Effects of Altitude Training on Running Performance A Review for Elite Athletes and Coaches Stephanie Eyler Spring 2005 A paper for Sports Illustrated and ESPN magazine For years, athletes, coaches and the general public have believed that training at higher altitude will cause improved athletic performance upon return to sea level. This training technique has been an essential practice of many athletic teams, especially elite teams trying to gain the extra edge over the competition. Despite this widely believed altitude training method, studies have been performed that found training at higher altitudes does not achieve differing performance results than training at low. Several studies have even shown that optimum performance results may be accomplished through low altitude training. With such differing opinions on athletic altitude training it is vital for the public, especially elite athletes and coaches, to explore all sides of the issue to determine the ultimate training technique. There are several factors measured throughout the studies involved in determining if training at higher altitude improves running performance on return to sea level. In order to understand the results and the magnitude of the findings, the reader needs to understand altitude, acclimatization, maximal oxygen uptake (VO2max), hemoglobin concentration, blood lactate, red cell mass volume, erythropoietin concentration (Epo), and buffer capacity. Altitude 1 At altitude, atmospheric pressure is lower than normal (760 mmHg at sea level). Proportion of oxygen and nitrogen molecules remain the same under all altitudes, however the partial pressure of each will decrease at increasing altitude. The partial pressure is important because blood hemoglobin is best saturated with oxygen at higher partial pressures. Therefore, since altitude creates lower partial pressure of oxygen, hemoglobin is not fully saturated with oxygen. Acclimatization The physiological adaptations of the body to changes in altitude. The time taken for these physiological changes can vary among different people; however, in general it takes about ten days to acclimatize 80%, and six weeks to almost fully acclimatize (Ruble). During acclimatization red blood cell production increases, as well as the number of capillaries within the tissues. Blood viscosity (thickness) increases, creating higher resistance to blood flow, thus causing the heart to work harder (Sherwood). Acclimatization is believed to improve oxygen transport to muscles (Faulkner et al., Levine and Gundersen, Saunders et al.) Maximal Oxygen Uptake VO2max Maximum volume of oxygen a person uses per minute to create energy. Indicates capacity of body to supply oxygen to tissues. The best predictor of a person’s work capacity (Sherwood). Hemoglobin Concentration Hemoglobin is the iron containing pigment of red blood cells, which is responsible for obtaining and carrying oxygen molecules received from breathing. The hemoglobin delivers the oxygen to tissues, where it is then used to create energy. Under altitude 2 conditions, hemoglobin is not fully saturated. In order raise available oxygen levels to healthier amounts, the concentration of hemoglobin increases. Hemoglobin can also carry carbon dioxide and H+ ions, both of which are acidic components; therefore, blood acidity can affect oxygen content of hemoglobin. Blood Lactate Lactic acid accumulates in blood in response to exercise. Lactic acid dissociates to create H+ ions, which increases the pH of the blood. As previously mentioned, blood acidity can affect oxygen content of hemoglobin. Lactic acid also creates muscle soreness and muscle fatigue. Red Cell Mass Volume Blood consists of plasma, red and white blood cells, and platelets. Production increases 30% at altitude, compared to sea level production (Reynafarje). Red blood cells contain hemoglobin, which, as previously mentioned is responsible for retrieving and transporting oxygen to tissues. Increased red cell mass volume indicates higher levels of hemoglobin, thus more oxygen capacity. Erythropoietin Hormone released from kidneys to stimulate production of red blood cells from bone marrow. Produced in response to decreased levels of oxygen in body tissue. Production is three times higher at altitude than at sea level (Reynafarje). Buffer Capacity Hemoglobin buffer system absorbs H+ ions produced from working muscles. Without buffers H+ ions will accumulate, increasing the pH of the blood. As previously mentioned, increase of blood pH can affect oxygen content of hemoglobin. 