Proposal to Compensate Graduate Faculty for Capstone Supervision, page 1 of 6 Minnesota State University, Mankato Proposal to Compensate Graduate Faculty for Thesis and Alternate Plan Paper Supervision Proposed by Members of a Workgroup Appointed by the Minnesota State Mankato Faculty Association Submitted Fall 2007 Workgroup Participants: Sue Ellen Bell, School of Nursing Steve Bohnenblust, Department of Health Science Jasper Hunt, Department of Educational Leadership Paul Hustoles, Department of Theatre and Dance Penny Knoblich, Department of Biological Sciences Kimberly O’Farrell, Department of Psychology Russ Palma, Department of Physics and Astronomy Richard Robbins, Department of English Marlene Tappe, Department of Health Science Chris Mickle, Director of Graduate Studies Anne Blackhurst, Interim Dean, Graduate Studies and Research Context and Rationale: Enhancing graduate education is an explicitly stated institutional goal and a strategic priority of President Richard Davenport. The institution’s commitment to this goal is evident in the recent addition of doctoral programs—which represent an historic evolution in the institution’s mission—as well as in the development of several new master’s degree programs. This commitment also resulted in the adoption of a new policy on Graduate Faculty Status, which seeks to both delineate and elevate the qualifications for teaching and advising graduate students. Nonetheless, the institution’s identity is rooted in its history as a teacher’s college and its longstanding mission as an undergraduate institution. Despite a 50-year history of offering graduate programs and our distinction as the first MnSCU institution to offer terminal degrees, the university’s support for graduate education has not evolved at the same rate as its programs and vision. In fact, as Minnesota State Mankato prepares to offer its first doctoral programs, there is considerable evidence that the university’s structures and systems are not commensurate with its status as a major provider of graduate education in the region. This failure to align institutional vision and current practice will become even more problematic as the university pursues the President’s long-term goal of increasing total enrollment to between 17,000 and 20,000 students. Without a redoubled effort to adequately support graduate education, there is a serious risk that the graduate enterprise will shrink both in size and prominence relative to undergraduate education. September 14, 2007 Proposal to Compensate Graduate Faculty for Capstone Supervision, page 2 of 6 Closely aligned with the articulated goal of enhancing graduate education is President Davenport’s desire to elevate the university’s reputation and profile—an aspiration that will require increased research productivity on the part of faculty. Research will be key to achieving the President’s long-range vision of becoming a flagship institution, as well as his goal of substantially increasing enrollment. Indeed, market studies clearly indicate that it is research (rather than teaching) that will distinguish the university from its competitors in the minds of prospective students. The inexorable link between graduate education and faculty scholarship was explicitly acknowledged in the recently implemented policy on Graduate Faculty Status— albeit without an institutional mandate to compensate Research Faculty for their scholarly productivity. The lack of compensation for Research Faculty is just one example of how the institutional history and identity noted above have resulted in reward systems that provide financial incentives for teaching while failing to adequately compensate scholarly activity. In addition, the institution’s history as a baccalaureate institution, combined with its membership in a state system dominated by community colleges, has resulted in institutional and contractual workload assignments that do not adequately acknowledge the out-of-class time required to advise graduate students and supervise their research projects. As the institution has increasingly emphasized research productivity in the tenure and promotion process, advising graduate students has become disadvantageous for faculty—who are already feeling pressured to balance heavy teaching loads and their own research agendas. Consequently, the number of programs requiring a thesis has decreased substantially over the past decade1, while the number of programs permitting a capstone project other than a thesis or an Alternate Plan Paper (APP) has increased to approximately 25% of all graduate programs. These trends have decreased the number of graduate students who have meaningful research experiences during their programs and reduced the opportunity for faculty to collaborate with graduate students on projects that might eventually lead to publication. In short, a reward system that effectively discourages thesis advisement is detrimental to both the goal of enhancing graduate education and the goal of increasing institutional visibility by enhancing the quality and quantity of research. It also effectively discourages applied research, which is the basis for many theses and alternate plan papers, and is fundamental to our mission as a public comprehensive institution. Concerns about compensation for graduate faculty are not new. Similar concerns were raised by the Task Force on Graduate Education in its 2005 Report, which outlined a vision for graduate education at Minnesota State Mankato. In its recommendations, the Task Force called for increasing the resources allocated to graduate education as well as support for faculty scholarship. In particular, the Task Force cited the need for increased funding for reassigned (research) time and financial support for faculty and student research. The Graduate Committee has also raised this issue as recently as 2004, when it formed a subgroup to explore models of compensation. 1 Currently, only 6 of Minnesota State Mankato’s more than 40 graduate programs require students to complete a thesis. September 14, 2007 Proposal to Compensate Graduate Faculty for Capstone Supervision, page 3 of 6 In an effort to address these concerns and bring institutional resource allocation in line with stated goals and priorities, the Interim Dean of Graduate Studies and Research, in consultation with the Graduate Committee, recommended the formation of a Workgroup to propose a model for compensating faculty for their supervision of graduate students. The Faculty Association solicited nominations and applications in spring 2007 and ultimately appointed the Workgroup members listed above. Based on its meetings in May 2007, the Workgroup proposes a compensation model that would at least tacitly acknowledge the time and effort faculty invest in graduate student supervision. While the Workgroup investigated compensation systems at comparable institutions as well as institutions we aspire to emulate, it should be noted that relatively few exemplary models exist (see