LIST OF DOCUMENTS FOR NEW REGISTRATION OF FIRMS (CONSTRUCTORS/OPERATORS) Sr.No Documents to be submitted along with duly filled Application form in CAPITAL letters 01. Readable copy of Identity Card of Owner / Shareholder(s) / Partner(s). Following documents are required in support of employment of each engineer:02. i) Copy of appointment letter duly signed by employer and engineer employed. ii) Detailed CV duly signed by Engineer(s) in original. iii) Copy of valid PEC Renewal card of Engineer(s). iv) Statement or Certificate from employer’s bank regarding transaction of salary into engineer’s account. v) NTN of Engineer(s), if applicable. OR Supervisory Certificate along with Contract Agreement (between Engineer & firm) for C-6 or C-5 category only. In case of Engineer Owner / Shareholder / Partner; 03. 04. 05. 06. i) Undertaking by Engineer Owner / Shareholder / partner (APPENDIX 'A'). ii) Detailed CV duly signed by Engineer(s) in original. iii) Copy of valid PEC Renewal card of Engineer(s). iv) NTN of Engineer, if applicable. List of works executed duly signed by CEO / shareholder / partner with certificate of works from the Employer (as per specimen), if applicable. OR List of works in progress duly signed by CEO / shareholder / partner with percentage of each work up-to date, if applicable. List of running / workable Machinery and Equipment duly signed by CEO / shareholder / partner. Organizational Chart of the firm showing chain of command duly signed by CEO / shareholder / partner. Following ownership documents are required to be attached:i) Sole Proprietor Affidavit of sole proprietor duly notarized ii) Partnership Concern Copy of partnership deed and Form C, D, H (as applicable) iii) Private Limited Co. Certificate of incorporation Article of Association(AOA) Memorandum of Association(MOA) Form 29 Form A iv) Public Limited Co. Certificate of incorporation Article of Association (AOA) Memorandum of Association (MOA) Form 29 (in case of any change) Form A Copy of certificate of National Tax Number of the firm. Bank Certificate / Statement issued in the name of firm. Original paid Challan of requisite fee. Affidavit from CEO / Chairman / Managing Partner or Director as per APPENDIX 'B' . 07. 08. 09. 10. I undertake that above mentioned information/documents provided by the undersigned are correct to the best of my knowledge and belief and nothing has been concealed. Dated: __________________ Signature______________________ (CEO/Chairman/Managing Partner or Director) Note: - PEC license shall be issued within 15 days from the date of receipt of application and In complete applications will be returned within three days. 1 FOR OFFICE USE ONLY APPLICATION FORM FOR NEW REGISTRATION PAKISTAN ENGINEERING COUNCIL AtaturkAS Avenue (East), Sector G-5/2, Islamabad CONSTRUCTOR/ OPERATOR Application Tracking No. UAN: 111-111-732 Fax: 051-2780346 E-mail: info@pec.org.pk URL: in http://www.pec.org.pk (To be filled CAPITAL Letters) Receiving Date CATEGORY APPLIED FOR Issuance of Licence Year ………………. C-A O-A C-B O-B C-1 O-1 (Tick the relevant column) C-2 C-3 C-4 O-2 O-3 O-4 C-5 O-5 1- Name of firm/company: 2- Name of CEO: 3-NTN of firm: 4- Mailing Address: 4.1.Contact Number: 4.2. Fax Number: 4.3. Email Address: 5- Courier Service availability: Yes No Yes No (Tick the appropriate box) 6- Engr. Owner/Shareholder: (Tick the appropriate box) 7- Country of origin: 8-Type of ownership: (Tick One Only) Pakistani Foreign Name of Country 9.1 Individual 9.2 Sole Proprietor 9.3 Partnership 9.4 Private Limited Company 9.5 Public Limited company 9.6 SMC (Pvt) Ltd Company 9.7 Statutory Body 2 C-6 O-6 9Name PARTICULARS OF DIRECTORS/PARTNERS/EXECUTIVES: Designation PEC Reg # If any CNIC No or Passport No Cell No Address (In case of foreign national) (Add separate sheet if required) 10- CAPITAL/FINANCIAL SOUNDNESS (Certificate from scheduled bank): 10.1- Authorized capital of the company / partnership Rs: _____________________ 10.2- Financial soundness of firm as on date of application Rs: ____________________ 11- PROFESSIONAL CREDIT POINTS (PCP): Sr.No Names of Professional Engineers PEC Registration No Length of Experience