3 Now that measured factors have been explained, studies can be examined to determine if training at altitude will improve running performance at sea level. Actual measures of running performance upon return to sea level and changes in VO2max will indicate the answer. Furthermore, the other measured variables will aid in the explanation of mechanisms for the reached conclusion. Several studies directly tested the changes in running performance on return arrival to sea level after training regimens at higher altitudes and on completion of training at lower altitude or sea level. The following figure (Figure 1) presents conflicting results of several studies; some reveal that higher altitude training improves running performance at sea level, several indicate that low altitude training obtains best performance results upon return to sea level, and a couple suggest no difference between the outcomes of moderate and low altitude training on performance at sea level. Since studies do not test at the exact same altitude ranges have been designated to differentiate between low, moderate and high altitudes: 3000 m and higher is considered high altitude, 2200-2999 m is moderate altitude, and 0-2199 is low altitude. HIGHER ALTITUDE TRAINING IMPROVES RUNNING PERFORMANCE Faulkner et al. LOWER ALTITUDE TRAINING IMPROVES RUNNING PERFORMANCE After return Saunders et to sea-level, al. time trial performances of all the subjects improved compared to prealtitude control values. Training at low altitude (but also living at moderate altitude) improved running performance in distance runners NO DIFFERENCE IN RUNNING PERFORMANCE AFTER ALTITUDE TRAINING Adams et No al. enhancing effect of hard endurance training at altitude on performance time 4 HIGHER ALTITUDE TRAINING IMPROVES RUNNING PERFORMANCE Burtscher et al. LOWER ALTITUDE TRAINING IMPROVES RUNNING PERFORMANCE Exercise Nummela performance and Rusko improved: -from 1 week before to 3 days after training at altitude -from 3 days after to 16 days after training at altitude Chapman et al. StrayGundersen et al. Levine and StrayGundersen 400 m performance improved after living in normobaric hypoxia (simulated altitude) and training at sea level NO DIFFERENCE IN RUNNING PERFORMANCE AFTER ALTITUDE TRAINING Buskirk et Performance al. times were similar on return from altitude training to what they were before going to altitude. Significant improvement in 5000m running performance after living at high altitude and training at low altitude Acclimatization to moderate altitude while training at high intensity at low altitude improves sea level endurance performance 5 km time trial improved by moderate altitude acclimatization and low altitude training Figure 1: Results supporting enhancement of running performance from high altitude and low altitude, and finding no effect. Adams et al. study trained at moderate altitude, Burskirk et al. study trained at high altitude. 5 HIGHER ALTITUDE TRAINING IMPROVES RUNNING PERFORMANCE Two studies have demonstrated that after training at higher altitude more improvement in running performance can be achieved at sea level. Faulkner et al. timed the running performance at sea level of five well-conditioned men after they trained for three weeks at moderate altitude. Time trials of one and two mile runs at sea level after altitude training were significantly decreased from pre-altitude training times; times were decreased on average by 29 seconds for the mile and one minute and 11 seconds for two miles, while the controls decreased only an average of 18 seconds for the mile and 46 second average for the two mile. Keep in mind that though the control subjects demonstrated an improvement in time, they did not train at altitude; thus their improvement is due to actual training and practice. The results of this study, however, are weakened by the fact that only five subjects were tested. This low subject number may effect the actual results applying to the general population, and therefore cannot be heavily relied upon to support that training at altitude will improve running performance in elite athletes upon return to sea level. Burtscher et al. obtained similar improvement in performance upon return to sea level. A group of ten amateur males trained for 12 days at moderate altitude and had total work capacity measured the week before altitude training, and three and 16 days after altitude training. Total work capacity indicates the maximum amount of force produced over a certain distance, and in this study was found to increase 16 percent by day 16 after altitude. The control group, however, only increased a total of eight percent by day 16. Since the subjects tested after altitude training enhanced TWC, that means more muscle fibers were recruited for the activity, thus the activity was performed faster. Despite 6 these supportive results indicating training at altitude can improve running performance, two flaws of the study decrease its validity. Most importantly is the fact that amateur subjects were tested. These subjects entered the study at low levels of athletic ability, thus training of any kind would enhance running performance; it cannot be assumed that altitude is the causing factor. Also, the study does not directly measure times of running performance. Though enhanced total work capacity occurred, specific time differences cannot be determined from the percent change in TWC. Both these factors combine to weaken the total validity of the study in regards to our purpose. NO DIFFERENCE IN RUNNING PERFORMANCE AFTER ALTITUDE TRAINING Conclusions are not always met in all studies indicating which altitude training creates optimal running performance upon return to sea level. These inconclusive studies further contribute to this already unresolved issue. The Burskirk et al. study concluded no improved post-high-altitude performance out of any of the six tested runners. Though only six subjects were tested, the subjects were trained at altitude for over 60 days. Such a large amount of time, gives each body plenty of