Guidance Notes on Marking The EC-US Mutual

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NB-MarED
NB-MarED-05-163
Information Doc
Co-ordination between Notified Bodies
under the
Marine Equipment Directive 96/98/EC
as amended
Status:
Information Doc
Revision 02
Document ID: 533560485
Internal Use Only
Date : 09.03.2005
Page 1/9
Guidance Notes on Marking
The EC-US Mutual Recognition Agreement (MRA) on Marine Equipment
Prepared at the 10th MarED Meeting in Brussels on 9 March 2005.
Introduction
Negotiations on a Mutual Recognition Agreement (MRA) between the United States (US) and the
European Community (EC) were concluded in June 2003 and the agreement was signed on February
27, 2004. The EC completed their internal ratification process in April 2004 and published the EC-US
MRA on Council Decision 2004/425/EC of 21st April 2004, the required exchange of letters being
finished in May 2004. The official implementation date for this Agreement was July 1st, 2004.
Under the terms of this Agreement, designated equipment certified as complying with EU
requirements, i.e. the Marine Equipment Directive (MED) 96/98/EC as amended to date, will be
accepted for sale in the US without the need for additional testing or certification and vice-versa.
The basis for this Agreement is the 3rd amendment of the MED, i.e. Commission Directive
2002/75/EC, and therefore only products which have been approved in compliance with this
amendment are falling under the Agreement.
Whilst there will be no further certification requirements, the Parties may maintain their respective
requirements with regard to the marking according to Article 5 of the EC-US MRA. Therefore,
equipment listed in the Agreement that is certified and marked as complying with the MED when
placed in the US market will have to be additionally marked with a USCG approval number as
required by the US legislation and regulations without the need to carry out further conformity
assessment.
1. U.S. Coast Guard Approval Number assigned by EC Notified Bodies (NBs)
The U.S. Coast Guard requires the equipment or material to be marked with an approval number that
easily and uniquely identifies the equipment and the standard to which it was approved. Only the
Notified Body that conducted the conformity assessment as required by the MED is authorised to
allocate a USCG Approval Number, which should include their identification number and a unique
identifier.
However, there might be two Notified Bodies involved in the MED approval process and, therefore,
there would be three scenarios to be considered when marking MED approved products covered by
Annex II of the EC-US MRA according to U.S. Coast Guard requirements, which are briefly described
as follows:
1. Where the NB issue both the EC Type Examination (Module B) Certificate and the QA Certificate
of Conformity Module D/E/F or. This scenario also applies when issuing the Module G Certificate of
Conformity.
Technical Secretariat for Groups of NBs
c/o BALance Technology Consulting GmbH
Contrescarpe 33, 28203 Bremen, Germany
Tel: +49 421 33 517 0 – Fax: +49 421 33 517 11 – E-mail: mared@balance-bremen.de
NB-MarED
NB-MarED-05-163
Information Doc
Co-ordination between Notified Bodies
under the
Marine Equipment Directive 96/98/EC
as amended
Status:
Information Doc
Revision 02
Document ID: 533560485
Internal Use Only
Date : 09.03.2005
Page 2/9
2. Where the NB issues the EC Type Examination (Module B) Certificate only.
3. Where the NB issues the QA Certificate of Conformity (Module D, E, F) only.
1.1. Where the NB issue both the Module B and Module D, E or F
The procedure would be as follows:
1(b) The Certificate of Conformity (Module D, E or F) should be issued with the EC-US MRA
marking required and the following paragraph,
“The manufacturer is allowed to affix the US Coast Guard approval number <USCG Approval
Category/NB Number/Unique Identifier> as allowed by the “Agreement between the European
Community and the United States of America on Mutual Recognition of Certificates of Conformity
for Marine Equipment” signed 27 February 2004.”
Where the Approval Category is as shown in Annex 1 to this document, the NB Number is the
number of the Notified Body conducting the conformity assessment, which in this case would have
also conducted the type approval examination, and the unique identifier is a number allocated by the
Notified Body that uniquely identifies the product.
When a Certificate of Conformity (Module G) is to be issued for products within Annex II of the ECUS MRA, the above paragraph in italics should also be added to the Certificate and the USCG
Approval number assigned directly.
Only when a Certificate of Conformity complying with the above has been issued is the manufacturer
allowed to mark the equipment with the USCG Approval number provided.
Please note that no Declaration of Conformity is required to meet the U.S. Coast Guard
requirements, but it continues to be mandatory for the EC market as required by the MED.
