1 Supporting Information Synthesis and ring opening of alkaloid-type compounds with a novel indolo[2,3-c][2]benzazepine skeleton Joana Solovjova,a Vytas Martynaitis,a Sven Mangelinckx,b, † Wolfgang Holzer,c Norbert De Kimpeb and Algirdas Šačkusa,* a Institute of Synthetic Chemistry, Kaunas University of Technology, LT-50270 Kaunas, Lithuania; bDepartment of Organic Chemistry, Faculty of Bioscience Engineering, Ghent University, Coupure Links 653, B-9000 Ghent, Belgium; c Department of Drug and Natural Product Synthesis, University of Vienna, Pharmaziezentrum, A-1090 Vienna, Austria † Postdoctoral Fellow of the Research Foundation-Flanders (FWO) E-mail: algirdas.sackus@ktu.lt General Methods. The melting points were determined in open capillary tubes on a Büchi B-540 melting point apparatus and are uncorrected. Infrared spectra were recorded with a Perkin Elmer Spectrum One spectrometer using potassium bromide pellets. UV spectra were determined with a Spectronic Genesys 8 spectrophotometer. 1 H NMR spectra were recorded at 300 MHz on a Varian Unity Inova spectrometer and at 500 MHz on a Bruker Avance 500 spectrometer; 13 C NMR spectra were 2 registered at 75 and 125 MHz, respectively. Chemical shifts, expressed in ppm, were relative to tetramethylsilane (TMS). 15N-NMR spectra (50.69 MHz) were obtained on a Bruker Avance 500 spectrometer using a ‘directly’ detecting broadband observe probe and were referenced against neat, external nitromethane (coaxial capillary). MS were measured using a Waters ZQ 2000 instrument (ion spray). Elemental analyses were measured with a CE-440 elemental analyzer, Model 440 CHN/O/S. For thin layer chromatographic (TLC) analyses, Merck precoated TLC plates (silica gel 60 F254) were used. Separations by flash chromatography were performed on silica gel Merck, 9385, 230-400 mesh. 2-[(2,3-Dimethyl-3H-indol-3-yl)methyl]benzonitrile (11a). Method A: To a solution of ethylmagnesium iodide, prepared from magnesium (0.32 g, 13.3 mmol) and iodoethane (2.07 g, 1.06 ml, 13.3 mmol) in dry Et2O (16 mL) under argon atmosphere, a solution of 2,3-dimethyl-1H-indole 10a (1.0 g, 6.9 mmol) in dry Et2O (6 mL) was added dropwise at reflux temperature during 1 h. After stirring for an additional 30 min, Et2O was distilled off and benzene (10 mL) was added. Then to the resulting solution of 2,3-dimethylindole magnesium iodide, 2- (bromomethyl)benzonitrile (1.61 g, 8.2 mmol) in benzene (10 mL) was added dropwise at reflux temperature during 1 h. Stirring was continued at the same temperature for 3 h. Then the reaction mixture was cooled to room temperature, diluted with Et2O (10 mL), poured onto a mixture of ice (20 g) and acetic acid (30%, 20 mL). The organic