TOWSON UNIVERSITY HRD 607 Managing Organizational Change HUMAN RESOURCE DEVELOPMENT Graduate Degree Program Fall Semester, 2013 Thursday, 6:00-8:30pm LA 2105 INSTRUCTOR Katie Rosenbusch, Ed.D. CONTACT INFORMATION Office: LA2144 Phone: 410-704-3064 Email: krosenbusch@towson.edu Office Hours: Mondays, Thursdays 4:00-5:30pm OR by appointment REQUIRED TEXT Palmer, I., Dunford, R., & Akin, G. (2009). Managing organizational change (2nd Ed.). McGrawHill: Irwin, NY. ISBN: 978-0-07-340499-8 Kotter, J. and Cohen,D. (2002).The Heart of Change : Real-Life Stories of How People Change Their Organizations. Boston: Harvard Business School Press. ISBN: 1578512549 or 9781578512546 REQUIRED ARTICLES Weick, K. & Quinn, W. (1999). Organizational development and change. Annual Review of Psychology 50: 361-86. Choi, & Ruona, W. (2011). Individual’s readiness for organizational change and its impact on human resource and organization development. Human Resource Development Review 10 (1): 46-73. Van de Ven, A. & Sun, K. (2011). Breakdowns in implementing models of organization change. Academy of Management Perspectives 25(3): 58-74 **Periodically the instructor will assign additional articles or cases for class. The information will be given to you at least 2 weeks prior to the class. 1 COURSE DESCRIPTION This course will examine change in the workplace from multiple perspectives. There will be a review of forces and factors shaping today’s workplace including three significant external drivers of change today: 1) technology; 2) globalization; 3) company ownership. Discussions will consider various foundational issues in organizational change management including strategy, diagnosis, motivation, resistance, communication, interventions and sustainability. Throughout this course, students will engage in various activities intended to illustrate or practice the skills involved in planning and implementing organizational change. Finally, this course will attempt to increase the student’s personal power, influence and facilitation awareness and capabilities in operating as a change agent. LEARNING OBJECIVES At the conclusion of this course, students should be able to: Accurately identify and describe the historical and contemporary transformations impacting the workplace and how those factors impact organizations and their work. Recognize common symptoms and reactions to change in the workplace and recommended interventions to address the reactions/resistance. Describe the main principles and characteristics of the multiple models for managing organizational change and apply those models in analyzing organizational change initiatives. Evaluate and assess an organizational change program. Develop an awareness of influencing and facilitating change. COURSE POLICIES When submitting papers that involve citing the works of other authors and/or the inclusion of a list of references, use APA style. Plagiarism (using the ideas of others without proper citation) is not acceptable and can be grounds for a fail grade for the assignment and/or the course. All course assignments will be submitted through Blackboard and will be run through SafeAssign to verify authenticity. Towson University (TU) is in full compliance with section 504 of the Rehabilitation Act of 1973 and the Americans with Disabilities Act of 1990. Students with disabilities should register with the Office of Disability Support Services (410-704-2638 after admission to ensure the timely provision of required support services. Students must provide documentation of a disability from the TU Office for Students with Disabilities. 2 Emergency Statement (Office of the Provost) In the event of a University-wide emergency, including the impact of the H1N1 flu pandemic, course requirements, classes, deadlines and grading schemes are subject to changes that may include alternative delivery methods, alternative methods of interaction with the instructor, class materials, and/or classmates, a revised attendance policy, and a revised semester calendar and/or grading scheme. In the case of a University-wide emergency, I will attempt to communicate with you via e-mail and/or the Blackboard site. For up-to-date information on the H1N1 flu, see the Dowell Health Center website at: http://www.towson.edu/dowellhealthcenter/ and click on the “Flu Facts” link. For more general information about any emergency situation, please refer to the following: Web Site: www.towson.edu Telephone Number: 410-704-2000 TU Text Alert System Sign-up at: http://www.towson.edu/adminfinance/facilities/police/campusemergency/). This is a service designed to alert the Towson University community via text messages to cell phones when situations arise on campus that affect the ability of the campus - students, faculty and staff - to function normally. H1N1 Influenza Policy Statement: Students should not attend classes or other university events from the onset of flu-like symptoms until at least 24 hours after the fever subsides without the use of fever reducing medications. Such absences will be considered