The pyramid approach to research in cognitive neuroscience Grega Repovš Department of psychology, University of Ljubljana Aškerčeva 2, SI-1000 Ljubljana e-mail: gregor.repovs@uni-lj.si ABSTRACT The development of a comprehensive model of human cognition is possible only through cooperation and exchange of information within the disciplines of cognitive neuroscience. Each discipline provides a different but complementary view of the subject of study, research methods and techniques. Building on frameworks developed by Marr (1982), Flanagan (1992) and Kosslyn (1996), we propose a pyramid approach to research in cognitive neuroscience that tries to combine the advantages and contributions of constituent fields – cognitive psychology, computational modelling, neuroscience and cognitive neuropsychology - into a powerful research strategy. Human mind is one of the most exciting and complex subjects of scientific study. Its study probably spans back to the beginnings of history, to the emergence of selfawareness. It has been and still is a subject of study of various disciplines from psychology to physics, from philosophy to economics. The way people perceive themselves and the world around them, think about it, reason about it, decide and solve problems, shapes every moment of their personal lives, influences the dynamics of social groups, the success of business, the development of sciences, the well-being of countries and the future of planet Earth. Each discipline approaches the subject of human mind and brain from its own specific point of view, using the methods, conceptual tools and research paradigms developed through the history of the discipline and adjusted to the specific questions it tries to find answers to. Even though addressing the same subject, the theories, models and findings of different disciplines were and still are hard if sometimes not impossible to relate to one another. In the past not many even considered it worthwhile. It was with the rise of the cognitive paradigm that things started to change. The cognitive paradigm brought about two important changes. First, after the long and hard rule of behaviorism that flatly denied any validity to the study of human mind, the mind and its relation to the brain became the central subject of study, bringing together many disciplines that used to be either labeled as unscientific or previously didn’t explicitly address the subject. A broad movement under the name Cognitive science was born. The second change was a lot more subtle but arguably even more important. The cognitive paradigm has established decompositional analysis as the basic research and explanatory strategy, and information-processing as its core approach (Atkinson, 1998). Information-processing approach tries to explain how and why humans possess their capacities and properties in terms of characteristics of parts of their cognitive system. It assumes that the brain enables a person to have these capacities and properties in virtue of having specific informationprocessing components operating in a specific way. It was this change that enabled different disciplines to adopt a common research paradigm, to use the same theories and models and relate their research findings. Cognitive psychologists were able to build computational models and computer simulations of their theories. Neuropsychologists could use models of normal brain function to explain cognitive dysfunctions after brain damage and plan appropriate rehabilitation programs. Neuroscientists were able to use models of functional architecture to guide their research efforts in finding relevant neuroanatomical structures and neurophysiological mechanisms, and at the same time provide cognitive psychologists with important ideas and constraints for their theories. Cognitive neuroscience was born. Even though possible, the exchange of information and combination of research approaches within fields of cognitive neuroscience was not that common or even readily accepted. Some for instance have insisted that the task of cognitive psychology is to propose and test models of functional architecture and not to speculate on structural and material underpinnings. Even though combination and confrontation of evidence from different fields of cognitive neuroscience enabled some important breakthroughs, no generally accepted framework that would specify how to combine the information existed. The need for a research framework that would propose a way to coordinate research efforts and relate the findings from different fields of cognitive neuroscience in development of complex theories of human brain function soon became apparent. A descriptive proposal and an argument for such a framework in the study of consciousness was put forward by Owen Flanagan (1992), and called “the natural method”. Flanagan argued that to be able to provide a promising theory of consciousness one has to treat three lines of analysis, pertaining to three different levels of description, with equal respect. First, one has to take into account phenomenology and listen carefully to what individuals have to say about their experiences. Second, one has to turn to psychologists and cognitive scientist and their accounts of how mental life works and what role consciousness has in its overall economy. Finally, one has to listen to the neuroscientists’ explanations of how different sorts of conscious mental events are realized in the