1 Government of Pakistan Drug Regulatory Authority of Pakistan Ministry of National Health Services Regulations & Coordination ******** Islamabad, the 22 November 2013 NOTIFICATION S.R.O. (I)/2013.In exercise of the powers conferred by section 23 of the Drugs Regulatory Authority Pakistan Act, 2012 (XXI of 2012), the Drug Regulatory Authority of Pakistan, with prior approval of the Federal Government, is pleased to make the following rules,namely:1 Short title and commencement.- (1). These rules may be called the Medicines and Health Products (Enlistment) Rules, 2013. (2) 2. They shall come into force at once. Definitions.- (1) In these rules, unless there is any thing repugnant in the subject or the context ; (a) “Act” means the Drugs Regulatory Authority of Pakistan Act, 2012 (XXI of 2012); (b) “advertisement” means the publication, dissemination, conveyance of information for the purpose of promoting ,whether directly or indirectly, the sale or use of any product by any means or in any form including the following:(i) publication in a news paper, magazine, journal or periodical; (ii) display of poster or notices. (iii) letters addressed to individuals, bodies corporate or uni-corporate; (iv) photographs or documentary or cinematographs films; (v) sound broad-casting through television or any other media; (vi) public demonstration for use of the product offer of trial of the product to the member of the public; (c) “allopathic ingredients” means ingredients used in allopathic or western system which are chemically defined ingredients, excluding naturally occurring ingredients obtained from natural sources; (d) “disinfectant” means a health product or ingredient used for destroying or inhibiting micro-organisms that may be harmful to humans or animals. Disinfectants also include ingredients or products having additional antiseptic activity or use ; (e) “enlistment” means provisional allocation or entry of proper number to the firm or the product in the enlistment register for the purpose of gathering information but this shall not be substitute of manufacturing license and registration of any product; (f) “enlistment application” means application in the relevant Form as specified in the Schedule, accompanied with proper fee submitted by the manufacturer or importer to the Division of Health and OTC Products(non drugs); (g) “enlistment number” means number allocated to the firm or product in the enlistment register; (h) “enlistment holder” means proprietor or owner of the company or firm to whom enlistment of company or product has been granted. (i) “food supplements” or “dietary supplement” or “health supplement” means products containing vitamins,provitamins, multivitamins, minerals including a mineral salt, and a naturally occurring mineral , metals and their salts, a lipid, including an essential fatty acid or phospholipids liproteins,amino-acids, proteins, fatty acids, carbohydrates, a mucopolysaccharide, plant or herbal material (or a synthetically produced substitute for material of that kind), including plant fibers, enzymes, algae, fungi, cellulose and derivatives of cellulose and chlorophyll, herbal preparation, resins,balsams,volatile oils, non-human animal material (or a synthetically produced substitute for material of that kind) including dried material, bone and cartilage, fats and oils and other extracts or concentrates, a microorganism, whole or extracted, except a vaccine expressed juices, exudates etc. alone or their combinations and are presented in pharmaceutical dosage forms intended for health related purpose; (j) “health products” means Health and OTC Products (non-drugs ) as defined in the Act and include pro-biotics, pre-biotics, disinfectants, food supplements, nutritional products, baby milk and foods, medicated cosmetics, medicated soaps, medicated shampoos, medicated plasters and derma-care products or any other which may be notified in official gazette by Drug Regulatory Authority of Pakistan(DRAP) as Health and OTC Products ; (k) “health related purpose” means a therapeutic, curative, preventive, palliative, or cosmetic purpose or for promotion and well being of humans and animal health; (l) “herbal preparations” means preparation obtained by subjecting herbal substances to treatment such as extraction, distillation, extraction, fractionation, purification, concentration or fermentation, including comminuted or powdered herbal substances, tinctures, extracts, essential oil, expressed juices and processed exudates; (m) “homeopathic medicine”, means a medicine that meets with all of the below-mentioned conditions: (i) it is intended