Partner or Director,holding 15% share or more Duration of full-time employment Professional Credit Points 1 2 3 4 5 (Add separate sheet if required) 11.1 Bonus PCP credit {Bye-law 5(2)}: _____ 11.2 Extra Bonus PCP credit {Bye-law 5(3)}: _____ 11.3 Total PCP credit:_______ 3 12-Desired Fields of specialization: (Supported by work orders or experience of relevant engineer) (Add pages if required) 13- OTHER INFORMATION: 13.1 List of Major Projects Completed ( Page __) 13.2 List of works in progress (Page ___) 13.3 Machinery/Equipment/Plant available with Present Condition (Page ___) 13.4 List and qualification of technical staff (other than engineers) (Page ___) 13.5 Management Structure/Organization Chart (Page ___) 14- UNDERTAKING: (Attach sheets) I undertake that; a) The information given above and documents/papers attached herewith are correct and accurate to the best of my knowledge and belief and nothing has been concealed. b) I will abide by the provisions of PEC Act 1976 and Construction & Operation of Engineering Works Bye-Laws 1987. c) I shall be responsible if any information, document or paper submitted by me is found incorrect or forged. d) I will inform the council if any of above mentioned engineer(s) leaves the firm. e) I will inform the council about any event taking place after grant of licence, which render our firm ineligible for continuation of licence, reduction in the category, suspension or cancellation of the licence as per Bye-laws 8(2). Company/Firm’s Seal Signature: _________________________ Name: _________________________ Mobile No: ________________________ Date: _______________ CNIC No. - - (CEO/ Chairman/ Managing Partner or Director) 4 [For official use only] DECISION OF ENROLMENT COMMITTEE ________________________________________________________________ ________________________________________________________________ ________________________________________________________________ ________________________________________________________________ ________________________________________________________________ ________________________________________________________________ CONVENER ENROLMENT COMMITTEE Prescribed fee of Rs. ……………………………………………. has been received and credited vide Receipt No. ……………………………. Dated ………….……………… Bank Draft No. ………………….. Dated ……………… Amount Rs .……………….. Signature of Accounts Official: _______________ Signature of Internal Auditor:______________________ Category: ______ Licence No:_________ Date of Approval : Licence Serial No: ___________________ Date of Issue _____ Valid Upto:31/12/20__ Initial of Section Incharge: Initial of Scrutiny Official : Registrar PEC 5 INSTRUCTIONS FOR FILLING THE APPLICATION FORM FOR NEW LICENCE FOR A CONSTRUCTOR/OPERATOR 1. Before filling in the application form, please see bye-laws 4 and 8 of the Construction and Operation of Engineering Works Bye-laws, 1987 2. Please write the name of your firm or company by which name you would like it to be called and registered. Please indicate whether you are a Pakistani firm or a foreign firm by striking out inapplicable. 3. Registration of Foreign firms: foreign firms can only be registered on project to project basis. The foreign firm must also attach the joint venture or association agreement with a Pakistani Constructor/Operator. Simultaneously, the foreign firm must also apply for registration of each engineer who is brought into Pakistan and who performs any engineering work in Pakistan (please refer to the Pakistan Engineering Council Act, 1976, in this connection). 4. Please give addresses of all your main offices and permanent branches as on the date of application. 5. For initial registration, the applicant for the constructor’s or operator’s licence shall submit application to the Council in the prescribed form. The application for renewal shall be submitted to the Council by the 5th day of November of the year based on the constructor’s or operator’s status as on the 31st day of October of the same year. The licence shall stand expired on 31 st day of December each year. If the renewal is not submitted by 31st day of March, a surcharge of 2% will be levied. 