WG Putting HPH Policy into Practice 12.02.2016 1 Putting HPH Policy into Action Draft version, 13.05.2003 Product of the WHO Working Group „Putting HPH Policy into Action“ Commissioned by WHO-European Office for Integrated Health Care Services, Barcelona: Mila Garcia-Barbero Co-ordinated by the WHO Collaborating Centre for Health Promotion in Hospitals and Health Care team: Jürgen M. Pelikan (co-ordinator) Working group members: Elimar Brandt, Christina Dietscher (LBI core team), Carlo Favaretti, Pascal Garel, Bernhard J. Güntert, Oliver Gröne (WHO Barcelona), Karl Krajic (LBI core team), Ann Kerr, Elisabeth Marty-Tschumy, Peter Nowak (LBI core team), Raymond McCartney, Yannis Tountas WG Putting HPH Policy into Practice 12.02.2016 2 Contents CONTENTS ........................................................................................................................................................... 2 1 INTRODUCTION ....................................................................................................................................... 5 1.1 1.2 ON THE PAPER....................................................................................................................................... 5 THE (STRATEGIC) CONTEXT OF HPH..................................................................................................... 5 2 WHICH DISTINCTIONS ARE RELEVANT FOR PLANNING HEALTH PROMOTION STRATEGIES IN HOSPITALS? AN INTRODUCTION TO THE CONCEPT ....................................... 7 2.1 HEALTH PROMOTION IN AND BY HOSPITALS – FOR WHOM? TARGET GROUPS........................ 7 2.2 HEALTH PROMOTION SERVICES AND HEALTH PROMOTING SETTINGS – HEALTH OUTCOMES AND HEALTH IMPACT ............................................................................................................................ 8 2.3 HEALTH PROMOTION AS QUALITY STRATEGY VS. PROVISION OF SPECIFIC HEALTH PROMOTION SERVICES........................................................................................................................... 8 2.4 EMPOWERMENT AS HEALTH PROMOTION CORE CONCEPT – WHAT FOR? .................................. 9 2.5 COMBINING DISTINCTIONS: SIX GENERAL HEALTH PROMOTING CORE STRATEGIES .......... 10 2.6 HEALTH PROMOTION PRINCIPLES IN THE CORE STRATEGIES ................................................... 11 2.7 18 CORE STRATEGIES – AN OVERVIEW ........................................................................................ 11 3 PATIENT ORIENTED CORE STRATEGIES ...................................................................................... 13 3.1 CORE STRATEGY PAT-1: EMPOWERMENT OF PATIENTS FOR HEALTH PROMOTING SELF CARE / SELF MAINTENANCE / SELF-REPRODUCTION IN THE HOSPITAL .......................................................................... 13 3.1.1 Objectives of strategy PAT-1: ....................................................................................................... 13 3.1.2 Indications for strategy PAT-1 ...................................................................................................... 13 3.1.3 Implementation of strategy PAT-1 ........................................................................................... 13 3.2 CORE STRATEGY PAT-2: EMPOWERMENT OF PATIENTS FOR HEALTH PROMOTING PARTICIPATION AND COPRODUCTION IN TREATMENT AND CARE ................................................................................................... 15 3.2.1 Objectives of strategy PAT-2: ....................................................................................................... 15 3.2.2 Indications for strategy PAT-2: ..................................................................................................... 15 3.2.3 Implementation of strategy PAT-2: ............................................................................................... 15 3.3 CORE STRATEGY PAT-3: DEVELOPMENT OF HOSPITAL INTO A HEALTH PROMOTING AND EMPOWERING SETTING FOR PATIENTS ............................................................................................................................ 16 3.3.1 Objectives of strategy PAT-3 ......................................................................................................... 16 3.3.2 Indications for strategy PAT-3: ..................................................................................................... 16 3.3.3 Implementation of strategy PAT-3: ............................................................................................... 16 3.4 CORE STRATEGY PAT-4: EMPOWERMENT OF PATIENTS FOR HEALTH PROMOTING MANAGEMENT OF CHRONIC ILLNESS ..................................................................................................................................... 18 3.4.1 Objectives of strategy PAT-4: ....................................................................................................... 18 3.4.2 Indications of strategy PAT-4: ...................................................................................................... 18 3.4.3 Implementation of strategy PAT-4: ............................................................................................... 18 3.5 CORE STRATEGY PAT-5: EMPOWERMENT OF PATIENTS FOR HEALTH PROMOTING LIFE STYLE DEVELOPMENT ......................................................................................................................................... 19 3.5.1 Objectives of strategy PAT-5: ....................................................................................................... 19 3.5.2 Indications for strategy PAT-5: ..................................................................................................... 19 3.5.3 Implementation of strategy PAT-5: ............................................................................................... 19 3.6 CORE STRATEGY PAT-6: PARTICIPATION IN HEALTH PROMOTING AND EMPOWERING COMMUNITY DEVELOPMENT FOR PATIENTS .................................................................................................................. 20 3.6.1 Objectives of strategy PAT-6: ....................................................................................................... 20 3.6.2 Indication – why? .......................................................................................................................... 20 3.6.3 Implementation of strategy PAT-6: ............................................................................................... 20 4 STAFF ORIENTED CORE STRATEGIES ........................................................................................... 21 4.1 CORE STRATEGY STA-1: EMPOWERMENT OF STAFF FOR HEALTH PROMOTING SELF CARE / SELF MAINTENANCE / SELF-REPRODUCTION IN THE HOSPITAL .......................................................................... 21 4.1.1 Objectives for strategy STA-1........................................................................................................ 21 WG Putting HPH Policy into Practice 12.02.2016 3 4.1.2 Indications for strategy STA-1 ...................................................................................................... 21 4.1.3 Implementation of strategy STA-1 ................................................................................................. 21 4.2 CORE STRATEGY STA-2: EMPOWERMENT OF STAFF FOR HEALTH PROMOTING PARTICIPATION / COPRODUCTION IN TREATMENT AND CARE ................................................................................................... 23 4.2.1 Objectives of strategy STA-2: ........................................................................................................ 23 4.2.2 Indications for strategy STA-2: ..................................................................................................... 23 4.2.3 Implementation of strategy STA-2:................................................................................................ 23 4.3 CORE STRATEGY STA-3: DEVELOPMENT OF HOSPITAL INTO A HEALTH PROMOTING AND EMPOWERING SETTING FOR STAFF .................................................................................................................................. 25 4.3.1 Objectives of strategy STA-3: ........................................................................................................ 25 4.3.2 Indications for strategy STA-3? .................................................................................................... 25 4.3.3 Implementation of strategy STA-3:................................................................................................ 25 4.4 CORE STRATEGY STA-4: EMPOWERMENT OF STAFF FOR HEALTH PROMOTING MANAGEMENT OF OCCUPATIONAL ILLNESS .......................................................................................................................... 27 4.4.1 Objectives of strategy STA-4: ........................................................................................................ 27 4.4.2 Indications of strategy STA-4:....................................................................................................... 27 4.4.3 Implementation of strategy STA-4:................................................................................................ 27 4.5 CORE STRATEGY STA-5: EMPOWERMENT OF STAFF FOR HEALTH PROMOTING LIFE STYLE DEVELOPMENT .................................................................................................................................... 28 4.5.1 Objectives of strategy STA-5: ........................................................................................................ 28 4.5.2 Indication for strategy STA-5:....................................................................................................... 28 4.5.3 Implementation of strategy STA-5:................................................................................................ 28 4.5.4 Examples of (good or best) practice .............................................................................................. 29 4.6 CORE STRATEGY STA-6: PARTICIPATION IN HEALTH PROMOTING AND EMPOWERING COMMUNITY DEVELOPMENT FOR STAFF ........................................................................................................................ 29 4.6.1 Objectives of strategy STA-6: ........................................................................................................ 29 4.6.2 Indications for strategy STA-6: ..................................................................................................... 29 4.6.3 Implementation of strategy STA-6:................................................................................................ 29 5 COMMUNITY ORIENTED CORE STRATEGIES .............................................................................. 30 5.1 CORE STRATEGY COM-1: EMPOWERMENT OF COMMUNITY FOR ADEQUATE HEALTH PROMOTING ACCESS TO THE HOSPITAL ..................................................................................................................................... 30 5.1.1 Objectives of strategy COM-1:...................................................................................................... 30 5.1.2 Indications for strategy COM-1: ................................................................................................... 30 5.1.3 Implementation of strategy COM-1: ............................................................................................. 30 5.2 CORE STRATEGY COM-2: EMPOWERMENT OF COMMUNITY FOR HEALTH PROMOTING CO-PRODUCTION IN TREATMENT AND CARE AFTER DISCHARGE .............................................................................................. 31 5.2.1 Objectives of strategy COM-2:...................................................................................................... 31 5.2.2 Indications for strategy COM-2: ................................................................................................... 31 5.2.3 Implementation of strategy COM-2: ............................................................................................. 31 5.3 CORE STRATEGY COM-3: DEVELOPMENT OF HOSPITAL INTO A HEALTH PROMOTING AND EMPOWERING SETTING FOR THE COMMUNITY ................................................................................................................ 33 5.3.1 Objectives of strategy COM-3:...................................................................................................... 33 5.3.2 Indication – why? .......................................................................................................................... 33 5.3.3 Implementation of strategy COM-3: ............................................................................................. 33 5.4 CORE STRATEGY COM-4: EMPOWERMENT OF COMMUNITY FOR HEALTH PROMOTING MANAGEMENT OF CHRONIC ILLNESS ..................................................................................................................................... 35 5.4.1 Objectives of strategy COM-4:...................................................................................................... 35 5.4.2 Indications for strategy COM-4: ................................................................................................... 35 5.4.3 Implementation of strategy COM-4: ............................................................................................. 35 5.5 CORE STRATEGY COM-5: EMPOWERMENT OF COMMUNITY FOR HEALTH PROMOTING LIFESTYLE DEVELOPMENT ......................................................................................................................................... 36 5.5.1 Objectives of strategy COM-5:...................................................................................................... 36 5.5.2 Indications of strategy COM-5: .................................................................................................... 36 5.5.3 Implementation of strategy COM-5: ............................................................................................. 36 5.6 CORE STRATEGY COM-6: PARTICIPATION IN HEALTH PROMOTING AND EMPOWERING COMMUNITY DEVELOPMENT FOR THE GENERAL POPULATION ....................................................................................... 37 5.6.1 Objectives of strategy COM-6:...................................................................................................... 37 5.6.2 Indications for strategy COM-6: ................................................................................................... 37 5.6.3 Implementation of strategy COM-6: ............................................................................................. 37 6 HPH THEMATIC POLICIES: ................................................................................................................ 38 WG Putting HPH Policy into Practice 12.02.2016 4 7 CHALLENGES AND BASIS FOR IMPLEMENTING HEALTH PROMOTING HOSPITAL STRATEGIES ................................................................................................................................................ 