excused absences; however, students are responsible for the material covered during the period of their absence. You are responsible for providing and maintaining a usable e-mail address through the Learn on Line, Blackboard website for this course. Attendance is expected and will be taken. Excused absences (as defined by University policy and verified as appropriate) will not count against the student. If you are late to class and wish to be recorded as present, it is your responsibility to notify the instructor no later than the end of class that day. Students are expected to complete and submit all course assignments on the dates scheduled. Accepting an assignment after the scheduled close of the class on its due date is at the sole discretion of the instructor. If you will be unable to complete and submit the assignment by the due date and time, the student must obtain the instructor’s approval prior to the start of class on that date. Students are expected to demonstrate polite, civil behaviors in class by refraining from talking while others (including the instructor) are speaking, by listening fully to the comments of others, and by respecting differences in opinions and orientations to the topics at hand. Please turn off all cell phones, iPods, Blackberries, and any other type of electronic transmission or reception device unless for use with class assignments. During class time, you should not otherwise handle, monitor, acquire sensory inputs from or in any other way interact with any such device unless by my permission. During class time, multitasking using electronic transmission devices is not acceptable; violators will be asked to leave the class. Laptop computers may be used only and exclusively for purposes of note-taking and completing class assignments. Your continued enrollment in this course indicates your acceptance of and commitment to this policy. Students should contact the instructor if there are any questions about the direction or content of the assignments, or if they wish feedback on class performance. The student is responsible for obtaining notes on missed classes from other students. I reserve the right to collect unannounced and grade any homework or class assignments and to administer exams for reading assignments at any time. 3 ASSIGNMENTS Assignments PROJECT #1: Reflective Commentary 100pts PROJECT #2: Case Study Analysis 100pts PROJECT #3: Organizational Diagnosis Project Team Contract Progress Report (Part I) Progress Report (Part II) Final Presentation Final Report Participation In Class/On-line Presence (5pts/session) Team Involvement 10pts 20pts 20pts 50pts 100pts 70pts 30pts Assignment Descriptions PROJECT #1: Reflective Commentary You will write one reflective commentary which will include an overview of what you learned. The paper should be approximately 5-7 pages. Introduction—An overview of your paper’s layout (typically one paragraph) Overview—Synthesize key concepts that spoke to you covered in the chapters and lectures (not a chapter by chapter synopsis—just overview and integrate key concepts) MAXIMUM 2 PAGES Change Management Impact—Put yourself in the position of an HR professional—What should HR managers take into consideration as they address these issues of change with their organization? Personal Action Plan—How will you apply what you learned from this course? The overview and impact section should draw upon what you have learned thus far in the course. It will be helpful to review the chapters before completing this assignment and jot down key take always. Your personal action plan should include specific things you would do as an HR professional based on your recommendations in the Overview and Impact sections. PROJECT #2: Case Study Analysis Each student will analyze the case study provided (Music Web: Implementing Change). Students may decide their case analysis methodology; however, the written analysis must address the criteria identified in the grading rubric. Papers are to conform to APA style; include at least five scholarly references; and be 5-7 pages in length. Points will be deducted for failure to follow APA style. NOTE: The page limit does not include title page, abstract, table of contents, reference page, or appendices. 4 PROJECT #3: Organizational Diagnosis For this assignment, you or your group will identify an organization which is either undergoing a crisis (outlining a need for change) or pursuing an active change. You will then conduct a diagnosis of this organization, gather information (via secondary means as well as interviews with 3-5 different employees), and choose some aspects of the organization to study based upon your initial findings. Throughout this diagnostic and data collection process you will apply appropriate theories and concepts you learned in class to the chosen organization. There are four deliverables associated with this project. 