1.2. Where the NB issues the EC Type Examination (Module B) Certificate only
The EC Type Examination (Module B) Certificate should include the following paragraph,
“This product has been assigned a U.S. Coast Guard Module B number <USCG Approval
Category/NB Number> to note type approval to Module B only as it pertains to obtaining US
Coast Guard approval as allowed by the “Agreement between the European Community and
the United States of America on Mutual Recognition of Certificates of Conformity for Marine
Equipment” signed February 27th, 2004.”
Where the Approval Category is as shown in Annex 1 to this document, the NB Number is the
number of the Notified Body conducting the Module B type approval examination (e.g.
EC0038).
1.3. Where the NB issue the QA Certificate of Conformity (Module D, E, F) only
Technical Secretariat for Groups of NBs
c/o BALance Technology Consulting GmbH
Contrescarpe 33, 28203 Bremen, Germany
Tel: +49 421 33 517 0 – Fax: +49 421 33 517 11 – E-mail: mared@balance-bremen.de
NB-MarED
NB-MarED-05-163
Information Doc
Co-ordination between Notified Bodies
under the
Marine Equipment Directive 96/98/EC
as amended
Status:
Information Doc
Revision 02
Document ID: 533560485
Internal Use Only
Date : 09.03.2005
Page 3/9
In those instances where the Notified Body conducting the type approval to Module B is different than
the Notified Body conducting the quality assurance under Module D, E or F, the Notified Body for
Module B will need to provide a Coast Guard module B number in order for the Notified Body for
Module D, E or F to be able to provide the Coast Guard approval number.
The Certificate of Conformity (Module D, E or F) should be issued by the Notified Body (NB2) with
the EC-US MRA marking required and the following paragraph,
“The manufacturer is allowed to affix the US Coast Guard approval number <USCG Approval
Category/NB1 number/Unique Identifier/NB2 number> as allowed by the “Agreement between the
European Community and the United States of America on Mutual Recognition of Certificates of
Conformity for Marine Equipment” signed 27 February 2004.”
Where the Approval Category is as shown in Annex 1 to this document, “NB1 number” is the
identification number of the Notified Body issuing the Module B Certificate, “NB2 number” is the
identification number of the Notified Body issuing Module D, E or F, and the unique identifier is a
number allocated by such Notified Body (NB2) that uniquely identifies the product.
Once a Certificate of Conformity complying with the above has been issued, the manufacturer is then
allowed to mark the equipment with the USCG Approval number provided.
Please note that no Declaration of Conformity is required to meet the U.S. Coast Guard
requirements, but it continues to be mandatory for the EC market as required by the MED.
Note: It should be noted that it is the manufacturer’s responsibility to ensure that a mechanism is in
place to keep abreast of any amendments to the MED, EC-US MRA and Annexes.
See Annex 2 for examples of marking.
Technical Secretariat for Groups of NBs
c/o BALance Technology Consulting GmbH
Contrescarpe 33, 28203 Bremen, Germany
Tel: +49 421 33 517 0 – Fax: +49 421 33 517 11 – E-mail: mared@balance-bremen.de
NB-MarED
NB-MarED-05-163
Information Doc
Co-ordination between Notified Bodies
under the
Marine Equipment Directive 96/98/EC
as amended
Status:
Revision 02
Document ID: 533560485
Information Doc
Internal Use Only
Date : 09.03.2005
Page 4/9
FLOW CHART OF “HOW TO COMPLY WITH THE
EC-US MRA ON MARINE EQUIPMENT”
Is equipment listed in Annex II
of the EC-US MRA?
Is Conformity Assessment
conducted only by one Notified
Body?
Y
N
END
N
The manufacturer to contact the Notified Body (NB1) who
issues Module B and request the USCG Module B number
NB1 will provide USCG Module B number
The manufacturer to contact the Notified
Body and submit application form
The manufacturer to contact the Notified Body (NB2) who
issues Module D, E or F and submit USCG Module B
number
The Notified Body will provide
USCG Approval number
NB2 will provide USCG Approval number
Manufacturer is allowed to mark the equipment with the USCG Approval number.
No Declaration of Conformity is required to meet the USCG requirements, but it continues to be mandatory for the EC market.