40 7.1 7.2 7.3 7.4 7.5 7.6 7.7 7.8 7.9 CHALLENGES FOR IMPLEMENTATION OF HEALTH PROMOTION STRATEGIES IN HOSPITALS .................. 40 PRACTICAL EXPERIENCE ..................................................................................................................... 40 POLITICAL DECLARATIONS AND PROFESSIONAL RECOMMENDATIONS ................................................. 40 THE IMPLEMENTATION OF HEALTH PROMOTION INTO HOSPITALS AS A SPECIFIC QUALITY IMPROVEMENT STRATEGY – PRINCIPAL APPROACHES ...................................................................................................... 41 SINGLE HEALTH PROMOTION PROJECT APPROACH............................................................................... 41 THE CONTINUOUS, COMPLETE, COMPREHENSIVE, HOLISTIC, OVERALL OR TOTAL HPH APPROACH ..... 42 LIST OF CRITERIA FOR A HEALTH PROMOTION MANAGEMENT SYSTEM IN A HPH – OUTCOME ............ 42 LIST OF CRITERIA FOR A HEALTH PROMOTION MANAGEMENT SYSTEM IN A HPH – STRUCTURE ......... 42 LIST OF CRITERIA FOR A HEALTH PROMOTION MANAGEMENT SYSTEM IN A HPH – PROCESSES .......... 43 8 REFERENCES .......................................................................................................................................... 44 9 GLOSSARY ............................................................................................................................................... 47 9.1 9.2 9.3 HEALTH PROMOTION RELATED ........................................................................................................... 47 HEALTH PROMOTION .......................................................................................................................... 49 HEALTH PROMOTION POLICIES OF A HOSPITAL : .................................................................................. 49 WG Putting HPH Policy into Practice 12.02.2016 5 1 Introduction 1.1 On the paper This paper aims at informing primarily hospital managers and hospital professionals with a strategic perspective, but also government departments and health policy actors who have responsibility for the development of health and social policy. It should facilitate strategic decision making for Health Promoting Hospitals (HPH) especially for people who are already interested (it does not extensively argue why it makes sense at all for a health care institution to think about health promotion), but on the outset of deciding what to do on what scale. Thus, it can be also used in training measures for health promoting hospital co-ordinators and change mangers. As it includes a rather comprehensive systematic theoretical formulation of the possible content of HPH, it should be useful also for partners on that level who are working already with HPH, wishing to evaluate and perhaps focus their strategies. A short summary for top management will be included in the final version. 1.2 The (strategic) context of HPH Based on the Ottawa Charter (WHO, 1986), WHO-EURO initiated 3 strands of support for reorienting hospitals towards becoming more health promoting (hospitals): Conceptual development (WHO Copenhagen workshop, see Milz / Vang 1988; Budapest Declaration 1991; Vienna Recommendations 1997); Implementation experiences (WHO model project “Health and Hospital” in Vienna, 1988-1996; European pilot hospital project 1993-97; hospitals in the framework of national and regional networks since 1992 and more systematically since 1995 – see Ludwig Boltzmann Institute 1996; Pelikan et.al. 1998, Pelikan / Wolff 1999); And networking media (business meetings, annual international conferences since 1993, workshops, newsletter, national and regional networks, data base, website etc. – for further information, see web-sites of WHO-European Office for Integrated Health Care Services: www.es.euro.who.int, and WHO Collaborating Centre for Health Promotion in Hospitals and Health care: www.univie.ac.at/hph). In 2001, after more than 10 years of involvement in HPH, WHO has launched 2 working groups to develop an up-to-date strategic and quality framework for HPH. This paper presents a shortened and focussed version of the main results of the working group “Putting health promoting hospital policy into action”1 To understand the relationship of hospitals to health promotion and the specific potential of hospitals for health promotion and of health promotion for hospitals, some aspects of the situation of hospitals and the specific characteristics of health promotion need to be clarified. The situation of hospitals is characterised by a permanent and increasing pressure of their relevant, rather dynamic environments. Hospitals have to adapt to changing political and economic, professional and consumer expectations concerning the content of hospital services and the way they do their (core) business. Two general tendencies can be distinguished within the trend of permanent hospital reform: 1 Members of the working group: Elimar BRANDT, Christina DIETSCHER (LBI core team), Carlo FAVARETTI, Pascal GAREL, Bernhard J. GÜNTERT, Karl KRAJIC (LBI core team), Elisabeth MARTY-TSCHUMY, Peter NOWAK (LBI core team), Raymond McCARTNEY, Jürgen PELIKAN (chair), Yannis TOUNTAS WG Putting HPH Policy into Practice 12.02.2016 6 1) Strategic re-positioning of the hospital: This regards the need for continuously redefining the specific range and mix of services, i.e. the distinction between core business and other services, within a given health care system (inpatient / outpatient services; acute / chronic / rehabilitative services; inclusion of educative services; hospital as health centre; integration with primary care, social services and other sectors of society; specialisation of types of hospitals and departments). 2) Assuring and improving quality of services: Safety, appropriateness, effectiveness and efficiency of services offered have to be improved for cost containment and improved satisfaction of stakeholders. So, many hospitals are increasingly introducing specific quality approaches like systematic process oriented quality management (TQM, EFQM, ISO etc.), evidence based medicine / nursing, patient’s rights etc. To be able to delineate the specific contributions of health promotion to such strategic repositioning and quality improvement in hospitals, the concept of health promotion has to be explained operationally. WG Putting HPH Policy into Practice 12.02.2016 7 2 Which distinctions are relevant for planning health promotion strategies in hospitals? An introduction to the concept What do we mean when talking about health promotion in and by hospitals? Over the years, this has proven a difficult and contested issue in the development of the Health Promoting Hospital Network, often resolved in a very pragmatic way that offers some common orientation and sufficient leeway to adapt to national an local circumstances and also individual preferences. But, when faced with the task of developing orientation on how to put health promotion policy into hospital practice, the working group found a consensus that it would be necessary to explicitly and rather comprehensively identify the content of health promotion strategies for hospitals. We have to be explicit whether we are talking about developing a healthy hospital setting and / or the hospital as public health agent in its local community and / or health education services for chronically ill and / or lifestyle education for hospital staff etc. In the end, the working group has managed to agree in a consensus process on 18 core strategies for Health Promoting Hospitals (Overview in Table 3 at the end of the chapter, specification in Chapter 3), together with propositions on how central or indispensable these strategies should be for a hospital that wants to call itself a “Health Promoting Hospital” or a health policy that wants to systematically develop this potential. To help the reader to understand the logical structure of these core strategies, the chapter starts out with introducing some conceptual distinctions that are relevant to improve orientation in the wide range of possible developments. At least out of the perspective of health care professionals and health educators, these distinctions will be considered rather abstract, but they try to orient themselves as what we understand as logic of decision making on a health policy or hospital management level. The wealth of distinctions that form the very core of providers of individual services (specific risks, diseases, health problems, health potentials, lifestyles, social groups, personal characteristics etc.) will come in only in the following parts. Concerning the 18 core strategies, they will be addressed in Chapter 3-5 in an exemplary way, and they will be explicitly named as areas for specific thematic health promotion policies in Chapter 6. 2.1 Health Promotion in and by Hospitals – for whom? Target Groups Organising thinking around the “target groups” has a long tradition in the HPH network, and it really makes a lot of difference for decision makers if they are to think about patients (clients / customers of the hospital organisation), the hospital staff and bystanders in the community, who are not (yet) clients of the hospital. To keep the issue of target group as simple as possible on this level, it is proposed to define all three types of stakeholders in a broader sense: “Patients” include also (indirectly) the members of their social network (relatives, friends etc.) whose health can be affected by the well-being of the patient, or by their visits to the hospital. For “staff”, we propose the same strategy. “Community” includes not only the local bystanders (individuals, social groups, organisations), but can include a wider horizon – as far as global ones, e.g. when Italian hospitals form healthy alliances and work together with developing countries. In the tradition of HPH, there still is a fourth stakeholder, the hospital as an organisation, represented by its owners and management. Here the movement had used the term of “health of an organisation” in a metaphorical sense, addressing issues like the hospital’s ability to survive as an organisation in a turbulent and challenging environment. Although we WG Putting HPH Policy into Practice 12.02.2016 8 would like to underline that the strategically well informed and professionally sound implementation of health promotion interventions for patients, staff and community are likely to be of benefit for the hospital organisation – and that these changes can be observed in principle – we decide to leave out this complication. To facilitate a clearer understanding of the very core of HPH, we have decided to discuss the implication for the organisation primarily in chapter 7 “Implementation”. 2.2 Health Promotion Services and Health Promoting Settings – Health Outcomes and Health Impact A second central distinction relates between the well established dimension of health promotion oriented at individuals / social groups vs. settings oriented health promotion. We propose to specify this distinction for the context of health care by distinguishing between hospital services vs. hospital settings (see Table 1 below). In a third step, this distinction is combined with a distinction concerning the effect on health of services and settings, the health gain (or loss). We combine services with intended and specific health outcomes (& partly unintended, more diffuse impacts) and settings with mostly unintended and diffuse health impacts. The underlying assumption is that both outcomes and impacts can be observed, measured and analysed and can also be systematically influenced by health promotion interventions. 2.3 Health Promotion as quality strategy vs. Provision of specific Health Promotion Services A third dimension tries to disentangle two different meanings or uses of health promotion that are very relevant for health policy and management decisions. Health promotion can be understood as a specific quality strategy to improve current practice of hospitals, and health promotion can also be understood as providing “new” (at least for the hospital) specific services. a. Health promotion as a strategy of specific health promoting quality development can be applied to improve the health gain of different organisational structures and processes that determine services and thus improve the outcome of the services. This also includes improvement of the hospital setting as material and social framework in which services are provided – and thus improve health impact. Like all quality development, Health Promoting Quality Development will have to define a specific set of principles, criteria and standards, which basically will provide for making decision making in the hospital a bit more complex and thus more powerful – extending criteria in the way that criteria will be oriented at disease & positive health at somatic & psychic & social health at protection, prevention, treatment & development of health at expert solutions & empowerment) This quality strategy is especially relevant for hospitals and other health care institutions, because health outcome and impact have a direct relationship to the primary task of the organisation, but it can be used for other organisations as well. b. On the other hand, health promotion as the provision of specific health promotion services or activities that are not directly part of the hospital’s core services or related to them, has to follow not only a health promotion or professional logic (what can be done to further improve health?), but also the logic of the specific national and local health and welfare policy and the specific market economy. For a rational hospital organisation, it will be possible to provide these specific services only if there is a demand and an ability and willingness to pay for – publicly or privately, like with any other service. Of course this can be WG Putting HPH Policy into Practice 12.02.2016 9 locally developed and where there are good professional arguments that the problem is relevant and the hospital is in a good or best position to offer these services, there might be good chances. In principle, many of these services might also be offered by other organisations than hospitals. We think this distinction is important for (Health Promoting) Hospitals. It can and should be expected from every hospital which intends to be a Health Promoting Hospital that it uses health promotion as a quality development strategy for everything it does and is. But it depends on its context (national, regional and local health policy, division of labour in local health care services, actual offers of other local providers), how far it can, should, or has to invest in offering health promotion services itself. Therefore health promotion as a quality development strategy could / should be mandatory for Health Promoting Hospitals, whereas investment in health promotion services would be very welcome, but voluntarily, depending on the specific situation of the hospital in its context. Table 1 below combines the last two distinctions and provides a first overview. Table 1: Principal