Supporting Information for: Synthesis and Characterization of two Classes of new Hyperstar Polymers Bearing Hyperbranched Cores Grafted with Linear Arms Frank Däbritz, Albena Lederer, Hartmut Komber, Brigitte Voit* Leibniz Institute of Polymer Research Dresden, Hohe Strasse 6, D-01069 Dresden, Germany. * contact: -49 351 4658 591, email: voit@ipfdd.de Analysis GC-MS was performed on a 6890N GC/5973N MSD system (Agilent Technologies) by means of either EI- or CI-ionization. For separation a silica capillary column Durabond 35 MS (35% phenyl-methylpolysiloxane, J&W Scientific) was used with a stream of 1 mL/min of Helium. Elemental analyses were performed on a 3000 Euro Vector CHNSO (Hekatech). Monomers 2-[(tert-Butyl-dimethyl-silyloxy)-1-methylethyl]-oxazoline: (OSi)Oxa 2 1 N O 9 3 5 4 8 O 6a/b Si 7a/b The synthesis was performed in accordance to the literature for introduction of silylprotecting groups.[1] Under argon atmosphere dried 2-[1-(hydroxymethyl)ethyl]-oxazoline ((OH)Oxa, 58.3 g, 47.0 mL, 451.5 mmol), dried Et3N (50.3 g, 69.2 mL, 496.7 mmol), N,Ndimethylaminopyridine (27.6 g, 225.8 mmol) and tert-butyldimethylsilyl chloride (74.9 g, 496.7 mmol) were provided in CH2Cl2 (0.8 L) and stirred under reflux for 24 h. After filtration, evaporation of the solvent under vacuum, purification via column chromatographie on silica gel with EtOAc:THF (gradient: 1:0-3:1) and subsequent distillation over CaH2 at 75 °C/0.04 Torr (OSi)Oxa was obtained in 50% yield (55.2 g, 226.6 mmol) as a colourless liquid. 1 H NMR (500.13 MHz, DMSO-d6): δ (ppm) = 4.14 (t, 3JHH = 9.5 Hz, 2H, H-2), 3.73 (dd, 2 JHH = 9.8 Hz, 3JHH = 5.8 Hz, 1H, H-6a), 3.68 (t, 3JHH = 9.7 Hz, 2H, H-1), 3.58 (dd, 2JHH = 9.8 Hz, 3JHH = 6.8 Hz, 1H, H-6b), 2.53 (sxt, 3JHH = 7.0 Hz, H-4), 1.08 (d, 3JHH = 7.0 Hz, 3H, H-5), 0.85 (s, 9H, H-9), 0.022 and 0.022 (two s, 6H, H-7a/7b). C NMR (125.75 MHz, DMSO-d6): δ (ppm) = 168.01 (C-3), 66.48 (C-2), 64.97 (C-6), 53.83 13 (C-1), 35.83 (C-4), 25.61 (C-9), 17.86 (C-8), 14.16 (C-5), -5.58 (C-7a), -5.59 (C-7b). 1 H NMR (500.13 MHz, CDCl3): δ (ppm) = 4.20 (t, 3JHH = 9.5 Hz, 2H, H-2), 3.84-3.79 (m, 3H, H-1, H-6a), 3.62 (dd, 2JHH = 9.5 Hz, 3JHH = 7.6 Hz, 1H, H-6b), 2.65 (sxt, 3JHH = 6.9 Hz, 1H, H-1), 1.20 (d, 3JHH = 7.6 Hz, 3H, H-5), 0.89 (s, 9H, H-9), 0.05 (s, 6H, H-7a/b). EI-MS (70 eV): m/z (%) = 228 (5) [M+•-CH3•]+, 187 (13), 186 (100) [M+•-tBu•]+, 156 (3) [M+•-2CH3•-tBu•]+, 143 (8), 142 (24), 115 (25) [Si(CH3)2-tBu]+, 112 (13) [M+•-•OSi(CH3)2-tBu]+, 84 (7), 75 (8), 73 (14), 59 (8). CI-MS (CH4): m/z (%) = 284.1 (6) [M+C3H5]+, 272.1 (17) [M+C2H5]+, 244.1 (81) [M+H]+, 228.1 (49) [M+•-CH3•]+, 186.0 (39) [M+•-tBu•]+, 112.0 (16) [M+•-•OSi(CH3)2-tBu]+, 69.0 (29), 57.1 (100) [tBu]+, 55.1 (93). IR (ATR): ν (cm-1) = 2954/2930/2884/2857 (CH2/CH3), 1666 (C=N), 1472/1463 (CH2/CH3), 1390/1361 (tBu), 1254 (Si-CH3, C-O-C), 1183, 1139, 1091 (C-O-Si), 1057 (C-O-C), 982, 954, 915, 835 (C-O-Si), 775 (Si-CH3). Elemental analysis (%): C12H25NO2Si, calcd. C 59.21, H 10.35, N 5.75; found C 59.32, H 10.48, N 5.84. When applying a similar instruction using imidazole instead of DMAP/Et3N,[2] 3-(tertbutyldimethylsilyloxy)-N-[2-(1H-imidazole-1-yl)ethyl]-2-methylpropanamide was obtained. Chain transfer during CROP of oxazolines In analogy to the literature, through cationic ring-opening polymerization of oxazolines (Oxa) a chain transfer reaction might occur via abstraction of a proton (H+) from the living chain end which subsequently can initiate the polymerization of a new, unattached POxa chain (Scheme SI1). Further, resulting enamine moieties can build crosslinks. The proton-initiated chains were indicated by ESI-MS and 1H NMR.[3-6] To some extent they can be extracted by ultrafiltration or extraction (SEC: Figure SI1). ESI-MS has proven those extracted chains as proton-initiated polyoxazolines (ESI-MS: Figure SI2) and 1H NMR showed evidence of amide-protons within the polymer and consequently proton-initiation from chain transfer. proton transfer N O X R H N + N O O HN + R R O X R new chain enamine chain coupling R N O N + O N R O X R X N enamine O R Scheme SI1: Chain transfer reaction via proton transfer during CROP of oxazolines Int. [a.u.] raw polyoxazoline (chain transfer) extracted chains of lower molar mass 4 5 6 7 8 9 Volume [mL] Figure SI1: SEC-curve of raw polyoxazoline and extracted low molar mass chains. RI-detection in DMAc+LiCl. 869.7 [MPn=9(12C)+H]+ 870.7 [MPn=9(1• 13C)+H]+ O H N nN OH Pn=9 Pn=10 Pn=11 Pn=12 Figure SI2: ESI-MS spectrum (+50 V) of extracted chains of lower molar mass. Hyperstar-Polymers PVBC-g-POxa Hyperbranched poly(vinylbenzylchloride): PVBC Cl Cl Cl Cl The polymer was synthesized according to the literature.[7, 8] p-Chloromethylstyrene (61.26 g, 401.40 mmol), bpy (6.27 g, 40.14 mmol) and dry chlorobenzene (140 mL) were provided and degassed for three times. After addition of CuCl (1.99 g, 20.10 mmol) in argon flow the mixture was finally degassed until no more bubles appeared. The solution was stirred for 5 h at 115 °C and finally cooled down to room temperature. The reaction mixture was diluted with THF (40 mL) and stirred under air until the colour changed completely into green. Cu(II) was removed via filtration over alumina with THF. After concentration to 100 mL under reduced pressure the polymer was precipitated twice from THF in methanol (2.5 L). After stirring of the suspension for 75 min the polymer was separated by filtration and dried for 1 d at 50 °C under vacuum to obtain PVBC in 61% yield (37.35 g) as a colourless solid. 1 H-NMR (500.1 MHz, CDCl3): δ (ppm) = 7.4-6.9 (Ar-H), 6.7 (ArCH=CH2), 5.70/5.21 (ArCH=CH2), 4.8-4.4 (-CHCl-), 4.6 (-CH2Cl), 3.0-1.7 (CH2, CH). 