layer was separated and extracted with 3N HCl (3×50 mL). The combined acidic layers were neutralized with saturated potassium hydroxide solution and extracted with Et2O (3×50 mL). The combined organic layers were washed with water followed by drying (Na2SO4). The solvent was removed under reduced 3 pressure, and the residue was purified by column chromatography (Hexane/EtOAc, 1/1) to yield 11a (0.95 g, 53%) as an oil. 1H NMR (300 MHz, CDCl3): δ 1.52 (3H, s, CH3), 2.49 (3H, s, CH3), 3.23 (1H, d, 2J = 14.1 Hz, ½ CH2), 3.55 (1H, d, 2J = 14.1 Hz, ½ CH2), 6.75-7.57 (8H, m, Ar-H). 13C NMR (75 MHz, CDCl3): δ 16.1 (CH3), 22.1 (CH3), 40.0 (CH2), 58.4 (C-3), 113.3, 118.4, 119.9, 122.6, 125.0, 127.2, 128.1, 129.3, 132.1, 132.6, 140.0, 142.0, 153.9 (Ar-C, CN), 185.5 (N=C). IR (KBr, cm-1): CN = 2225. MS (ES+) m/z (%): 262 ([M+2H]+, 50), 261 ([M+H]+, 100). Anal. Calcd for C18H16N2: C 83.05; H 6.19; N 10.76. Found: C 83.28; H 6.21; N 10.86. Picrate of 11a: mp 168-169 oC (from ethanol). Anal. Calcd for C24H19N5O7: C 58.90; H 3.91; N 14.31. Found: C 58.71; H 4.05; N 14.15. Method B: To a solution of ethylmagnesium iodide, prepared from magnesium (0.32 g, 13.3 mmol) and iodoethane (2.07 g, 1.06 ml, 13.3 mmol) in dry Et2O (16 mL) under argon atmosphere, a solution of 2,3-dimethylindole (1.0 g, 6.9 mmol) in dry Et2O (6 mL) was added dropwise at reflux temperature during 1 h. After stirring for an additional 30 min, 4/5 parts of Et2O were distilled off and benzene (10 mL) was added. Then to the resulting solution of indole magnesium iodide, 2bromomethylbenzonitrile (1.6 g, 8.2 mmol) in benzene (10 mL) was added dropwise under reflux during 1 h. Stirring was continued at reflux temperature for 3 h. Then the reaction mixture was cooled to room temperature and quenched with water (20 mL). The pale yellow crystals were removed by filtration, washed with ether, and dried to give 12a-methyl-12,12a-dihydrobenzo[4,5]cyclohepta[1,2-b]indol-7(5H)-imine (12a) (0.31 g, 17%). An analytical sample was crystallized from DMSO; Mp > 250 °C (with decomposition). Workup of the filtrate by a similar method as described in the previous experiment, and purification of the crude product chromatography furnished 0.65 g of compound 11a with 36% yield. by column 4 2-(1,2,3,4-Tetrahydrocarbazol-4a-ylmethyl)benzonitrile (11b). To a solution of ethylmagnesium iodide, prepared from magnesium (0.29 g, 12.14 mmol) and iodoethane (1.91 g, 0.98 ml, 12.25 mmol) in dry Et2O (16 mL) under argon atmosphere, a solution of 2,3,4,9-tetrahydro-1H-carbazole 10b (1.18 g, 6.9 mmol) in dry Et2O (6 mL) was added dropwise at reflux temperature during 1 h. After stirring for an additional 30 min, Et2O was distilled off and benzene (10 mL) was added. Then, to the resulting solution of tetrahydrocarbazole magnesium iodide, 2(bromomethyl)benzonitrile (1.61 g, 7.59 mmol) in benzene (10 mL) was added dropwise at reflux temperature during 1 h. Stirring was continued at the same temperature for 3 h. Then, the reaction mixture was cooled to room temperature, diluted with Et2O (10 mL) and poured onto a mixture of ice (20 g) and acetic acid (30%, 20 ml). The organic layer was separated and extracted with 3N HCl (3×50 mL). The combined acidic layers were neutralized with saturated potassium hydroxide and extracted with Et2O (3×50 mL). The combined organic layers were washed with water followed by drying (Na2SO4). The solvent was removed under reduced pressure, and the residue was purified by column chromatography (Hexane/EtOAc, 7/3) to yield 11b (1.50 g, 76%), Mp 121-122 °C (from ethanol). 1H NMR (300 MHz, CDCl3): δ 1.17-2.98 (8H, m, CH2CH2CH2CH2), 3.44 (1H, d, 2J = 14.1 Hz, ½ CH2), 3.54 (1H, d, 2 J = 14.1 Hz, ½ CH2), 6.57-7.42 (8H, m, Ar-H). 13C NMR (75 MHz, CDCl3): δ 21.3 (CH2), 29.1 (CH2), 30.5 (CH2), 37.1 (CH2), 38.5 (CH2), 58.7 (C-4a), 112.9, 118.4, 120.0, 122.3, 124.7, 126.9, 127.9, 128.6, 132.0, 132.4, 140.2, 143.1, 154.5 (Ar-C, CN), 187.4 (N=C). IR (KBr, cm-1): CN = 2221. MS (ES+) m/z (%): 288 ([M+2H]+, 30), 287 ([M+H]+, 100). Anal. Calcd. for C20H18N2: C 83.88; H 6.34; N 9.78. Found: C 84.28; H 6.23; N 9.49. 5 3-(2-Cyanobenzyl)-1,2,3-trimethyl-3H-indolium iodide (13a). A mixture of compound 11a (0.85 g, 3.27 mmol) and iodomethane (8 mL) was heated at reflux temperature for 5 h. The resulting precipitate was collected by filtration, washed with Et2O and dried to afford iminium iodide 13a (1.20 g, 91%). An analytical sample was crystallized from ethanol; Mp 183-184 °C (with decomposition). 1H NMR (300 MHz, DMSO-d6): δ 1.69 (3H, s, 3-CH3), 3.02 (3H, s, 2-CH3), 3.44 (1H, d, 2J = 13.9 Hz, ½ CH2), 3.69 (1H, d, 2J = 13.9 Hz, ½ CH2), 3.99 (3H, s, ≡N+−CH3), 7.21-7.85 (8H, m, Ar-H). 13C NMR (75 MHz, DMSO-d6): δ 15.2 (CH3), 19.6 (CH3), 34.8 (NCH3), 38.7 (CH2), 58.5 (C-3), 112.8, 115.1, 117.4, 124.3, 128.4, 129.0, 129.3, 130.5, 132.9, 133.0, 137.7, 137.9, 142.2, (Ar-C, CN), 194.7 (N+=C). IR (KBr, cm-1): CN = 2228; N=C = 1630. MS (ES+) m/z (%): 276 ([M-I+H]+, 50), 275 ([M-I]+, 100). Anal. Calcd for C19H19IN2: C 56.73; H 4.76; N 6.96. Found: C 56.69; H 4.83; N 7.01. 4a-(2-Cyanobenzyl)-9-methyl-2,3,4,4a-tetrahydro-1H-carbazolium iodide (13b). A mixture of compound 11b (0.7 g, 2.4 mmol) and iodomethane (6 mL) was heated at reflux temperature for 5 h. The resulting precipitate was collected by filtration, washed with Et2O and dried to afford iminium iodide 13b (0.82 g, 78%). An analytical sample was crystallized from ethanol; Mp 183-184 °C decomposition). 