Technical Secretariat for Groups of NBs
c/o BALance Technology Consulting GmbH
Contrescarpe 33, 28203 Bremen, Germany
Tel: +49 421 33 517 0 – Fax: +49 421 33 517 11 – E-mail: mared@balance-bremen.de
NB-MarED
NB-MarED-05-163
Information Doc
Co-ordination between Notified Bodies
under the
Marine Equipment Directive 96/98/EC
as amended
Status:
Revision 02
Document ID: 533560485
Information Doc
Internal Use Only
Date : 09.03.2005
Page 5/9
Annex 1
USCG approval categories for products listed in Annex II of the MRA
Fire Protection
Primary deck coverings
164.106
Council Directive
96/98/EC on
Marine
Equipment
A.1/3.1
“A” and “B: Class division fire
integrity
164.105** (deck assembly)
A.1/3.11
164.107** (structural insulation)
A.1/3.11
164.108**
(bulkhead panels)
A.1/3.11
Structural ceiling
164.110**
(structural ceiling)
A.1/3.11
Non-combustible material
164.109
A.1/3.13
Draperies, curtains & other
suspended textiles
164.111
A.1/3.19
Surface materials and floor
coverings with low flame-spread
characteristics
164.112*** (interior finish)
A.1/3.18
164.117 (floor coverings)
A.1/3.18
Fire doors
164.136*
A.1/3.16*
Penetrations through ‘A’ class
divisions by electric cables,
pipes, trunks, ducts etc.
164.138
A.1/3.26
Penetrations through ‘B’ class
divisions by electric cables,
pipes, trunks, ducts etc.
None
A.1/3.27
Dampers
164.139
A.1/3.22
Bedding components
164.142
A.1/3.21
Upholstered furniture
164.144
A.1/3.20
Fire door control systems
164.146
A.1/3.17
MRA Category Description
*
**
***
USCG Approval Category
Limited to fire doors without windows and doors with total window area of 645 cm 2, or less, in each door leaf.
Approval limited to maximum door size tested. Doors must be used with a fire tested frame design.
Does not include “A” or “B” class windows.
Limited to exposed surfaces of ceilings, walls, and floors. Does not apply to pipes, pipe coverings, or cables.
Technical Secretariat for Groups of NBs
c/o BALance Technology Consulting GmbH
Contrescarpe 33, 28203 Bremen, Germany
Tel: +49 421 33 517 0 – Fax: +49 421 33 517 11 – E-mail: mared@balance-bremen.de
NB-MarED
NB-MarED-05-163
Information Doc
Co-ordination between Notified Bodies
under the
Marine Equipment Directive 96/98/EC
as amended
Status:
Information Doc
Revision 02
Document ID: 533560485
Internal Use Only
Date : 09.03.2005
Lifesaving Appliances
Lifebouy Self Activating Smoke, 15-minute
(pyrotechnics)
160.157*
Council
Directive
96/98/EC on
Marine
Equipment
A.1/1.3
Rocket parachute flare (pyrotechnics)
160.136*
A.1/1.8
Hand flares (pyrotechnics)
160.121*
A.1/1.9
Buoyant smoke signal, 3-minute (pyrotechnics)
160.122*
A.1/1.10
Line-throwing appliances (pyrotechnics)
160.040*
A.1/1.11
Rigid liferaft
160.118+
A.1/1.13
Automatically self-righting rigid liferaft
160.118+
A.1/1.14
Canopied reversible rigid liferafts
160.118+
A.1/1.15
FLOAT free (hydrostatic release units)
160.162
A.1/1.16
Release Mechanism for lifeboats, rescue
boats, liferafts launced by a fall or falls.
160.133@
A.1/1/26
Marine Evacuation system
160.175
A.1/1.27
MRA Product Identification
*
+
@
USCG
Approval
Category
Expiration date not to exceed 48 months after month of manufacturer.
The emergency pack is not covered by the MRA.
Limited to davit-launched liferaft automatic release hook.
