Gefitinib treatment in EGFR mutated Caucasian NSCLC: circulating-free tumor DNA as a surrogate for determination of EGFR status Online Supplemental Appendix Methods DNA extraction and EGFR mutation analysis Tumor DNA was extracted using the Qiagen QIAamp DNA Mini Kit while circulating-free tumor DNA (ctDNA) was extracted from plasma using the Qiagen QIAamp Circulating Nucleic Acid Kit. Modifications to sample processing and kit instructions are described in Online Supplemental Appendix Table 1. Epidermal growth factor receptor (EGFR) mutation status of all samples was assessed using a Scorpion® Amplification Refractory Mutation System (ARMS®)-based EGFR mutation detection kit (Therascreen® EGFR RGQ PCR kit, Qiagen, Crawley, UK), which detects 29 mutations across the EGFR gene. For tumor samples, all mutations in the kit were analyzed. Modifications to tumor/ctDNA analysis kit instructions are described in Online Supplemental Appendix Table 1. A comparison of the DxS kit used for ctDNA EGFR mutation analysis in the current study and the previous version of the Dx kit used in the IPASS study 1,2 is shown in Online Supplemental Appendix Table 2. Results Patients Demographics and baseline characteristics by EGFR mutation status derived from baseline tumor samples (full analysis set population), plasma 1 samples, and plasma 2 samples are presented in Online Supplemental Appendix Table 3, and were similar for all populations. Exon 19 deletions and L858R point mutations were the most common mutations, as determined by baseline tumor, plasma 1, and plasma 2 samples (Online Supplemental Appendix Table 3). EGFR mutation status of ctDNA samples: false-positive result 1 Of the 547 patients considered to have an EGFR mutation-negative status by analysis of tumor DNA, one patient was considered to have an EGFR mutation-positive status (L858R) by analysis of plasma 1 ctDNA, giving a false-positive rate of 0.2% (1/547). However, this was subsequently found to be due to sample drift during analysis, rather than true amplification (see analysis plots in Supplemental Online Appendix Figures 1A and B). Manual calling, recommended in the Therascreen® EGFR RGQ PCR kit insert, was not performed prospectively, and therefore this issue was not identified in real-time. Retrospective quality control of all EGFR mutation-positive plasma 1 samples, with unevaluable matched tumor results, confirmed no other samples were affected by this issue. 2 Online Supplemental Appendix Table 1 Methodological and technical details for DNA extraction and EGFR mutation testing of tumor and plasma ctDNA samples DNA extraction Sample type Original step in protocol Change to kit instructions Rationale Tumor Perform de-paraffinization using xylene Scrape tissue into tube containing 200 µl 0.5% TWEEN 20 and centrifuge briefly Incubate sample at 90°C for 10 min with regular inversion mixing Incubate sample at 55°C for 5 min Add 4 µl of 10 mg/ml Proteinase K and incubate for 1 hour at 55°C with occasional mixing. Repeat twice over the course of 12-24 hours Heat sample to 99°C for 10 min Transfer sample into a chilled tube at 4°C and centrifuge at 10,500g for 15 min Place sample on ice for 5 min Aspirate the liquid from below the wax layer into a clean tube Lab experience of alternative procedure Incubate with Proteinase K at 56°C until completely lyzed (1-3 hours or overnight) Centrifuge QIAamp Mini columns at 6,000g in order to reduce centrifuge noise. Centrifuging at full speed will not affect DNA yield Elute in 200 µl of buffer AE Incubate with Proteinase K at 56°C until completely lyzed (overnight) Lab preference Centrifuge spin columns at full speed (20,000g) Lab preference Elute in 150 µl of buffer AE Experience that reduced yields and DNA concentration are likely from FFPE compared to fresh tissue NA Centrifuge plasma samples at 3000 rpm for 2 min prior to extraction and transfer supernatant to clean tube To remove any contamination (cellular debris/protein) which may clog the column Plasma 3 Add 1550 µl buffer AVE to 310 µg of carrier RNA (0.2 µg/µl). 1 µg of carrier RNA added to each reaction Following addition of buffer ACL, incubate samples at 60°C for 30 min Add 310 µl buffer AVE to 310 µg of carrier RNA (1 µg/µl). 