1 H-NMR (500.1 MHz, C6D6): δ (ppm) = 7.2-6.8 (Ar-H, -ArCH=CH2), 5.64/5.09 (-ArCH=CH2), 4.8-4.5 (-CHCl-), 4.18/4.03 (-CH2Cl), 3.1/2.8-1.6 (CH2, CH). TGA: TDTG,1 = 220 °C, Δm = 23% TDTG,2 = 446 °C, Δm = 44%. DSC: amorph, Tg = 67 °C. DBFréchet = 0.46 DBFrey = 0.49 1 H-NMR (500.1 MHz,C6D6 bzw. CD2Cl2): Mn = 3 400 (±400), Pn = 22 (±3). SEC (DMAc, MALLS): Mn = 3 000, Mw = 12 000, PD = 4.0. Cl-Zahl: from 1H-NMR (assumption no elimination): 6.55 mmol Cl/g. IR (ATR): ν (cm-1) = 3014 (CHar), 2922/2855 (CH2/CH), 1511 (C=Car), 1442/1420 (CH2/CH), 1265, 823 (p-disubst. Aromat), 674 (C-Cl). Hyperstar-Polymers PE-g-PAlkMA The solubility of the HSPs prepared was in dependence to the amount of HEMA. Polar HSPs PE-100%HEMA were soluble in EtOH but insoluble in water, in contrast, unpolar HSPs without HEMA (PE-PMMA/0%HEMA) were insoluble in EtOH but soluble in THF. Hyperbranched macroinitiator: PE-MI_3 with a modification degree of 85% HO 9'' 8'' 7'' 6'' 5 2 6 9 7 4 1 O 8 7 3 O O 4 8 6' 1 5 O n,hb 7' 9' 8' 10 11 Br O O 12 Under an argon atmosphere PE-OH_1 (7.00 g, 23.73 mmol OH) and dry NEt3 (3.17 g, 4.37 mL, 31.32 mmol) were dissolved in dry THF (300 mL) and the solution was cooled down to 0 °C. A cooled spolution of 2-bromoisobutyrylbromide (7.20 g, 31.32 mmol) in dry THF (100 mL) was slowly added and the reaction mixture was stirred for 2 h at 0 °C. After filtration of the solid, precipitation of the polymer from the solution in water (3 L), separation and drying of the solid for 16 h at 40 °C under vacuum and finally precipitation from THF (50 mL) in Et2O (1 L), filtration, drying of the precipitate for 16 h at 40 °C under vacuum including grounding provided PE-MI_3 with 85% ATRP-initiating moieties and 15% free phenolic OH-groups in 55% yield (6.27 g) as a colourless solid. 1 H NMR (500.13 MHz, CDCl3): δ (ppm) = 7.25 (H-7̕), 7.20 (H-7), 7.08 (H-8̕), 7.06 (H-7̕̕), 6.97 (H-8), 6.72 (H-8̕̕), 2.55 (H-3), 2.35 (H-2), 2.06 (H-12), 1.66 (H-5). C NMR (125.75 MHz, CDCl3): δ (ppm) = 172.2 (C-1L), 172.0 (C-1D), 170.14 (C-10), 154.1 13 (C-9̕̕), 148.9 (C-9̕), 148.8 (C-9), 146.0 (C-6̕), 145.6 (C-6), 139.7 (C-6̕̕), 128.3 (C-7̕̕, C-7̕), 128.1 (C-7), 121.1 (C-8), 120.6 (C-8̕), 115.0 (C-8̕̕), 55.3 (C-11), 45.38/45.31/45.24 (C-4D), 44.93/44.86 (C-4L), 44.45 (C-4T), 36.2 (C-3), 30.56 (C-12), 30.3 (C-2), 27.8 (C-5). TGA: TDTG,1 = 290 °C, Δm = 22% TDTG,2 = 430 °C, Δm = 59%. DSC: amorphous, Tg = 131 °C. A molar mass could not be determined via NMR-spectroscopy due to very high polymerization degrees. SEC (DMAc, MALLS): Mn = 12 500 g/mol, Mw = 20 500 g/mol, PD = 1.6. IR (ATR): ν (cm-1) = 3479 (OH), 3041 (CHar), 2974/2935/2877 (CH2/CH3), 1748 (CO), 1503 (C=Car), 1462, 1372, 1265 (C-O), 1207, 1168 (C-O-C), 1131, 1099, 1064 (C-O-C), 1014, 813 (p-disubst. aromatics). Hyperstar-Polymer: PE-PMMA/0%HEMA 8 9 7 O 6 4 3 2 6' 5 1 O n,hb 7' O O 9' 10 11 12 8' a O c Br b d O e Methylmethacrylate (5.77 g, 6.16 mL, 57.60 mmol) in a mixture of methyl ethyl ketone and i PrOH (7:3, 50 mL) was degassed for several times and added to PE-MI_1 (0.80 g, 1.92 mmol Br), bpy (0.60 g, 3.84 mmol) and dry CuCl (0.19 g, 1.92 mmol) under an argon atmosphere. The suspension was degassed for several