for oral or external use only; (ii) no specific therapeutic indications appear on the labelling or in any information relating thereto; and (iii) there is a sufficient degree of dilution to guarantee the safety of homeopathic medicine and shall not contain more than 1/10 000 part of the mother tincture or more than 1/100th of the smallest dose used in allopathic drug to be dispensed on a doctor's prescription. (n) “intended purpose” means use for which medicine or health product is intended according to the claim of manufacturer or importer as stated on any or all of the following: (i) label of the product. ii) instruction for use of the product. and iii) promotional material in relation to the product; (o) “label” means any written, printed or graphic presentation that appears on or is attached to the container of the product or active ingredient or herbal preparation or any part of the packaging and includes informational sheet or leaflets that accompanies when finished product or active ingredient or preparation is being supplied; (p) “label claim” means any representation made on a product in relation to its indication, benefits or actions. Claims could be stated directly or inferred in-directly but not limited to the following:(i) graphic or logos on the product packaging; (ii) product or branding; (iii) media advertisement (print, sound , light and sound); (iv) point of sales materials; (v) product broachers or information sheets distributed with or separately from the product; (q) “medicated cosmetics” means health product used for cleansing, fragrencing, deodorizing, beautifying, preserving, improving, altering or restoring complexion of skin, hair, nail or teeth of human containing ingredients of natural origin; (r) “medicated oil and balm” means any external medicated embrocation, medicated cream, ointment, lotion or inhalant used for soothing purposes containing following ingredients:- (i) essential oils; (ii) fixed oils derived from natural source; (iii) methyl salicylate; (iv) menthol camphor and peppermint; (s) “nutritional supplements” means a product that is used to supplement a diet beyond that of normal nutrients to support or maintain the healthy body functions in humans and animals; (t) “pre-biotics” means the non -digestible nutritional ingredient that stimulates the growth or activity of bacteria in the digestive system and produce health benefits; (u) “pro-biotic” means an ingredient or product containing micro organisms that confers health benefits on the host; (v) “prohibited substance” means a substance that is not permitted to be contained in any medicine or health product and include the following:(i) allopathic ingredients(except homeopathic medicine); (ii) colours and additives, except the prescribed one; (iii) toxic ingredients containing plants or animals or their parts; (iv) restricted ingredients above the prescribed limits; (v) steroids and anabolic hormones ; (vi) any other substance which has been declared injurious to health by the Authority, through notification in the official gazette;. (w) “product” means a finished medicine or health product; (x) “recall” means any action taken by the manufacturer, importer, supplier or registrant or enlistment holder of a product to remove it from the market or to retrieve from any person to whom it has been supplied because of the reason that the product: (i) may be hazardous to health. (ii) may fail to conform to any claim made by its manufacturer, importer, registrant or enlistment holder relating to the quality, safety, efficacy or its usefulness; or (iii) (y) may not meet to the requirement of the Act; “review of application dossiers” means screening, assessment and evaluation of information & contents included in the application dossiers submitted for the grant enlistment certificates; and (z) “specified publication” means any of the following publications containing material information regarding medicines and health products and include; (i) European Pharmacopoeia; (ii) British Pharmacopoeia and British National formulary; (iii) United States Pharmacopoeia and United States National formulary; (iv) British pharmaceutical codex; (v) German Pharmacopoeia; (vi) International Pharmacopoeia; (vii) Chinese Pharmacopoeia; (viii) Indian Pharmacopoeia; (ix) Japanese Pharmacopoeia ; and (x) any other publication notified by the Authority as specified publication. . (2) The terms and expressions used in these rules but not defined shall have same meanings as assigned in the Act, Drug Act 1976 or WHO or ICH guidelines for Herbal medicines, Food Supplements and Probiotics etc. 3. An application for enlistment shall be made to the Authority, addressed to the Director of Division of Health and OTC Products (non-drugs) as under.:(a) an application for the enlistment of manufacturer shall be made on form 1. (b) an application for the enlistment of importer shall be made on form 2. (c) an application for the enlistment of product(s) shall be made on form 3. (d) each application shall be accompanied with a fee of ten thousand rupees for enlistment of manufacturer or importer and two hundred and fifty rupees for enlistment of each product. 