College of Architecture and Environmental Design Ph.D. Program in Environmental Design and Planning Admission to Candidacy Guidelines Comprehensive Written Examination The Ph.D. comprehensive examination is designed to show that students have the abilities necessary to function successfully as independent scholars of Environmental Design and Planning. Three classes of abilities are necessary for such success: (1) broad knowledge of the field, (2) specialized knowledge of a chosen concentration, and (3) expert knowledge about a specific Environmental Design and Planning phenomenon. The first two abilities result from a course of study that culminates in Ph.D. coursework, and are therefore the subject of the qualifying examinations. Expert knowledge about a specific Environmental Design and Planning phenomenon is demonstrated in the student’s dissertation, and is not an explicit concern in the examinations. Criteria. The successful scholar needs broad-based, on-demand, encyclopedic knowledge of basic issues in the study of Design, Planning, or History, Theory, and Criticism. “Basic issues” include the main theories, methods, literature, philosophies, concepts, and phenomena important in contemporary scholarship. Test Rationale. This knowledge serves students by (1) enabling them to draw on scholarship outside their own areas of concentration, which capitalizes on the eclecticism of the field and facilities integration of diverse perspectives on Environmental Design and Planning; (2) enhancing their chances for success on the job market; and (3) making them more effective at representing the field to non-members. Test Procedure. Because of the broad-based nature of this part of the examination, students have a need for guidance from their committee on preparation. This does not mean that students should be given questions in advance; rather, students should discuss the above criteria with their committees to get guidance on the kinds of knowledge for which they will be held responsible. The intent of this discussion is to guide their study and help them recognize areas where they may need independent study and/or review of subjects that may be outside the formal scope of their course work. Therefore, this discussion should begin in earnest as soon as possible after committees are formed and continue throughout student’s courses of study. The actual examination will consist of six to eight questions, prepared by the student’s committee designed to test for competence on the criteria listed above. This will be a computergenerated examination, to be completed within four 8-hour periods. The expectation is that students will spend approximately four hours answering each question, though they are free to allocate time as they see fit. At the end of each 8-hour segment, the student will submit a paper “draft” copy and the storage disk to the Program Office. The student will then be given one additional 8-hour period to “clean up” their work and submit the storage disk and final copy to the Program Office for distribution to the dissertation committee. Evaluation. The criteria for this part of the examinations encompass knowledge gained over the course of the student’s academic career, and may include issues not covered in Ph.D. June 2004 course work per se. For this reason, the portion of the examination should test for basic competence in discussing the main issues of the student’s concentration (4-6 questions), and the ability to communicate across the disciplines (2 questions). Each answer should be evaluated in terms of whether it is a product the committee would expect from a competent “beginning” Environmental Design and Planning scholar writing for four hours on a subject not necessarily in his/her own area of concentration. A. Deadline for Comprehensive Written Exam. The student is expected to take the Comprehensive Examination no later than the end of the fifth semester of enrollment. B. Scheduling the Comprehensive Examination. 1) Once the student has completed the required coursework, Part I of the “Report of Doctoral Comprehensive Examinations and Approval of the Ph.D. Dissertation Prospectus” form must be completed and submitted to the Ph.D. Program Office. 2) Each member of the student’s dissertation committee prepares three written comprehensive questions. Questions may be solicited from other faculty members if deemed necessary by the dissertation committee. 3) The dissertation committee agrees on 6 - 8 total questions for the written examination. 4) Committee Chair submits written comprehensive questions to the Ph.D. Program Director for administration of the written examination (deadline is 5 workings days prior to scheduled exam). The Committee should indicate to the Program Office at this time how they want to receive the answers to the exam, either a paper copy or via e-mail. 5) The Comprehensive Written Examination normally is scheduled for four days during one of the following periods. a) Monday through Friday of the week before fall classes b) Monday through Friday of the week before spring classes c) During spring semester finals week 6) At the end of each of the four 8-hour periods (5:00 pm), the student will submit a “draft” of the work completed for the day. This can be done via e-mail. 7) The student will be allowed one 8-hour period on the day immediately following the written examination to “clean up” and submit the final document via e-mail to the Program Office by 5:00 pm . C. Grading the Written Comprehensive Exam. 1) In scoring the written exam questions, the faculty uses a Pass-Fail system to grade the individual questions. 