Technical Secretariat for Groups of NBs
c/o BALance Technology Consulting GmbH
Contrescarpe 33, 28203 Bremen, Germany
Tel: +49 421 33 517 0 – Fax: +49 421 33 517 11 – E-mail: mared@balance-bremen.de
Page 6/9
NB-MarED
NB-MarED-05-163
Information Doc
Co-ordination between Notified Bodies
under the
Marine Equipment Directive 96/98/EC
as amended
Status:
Information Doc
Revision 02
Document ID: 533560485
Internal Use Only
Date : 09.03.2005
Page 7/9
Navigation Equipment
USCG
Approval
Category
Council
Directive
96/98/EC
on Marine
Equipment
Magnetic compass
165.101
A.1/4.1
Transmitting Magnetic Heading Device, TMHD
(formerly Electromagnetic compass)
165.102
A.1/4.2
Gyrocompass
165.103
A.1/4.3
Echosounding equipment
165.107
A.1/4.6
Speed and distance indicating device
165.105
A.1/4.7
Rate of turn indicator
165.106
A.1/4.9
Loran-C equipment
165.135
A.1/4.11
Chayka equipment
165.136
A.1/4.12
Global positioning system (GPS) equipment
165.130
A.1/4.14
Global navigation satellite system (GLONASS)
equipment
165.131
A.1/4.15
Heading control system
165.110
A.1/4.16
Automatic radar plotting aid (ARPA)1
165.120
A.1/4.34
Auto-Tracking Aid2
165.111
A.1/4.35
Electronic Plotting Aid3
165.121
A.1/4.36
Integrated bridge system
165.140
A.1/4.28
Voyage data recorder (VDR)
165.150
A.1/4.29
Gyrocompass for High Speed Craft
165.203
A.1/4.31
Shipborne automatic identification system (AIS)
165.155*
A.1/4.32*
Track Control
165.112
A.1/4.33
Radar reflector
165.160
A.1/4.39
MRA Category Description
1
2
3
*
Radar equipment used with ARPA must have separate EU and U.S. Certifications.
Radar equipment used with ATA must have separate EU and U.S. Certifications.
Radar equipment used with EPA (Electronic Plotting Aid) must have separate EU and U.S. Certifications.
Radio transmitter is required to be authorized by U.S. Federal Communications Commission (FCC).
Technical Secretariat for Groups of NBs
c/o BALance Technology Consulting GmbH
Contrescarpe 33, 28203 Bremen, Germany
Tel: +49 421 33 517 0 – Fax: +49 421 33 517 11 – E-mail: mared@balance-bremen.de
NB-MarED
NB-MarED-05-163
Information Doc
Co-ordination between Notified Bodies
under the
Marine Equipment Directive 96/98/EC
as amended
Status:
Revision 02
Document ID: 533560485
Information Doc
Internal Use Only
Date : 09.03.2005
Page 8/9
Annex 2
Example of marking of products under the EC-US MRA
A. Where one Notified Body either issue the Module B and Module D, E or F Certificates or the
Module G Certificate of Conformity
Note: The manufacturer is allowed to mark the product according to the MED and US regulations only when a
Module B and Module D, E or F Certificates have been issued by a Notified Body.
Wheel mark
Notified Body
number
0038/04
Last two digits
of the year in
which the mark
is affixed
USCG Approval number: 164.109/EC0038/MED 040123
USCG Approval
Category
Notified Body
number
Unique identifier
assigned by the
Notified Body
Technical Secretariat for Groups of NBs
c/o BALance Technology Consulting GmbH
Contrescarpe 33, 28203 Bremen, Germany
Tel: +49 421 33 517 0 – Fax: +49 421 33 517 11 – E-mail: mared@balance-bremen.de
NB-MarED
NB-MarED-05-163
Information Doc
Co-ordination between Notified Bodies
under the
Marine Equipment Directive 96/98/EC
as amended
Status:
Information Doc
Revision 02
Document ID: 533560485
Internal Use Only
Date : 09.03.2005
Page 9/9
B. Where one Notified Body (NB1) issue the EC Type Examination (Module B) Certificate and other
Notified Body (NB2) issue the QA Certificate of Conformity (Module D, E or F)
Note: The manufacturer is allowed to mark the product according to the MED and US regulations only when a
Module B and Module D, E or F Certificates have been issued by a Notified Body.
NB1 = Notified Body issuing the EC Type Examination (Module B) Certificate only, e.g. DNV (0575)
NB2 = Notified Body issuing the QA Certificate of Conformity (Modules D, E or F), e.g. LRV (0038)
Wheel mark
NB2 number
0038/04
Last two digits
of the year in
which the mark
is affixed
USCG Approval number: 164.109/EC0575/MED 040123/EC0038
USCG Approval
Category
NB1 number
Unique identifier
(assigned by NB1)
NB2 number
Technical Secretariat for Groups of NBs
c/o BALance Technology Consulting GmbH
Contrescarpe 33, 28203 Bremen, Germany
Tel: +49 421 33 517 0 – Fax: +49 421 33 517 11 – E-mail: mared@balance-bremen.de
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