DELIVERING THE DEMENTIA HEAT TARGET HEAT Target Each NHS Board will achieve agreed improvements in the early diagnosis and management of patients with a dementia by March 2011. Delivering the Dementia HEAT target is all about improving access to diagnosis and the provision of early management and support. Improvements can be categorised under three main headings: 1. Improving the design of the care delivery processes – this is about ensuring a well designed process that eliminates duplication and unnecessary steps, minimises potential for error, and delivers the right amount of treatment capacity to see the work without unnecessary waits. Again, this needs to take a whole systems perspective working across the traditional health and social care boundaries. Changes here should result in an improved experience of using care services. 2. Ensuring the delivery of effective care interventions– this relates to ensuring ICP standards and any other national approved guidance (ie SIGN) is routinely followed. However, this is not just about improving the clinical standards of care – it is about the range of care interventions including those delivered by the local authority and voluntary sector services. Changes here should lead to improved outcomes for people with dementia. 3. Ensuring staff are properly equipped to deliver services – this recognises the importance of applying knowledge and skills within a values based framework. All improvement work is underpinned by continuous professional development and workforce planning. There may be a need to develop the skills of existing staff, extend roles, develop new roles and to review the skill mix within services. Training a wide range of health and social care staff on how to respond effectively to individuals with Dementia will be key to delivering this HEAT target. Changes here should contribute to both improved outcomes and improved experiences for those using services. 1 The following diagram highlights the key elements of the Dementia Journey that you will need to work on to meet the dementia HEAT target: o For design of care delivery processes - the first step is for each Board and their key partners, to understand what their key system and process design issues are and this document provides advice on how to do this. Over the life of the collaborative we will collate and share information across the Boards and key partners, to identify where there are common system and process design issues and what works in terms of redesigning those systems and processes. o Standards already exist for ensuring we deliver effective care interventions (eg ICP Guidance and SIGN guidelines). At a local level, collaborative resources can be used to focus on implementing those clinical and care standards that are relevant to the delivery of the HEAT target. The following diagram shows how ICP Standards and SIGN guidelines relate to this work stream. Further work will be completed to map other relevant national guidance against the key elements of pathway. In addition, action on ICP standards 6 and 7 will be of direct relevance to achieving the dementia HEAT target. o The diagram also highlights some of the key workforce programmes that underpin the delivery of improved services. 2 DELIVERING THE DEMENTIA HEAT TARGET Improve design of care delivery processes Key elements of Dementia Pathway that need to improve to deliver HEAT Target. Current focus is on diagnosing the key issues with current systems and processes using: o Pathway Mapping, Value Streaming and Flow Analysis to identify: what adds value, unnecessary steps, duplication, rework because not done right first time, bottlenecks and hand-offs o Data Analysis to identify variation and understand when this is justifiable and when it can be reduced o Demand, Capacity and Queue Theory so understand what the demand is, what the capacity is to respond to it, opportunities to make more effective use of current capacity, when queues are caused because of the process design rather than a mismatch between demand and capacity, and where in the process there is a mismatch between demand and capacity. o PDSA to pilot improvements Improve public and staff awareness Ensure clarity of referral routes for diagnostic assessments Ensure timely diagnostic assessment Improve early management and support ICP Standards: 2. 5, 38, 39 ICP Standards: 6, 9, 14 ICP Standards: 10, 14, 21 ICP Standards: 11, 13, 16, 17, 21 , 27, 28, 38, 39 Ensuring the delivery of effective care interventions Best Practice Guidance - SIGN 86 Key National Workforce Programmes relevant to work Rights, Relationships and Recovery including: The Capability Framework for Mental Health Nurses, Working with Older People in Scotland The 10 Essential Shared Capabilities for Mental Health Practice (Scotland) Changing Lives (Social Work) 3 Dementia Pathway – Systems Diagnosis Checklist This document is aimed at those involved in leading and planning the Mental Health Collaborative (MHC) work. It is provided as a supportive tool to help those involved in leading and planning the work of the MHC locally to think about how to apply improvement methodologies to enable the delivery of the Dementia HEAT target. It works on the basis that the first 3-6 months should be on visioning and diagnosis. Visioning involves defining and describing the ideal systems, processes and pathways of care to fulfil and exceed the HEAT targets. These ‘ideals’ will be firmly rooted in the best evidence available and complemented by experiential input and insights from service users, carers and staff. Diagnosis involves comparing current service behaviour with the ideal to establish where changes need to be made and what these changes might look like in order to achieve the ideal. It also involves understanding your current processes, what works well and what doesn’t work so well. As with clinical care – getting the diagnosis right is important as it guides what interventions are taken. If clinicians treat the wrong problem – chances are the treatment won’t be effective. Likewise – if change programmes are based on an incorrect analysis of the problem – chances are that the change programme will be ineffective. So it’s worth investing the time up front to get the diagnosis of the problem right. Visioning is a key part of this– as we need to be clear that we are doing the right things, not just doing the wrong things more efficiently. We realise that many Boards (and key partners), have already made significant progress against this target and we are not suggesting you put on hold any work already in progress. However, the suggestions below may give you some ideas about how to progress this work further. 