health promoting strategies, based on different, hospital related health determinants, to enhance health gain attributable to hospitals (for patients, staff and community) Improvement of health gain attributable to different health determinants of hospital…. Specific HP quality development Provision of specific HP services & activities 2.4 Health outcomes (& impacts) of hospital services Health impacts of hospital setting & other settings Health promoting quality development of (core) services (of treatment & care) Provision of health promoting educational, preventive and rehabilitative services Health promoting quality development of hospital setting Participation as a partner in HP development of local community (and other settings) Empowerment as health promotion core concept – what for? Combining an analysis of the empowerment concept not primarily as a community oriented or political concept but as being related to the ability to perform specific social roles and an analysis of the distinction between disease and positive health as resource / a potential, we suggest to distinguish between several aspects of empowerment that can be targeted by health promotion interventions a. Empowerment for health promoting self-reproduction (or self-maintenance or self care) Looking at self care / self maintenance / self reproduction in the context of the hospital might be rather surprising for many readers, as the basic conceptualisation of the hospital patients still seems to be the passive object of diagnostic and therapeutic interventions that is being cared for comprehensively by the organisations. But a closer view on patient reality in the hospital draws to our attention, that this view might even be too simplified or even dangerous for patients (e.g. psychosocial hospitalism, especially frequent in the groups of the elderly). Like outside the hospital, the patients are not totally dominated by the reality of disease and illness, but also have a rather healthy part – physically, mentally and socially, and this part can deteriorate. Health promotion as a postmodern concept draws to our attention the fact, that patients have to reproduce this part of their health to a large extent by themselves – and can be supported or hindered by their environment. Self-reproduction (self-care, self-maintenance) is about taking responsibility, and to care for one’s physical health needs (e.g. by getting enough sleep, exercising to keep up physical WG Putting HPH Policy into Practice 12.02.2016 10 functioning level as good as possible, healthy nutrition), mental health needs (e.g. by taking enough time for recreation, developing coping mechanisms for stress, keeping up selfrespect etc.), and social health needs (e.g. by keeping up social networks, securing support for new needs, adapting one’s social positioning to new circumstances, etc.). Hospital staff can enhance patient, staff and community self care by patient specific communicative and interactive empowering support2, but also by providing supportive conditions in the hospital setting3 (see also strategies PAT-3, STA-3, and COM-3). b. Empowerment for health promoting co-production of diagnosis and therapy This second specification is based on the analysis that (health) services are usually not provided by a professional only, but need the collaboration of the customer, client, patient – by accessing the provider (timely), by openly communicating in diagnostic procedures, by complying to therapy, by collaborating in therapy (breathing correctly, keeping still,..), by communicating dissent if present, by re-organising life so that it is supporting healing and recuperation, etc. There is a vast amount of literature that proves that effective co-operation makes a difference that can be measured in outcome: hospital stay, complications, wellbeing, need for pain medication, etc. This dimension of collaboration is utilised or hindered by hospital communication routines. c. Empowering health promotion services for illness management Given the fact that many patients leave the hospital not healthy, but either in different stages of recuperation, or chronically ill, their potential contribution to the process can be either enhanced (by empowerment) or hindered. This usually goes beyond the boundaries of the hospital organisation and is being discussed as challenges for integrated care, interface management etc. as one of the central quality issues for many European healthcare systems. d. Empowering health promotion services for lifestyle development. Finally, we have to point out the “trivial” case of the classic health education but also community and setting oriented strategies, aiming at empowering people to live their lives as healthy as possible – not regarding specific diseases, but rather risk preventing or possible health enhancing lifestyles. 2.5 Combining distinctions: Six General Health Promoting Core Strategies Generalising all types of strategies for patients, staff and the community, we get 6 different general health promoting core strategies for every stakeholder (i.e. patients, staff and the community). Table 2: Different general health promoting strategies for stakeholders of the hospital 1. HP quality development of treatment & care, by empowerment of stakeholders for health promoting self-reproduction 2. HP quality development of treatment & care, by empowerment of stakeholders for health promoting co-production 3. HP quality development for health promoting & empowering hospital setting for stakeholders 4. Provision of specific HP services - empowering illness management (patient education) for stakeholders 5. Provision of specific HP services - empowering lifestyle development (health education) for 2 3 i.e. accepting, respectful, encouraging and supportive information, communication and interaction e.g. buffets instead of food in bed, or curtains around patients beds to support privacy WG Putting HPH Policy into Practice 12.02.2016 11 stakeholders 6. Provision of specific HP activities - participation in health promoting & empowering community development for stakeholders For all 6 general strategies we formulate stakeholder-specific health promotion core strategies, which makes for the three stakeholders 18 specific strategies in total. 2.6 Health Promotion principles in the Core Strategies In all these strategies health promotion or health promoting is understood in a broad sense, following the definition in the Ottawa Charter: ”Health promotion is the process of enabling people to increase control over, and to improve, their health”. This includes maintenance and improvement of health, be it by protection or development of positive health or – with reference to specific diseases – prevention or treatment & care, as long as these procedures are applied in an empowering manner by the hospital. Health promotion also means that, when adequate, that next to “empowering” 6 other guiding principles or criteria for health promotion as defined by a WHO European Working Group on Health Promotion Evaluation (cf. Rootman in Rootman et al., 2001, p. 4) need to be applied. These are: participatory, holistic intersectoral equitable sustainable multistrategy In all these strategies we use empowerment or “empowering for health” according to the definition in the WHO Health Promotion Glossary (1998, Section II, p.6):“a process through which people gain greater control over decisions and actions affecting their health.” The term can relate to individual actors, or social groups or communities, and combines measures aiming at strengthening actors’ life skills and capacities (e.g. “to express their needs, present their concerns, devise strategies for involvement in decision-making”) with measures creating supportive physical, cultural and social environmental conditions which impact upon health. The process by which both is done, may be “social, cultural, psychological or political”. The two terms usually are used in combination deliberately, to signal the comprehensive health gain oriented goal and the specific empowering means by which this goal could or should be reached effectively. 2.7 18 Core Strategies – an overview Explicitly combining the 6 strategies with the 3 main stakeholders produces a matrix that follows, on the one side, the traditional distinction between the HPH philosophy and the quality philosophy (e.g. of customers, staff and society in the EFQM model of excellence), and on the other side, of three groups of stakeholders or beneficiaries whose health is or can be affected by hospitals: Patients, staff and community. The strategies sketched in the cells of the matrix will be explained in more detail in the next chapter, concerning its objectives, the scientific and political indication for it, policies how to do it and examples of (best or good) practice. WG Putting HPH Policy into Practice 12.02.2016 12 Table 3: Core health promotion strategies4 for HPHs HP for/ by … HP quality development of treatment & care, by empowerment of stakeholders for health promoting selfreproduction HP quality development of treatment & care, by empowerment of stakeholders for health promoting coproduction HP quality development for health promoting & empowering hospital setting for stakeholders Provision of specific HP services empowering illness management (patient education) for stakeholders Provision of specific HP services empowering lifestyle development (health education) for stakeholders Provision of specific HP activities – participation in health promoting & empowering community development for stakeholders 4 Patients Staff Community PAT-1: Empowerment of patients for health promoting self care / self maintenance / self reproduction in the hospital STA-1: Empowerment of staff for health promoting self care / self maintenance / self reproduction in the hospital COM-1: Empowerment of community health promoting self care / self reproduction by adequate access to hospital PAT-2: Empowerment of patients for health promoting participation / co-production in treatment and care STA-2: Empowerment of staff for health promoting participation / co-production in treatment and care PAT-5: Empowerment of patients for health promoting life style development (after discharge) STA-5: Empowerment of staff for health promoting life style development COM-5: Empowerment of community population for health promoting lifestyle development PAT-6: Participation in health promoting & empowering development of community infrastructures for specific patient needs STA-6: Participation in health promoting & empowering development of community infrastructures for specific needs of staff COM-6: Participation in health promoting & empowering community development for general population COM-2: Empowerment of health professionals in the community for health promoting coproduction in treatment and after-care of patients PAT-3: STA-3: COM-3: Development of Development of hospital Development of hospital hospital into a health into a supportive, health into a supportive, health promoting & promoting & promoting & empowering setting for empowering setting for empowering setting for the community patients staff PAT-4: Empowerment STA-4: Empowerment COM-4: Empowerment of patients for health of staff for health of community promoting management promoting management population for health of chronic illness (after of occupational illness promoting management discharge) of chronic illness The formulation of the titles of the 18 specific core HP strategies is intended to be as short as possible, to be comparable with and marking of f to each other, but to signal also, if used as a single title in isolation, the specific HP character of the strategy. More differentiated definitions and characteristics are found in the detailed descriptions of each strategy. WG Putting HPH Policy into Practice 12.02.2016 13 3 Patient oriented core strategies 3.1 Core strategy PAT-1: Empowerment of patients for health promoting self care / self maintenance / self-reproduction in the hospital 3.1.1 Objectives of strategy PAT-1: Strategy PAT-1 aims at optimising / improving the short term impact of hospitals on patients’ positive health5, well-functioning6, well-being7 and quality of life during hospital stay (or while being treated as outpatient), by supporting patients’ health promoting8 self care. Self care / self maintenance / self reproduction is about taking responsibility, and to care for one’s physical health needs (e.g. by taking enough sleep), mental health needs (e.g. by taking enough time for recreation or developing coping mechanisms for stress), and social health needs (e.g. by having social contacts). Hospital staff can enhance patient self care by patient oriented / patient centred communicative and interactive empowering support9 for patients and relatives to encourage health promoting patient self care10 - but also by providing supportive conditions in the hospital setting11 (see also strategy PAT-3). 3.1.2 Indications for strategy PAT-1 Health promotion concepts point out that the possibility to satisfy personal needs, to access supportive environments and relevant information are basic preconditions for health12. Hospitals are unfamiliar surroundings where patients usually cannot keep to their usual habits, and where they need adequate information, orientation, communication and interaction. Especially for vulnerable groups of patients (like elderly), a lack of orientation may result in symptoms of hospitalism. Adequate information and orientation of, communication and interaction with patients are important determinants of patients’ health and quality of life13 that can be successfully influenced by hospitals. 