4. Fee shall be deposited in the head of account of Authority at the designated banks and duly certified original receipt shall be attached with the application. 5. Manufacturers having manufacturing and quality control facilities ,those who were manufacturing medicines or health products or importers who were importing these products before the promulgation of the Act shall be eligible to submit enlistment applications. 6. Manufacturers holding manufacturing license under the Drug Act 1976(XXXI of 1976), and obtained approval of dedicated sections for medicines or health products including probiotics or food supplements and had submitted application dossiers before the promulgation of the Act shall also be eligible for enlistment. 7. Applications shall be scrutinized by the Division of Health and OTC Products (non-drugs) for conforming to the specified criteria. 8. Applicants shall be required to submit convincing evidence or documentary proof indicating that manufacturing or import for sale was being conducted before the enactment of the Act. 9. Authority may verify contents or information provided in the application(s) through panel of Inspectors or any authorized Inspector of Authority or Provincial Inspector. 10. Applicants shall be required to submit a declaration that the contents of the application are correct. 11. Applications not meeting the criteria shall be rejected stating the reasons thereof, namely;(a) incomplete applications; (b) applicants not having manufacturing and quality control facilities; (c) applicants not having necessary import documents as evidence of imports; (d) it is proved that the contents of the application are false, incorrect or misleading; (e) the formulation of the applied product contains prohibited substance or ingredients or ingredients that have been declared dangerous or injurious to health by any international body. (f) the formulations as a whole or any of its ingredients have been withdrawn due to safety concerns. (g) The formulation or ingredients are new one whose safety and efficacy have not been established or they are not available locally or internationally in the market; (h) failure of applicant to prove that he was conducting his business of medicines or health products in manufacturing or importing before the enactment of the Act. 12. Enlistment Certificate(s) for manufacturer or importer shall be issued on Form 4 to these rules. 13. Enlistment Certificate(s) for products shall be issued on Form 5 to these rules. 14. Enlistment holder shall be responsible and liable for quality, safety and efficacy of the enlisted product. 15. The enlistment is an interim arrangement for a specified period and it does not confer any right for unlimited continuation of manufacture, import and export, or grant of manufacturing license or product registration. 16. Relevant provisions of the Act regarding quality, safety, and efficacy shall be applicable upon enlisted companies or firms or products. 17. Enlistment holder shall be responsible for compliance to the conditions of enlistment as per enlistment certificate. 18. No one person himself or any person on his behalf shall issue or cause to be issued any medical advertisement except obtaining permit for approval of contents of advertisement from the Authority. SCHEDULE Form 1 (See rule-3(a)) APPLICATION FOR ENLISTMENT OF MANUFACTURER (Attach readable soft copy with application) I/WE ……………………………….. (1)……………………….. (2)………………………….(attach list of partners) Holder (s) of CNIC No. …………………………………… Owner of M/S……………………………………………………………………hereby apply for enlistment of my firm/company established under company/partnership Act........ Having NTN ………………………………. located at the premises as under……………………………………………………………………………….. A) That I am manufacturing following classes of therapeutic goods 1. Alternate Medicines. (Attach detail information as Annex-A) (i) Herbal Medicines (ii) Unani Medicines. (iii) Ayurvedic Medicines (iv) Siddah Medicines. (v) Chinese Medicines. (vi) Homeopathic Medicines. (vii) Bio-chemic Medicines. (viii) Herbal oils / Balms (ix) Any other alternate/ complementary medicines. 