THE UNIVERSITY OF WYOMING Laramie, Wyoming UNIREG 580, Revision 1 February 15, 1994 UNIVERSITY REGULATION 580, Revision 1 Initiating Authority: Graduate School Subject: Regulations of the Graduate School References: (a) Regulations of the Trustees, as amended. (b) University Regulation 251, as amended. (c) University Regulation 702, as amended. 1. PURPOSE. To promulgate and amend regulations of the Graduate School, as set forth in Faculty Senate Bill 252, which was adopted by the Graduate Faculty and the Faculty Senate. 2. GENERAL INFORMATION. This UNIREG sets forth the basic organization and processes through and by which the Graduate Faculty may function in the exercise of its authority and responsibility as prescribed by the Regulations of the Trustees of the University of Wyoming and as established by action of the Faculty. 3. ADMINISTRATIVE ORGANIZATION OF THE GRADUATE SCHOOL. a. Duties and Responsibilities of the Dean. i. The Graduate School, authorized for the purpose of coordinating and supervising all post-baccalaureate education except that offered in the College of Law and in the Family Practice Residency Programs in the College of Health Sciences, shall be headed by a Dean recommended by the President to the Trustees after consulting with appropriate faculty groups and University officials. As chief administrative officer of the Graduate School, the Dean shall: (1) Enforce University policies regarding graduate education; (2) Following consultation with the Graduate Council, make recommendations to the Provost concerning new graduate programs, substantive changes in existing graduate programs, implementation of changes in graduate programs recommended through program reviews, and deletion of graduate programs; (3) Participate in or conduct reviews of graduate programs in collaboration with other appropriate college and University officers; (4) Recommend budgets to provide funding for: (a) operation of the office of the Graduate School, (b) training of graduate teaching assistants, (c) admission of graduate students, and (d) assistance for recruitment of graduate students; (5) Recommend a budget for stipends and tuition and fee reductions for state-funded graduate assistants and recommend allocations of state-funded graduate assistants to colleges or other appropriate units; (6) Facilitate operation of interdisciplinary graduate programs that do not otherwise have an administrative unit base and assist Graduate Faculty who wish to explore establishment of interdisciplinary graduate programs; (7) Call the Graduate Council into session at least once per semester (summer sessions excluded) and provide the Council with an agenda (ordinarily, these duties will be handled by the Chair of the Graduate Council, see UNIREG 702, Paragraph 7.d.); (8) Approve admission of all students to the Graduate School; (9) Serve other roles normally expected of the chief administrative officer for graduate education (e.g., Fulbright advisor for candidates for Fulbright fellowships, Coordinating Official for NSF Graduate Fellows, etc.); (10) Assume other duties as assigned by the Provost; and (11) Assume duties appropriate to fostering and promoting high quality graduate education at the University including appointment and charging committees of Graduate Faculty to examine issues germane to graduate education. ii. The Dean, upon approval by appropriate University officials and the Trustees, may appoint an Associate Dean of the Graduate School. iii. The Dean of the Graduate School shall promote and maintain high standards of scholarship in graduate education, promote and encourage interdisciplinary efforts in graduate education and research, encourage cultural diversity in the graduate student and faculty bodies, and inform the University community of local and national issues of import to graduate education. 4. GRADUATE FACULTY. a. Purpose. The Graduate Faculty is composed of individuals who offer and direct graduate education. To accomplish this specific purpose, the Graduate Faculty is superimposed across the colleges of the University. In consultation with the Graduate Council, rules and regulations of the Graduate Faculty are administered by the Dean of the Graduate School. b. Membership. The responsibility for establishment of criteria for Graduate Faculty status is delegated to each department for its own faculty. Each department will, therefore, be responsible for drafting its own criteria for Graduate Faculty status subject to the minimum requirements specified below. The Graduate Council shall review these proposed departmental criteria and make recommendations to approve or reject such criteria to the Dean of the Graduate School. i. Minimum Criteria for Initial Appointment: (1) To be considered for Graduate Faculty standing, a faculty member must be a tenuretrack or tenured assistant, associate, or full professor. (2) Before any faculty member can have Graduate Faculty status, he/she must serve as the co-chair of a master's or doctoral committee under the supervision of a member of the Graduate Faculty. This requirement can be waived if the faculty member under consideration has transferred from another institution where he/she held Graduate Faculty status or if the nominator can provide other evidence that the candidate has received mentoring in guidance of graduate students. (3) Any faculty member assigned to a department that does not have a master's, educational specialist, Ph. D., or Ed. D. program must apply directly to the Graduate Council for consideration for Graduate Faculty status. The Graduate Council shall review such requests for membership in the Graduate Faculty and make recommendations regarding such membership to the Dean of the Graduate School. (4) Any of the above requirements can be waived for uniquely qualified individuals upon petition to the Graduate Council and acceptance by the Council of such a petition however modified by the Council. The Graduate Council shall then make recommendations regarding such individuals to the Dean of the Graduate School. (5) Appointments to the Graduate Faculty will be made by the Dean of the Graduate School upon receipt of a nomination by a department head/chair in which the department head/chair has indicated that the nominee has met or exceeded the approved minimal criteria for initial appointment established by the department or program. Similarly, appointments will be made by the Dean of the Graduate School for faculty or uniquely qualified individuals recommended by the Graduate Council through the processes described in Paragraph 4.b.i.