaged in fry collection instead of attending schools for education; high illiteracy; limited access to water; women and children are suffering from disease and other physical ailments due to regular contact with saline water; limited access to medical facilities; limited access to credit and primary dependence on Dandars for loans; payment for fries is under the market price due to the domination of Dandars and other middle men; exposure to pirates; women and girls that engage in fry collection are subject to sexual abuse and limited livelihood options in the off-season. People in the Patuakhali area are also exposed to cyclones and tidal surges similar to the Coxes Bazaar region. 22 V. Implications of Imposing a Ban on Shrimp Fry Collection A. Why a Ban is being Advocated The primary reason given for why wild fry should be banned or regulated is that biodiversity is being negatively impacted by the capture of fry and the destruction of bycatch. An FRI study carried out in 1994 shows that for every 1 bagda fry that is collected, 50 to 100 other shrimp species, fin species, or plankton are destroyed. From a recent study carried out by the Sunderban Biodiversity Conservation project, it was determined that in a 10 minute harvest period using a commonly used behundi net generated a bycatch of 10,000 to 20,000 other fry species for just 3 bagda fry (Williams 2002c). In addition, 60 percent of the bagda fry die during collection, sorting, holding, transporting and stocking (Khan and Latif 1997). There is a common belief that the use of a fixed bag net has greater negative impact on the biodiversity than other gear types. This is why many development practitioners advocate that such gear types should be banned. By viewing the fry collectors as destroyers of biodiversity, the potential exists of further stigmatising and criminalizing one of the most vulnerable groups in Southern Bangladesh. Care must be taken not to make the poor peoples’ lot worse in the name of environmental sustainability. Social sustainability must also be given equal weight. While it may be true that wild shrimp collection may be causing a loss in biodiversity, this has to be seen from the perspective that a number of other activities currently being carried out in Bangladesh that are equally if not more destructive to shrimp fry populations. These include: 1) the destruction of the Sundarbans for wood harvesting (the Sundarbans acts as a natural nursery to shrimp and a number of other fish species); 2) the negative impacts of reliance on wild broodstock fishing for the supply of spawn to the hatcheries; 3) the destruction of the shrimp breeding grounds due to unregulated trawling; and 4) the pollution caused by the breaking up of ships in the Bay of Bengal. If a ban is to be put in place that will prevent fry collectors from generating an income from wild shrimp fry collection, then measures need to be put in place to regulate these other activities. B. Why a Ban Will be Difficult to Enforce In most of the Southwestern and the Southeastern parts of Bangladesh, the wild fry ban was never enforced. There are a number of reasons for this. First, very few people in the remote areas were aware of the ban and thus did not know they were supposed to stop fry collection activities. Second, the demand for wild fry continued unabated. Farmers still have a preference for wild fry because of their better survival rates despite the availability of hatchery fry at lower costs. In addition, a number of traders are highly dependent on wild fry marketing 23 and have no intention of stopping. The amount of resistance generated by these traders to the ban was well demonstrated by the activities of the traders associations in Coxes Bazaar. Third, the Government of Bangladesh has inadequate resources to enforce the ban, and many agencies see the ban as an opportunity to collect rent. For example, the Forest Department officials operating in the Sundarbans used the ban as an opportunity to collect rent from fry collectors fishing in the area. Fourth, most of the poorer fry collectors have no other livelihood alternative, and therefore cannot afford to stop. Until appropriate livelihood alternatives can be made available, it is unlikely that the ban will prevent fry collection. If it is accepted that fry collection should be regulated, then the ban needs to be reconsidered. As it is currently configured, the ban only penalizes the poorest persons in the fry marketing chain, and does not apply to the sale, transport, storage, and stocking of wild fry. If a concerted effort is to be made in reducing the harvesting of wild fry, then the incentives for collecting the fry must be removed. This means that the ban should be targeted to the farmers and traders that are seeking the fry, not only the suppliers. Of course it is unlikely that the demand for wild fry will diminish in the near future because the quality of hatchery-produced fry is still an issue for some farmers. In addition, hatcheries can only meet 10 percent of the Golda fry demand, so wild fry collection is likely to continue as Golda farming expands in the Khulna region. If it is unlikely that a Global ban is enforceable or even desirable, what are the alternatives? These options are discussed below under Recommendations. VI. Conclusions and Recommendations The Bangladesh shrimp sector and the role that the poor play in it must be understood within the broader regional and global context of which it is apart (BCAS 2001). As the shrimp sector has grown and become dependent on global markets9, it is increasingly vulnerable to outside criticism of its environmental, social and economic practices. Any concerns with sustainable livelihood of the poor at the local level must relate this to sustainable trade at the global level. As shrimp cultivation has expanded throughout the coastal belt of Southern Bangladesh, the livelihood options of the poor have become narrower and more limited. Many of the poor who lost work as agricultural labourers or sharecroppers, or lost access to Khas land took up fry collection. The poor were not able to take up new opportunities in trading, exporting or processing shrimp due to limited access to capital. Unable to take advantage of these new income-earning activities, a growing income and asset gap has developed between the local elites and the poor. Should a global ban be enforced, much of the income gains for the poor that accompanied shrimp production would be lost. 9 North America represents the largest market for shrimp exports from Bangladesh. 24 The solutions to this problem are not likely to be found in a strategy that simply tries to make shrimp production more inclusive of the poor. The shrimp sector is one avenue among many potential development paths that can be pursued at the local level simultaneously. A multi-agency effort will be required. Similarly, while the DOF may be the most appropriate agency for technical support of the sector it might be the correct institutional platform from which to launch initiatives for poverty reduction in communities which depend upon aquatic resources (Blake 2002). Even though the recommendations presented below apply to fry collectors, there are a number of other poor people living in Southern Bangladesh that also face livelihood difficulties. These include the farm laborers, marginal/small scale shrimp farmers and the various fishing communities living along the coast. Any of the pro-poor policies and actions recommended have to take these people into account as well. The following recommendations are presented as options to consider in promoting the livelihood security of poor people currently engaged in fry collection. First, short-term options that address some of the more immediate environmental