5.6 µg of carrier RNA added to each reaction As previous version of manual (v1) Following addition of buffer ACL, incubate samples at 60°C for 1 hour Experience that longer incubation can result in increased yield Elute cfDNA in 20-150 µl of buffer AVE Elute cfDNA in 55 µl of buffer AVE NA: volume within kit recommended range EGFR mutation analysis Tumor Plasma Quantify DNA using Rotor-Gene® Q and dilute DNA which has a ct <23 NA Lab experience of alternative procedure Assess DNA before analysis and dilute samples with a control ct <23 Quantify DNA using Q-PCR and dilute DNA which has a copy number of >4 ng/µl Repeat entire plate if any NTC HEX signals >37 Repeat entire assay if sample HEX >37 (if there is no sample FAM signal) Repeat entire plate if mixed standard falls outside of 26.26-30.95 Repeat entire assay if mixed standard ∆ct fail observed Dilute and repeat sample if control ct <23 Repeat samples with a diagnostic ct >38 in triplicate (all 3 results must be identical to assign a positive call) ctDNA not quantified prior to analysis. Add 5 μl of neat ctDNA, eluted from the QIAamp preparation, to each reaction Analyse all 7 assays, with a maximum of 7 samples per plate Analyze 3 assays (T790M, deletions, and L858R), with a maximum of 16 samples per plate To conserve ctDNA while focusing on the common and clinically relevant mutations Run 40 cycles of PCR Run 50 cycles of PCR, however only the first 40 cycles should be analyzed as per protocol To examine the shape of the amplification curve and to determine if any very late amplification was observed in ctDNA samples NA Experience that it is unlikely that ctDNA samples have control ct <23 and therefore a step to conserve DNA 4 Repeat entire plate if any NTC HEX signals >37a Repeat entire assay if sample HEX >37 (if there is no sample FAM signal)a Repeat entire plate if mixed standard falls outside of 26.26-30.95a Repeat entire assay if mixed standard ∆ct fail observeda Dilute and repeat sample if control ct <23a Repeat samples with a diagnostic ct >38 in triplicate (all 3 results must be identical to assign a positive call)a Repeat all samples for relevant assay To conserve ctDNA Repeat sample for relevant assay Repeat plate if it contains any mutation-positive samples Repeat sample for relevant assay if mutation-positive Dilute and repeat sample if mutation-positive Do not repeat samples if ct >38 ctDNA, circulating-free tumor DNA; CT, cycle threshold; EGFR, epidermal growth factor receptor; FFPE, formalin-fixed, paraffin-embedded; NA, not applicable; NTC, no template control a Note that the amendments to the described methodology were to the AstraZeneca FFPE Therascreen protocol only. 5 Online Supplemental Appendix Table 2 A comparison of the mutation test kits used for cfDNA EGFR mutation analysis in the current study and the IPASS study IPASS Current study {Douillard, 2014 6235 /id} 1,2 Sample type Serum Plasma Sample volume used for extraction ~2 ml ~2 ml Extraction kit QIAamp DNA Mini Kit (Qiagen, Crawley, UK) Cat. # 51304 QIAamp Circulating Nucleic Acid Kit v2 (Qiagen, Crawley, UK) Cat. # 55114 Methodology Scorpion® Amplification Refractory Mutation System (ARMS®)-based EGFR mutation detection kit Scorpion® Amplification Refractory Mutation System (ARMS®)-based EGFR mutation detection kit Kit name DxS EGFR mutation test kit (DxS, Manchester, UK) Note: no longer available Therascreen® EGFR RGQ PCR kit v1 (Qiagen, Crawley, UK) Cat. # 870111 Mutation cut-offs, ∆ct Modified for ctDNA (tumor) ctDNA as per standard protocol (tumor) 8 (8) 12 (9) 14 (11) 6.38 (6.38) 9.06 (9.06) 8.58 (8.58) 50 cycles run, called only within 40 cycles 50 cycles run, called only within 40 cycles T790M Exon 19 Deletions L858R Number of cycles run (called) ctDNA, circulating-free tumor DNA; CT, cycle threshold; EGFR, epidermal growth factor receptor 6 Online Supplemental Appendix Table 3 Key demographic and baseline characteristics by EGFR mutation status derived from patients with baseline tumor samples, and duplicate plasma ctDNA samples Tumor samples (FAS, N=106) Characteristic Plasma 1 