brain. The object of the natural method is then to see if the three stories can be rendered coherent, meshed and brought into relative equilibrium without any prejudice or a priori decision about which line of analysis is the best or the most correct one. Flanagan argued that none of the approaches can “make it” on their own. Phenomenology can provide detailed descriptions of the quality of experiences, but can shed no light on the mental events and processes involved in producing them. Explanations at the psychological level can provide illuminating models of mental activity, but as there always exist a number of different and conflicting functional accounts of the facts, they need to be constrained by knowledge of the brain. Neuroscience can provide those constrains, but the study of the brain alone cannot provide any knowledge about the mind until psychologists and phenomenologists describe what phenomena there are to be explained. The question of how to relate disciplines within cognitive neuroscience was actually addressed by David Marr already in 1982. Marr (1982) outlined three levels at which a successful information-processing theory should be specified: computational theory, algorithmic level and hardware level. At the level of computational theory one specifies what needs to be computed in order to complete a specific task; what inputs need to be transformed to what outputs. The theory at algorithmic level should describe the exact way the computation is carried out. The representations used and algorithms that operate on these representations should be specified in detail. While the computational theory characterizes the problem to be solved, the theory of algorithm specifies a possible solution to the problem. At the lowest, hardware level one specifies how the algorithm is actually implemented in the brain. The framework proposed by Marr (1982) presented an important step forward, but nevertheless received a fair amount of criticism. Kosslyn (1996) for instance recognizes the enormous advance and utility of the proposed framework, but also identifies several difficulties. His first objection is that the distinction between theory of computation and theory of algorithm is not always clear. The second objection pertains to Marr’s separation between computation and it’s implementation. Whereas Marr implies that one can work at the computational level without concern for actual implementation, Kosslyn points out that mental processes are nothing more - or less - than descriptions of specific brain function. To Kosslyn it seems odd to formulate a theory of and neuroanatomical facts. To overcome the difficulties associated with Marr’s (1982) hierarchy, Kosslyn (1996) proposes to reconstruct his approach in the form of a triangle (figure 1). The top of the triangle represent abilities, by which he understands things the organism can do, the capacities and properties that are to be explained. The other two vertices represent a particular explanation of the abilities offered by two kinds of considerations, one based on computation, the other on physiology and anatomy of the brain, with the goal to not only understand how a set of computation can produce an observed ability, but to also understand how the brain performs such computations. As Kosslyn points out, each consideration interacts directly with the other two, providing feedback, supplementing and constraining them. The theory is then developed starting coarse from all ends and converging on a precise characterization. In fall 1999, a small informal group of teaching assistants and students at the Department of Psychology, University of Ljubljana, started to meet on a regular basis. Brought together by a common interest in cognitive neuroscience our goal was to form an efficient study and research group. The first step that we took was to get acquainted with existing paradigms and research approaches in order to be able to formulate common research, goals and framework that would enable us to relate quite varied personal research interests and approaches. The Kosslyn’s (1996) cognitive neuroscience triangle seemed to be just what we were looking for and we happily adopted it. But as we were discussing different phenomena, theories and research findings, we started to feel that something was missing. One of the fields where the ability to relate findings from different fields and research approaches was most fruitfully used is cognitive neuropsychology. The goal of cognitive neuropsychology is to use existing theories of normal human cognition in explaining cognitive dysfunctions following brain damage. At the same time it provides crucial data for testing those same theories, as well as new ideas and constrains for their development. Cognitive neuropsychology together with functional brain imaging has been at the forefront of relating functional architecture of the mind and the structure of the brain and helped in resolving important theoretical problems, such as the basic structure of human memory. Even though it provides important information that can help guide empirical and theoretical research in all of the three basic fields of cognitive neuroscience, cognitive Figure 1. The cognitive neuroscience triangle (adopted from Kosslyn, 1996). neuropsychology as the study of dysfunctional brain is not explicitly included in Kosslyn’s cognitive neuroscience triangle. As we believe that every complete model of