and social issues will be identified that are applicable to all areas. Medium to long-term interventions are then discussed that could address some of the basic causes of poverty in the in the coastal area. A. Addressing Environmental and Social Issues Related to Fry Collection in the Short-Term 1. Efforts to Reduce Environmental Degradation and Loss of Biodiversity a. Implement a Restricted Ban in Certain Ecologically Sensitive Areas and Seasonally in Other Locations In recent stakeholder meetings held in Khulna, there was general agreement that fry collection should be banned in certain ecologically sensitive areas such as the Sundarbans and other important migration routes (Williams 2002a). It should also be banned in areas where hatchery fry are readily available. A seasonal ban should be put in place in all other fry catching areas. This seasonal ban would be from August to January in the Khulna region. This time frame was proposed because there is no bagda requirement during the rainy season and shrimp fry mortality rates during the winter months are high. In the Coxes Bazaar area, a seasonal ban should be put in place during the breeding season (March- May) in more isolated areas where hatchery fry are not available. This ban would be implemented for a couple years until some of the investments in alternative livelihoods can take hold. After that, a ban could be put into place year-round. The ban on wild fry should not only apply to fry collectors, but to all stakeholders in the fry marketing chain. Thus the ban would apply to fry traders, transporters, people that 25 store fry and farmers that are buying fry. In this way the incentive for wild fry marketing is removed10. In areas where fry collection will be allowed to continue, licenses should be issued. Opportunities for allowing the community to enforce fry collection bans should be explored (Williams 2002a). b. Restrict Removal of Mangrove Trees in the Sundarbans and Along River Systems Because the Sundarbans acts as a natural nursery for shrimp fry and other fish, it should be protected as much as possible. Woodcutting and removal has increased dramatically over the last several years, leading to a reduction of the mangrove forests. Rent seeking behaviour on the part of Government Forestry officials is encouraging this trend and measures need to be put in place to discourage such actions. Local Government officials in the Khulna area also felt that the Forestry Department should not be involved in regulating fishing. c. Best Practice on Gear Used for Fry Collection Should be Put in Place The variety of gears used by fry catchers should be identified and reviewed for the different areas where fry catching is taking place to promote best practice in gear use. For example, the behundi net (bag net) is seen as one of the more damaging nets used in fry collection because of its impact on by-catch. The use of the behundi net should be banned or regulated through a licensing system. The size of mesh could also be regulated to prevent excess by-catch destruction. The capture of fry from riverbanks should be allowed using push/pull nets due to the lower catch rates and because the net users (often women and children) are the poorest group fishing for fry. Training should be provided to minimize the adverse effects of this fishing. Currently, many of the people operating nets along the shore do not always return the by-catch. In the short-run, best practice catch techniques in use should be updated and disseminated through training and awareness programmes like those promoted by CARITAS, ActionAid, FRI, FAO and various Associations in Coxes Bazaar. Past experience has shown that fry collectors are very receptive to improved techniques and are currently using them. d. In Areas Where Fry Collection Will Be Allowed, Efforts Should Be Made to Improve the Survival Rates of Fry That Are Marketed Significant reduction in fry collection pressure can be achieved by reducing the mortality rates of the fry that are caught. Currently it is estimated that 60 percent of the fry are lost from the time they are caught to the time they are stocked in a farmer’s pond (Khan and Latif 1997). Survival rates can be improved by promoting better practices in gear 10 Since hatcheries can only supply 10 percent of the demand for Golda fry, some provisions will need to be put in place to allow golda wild fry collection to continue until hatcheries can meet the demand. 26 operation, fry sorting, holding fry, controlling conditions under transport, and stocking and pond management practices. Awareness and training resources need to be available for people all along the fry marketing chain. Farmers must also be trained to discourage early stocking of fry during the winter months when low temperatures lead to high mortality rates for fry (Williams 2002a). Awareness campaigns need to be continued through various media and DOF extension messages. e. Ban Trawling During the Shrimp Breeding Season in the Bay of Bengal Unrestricted trawling in shrimp breeding grounds is having a negative effect on the availability of shrimp fry. Such trawling should be regulated and banned during the breeding season (December- February). Currently, a ban is enforced from mid-December to mid-January. Attempts to extend this to a three month period has met fierce resistance from powerful trawler lobbies. Trawler owners took out an injunction against the ban and forced the court to put the ban in abeyance. The government of Bangladesh is unable to control trawling through the allocation of licenses due to current court rulings. The by-catch from this fishery is extremely high, estimated to be from 35,000 to 45,000 metric tons (Huntington, 2002). Ninety percent of this by-catch is discarded. In addition, trawlers are used to capture brood stock for the hatcheries which is also having a huge destructive effect upon shrimp breeding. Donors need to support the Department of Fisheries in successfully regulating the trawling industry. This should be possible given the fact that there are only 75 trawlers in operation. The shrimp traders Association in Coxes Bazaar has been active in seeking such a ban, and these efforts should be supported. f. Discourage the Reliance on Wild Brood Stock Fishing for the Supply of Spawn for Hatcheries and Improve the Quality of the Fry Produced Indiscriminate fishing for brood stock is environmentally damaging and can lead to the spread of disease. Hatcheries need to be regulated regarding these practices. Other efforts should be made to improve the quality of fry produced by hatcheries. This would prevent the sale of undersized and under age fry. No quality assurance system is developed to ensure farmers that they are receiving good quality fry from the hatcheries. If this could be assured, it would reduce the demand for wild fry. Hatcheries could strive to obtain a Seal of Quality such as that being promoted by the ATDP II project11. FAO is promoting a shrimp seed certification program to improve quality control (See Annex VI). g. Determine the Effect of Pollution from Ship Breaking on Shrimp Resources 11 ATDPII is a project supported by USAID that is trying to work with the whole shrimp marketing chain to improve its sensitivity to social and environmental issues. Currently, the poorest segments of the chain (i.e. the fry collectors) have not received much attention. 27 Pollution from ship breaking is having a detrimental effect on coastal fisheries resources. Steps need to be taken to minimize the effects of this activity on the environment. 