3.1.3 Implementation of strategy PAT-1 The following list provides examples of possible measures for implementing strategy PAT-1: Provide adequate information and guidance at hospital admission (example of good practice: Griffin Hospital, USA) and discharge Provide adequate visiting hours Organise visiting and lay support services for unattended patients14 5 when hospitalised, patients are partly sick and partly healthy; strategy PAT-1 is about maintaining the healthy part. keeping upright functional abilities by encouraging patient activities as far as possible in the hospital context 7 supporting specific needs (according to age, sex, cultural community, religion) – see also Budapest Declaration for Health Promoting Hopsitals , strategy 10, and fundamental principle 1 of the Vienna Recommendations on Health Promoting Hospitals (Health Promoting Hospitals Network 1991; WHO 1997) 8 positive health protecting and developing, disease preventing 9 i.e. accepting, respectful, encouraging and supportive information, communication and interaction 10 e.g. motivating patients to exercise , helping them to cope with anxieties, creating a welcoming atmosphere for visitors 11 e.g. buffets instead of food in bed, or curtains around patients beds to support privacy 12 (WHO 1986) 13 see e.g. (Di Blasi, Harkness et al. 2001) 6 14 as is e.g. done at Rudolfstiftung Hospital, Vienna (Nowak, Lobnig et al. 1998) WG Putting HPH Policy into Practice 12.02.2016 14 Implement specific health promotion policies for provision of information and orientation, health promotion communication and interaction with patients at different stages of hospital stay Provide offers and options to encourage patient activities (e.g. exercise, culture, patient libraries, discussion, patient internet cafe15, ...) Provide adequate palliative care16 and pain management Consider the different needs of patients belonging to different age17, sex, ethnic, religious groups (e.g. consider cultural aspects of nutrition, respect cultural taboos) Nursing diagnoses to assess level of possible self care Provide psychological assistance to cope with stress or anxieties related to the hospital stay or to the patient’s disease (e.g. cancer) Monitor patient satisfaction for continuous improvement The effective and comprehensive implementation of strategy PAT_1 will partly rely on the simultaneous implementation of relevant parts of strategy PAT-3 / Setting 15 EU project see e.g. HPH-Newsletter 18, Dec. 2001 17 e.g. Baby Friendly Hospitals 16 WG Putting HPH Policy into Practice 12.02.2016 15 3.2 Core strategy PAT-2: Empowerment of patients for health promoting participation and co-production in treatment and care 3.2.1 Objectives of strategy PAT-2: Strategy PAT-2 aims at optimising / improving the hospital’s short term health impact on patients by improving their health promoting18 physical, mental and social participation and co-production in treatment and care. Participation and co-production in treatment and care are about optimising treatment related information and communication for patients, about transparency of treatment processes, about providing the possibility for patients to participate in treatment and care related decisions, and about active performance of treatment related measures by patients where indicated and adequate. Hospital staff can support patient participation and co-production by empowering, enabling, specific health literacy producing and supportive communication and interaction in the treatment and care processes. Indications for strategy PAT-2: Clinical and other patient outcomes of hospital services – e.g. complication rates, necessary doses of pain medication, duration of recreation process and length of hospital stay, patient (and relatives’) satisfaction – are partly determined by adequate and active involvement of patients by relevant staff in treatment and care processes19. Hospitals can successfully improve this health determinant for their patients by increasing participation and co-production. This strategy is also in line with basic health promotion principles20. 3.2.3 Implementation of strategy PAT-2: The following list provides examples of possible measures for implementing strategy PAT-2: Develop patient-oriented communication, e.g. for rounds (talk with patients, not about patients) Provide comprehensive patient diagnosis- and treatment related patient information and counselling (e.g. describe alternatives; describe side effects; inform patients about how they can contribute to the treatment) Include patients in decisions about their treatment Develop inter-professional teams (nursing, medical, therapeutic) in order to facilitate comprehensive patient participation in the treatment process Implement health promoting policies for specific health promoting diagnostic and therapeutic, caring and nursing processes Monitor participative, co-productive structures for continuous improvement The effective implementation of strategy PAT-2 will rely on the implementation of strategies PAT-1, STA-1 and STA-2. 18 positive health protecting and developing, disease preventing (Johnston, Vögele 1992) 20 WHO-Ottawa Charter: increased control over, and thus improvement of health; (WHO 1986) see also strategies 3 and 4 of the Budapest Declaration on HPH, implementation strategies 1.1. and 1.2 of the Vienna Recommendations on HPH 19 WG Putting HPH Policy into Practice 12.02.2016 16 3.3 Core strategy PAT-3: Development of hospital into a health promoting and empowering setting for patients 3.3.1 Objectives of strategy PAT-3 Strategy PAT-3 aims at optimising / improving the short term physical, mental and social health impact of the hospital as a material and social, living (residence) and healing environment for patients and their visitors, by developing the hospital to a more health promoting and empowering21 supportive, environment for patients and visitors. 3.3.2 Indications for strategy PAT-3: There is enough scientific evidence that settings have an impact on the people affected by them22Hospital environments or contexts are important determinants of the health of their patients, independent of the quality of services provided 23 (e.g. risk of nosocomial infections; risk of accidents; risk of malnutrition due to inadequate provision of food or organisation of food distribution; Therefore, in order to increase the hospital’s health impact on their patients, specific interventions are needed to improve the quality of the hospital setting, in addition to the quality of the services provided24. 3.3.3 Implementation of strategy PAT-3: The implementation of strategy PAT-3 relates to the development of the material and sociocultural hospital setting (especially hotel situation, but also conditions for treatment and care in a HP direction). It is achieve by essential policies related to the material and social context and life-style specific aspects of the hospital setting. The following list provides examples of possible measures for implementing strategy PAT-3: 21 Include settings development for hospital patients into the mission statement of the hospital Map out problematic characteristics in the material setting (e.g. areas with high risk of accidents or nosocomial infections) and the social setting (e.g. stress on hospital patients) and develop adequate measures for improvement (e.g. in the framework of health circles) Provide adequate and adequately distributed food (e.g. buffets where possible, in order to encourage patient activity and social interaction) Provide for the material and social needs of specific groups of patients (e.g. culturally adequate food; baby friendly surroundings, etc.) “Build green” (without toxic and dangerous materials) 25 Avoid material that might be dangerous for (specific groups of) patients, like latex, PVC, mercury, etc22. positive health protecting and developing, disease preventing WHO Jakarta Declaration on leading Health Promotion into the 21st Century: „There is now clear evidence that particular settings offer practical opportunities for the implementation of comprehensive strategies. These include mega-cities, islands, cities, municipalities, local communities, markets, schools, the workplace, and health care facilities”. (WHO 1997) 23 (Di Blasi, Harkness et al. 2001; Vetter 1995) 24 see e.g. Budapest Declaration on HPH – Strategy 3: Raise awareness of the impact of the environment of the hospital on the health of patients, staff and community. The physical environment of hospital buildings should support, maintain and improve the healing process. (Health Promoting Hospitals Network 1991) 25 Health Care Without Harm, web-site: http://www.noharm.org/ (Health Care without Harm 2002) 22 WG Putting HPH Policy into Practice 12.02.2016 17 Provide adequate hygiene management in the hospital (as done in many Health Promoting Hospitals all over Europe) Provide arts in the hospital Implement essential policies to increase the health impact of the material setting (e.g. air, noise, light, design) and the social setting (???) Implement policies to support safety for hospital patients (e.g. accident prevention) Implement policies to increase the impact of the hospital setting on supporting healthy lifestyles for patients (e.g. specific rules and regulations smoking; smoke-free areas; exercise, ...) Monitor measures taken for continuous improvement Strategy PAT-3 partly overlaps with strategies PAT-1 and PAT-2 (in so far as self care / self maintenance / self reproduction, as well as participation / co-production in treatment and care partly depend upon settings characteristics, like e.g. privacy in patient rooms, availablity of counselling rooms, etc.). It is also advisable to plan and implement strategy PAT-3 in relation to strategies STA-3 and COM-3, since they will partly overlap and as there even may be possible contradictions, which can best be avoided by optimising settings conditions for all relevant stakeholders at once. WG Putting HPH Policy into Practice 12.02.2016 18 3.4 Core strategy PAT-4: Empowerment of patients for health promoting management of chronic illness 3.4.1 Objectives of strategy PAT-4: Strategy PAT-4 aims at investing in the improvement of the potential mid-term health outcomes of hospitals for their patients, by offering specific empowering services, e.g. patient education, to allow for a more health promoting26 management of physical, mental and social consequences of disease, treatment and impairment. This will also enhance the disease specific quality of life of patients, after discharge from the hospital. 3.4.2 Indications of strategy PAT-4: As numerous reviews point out, knowledge and skills concerning the self-management of specific impairments or diseases are important determinants of mid-term recuperation and quality of life and, in the case of chronically ill patients, also of retarding the progress of disease27. Patient education is an adequate means to empower patients for self-management, and is also demanded in the WHO-Ottawa Charter on Health Promotion28. The feasibility of patient education in hospitals is demonstrated by many projects in the International Network of HPH29. 3.4.3 Implementation of strategy PAT-4: The implementation of strategy PAT-4 is about the provision of empowering, disease specific counselling, education and rehabilitation services to build up particular health (& specific disease) literacy30 to allow for recuperation and healthy living with the consequences of (chronic) illness or the treatment of disease in everyday life. Measures and policies for strategy PAT-4 will have to be disease and treatment specific. The following list provides examples of possible measures for implementing strategy PAT-4: Identify groups of patients in need of patient education and counselling services (e.g. diabetes, COPD); When choosing counselling methods, build upon the best available material and methodology (check for effectiveness reviews); Provide education and counselling services according to specific cultural (language, age, sex, religious) needs of patients; Provide adequate environment for education and counselling services; Monitor services for continuous improvement. The implementation of strategy PAT-4 will be improved if it can rely on or follow up strategies PAT-1 and PAT-2 (and partly also PAT-3). For some indications, counselling services can be jointly organised for patients, staff (see also STA-4), and community (see also COM-4). 26 positive health protecting, further progress of disease preventing, and positive health developing see e.g.(Devine, Pearcy 1996; Hirano, Laurent et al. 1994; Lacasse, et al. 1996; Mazzuca 1982; Smith, et al. 1992) 28 WHO (1986): „Enabling people to learn throughout life, to prepare themselves for all of its stages and to cope with chronic illness and injuries is essential.” 29 see e.g. Virtual Proceedings of International HPH Conferences at www.univie.ac.at/hph 30 knowledge and motivation, skills and capacities 27 WG Putting HPH Policy into Practice 12.02.2016 19 3.5 Core strategy PAT-5: Empowerment of patients for health promoting life style development 3.5.1 Objectives of strategy PAT-5: Strategy PAT-5 aims at investing in the improvement of the potential long term health outcomes of hospitals for their patients, by offering specific empowering services, e.g. health education, for the development of health promoting31 life styles of patients. This will also enhance the quality and longevity of patients’ life. 3.5.2 Indications for strategy PAT-5: Lifestyles (nutrition, exercise, consumption of substances like alcohol, nicotine) have a proven long-term effect on health32. Research and case studies from around the world provide convincing evidence that health promotion can develop and change lifestyles.33 Hospitals have the potential (knowledge and skills) to offer effective lifestyle education and counselling services for their patients, as is shown in many projects of the International HPH network34. 3.5.3 Implementation of strategy PAT-5: Implementing strategy PAT-5 is about providing staff empowering, life-style specific health promoting counselling, education and rehabilitation services to build up particular knowledge and motivation, skills and capacities to facilitate healthy lifestyles and decisions of hospital patients (after discharge). The following list provides examples of possible measures for implementing strategy PAT-5: If hospitals are not offering lifestyle education and counselling services themseves: Identify lifestyle education and counselling services in the hospital community and develop referral procedures for hospital patients when indicated; Provide lifestyle education and counselling services based upon best available material and methodology (check effectiveness reviews); Offer lifestyle services at times convenient for patients; Combine lifestyle education and counselling services with the development of supportive conditions in the hospital setting (e.g. nutrition offers; introduction of smoke-free areas; implementation of a gym – see also strategy PAT-3). Implement specific lifestyle-oriented policies (e.g. smoking policy, nutrition policy – see also PAT-3). Monitor services for continuous improvement Strategy PAT-5 builds on strategies PAT-1, PAT-2, and PAT-4. It overlaps partly with strategies STA-5 and COM-5. Joint services can therefore be provided for staff, patients and community members. When specific lifestyle problems of patients are concerned (e.g. lifestyle problems due to work organisation), specific services will be necessary. 31 positive health protecting and developing, disease preventing see e.g. (World Health Organization 2002; Tubiana 2000; Willett 1995) 33 see Jakarta Declaration on Leading Health Promotion into the 21 st Century (WHO 1997) 34 see e.g. Virtual Proceedings of International HPH Conferences at www.univie.ac.at/hph 32 WG Putting HPH Policy into Practice 12.02.2016 20 3.6 Core Strategy PAT-6: Participation in health promoting and empowering community development for patients 3.6.1 Objectives of strategy PAT-6: Strategy PAT-6 aims at investing in the improvement of the potential long-term health impact of the hospital for its patients by initiating of or participating in specific local health promoting35 and empowering community development projects, oriented at health related living conditions that are of relevance for specific needs of (former) hospitals patients. 