Table 1). In large part, this is because graduate faculty members at many institutions have substantially lower teaching loads than at Minnesota State Mankato. The Workgroup acknowledges the modest nature of this proposal and the fact that the proposed plan does not begin to compensate faculty for the hundreds of hours they spend with students over the course of their graduate programs. However, the Workgroup also acknowledges the importance of presenting a plan that is practicable and financially feasible, reflects Minnesota State Mankato’s unique history and culture, and lays the groundwork for compensating faculty for previously uncompensated work. The details of the proposed plan are presented below. Proposed Compensation Plan: According to the proposed plan, faculty would earn points for serving as supervisors, consultants, and readers on thesis and APP committees. Points would be awarded in the semester of the student’s graduation, regardless of the semester in which the student registered for thesis or APP credits. The Workgroup proposes that 80 points would be the equivalent of 1 credit hour; 240 points would therefore be the equivalent of a 3-credit course. Points would be awarded as follows: MFA Thesis Supervisor: MA/MS Thesis Supervisor: APP Supervisor: Consultant on an MA/MS Thesis2: Other readers: 40 points 30 points 20 points 5 points (deducted from the Supervisor’s 30 points) 2 points Using the formula noted above, supervising an MFA thesis would be the equivalent of .50 credit hours. Supervising an MA or MS thesis would be the equivalent of .375 credit hours, while supervising an APP would be the equivalent of .25 credit hours. Thus, supervising 6 MFA theses or 8 MA/MS theses or 12 Alternate Plan Papers would be compensated at the same rate as teaching a 3-credit course. The higher point value awarded to MFA thesis supervision acknowledges the terminal nature of the MFA degree as well as the intensive nature of creative projects. Similarly, the point differential between the MA/MS thesis and the APP is intended to acknowledge differences in the amount of faculty time and effort required to supervise these 2 Refers to a committee member who provides specialized expertise (e.g., statistical analysis) and significant consultation—beyond the time and effort than is typically expected by a second reader. September 14, 2007 Proposal to Compensate Graduate Faculty for Capstone Supervision, page 4 of 6 projects. While these differences are difficult to quantify and are assumed to vary greatly from student to student, the Workgroup attempted to devise a system that acknowledges typical variations.3 According to the proposed plan, faculty members could choose to be paid for their points at the applicable overload rate (e.g., 1 MFA thesis = .5 credits x .0225 x faculty salary) or they could choose to “bank” their points. Banked points could be redeemed either as salary or as reassigned time, with approval of the faculty member’s department and Dean. Given the contractual limit on overload, faculty members would not be able to redeem more than 5 credits (400 points)— including overload from other sources—in a given academic year. In cases in which the faculty member, the department, and the Dean agreed that the compensation should be in the form of reassigned time, the department would be compensated at the faculty member’s overload rate rather than the adjunct rate. This would provide a financial incentive for the department, which would partially offset the burden of replacing the faculty member’s time. Although the Workgroup was not charged with identifying funding sources for the proposed compensation plan, one obvious source of funds is the tuition dollars generated by thesis and APP credits, which total approximately $265,000 per academic year. The Workgroup proposes that these funds be earmarked for faculty compensation and administered centrally through the College of Graduate Studies and Research rather than through the individual Colleges. This will ensure that the available pool of money is large enough to accommodate any discrepancies between income and expenses that may occur within a given College in a given year, depending on the number (and base salary) of faculty who choose to redeem their points. It will also free the College Deans from the responsibility of administering the plan and/or funding it through a reallocation of College resources. Finally, a centrally administered process will allow for accurate recording keeping when committee members for a given thesis or APP represent more than one College. Table 2 includes an estimate of tuition dollars generated by thesis and APP credits and projects the annual cost of compensating faculty according to the proposed plan. As noted in Table 2, data from the 2005-2006 academic year suggest that the plan would cost roughly half of the amount generated in tuition by thesis and APP credits. 3 Departments in which faculty members supervise capstone projects other than theses or APPs may choose to submit their capstone requirements to the Graduate Committee for review. Upon review and recommendation of the Graduate Committee, approved projects may be compensated at either the thesis or the APP rate. September 14, 2007 Proposal to Compensate Graduate Faculty for Capstone Supervision, page 5 of 6 Table 1: Sample Compensation Models Institution Compensation Boise State University 1 course release for every 5 MFA theses supervised Central Michigan University 1 course release for every 4 MFA theses supervised Eastern Michigan University 1 course release for every 7 MFA theses supervised Northern Michigan University MA/MS Thesis Supervisor: $400.00 per thesis or 1 course release for every 8 theses MFA Thesis Supervisor: $800.00 per thesis or 1 course release for every 4 theses MA/MS/MFA Thesis Reader: $200.00 per thesis or 1 course release for every 16 theses Towson University $600.00 per M.A. thesis supervised University of Akron 1 course release for every 6 theses supervised University of St. Thomas $400.00 per MFA theses supervised Western Illinois University $500.00 per thesis supervised Connecticut State System 1 course release for every 6 theses supervised September 14, 2007 Proposal to Compensate Graduate Faculty for Capstone Supervision, page 6 of 6 Table 2: Projected Annual Revenues and Expenditures 2005-2006 Data Project: MFA Thesis Number of Credits Generated Tuition Dollars Generated Number of Graduating Students * * 17 $13,396 Dollar Amount in Overload4 MA/MS Thesis 741 $196,365 120 $70,800 APP 257 $68,105 117 $46, 098 Total 998 $264,470 254 $130, 294 * MFA thesis credits are included in the total for MA/MS thesis credits. 4 Assumes (a) an average faculty salary of $70,000; (b) the point values described above; and (c) the overload formula of .0225 x salary x credits. A faculty member with a base salary of $70,000 would earn $788 for each MFA thesis supervised. Each MA/MS thesis would equal $590 and each APP would equal $394. September 14, 2007