(3) & (4) above. ii. Continuation of Graduate Faculty Status: (1) During a department's or program's scheduled review (see item #10, p. 46, Minutes of the Trustees, December 8, 1990; p. 30, Minutes of the Trustees, December 14, 1991), the Graduate Faculty of a given department will be reviewed for participation in graduate committees and the quality of supervised graduate student degree programs. If any member of the Graduate Faculty has not served on any graduate committee since the last review period, his/her Graduate Faculty designation will be terminated. The assessment of graduate degree program quality and quality of student direction by individual Graduate Faculty members will be left up to each department or program, but some specified minimums must be proposed and submitted to the Graduate Council for approval. It is strongly suggested that publication of the results of master's theses and doctoral dissertations be one of these minimums. Graduate Faculty designation will be terminated for those faculty not meeting their department's or program's approved minimum quality level. (2) Members of the Graduate Faculty whose membership has been recommended for termination will be notified by the Dean of the Graduate School. If the faculty member wishes, he/she may appeal the termination to the Graduate Council. (3) The department's or program's criteria for Graduate Faculty status will be reviewed for adherence and quality by the Graduate Council which shall then make recommendations regarding such criteria to the Dean of the Graduate School. iii. Reinstatement to membership in the Graduate Faculty: To be reinstated to the Graduate Faculty, a candidate must meet the requirement expressed in Paragraph 4.b.i.(2) above. iv. Membership for Administrators: The President; Provost and Vice President for Academic and Student Affairs; the Vice President for Research; the deans of the colleges and schools (including the Graduate School and the University of Wyoming/Casper College Center); the heads/chairs of departments, divisions, and schools which offer graduate degrees; the Director of the University Library; and the Special Assistant to the President for Information Technology are members of the Graduate Faculty by virtue of their administrative appointments. When such appointments terminate, these administrators must follow the procedures outlined in Paragraph 4.b.i. for appointment to membership in the Graduate Faculty. c. Powers and Duties. i. Pursuant with current regulations of the Trustees and subject to the policies and regulations of the University, the Graduate Faculty shall develop policy for graduate education and, subject to approval by the President and the Trustees, shall make such rules and regulations as it may deem necessary for the promotion and conduct of the graduate education mission of the University (see Paragraph 4.e.i. for delegation of these powers and duties to the Graduate Council). In the case of any action by the Graduate Faculty intended to have the force of a regulation, the complete text of the regulation shall be incorporated into the Graduate Faculty Regulations (see Paragraph 5.). ii. Subject to approval by the President and the Trustees, the Graduate Faculty shall have power to make regulations with respect to: (1) General requirements for graduate degrees (except the Juris Doctor), diplomas, and certificates (except certificates issued for completion of the Family Practice Residency Program), and (2) Standards for admission to the Graduate School. iii. The Graduate Faculty shall recommend candidates for graduate degrees to the Trustees, through the Dean of the Graduate School and the President. d. Meetings. i. Meetings of the Graduate Faculty shall be held when called by the Dean on his/her initiative, by request of a majority of the Graduate Council, by request of the Provost, or by written request of 10 voting members of the Graduate Faculty. Ordinarily, a meeting of the Graduate Faculty will be convened at least annually. ii. Quorum: One-fourth of the voting members of the Graduate Faculty shall constitute a quorum. e. The Graduate Council. i. Rationale: The powers and duties of the Graduate Faculty described in Paragraph 4.c.i. & ii. above are delegated to the Graduate Council with the provision that the Graduate Council keep the Graduate Faculty informed of proposed new regulations and proposed changes in existing regulations. One of the specific elements of the University's mission is "graduate programs of recognized excellence in disciplinary and interdisciplinary fields." This aspect of the mission is a concern of the Graduate Council. ii. Composition and Reporting to the Faculty Senate: The Graduate Council is a Faculty Senate Committee and the composition and selection procedures for members of the Graduate Council are defined in UNIREG 702, Paragraph 7.d. Requirements for reporting to the Faculty Senate are described in UNIREG 702, Paragraph 3.e. iii. Functions: The Council shall recommend the broad policies concerning the overall University function in graduate education and the University requirements for graduate degrees. These policies shall be codified into the Regulations of the Graduate Faculty. Administrative support for the Graduate Council will be furnished by the Graduate School. iv. Meetings: The Council shall elect