time to acclimatize to the altitude, therefore all physiological changes were able to occur. Considering the length of the training, the study provides convincing results indicating that training at altitude has no added effect on running performance. Another study found results in favor of sea level training. The control group (training at sea level) improved running performance time by 7 seconds, while the group training at moderate altitude increased time by 7 seconds (Adams et al.). Similar to the Burskirk et al. study, the Adams et al. study trained at altitude for appropriate for complete acclimatization, and even increased the number of 7 subjects to 12. As opposed to earlier studies with only six and ten subjects, even slight increase in subject number can increase the validity and applicability of results. LOWER ALTITUDE TRAINING IMPROVES RUNNING PERFORMANCE Several studies have found that training at a low altitude improves running performance, many of which contained methods creating the most valid results. Levine and Stray-Gundersen tested thirty nine distance runners in various conditions: living and training at moderate altitude, living at moderate altitude and training at low altitude, and living and training at low altitude. After training at altitude levels for four weeks it was determined that the second group that lived at moderate, but trained at low altitude achieved improvement in running performance by an average of 13.4 seconds, while the other groups found an increase in time trials by up to an average 26.7 seconds in the low altitude (control) group. Similar study techniques were applied in the Saunders et al. study, which tested 22 elite male middle and long distance runners. This study observed personal best running times a month after training in all the subjects the lived at moderate altitude and trained at low altitude, but only three of the 13 subjects achieved personal best out of the living and training low altitude group. Both of these studies were performed on numbers of subjects well exceeding any study in support of altitude training enhancing running performance. With 39 and 22 subjects tested, also over long periods of time for full acclimatization, results can be accurately applied to the elite athlete population. An additional study on well-trained distance runners discovered similar results. A reduction of an average of 5.8 seconds in running performance after altitude training was 8 seen in the group living at moderate altitude and training at low altitude, while the opposing control group (living and training at low altitude) had widely variable results among the subjects, including as much as an 18 second increase in time (Stray-Gundersen et al.). This study contains valuable findings indicating low altitude training generate optimal running performance, however keep in mind that a group was not tested for training at altitude. This makes it difficult to apply to this review’s purpose; however, it gives light to a different approach to optimal training technique. Nummela and Rusko also looked into training athletes at low altitude after living at moderate altitude. The 18 well-trained sprinters were split into a group of eight living moderate altitude (in an altitude house) and training low, and ten as a control group at sea level. At the conclusion of the ten day testing, results illustrated all runners that lived at moderate altitude but trained at low altitude improved running times after return to sea level by an average of 0.42 seconds. No changes were seen in the control group. Keep in mind that, though, 0.42 seconds may seem a very minimal improvement, for competitive athletes, even the slightest improvement can place them over their opponents. This study introduces an approach different from previously explained studies; the use of an altitude house. This “altitude house” created an environment known as normobaric hypoxia, or a house of normal pressure but with less oxygen. Results are slightly weakened due to the fact that pressure remains the same as normal sea level conditions; however, the fact that less oxygen was available still holds importance. It is the lack of oxygen molecules that create most physiological changes during acclimatization; therefore, results may still be lightly applied to this review’s issue. 9 Figure 2 graphically presents the changes in running performance times from several of the above explained studies. Obviously, the issue is not completely resolved since both low and moderate altitude training has shown to decrease performance times. However, moderate altitude training also was found to increase time. With the weaknesses and strengths explained for the previous studies, it seems most logical to conclude that training at altitude does not create optimal running performance. Effects of Altitude Training on Running Performance at Sea Level 20 10 Change in Running Performance (seconds) 0 low moderate -10 -20 Levine and Stray-Gundersen Stray-Gundersen et al. Nummela and Rusko Faulkner et al. Faulkner et al. Burskirk et al. -30 -40 -50 -60 -70 -80 Altitude Training Figure 2: Effects of Altitude Training on Running Performance at Sea Level. Low Altitude=0-2199 m, Moderate Altitude=2200-2999 m. All studies graphed show results from well-conditioned or elite