1 (with H NMR (300 MHz, DMSO-d6): δ 1.65-3.66 (8H, m, CH2CH2CH2CH2), 3.82 (1H, d, 2J = 14.2 Hz, ½ CH2), 3.90 (1H, d, 2J = 14.2 Hz, ½ CH2), 4.19 (3H, s, CH3) 7.26-7.99 (8H, m, Ar-H). 13C NMR (75 MHz, DMSO-d6): δ 19.8 (CH2), 27.5 (CH2), 29.0 (CH2), 34.9 (CH3), 36.7 (CH2), 37.6 (CH2), 58.8 (C-4a), 112.5, 115.5, 117.6, 124.0, 128.2, 128.7, 129.2, 130.2, 132.9, 133.0, 138.4, 138.8, 142.7 (Ar-C), 196.0 (N+=C). IR (KBr, cm-1): CN = 2223, N=C = 1638. MS (ES+) m/z (%): 301 ([M-I]+, 100). Anal. Calcd for C21H21IN2: C 58.89; H 4.94; N 6.54. Found: C 58.45; H 4.72; N 6.40. 6 5-Methyl-5,5a,6,7,12,12a-hexahydro-5a,12a-butanoindolo[2,3-c][2]benzazepine (14b). A solution of salt 13b (0.53 g, 1.24 mmol) in 15% ethanol (50 mL) was neutralized with sodium carbonate and extracted with Et2O (3×10 mL). The combined organic layers were washed with water followed by drying (Na2SO4) and the solvent was evaporated under reduced pressure. The residue was dissolved in dry Et2O (10 mL), LiAlH4 (94 mg, 2.48 mmol) added and the mixture refluxed under argon for 5 h. The reaction mixture was allowed to cool to room temperature and water (1 mL) was dropped carefully into the reaction flask. A finely suspended solid was filtered off using fritted glass filter, and the solid material washed with ether (20 mL). The collected filtrate was washed with water, dried over Na2SO4 and concentrated under reduced pressure. The residue was purified by column chromatography (Hexane/EtOAc, 7/1) to yield 14b (0.23 g, 67%) as a viscous oil, Rf (Hex/EtOAc, 7/1). 1 = 0.73 H NMR (300 MHz, CDCl3): δ 1.13-1.89 (9H, m, CH2CH2CH2CH2, NH), 2.19 (1H, d, 2J = 14.3 Hz, ½ CH2), 2.71 (3H, s, CH3), 3.56 (1H, d, 2J = 14.8 Hz, ½ CH2), 3.77 (1H, d, 2J = 14.3 Hz, ½ CH2), 4.70 (1H, d, 2J = 14.8 Hz, ½ CH2), 6.54-7.21 (8H, m, Ar-H). 13 C NMR (75 MHz, CDCl3): δ 22.2 (CH2), 22.5 (CH2), 26.4 (CH3), 28.6 (CH2), 33.0 (CH2), 44.9 (CH2), 45.2 (CH2), 46.9 (C-10a), 86.8 (C-5a), 107.7, 117.6, 120.7, 126.2, 126.6, 126.7, 127.3, 130.2, 136.1, 138.9, 143.1, 149.4 (Ar-C). IR (KBr, cm-1): N-H = 3364. MS (ES+) m/z (%): 306 ([M+2H]+, 30), 305 ([M+H]+, 100). Anal. Calcd for C21H24N2: C 82.85; H 7.95; N 9.20. Found: C 82.80; H 7.88; N 9.46. 2-(2,3-Dimethyl-3H-indol-3-ylmethyl)benzamide (16). A solution of compound 11a (0.52 g, 2.0 mmol) in concentrated sulfuric acid (5 mL) was heated at 50 °C for 5 h. The mixture was poured onto ice, neutralized with saturated potassium hydroxide and extracted with Et2O (3×15 mL). The combined organic layers were washed with water 7 followed by drying (Na2SO4). The solvent was removed under reduced pressure, and the residue was crystallized from ethanol to yield 16 (0.36 g, 65%). Mp 147-148 °C . 