3) In a meeting of the dissertation committee, grades on the individual questions provide the basis for the discussion of an overall grade for the Comprehensive Written Exam. A passing exam will exhibit a consistent record of passing scores for each of the individual questions. June 2004 3) The dissertation committee will have two weeks to grade the written exam and schedule an oral defense of the exam by the student. The Oral Defense of the Written Examination. The purpose of the oral examination is to allow the opportunity for a student to expand and/or clarify answers on the written portion of the examination and to provide an in-depth evaluation of the student’s ability to reason in response to questions related to the student’s area of concentration. A. Scheduling the Oral Defense. The chair of the dissertation committee must schedule with the Program Office, and conduct, the oral defense within two weeks after the completion of the written examination. B. Grading the Oral Defense. The dissertation committee makes an overall evaluation of the oral exam as Pass or Fail. Failure of the oral examination is considered final, and may not be retaken. 1) The dissertation committee makes an overall evaluation of the written and oral exam as Pass or Fail. The final result is based on a majority vote. 2) The committee records the date of the exam and the results, with their signatures, on the student’s “Report of Doctoral Comprehensive Examinations and Approval of the Ph.D. Dissertation Prospectus” (Parts II and III), on file in the Program Office. C. Notification of Results. The dissertation committee forwards their recommendation to the Executive Committee for review and signature of the Program Director (Part IV). The Program Director will notify the student, by mail, of the results. A copy of the letter will be included in the student’s program file. D. Retake of the Written Exam. According to Division of Graduate Studies rules, failure of the written comprehensive examination is considered final unless the dissertation committee and the program director recommends, and the Dean of the Division of Graduate Studies approves, a reexamination. A reexamination may be administered no sooner than three months and no later than one year after the original examination. Only one reexamination is permitted. Defense of Dissertation Prospectus A. The dissertation proposal must be defended within two semesters following the semester in which the comprehensive exam was passed. B. The proposal for dissertation research must be prepared in consultation with the dissertation committee and under direct guidance of the Committee Chair. C. In general the dissertation proposal should be in prose, typewritten, no more than 20 double-spaced pages in length, exclusive of references. D. An outline applicable to many dissertation topics would include: 1) a title page, June 2004 2) an introductory statement to give an overview of the content of the research problem, 3) a survey of relevant literature that includes a brief section defining terms and concepts involved in the problem, 4) a detailed and explicit statement of the research problem(s) selected 5) a review of actual and/or potential data sources and an evaluation of their quality, 6) an explicit formulation of the variables to be measured and the hypotheses to be tested, 7) a brief discussion of the methodological approaches (including alternatives)applicable to data analysis, 8) decision-making criteria for acceptance or rejection of hypotheses 9) a concise statement specifying probable results or likely alternative outcomes, and 10) a preliminary outline, to be regarded as a projected Table of Contents, 11) an extensive bibliography showing: a) material studied in the course of proposal formulation b) pertinent sources for future study E. The draft proposal is submitted to the dissertation Committee Chair. The Committee Chair should return comments to the student within two weeks. F. A draft of the proposal must be approved by the Committee Chair prior to its circulation to the rest of the committee. Frequently the Committee Chair will review more than one draft before approving a proposal for distribution. G. Once the Committee Chair has approved it, the draft is circulated to all members of the student’s committee for comment. 1) Copies of the committee member’s comments to the student should be provided by the committee members to the chair of the committee as well as to the student. 2) The committee members should return comments to the student within 2 weeks. 3) Revisions by the student are usually required. H. Once the committee agrees that the proposal is ready to defend, a defense is scheduled. I. The student schedules a defense date and location acceptable to the committee and notifies the Program Office. J. A final draft of the dissertation proposal must be distributed to the committee at least two weeks prior to the scheduled defense. K. On the appointed date, the student defends the dissertation proposal before the committee. L. The committee reports the results of the defense, with their signatures on the “Report of Doctoral Comprehensive Examinations and Approval of the Ph.D. Dissertation Prospectus (Part V) on file in the Program Office. Candidacy Once the student has passed the Comprehensive Examination and successfully defended the dissertation proposal, the Program Director signs and forwards the “Report of Doctoral Comprehensive Examinations and Approval of the Ph.D. Dissertation Prospectus” to the June 2004 Division of Graduate Studies. The student is advised, by mail, that they have been admitted to candidacy. Per the Division of Graduate Studies, students must enroll for a minimum of 12 hours of 792 Research and 799 Dissertation credit (combined) in subsequent semesters, following the semester in which they are admitted to candidacy. However, per CAED requirements, students must enroll for a minimum of 6 hours of 792 Research and 12 hours of 799 Dissertation credit (18 combined) after being admitted to candidacy. This allows for enrollment in a maximum of 6 hours of 792 Research prior to being admitted to candidacy. (see diagram on page 32) The candidate must take the final oral examination in defense of the dissertation within five years after passing the comprehensive examination. Any exception must be approved by the supervisory committee and the dean of the Division of Graduate Studies and ordinarily involves repetition of the comprehensive examination. June 2004