1) Team Charter/Project Plan This contract will serve as a strategy for your collective learning experience. It should outline group policies and procedures as well as a timeline for development of your final project. An initial project plan identifying the organization and change effort should be included. You should recognize that this contract is a dynamic and changing document that may be revisited and updated throughout the process. Grading of this assignment will be dependent upon the thoughtful reflection by all group members. 2) Project Reports This will include an overview of what your team has done to date and any preliminary findings that you have discovered. It will also include an updated project plan to detail what is left to be done. Estimated page count 3-5 pages. Part I—Should outline the exact data collection techniques including any interview or survey questions to be used Part II—Should discuss your analysis of the selected organization and the preliminary findings and some implications for the organization 3) Final Integration Paper You will submit a written paper documenting your analysis of the selected organization, describing the crisis, change processes, functions, culture and what can be done (using relevant theories and concepts) to enhance organizational performance. The requirements for the paper are as follows: 1. Introduce the change effort by including the situation, organization, industry, and explain the context for change. 2. Analyze the change effort. Provide considerable discussion about the following: Description/images of the change held by the change agents Culture and the role of culture within the change process Diagnosis of change – what, why, any resistance Theoretical constructs and concepts that characterizes the change Chosen methods for implementing change-why and the anticipated outcome Description of resulting change and alignment with initial vision for change Communication of the change 5 3. Evaluate the quality of the outcome, processes, and the work of the change agents. Explain what went well and represented best practices. Also, devote attention to areas needing improvement and lessons learned. Present strategies for improvement and/or enhancement of success. Assure these strategies are supported with critical analytical reasoning. 4. The paper should make use of supplemental materials/visuals such as graphs, process flow diagrams, organizational charts, and survey results to compliment the narrative analysis. 5. The paper should be written in APA style and be between 10 and 15 pages in length including the appendix. A one-page executive summary should also be included. Also, a minimum of six scholarly resources must be used. 4) Final Presentation Finally, each group will also make a presentation explaining findings of your research, and the diagnostic tools/ models used to conduct this analysis. Each presentation should present their recommendations and findings as if the class was the client. The presentation should be about 30 minutes, including 5 minutes for Q&A. All team members should participate. Further guidelines regarding all components of this project will be presented during class. Participation Given the wealth of experience you bring to the class, your regular attendance is an important part of our learning experience. However, I realize that illness, emergencies and job demands may require you to miss a class. Notify me and your teammates as soon as possible if you will be absent for one of these reasons. You will be responsible for the work missed when you are absent from any class or part of the class. Learning can only happen when you are playing an active role. It is important to place more emphasis on developing your insights and skills, rather than transmitting information. Knowledge is more important than facts and definitions. It is a way of looking at the world, an ability to interpret and organize future information. An active learning approach will more likely result in long-term retention and better understanding because you make the content of what you are learning concrete and real in your mind. Although an active role can look differently for various individuals, it is expected in this class that you will work to explore issues and ideas under the guidance of the professor and your peers. You can do this by reflecting on the content and activities of this course, asking questions, striving for answers, interpreting observations, and discussing issues with your peers. Peer evaluation of the project teamwork Each team member must demonstrate the ability to: Collaborate successfully and be inclusive of all members Support and respect other member opinions and ideas Distribute roles and workload fairly and equitably Meet all individual and team project deadlines Maintain accurate records of team communications and decisions Resolve team conflict Make sound and ethical decisions Produce professional quality work products Seek direction from and maintain communications with the professor as needed 6 Peer evaluation will be used as the basis of assigning individual grade to team members and ensuring every member contributes equally to project completion. At end of the