6. A licensee shall inform the Council of any events taking place after grant of a licence to him or renewal thereof, which render him ineligible for continuation of licence in accordance with the clauses of aforesaid bye-laws. On receipt of such information, the Council may decide to reduce the category of licence or suspend or cancel the licence as it may deem fit. 7. The annual application fee for a licence, change of category of licence, or renewal of licence is as follows, which should accompany the application:- Constructors’ Categories, Fee, Financial Limits and other Associated Parameters Sr. # Category Limit of Construction Cost of Project 1 C-A No Limit 2 C-B Up to Rs.3000 M 3 C-1 Up to Rs.1800 M 4 5 6 7 8 C-2 C-3 C-4 C-5 C-6 Up to Rs.800 M Up to Rs.400 M Up to Rs.150 M Up to Rs.50 M Up to Rs.20 M Minimum Requirement of Engineers Two P.Es with 20 years of Experience each + RE Two P.Es with 15 years of Experience each + RE Two P.Es with 10 year of Experience each + RE One P.E + R.Es One P.E + R.E One P.E + R.E One R.E One R.E 6 PCPs Fee (Rs) (Local Firms) Fee (Rs) (Foreign Firms) 150 Rs.250,000/- Rs.1,500,000/- 100 Rs.200,000/- Rs.750,000/- 75 Rs.120,000/- Rs.600,000/- 30 15 10 5 5 Rs.100,000/Rs.60,000/Rs.40,000/Rs.25,000/Rs.15,000/- Rs.400,000/Rs.250,000/Rs.150,000/Rs.100,000/Rs.50,000/- Operators’ Categories, Fee, Financial Limits and other Associated Parameters Sr. # Category Limit of Operational Cost of Project PCPs Fee (Rs) (Local Firms) Fee (Rs) (Foreign Firms) 1 O-A No Limit 2 O-B Up to Rs.1500 M 3 O-1 Up to Rs.900 M 4 5 6 O-2 O-3 O-4 Up to Rs.400 M Up to Rs.150 M Up to Rs.75 M Two P.Es with 20 years of Experience each + REs Two P.Es with 15 years of Experience each + REs Two P.Es with 10 years of Experience each + REs One P.E + R.Es One P.E + R.Es One P.E OR R.Es 120 Rs.250,000/- Rs.1,500,000/- 75 Rs.200,000/- Rs.750,000/- 50 Rs.120,000/- Rs.600,000/- 30 15 10 Rs.100,000/Rs.60,000/Rs.40,000/- Rs.400,000/Rs.250,000/Rs.150,000/- 7 O-5 Up to Rs.30 M One R.E 5 Rs.25,000/- Rs.100,000/- 8 O-6 Up to Rs.15 M One R.E 5 Rs.15,000/- Rs.50,000/- Minimum Requirement of Engineers Note:a. If a firm intends new registration directly in C-3/O-3 category or above, fee of five times of the desired category shall be charged. b. A late fee @2% per month will be charged after 31st march of the current year subject to maximum of 18% of the annual fee. 7 REGISTRATION CATEGORIES, CODE AND SPECIALIZATION OF CONSTRUCTOR/ OPERATORS CATEGORY CODE CE01 CIVIL ENGINEERING CONSTRUCTION (CE) CE02 SPECIALIZATION DESCRIPTION Road and Pavements Drainage & Retaining Structure Construction of road and road reinstatement, pavement, bus bays, open car parks and related works such as kerbs, footways. Signcraft Installation Installation of an integrated sign posting system for complexes, airports, shopping centres, etc. Also includes setting up of exhibition stands and road signs. Bridge Structures Piling CE03 Marine Structures Dredging Underwater Works CE04 CE05 CE06 CE07 CE08 CE09 Dams/Water Retaining Structures Irrigation & Flood Control Systems Offshore Works Tunneling and underpinning Railways Tracks Airports Taxiways, runways, aprons, aircraft parking bays, baggage handling system, track transit system, etc. Construction of concrete, masonry, timber or steel bridges. Installation of all types of piling sheet piles, driven precast reinforced and prestressed concrete piles, bored cast in situ piles and timber piles etc. Construction of marine structure such as jetties, ports, wharves, harbours, sea and river walls offshore construction works etc. Underwater construction works and maintenance of underwater construction works. Construction of water retaining structure such as dams, reservoirs, aqueducts, treatment plants, pipe laying works etc. Earth work/dredging in canal, river and offshore. Offshore construction works including related works. Tunneling and underpinning works. Installation of railway tracks, distressing of rails and tracks. Installation, maintenance and repair of oil and gas pipelines. Sewerage pipelines, disposal works, sewerage treatment works and allied works. Oil and Gas Pipe Lines Sewerage Works Water Supply