2. Health and OTC Products. (Attach the information as Annex-B) (i) Food supplements (Neutraceuticals or dietary or health supplements). (ii) Nutritional supplements. (iii) (iv) (v) (vi) Baby Milks and Foods. Disinfectants. Medicated shampoos containing natural ingredients. Medicated Soaps natural ingredients (vii) Tooth pastes/mouthwashes/throat ingredients. (viii) Medicated cosmetics/Derma-care medicated oils natural ingredients (ix) Any other. 3. lozenges/gargles natural products/Balms/ plasters/ That my manufacturing unit has following facilities: (Attach the site master file as Annex-C) 4. Total size of the plot/ building is ………………………………………..sq/feet 5. No. of sections are as under:- (Attach list of equipment and instruments available with copy of invoice) (i) Tablets. (ii) Capsules. (iii) Dry Syrup. (iv) Dry powder (s). (v) Liquid Solution, Syrup, emulsion, suspensions, drinking ampoules and Drops. (vi) Ointment and Creams. (vii) Sachet/herbal teas/joshanda. (viii) Eye/ Ear/ Nasal Drops. (ix) Packaging and Labeling. (x) Quality Control Lab (The copy of contract with the Q.C. laboratory shall be attached in case of contract testing). (xi) Warehouses. (xii) Water purification plant. (xiii) Any other section. 6.. Our facility has following staff: (Attach the information as Annex-D) (i) Qualified staff name, qualification, experience and training .State responsibility and attach their CV’s. (ii) Supportive and non technical staff. 7. List of Manufactured and marketed products & product wise as well as total turnover: (Attach the information as Annex-E) 8. I undertake and certify that the contents stated above are correct and true to the best of my knowledge (please attach undertaking on the notarized stamp paper. Name of the owner Signature Seal of the Firm/ Company Form 2 (See rule-3(b) APPLICATION FOR ENLISTMENT OF IMPORT (Attach readable soft copy with application) I/WE ……………………………….. (1)……………………….. (2)………………………….(attach list of partners) Holder (s) of CNIC No. …………………………………… Owner of M/S……………………………………………………………………hereby apply for enlistment of my firm/company having NTN ………………………………. located at the premises as under……………………………………………………………………………….. A. That I am importing following classes of therapeutic goods 1. Alternate Medicines. (i) (ii) (iii) (iv) (v) (vi) (vii) (viii) (ix) 2. (Attach detail information as Annex-A) Herbal Medicines Unani Medicines. Ayurvedic Medicines Siddah Medicines. Chinese Medicines. Homeopathic Medicines. Bio-chemic Medicines. Herbal oils / Balms Any other alternate/ complementary medicines. Health and OTC Products. (Attach the information as Annex-B) (i) Food supplements (Neutraceuticals or health supplements). (ii) Nutritional supplements. (iii) Baby Milks and Foods. (v) Disinfectants. (vi) Medicated shampoos containing natural ingredients . (vii) Medicated Soaps natural ingredients (viii) Tooth pastes/mouthwashes/throat lozenges/gargles natural ingredients. (ix) Medicated cosmetics/Derma-care products/Balms/plasters/medicated oils natural ingredients (x) Any other. B. That overseas manufacturing unit has following facilities: (Attach the site master file as Annex-C) 3. Total size of the plot/ building is ………………………………………..sq/feet 4. No. of sections are as under:- (Attach list of equipment and instruments available) (i) Tablets. (ii) Capsules. (iii) Dry Syrup. (iv) Dry powder. (v) Liquid Solution, Syrup, emulsion, suspensions, drinking ampoules and Drops. (vi) Ointment & Creams. (vii) Sachet/herbal teas/joshanda. (viii) Eye/ Ear/ Nasal Drops. (ix) Packaging and Labeling. (x) Quality Control Lab (The copy of contract with the Q.C. laboratory shall be attached in case of contract testing). (xi) Warehouses. (xii) Water purification plant. (xiii) Any other section. 5. The overseas manufacturer has following staff.(Attach the information as Annex-D) (i) Qualified staff name, qualification, experience and training .State responsibility and attach their CV’s. (ii) Supportive and non technical staff. 6. List of imported and marketed products and product wise as well as total annual turnover. (Attach the information as Annex-E) 7. Manufacturing license and other Import documents for each product. (Attach information as Annex-F) 8. I undertake and certify that the contents stated above are correct and true to the best of my knowledge (please attach undertaking on the notarized stamp paper). Name of the owner Signature Seal of the Firm/ Company FORM-3 (See rule-3(b) APPLICATION FOR ENLISTMENT OF PRODUCTS (Attach readable soft copy with application) I/We…………………………………… Owner (s)of M/s……………………………………………………………………hereby apply for enlistment of following products manufactured by my firm/company ( has already applied as manufacturer or importer ) located at the premises as under 1. Product profile. Name Product 2. 