Cities of wind: natural ventilation access in urban design M. GROSSO AND G. BANCHIO Department of Human Settlement Sciences (DINSE) Polytechnic University of Turin Viale Mattioli 39, 10125 Torino, ITALY grosso@archi.polito.it banchio@archi.polito.it Abstract Wind access/protection in cities can be affected by the morphological characteristics of the built environment. Town-planning legislation, building codes and city plan regulations influence those characteristics. Substantial climate-responsive changes of such laws and by-laws as well as simplified environmental performance evaluation tools can contribute to the reduction of mechanical ventilation and air conditioning energy loads through natural ventilation-proned urban design. The effects of urban form on wind-driven natural ventilation potential of buildings have been investigated by the authors, in collaboration to the Municipality of Grugliasco – a city neighbouring Turin (Italy) – within the CE-funded research project PRECis (assessing the Potential of Renewable Energy in Cities). The present paper describes the main results of this work. Although not yet exhaustive, these results are encouraging in regard with the possibility of using simplified procedures – easy to be applied by designers and planners – for evaluating wind-driven ventilation potential of alternative urban form configurations. THEORETICAL BACKGROUND – MODELLING THE URBAN WIND ENVIRONMENT Ancient urban planners were aware of the relationships between wind exposure/protection and urban layout patterns. A paradigmatic example is Malta’s capital City of La Valletta, whose orthogonal layout follows the wind rose, thus allowing for efficient street ventilation (See Figure 1). Figure 1. Malta’s capital City of La Valletta However, the effects of urban fabric on the wind characteristics have never been analytically investigated and modelled until this century due to the stochastic behaviour of air movement around obstacles. The knowledge of air movement patterns around buildings and within the urban fabric is important in relation to various aspects. High wind speed can generate outdoor discomfort; wind velocity and direction affect outdoor and indoor natural ventilation cooling; cold wind protection in winter reduces energy consumption; urban wind characteristics influence the spread of air pollution from traffic, industrial, and heating systems sources as well as the exposure to noise pollution. The effects of the general urban environment on the wind characteristics - namely, wind velocity and turbulence gradients - are well known and were modelled on the basis of boundary layer wind tunnel tests [1] [2] [3] [4]. Less experimental work has been carried out with reference to the urban canopy, i.e., the layer of atmosphere enclosed within the street canyons up to the buildings’ roof height [5]. A new morphometric method was recently proposed in order to derive aerodynamic properties of urban areas from analysis of surface form [6]. At the building scale, the effects of varying geometric and environmental characteristics on the envelop pressure coefficient distribution were modelled using a parametrical correlation-based approach [7] [8] [9]. A detailed accurate simulation of wind flow around a cluster of buildings can be performed using a CFD model, although it requires specific expertise and is time consuming. The work presented here is related to a userfriendly simplified procedure developed as an urban design tool for evaluating the effect of urban form on wind-driven ventilation potential. A PROCEDURE TO ASSESS THE INFLUENCE OF URBAN FORM ON WIND-DRIVEN VENTILATION POTENTIAL PRECis (assessing the Potential of Renewable Energy in Cities) is a CE-funded Project, co-ordinated by the Martin Centre for Architectural and Urban Studies, School of Architecture, University of Cambridge, aimed at characterising the microclimate within cities in relation to urban form. The central purpose of the authors’ contribution was to develop a procedure to evaluate the effects of urban form on wind-driven natural ventilation through buildings. Urban form parameters Urban drag coefficient The developed procedure is based on an ‘urban’ extension of the program CpCalc+ [8], whose reference database is related to block-shaped buildings laid out in a normal layout pattern. Environmental and geometric input parameters are: wind direction, wind velocity profile exponent as a characteristic of terrain roughness, plan area density – i.e., the ratio of built area to whole area – azimuth angle of buildings, frontal and side aspect ratios, average buildings’ height, and buildings’ dimension co-ordinates. In order to apply the procedure to real urban fabric, a