3.6.2 Indication – why? The impact of health promoting community development for hospital patients has not yet been systematically researched. But there is a number of conditions that are of specific relevance for a health promoting life after discharge from the hospital, e.g. easy access to necessary medication and medical goods; availability of self help groups; accessibility of public transport and public buildings for disabled; availability of community services that allow for living at home as long as possible. 3.6.3 Implementation of strategy PAT-6: Implementing strategy PAT-6 is about initiating or participating in health promoting development initiatives and projects in and for local community development that focus on the needs of specific patient groups. The following list provides examples of possible measures for implementing strategy PAT-6: Identify areas of community infrastructure (e.g. by questionnaire) which are of specific concern for patients (e.g. lack of supply with specific medical goods) Lobby for improvement of identified areas of concern (e.g. in the framework of Healthy Cities). Support self help groups Support / empower community services that support patients at home (see also strategy COM-1). Strategy PAT-6 should be matched with strategies STA-6 and COM-6. 35 positive health protecting and developing, disease preventing WG Putting HPH Policy into Practice 12.02.2016 21 4 Staff oriented core strategies 4.1 Core strategy STA-1: Empowerment of staff for health promoting self care / self maintenance / self-reproduction in the hospital 4.1.1 Objectives for strategy STA-1 Strategy STA-1 aims at optimising / improving the impact of the hospital on positive health, well-functioning, well-being, and work-related quality of life of hospital staff, by supporting staff’s health promoting 36 self care. Self care / self maintenance / self reproduction is about taking responsibility, and to care for one’s physical health needs (e.g. by taking enough breaks), mental health needs (e.g. by developing coping mechanisms for stress), and social health needs (e.g. by having social contacts). Hospital management can enhance staff self care by health promoting staff-oriented37 communicative and interactive empowering support38 for staff to encourage health promoting self care, but also by providing supportive conditions in the hospital setting39 (see also strategy STA-3). ( 4.1.2 Indications for strategy STA-1 Health promotion concepts point out that the possibility to satisfy personal needs, to access supportive environments and relevant information are basic preconditions for health40. Staff spend considerable time of their day at work. It is therefore important that personal needs can be fulfilled also during work, that staff have access to relevant information about possibilities of self care at work, and that necessary preconditions are created in the hospital setting. Adequate communication and interaction of management with staff can effecitvely support staff self care and is therefore an important determinant of the quality of work life and occupational health. The effective implementation of strategy STA-1 will support the implementation of strategy PAT-1 as well. 4.1.3 Implementation of strategy STA-1 The following list provides examples of possible measures / policies for implementing strategy STA-1: 36 Include empowerment of hospital staff for self care / self maintenance / self reproduction in the hospital into the mission statement of the hospital Map out areas problematic for self care / self maintenance / self reproduction in the hospital and develop adequate measures for improvement positive health protecting and developing, disease preventing comprehensive and continuous salutogenic, i.e. accepting, respectful, encouraging and supportive information, communication and interaction with staff by management and all other all staff including written information, sign-systems etc. 38 i.e. accepting, respectful, encouraging and supportive information, communication and interaction 39 e.g. adequate recreation rooms, adequate working times 40 (WHO 1986) 37 WG Putting HPH Policy into Practice 12.02.2016 22 Provide necessary information and training for new staff (e.g. University Hospital Graz, Austria) Provide adequate rooms for staff recreation Provide necessary breaks for food consumption Provide necessary time for sleep during long work shifts Provide mentoring systems for hospital staff Provide safe, ergonomic, and otherwise adequate working environments Develop the communication culture in the hospital Train management for adequate support of staff Consider the different needs of staff belonging to different age, sex, ethnic, religious groups (e.g. allocate work according to different expertise and conditions; have different rest rooms for men and women; provide rooms for prayers / meditation) Provide offers that encourage staff self care activities (e.g. exercise, discussions, ...) Monitor staff satisfaction for continuous improvement The effective implementation of strategy STA-1 partly depends on relevant parts of strategy STA-3 (setting). WG Putting HPH Policy into Practice 12.02.2016 23 4.2 Core strategy STA-2: Empowerment of staff for health promoting participation / co-production in treatment and care 4.2.1 Objectives of strategy STA-2: Strategy STA-2 aims at optimising / improving the hospital’s health impact on staff by reducing avoidable work related stress through improving health promoting41 staff participation and co-production in the work process. Participation and co-production at work is about optimising work related information and communication, transparency of work processes and the possibility to participate in / initiate work-related decisions42, and improve staff commitment. Hospital management can enhance optimal social, mental and physical participation and coproduction of staff by empowering, enabling and supporting staff to engage in participation and co-production across hierarchical, professional and departmental boundaries. By that, the hospital will also improve co-productive interaction with patients and thus treatment results and health outcomes for patients. 4.2.2 Indications for strategy STA-2: Work-related quality of life, staff well-functioning and well-being are at least partly determined by adequate working conditions, work-related information and orientation, management support, and visible results of work43. In addition, clinical and other outcomes of hospital services are partly determined by adequate and active involvement of all relevant staff in treatment and care processes.44 Hospitals can successfully improve this health determinant for their staff and patients by increasing participation and co-production45. 4.2.3 Implementation of strategy STA-2: The following list provides examples of possible measures / policies for implementing strategy STA-2: Include empowerment of hospital staff for health promoting participation / co-production into the mission statement of the hospital Map out areas problematic for participation / co-production in the hospital and develop adequate measures for improvement Management training to improve staff support Training of hospital staff for communication with colleagues and patients Health circles for developing specific areas of work Change of work routines Counselling for development of work culture Implementation of specific health promotion policies for participative and co-productive work organisation (protocols for decision-making, documentation, information flow, etc.) Regular monitoring of work for continuous improvement Outsourcing of work areas that are not part of the core competencies 41 positive health protecting and developing, disease preventing The Luxemburg Declaration of Workplace Health Promotion calls for involvement of all affected staff 43 (Badura 2002) 44 see also Budapest Declaration on Health Promoting Hospitals, Vienna Recommendations on HPH (Health 42 Promoting Hospitals Network 1991; WHO 1997) 45 (Johnston, Vögele 1992) WG Putting HPH Policy into Practice 12.02.2016 24 The effective implementation of strategy STA-2 will rely on implementation of strategy STA-1, and will support the implementation of strategies PAT-1 and PAT-2. WG Putting HPH Policy into Practice 12.02.2016 25 4.3 Core strategy STA-346: Development of hospital into a health promoting and empowering setting for staff 4.3.1 Objectives of strategy STA-3: Strategy STA-3 aims at optimising / improving the physical, mental and social health impact of the hospital’s material and socio-cultural working and living conditions for its staff, by developing the hospital setting into a more health promoting and empowering47 supportive environment for its staff. 4.3.2 Indications for strategy STA-3? There is enough scientific evidence that settings have an impact on the people affected by them48. This is of course also true for work settings. Therefore, the WHO Ottawa Charter claims that “the way society organises work should help create a healthy society”49. Hospitals are especially risky workplaces (due to exposure to toxic agents and germs; musculo-skeletal strains; problems caused by shift work, stress due to the contact with severely ill and dying patients; stress through exceleration of work due to decreasing lengths of stay and an increasing amount of patients, ...) for hospital staff who count for 3% of the total European work force50 Research and practical experiences (e.g. in the HPH network, the European Network of Workplace Health Promotion) demonstrate that these risky health determinants can be influenced effectively51 by settings development. Therefore, the Budapest Declaration on Health Promoting Hospitals and the Vienna Recommendations on Health Promoting Hospitals contain a number of strategies oriented at developing the setting into a more health promoting setting for hospital staff52. 4.3.3 Implementation of strategy STA-3: The following list provides examples of possible measures / policies for implementing strategy STA-3: 46 Include settings development for hospital staff into the mission statement of the hospital Map out problematic characteristics in the material setting (e.g. areas with high risk of accidents; ergonomic and hygienic conditions) and the social setting (e.g. stress) and develop adequate measures for improvement Provide adequate and adequately distributed food (e.g. buffets where possible, in order to encourage patient activity and social interaction) This description replaces slide no. 41 in Barcelona power point file positive health protecting and developing, disease preventing 48 WHO Jakarta Declaration on leading Health Promotion into the 21st Century: „There is now clear evidence that particular settings offer practical opportunities for the implementation of comprehensive strategies. These include mega-cities, islands, cities, municipalities, local communities, markets, schools, the workplace, and health care facilities”.(WHO 1997) 49 (WHO 1986) 50 see Vienna Recommendations on Health Promoting Hospitals (WHO 1997) 51 see e.g. relevant chapters in Virtual Proceedings of HPH Conferences at www.univie.ac.at/hph 52 Budapest Declaration: Strategy 1: Provide opportunities throughout the hospital to develop health-orientated perspectives, objectives and structures., Strategy 3: Raise awareness of the impact of the environment of the hospital on the health of patients, staff and community. The physical environment of hospital buildings should support, maintain and improve the healing process. Strategy 6: Create healthy working conditions for all hospital staff. Strategy 7: Strive to make the HPH a model for healthy services and workplaces. Strategy 14: Improve the health promoting quality and the variety of food services in hospitals for patients and personnel. Vienna Recommenmdations: Implementation strategy 1.3: creating healthy working conditions for all hospital staff, including the reduction of hospital hazards, as well as psychosocial risk factors (Health Promoting Hospitals Network 1991; WHO 1997) 47 WG Putting HPH Policy into Practice 12.02.2016 26 Provide for the material and social background that is needed for health promoting work performance (e.g. safety, ergonomic conditions53, rules and values about work distribution, etc.) Implement essential policies to increase the health impact of the material setting (e.g. air, noise, light, design)and the social setting (e.g. rules about decision-making) “Build green” (without toxic and dangerous materials) 54 Avoid material that might be dangerous for (specific groups of) staff, like latex, PVC, mercury, etc55. Provide arts in the hospital Implement policies to increase the impact of the setting on supporting healthy lifestyles (e.g. specific rules and regulations smoking; smoke-free areas; exercise / provision of gym) Monitor measures taken for continuous improvement Strategy STA-3 partly overlaps with strategies STA-1 and STA-2 (in so far as self care / self maintenance / self reproduction, as well as participation / co-production partly depend upon settings characteristics, like e.g. recreation rooms, staff meeting rooms, EDP infrastructure, etc.). It is also advisable to plan and implement strategy STA-3 in relation to strategies PAT-3 and COM-3, since they will partly overlap and as there even may be possible contradictions, which can best be avoided by optimising settings conditions for all relevant stakeholders at once. 53 e.g. lifting aids Reference: Health Care Without Harm, web-site: http://www.noharm.org/ 55 Reference: Health Care Without Harm web-site: http://www.noharm.org/ 54 WG Putting HPH Policy into Practice 12.02.2016 27 4.4 Core strategy STA-4: Empowerment of staff for health promoting management of occupational illness 4.4.1 Objectives of strategy STA-4: Strategy STA-4 is about investing in the improvement of potential mid-term health outcomes of hospitals for staff affected by occupational diseases, by offering specific empowering services, e.g. education and counselling, to allow for a more health promoting56management of physical, mental and social consequences of relevant occupational diseases and impairments. This will also enhance the disease specific quality of life of staff. 4.4.2 Indications of strategy STA-4: Hospital staff are affected by a number of occupational illnesses, the most discussed being infections, musculo-skeletal impairments, and different stress symptoms57. As numerous reviews point out, knowledge and skills concerning the self-management of specific impairments or diseases are important determinants of mid-term recuperation and quality of life and also of retarding the progress of disease58. Education and counselling are adequate means to empower staff for health promoting selfmanagement. The feasibility of patient education in hospitals is demonstrated by many projects in the International Network of HPH59. 