1 H NMR (CDCl3, 300 MHz): δ 1.40 (3H, s, CH3), 2.36 (3H, s, CH3), 3.35 (1H, d, 2J = 13.8 Hz, ½ CH2), 3.47 (1H, d, 2J = 13.8 Hz, ½ CH2), 5.48 (1H, br s, NH), 5.83 (1H, br s, NH), 6.86-7.41 (8H, m, Ar-H). 13C NMR (75 MHz, CDCl3): δ 16.7 (CH3), 22.0 (CH3), 37.6 (CH2), 58.4 (C-3), 119.8, 122.9, 124.6, 126.7, 127.0, 127.8, 129.7, 130.9, 135.4, 135.9, 142.9, 154.4 (Ar-C), 172.4 (C=O), 187.3 (N=C). IR (KBr, cm-1): N-H = 3300, N-H = 3140, C=O = 1670. MS (ES+) m/z (%): 279 ([M+H]+, 100). Anal. Calcd for C18H18N2O: C 77.67; H 6.52; N 10.06. Found: C 77.71; H 6.65; N 9.89. 5a,6,12,12a-Tetrahydro-5a,12a-butanoindolo[2,3-c][2]benzazepin-7(5H)-one (17). A solution of compound 11b (0.486 g, 1.7 mmol) in concentrated sulfuric acid (5 mL) was heated at 50 °C for 5 h. The mixture was poured onto ice, neutralized with saturated aqueous potassium hydroxide and extracted with Et2O (3×15 mL). The combined organic layers were washed with water followed by drying with Na2SO4. The solvent was removed under reduced pressure, and the residue was crystallized from ethanol to yield 17 (0.27 g, 52%). Mp 185-186 °C (from ethanol). 1H NMR (300 MHz, DMSO-d6): δ 1.13-1.92 (8H, m, CH2CH2CH2CH2), 2.60 (1H, d, 2J = 13.2 Hz, ½ CH2), 3.14 (1H, d, 2J = 13.2 Hz, ½ CH2), 5.71 (1H, s, N(5)H), 6.08-7.42 (8H, m, ArH), 8.03 (1H, s, NHCO). 13 C NMR (75 MHz, DMSO-d6): δ 18.4 (CH2), 18.8 (CH2), 32.0 (CH2), 35.3 (CH2), 45.2 (CH2), 55.9 (C-10a), 79.5 (C-5a), 107.2, 117.1, 122.4, 126.1, 127.1, 127.2, 129.2, 129.4, 136.1, 136.4, 148.5, 148.6 (Ar-C), 171.5 (C=O). IR (KBr, cm-1): N-H = 3351, N-H = 3193, C=O = 1656. MS (ES+) m/z (%): 306 ([M+2H]+, 25), 305 ([M+H]+, 100). Anal. Calcd. for C20H20N2O: C 78.92; H 6.62; N 9.20. Found: C 78.83; H 6.33; N 8.92. 8 5-Methyl-5a,6,12,12a-tetrahydro-5a,12a-butanoindolo[2,3-c][2]benzazepin7(5H)-one (19b). A solution of compound 13b (0.5 g, 1.17 mmol) in concentrated sulfuric acid (12 mL) was heated at 50 °C for 5 h. The mixture was poured onto ice (50 g), neutralized with concentrated aqueous potassium hydroxide and extracted with Et2O (3×20 ml). The combined organic layers were washed with water followed by drying (Na2SO4). The solvent was removed under reduced pressure, and the residue was purified by column chromatography (Hexane/EtOAc, 1/1) to yield 19b (0.185 g, 50%), Mp 205-206 °C (from ethanol). 1H NMR (300 MHz, CDCl3): δ 1.22-2.20 (8H, m, CH2CH2CH2CH2), 2.29 (3H, s, CH3), 2.45 (1H, d, 2J = 12.9 Hz, ½ CH2), 3.27 (1H, d, 2J = 12.9 Hz, ½ CH2), 5.84-7.58 (8H, m, Ar-H), 6.73 (1H, br s, NH). 