method for determining a reference model array from urban areas with irregular layout was developed. This model comprises buildings of equal dimensions and azimuth, derived from averaging the actual ones, and has the same plan area density of the real urban area. An example application was carried out on an area of Grugliasco - a city neighbouring Turin and participating to the PRECis project as an associated partner (See Figure 2). The urban drag coefficient Cd, represents the relative wind pressure force acting upon the vertical surfaces of a considered urban area along the wind flow. It was chosen as a lump parameter able to characterise the effect of urban form on wind-driven ventilation, independently on building volume and window opening area. Cd was obtained using the following equation: Cd = D / (1/2 Vref2 Aref) (1) where Aref and Vref are, respectively, the reference area and the reference wind velocity, D is the aerodynamic drag of the urban fabric – calculated as an integrated sum of the drag values of each building included in the area – and is the air density. Aref is the wind-facing frontal projected area for a given wind direction. The calculated results were compared to the ones obtained by simulations performed using a CFD model developed by CFD-Norway (Trondheim) as well as to wind tunnel tests carried out at Norwegian University of Science and Technology [10], for given conditions of boundary layer and wind direction. As shown in Table 1 and Figure 3, results are within a reasonable range for the boundary layer typical of a flat terrain, while the CpCalc+-based procedure underestimates the drag if the terrain roughness is higher. Although this trend characterises all wind directions, slanted angles are more critical. The above urban drag procedure showed to be promising but will need further testing, particular for high terrain roughness and oblique wind. Thermal effect of urban drag Figure 2. Layout of the reference model array (below) extrapolated from an actual urban form (above) - City of Grugliasco (Turin, Italy) An assumption is made that the differences amid the aerodynamic characteristics of all buildings will be levelled out when considering the drag of the whole area. The relevant standard deviation can be evaluated by using the procedure described in the following sections. A set of simulations was carried out using the thermal model ESP-r [11] on a monozone cube-shaped building cell in order to evaluate the effect of urban drag on heating infiltration losses as well as on cooling energy savings due to wind-driven cross ventilation. Five locations were simulated for the coldest day of a typical year – Trondheim, London (Kew), Turin, Catania, and Athens – representing a typical climate variation range for Europe, from N-W to S-E. An analogous procedure was followed for the hottest day on three locations (Turin, Catania, and Athens). Meteonorm reference data were used, changing the values related to wind velocity in order to perform the parametrical analysis. Constant direction (0° N), four wind velocities (0.5, 1, 2, and 3 m/s), two air leakage conditions (0.5 and 3 mm of crack thickness), and three wall insulation values (0.4, 0.75, 1.5 W/m2K) were considered as input parameters. The following output parameters were obtained in correlation to the urban drag coefficient: ACH = Air volumes Changed per Hour, averaged within 24 hours in winter, and for the number of hours with open windows, in summer; CLref = Cooling reference load, i.e., the cooling energy calculated for the hottest day with closed windows, related to a set point indoor temperature of 26 °C; TUFnv(H) = Heating Thermal Urban Factor, i.e., air infiltration winter losses (Tiset-point = 20°C); TUFnv(C) = Cooling Thermal Urban Factor, i.e., cooling energy (Tiset-point = 26°C, open windows for To<26°C). Table 1. Global drag coefficient for area “A” = 0,14 (modelling), = 0.149 (Wind tunnel test) Aref = Frontal Area 0 150,6 345 30 330 45 315 0,4 60 300 0,2 75 285 90 0 270 105 255 120 240 135 225 150 210 165 195 180 Wind Tunnel CFD CpCalc+ = 0,28 (modelling), = 0.244 (Wind tunnel test) Aref = Frontal Area 0 150.3 345 330 45 315 0.2 60 300 0.1 75 285 90 0 270 105 255 120 240 135 225 150 210 165 195 180 30 Wind Tunnel CFD CpCalc+ Figure 3. Polar chart of Cd values comparing experimental (Vref = Vext) and modelling (Vref = VBdz) results. Regarding winter conditions, TUFnv(H) and ACH values were found to be very close in all locations, for each wind velocity. Location-averaged values, related to the higher air leakage characteristics, are shown in Table 2, and the relevant fitting curves in Figure 4a and 4b. Airflow rate and thermal losses increase with drag