4 Systems Overview When looking at changes to one part of the pathway, it’s important to consider the impact on other parts of the system. Otherwise, services can end up making one part work better but just move the problem elsewhere. For instance, a team might change their referral criteria and end up effectively reducing the demand on this service, only to find out that requests for services in another part of the system go up. The Collaborative promotes looking at whole systems and to do this, services need to have mechanisms in place for discussing potential changes across different parts of the health and social care system. For the dementia pathway there are key interfaces between all of the following: Primary Care Old Age Psychiatry Social Work Services and wider local authority services People with Dementia and their Carers Acute General Medicine Care Homes Voluntary and Independent sector provider SYSTEMS OVERVIEW CHECKLIST Issues Yes Yes – but needs refining No Priority for Local Action? If priority for Improvement action – who Tools will take forward Relevant and by when Is there a structure in place for effective discussion of interface issues between the various teams responsible for delivering the pathway? Do you have a system for providing dementia training across all sectors who come into contact with individuals with dementia? Is Advanced Care Planning being promoted locally and does this include people with a dementia / cognitive impairment? 5 Data Analysis – Assessing Current Performance The HEAT Target baseline year is the number of patients on the register at the 31st March 2007. A practical start point is therefore downloading data (from the ISD website - http://www.isdscotland.org/isd/3305.html) on the number of patients on local GP QoF registers as at 31st March 2007. You can also download data on the registers as at 31st March 2008 and identify those practices who are managing to increase numbers. As a first step we recommend all areas compare QoF numbers against those diagnosed with dementia in secondary care, this presents an opportunity to also cross-check names on lists to establish if any registers are incomplete. Where there is a difference in names – we recommend you then look at your processes to ensure those who are diagnosed are routinely entered onto the register. A helpful step is to compare current (actual) QoF levels with expected UK Dementia prevalence levels for each practice. This will give you an indication of how many patients have been diagnosed compared to how many (given demographics and national prevalence) ought to have been diagnosed for each practice. If there is a Practice, or a number of Practices, with a high % of patients on the register then you could consider comparing this practice with one at the lower end of detection. Retrospective patient tracking may be helpful in addition to interviews with GPs / Practice visits in order to compare and contrast knowledge, training, systems and processes. For those practices already displaying a high level of diagnosis (compared to expected prevalence) it may be worthwhile comparing their performance with practices in other Boards to see if they can further improve their performance. Please consult your Regional Manager if you need help in identifying practices outside of your region, as this can easily be facilitated at National Learning Events. We also recommend you look at the QOF information with regards to numbers of those on the register who have had a formal review after 15 months. This is not an exhaustive list, it is simply provided as a starting point to help MHC teams think about how improvement tools apply to this work. 6 DATA ANALYSIS CHECKLIST Issues Yes Yes – but needs refining No Priority If priority for for action – who Local will take forward Action? and by when Improvement Tools Relevant Assessing Current Performance - Baseline Do you know the number of patients on local QoF registers as at 31st March 2008? Have you validated your QOF registers against those known to specialist mental health services? Have you compared current / actual register numbers against expected dementia prevalence rates per practice? Do practices know where they sit in comparison to others performance in their Health Board – both in terms of % on register of expected prevalence and ongoing % increase? If you have significant variances between practices – have you followed a couple of patients through the individual pathways to identify differences in practice that might contribute to the different outcomes? Where there is a difference – have you mapped your processes from team diagnosing to individual being entered onto the register to identify where the process breaks down? Do you have a system for regularly reporting progress towards the HEAT target at Board level? Have you looked at what percentage of those on the Dementia Register receive the 15 month review by practice? Do practices know where they sit in comparison to Data Analysis Data Analysis Data Analysis Data Analysis Variance Process Mapping Variance analysis Process Mapping Data Analysis Data Analysis Variance 7 DATA ANALYSIS CHECKLIST others in their Health Board with regards to % of those on Dementia Register receiving 15 month review? Has the QoF register been analysed in terms of ethnicity and deprivation? Data Analysis 8 9 Process Analysis Process Mapping is key for understanding what currently happens and where things break down. It helps to identify what needs to change. Involving service users and carers in the analysis helps you to understand how it feels to be on the receiving end of our processes. Understanding care processes from the service user’s perspective is essential for making service user focused improvements. All the organisations/teams involved in the pathway should be identified and involved in the process mapping activity. This process mapping work should already be taking place in all Boards as part of the work to develop a Dementia ICP. The mapping work should include service user and carers perspectives, in line with the ICP standards (See ICP Process Standard 2). It should also include relevant social care providers. In addition to the process mapping exercise - it might also help to undertake discovery interviews, feedback questionnaires, and