times and subsequently stirred for 22.5 h at 50 °C. The reaction mixture was diluted with THF and stirred under air until the colour changed completely into green. Cu(II) was removed via filtration over alumina with THF. After removal of the solvent under reduced pressure the polymer was precipitated twice from THF (50 mL) in water (1 L). After stirring of the suspension for 75 min the polymer was separated by filtration and dried for 1 d at 40 °C under vacuum to obtain PEPMMA/0%HEMA in 72% yield (4.52 g) as a colourless solid. 1 H NMR (500.13 MHz, DMSO-d6): δ (ppm) = 7.4-7.15 (H-7, H-7̕), 7.15-6.9 (H-8, H-8̕), 3.7- 3.5 (H-e), 2.5-2.2 (H-2/3), 2.2-1.3 (H-a), 1.60 (H-5), 1.25 (H-12), 1.2-0.7 (H-c). C NMR (125.75 MHz, DMSO-d6): δ (ppm) = 177.3/177.1/176.2/175.5 (C-d), 171.4 (C-1), 13 148.6 (C-9, C-9̕), 145.8 (C-6, C-6̕), 127.9 (C-7, C-7̕), 121.1 (C-8, C-8̕), 55-51 (C-a), 51.7 (C-e), 44.9/44.3/44.0 (C-4, C-b), 29.4 (C-2, C-12), 27.0 (C-5), 20.8/18.5/16.3 (C-c). Signals of C-3, C-10 and C-11 could not be identified probably due to their low intensity. TGA: TDTG,1 = 416 °C, Δm = 86%. DSC: amorphous, Tg = 121 °C. Pn per arm (1H NMR): Pn(PMMA) = 35 (±7). SEC (DMAc, MALLS): Mn = 285 000 g/mol, Mw = 980 000 g/mol, PD = 3.4. IR (ATR): ν (cm-1) = 2992/2949 (CH2/CH3), 1723 (CO), 1484/1434 (CH2/CH3), 1387, 1239 (C-O), 1190, 1142 (C-O-C), 1061, 986, 840 (p-disubst. aromatics), 750 (C-Br). Additional NMR spectra of the hyperstars Figure SI3: DEPT135 spectrum of a HSP with P(MMA-b-HEMA)-arms (solvent: DMSO-d6) Figure SI4: HSQC spectrum of a HSP with P(MMA-b-HEMA)-arms (the traces on the left and on top are not the projections but the 1H and 13C NMR spectra of this sample thus showing also OH and quarternary carbon signals not resulting in crosspeaks in the HSQC spectrum). Solvent: DMSO-d6. Further DLS and AFM results: PE-OH_1 PE-MI_1 16 14 PE-PMMA/0% HEMA PE-PMMA/12% HEMA PE-PMMA/26% HEMA PE-100% HEMA Intensity [%] 12 10 8 6 4 2 0 1 10 100 1000 10000 Particle Size [nm] Figure SI5: Intensity distribution of particle size from DLS of hb core PE-OH_1, hb macroinitiator PEMI_1 and HSPs in DMAc. PE-100%HEMA 20 PE-100% HEMA 15 [nm] 10 5 0 -5 0 100 200 300 400 500 [nm] Figure SI6: PE-100%HEMA: AFM-image (left) and height profile (right) of PE-100%HEMA. 1. Derwing, C.; Hoppe, D. Synthesis 1996, 149-154. 2. Danishefsky, S. J.; Garbaccio, R. M.; Stachel, S. J.; Baeschlin, D. K. J. Am. Chem. Soc. 2001, 123, 10903-10908. 3. Pó, R.; Abis, L.; Fiocca, L.; Mansani, R. Macromolecules 1995, 28, 5699-5705. 4. Cortez, M. A.; Grayson, S. M. Macromolecules 2010, 43, 10152-10156. 5. Litt, M.; Levy, A.; Herz, J. J. Macromol. Sci. Chem. 1975, A9, 703-727. 6. Levy, A.; Litt, M. J. Polym. Sci., Part A: Polym. Chem. 1968, 6, 63-72. 7. Georgi, U.; Erber, M.; Stadermann, J.; Abulikemo, M.; Komber, H.; Lederer, A.; Voit, B. J. Polym. Sci., Part A: Polym. Chem. 2010, 48, 2224-2235. 8. Komber, H.; Georgi, U.; Voit, B. Macromolecules 2009, 42, 8307-8315.