coefficient, i.e., with decreasing plan area density. The correlation is represented by a power law function and the rate of increase is progressively higher in relation to growing wind velocities. TUFnv(H) values are fairly small, even for a relatively high leakage parameter as the one on which data are based. However, the seasonal thermal losses due to infiltration could become significantly high, even in moderately cold winter zones with yearly heating degree-hours around 60,000 as in Turin. In such zones, , as can be derived from Table 2, the overall theoretical winter thermal losses (referred to a constant wind velocity along the entire period) might range from: 0.9 kWh/m2, in high-density urban areas with low wind velocity (0.5 m/s), to 39.36 kWh/m2, in isolated buildings with moderately high wind speed (3 m/s). Furthermore, thermal simulation included calculation of the solar shading effect due to obstructions, which were found to be increasingly influential for value of PAD25%. As far as airflow rates are concerned, data show that only in practically isolated buildings and at v 3 m/sec, the minimum air change per hour for residential indoor air quality (ACH = 0.5) could be reached (See Table 2). With regard to summer conditions, both CLref and TUFnv(C) values were averaged amid the considered locations, being of the same order of magnitude (See Table 3). Given the negligible influence of infiltration and convective wall exchange on the overall cooling loads, CLref values were averaged amid all wind velocities as well. For the same reason, as Table 3 shows, the variation of Cd does not affect CLref, which, instead, decreases slightly in relation to the effect of shading for Cd < 0.25 (PAD > 16%). TUFnv(C) values increase with decreasing Cd, i.e., increasing PAD, following an exponential fitting trend, which is dependent on wind velocity. As Fig. 5a shows, this trend, strongly apparent at v = 0.5 m/s, declines progressively with increasing wind velocity and almost disappears at v = 2 m/s, while it is even reversed at v = 3 m/s, meaning that the shading effect over-compensates the decreased airflow rate. Hence, v = 2 m/s can be considered a threshold wind velocity above which the effect of urban drag, i.e., of urban form, becomes non-influential on potential cooling energy savings due to ventilation. Summer ACH follow the same exponential trend dependent on wind velocity as winter air infiltration, but, obviously, with much higher absolute values (See Figure 5b). Drag Coefficient Pad 0 2.8 4 6.25 11.2 16 25 30 35 40 1.125 0.901 0.811 0.658 0.398 0.241 0.122 0.102 0.082 0.044 Clref [W/dh m2] 0.5 5.575 5.738 5.738 5.857 6.099 6.424 6.584 6.663 6.706 7.107 23.853 23.853 23.853 23.853 23.853 23.853 22.877 22.504 22.179 21.891 TUFNV(C) ACH [W/dh m2] [V/h] 1 5.059 5.178 5.178 5.135 5.298 5.460 5.415 5.415 5.454 5.657 2 4.617 4.617 4.617 4.617 4.736 4.815 4.772 4.729 4.689 4.772 Wind velocity (m/sec) 3 0.5 4.418 16.422 4.418 14.657 4.418 13.892 4.418 12.498 4.375 9.732 4.495 7.559 4.411 5.348 4.368 4.911 4.368 4.401 4.368 3.225 1 31.704 28.375 27.064 24.240 19.448 14.228 10.441 9.546 8.565 6.265 2 65.462 58.520 55.550 51.067 40.095 30.234 21.538 19.687 17.664 12.937 Table 2. Heating Thermal Urban Factor and Air Changes per Hour for various wind velocities, PAD, and Cd (location-averaged values);U value = 0,76 W/m2K; 3 mm crack thickness as air leakage parameter. Pad TUF NV(H) Drag Coefficient 0 2.8 4 6.25 11.2 16 25 30 35 40 0.5 0.072 0.063 0.059 0.055 0.038 0.030 0.023 0.022 0.019 0.015 1.125 0.901 0.811 0.658 0.398 0.241 0.122 0.102 0.082 0.044 ACH [V/h] [W/dh m2] 1 0.170 0.150 0.139 0.124 0.091 0.065 0.045 0.040 0.036 0.024 Wind velocity (m/sec) 3 0.5 0.656 0.064 0.573 0.059 0.537 0.052 0.472 0.047 0.345 0.033 0.251 0.026 0.165 0.019 0.152 0.018 0.132 0.014 0.090 0.012 2 0.398 0.348 0.325 0.288 0.210 0.155 0.103 0.093 0.081 0.055 1 0.151 0.132 0.117 0.109 0.079 0.056 0.039 0.036 0.032 0.021 2 0.351 0.309 0.291 0.254 0.187 0.137 0.090 0.082 0.072 0.049 3 0.577 0.503 0.474 0.415 0.308 0.225 0.143 0.132 0.117 0.079 Table 3. Cooling Thermal Urban Factor and Air Changes per Hour for various wind velocities, PAD, and C d (location-averaged values); U value = 0,76 W/m2K; 3 mm crack thickness as air leakage parameter 0.700 0.600 TUF (v=3) = 0.6087x 0.6126 TUF (v=2) = 0.3706x 0.6102 TUF NV(H) Average Value 0.500 0.400 0.300 0.200 TUF (v=1) = 0.1583x 0.6025 0.100 TUF (v=0.5) = 0.0651x 0.4858 0.000 0 0.2 0.4 0.6 0.8 1 1.2 Drag Coefficient Figure 4a. Fitting curves of location-averaged TUFnv(H) as a function of Cd, for various wind velocities . 