data sampling in order to fully understand the service user and carers experience. http://www.scotland.gov.uk/Publications/2006/02/02094408/0 The Mental Health Collaborative team can help facilitate this process mapping exercise and suggest approaches to other diagnostic work if you’re not sure. Please contact your Regional Manager to discuss further. But the work doesn’t stop at process mapping – you now need to look at streamlining the pathway and look at the flow through the pathway. Using value-stream mapping, you can identify: those steps in the process that don’t add any value bottlenecks in the process where capacity is not sufficient to meet the demand unnecessary delays (long waits) steps where there are quality issues – ie work has to be redone or sent back to a previous step or where there is confusion over who is responsible for which aspects of care. A further question to ask is whether there’s a group/individual that has ownership of the entire care process i.e. is responsible for ensuring that interface issues between different teams are frequently surfaced and addressed on an ongoing basis. A range of tools within Lean are available to help with analysing the pathway, and facilitation support is available from the Collaborative Team. The output of this ‘overview’ investigative work should be clarity on the key issues you need to address locally to simplify and improve the care process. The Collaborative promotes then using the PDSA approach to make incremental improvements to the process. The following table helps you to think about applying process mapping to the Dementia workstream. This is not an exhaustive list, it is simply provided as a starting point to help MHC teams think about how improvement tools apply to this work. 10 PROCESS ANALYSIS CHECKLIST Yes Improve public and staff awareness Is awareness and treatment information available to the general public, patients, carers and professionals. Is this information regularly updated and targeted? Is this information accessible by people from different ethnic backgrounds and those with learning disabilities? Routes into Diagnosis/Achieving a Diagnosis Has the Dementia Pathway been mapped out by those involved in the service – including those that use the service and their carers? Have you mapped your processes for social work to refer for diagnosis and analysed these to see if they could be made simpler? Have you agreed an integrated care pathway (ICP) through to diagnosis? Is each team responsible for delivering the pathway clear on what dementia care they provide and clear about what information they need from others? Have you analysed the process maps and identified duplication, unnecessary steps, missing steps and work that needs to be redone because note done right the first time? Have service users and carers been involved in this process mapping and identified what adds value from their perspective? In particular, have you mapped the process for care homes to refer for diagnosis where they suspect an Yes – but needs refining No Priority for Local Action? If priority for action – who will take forward and by when Improvement Tools Relevant Process Mapping Process Mapping Process Mapping Value Streaming Lean Value Streaming Process Mapping 11 PROCESS ANALYSIS CHECKLIST individual has dementia? Does this process feed through to registration on the relevant practices Dementia register? Do you know where the bottlenecks are in the system? Early Management and Support Have you analysed your processes for receiving support post diagnosis and identified duplication, unnecessary steps, missing steps and work that needs to be redone because not done right the first time? Have service users and carers been involved in this process mapping and identified what adds value from their perspective? Have local discussions taken place regarding the sharing of GP held information with Secondary Care colleagues (QoF / Emergency Care Record)? Have you agreed the post diagnostic support element of ICP? Is Advanced Care Planning promoted in Care Homes? Are Crisis Services available for people with Dementia during the Out-of-Hours period? Value Streaming Flow Analysis Process Mapping Value Streaming Value Streaming ICPs 12 13 Understanding Demand and Capacity Understanding the demand for services is essential – as without this, services cannot effectively plan to meet this demand. However, they also need to understand the capacity that they have to respond to that demand and whether they are making best use of this. For instance – if a team has a highly skilled member of staff spending a day booking care plan reviews – this is not making effective use of their current capacity! An audit across one community mental health area showed that differences in waiting lists between teams where 5 times more to do with what they did with each case (ie differences in number of sessions and duration) than the number of referrals the teams received. Matching demand and capacity is important because delays in receiving a timely response can leave people in distress with no support. Further, delays can lead to an escalation of someone’s illness. The presence of a waiting list is a sign that demand is not being matched with capacity, it is not necessarily an indication that the demand exceeds the capacity. It is therefore important to gather information on demand, activity, and capacity and to analyse this in greater detail to understand profiles, trends and variances and whether additional resources are really needed – or it is a case of redesigning to make better use of what already exists. The following table helps you to think about areas you could apply demand and capacity analysis in relation to the Dementia workstream. Again, it is not an exhaustive list, it is just provided as a starting point to help MHC teams to think about how DCAQ applies to the Dementia workstream. 14 DEMAND, CAPACITY AND QUEUE Issues Routes into Diagnosis/Achieving a Diagnosis Do you know what the projected demand for diagnostic assessments is? Do you know what your capacity to provide diagnostic assessments is? Early Management and Support Do you know what your demand for post diagnostic support is? Do you know what your capacity to provide post diagnostic support is? Have you maximised use of group support, peer support and self-help, self management? Yes Yes – but needs refining No If priority for action – who will take forward and by when Improvement Tools Relevant DCAQ DCAQ DCAQ DCAQ 15