2. Provide Support to Civil Society Institutions to Create Livelihood Options for Fry Collectors In Khulna, a consortium of 18 NGOs have gotten together to look for ways to stop environmental and social degradation and are looking for ways to improve the livelihood options of fry collectors. In addition to generating alternative income opportunities, these NGOs are trying to give fry collectors voice in local decisions and to present fry collector concerns to higher levels. Several NGOs are attempting to form fry collectors into groups or associations to improve representation. Several alternative income activities have been proposed within the shrimp sector. For example, fry collectors in Khulna could possibly get involved in shrimp nurseries12. Currently, more than 70 percent of the shrimp farms do not have nurseries on their farms (WB/NACA/WWF/FAO 2000). Stocking of fry in a nursery instead of stocking directly in the main pond has several advantages: 1) it concentrates the fry for feeding; 2) keeps the fry in a predator/competitor free environment; and 3) it allows for the fry to be kept at appropriate water levels. This is a niche that fry collectors could help fill in the region. For those fry collectors that are landless, they would lease land with the assistance of NGOs to start shrimp nurseries. The area required would be 1 Bigha and 6-10 people could be involved with setting up the nursery (Debbie Williams Personal Communication 2002). Those setting up the nursery would need access to credit to get the lease, construct the pond, and buy the first few batches of fry. They would also need support to make connections with fry agents and in promoting their nurseries. Training would also be required and could be based on cross visits from other nursery operators. The fry collectors could provide labour during the construction period (probably during the winter time when the ban is enforced) and would share in the operation costs of the nursery. The technology is simple and the risks are relatively low due to the short production cycle (4 days). In areas where land access cannot be assured, fry collectors could be organized into specialized labour gangs supported by a local NGO and used to construct nurseries for farmers. A second possible livelihood option for fry collectors could be the specialized transport of shrimp to depots (Debbie Williams Personal Communication 2002). There is an urgent need in the sector for improved storage and handling of shrimp after harvest. This would involve developing an insulated rickshaw van, and could be something the Government or the private sector would want to invest in. Fry collectors could be employed in the construction and pulling of these vans. They could deliver ice one-way and shrimp the other. They could be organized in groups and eventually in transporter associations that could be supported by the sector through ATDP II. 12 Such nurseries would not be as feasible in Coxes Bazaar because they are located too far from the actual shrimp farms and access to suitable water bodies is a major constraint. It is estimated that only 5-10 percent of the collectors could get involved in this type of activity. 28 Fry collectors will continue to engage in other labour activities tied to the shrimp sector. These include construction and maintenance of embankments, water management, guarding fields, weeding fields, catching, grading and cleaning shrimp (primarily women and children), and snail trade to feed shrimp Shrimp sector livelihood options will not always be available to fry collectors in all areas, and are especially more limited in the Southeast. In these areas the focus should be on helping the fry collectors gain access to common property resources such as Khas land to be used for home gardening, duck, chicken and goat rearing, bee keeping, tree plantations, oyster and crab cultivation, cultivation of meley grass for mat weaving, and cultivation of golpata for roof construction. Micro credit will also needed for other types of income generation such as petty trade and handicrafts. This would replace the dependence on the Dadandar. Several NGOs in the Chittigong/Coxes Bazaar area are providing such credit (e.g. COAST and CODEC). Similarly, GMK is offering such a credit programme in the Khulna area. If a ban on fry collection is put in place where women are heavily involved as collectors (e.g. Shymnagar), they are extremely vulnerable economically and socially. Alternative income options will be limited for them as long as they do not have access to markets. Their social security will be at risk as long as patrilineal norms and practices determine control of women’s access to public space, appropriate work and remuneration for work, and marriage patterns. NGOs have to build support for women’s greater physical and economic mobility and security. This can be done through gender awareness activities aimed at men similar to those used in the Golda Project implemented by CARE. There are signs in the Southeast that women’s mobility has improved where NGOs have been operating. In both areas there is a need for more social justice work to be supported by NGOs. One constraint that will hinder NGO efforts to promote alternative livelihood options in the Southeast is an attitude problem that accompanies recurrent relief programmes associated with natural disasters. Many communities in the Coxes Bazaar region are used to associating NGOs with relief efforts rather than viewing them as development agencies. Such an attitude makes it difficult to run successful credit programmes or to mobilize communities for self-empowerment. This constraint will slow the pace of transition to alternative livelihoods for the poor. 3. Social Protection Measures Should Be Implemented to Allow Shrimp Fry Collectors to Make the Transition to Alternative Livelihoods The Government has extensive social protection programmes that target transfers to specific vulnerable groups (see Annex VII for a list of programs). It is important to determine how targeted transfers in the short-term can be used to assist the fry collectors to effectively transition to alternative livelihood options. These social protection measures would be implemented for two to three years to give poor people the time to gain the skills necessary to pursue sustainable livelihood options. If these interim 29 measures are not put into place, people may be forced to seek unsustainable livelihood options, such as collecting wood from forests, in order to survive. Social protection programmes will vary from one context to the next. For instance, in regions prone to frequent natural disasters, such as Coxes Bazaar, there are many social protection measures currently in place. In other regions where shrimp fry collection bans are being proposed, programmes may need to be established. Programmes should be designed so they have the flexibility to expand or contract depending upon the current context in the region (i.e. whether or not a seasonal ban is in place, or a natural disaster has occurred). The poor that engage in fry collection are exposed to a number of risks. These include natural disasters (cyclones floods and tidal surges), seasonal access to fry, the unpredictability of the catch, limited access to alternative income and significant competition for relatively few jobs, dowry demands, piracy, rents sought by government officials, and price and wage fluctuations due to trader price fixing and manipulation. The ability of the poor to deal these risks is limited. For this reason, the opportunity costs for keeping children in school, taking time out for NGO training, or going for health care are high. The inability to invest in human capital in the short-term limits the long-term income possibilities of fry collectors. For this reason, social protection measures need to be implemented to reduce the short-term opportunity costs. a. Food for Education Programmes That Target the Children of