SAMPLE MICROSYSTEMS TECHNOLOGY LABORATORIES Massachusetts Institute of Technology Fabrication Facilities Access (FFA) Program Agreement This Fabrication Facilities Access Program (FFA Program) is a COMPANY Agreement (Agreement) between Massachusetts Institute of Technology (MIT) and COMPANY Inc. (COMPANY), governing COMPANY's participation in the MIT Microsystems Technology Laboratories (MTL)’s Fabrication Facilities Access (FFA) Program. (1) FFA Program Fees. COMPANY agrees to pay MIT an annual fee of $25,000, for its membership in the FFA Program. Membership includes the right to appoint one Process Engineer, who is not an MIT student or employee, to use the MTL fabrication facilities during the term of FFA Program membership. COMPANY may appoint additional Process Engineers for a fee of $25,000 per additional appointment per membership year (prorated for the time remaining in the membership year). There will be no charge to replace an appointed Process Engineer with another individual designated by COMPANY during a membership year. Terms and conditions for the participation of the Process Engineer are included below. The COMPANY is limited to a maximum of six (6) Process Engineers. In addition to the annual fee, COMPANY shall pay on a monthly basis the user fees for use of the facilities as described below. (2) Term. The term of this Agreement is one (1) year, subject to renewal for additional one-year periods upon approval by MIT and payment by COMPANY of the annual membership fee. (3) Participation in non-FFA Programs. This Agreement relates to COMPANY participation in the FFA Program. In the event that COMPANY desires that MIT perform contracted research on its behalf or COMPANY desires to use non-FFA facilities, both parties agree that they will enter into a separate written agreement and MIT policies governing industrially sponsored research will apply. (4) COMPANY FFA Program Liaison. COMPANY agrees to designate one employee (who need not also be the Process Engineer) to serve as a liaison to MIT. The purpose of the liaison is to provide MIT with a contact through whom the benefits and obligations of this Agreement will be furnished to and from COMPANY. Sam Crooks 106732713 (Contact Sam, Crooks, crooks@mtl.mit.edu, for program documents). 2/13/16 Page Two FFA Agreement COMPANY (5) MTL Facilities/Process Access. MIT agrees to allow COMPANY access to use the processing facilities of the MTL upon payment of the annual FFA Program Fee. COMPANY’s use of MTL facilities and processes in a given year will be billed at twice the rate charged to internal users (calculated in accordance with the MTL’s standard published rates) that can be found at the following URL: http://wwwmtl.mit.edu/mtlhome/3Mfab/MTLorient/machinechart.html. Use of MTL facilities by COMPANY will be subject to the same standards and review as inhouse MIT projects to assure compatibility with existing safety and process protocols. Review of any request for the use of the MTL facilities will be scheduled through the MTL Process Technology Committee. (6) Process Engineer. COMPANY representative(s) utilizing the facilities of the MTL through the FFA Program serve as Process Engineers who maintain access to MTL facilities for the term of the Agreement. COMPANY understands that use of MTL may involve exposure to potentially hazardous conditions including, but not limited to, chemical, mechanical, electrical, thermal, and radiation hazards. Process Engineers must be properly trained by MIT in facility procedures, safety, and in equipment operation. MIT agrees that throughout the term, the Process Engineer will be provided reasonable access to MTL processing facilities. Access to laboratory equipment and the working condition of laboratory equipment are not warranted or guaranteed. The Process Engineer retains ultimate responsibility for the project progress and development, and MIT does not in any way warrant or assure project success. The Process Engineer acknowledges that MTL is a community of professional and student researchers. Courteous, professional and responsible behavior is expected at all times. Access by Process Engineer and by COMPANY to MTL processing facilities is a privilege and may be revoked at any time by MIT. The use of MTL fabrication facilities is limited to research and development. Fabrication of devices or materials for sale is prohibited. It is not anticipated that the Process Engineer will participate in MIT research programs during the term of his/her appointment unless by mutual agreement and written approval of: a. MTL Director (Professor Martin Schmidt, as of the date hereof) b. Process Engineer (whose name appears on the signature page) c. COMPANY TITLE (NAME as of the date hereof) Sam Crooks 106732713 (Contact Sam, Crooks, crooks@mtl.mit.edu, for program documents). 