3. of List of Intended used ingredients Pack size Maximum Retail price. Master Formula. Manufacturing process. 3. Testing specifications. 4. Shelf life and storage. 5. Recommended usage with evidence. 6. Packaging and labeling. 7. Maximum Retail price. 8. Attach import documents for each applied drug. 9. I undertake and certify that the contents stated above are correct and true to the best of my knowledge(please attach undertaking on the notarized stamp paper ). Name of the owner Signature Seal of the Firm/ Company FORM-4 (See rule-12) PROVISIONAL CERTIFICATE FOR ENLISTMENT AS MANUFACTURER/ IMPORTER No. ………………….. Dated: …………….. M/s…………………..………………………………………………………located at the address ……...……………………………………………………………………………is hereby enlisted in the enlistment register as manufacturer/ importer by the Authority subject to the following conditions namely:- (i) The manufacturer or importer shall be responsible for the quality, efficacy and safety of all the therapeutic goods manufactured and sold by him. (ii) He shall abide by all the provisions of the Drug Regulatory Authority of Pakistan Act, (XXI) of 2012 except those exempted under the said Act. (iii) He shall immediately recall the defected therapeutic goods within 15 days after intimation to him and report the compliance to the Authority. (iv) (v) (vi) He shall be responsible to withdraw the unsafe therapeutic goods from the market if so declared by the Authority. He shall also report adverse affect reports, (if any), to the Authority within 15 days period and notify focal person for such reporting. Any other relevant condition imposed by the Authority in future. This certificate shall not be valid after the date notified by the Authority through official gazette. (vii)Certificate of enlistment shall be surrendered to the Authority within 7 days if it is suspended, revoked, becomes invalid or its holder winds up his business. Designated Officer ……………. Division of Health and OTC Products Drug Regulatory Authority of Pakistan FORM-5 (See Rule 13) PROVISIONAL CERTIFICATE FOR ENLISTMENT OF PRODUCTS Following products of M/s………………………………………………………located at the address ……...……………………………………………………………………is / are hereby enlisted in the enlistment register by the Authority. S.No. Name of Product List of ingredients Pack size and their strengths Shelf Life Conditions for Enlistment: (i) The product(s) shall test for microbial contamination and it is verified that these products does not contain any type of pathogenic microbial contamination. (ii) The content the heavy metals in the finished product shall be within the limits as prescribed in the . (iii) The product shall not contain any toxic or dangerous materials which are injurious to health. (iv) The products shall be tested and released by the Quality Control of the unit or contract laboratory approved by the Authority. (v) The products shall remain safe, effective and retain quality during the whole shelf life. (vi) The product conforms to all the relevant provisions of the Drug Regulatory Authority of Pakistan Act, 2012 (XXI) of 2012. (vii) The product is not contaminated with any type of ingredient not enlisted in the formula approved by the Authority. (viii) The product does not contain any prohibited substance or Allopathic or any western ingredient which is not part of approved formulation. (ix) The manufacturer/ importer shall be responsible for all the liabilities occurred after damage due to usage of enlisted products. (x) The label claim for the treatment of diseases shall be made through valid evidence based on standard reference books or published literature or proven through clinical trial. Label claim of prohibited diseases shall not be made in any case as required under the labeling claim guidelines. (xi) (xii) Maximum Retail Price (MRP) shall be as per policy finalized by the Authority. (xiii) This certificate shall not be valid after the date notified by the Authority through official gazette. (xiv) Certificate of enlistment shall be surrendered to the Authority within 7 days if it is suspended, revoked, becomes invalid or its holder winds up his business. Designated Officer ……………. Division of Health and OTC Products Drug Regulatory Authority of Pakistan ______________________________________________________________________________ (No. F. 3-5/2013 – DDC (Alt-Med) Muhammad Arshad Khan Director, (Legal Affairs) Drug Regulatory Authority of Pakistan