semester, each member of the team will submit a peer evaluation of themselves and their team members individually (and not in group) as a private email to me providing informal feedback on how well each team member has added value to this project assignment. GRADING STANDARDS The benchmark standards for grades are described by the following criteria: A: B: C: F: The student demonstrates an excellent understanding of the topic by showing a thorough, correct and accurate understanding of the concepts, theory and/or research, as well as the ability to evaluation critically the topic. This understanding is shown in written and/or verbal communications that are clear, precise, grammatically correct and well-formed in logic and presentation. The student shows a mastery of the subject under discussion, and is able to integrate concepts within this course and from other areas of application. While not necessarily original, the work is of superior quality. The A grade is reserved for students who demonstrate outstanding achievement in all aspects of the assignment or activity. The student demonstrates a fundamental understanding of the topic. While the key and essential concepts, theories and research are adequately covered, there may be other relevant aspects of the topic which are not treated adequately, either in written or verbal presentations or in class discussion. While written assignments are generally in good form, there may be periodic lapses in grammar or logic. In general, the work is of good quality. This is the minimal level of performance expected of graduate students. The student shows an adequate but not fully correct understanding of the topic. Some key points are addressed, but other points are left out or are not covered at all. There are specific problems, weaknesses and/or gaps in accuracy, correctness and/or logic in the presentation of the assignment. In general, the work is marginally acceptable at the graduate level. Unacceptable and unsatisfactory for any of several reasons, including: non-completion of the assignment, non-attendance or non-participation, submitted work of unacceptable quality, and any other failure to meet minimum standards of course preparation, completion or participation. GRADING PROCEDURE Generally, all written assignments will be given a letter grade: A, B, C, or F; + and – grades may be added to the A, B or C grades. The numerical equivalent of each letter grade is as follows: A = 473-500 pts. A- = 450-472 pts. B+ = 427-449 pts. B = 400-426 pts. C = 350-399 pts. F = Below 350 pts. 7 COURSE SCHEDULE Week 1: August 29th Online Review Syllabus/Introductions Week 2: September 5th Understanding Change Week 3: September 12th Why Organizations Change Week 4: September 19th Diagnosing Change Week 5: September 26th Week 6: October 3rd Hybrid Class— Organizational Diagnosis Team Time Resistance to Change Week 7: October 10th Implementing Change Week 8: October 17th Week 9: October 24th Implementing Change Continued…. Week 10: October 31st Hybrid Class— Organizational Diagnosis Team Time Communicating Change Week 11: November 7th Communicating Change Continued… Week 12: November 14th Hybrid Class— Organizational Diagnosis Team Time Week 13: November 21st Sustaining Change Week 14: November 28th Week 15: December 5th Thanksgiving Organizational Diagnosis Project Presentations Assessment MOC—Chapters 1 & 2 Weick & Quinn (1999) MOC—Chapter 3 & 4 Case Study: Nestle (p. 109) MOC—Chapter 5 Case Study: Welcome Aboard, but don’t rock the boat (BB) Submit Project Proposal & Plan Team Charter DUE Sept. 19th Online discussion Forum Team Meeting MOC—Chapter 6 Choi & Ruona (2011) Case Study: Apple (BB) Submit Progress Report Part I DUE October 3rd MOC—Chapter 7 & 8 Van de Ven & Sun (2011) Case Study: British Airways (p.239) Heart of Change—Introduction Steps 1&2 Debrief of Case: Web Music(BB) Submit Case Study Analysis DUE October 17th Online discussion Forum Team Meeting MOC—Chapter 9 Heart of Change—Step 3 Submit Progress Report Part II DUE October 31st MOC—Chapter 10 & 11 Heart of Change—Steps 4 & 5 Case Study: Super Oil (in class) Online discussion Forum Team Meeting Submit Reflective Commentary DUE November 14th MOC—Chapter 12 Heart of Change—Steps 6, 7 & 8 Case Study: The Challenger and Columbia Shuttle Disasters (p.375) NO CLASS Final Presentations Final Paper DUE December 5th 8 PROGRAM GOALS Course: HRD 607—Managing Organizational Change Program Goals 1. Knowledge of and ability to apply key concepts, theories, practices, laws and regulations in the fields of human resources management and development and organizational behavior and change Course Emphasis High 2. Diagnostic and analytic abilities to investigate and assess organizational and human resources issues in order to recommend appropriate solutions High 3. Creative problem-solving to create, apply and carry out effective interventions to improve both organizational and individual performance High 4. Presentation skills in order to communicate ideas and information effectively and clearly in a variety of