Installation, maintenance and repair of water supply pipelines, pumping stations, tube wells, water treatment works etc. 8 CE10 General Civil Engineering Works General civil engineering works, including earthworks, sub-soil drainage, etc. Slope Protection System Slope protection works. Concrete Repairs Reinforcement of structures by way of pressure grouting, guniting, etc. Services include sampling, investigation and testing services to determine soil classifications, strength and composition. Also includes soil stabilization works such as micro piling, ground anchoring, sand drains and ground grouting. Soil Investigation and Stabilization Landscaping & Horticulture Provision of Landscaping services including tree planting, turfing, horticulture etc. Reclamation Works Reclamation works. General Buildings and General building works, including fixing Maintenance partitions, roofing and general maintenance of buildings. Waterproofing BC01 MECHANICAL ENGINEERING (ME) Prefabricated Buildings and Steel Framed Buildings and Industrial Plants Water proofing of basement, roofs and walls. Construction of buildings and industrial plants using prefabricated components and systems. Construction of steel framed buildings and industrial plants. BC02 Airports Terminal buildings, Satellite buildings, cargo terminals, air traffic control towers, contact piers, passenger loading bridges. Building restoration and conservation. ME02 Fire Prevention and Protection System Installation, Commissioning maintenance and repairs of air conditioning, refrigeration, cold rooms and ventilation system. Installation and maintenance of fire alarms, prevention and protection systems. Restoration and Conservation BC03 High Rise Buildings ME01 HVAC ME03 Lifts and Escalators 9 Installation, commissioning and maintenance of lifts, escalators, travel lators and conveyor systems Compressor Generators ME04 Building Automation System ME05 Workshop, Mill, Quarry System ME06 Specialized Fabrication and Treatment Medical Equipment Installation, maintenance and repair of centrifugal compressor, reciprocating compressor, air compressor, skid, rotary compressor, pipeline valves, blowers, liquid ring compressor, gas turbine generator, steam generator, diesel generator, solar photometric, water turbine generator and hybrid system. Building automation, industrial and process control systems, include installation and maintenance of microprocessors or computer based building control systems and industrial process control systems. Installation, commissioning and maintenance of workshop, mill and quarry systems such as cranes, hoist, crushing and screening plant, asphalt mixing plant, etc. Erection, maintenance and repair of exhaust stocks, tanks, reactors, separators, filters, scrubbers, dehydrators, evaporators, pipings, furnaces, grit blasting and painting, hot and cold insulation, flare system, bearing and welding. Installation, commissioning and maintenance of medical equipment such as: - Kitchen and Laundry Equipment Compressed air systems Hot water installation Sterilizer and autoclave Medical gas installation Hydrotherapy system Dental chair Mortuary refrigerator etc. Installation, commissioning and maintenance of cooking and kitchen equipment, laundry equipment, etc. Installation, commissioning maintenance and repair of boiler plant, heat exchangers, absorption chillers, unfired pressure vessels and hot water systems, etc. Heat Recovery System Pollution Control System 10 Landfill technology, separators. incinerator, oil ELECTRICAL ENGINEERING (EE) Miscellaneous Mechanical Equipment Installation, testing commission, maintenance and repair of mechanical based systems such as pumping installation, sewerage treatment plant installation, water treatment plant installation, rotary pumps, reciprocating pumps, centrifugal pumps and special purpose pumps, etc. Chiller for Power Generation Installation, maintenance and repair of gas turbine driven chiller, steam turbine driven chiller and centrifugal chiller. Specialized Plant Erection, maintenance and repair of compressor station, metering station, onshore terminal station, co-generation plant, gas processing