the Poor in the Coastal Zones Although Food for Education is the Government’s second largest social protection programme, targeting of this programme to the fry collection communities could be improved. There are opportunity costs with keeping kids in school because essentially families are losing an income earner. By providing food to the family so that boys and girls can stay in school, this acts as an incentive and reduces the negative impact upon the family. Food for Education applications are made by the Zila Education Officer to the District Controller for food (See Annex VII). The school programmes can be tailored to the changing tides, and the seasonal needs of child labour, similar to school programmes implemented by UBINIG and World Vision. Local institutions the Union Parisad and School Committees play a crucial role in bringing such programmes to the poor. Local power relations and stigmatisation of fry collector children could hinder the success of these programmes. These educational programs should be implemented over a long time period in all areas where fry collectors are found to ensure that adequate human investment occurs. b. Food/Cash for Work and Training While fry collectors are seeking alternative livelihood options during seasonal ban periods, food/cash for work opportunities could be provided to them focused on rural maintenance. These schemes need to be linked to general development measures, so that training and skill development are also provided to the workers. A model that could be 30 followed is the Rural Maintenance Programme implemented by CARE that targets destitute women. Food for work programs are run by UNO (Relief Ministry Projects), Extension Engineers for LGRD and Extension Engineers for WDB. The food allotment is determined by the list of people according to their needs and placed to the District Controller for food who sends this to the Dhaka headquarters (See Annex VII). These programs should be implemented on a short-term basis (two to three years) until adequate skills can be developed or resources to be accumulated that allow fry collectors to engage in other livelihood options. One danger of such a program is that it will attract destitute households from other regions in Bangladesh. This can be addressed by initiated similar types of programs in the areas where this migration may originate. c. Better Targeting of VGD Cards to Fry Collector Women This social protection programme is set up to work with disadvantaged rural women. The Food Ministry is responsible for dispersing food and the food cards via the district officers which provide delivery order to the respective institutions that apply for it. Food packages are provided for 18 months and training and some skill building is being provided. By providing this assistance, women are given the opportunity to work towards alternative livelihood options. Social forestry is also being promoted through this programme. Given the stigmatisation of fry collector women, they have rarely been able to secure such support from local government. NGOs could assist fry collector women to obtain such assistance through awareness campaigns. These programs should be carried out for at least two years and are especially important in the Khulna region where abandoned women have been forced into fry collection. Similarly, in parts of Coxes Bazaar, where women’s mobility is seriously curtailed due to cultural norms, such programs could create new opportunities for women to obtain skills and to engage in group formation. Before proceeding with the expansion of social protection measures, it is important to determine what existing social protection schemes already exist in the coastal area. This review should identify the operational strengths and weaknesses of each of these schemes, their outreach, targeting mechanisms and leakage. On this basis, it will be possible to avoid duplication of effort and to be more cost effective in setting up programmes. B. Long-term Interventions That Address the Fundamental Causes of Poverty in the Coastal Region Many of the poor in the coastal area have become fry collectors because they have very limited livelihood options. The typical fry collector is usually landless, illiterate, living in poor housing with poor access to water, sanitation, and health care. If they are women, they are likely to be abandoned, widowed or divorced and social outcasts. Both male and female fry collectors are stigmatised by the broader community despite their central role maintaining the whole shrimp sector. Despite their acceptance of appropriate fry collection techniques, it is unlikely that they will completely abandon fry collection if 31 they have no other livelihood option to turn to in the near future. Some fundamental changes are required to bring about more secure livelihoods for the poor along the coast. 1. Interventions Aimed at Securing Poor People’s Rights When people have secure and protected rights, they can afford to take a longer view regarding the environment in which they live. Currently, in many of the areas where poor fry collectors reside, they do not have secure access to resources, personal security or safety nets to reduce vulnerability. A number of steps can be taken to improve this situation. a. Strengthen the Regulatory Environment for Shrimp Production Currently the regulatory environment for shrimp production is weak and prone to circumvention due to limitations in legal definitions, unclear and conflicting jurisdiction, poor regulation of fry collection, unclear and conflicting policies on the management and regulation of mangrove fishing in reserved forests, land conversion to shrimp estates that do not have appropriate saline water access, and granting of fishing licenses for collection of rent (BCAS 2001). This has led to mangrove destruction, social conflicts, environmental pollution, and a loss of biodiversity. To overcome these regulatory flaws, local government officials need to take a more active role in coordinating the functions of the various government agencies so that they stop competing for rents and work more effectively with the NGOs that are working on behalf of the poor. To improve land use planning, maps need to be developed that identify appropriate areas for shrimp farming and areas that need to be protected. Such maps can also be used to identify Khas land for allocation to the poor. These land use planning maps can essentially help the district officers do an environmental audit so that existing policies can be reviewed in relationship to practice. Given the weak capacities of local governments in many of these areas, donors have an opportunity to support co-management of the shrimp sector and rural development rather than individual management by government, communities or NGOs alone. Comanagement requires partnerships between these agencies as well as the private sector. Such an approach will allow for a more holistic sector-wide approach leading to sustainable solutions that are more people-focused. b. Secure Poor Peoples Access to Services and Common Property Support should be given to making Khas land more readily available to poor fry traders. The first step in doing this is to identify all of the Khas land that is available. This will involve identifying the land managed by the Department of Youth Affairs and the District Revenue Office and any other Khas land that was leased to shrimp farmers under the Shrimp Estate Management Policy. In many areas, improved access to common resources will be required to enable fry collectors to switch from fry fishing to other forms of livelihood such as animal rearing, home gardening, or shrimp nurseries. 