2/13/16 d. MIT as appropriate (7) Intellectual Property Rights: While the primary purpose of the FFA Program is not the generation of inventions, copyrightable material, computer software, semiconductor mask works, tangible research property and trademarks (“Intellectual Property”) Intellectual Property may be developed in the course of the Process Engineer’s activities in the FFA Program. Ownership and other rights associated with the development of Intellectual Property at MIT are as follows: Page Three FFA Agreement COMPANY (a) FFA Program Intellectual Property. (1) Intellectual Property developed and/or conceived and reduced to practice solely by COMPANY in the FFA Program are the property of COMPANY. For the avoidance of doubt, and without limiting the foregoing, Intellectual Property developed and/or conceived and reduced to practice by COMPANY by its Process Engineer utilizing the MTL facilities under this FFA Program will be the sole property of COMPANY. (2) Intellectual Property developed and/or conceived and reduced to practice solely by MIT are the property of MIT. (3) Intellectual Property developed, conceived and/or reduced to practice jointly by employees of COMPANY and employees of MIT are jointly owned. MIT will not be required to share patenting costs for joint inventions where COMPANY wishes to file a patent application in the joint names of MIT and COMPANY. MIT will file or join with COMPANY in filing a joint patent application at its sole discretion. In the event that MIT does not wish to file a patent application for such jointly owned inventions, COMPANY shall have the right to file a patent application on its own, at its own expenses, at any time in the names of MIT and COMPANY. (4) COMPANY recognizes the interest of the MTL in ensuring that MIT faculty, students and staff, and other users of the MTL, will continue to have the benefit of MTL proprietary processes and that COMPANY will, itself, benefit from such processes, and therefore agrees that in the event of a COMPANY-owned Intellectual property developed utilizing MTL facilities that would prevent MIT from utilizing MIT owned Intellectual Sam Crooks 106732713 (Contact Sam, Crooks, crooks@mtl.mit.edu, for program documents). 2/13/16 Property MIT shall have a royalty-free, nonexclusive, non-sublicensable right to continue to use MIT owned Intellectual Property In addition, COMPANY agrees that MIT shall have a royalty-free, non-exclusive, nonsublicensable right to use improvements to existing MIT owned Intellectual Property which is developed by COMPANY while utilizing the MTL facilities. Page Four FFA Agreement COMPANY (b) Intellectual Property Developed in MIT Facilities Other Than Under the FFA Program or Using MIT Administered Funds in the FFA Program (1) Intellectual Property, developed and/or conceived and reduced to practice by the Process Engineer of COMPANY in MIT Facilities Other Than Under the FFA Program and the use of the MTL facilities or by Using MIT Administered Funds in the FFA Program is the sole property of MIT. MIT Administered Funds are all MIT Funds other than FFA Program Fees as defined at Section 1 above. (2) Process Engineer and COMPANY agree to maintain and deliver to MIT adequate written research records, execute all necessary papers and otherwise provide proper assistance, promptly upon M.I.T.’s request and at M.I.T.'s expense, during and subsequent to the period of my M.I.T. affiliation, to enable M.I.T. to obtain, maintain, or enforce for itself or its nominees, patents, copyrights or other legal protection for such Intellectual Property. (8) Indemnity. COMPANY shall indemnify, release and hold harmless MIT, its trustees, officers, employees and students from any and all loss, costs, damage, and expense of whatever nature or kind which may arise from COMPANY use of the MTL (ordinary wear and tear excepted), including but not limited to property damage, and personal injury or death other than damages and liabilities arising out of MIT’s, employees and students gross negligence., COMPANY shall maintain Sam Crooks 106732713 (Contact Sam, Crooks, crooks@mtl.mit.edu, for program documents). 2/13/16 casualty and liability insurance in amounts that will cover all of the COMPANY’s activities at MIT and the MTL. (9) No Partnership or Agency and Independent Contractors. COMPANY and MIT agree to that they are separate legal entities in accordance with their own respective policies and practices, and nothing in this Agreement shall be construed as creating any agency, joint venture or partnership between COMPANY and MIT. MIT and COMPANY acknowledge that the rights described herein are made for the mutual convenience of both parties after arms-length negotiations taking into account each party’s own interests, policies and practices. The relationship of COMPANY and MIT is that of independent contractors. Neither MIT or COMPANY has the right to enter into any contract or to incur any debt or to assume any obligation on behalf of, or binding to, the other. 10. Third Party Beneficiaries. There are no third party beneficiaries to this Consortium Agreement. Page Five FFA Agreement COMPANY 11. Entire Agreement. This Agreement constitutes the entire agreement and understanding of the parties hereto with respect to COMPANY’ membership in the FFA program and supercedes all prior agreements, understandings, programs and policies. Effective as of: xxxxxxxxxxxxxxxxxx Date Massachusetts Institute of Technology COMPANY __________________ ¨ Patrick Fitzgerald Date Director Office of Sponsored Programs xxxxxxxxxxxxxxxxxxx NAME Title Sam Crooks 106732713 (Contact Sam, Crooks, crooks@mtl.mit.edu, for program documents). 2/13/16 Date E19-719a Acknowledged and agreed to: Process Engineer: xxxxxxxxxxxxxxxxxxxxxxxxxxxx NAME Date Names of additional Process Engineers of COMPANY, if any, are to be appended to this document. Sam Crooks 106732713 (Contact Sam, Crooks, crooks@mtl.mit.edu, for program documents). 2/13/16