4.4.3 Implementation of strategy STA-4: The implementation of strategy STA-4 is about the provision of empowering, disease specific counselling, education and rehabilitation services to build up particular health (& specific disease) literacy60 to allow for recuperation and healthy living with the consequences of (chronic) illness at work and in everyday life. Measures and policies for strategy STA-4 will have to be disease and treatment specific. The following list provides examples of possible measures for implementing strategy STA-4: Identify groups of staff in need of education and counselling services (e.g. low back pain disorders, stressed staff); When choosing counselling methods, build upon the best available material and methodology (check for effectiveness reviews); Provide education and counselling services according to specific cultural (language, age, sex, religious) needs of staff; Combine disease-specific education and counselling with the development of supportive environments (e.g. lifting aids – see also strategy STA-3) Provide adequate environment for education and counselling services; Monitor services for continuous improvement. Strategy STA-4 builds upon strategies STA-1 and STA-2 and complements strategy STA-3. It overlaps partly with strategies PAT-4 and COM-4, therefore joint services can be provided for staff, patients and community members. But for specific indications (like back ache, etc.) specific services need to be offered for staff. 56 57 positive health protecting, further progress of disease preventing, and positive health developing see e.g. Canada’s National Occupational Health and Safety Resource (http://www.ccohs.ca/oshanswers/occup_workplace/nurse.html); McAbee, R.R. (1988). 58 see e.g.(Devine, Pearcy 1996; Hirano, Laurent et al. 1994; Lacasse, et al. 1996; Mazzuca 1982; Smith, et al. 1992) 59 see e.g. Virtual Proceedings of International HPH Conferences at www.univie.ac.at/hph knowledge and motivation, skills and capacities 60 WG Putting HPH Policy into Practice 12.02.2016 28 4.5 Core strategy STA-5: Empowerment of staff for health promoting life style development 4.5.1 Objectives of strategy STA-5: Strategy STA-5 aims at investing in the improvement of the potential long-term health outcomes of hospitals on their staff, by offering specific empowering services, e.g. health education, to allow for the development of more health promoting61 lifestyles of staff: This will also enhance the quality and longevity of staff’s life. 4.5.2 Indication for strategy STA-5: Lifestyles (nutrition, exercise, consumption of substances like alcohol, nicotine) have a proven long-term effect on health62. Research and case studies from around the world provide convincing evidence that health promotion can develop and change lifestyles.63 Hospital staff exhibit a relevant amount of lifestyle risks and problems (e.g. smoking, overweight due to nutrition problems and lack of exercise). Hospitals have the potential (knowledge and skills) to offer lifestyle education and counselling services for their staff, as is shown in many projects of the International HPH network64. 4.5.3 Implementation of strategy STA-5: Implementing strategy STA-5 is about providing staff empowering, life-style specific health promoting counselling, education and rehabilitation services to build up particular knowledge and motivation, skills and capacities for healthy lifestyles and decisions of hospital staff. The following list provides examples of possible measures for implementing strategy STA-5: Identify major lifestyle problems of staff (e.g. nutrition, smoking); Identify and use expertise in the hospital; Provide services based upon best available material and methodology (check effectiveness reviews); Offer lifestyle services at times convenient for staff; Combine lifestyle education and counselling services with the development of supportive conditions in the hospital setting (e.g. nutrition offers; introduction of smoke-free areas; implementation of a gym – see also strategy STA-3). Implement specific lifestyle-oriented policies (e.g. smoking policy, nutrition policy). Monitor services for continuous improvement Strategy STA-5 builds on strategies STA-1, STA-2, and STA-4. It overlaps partly with strategy PAT-5 and COM-5. Joint services can therefore be provided for staff, patients and community members. When specific lifestyle problems of staff are concerned (e.g. lifestyle problems due to work organisation), specific services will be necessary. 61 positive health protecting and developing, disease preventing see e.g. see e.g. (World Health Organization 2002; Tubiana 2000; Willett 1995) 63 see Jakarta Declaration on Leading Health Promotion into the 21st Century (WHO 1997) 64 see e.g. Virtual Proceedings of International HPH Conferences at www.univie.ac.at/hph 62 WG Putting HPH Policy into Practice 12.02.2016 29 4.5.4 Examples of (good or best) practice Core strategy STA-665: Participation in health promoting and empowering community development for staff 4.6.1 Objectives of strategy STA-6: Strategy STA-6 aims at investing in the improvement of the potential long-term health impact of hospitals for their staff, by initiating or participating in specific local health promoting66 community development projects which aim at improving health related living conditions / infrastructures in the local community for specific needs of their staff. 4.6.2 Indications for strategy STA-6: The impact of health promoting community development for staff has not yet been systematically researched. But there is a number of conditions that are of specific relevance for healthy and safe work performance (especially when shift work is involved), e.g. availability and opening times of kindergartens, opening times of shops, availability of public transport around the clock, street lights (for walking home at night), availability of health promoting leisure time activities. The feasibility of hospital involvement in community development for their staff is shown by many projects of the International Network of HPH67. 4.6.3 Implementation of strategy STA-6: The implementation of strategy STA-6 is about participating in / initiating of health promoting initiatives and projects in the local community, which (also) benefit the health of staff. Strategy STA-6 builds upon strategy STA-3. It should be matched with strategies PAT-6 and COM-6. The following list provides examples of possible measures for implementing strategy STA-6: 65 Identify areas of community infrastructure (e.g. by questionnaire) which are of specific concern for hospital staff – e.(e.g. lack of kindergarten places, insufficient public transport) Lobby for improvement of identified areas of concern (e.g. in the framework of Health Cities). This description partly, together with PAT-6 and COM-6, replaces slide no. 45 in Barcelona power point file positive health protecting and developing, disease preventing 67 See e.g. Virtual Proceedings of International HPH Conferences at www.univie.ac.at/hph 66 WG Putting HPH Policy into Practice 12.02.2016 30 Community oriented core strategies 5.1 Core strategy COM-1: Empowerment of community for adequate health promoting access to the hospital 5.1.1 Objectives of strategy COM-1: Strategy COM-1 aims at optimising / improving the health outcome of the hospital for members of the community, by improving adequate health promoting68 access (avoid both over- and under-use) to hospital services for all (ill or diseased) members of the local community who are in need of these specific services. The goal is to improve the effectiveness of hospital services by improving both timeliness and the scope of access of patients, as well as the quality of admission. This can only partially be achieved within the hospital, but has to include also the improvement of partnerships of the hospital with all relevant health care institutions who are responsible for initiating admission or assigning patients to the hospital. 5.1.2 Indications for strategy COM-1: The quality of admission policies of hospitals and of co-operation between the intra- and extra-mural sector of the health care system affect possibilities for effective treatment and care, and by that the health of the population69. (references?) Hospitals therefore need – and can –successfully improve these conditions. 70 5.1.3 Implementation of strategy COM-1: Strategy COM-1 refers to developing the admission processes of the hospital to make them more accessible for all in need of the specific services, especially by lowering specific cultural barriers and better information policies to empower patients for timely access, and to developing good partnerships with and empowering institutions in the extra-mural sector of health care and in the community for better co-operation and co-production in the assignment and admission of patients. The following list provides examples of possible measures for implementing strategy COM-1: Include community empowerment for adequate access to the hospital into the hospital’s goals. Map out status quo of community empowerment for access to the hospital and develop adequate measures Provide adequate information about hospital admission for general practitioners and other health service providers in the hospital community (e.g. develop admission protocols for specific diagnoses); Provide adequate information about hospital admission for the general public, e.g. via internet or via local mass media (e.g. when and how to contact the hospital). Provide adequate information about hospital admission for specific population groups via adequate channels (e.g. elderly; cultural communities) positive health protecting and developing and – progress of – disease preventing (WHO - Europe 1999) 70 as is also demanded by the Ljubljana Charter on Health Care Reforms (WHO - Europe 1996) 68 69 WG Putting HPH Policy into Practice 12.02.2016 31 Provide alternatives for hospital stay by offering day care hospitals, short stay hospitals, hospitals without beds71 Empower health care providers in the community to avoid unnecessary hospital stays by providing hospital at home services72 Monitor community empowerment for admission for regular improvement. Strategy COM-1 should be developed in accordance with strategy COM-2, since they partly involve the same partners. Core strategy COM-2: Empowerment of community for health promoting co-production in treatment and care after discharge 5.2.1 Objectives of strategy COM-2: Strategy COM-2 aims at optimising / improving mid-term health outcomes of hospital treatment and care for patients by securing optimal health promoting73 () continuity of care after discharge, through empowering, enabling and supporting carers next in the chain (or network) of care, for those patients whose condition demands it. 5.2.2 Indications for strategy COM-2: Continuity of care is a determinant of the effectiveness of health care and therefore of health gain74. Hospitals therefore need – and can successfully – contribute to improving the continuity of care75. Those next in the chain / network are willing and able to cooperate, if approached adequately, as demonstrated by numerous projects in HPHs all over Europe. Therefore, central strategies of the Budapest Declaration and the Vienna Recommendations on Health Promoting Hospitals call for an improvement in intersectoral co-operation in health care76. 5.2.3 Implementation of strategy COM-2: COM-2 is about developing the discharge processes of the hospital to make these more compatible with the needs and possibilities of carers next in line, by developing good partnerships with and empowering institutions in the extra-mural sector of health care and in community for better co-operation and co-production in discharge and take-over of patients. The following list provides examples of possible measures for implementing strategy COM-2: Include community empowerment for health promoting co-production in treatment after discharge into the hospital’s goals. 71 (WHO - Europe 1999) (WHO - Europe 1999) 73 positive health protecting and developing, disease preventing 74 (WHO - Europe 1999) 75 see e.g. New South Wales Better Pratice Guidelines for Admission and Discharge (NSW Health Department 1998) 76 Budapest Declaration: Strategy 9: Improve communication and collaboration with existing social and health services in the community. Strategy 17: Develop an epidemiological data base in the hospital specially related to the prevention of illness and injury and communicate this information to public policy makers and to other institutions in the community. Vienna Recommendations: Implementation strategy 2.4: improving the hospital’s communication and cooperation with social and health services in the community, communitybased health promotion initiatives and volunteer groups and organisations, and thus helping to optimise the links between different providers and actors in the health care sector (Health Promoting Hospitals Network 1991; 72 WHO 1997) WG Putting HPH Policy into Practice 12.02.2016 32 Map out status quo of community empowerment for health promoting co-production in treatment after discharge and develop adequate measures Developing discharge protocols Improve information flow between hospital and those next in the chain / network of care, including patient relatives Empower carers in the community for hospital at home services Monitor re- admissions to the hospital for regular improvement. Strategy COM-2 should be developed in accordance with strategy COM-1, since both involve partly the same partners. WG Putting HPH Policy into Practice 12.02.2016 33 5.3 Core strategy COM-3: Development of hospital into a health promoting and empowering setting for the community 5.3.1 Objectives of strategy COM-3: Strategy COM-3 aims at optimising / improving the long term health impact of the hospital as a material and social environment for the (neighbouring) population in the community and in the wider society, whose health is affected by hospital decisions and actions. The aim is to developing the hospital into a more health promoting and empowering77 () supportive setting for these stakeholders. 5.3.2 Indication – why? There is enough scientific evidence that settings have an impact on the people affected by them78. For the surrounding population, hospitals produce specific risks (e.g. waste, transport), but also specific resources (e.g. hospitals are important regional purchasers). Trough adequate measures, hospitals can successfully reduce the risks for the community and increase their respective resources79, as is also demanded in the Budapest Declaration and the Vienna Recommendations on Health Promoting Hospitals80. 