0.700 0.600 0.6167 ACH (v=3) = 0.5382x 0.500 Figure 4b. Fitting curves of location-averaged winter ACH (closed windows) as a function of Cd, for various wind velocities. ACH [ V/h] 0.400 0.300 ACH (v=2) = 0.3278x0.6072 0.200 0.6022 ACH (v=1) = 0.1382x 0.100 c) = 0.0585x0.5314 0.000 0 0.2 0.4 0.6 Drag Coefficient 0.8 1 1.2 3 98.270 87.882 83.372 75.098 58.361 45.435 32.306 29.538 26.481 19.398 8.000 7.000 6.000 -0.0712 TUF(v=0.5) = 5.6801x -0.0287 TUFNV (C) Average value TUF(v=1) = 5.1279x 5.000 TUF(v=2) = 4.7703e-0.0343x TUF(v=3) = 4.4255x0.0034 4.000 3.000 Where: CLref = reference cooling load (W/dh m2) TUF = thermal urban factor as above defined Dh(H)= annual heating degree hours of the considered location Dh(C) = annual cooling degree hours of the considered location Dh*(C) =annual cooling degree hours corrected in order to take the amount of ventilation hours into account The assignment of VenUS is done according to a classification of energy saving values ranging within a span derived from the above-described regression analysis. 2.000 1.000 0.000 0 0.2 0.4 0.6 0.8 1 1.2 Drag Coefficient Figure 5a. Fitting curves of locations-averaged TUFnv(C) as a function of Cd, for various wind velocities . 120.000 100.000 ACH (v=3) = 92.599x 0.5005 ACH (open window) 80.000 60.000 ACH (v=2) = 62.185x0.5026 40.000 ACH (v=1) = 29.977x 0.5018 20.000 ACH (v=0.5) = 15.444x0.5021 0.000 0 0.2 0.4 0.6 0.8 1 1.2 Drag Coefficient Figure 5b. Fitting curves of location-averaged summer ACH (open windows) as a function of Cd, for various wind velocities. Comparison between CLref and TUFnv(C) allows for deriving the cooling energy saving per degree-hour as a function of Cd. The VenUS procedure VenUS (Ventilation Urban Score) is a procedure aimed at assigning a score related to wind driven natural ventilation potential, to the form configuration of an existing or planned urban area. A two-step sequence is foreseen: calculation of the Theoretical Annual Energy Saving Potential (TAESPnv) due to wind driven natural ventilation for a considered area; assignment of a Ventilation Urban Score (VenUS) on the basis of a classification of TAESPnv values. The TAESPnv of a given urban form represent the annual net energy savings, i.e., cooling savings balanced with heating losses, based on hourly temperature reference data (hottest and coldest days of a typical year) and averaged annual wind velocity of the considered location. TAESPnv is a wind drag related factor based on the analysis above described and can be calculated by the following expression: * TAESPnv = (CLref × Dh( C ) ) - ( TUFnv(C) × Dh(C) ) - TUFnv(H) × Dh(H) [ ][ ] ENVIRONMENTAL MANAGEMENT SYSTEM FOR MUNICIPALITIES The above described evaluation procedure is imbedded in a more general Environmental Management System (EMS), based on the methodology set up by the standards ISO 14000. It was proposed to the Municipality of Grugliasco, but can be generalised to all Italian and European Municipalities. Its scope comprises procedures, office organisation, and tools aimed at: passing through environment-based knowledge to urban and building designers; evaluating urban and building design proposals according to a climate-responsive and energy-conscious approach; changing and updating accordingly town-planning laws and by-laws; training Municipalities technicians for that evaluation; setting up an interactive/iterative process for environmental checking of urban and building design proposals within the approval/rejection process, including incentives for renewable energy applications. A flow-chart of the environmental performance evaluation process characterising the proposed EMS is shown in Figure 6. The VenUS procedure outlined above is used in the phase assessment of potential use of the energy source wind and related to the environmental control system ventilation. Output of the VenUS application to case study areas can be used for defining wind-related morphological rules within the climate-responsive urban design guidelines. In addition to the VenUS procedure, a qualitative preassessment graphical method can be used in order to evaluate alternative urban plan configurations against summer wind access. This method, based on "Boutet's" experimental results from wind tunnel tests [12], is applied by drawing downwind wakes for the buildings which are deemed to represent airflow barrier for other buildings, with respect to a given wind direction. Each drawn wake represents the core of a fully developed wake, i.e., an area of calm, wherein the wind velocity is decreased below 50% of the upstream velocity. The summer prevailing wind direction is considered. This technique was applied to a case study area of Grugliasco for a master plan configuration supplied by the Municipality technical staff. 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