32 NGOs can assist poor people in gaining access to Khas land as well. For example, COAST is working with poor people in Coxes Bazaar on an awareness campaign so that the poor understand their rights regarding Khas land. They are also participating in the Union Parisad Khas land distribution committee. Njera Kori has also managed to restore Khas land rights to individuals in the Khulna region. In addition, Njera Kori was successful in defending displaced landless on land which was declared Shrimp Mohal. 2. Seek Stakeholder Support for a Code of Conduct for The Shrimp Sector To Secure Sustainable Global Markets Historically, Bangladesh Shrimp Sector Development Policy has not been Pro-Poor. The Government has a unique opportunity to use the Fry Collection Action Plan to identify steps that can be taken to formulate a poverty focused strategy that can improve the lot of the poorest in the shrimp marketing chain. Building on the model promoted by the AgroBased Industries and Technology Development Project, Phase II, Bangladesh can strive to work towards a Seal of Quality that is recognized by global markets that demonstrates its commitment to the production of shrimp that is environmentally and socially acceptable. Guidance can also be sought from the FAO Code of Conduct for Responsible Fisheries. Given the weak institutions that are responsible for implementing such a policy, there is a need for a clear implementation plan. This plan would identify processes for ensuring participation of the poor in decision-making, and would have appropriate indicators to monitor the process to ensure that it is on track. 3. DFID Involvement in the Coastal Region Should be Broad-Based and Focused on the Very Poor In the face of a ban on shrimp fry collection, DFID should be concerned with what will happen with the very poor. To mitigate the impact of the ban, DFID in collaboration with the Government and other partners, should develop a long term and resource intensive intervention that will strengthen the livelihoods of fry collectors. Continued involvement of DFID in the region will offer opportunities to influence shrimp sector development and encourage more pro-poor policies. DFID’s concerns should be to address the root cause of poverty and vulnerability rather than focusing on the technical aspects of one contributing factor. Because the issues are so complicated is precisely why DFID should stay involved. The livelihood framework used by DFID will enable it to disaggregate the key leverage point that should be pursued. A number of reasons can be cited as to why DFID should stay engaged. First, there are a high proportion of poor people living in the coastal are, many of whom are landless. Second, institutions that would support the poor’s interests are not in place. Third, shrimp aquaculture is nationally and locally an important economic sector with a significant poverty dimension. Fourth, given that this is a growth sector, it gives DFID an opportunity to promote better management practices that are pro-poor. 33 34 Bibliography Bangladesh Centre for Advanced Studies (BCAS). (2001). The Coastal Shrimp Sector in Bangladesh: Review of the Literature with Annotated Bibliography. Banks. R. (2002). Brackish and Marine Water Acquaculture. Memo. Poseidon Acquatic Resource Management Limited for DFID-Bangladesh. August. Blake, B. (2002). Fisheries Sector Review and Future Development. Draft. Prepared for DFID. June. CARITAS (1997). Coastal Community Development: Supporting Socio-Economic Change and Protecting the Environment in the Rice/Shrimp Culture Zone in Southwest Bangladesh. Joint project proposal submitted by CARITAS in association with the Bangladesh Centre for Advanced Studies and Green Leaf development consultants. Chowdhury, Z. (2001). Final Report on Network/Political Analysis Study of the Shrimp Component of the Social Feasibility Studies for the Fourth Fisheries Project, University of Dhaka and Bangladesh Centre for Advanced Studies. July. Chowdhury, Z., L. Rozario, M. Zakaria and F. Alam. (1999). Southeast Coastal Belt Study. Coastal Association for Social Transformation Trust, Charfassion, Bhola. October. Department of Fisheries (DOF) and Department for International Development (DFID). (2001). Feasibility Study for the Shrimp Component of the Fourth Fisheries Project (FFP): Fry Collectors Livelihood Study. Bangladesh Centre for Advanced Studies. August. Department of Fisheries (DOF) and Department for International Development (DFID). (2001b). Feasibility Study for the Shrimp Component of the Fourth Fisheries Project (FFP): Women and Children Study. Bangladesh Centre for Advanced Studies. July. Finan, T., P. Biswas and J. Muir. (2001). CARE Golda Project. End of Project Livelihood Assessment: A Qualitative Evaluation. CARE-Bangladesh. Dhaka. August. Hoq, M., M. Mazid and G. Halder. (1995). Socio-Economic Impact and Constraints of Shrimp Culture in Bangladesh. FRI Technical Reports 11. Fisheries Research Institute, Mymensingh, Bangladesh. Huntington, T. (2002). Fry Collection Action Plan: Scoping Study for the Certification of Shrimp Aquaculture in Bangladesh. Poseidon Aquatic Resource Management Ltd for DFID-Bangladesh. August. Khan, M and M. Latif. (1997). Potential, Constraints and Strategies for Conservation and Management of Open Brackish Water and Marine Fishery Resources. Rouf, M. and K. Jensen (2001). Possible Strategy for the Sundarbans, Bangladesh. Coastal Fisheries Management and Community Livelihood. ITCZM Monograph No. 4. 35 WB/NACA/WWF/FAO (2000). Case Studies on Shrimp Aquaculture Management in Bangladesh: Component of the WB/NACA/WWF/FAO Programme on Shrimp Farming and the Environment. October. Williams, D. (2002). Management Options for the Shrimp Fry Fishery. Regional stakeholder workshop in Khulna, July 8, 2002. Bangladesh. Willaims, D. (2002b). Khulna Trip Report. June, 2002. Bangladesh. Williams, D. (2002c). Coxes Bazaar Trip Report. May, 2002. Bangladesh. Williams, D. (2002). Personal Communication. July. 36 ANNEXES Annex I: Main Shrimp Collection Areas and Peak Seasons for Wild Shrimp Collections Over the Past Ten Years Table 1: Main Shrimp Collection Areas Division of the country Chittagong Coastal District Coastal Thanas Main fry collection area Cox’s Bazar Teknaf, Ukhia, Cox’s Bzar Sadar, Moheskhali, Chokaria, Chittagong Banskhali, Double Mooring, Sitakunda, Mirsharai, Anowara Sonagazi Noakhali Sadar, Companigong, Hatiya Ramgati, Loksmipur Charfassion Patharghata Teknaf, Naf River, Shapari island, Ukhia, Sonarpora, Cox’s Bzar, Bakhali River, Matamuhuri River, Moheskhali Channel, Chokaria, Napithkhali, Chofuldandi, Moheskhali and Sonadia islands Potenga, Sitakunda, Mirsharai, Anowara Feni Noakhali Barishal Khulna Loksmipur Bhola Barguna Potuakhali Kalapara, Potuakhali Sadar, Galachipa Perojpur Bagherhat Motbaria, Perojpur Sadar Rampal, Mongla, Morrelgong, Bagerhat Sador Paikgacha, Koira, Botiaghata, Dakope, Dumuria, Tala Satkhira Sadar, Debhata, Assasuni, Shamnagar, Kaligong Khulna Satkhira Sonagazi, Muhuri River Down stream of Meghna River Ramgati, Loksmipur Down stream of Meghna River Bishkhali River, Baleshar River Mohipur, Galachipa, Charkajal, Andharmanik River, Kuakata sea beach Pashur River, Panguchi River Sibsha River, Bhadra River, Kapotakshi River, Koira Ishamati River, Kaksheali River, Kalindi River, Kholpetua River, Madar River Source: Case Studies on Shrimp Aquaculture Management in Bangladesh: Components of the WB/NACA/WWF/FAO Programme on Shrimp Farming and the Environment 2000. Table 2: Peak seasons for wild shrimp collections over the past 10 years Shrimp fry collection area Area in Cox’s Bazar District Areas in Khulna District Areas in Satkhira District Ibid. 2000 1989 February–March September-October March August January–February September-October Present consultation February-March December-January November – September Annex II: Conceptual Frameworks Figure 1. Sustainable Livelihoods Framework Figure 2. Livelihood Framework for Analysis HOUSEHOLD LIVELIHOOD SECURITY: A FRAMEWORK FOR ANALYSIS CONTEXTS, CONDITIONS AND TRENDS LIVELIHOOD RESOURCES INSTITUTIONAL PROCESSES & ORGANIZATIONAL STRUCTURES LIVELIHOOD STRATEGIES Policy Social Economic Political Environmental Nutritional Security Natural Capital Economic/Financial Capital State Formal Civil Society Historical Physical Capital Political Capital Food Security Production and Income Activities Coping Strategies Human Capital Infrastructure Demography Informal Civil Society Private Sector Income Security Education Security Health Security Habitat Security Social Network Security Processing, Exchange and Marketing Activities Social Capital Contextual analysis of conditions and trends and assessment of policy setting SUTAINABLE LIVELIHOOD OUTCOMES Analysis of Analysis of livelihood Analysis of livelihood institutional/organizational strategy portfolios resources; trade-offs, influences on access to livelihood and pathways combinations, resources and composition of sequences, trends livelihood strategy portfolio Safety Environmental Security Life Skills Capacity Analysis of outcomes and trade-offs Modified from Scoones, 1998 Annex III: Methodology, Project Team Members and Persons Contacted This report is based on a review of secondary literature generated on the shrimp sector over the last several years and key informant interviews carried out in Dhaka, Khulna Region, Coxes Bazaar and the Chittigong Region (see list below). In addition to these sources of information, focus group discussions were carried out with fry collectors, fry traders, hatchery operators, processors and shrimp farmers. These interviews were used to verify the results of the secondary data in this synthesis. This study did not intend to carry out a full-blown livelihood assessment of fry collectors in Bangladesh primarily because several of these types of studies have already been conducted. The purpose of this study was to synthesize and verify the information that had already been collected to feed in to policy decisions regarding fry collectors. Team Members Timothy Frankenberger, TANGO International. Team Leader Md. Shafigul Islam, Fisheries Futures Dr. Manirruzzaman, Fourth Fisheries Project Md. Nuruzzaman, Fourth Fisheries Project Muhammad Abdur Rouf Khulna University Dr. Afredo Santiago, Fourth Fisheries Project Persons Contacted Habibur Rahman Khondaker, DFO Khulna Nurul Islam, DFO Coxes Bazaar Moslehuddin Ahmed , DFO Coxes Bazaar Ashraf u Alam Jutu, CDN Coordinator, Costal Development Partnership Duncan King, DFID Rural Livelihood Advisor Clare Hamilton Shakya, DFID Regional Livelihoods Coordinator Dr. Dilip Kumar, Team Leader, FAO/DOF Empowerment of Costal Communities Project. Dr. Apurba Khrishna Deb, FAO Dr. Khursid Alan, CODEC Director Rezaul Karim Chowdhury, COAST Director Badakali Chorkoria, Project Coordinator UBINIG Ms. Lamia, Save the Children Lutfur Rahman Kazal, Hatchery Owner, NIRIBILI Group S. Humayun Kabir, Director, Amam Sea Food Industries Tony Hill, Project Director, Shabge Project CARE Cala Bogi Sitarkali, Khulna District Fry Collectors and Traders Fry Collectors and Traders, Coxes Bazaar Area Annex IV: Itinerary for Timothy Frankenberger June 11-22, 2002 Tues 11 Wed 12 Thurs 13 Fri 14 Sat 15 Sun 16 Mon 17 Tues 18 Wed 19 Thurs 20 Fri 21 Sat 22 Arrive. Meet Shafiq at Fisheries Futures Office (collect documents), meet Duncan and Clare at FMS. Introductions at DOF. Meet FFP Shrimp Unit at DOF Brief field team Shafiq Islam (Fisheries Futures), Md. Nuruzzamman (FFP), Md. Maniruzzaman (FFP) Visit James Dawson, SAFE Shrimp Project Visit Farida Akter at UBINIG Visit Lamia at SCF Visit Parveen at ICLARM 0745 Travel to Khulna Visit DFO, CDP, Nijera Kori or travel directly to Mongla to start field work. Travel to Mongla. Field visits in Mongla, Fry Catchers and Traders Travel to Dhaka 1130 Travel to Coxes Bazaar Visit DFO, FAO Field visit Fry Catchers (fish during the high tide). Field visit to Fry Catching area (fish during the high tide) Anderson Road Market, Coxes Bazaar Wild Fry Market Visit CARE, COAST Travel to Chokoria, visit UBINIG Programme Travel to Chittagong, visit CODEC Alternative: Stay in Coxes Bazaar for more field visits Travel to Dhaka via Chittagong, visit CODEC 1100 Presentation at DOF by Tim Amita Day, DFID Bo Sangstrong, DFID Write Discussion Paper Wrap up meeting at Fisheries Futures Office Annex V: Terms of References Fry Collectors livelihoods - Consultant 1. Wider Contextual Background of Coastal Shrimp Aquaculture in Bangladesh In the early stages of development, shrimp farming was restricted to the peripheral land between flood embankments and the main river systems. However, large profits and poor land-use planning led to its rapid and uncontrolled expansion into agricultural polders (ghers) and there are now approximately 37,379 farms producing 35,000 tonnes of shrimp annually. Bangladesh produces 2.5% of global production and shrimp is currently the nation’s second largest export industry The shrimp aquaculture industry employs over 400,000 people in roles ranging from fry collection to marketing and processing. The majority of these people, earn a living from collecting shrimp fry and this is usually carried out by the poorest groups of fishing communities, often the landless, mostly women and children Since the introduction of commercial systems, shrimp has been the subject of significant national and international debate. The debate has often been highly political and, at times, the source of conflict in rural communities in Southwest Bangladesh. The central issues are environmental sustainability, pro-poor economic growth, access to resources, and human rights abuses, (the key issues highlighted in Appendix 1). The Bangladeshi Government’s commitment is towards support and development of shrimp aquaculture. However, this commitment operates within a very weak governance and institutional framework, often promoted by vested and powerful interests. National and international activist groups have engaged in a campaign against the expansion of the shrimp farming. The Fourth Fisheries Project (FFP) is co-financed with the Department of International Development (DFID), The World Bank, Global Environmental Facility (GEF) and the Government of Bangladesh. The project has a large Coastal Shrimp Aquaculture component. DFID Bangladesh has commissioned a review of Coastal Shrimp Aquaculture in 2001 to assess its impact on the livelihoods of poor people in Southwest Bangladesh. This review consisted of studies13 and wide consultation with communities, civil society and other key stakeholders and was very effective in placing these proposed Fourth Fisheries Project interventions in the wider context of shrimp sector development in Bangladesh. Specifically, the review has raised fundamental issues regarding social trends arising from export focus trade, incentives for pro poor growth and environmental sustainability. The challenge has been to identify a way forward that reflects the complexity of the issues while retaining the original principles under which the Fourth Fisheries Project (FFP) was agreed. The conclusions of the studies were presented to senior DFID staff in the UK in November and feedback from the presentation was 13 Review consisted of 12 studies including :Gender, Economic Assessment, Livelihoods Assessment, Institutional and Policy Review, Literature Review, Political Analysis incorporated into a position paper for negotiations on an implementation plan with the Government of Bangladesh in January 2002. A number of key areas agreed at a meeting with the Secretary, Ministry of Fisheries & Livestock in