5.3.3 Implementation of strategy COM-3: The implementation of strategy COM-3 relates to the development of the material and sociocultural inputs and output processes in a more health promoting direction. The following list provides examples of possible measures for implementing strategy COM-3: 77 Include settings development for the community into the mission statement of the hospital Map out problematic characteristics in the setting (e.g. areas with huge amounts of waste) and develop adequate measures for improvement Reduce energy consumption of the hospital (implement an energy commission) Implement adequate waste and emission management Implement a traffic policy (e.g. lobby for adequate public transport to the hospital in order to reduce visitor and staff commuting in the neighbourhood) Implement a purchasing policy (e.g. purchase only in the near environment to avoid long transport; purchase biological products where available) Open the hospital as a meeting place for the community (as is done in combination with arts in many projects in HPHs all over Europe) Monitor measures for regular improvements positive health protecting and developing, disease preventing WHO Jakarta Declaration on leading Health Promotion into the 21st Century: „There is now clear evidence that particular settings offer practical opportunities for the implementation of comprehensive strategies. These include mega-cities, islands, cities, municipalities, local communities, markets, schools, the workplace, and health care facilities”.(WHO 1997) 79 E.g. the Vienna Hospital Association has launched a policy that hospitals should purchase goods in the near community if possible, and that biological food products are to be preferred. 80 Budapest Declaration: Strategy 3: Raise awareness of the impact of the environment of the hospital on the health of patients, staff and community. The physical environment of hospital buildings should support, maintain and improve the healing process. Vienna Recommendations: Hospitals are producers of large amount of waste. They can contribute to the reduction of environmental pollution and, as consumers of large amounts of products, they can favour healthy products and environmental safety. (Health Promoting Hospitals Network 1991) 78 WG Putting HPH Policy into Practice 12.02.2016 34 It is advisable to plan and implement strategy COM-3 related to strategies STAFF-3 and PAT-3, since there will be overlap and may be partly even possible contradictions, which can best be solved by optimising settings conditions for all relevant stakeholders at once. WG Putting HPH Policy into Practice 12.02.2016 35 5.4 Core strategy COM-4: Empowerment of community for health promoting management of chronic illness 5.4.1 Objectives of strategy COM-4: Strategy COM-4 is about investing in the improvement of potential mid-term health outcomes of hospital for the general population in the local community by offering specific empowering services, e.g. patient education, to allow for a more health promoting81 management of physical, mental and social consequences of chronic disease. This will also enhance the disease specific quality of life for patients from the local community. 5.4.2 Indications for strategy COM-4: As numerous reviews point out, knowledge and skills concerning the self-management of specific impairments or diseases are important determinants of mid-term recuperation and quality of life and, in the case of chronically ill patients, also of retarding the progress of disease82. Patient education is an adequate means to empower patients for disease-specific selfmanagement, and is also in line with the Ottawa-Charter on Health Promotion83. The feasibility of patient education in hospitals is demonstrated by many projects in the International Network of HPH84. 5.4.3 Implementation of strategy COM-4: The implementation of strategy COM-4 is about the provision of empowering, disease specific counselling, education and rehabilitation services to build up particular health (& specific disease) literacy85 to allow for recuperation and healthy living with the consequences of (chronic) illness in everyday life. Measures and policies for strategy COM-4 will have to be disease and treatment specific. The following list provides examples of possible measures for implementing strategy COM-4: Identify diagnosis groups in need of education and counselling services (e.g. diabets, COPD); When choosing counselling methods, build upon the best available material and methodology (check for effectiveness reviews); Provide education and counselling services according to specific cultural (language, age, sex, religious) needs of population groups; Provide adequate environment for education and counselling services; Monitor services for continuous improvement. Strategy COM-4 overlaps partly with strategies PAT-4 and STA-4. Therefore joint services can be provided for staff, patients and community members. 81 positive health protecting, further progress of disease preventing, and positive health developing see e.g. (Devine, Pearcy 1996; Hirano, Laurent et al. 1994; Lacasse, et al. 1996; Mazzuca 1982; Smith, et al. 1992) 83 WHO: „Enabling people to learn throughout life, to prepare themselves for all of its stages and to cope with chronic illness and injuries is essential.” (WHO 1986) 84 see e.g. Virtual Proceedings of International HPH Conferences at www.univie.ac.at/hph 85 knowledge and motivation, skills and capacities 82 WG Putting HPH Policy into Practice 12.02.2016 36 5.5 Core strategy COM-5: Empowerment of community for health promoting lifestyle development 5.5.1 Objectives of strategy COM-5: Strategy COM-5 aims at investing in the improvement of the potential long term health outcomes of hospitals for the general population in the local community, by offering specific empowering services, e.g. health education, for more health promoting86 lifestyles of the general population the in community. This will also enhance the quality and longevity of their life. 5.5.2 Indications of strategy COM-5: Lifestyles (nutrition, exercise, consumption of substances like alcohol, nicotine) have a proven long-term effect on health87. Research and case studies from around the world provide convincing evidence that health promotion can develop and change lifestyles.88 Hospitals have the potential (knowledge and skills) to offer effective lifestyle education and counselling services, as is shown in many projects of the International HPH network89. 5.5.3 Implementation of strategy COM-5: Implementing strategy COM-5 is about providing staff empowering, life-style specific health promoting counselling, education and rehabilitation services to build up particular knowledge and motivation, skills and capacities to facilitate healthy lifestyles and decisions of the general population in the hospital community. The following list provides examples of possible measures for implementing strategy COM-5: Open hospital lifestyle education and counselling services for community members and provide adequate information about accessibility of services (e.g. information sheets for GPs and community pharmacies, information via internet – see also strategy COM-1); Provide lifestyle education and counselling services based upon best available material and methodology (check effectiveness reviews); Offer lifestyle services at convenient times; Combine lifestyle education and counselling services with general community development (see also strategy COM-6). Monitor services for continuous improvement Strategy COM-5 builds on strategies COM-1, COM-2, and COM-4. It overlaps partly with strategies STA-5 and COM-5. Joint services can therefore be provided for staff, patients and community members. When specific lifestyle problems of patients are concerned (e.g. lifestyle problems due to work organisation), specific services will be necessary. 86 positive health protecting and developing, disease preventing see e.g. (World Health Organization 2002; Tubiana 2000; Willett 1995) 88 see Jakarta Declaration on Leading Health Promotion into the 21st Century (WHO 1997) 89 see e.g. Virtual Proceedings of International HPH Conferences at www.univie.ac.at/hph 87 WG Putting HPH Policy into Practice 12.02.2016 37 Core strategy COM-6: Participation in health promoting and empowering community development for the general population 5.6.1 Objectives of strategy COM-6: Strategy COM-6 aims at investing in the improvement of the potential health impact of hospitals on the populations of their local communities, by initiating or participating in specific health promoting90 community development projects, which aim at improving health related living and working conditions (housing, traffic, nutrition etc.) in the local community. 5.6.2 Indications for strategy COM-6: Living and working conditions have a proven impact on health (e.g. quality of drinking water, exposure to noise and pollution, hazardous traffic situations, availability of healthy nutrition). Community development is therefore an important goal of health promotion strategies91. From the diagnoses that are the reasons for hospital admissions, hospitals usually have a good overview about health hazards in their local communities (e.g. specific risky workplaces, traffic situations, exposure to specific toxic agents, ...) and about specifically affected population groups. They also have a lot of knowledge and expertise to guide / support relevant interventions. The feasibility of hospital involvement in community development is shown by many projects of the International Network of HPH92. 5.6.3 Implementation of strategy COM-6: Implementing strategy COM-6 is about initiating and participating in health promoting development initiatives and projects in and for the local community. The following list provides examples of possible measures for implementing strategy COM-6: 90 Analyse hospital data to identify major health problems in the community Use hospital data for health reporting to the community Initiate action on major local health problems93 Join / support local health promotion initiatives Initiate / participate in healthy alliances (e.g. in the framework of Healthy Cities, Healthy Enterprises, Healthy Schools initiatives) positive health protecting and developing, disease preventing e.g. Ottawa Charter (WHO 1986). Jakarta Declaration (WHO 1997). 92 See e.g. Virtual Proceedings of International HPH Conferences at www.univie.ac.at/hph 93 Examples: Graz University Hospital (Austria) initiated a traffic safety campaign after having identified some „hotspots“ for traffic accidents with children in the city of Graz. Linköping University Hospital (Sweden) cooperated with supermarkets in order to increase provision of healthy goods) 91 WG Putting HPH Policy into Practice 12.02.2016 38 6 HPH thematic policies: Within and across to the core strategies, we propose to follow specifically focused, but for that specific focus comprehensive, single thematic health promoting policies to be planned and implemented in Health Promoting Hospitals. Specific thematically focused health promoting policies deal with particular health factors or determinants of health within and of a hospital in a comprehensive way. These thematic health promoting policies partly do overlap, so there is need for matching them with each other and for tuning these policies as instruments of HPH action. So as the strategies, thematic policies too have to follow health promotion criteria: 1. Be oriented at a comprehensive multi-dimensional understanding of health 2. Be oriented at all stakeholders involved and at health of all categories of people possibly affected by the policy 3. But accept differences in specific needs and cultural diversity of people involved or affected 4. Take into account the different ways health is re-produced by individual selfreproduction, and individual and collective action 5. Be oriented at all relevant determinants of health, personal as well as situational, material as well as socio-structural and cultural 6. Follow the HP principles of being empowering, participatory, holistic, equitable sustainable, intersectoral and multistrategy in the content of as well as in the planning and implementation of the policy. Exemplary list of thematic HPH policies related to self care and lifestyles: Accidents & Safety policy Alcohol policy Communication policy Drugs policy Exercise poliy Nutrition policy Physical activity Privacy policy Smoking policy Exemplary list of thematic HPH policies for creating supportive hospital settings for patients and staff: Air Architecture, design and landscaping policy Cleaning management Ergonomics Heating management Hygiene policy Light Materials, used Noise Pollution management Safety Transportation management Waste management Structuring of hospital day (e.g. times of wake up, rounds, meals, sleeping) Visitors ( times, facilities) WG Putting HPH Policy into Practice 12.02.2016 39 The hospital as a health protecting and disease preventing setting for the health of people in its environment Comprehensive eco-management system Emission and sewage management policy (to reduce and ecological dispose of chemical and biological pollutants in used air and water, e.g. antibiotic relay, CO2, Cytostatica, dioxin, mercury and fluorocarbon from cooling systems) Energy and resources reduction policy Purchasing management (preference for biological, ecologically produced and ecologically packaged products; cf. guidelines for food by Viennese Hospital Trust) Traffic management policy (connecting the hospital with public transport system; offering staff tickets to use public transport) Waste management policy (to reduce, separate, and ecological dispose solid material, especially nuclear, biological and chemical contaminated materials) Specific thematic policies for the hospital as a staff oriented healthy workplace Health circles for staff Safety at work Support for managing private life (Hospital Kindergarten etc. ) Working load Working time The hospital as a strong partner in local health promoting community development Community health documentation, monitoring and reporting (e.g. analysis of hospital patient data, participation in population screening projects or population health surveys) HP information and education for local community (for specific HP community development projects; within curriculum of schools or adult education programs; by organising specific events or by establishing health information centres or health information terminals in public places, health platforms on the web; or by cooperation in initiatives and projects with other partners (health care providers like general practioners and pharmacies, specific treatment agencies) HP counselling for local enterprises, schools and other organisations Engagement in specific HP developments projects (e.g. Healthy housing for the underprivileged, Healthy traffic and playgrounds for children) WG Putting HPH Policy into Practice 12.02.2016 40 7 Challenges and basis for implementing Health Promoting Hospital strategies 7.1 Challenges for implementation of health promotion strategies in hospitals The introduction of a holistic and more complex understanding of health (expected health outcomes) and the production of health in the hospital, as explained in the 18 HPH core strategies, has to be followed by more comprehensive and complex processes and structures in the hospital organisation. These processes and structures have to be integrated into all existing procedures and be accepted and followed by everybody working in the hospital. This cannot be implemented by just making some structural changes in hospitals, but the introduction of these paradigm extensions requires basic changes in the culture of the hospital and the culture of the professionals working there. These changes best have to start in the basic professional education and be supported by specific further education and training for health promotion in hospitals. Without initiative and strong leadership support, this kind of culture change will not happen, and not develop in a sustainable way in hospitals. The three health promotion potentials (of achieving improved short-term, mid-term and longterm health outcomes) provide quite different challenges for implementation in hospitals. Some specialised health promotion strategies need to be implemented by adding on new – or by differentiating already existing – departments or positions / roles in hospitals. This could be either units for rehabilitation, prevention, health education / promotion, safety & occupational health or even community development, or new types of professionals like rehabilitation specialists, psychologists, education specialists, social workers, specialists for hygiene, occupational health, health promotion, or even sociologists etc. 7.2 Practical experience Since the existence of the international HPH network, and of course also before and outside of it, hospitals all over the world have developed and implemented health promotion solutions, although these have been rarely properly documented and evaluated. But there are examples of good and best practice, which demonstrate that effective solutions can be successfully implemented by hospitals. Descriptions of these solutions have been presented at HPH and other conferences, have been published in the HPH newsletter, in conference proceedings and other journals, and they can be found in the HPH project data base and at other websites. 