athletes. Negative values represent improved running performance time; positive values are added time to prealtitude running times. Aside from time trial measurements, VO2max is another major measured variable which indirectly indicate changes in running performance. VO2max increases cause the increase of oxygen molecules in tissues to create a higher rate of energy production through oxidative pathways. If the body creates more energy, then it is obvious that 10 athletic performance will be enhanced. The issue now converts to if altitude training will increase VO2max, which indirectly can help to answer our original question whether altitude training improves running performance. After reviewing several studies, this issue still proves to be unresolved. Several studies have shown that low, moderate and high altitude training can increase VO2max, while one other study has shown a decrease from moderate. The following figure (Figure 3) illustrates results from these conflicting studies. Change in Maximal Oxygen Uptake from Altitude Training 10 Percent change in maximal oxygen uptake 8 6 Levine and Stray-Gundersen Saunders et al. Stray-Gundersen et al. Burskirk et al. Chapman et al. Dill and Adams Faulkner et al. Adams et al. 4 2 0 low moderate high -2 -4 Altitude Figure 3: Change in Maximal Oxygen Uptake (VO2max) from Altitude Training. Low altitude=0-2199 m, Moderate altitude=2200-2999 m, High altitude=3000+m. There are no visible bars for Adams et al. study because the study found no changes in VO2max in either low or moderate altitude training. Most of the studies, except one, presented in figure 3 indicate that altitude training will improve VO2max. The Saunders et al. study discovered that altitude training did not increase VO2max, which indicate that altitude training will not indirectly improve running performance. VO2max after training at moderate altitude decreased 3.3 percent from pre11 altitude levels in ten elite male middle and distance runners. No changes in VO2max were found in Adams et al.’s study. The remaining six studies demonstrated ranges from three percent to nine percent increases in VO2max. Though there is one conflicting and one inconclusive study, one may deduce that in most cases VO2max will increase after altitude training. The figure also indicates that perhaps moderate altitude creates optimal results compared to low and high altitude training. Even though this conclusion can be reached from the graph, keep in mind that VO2max is only an indicator of running performance; it is only one key factor in running performance (Fallowfield). This is obvious since this article previously found that running performance improved more at low altitude training. There are several studies indicating higher altitude training will improve running performance upon return to sea level, the Faulkner et al. study, the Burtscher et al. study, and even perhaps the six studies illustrating increased VO2max in figure 3. However, these studies have been previously scrutinized for limited number of tested subjects, training time, and slightly overreaching assumptions. Such limitations of the studies and results indicate a weaker argument supporting major beneficial results to altitude training. Numerous findings do oppose the general public’s assumption that higher altitude training improves running performance upon return to sea level. As mentioned in figure 1, five studies found that low altitude training enhanced running performance at sea level. Many of these studies tested several subjects, as opposed to the Faulkner et al. and Burtscher et al. studies, which only tested five and ten people, respectively. Therefore, the studies convincingly indicate that higher altitude does not necessarily improve running performance at sea level. 12 Furthermore, it has been introduced that perhaps living at high altitude but training at low altitude will create optimal performance at sea level. How can this occur? As previously mentioned, acclimatization is believed to improve oxygen transport to muscles. This improved transport occurs due to increased VO2max, erythropoietin production, red cell mass, hemoglobin concentration, buffer capacity and decreased blood lactate. Since these physiological changes facilitate the transport of oxygen to the muscles, more energy is created in the muscle. So if acclimatization can create these positive effects for athletes, how does altitude training affect the ultimate improvement in running performance? High altitude training is known to decrease athletic capacity because maximal aerobic power decreases about 1% for every 100 meters above 1,500 m (Levine and Stray-Gundersen). If elite athletes are training at a lower capacity than normally possible, their training will not necessarily improve or even maintain the athlete’s competitive fitness. As mentioned previously, every split second is of utmost importance in the world of elite sports. If these athletes choose to train at a level below maximum capability they will not maintain or improve performance compared to those placing 100% into training at lower altitudes. In a society that places sports in the spotlight, athletes and coaches are constantly trying to find the ways to create the winning team. 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