samples (N=1060) Plasma 2 samples (N=1060) EGFR mutation status EGFR mutation status Positive (n=82) Negative (n=702) Unknown (n=276) Positive (n=65)a Negative (n=160)a Unknown (n=835) Age group (years), % ≥18–<65 49.1 45.1 49.4 44.9 43.1 47.5 48.4 ≥65–<75 26.4 30.5 31.9 33.7 30.8 31.9 32.5 ≥75 24.5 24.4 18.7 21.4 26.2 20.6 19.2 Male 29.2 29.3 66.0 61.6 33.8 55.0 65.5 Female 70.8 70.7 34.0 38.4 66.2 45.0 34.5 Caucasianb 100.0 100.0 100.0 99.6 100.0 100.0 99.9 0.0 0.0 0.0 0.4 0.0 0.0 0.1 Gender, % Race, % Black or African American 7 Tumor samples (FAS, N=106) Characteristic Plasma 1 samples (N=1060) Plasma 2 samples (N=1060) EGFR mutation status EGFR mutation status Positive (n=82) Negative (n=702) Unknown (n=276) Positive (n=65)a Negative (n=160)a Unknown (n=835) Histology, % Adenocarcinoma (NOS) 86.8 86.6 60.8 60.9 89.2 68.1 59.8 Adenocarcinoma bronchioloalveolar 9.4 7.3 6.3 5.4 6.2 8.1 5.7 Adenosquamous carcinoma 1.9 1.2 1.4 2.5 1.5 1.3 1.8 Large cell carcinoma (NOS) 0.9 0.0 1.0 1.8 0.0 0.6 1.3 Squamous cell carcinoma (NOS) 0.0 1.2 24.4 23.2 0.0 18.1 24.8 Undifferentiated carcinoma 0.0 2.4 2.3 2.2 1.5 1.9 2.4 Adenocarcinoma tubulopapillary 0.9 - - - - - - Missing 0.0 0.0 0.4 1.8 0.0 0.0 1.0 Other 0.9 1.2 3.4 2.2 1.5 1.9 3.2 8 Tumor samples (FAS, N=106) Characteristic Plasma 1 samples (N=1060) Plasma 2 samples (N=1060) EGFR mutation status EGFR mutation status Positive (n=82) Negative (n=702) Unknown (n=276) Positive (n=65)a Negative (n=160)a Unknown (n=835) Disease stage at screening, % IIIA 1.9 0.0 0.7 0.7 0.0 0.6 0.7 IIIB 5.7 3.7 24.8 22.8 4.6 18.8 24.8 IV 92.5 96.3 74.2 72.8 95.4 80.6 73.1 Missing 0.0 0.0 0.3 2.5 0.0 0.0 1.1 Other 0.0 0.0 0.0 1.1 0.0 0.0 0.4 0 45.3 41.5 35.3 33.0 43.1 38.1 34.0 1 48.1 51.2 55.1 51.1 47.7 52.5 54.5 2 6.6 7.3 8.8 13.0 9.2 8.1 10.2 3 0.0 0.0 0.0 0.7 0.0 0.0 0.2 Missing 0.0 0.0 0.7 2.2 0.0 1.3 1.1 Performance status, % Smoking status, % 9 Tumor samples (FAS, N=106) Characteristic Plasma 1 samples (N=1060) Plasma 2 samples (N=1060) EGFR mutation status EGFR mutation status Positive (n=82) Negative (n=702) Unknown (n=276) Positive (n=65)a Negative (n=160)a Unknown (n=835) Current 5.7 3.7 30.8 24.3 6.2 26.9 28.6 Former 30.2 32.9 48.7 48.9 32.3 44.4 49.3 Never 64.2 63.4 19.9 24.6 61.5 28.8 20.8 Missing 0.0 0.0 0.6 2.2 0.0 0.0 1.2 Exon 19 deletions 65.1 68.3 - - 67.7 - - L858R 31.1 31.7 - - 32.3 - - L861Q 1.9 - - - - - G719X (G719S/A/C) 1.9 - - - - - EGFR mutation subtype, % a In order to achieve a similar measure of accuracy for analysis of plasma 2 samples and avoid sample waste, EGFR mutation status was determined for 224 plasma 2 samples whose corresponding plasma 1 sample was EGFR mutation status-known (all EGFR mutation-positive plasma 1 for whom plasma 2 was available, and a matched number of EGFR mutation-negative ). Of these 224 plasma 2 samples chosen for analysis, 65 were assigned an EGFR mutation-positive status. 10 b Caucasians were considered to be patients of European, North African, or Middle Eastern descent only for the purpose of this study ctDNA, circulating-free tumor DNA; EGFR, epidermal growth factor receptor; FAS, full analysis set; NOS, not otherwise specified 11 Supplemental Online Appendix Figure 1 Therascreen® EGFR RGQ PCR analysis results for (A) false-positive plasma 1 ctDNA sample and (B) a typical example of a true L858R signal (A) 12 (B) Sample analysis performed using Qiagen® Rotor-Gene® Q Series Software version 2.0.2 ctDNA, circulating-free tumor DNA; EGFR, epidermal growth factor receptor 13 References 1. Fukuoka M, Wu Y-L, Thongprasert S, et al. Biomarker analyses and final overall survival results from a Phase III, randomized, open-label, first-line study of gefitinib versus carboplatin/paclitaxel in clinically selected patients with advanced non-small-cell lung cancer in Asia (IPASS). J Clin Oncol 2011;29:2866–2874. 2. Mok TS, Wu Y-L, Thongprasert S, et al. Gefitinib or carboplatin-paclitaxel in pulmonary adenocarcinoma. N Engl J Med 2009;361:947–957. 3. Douillard J-Y, Ostoros G, Cobo M, et al. First-line gefitinib in Caucasian EGFR mutation-positive NSCLC patients: a phase IV, open label, single arm study. Br J Cancer 2014;110:55–62. 14