7.3 Political declarations and professional recommendations Based on research experience, evidence, and consensus processes, many agencies investing in health policy, lead by WHO, the World Bank, EU have laid down principles and declarations supporting the implementation of health promotion principles and practices (in hospitals). The same holds true for professional bodies and NGOs like IUHPE, European Network of Workplace Health Promotion, and others who have developed health promotion relevant materials, guidelines and recommendations. WG Putting HPH Policy into Practice 12.02.2016 41 7.4 The implementation of health promotion into hospitals as a specific quality improvement strategy – principal approaches The introduction of health promotion strategies does not just happen or cannot just be left to chance in hospitals. Health promotion strategies have to become an integral part of the official hospital (quality) policy, and be institutionalised and supported in a systematic fashion, analogous to quality management. We propose therefore to understand HPH as a specific strategy to improve hospital quality by developing health promotion processes, health promotion structures and a specific health promotion quality system As we can see from quality management, there are two principal approaches to implement good quality (in hospitals): 1. Single quality development projects 2. Comprehensive “total” quality management 7.5 Single health promotion project approach Health promotion can be implemented into hospitals by selected health promotion projects, to realise specific health related aims or solve specifically assessed health problems of a hospital, a strategy which has been followed by many hospitals within the last decennium. Health promotion implementation projects have to follow the usual project implementation cycle: setting goals assessing problems (and causes) planning and implementing measures (using best available evidence for section of measures) evaluation and so on. Evaluation should follow 7 principal criteria in 3 phases: 1. comprising a feasibility study (criteria 1-3) Plausibility of intervention Acceptability for stakeholders Socio-technical feasibility of measure in a specific context 2. quality monitoring or process evaluation (criteria 4) Quality of implementation of measure 3. outcome evaluation (criteria 5-7). Effectiveness (outcome & impact) Sustainability Cost-effectiveness/ efficiency But in order to follow health promotion principles not only in content, but also in process, the development of a health promotion project (planning, implementation and evaluation) has to be done in a participatory manner including all relevant stakeholders involved in and affected by the issue in question. So, following health promotion principles, standards have to be formulated concerning the adequate health promoting development of projects. WG Putting HPH Policy into Practice 12.02.2016 42 7.6 The continuous, complete, comprehensive, holistic, overall or total HPH approach But to become a Health Promoting Hospitals is more than the occasional tackling of health promotion projects in a hospital. There is a (more or less) total approach of HPH evolving, which could be understood as a systematic, comprehensive and continuous organisational development strategy or process, comparable to other comprehensive strategies which are already (partly) followed or could be used by hospitals, like (total) quality management (e.g. EFQM or CQI, Kaizen), learning or intelligent organisation. To be effectively implemented and realised, such comprehensive developmental approaches have to rely on a specific organisational subsystem institutionalised within the hospital, specialised for and focused on initiating and supporting the development process throughout all the sub-units of the hospital. Therefore, what a “quality management system” (e.g. SO 9000 certification) is for hospital total quality policy, a “health promotion management system” will be for total HPH policy. A number of necessary or favourable characteristics of a health promotion management system, in the sense of a specific supporting system for continuous and comprehensive implementation of health promotion, can be identified. For these characteristics criteria can be formulated, which have to be developed into health promotion standards and integrated into protocols and guidelines: 7.7 List of criteria for a health promotion management system in a HPH – Outcome There have to be explicit goals, criteria, standards and indicators for health promotion outcomes, (as well as for health promotion processes, for health promotion structures and for health promotion quality monitoring) so that fulfilment of being a HPH can be regularly observed, monitored, documented, evaluated, reported and improved. 7.8 List of criteria for a health promotion management system in a HPH – Structure Health promotion as explicit aim and value in mission statement of hospital (should include reference to patients rights, health of patients, staff and community etc.) Formulated health promotion strategic policy document, specifying aims, goals, targets and health promotion principal and core strategies and policies to reach them Specific annual health promotion action plan Specific budget ear-marked for health promotion Specific health promotion management structure health promotion steering committee (including a member of the directorate of the hospital), health promotion manager / team (reporting directly to directorate of hospital), network of health promotion focal points in all sub-units of hospital WG Putting HPH Policy into Practice 12.02.2016 43 Specific health promotion organisational manual 7.9 List of criteria for a health promotion management system in a HPH – Processes Regularly monitoring, evaluation, reporting and improvement initiatives of health promotion outcomes and impact (by surveys, balanced score card, reporting) Regularly health promotion information and health promotion involvement of staff and leadership health circles, employee suggestion system implementation projects news-letters, annual presentations, forum on website Health promotion education and training for staff and leadership Regularly conducting health promotion projects for planning and implementation of specific health promotion policies Regular involvement of hospital in healthy alliances and partnerships with other partners in local community WG Putting HPH Policy into Practice 12.02.2016 44 8 References Badura, B. 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WG Putting HPH Policy into Practice 12.02.2016 47 9 Glossary The intention of this glossary is to propose the usage of specific terms of relevance for health promation in an interrelated and connected way. 9.1 Health promotion related Disease (vs. positive health): an impairment of the normal state of an organism that interrupts or modifies its vital functions.” (Encyclopädia Britannica; http://www.britannica.com/), but we propose to use the term disease for mental and social impairments as well Disease, absence of: absence of physical, mental, social disease / impairments of a person Disease, treatment of: clinical and nursing, caring and curing/ therapeutic interventions to stabilize or improve the health (>)of an individual, by eliminating, reducing or mitigating causes and effects of specific diseases (>) Disease prevention: interventions to maintain the health (>) of individual(>) or of populations (>), by measures directed at eliminating or controlling the pathogenic (>) effects of particular risk factors (>), known to be causal for the genesis and development of specific diseases (>) Empowerment: improving/ improvement of control of an individual or a population over its health determinants (>)/ factors (>) Fitness (vs. wellness): Health: a quality of human beings (living systems) related to their capacity of selfreproduction / self-maintenance in time, which can be observed in a multi-dimensional (>) way Health determinants: pathogenic (>) and/ or salotogenic (>) qualities of a human being (living system) and its relevant environments which (causally) determine the selfreproduction of the human being (living system), and, by that, its health (>) Health, development of: improvement/ increasing the level of individual (>) or population (>) health (>), by interventions like rehabilitation, exercise, training etc. enhancing positive (>) health Health, dimensions of: health is a multi-dimensional quality, i.e. it can be observed concerning at least 4 different dimensions: ill/ well-functioning/ feeling, absence of disease (>)/ presence of positive health (>), somatic/ mental/ social, individual/ population Health factor: qualities of a human being (living system) and its relevant environments, which affect the self-reproduction of the human being (living system) - and by that its health (>) - in a complex way WG Putting HPH Policy into Practice 12.02.2016 48 Health, individual (vs. population): individual level of physical, psychological and social health Health, population (vs. individual): statistical aggregation (sum, average, variation) of indicators for individual health of the members of a defined collective Health, positive: physical/somatic, mental and social health resources - well functioning (fitness) (with vital functions at its core) and well being (wellness)- of individual human beings or populations Health, protection of (vs. disease, prevention of): interventions to maintain individual or population health (>), by measures protecting loss of positive health Health, re-production of: the way a human being (living system) reproduces his / her / its physical, psychological and social status by adequate behaviour and action Health care context: the situational circumstances under which health services are provided Health care service: specific professionally organized interventions to improve individual, primarily somatic health Health care setting: health care services and the context in which services are provided Health counselling: professional interventions to influence health related decision making by communicative means Health education: professional interventions to influence specific individual determinants of health, like health literacy (>), by communicative means Health gain (vs. loss): the sum of health outcomes and health impacts, attributable to a specific intervention, action, behaviour or to an actor, an object or a situation. Health impact (vs. outcome): rather diffuse and unintended health related consequences of an object, a situation, or an action Health improving (vs. healthy): health gain attributable to qualities of ….. Health literacy: positive health /disease related knowledge, skills and attitudes of an individual or population Health loss (vs. gain): the sum of adverse effects on health, attributable to a specific intervention, action, behaviour or to an actor, an object or a situation. Health maintaining (vs. improving): Health outcome (vs. impact): rather specific and intended health related effects, attributable to an health promoting intervention Health promoting (vs. healthy): health improving, i.e. disease reducing or positive health developing, qualities or healthoutcomes, attributable to an object (e.g. medication), a situation or an action (e.g.treatment, rehabilitation, training) WG Putting HPH Policy into Practice 12.02.2016 49 Health promoting hospital: a hospital that is engaged to improve its health gain by systematically, continually and comprehensively applying HP principal strategies (>), HP core strategies (>) and HP policies (>) 9.2 Health promotion Health promotion management system in a HPH: organisational structures and processes institutionalised in a HPH to initiate and support a total HPH approach to optimise the health gain of the hospital (see chapter 7 of the paper) 9.3 Health promotion policies of a hospital : Health promotion, principles of: principals concerning aims and strategies of health promotion Health resource factor (vs. risk): determinant/ factor known/ proven to be salutogenic (>) Health risk factor (vs. resource): determinant/ factor known/ proven to be pathogenic (>) Healthy (vs. health promoting): health maintaining, i.e. positive health protecting and disease preventing, qualities or positive health impact, attributable to an object, situation or action Lifestyle (vs. setting) approach in HP: a strategy of health education (>) / health promotion (>)to improve the health (>) of a human individual or population by trying to change health related behaviour/ action by improving personal health literacy (>) Pathogenic (vs. salutogenic): negative, i.e. disease (>) producing health impact (>) on the self-reproduction of a living system, attributable to an object, a situation or an action Salutogenic( vs. pathogenic): positive, i.e. positive health (>) producing, health impact (>) on the self-reproduction of a human being (living system), attributable to an object, a situation or an action Setting (vs. lifestyle) approach in HP: a comprehensive strategy to improve the health (>)of a human population, by improving the health gain attributable to an organisation (business enterprise, hospital, prison, school, university) or community (city, island, village) by health related organisational or community development Wellness(vs. fitness): subjective judgement of personal physical, psychological and social status