cognitive function should be able to account for cognitive dysfunctions of the damaged brain, be it in a form of a functional architecture, computational or structural model, we have decided to include it as a fourth founding member of a comprehensive cognitive neuroscience research framework. As it does not present a new level of description and it relates to each of the other fields, the logical decision was to include it not as a fourth point of a rectangle but orthogonaly to the existing triangle, thus forming a triangular cognitive neuroscience pyramid. To reflect the fact that each corner of the pyramid is covered by a different field of cognitive neuroscience, characterized by different research methodologies and somewhat different assumptions and goals, and at the same time to emphasize the interdependence and the need for cooperation and multidisciplinary research in cognitive neuroscience, we have also replaced the subjects of study or considerations with the names of the fields studying them (figure 2). h a v e to study the cognitive dysfunctions following a specific brain damage to provide further constraints and tests of the theory, which is the task of cognitive neuropsychology. Each of the stated lines of inquiry is related to every other one. There is no proper or ideal sequence of undertaking the proposed fields of research since new findings in any of these fields will constantly provide new tests, constraints and ideas for the rest of them. The ultimate goal of this research endavour, as Kosslyn (1996) describes it, is to understand the workings and relations of the functional and structural components of the brain so well as to be able to put forward a mechanical model of brain function and write a computer program that would simulate it in detail. He believes that the goal will be unreachable for some time to come. For the time being we should satisfy ourselves with the broad understanding of the components, the processes and their interactions, which would enable us to build a coarse computer simulation. To demonstrate the way in which the cognitive neuroscience pyramid can be employed and how findings from different lines of research can be related and combined in a constructive way, we have presented examples from the fields of motion perception (Poljanšek, 2001), working memory (Fesel Martinčevič & Ravnik, 2001), semantic memory (Repovš, 2001) and appraisal processes in emotion (Černetič, 2001). We have also included an overview of use of reaction times across the cognitive neuroscience pyramid (Bajec & Zakrajšek, 2001) to indicate how research paradigms can be implemented in different fields and provide a bridge between them. References Figure 2. The fields of research constituting the pyramid approach to research in cognitive neuroscience. Let us briefly summarize the main assumptions, goals and starting points of the cognitive neuroscience pyramid (i.e. the pyramid approach to research in cognitive neuroscience) as we propose it. The pyramid approach stands on the assumption that four lines of scientific inquiry are necessary for developing comprehensive models of human mind/brain. First, we have to describe in detail what capacities and properties the model is to explain and put forward a functional architecture in virtue of which the mind/brain enables the person to have those properties and capacities. This is the role of cognitive psychology. Second, we have to build working computational models of cognitive functions that specify in detail the proposed theoretical assumptions. That is the domain of computational science. Third, we have to t a k e i n t o a c c o u n t t h e a c t u a l a n a t o m i c a l s t r u c t u r e a n d p h y s i o l o g y o f t h e b r a i n t o b e a b l e t o e x p l a i n h o w t h e c o g n i t i v e f u n c t i o n s a r e a c t u a l l y i n s t a n t i a t e d i n t h e b r a i n . N e u r o s c i e n c e i s s u p p o s e d t o d o t h a t . F o u r t h , w e Atkinson, A. P. (1998). Wholes and their parts in cognitive psychology: Systems, subsystems, and persons. http://www.soc.unitn.it/dsrs/IMC/IMC.htm. Bajec, B. and Zakrajšek, K. (2001). Some examples of using reactiontimes experiments in cognitive neuroscience pyramid approach. In D. Vodušek, & G. Repovš (Eds.), Cognitive neuroscience. Information Science 2001, multiconference proceedings. Ljubljana. Černetič, M. (2001). Investigating the role of appraisal processes in emotion: benefits from the pyramid approach to cognitive neuroscience. In D. Vodušek, & G. Repovš (Eds.), Cognitive neuroscience. Information Science 2001, multiconference proceedings. Ljubljana. Fesel-Martinčevič, M. and Ravnik, J. (2001) Cognitive neuroscience pryramid to study of working mamory. In D. Vodušek, & G. Repovš (Eds.), Cognitive neuroscience. Information Science 2001, multiconference proceedings. Ljubljana. Flanagan, O. (1992). Consciousness reconsidered. Cambridge: MIT Press. Kosslyn, S. H. (1996). Image and brain: The resolution of the imagery debate. Cambridge: MIT Press. Marr, D. (1982). Vision: A computational investigation into the human representation and processing of visual information. San Francisco: W. H. Freeman. Poljanšek, A. (2001). Integrative approach to investigation in motion perception. In D. Vodušek, & G. Repovš (Eds.), Cognitive neuroscience. Information Science 2001, multiconference proceedings. 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