January 2002. The key areas of agreement were as follows: a) Protecting the ecology and bio diversity of coastal river areas The Government of Bangladesh, The World Bank, and Department for International Development agree that it is critically important to establish measures that protect and conserve the bio-diversity and ecology of the areas that have historically been the focus of shrimp fry collectors. b) Livelihoods of Fry Collectors It was agreed that it is vitally important for any programme to engage directly with the people for who rely upon fry collection as key source of their livelihood. Specifically, we discussed working with the fry collectors to explore improved methods of catch that would reduce immediate environmental damage and secondly to understand the livelihood opportunities in this geographical area with a view to exploring alternative livelihoods options to fry collection. c) Current Government of Bangladesh Ban on Fry Collection It was agreed that the enforcement of the fry collection ban will be held in abeyance pending further review as to how this can be done in a way in which the resource and biodiversity are conserved and at the same time the livelihoods of the fry collectors are protected. d) Exploring alternative models It was agreed that the Government of Bangladesh and the donor agencies would work together to explore alternative models for the management of this particular resource under a fry collection action plan. This would present a range of options and their social, environmental and economic implications would be presented to the Secretary of Ministry of Fisheries and Livestock in six months (September 2002) with an agreed timetable for activities, related to the exploration of alternative models, developed in partnership with the Director General, Department of Fisheries (see appendix 2: Shrimp Action Plan) The main outputs from the Shrimp Action Plan will be: (i) (ii) A report informing key decision makers and identifying trends impacting on distribution and growth in the shrimp sector. A position paper presented to Secretary (beginning of September) establishing options for managing the fry resource and the economic, social and environmental costs and benefits. The paper would include an agreed timetable of activities, related to the exploration of alternative models, developed in partnership with the Director General, Department of Fisheries. 2. Summary of Project The Government’s support to key aspects of the sector is not pro-poor. It provides subsidies and tax incentives to shrimp hatcheries that are owned by individuals and are currently the most profitable parts of the value chain. The Government recently banned the collection of wild fry. This ban impacts on thousands of poor men and women who have few alternative livelihood options and offers increased rent seeking opportunities. The lack of local governance, institutional capacity and a legal and regulatory framework also has fundamental implications on any attempt to improve the management of the natural resource base. A consultant (with livelihoods experience) will be appointed to undertake a livelihood assessment of fry collectors. In close cooperation with the Coastal Shrimp Aquaculture Development Co-ordinator s/he will be responsible for assessing the seasonal trends, geographical distribution and future prospects and distribution of benefits for fry collectors. 3. Specific Objectives The consultant will be responsible for leading the field-work and consultation with stakeholders (from civil society, NGOs, partners and government), preparing a discussion paper, a report and presenting the findings from the study. These will: 4. clearly assess the seasonal trends, geographical distribution and future prospects and distribution of benefits for fry collectors; outline the potential for implementing various livelihood options for fry collectors within their institutional, social, economic and environmental context; advise on the implications of making changes in their livelihoods with specific emphasis on gender; and make recommendations (specifically relating to the livelihoods of fry catchers) on the development of an agreed framework outlining the various options for managing the resource. Methodology and scope of the work The consultant will: Co-ordinate the field workers and visits to the project area, partners and stakeholders; Ensure that a full consultative process is undertaken with fry collectors and adjacent communities, development agencies (at local-level and sector ministry level), private sector and Donors; ensure that adequate information sharing and participation in the process. Review the background literature provided by the Co-ordinator. Prepare a discussion paper and final report. 5. Timing and Reporting The appointment is for a period of up to 18 days starting from the 9th June 2002. The Consultant will report to the Coastal Shrimp Aquaculture Co-ordinator. 6. Skills required Need to be familiar with rural livelihoods in Bangladesh and have knowledge and experience of environmental issues, impact of environmental factors on livelihoods and poverty and the role of natural resources in supporting livelihoods; have had some experience of local government and grass level institutions both formal and informal and require strong interpersonal skills and ability to communicate with people in the field and at senior levels in government, donor and consultancy organisations: need to demonstrate excellent facilitation and organising skills and be able to work effectively with the diverse group of people and, familiarity with DFID, project design and management and the sustainable livelihoods approach. Appendix to TOR Key Issues: 1) Social Conflicts and Rights-based Issues The development of shrimp farming has been accompanied by social tension, conflict and there is evidence of on-going rights abuses committed against women and children. There are conflicts between shrimp and rice farmers or landless people, often caused by inequitable access to water and land that is often controlled by the more powerful, and politically influential, shrimp farmers. In addition, there is clearly a lack of institutional structures that will allow women and children access to justice systems and will allow equitable and rapid resolution of issues related to land use and leasing. 2) Policy and Institutional Issues The Government’s support to key aspects of the sector is not pro-poor. It provides subsidies and tax incentives to shrimp hatcheries that are owned by individuals and are currently the most profitable parts of the value chain. The Government recently banned the collection of wild fry. This ban impacts on thousands of poor men and women who have few alternative livelihood options and offers increased rent seeking opportunities. The lack of local governance, institutional capacity and a legal and regulatory framework also has fundamental implications on any attempt to improve the management of the natural resource base. 3) Access to Resources The inequitable access to and control over infrastructure controlling water regimes is especially important if existing systems of rice-fish production are to be maintained in the southwest and has implications for maintaining a diversified resource base. Although recent research indicates that there is a shift towards local small-scale producers the distribution of benefits is still skewed towards the largest landowners. There has also been a trend towards a loss of access to traditional common property resources for grazing livestock, fishing and access to canals and waterbodies for fishing and navigation. 