written, public-speaking and technology mediated venues and formats 5. Interaction skills in working effectively with others in such a way as to be influential in a leadership capacity, to work well with others in team formats, and to respect and constructively support others in a diverse operating workplace High High Application The important models and theories of organizational development and change are discussed. An overview of HR’s role as a change agent will be covered along with an overview of practical solutions that can be implemented. Students will conduct an organizational diagnosis project and will learn to apply various diagnostic tools to help define organizationwide change and provide recommendations to their client. Students will gain a wide variety of organizational development and appreciative inquiry techniques in order to manage change and apply to the internal and external pressures exerted on organizations. Students will prepare and manage an organizational diagnosis project. They will present the findings through a formal presentation at the end of the course. Students will work in organizational diagnostic teams to identify real issues facing one organization. They will also participate in discussions and case studies throughout the course. 9 Grading Rubric for Reflective Commentary Criteria 0 Points Unacceptable Content is absent or no clear direction 5 Points Developing In part, content lacks full development and direction 2. Overview of Change Content Content is absent or understanding of the concepts are not apparent Attempts to demonstrate understanding of the concepts, but aspects are confused or underdeveloped 3. Change Management Impact Content is absent or does not address the issues at hand Identifies, the application of methodologies in practice; analysis is incomplete or unsubstantiated Thoroughly identifies and compares the application of methodologies in practice; reasoning is defensible 4. Personal Action Plan Content is absent or information does not demonstrate understanding of the subject area and no application Discussion is incomplete; there is limited analytical support for proposed personal action to be taken Thoughts and ideas are clearly expressed and represent reasonable plan of action in regards to change 5. Writing – representative of Master’s level, grammar, sentence structure, paragraph structure, spelling, punctuation, APA style and format No paper was submitted or demonstrates writing below the college level; paper has numerous (15 or more) writing/APA errors Demonstrates less than proficient academic writing; paper has 10-14 writing/APA errors Demonstrates proficient academic writing; paper conforms to APA style; paper has 5-9 different writing/APA errors 1.Introduction: 10 Points Competent Provides descriptive information with supportive structure Exercises basic analytical skills in determining the key change concepts 15 Points Exemplary Clearly outlines the paper and provides clear direction for reader. Aptly synthesizes the concepts of change; uses high level critical analysis skills supported with convincing arguments Exhaustively Identifies, compares, contrasts the application of methodologies in practice; exercises critical reflection and conducts comprehensive analysis Presents clear and definitive change approaches that represent original thought as well as best practices as evidenced by the literature Demonstrates scholarly academic writing and conforms to APA style; paper has less than 5 different writing/APA errors 10 Grading Rubric for Case Analysis Criteria 0 Points Unacceptable Content is absent or significant elements are missing 5 Points Developing In part, content lacks full development and analysis 10 Points Competent Provides descriptive information with supportive analysis 2. Diagnose the need for change and address the resistance to change Content is absent or understanding of the concepts are not apparent Attempts to demonstrate understanding of the concepts, but aspects are confused or underdeveloped Exercises basic analytical skills in determining the facets involved 3. Identify, compare, and contrast at least three organizational change methodologies/practices that are relevant to the issues of the case. Determine the recommended methodology(ies) with supporting analysis Content is absent or does not address the issues at hand Identifies, compares, and contrasts two methodologies and practices; analysis is incomplete or unsubstantiated Identifies, compares, and contrasts three methodologies and practices; reasoning is defensible 4. Determine reasonable alternatives/integrated OD interventions to implement your recommended methodology. In other words, how would you engage the organizational membership in the various stages of the change process? Content is absent or information does not demonstrate understanding of the subject area Discussion is incomplete; there is limited analytical support for proposed alternatives and interventions Thoughts and ideas are clearly expressed and represent reasonable analysis and