13C NMR (75 MHz, CDCl3): δ 19.1 (CH2), 19.8 (CH2), 25.8 (CH3), 31.5 (CH2), 31.7 (CH2), 47.2 (CH2), 55.3 (C-10a), 82.9 (C-5a), 104.5, 117.0, 121.7, 126.3, 126.6, 128.0, 128.8, 130.0, 130.8, 135.0, 136.5, 148.6 (Ar-C), 173.3 (C=O). IR (KBr, cm-1): N-H = 3203, C=O = 1655. MS (ES+) m/z (%): 320 ([M+2H]+, 25), 319 ([M+H]+, 100). Anal. Calcd for C21H22N2O: C 79.21; H 6.96; N 8.80. Found: C 78.82; H 6.88; N 8.42. 9 Figure 1. Relevant NOE correlations for compounds 14a (a) and 19a (b). H (a) H H H3C H H H H H N H H CH 3 N H H H CH 3 H (b) H H H3C H H H H H N H H CH 3 N H O CH 3 Table 1. 1H and 13C NMR spectra of indolo[2,3-c][2]benzazepines (14a, b, 17, 19a, b) and 3H-indole 16 in trifluoroacetic acid-d Compound 14a 14b 16 1 H NMR, chemical shifts, ppm 1.35 (3H, s, 3-CH3), 2.58 (3H, s, 2-CH3), 2.81 (1H, d, 2J = 14.1 Hz, ½ CH2), 3.15-3.21 (2H, m, CH2), 3.53 (1H, d, 2J = 14.1 Hz, ½ CH2), 6.44-7.33 (8H, m, Ar-H) 1.31-3.38 (8H, m, (CH2)4), 2.96 (1H, d, 2J = 14.4 Hz, ½ CH2), 3.27 (1H, d, 2J = 14.1 Hz, ½ CH2), 3.57 (1H, d, 2J = 14.4 Hz, ½ CH2), 3.66 (1H, d, 2J = 14.1 Hz, ½ CH2), 3.94 (3H, s, CH3), 6.56-7.56 (8H, m, Ar-H) 1.72 (3H, s, 3-CH3), 2.62 (3H, s, 2-CH3), 3.55-3.67 (2H, AB-q, 2J = 13.8 Hz, CH2), 7.22-7.52 (8H, m, 13 C NMR, chemical shifts, ppm 16.0, 21.2, 36.3, 40.2, 43.7, 62.0, 117.3, 127.0, 132.5, 132.8, 132.9, 133.1 (2×C), 133.2, 134.4, 134.8, 140.4, 144.6, 197.9 21.4, 29.3, 30.9, 35.2, 36.1, 37.9, 42.9, 61.1, 116.8, 126.0, 131.7 (2×C), 132.2 (2×C), 132.5, (2×C); 133.2, 134.7, 140.7, 144.3, 199.3 17.7, 22.6, 41.5, 61.7, 118.5, 126.4, 131.0, 131.3, 132.3, 132.5, 134.1, 134.4, 135.2, 135.7, 141.2, 10 17 19a 19b Ar-H) 1.31-3.28 (8H, m, (CH2)4), 3.773.89 (2H, AB-q, 2J = 14.4 Hz, CH2), 6.91-7.51 (8H, m, Ar-H) 142.7, 178.5, 201.0 22.0, 32.0, 32.7, 37.9, 42.5, 62.1, 114.4, 126.5, 130.7, 130.8, 131.8, 132.0, 133.1, 133.5, 134.7, 135.6, 141.7, 142.9, 178.7, 203.3 1.71 (3H, s, 3-CH3), 2.48 (3H, s, 16.5, 21.8, 35.7, 41.8, 61.5, 116.6, 2-CH3), 3.45-3.57 (2H, AB-q, 2J = 126.2, 131.0, 131.4, 132.3, 132.9, 13.8 Hz, CH2), 3.93 (3H, s, 134.3, 134.6, 135.1, 135.9, 142.3, NCH3), 7.23-7.62 (8H, m, Ar-H) 144.1, 178.4, 198.1 1.39-3.36 (8H, m, (CH2)4), 3.653.77 (2H, AB-q, 2J = 14.4 Hz, CH2), 3.92 (3H, s, CH3), 6.72-7.52 (8H, m, Ar-H) 22.1, 30.2, 31.7, 35.5, 38.0, 41.1, 61.9, 116.9, 126.7, 131.0, 131.1, 132.2, 132.4, 133.8, 134.0, 134.9, 136.1, 142.2, 145.1, 178.7, 200.0 Table 2. UV spectra of indolo[2,3-c][2]benzazepines Compound Ethanol, max (log ) 14a 14b 16 17 19a 19b 212 (2.99), 254 (2.86), 304 (2.51) 214 (2.99), 252 (2.88), 306 (2.53) 212 (3.06), 298 (2.40) 212 (3.06), 300 (2.66) 204 (3.08), 252 (2.67), 310 (2.06) 216 (3.08), 252 (2.99), 312 (2.44) Ethanol-conc. HCl 100:1 (v/v), max (log ) 208 (3.05), 232 (2.84), 272 (2.73) 208 (3.05), 234 (2.72), 274 (2.80) 210 (3.07), 278 (2.70) 212 (3.07), 280 (2.67) 206 (3.12), 276 (2.66) 212 (3.08), 2.62 (2.73)