4) Vulnerability Wage labour opportunities are especially important where so many people are landless. These studies indicate that wage labour is particularly prized by women, in spite of harassment and abuse they suffer. The reliance on the shrimp sector in the southwest is considerable and it has led to a greater reduction in diversification of subsistence homestead food supplies and alternative livelihood occupations often associated with reduced access to traditional common property resources. Poorly designed and managed shrimp farms are very susceptible to white spot disease, an outbreak in 1993 affected almost 50% of shrimp farms in Bangladesh. Improved knowledge, management techniques and natural resource and water resource use planning regimes reduces the risk of disease. Shrimp is traded on the international market and price fluctuations can be very significant. However, low input, extensive shrimp farming production systems that are able to diversify into rice, vegetable cultivation and livestock rearing are able to reduce the impact resulting from reduced prices in the world market for shrimp. 5) Global Trends Shrimp farming in Bangladesh has a comparative advantage in that shrimp are cultured under a low input, extensive farming system where shrimp density is low, water quality better and shrimp less prone to disease. The environmental impacts of these extensive systems are, thus, minimised. However, pressure will mount to intensify the sector that will not achieve poverty-focused development, environmental sustainability nor secure an equitable distribution of benefits. Annex VI: Shrimp Seed Certification to promote Sustainable Development of Shrimp Aquaculture Background and justification: The growing demand of shrimp seed are currently satisfied from two sources – commercial shrimp hatcheries as well as wild catch from the coast. There are 43 shrimp hatcheries in Bangladesh with capacity to produce about 5000-6000 million post larvae of tiger shrimp but they produce just enough to meet the annual requirement of about 3000 million post larvae. About 500 million post larvae of this species are also caught from the nature. One of the major technical constraint currently faced by shrimp aquaculture is the frequent incidences of disease and related heavy economic losses. Farmers doubt the quality of seed that are usually delivered to them by seed traders who buy seed from hatcheries as well from natural seed collectors. This doubt poses serious threat to the future of shrimp aquaculture industry. There is no direct sale of seed from the seed producers (hatchery operators or seed catchers) to shrimp farmers. To overcome the situation and to regain the confidence of farmers the following two throng approach is necessarily required. Joint Government and Shrimp Hatchery Association of Bangladesh (SHAB) based initiative to develop and introduce shrimp seed certification system in the country. Bridging the gap between the seed producers (hatchery operators) and seed users (farmers). Seed certification is required to ensure continued production and supply of hatchery bred quality shrimp seeds through screening of shrimp brooders and seed lots following molecular based precise, quick and reliable diagnostic techniques. This would develop confidence among shrimp farmers by reducing disease mediated losses in shrimp culture. Objective: The objective of the proposed project is to develop and promote government and private sector based participatory programme of shrimp seed certification in Bangladesh. It is expected that the initiative would help developing a mutually agreed modalities of brood and seed certification system including cost sharing to by the Government (DOF /BFRI) and private sector (SHAB). This would necessarily require setting up PCR based laboratory, training of personnel (both Government and Provate Sector – SHAB), trials and nation wide introduction through developing mutually agreed modalities by way of expert consultations. Certification may not be able to certify against all the diseases of shrimp but to start with thay may consider certification against at least one or more notifiable viral diseases to OIE/NACA which may be of greater relevance to Bangladesh. Significant Viral diseases of shrimp (Notifiable to OIE / NACA) Yellowhead disease (YHD) caused by yellow head virus (YHV) Infectious hypodermal and haematopoetic necrosis virus (IHHN) caused by Infectious hypodermal and haematopoetic necrosis virus (IHHNV) White spot disease (WSD) caused by white spot syndrome virus(WSV) Baculovirus midgut gland necrosis (BMN) caused by BMNV Gill associated virus (GAV) Spawner mortality syndrome (Midcrop mortality syndrome) Relevance of Shrimp Seed Certification to the GOB/UNDP/FAO Project “Empowerment of Coastal Fishing Communities for Livelihood Security” The project aims to promote participatory community based coastal fisheries management following sustainable human development initiatives including livelihood security, in selected coastal fishing villages of Cox’s Bazar district. This involves organising the coastal fishing communities, creating awareness, promoting alternative income generating activities, improving their access to social and extension services, enhancing flow of information, and strengthening linkages between organized communities and local government institutions and administration. The project is attempting to achieve this through the following three immediate objectives: Assist the coastal fishing communities to address their problems and needs collectively by stimulating them to get organized into village level organizations (VOs) that are self managed and self directed, develop skills to run and manage such organizations, facilitate access to information and improve linkages with Local Government Institutions. Introduce various economic and community welfare activities which are operated and managed by VOs including savings, promotion of alternative income generating enterprises separately for men and women, improving access to social services and building their capacity to face and survive from natural disasters. Facilitate sustainable conservation and management of coastal marine and estuarine fisheries resources and habitats through strengthening of participatory stakeholder and community based approaches, organization and empowerment of communities and promotion of income generating businesses through facilitation, networking and establishing linkages and venture management inputs. Coastal fishing communities both men and women, who are poor and disadvantaged section of the society and most prone to recurring natural disasters, are the primary target group of the project. Farmers confidence in certified seed will block marketing of uncertified seed collected from natural sources, thereby enhancing the natural recruitment of finfish and shell fish along with shrimp in the coastal waters resulting in catch enhancement and livelihood development of the coastal fishing communities numbering about a million in the country. This group of coastal fishers depend exclusively on coastal fishing for their livelihood. On the other catching seed from wild is basically a part time job to supplement family income. Seed certification would also help in developing a functional and accountable relationship between the hatchery operator (seed producers) and shrimp farmers. Reduction in wild catch would also reduce colossal damage of seed of non-target species thereby significantly improve the aquatic biodiversity of coastal resources. The step would also help Bangladesh in the implementation of FAO Code of Conduct for Responsible Fisheries. Annex VII: Safety Net Schemes in Bangladesh: Targeted Transfers to Poor Groups Source: Haan, A. and A. Dey. 2001. Social Protection: Its Role in a Char Livelihood Programme. Department for International DevelopmentBangladesh. May.