support 5. Determine follow-up or evaluation strategies Content is absent or shows misunderstanding of the subject area Some areas show critical analysis; additional evidence is warranted 6. Writing – representative of Master’s level, grammar, sentence structure, paragraph structure, spelling, punctuation, APA style and format No paper was submitted or demonstrates writing below the college level; paper has numerous (15 or more) writing/APA errors Demonstrates less than proficient academic writing; paper has 10-14 writing/APA errors Strategies proposed are grounded in the literature and supported with sound analytical reasoning Demonstrates proficient academic writing; paper conforms to APA style; paper has 5-9 different writing/APA errors 1. Provide brief overview of the problem or situation including facts about the company, industry and competitors. 15 Points Exemplary Clearly outlines the situation and provides substantive reasoning for the change Aptly applies the techniques for diagnosing change; uses high level critical analysis skills supported with convincing arguments Identifies, compares, contrasts four or more methodologies and practices; exercises critical reflection and conducts comprehensive analysis Presents clear and definitive change management approaches that represent original thought as well as best practices as evidenced by the literature Strategies are welldeveloped and involve original thought; analytical and clear conclusions have been made Demonstrates scholarly academic writing and conforms to APA style; paper has less than 5 different writing/APA errors 11 Grading Rubric for Final Paper Criteria No discussion was presented or content does not demonstrate understanding of the subject matter No discussion was presented or content does not demonstrate understanding of the subject matter No discussion was presented or content does not demonstrate understanding of the subject matter No discussion was presented or content does not demonstrate understanding of the subject matter 5 Points Developing Introduction is incomplete; key data is missing Shows effort in articulating the topic; however, discussion is incomplete and/or lacks key elements Shows effort in articulating the topic; however, discussion is incomplete and/or lacks key elements Shows effort in articulating the topic; however, discussion is incomplete and/or lacks key elements Shows effort in articulating the topic; however, discussion is incomplete and/or lacks key elements 6.Evaluation of the change effort & Recommendations No discussion was presented or content does not demonstrate understanding of the subject matter Shows effort in articulating the topic; however, discussion is incomplete and/or lacks key elements 7.Clarity and Coherency No discussion was presented or explanations are unclear and not organized logically (Major issues) No paper was submitted or demonstrates writing below the college level; paper has numerous (15 or more) writing/APA errors Explanations generally are unclear and not well organized (Many issues) Explanations generally are clear and organized (Minor issues) Demonstrates less than proficient academic writing; paper has 10-14 writing/APA errors Demonstrates proficient academic writing; paper conforms to APA style; paper has 5-9 different writing/APA errors 1.Sufficiency of introductory content for the change effort 2. Discussion of Change Agents 3. Diagnosis of Change 4.Theoretical constructs & Diagnostic models 5.Methods for implementing change 8.Writing – representative of Master’s level, grammar, sentence structure, paragraph structure, spelling, punctuation, APA style and format 0 Points Unacceptable Introduction is not included 10 Points Competent Introduction includes most of the relevant information Clearly defines and addresses the purpose, behaviors, and actions of the change agents. Applies with confidence the principles, tools and techniques for diagnosing change Handles in an adequate manner the analysis of the case with known theoretical concepts Discusses at least two methods with supporting analytical reasoning. Describes resulting change in a succinct manner noting the type or types of change Presents a comprehensive evaluation supported with critical analysis 15 Points Exemplary Introduction includes all the relevant information Critically analyzes the effectiveness of the change agents Discussion demonstrates mastery of the tools and techniques Demonstrates mastery of the theories and concepts; uses analytical skill to explore new paradigms or propositions. Demonstrates mastery of several change methodologies and practices. Captures and aptly describes the outcome including intended and unintended consequences Presents a comprehensive evaluation supported with critical analysis; including what could have been done differently or could be done in the future. Explanations are very clear and well organized. (Added helpful details and/or visuals) Demonstrates scholarly academic writing and conforms to APA style; paper has less than 5 different writing/APA errors 12