a chair from one of its members. The chair of the Graduate Council and/or the Dean of the Graduate School are responsible for calling the Council into session at least once each semester (summer sessions excluded) and for providing the Council with an agenda. (1) The agenda will be circulated to the members of the Graduate Council, the Faculty Senate Office, Chair of the Academic Planning Committee, the members of the Executive Deans' Council, and the graduate coordinators of each department or graduate program at least two working days before the meeting. (2) The Graduate School shall provide personnel and support to maintain an accurate record of the proceedings of the Graduate Council. The minutes of the meetings shall be circulated to the members of the Graduate Council, the Faculty Senate Office, Chair of the Academic Planning Committee, the members of the Executive Deans' Council, and the graduate coordinators of each department or graduate program. v. Committees of the Graduate Council: In addition to the broad functions stated above, the Graduate Council has several specific responsibilities that will be addressed by the standing committees described below. As the need arises, the Graduate Council may form additional standing committees and the Chair of the Graduate Council or the Dean of the Graduate School may appoint ad hoc committees to address specific issues. (1) Graduate Student Appeals Board (GSAB): The purpose of the GSAB is to provide an appellate body to review appeals of graduate students concerning retention in graduate programs, employment as graduate assistants, and charges of academic dishonesty or scientific misconduct. The GSAB will not hear appeals of course grades or charges of academic dishonesty associated with a course (these appeals will be handled by the procedures of the college in which the course is offered). Appeals emanating from Plan B, thesis, or dissertation research will be heard by the GSAB even though thesis and dissertation research are designated by course numbers. Policies and procedures for graduate student appeals will be modeled after those used by the University Board of Student Appeals and published as part of the Regulations of the Graduate Faculty. (2) Graduate Admissions Committee: The purpose of the Graduate Admissions Committee is to review and recommend actions to the Graduate Council on criteria for admission to graduate programs if the proposed criteria differ from the general admissions criteria for all University graduate programs (see UNIREG 251, Paragraph 3.(a).vi.). In addition, the Graduate Admissions Committee will make recommendations on applicants for admission to the Graduate School. The committee may chose to delegate routine admissions recommendations to the Dean of the Graduate School or his/her designee. (3) Awards Committee: The Awards Committee is charged with selecting recipients of Graduate School Scholarships, Outstanding Dissertation Awards, Outstanding Teaching Assistant Awards, and other awards which may fall under the purview of the Graduate Council. (4) Program Review Committee: This committee, in collaboration with the University Program Review Coordinator and the Dean of the Graduate School, will assign members of the Graduate Council to the program reviews scheduled for an academic year. The Program Review Committee will also assign members of the Graduate Council to chair ad hoc reviews of graduate programs requested by the Dean of the Graduate School. 5. REGULATIONS CONCERNING GRADUATE EDUCATION. a. Publication of Regulations. i. Regulations of the Graduate Faculty which affect graduate students will be published in the Graduate Bulletin and/or other appropriate media. ii. Other regulations of the Graduate Faculty will be published in a loose-leaf type notebook and be made available to all graduate programs. Changes in these regulations will be made by deletion, substitution or addition of pages to the loose-leaf binder. b. Enactment of Regulations. i. The Graduate Faculty delegates to the Graduate Council the power to enact regulations governing graduate education with the provision that the Graduate Council keep the Graduate Faculty informed of proposed new regulations and proposed changes in existing regulations as described below. ii. The process for enactment of a new regulation or change in an existing regulation will be: (1) A proposed regulation or change in a regulation will be developed and approved by the Graduate Council. (2) The proposed change will then be circulated to the Graduate Faculty. The Graduate Faculty will have two weeks in which to respond to the change. The proposed change will also be circulated to the Executive Committee of the Faculty Senate, to the Executive Deans' Council, and to other units which may have an interest in the proposed change. (3) The Graduate Council will consider comments from the Graduate Faculty and other groups and make adjustments if appropriate. (4) The proposed regulation, after modification based upon feedback from the Graduate Faculty and other entities, will be placed on an agenda for the Graduate Council. Agendas for the council will be circulated as described in Paragraph 4.e.iv.(1), above. (5) Actions taken by the Graduate Council will be recorded in the minutes of the Council. Actions which are intended to have the force of rules or regulations will be published in the appropriate medium as outlined in Paragraph 5.a.i. & ii. above. c. Amendment of UNIREGs or Creation of New UNIREGs Affecting Graduate Education: i. The initial process for approval of amendments to UNIREGs or creating new UNIREGs affecting graduate education will be the same as described in Paragraph 5.b.ii. (1)-(4), for regulations of the Graduate Faculty. ii. For UNIREGs, the Graduate Council will forward recommended changes or recommendations for new UNIREGs to the Faculty Senate for further action. APPROVED: February 15, 1994 /s/ Terry P. Roark Terry P. Roark President