plant, petrochemical plant, oil refinery, aviation re-fuelling and de-fuelling system, petrol station, heating ventilation and air-conditioning. Public address system, audiovisual system, conference system, intercom system and MAT. Installation and maintenance of security, safety and surveillance systems (security, alarm, car park security control and card access control systems. CCTV, sensor/detection system, vibration monitoring system, gas protection system, platform alarm system, aircraft warning system, fire protection system and earthing and lighting protection. Building Automation, industrial and process control system, included installation and maintenance of microprocessors or computer based building control systems and industrial process control systems, includes installation and maintenance of energy generation systems General wiring and control system wiring works not exceeding 1 KV. Installation and maintenance of low tension overhead lines and underground cabling not exceeding 1KV. Also includes installation and maintenance of generating plant and equipment not exceeding 1 KV. Installation and maintenance of high voltage equipment and underground cabling, high-tension overhead line including transmission tower exceeding 1kV. Also includes installation and maintenance of generator plant and EE01 Sound System EE02 Security, Safety Surveillance System EE03 Building Automation System and Energy Generation System EE04 Low Voltage Installation EE05 High Voltage Installation 11 EE06 Specialized Lighting System EE07 Telecommunication Installation EE08 External Telecommunication Works EE09 IT & Software Engg EE10 Miscellaneous Specialized Any other works* equipment exceeding 1KV. Installation and maintenance of street lighting, stadium floodlighting, traffic lighting, airfield lighting, high mast lighting installation, laser system, stage lighting, special effect lighting, navigational aid, underwater lighting, platform lighting, petrochemical plant lighting, oil refinery plant lighting, etc. Telephone cabling and internal ducting, radio based communication system, PABX, microwave system, multiplex and signaling troposcatter system, satellite system, radar surveillance system, data communication equipment, remote subscriber system, vessels and navigational specialized system, etc. Telecommunication cabling (underground/ overhead), manholes, underground ducting/pipes. Installation, commissioning and maintenance of surgical/operating theater table and lights, radiography equipment, radiotherapy equipment, nurse call system, electronic scoreboard, uninterruptible power supply (UPS) system, etc. Any work not covered in above categorization and description relevant to any engineering discipline. *Provide herein code(s) (CE11, BC04, ME07, EE11) as applicable and define work. *Note: Following code will be awarded to C-6/O-6 firm on demand, if they provide agreement with engineer holding supervisory certificate:Code C-6(11) i) All types of repair / maintenance works ii) Minor construction works along with allied Electrical, Mechanical, Water supply, Sanitary, Plumbing works iii) Minor road works including culverts Code O-6(11) i) ii) All types of operational works Toll collection, operation and management works 12 APPENDIX – ‘A’ UNDERTAKING BY ENGINEER OWNER/SHAREHOLDER/PARTNER (The affidavit would be on Rs.10/- stamp paper duly notarized) I, Engr. ________________________________ bearing PEC Regn No.___________ am a. Sole proprietor OR b. Partner with _____ % share (s) OR c. Shareholder with ____ % share (s) of the firm M/s. ___________________________________________________________ to be registered with PEC as Constructor / Operator in category C/ O._______. Signature: ________________________________ Name of Engr______________________________ CNIC No: _________________________________ PEC Reg. # _______________________________ Contact No________________________________ Date: ____________________________________ 13 APPENDIX – ‘B’ UNDERTAKING FROM CEO / CHAIRMAN / MANAGING PARTNER OR DIRECTOR (The affidavit would be on minimum Rs. 10/- stamp, issued in the name of undersigned duly notarized with Notary Public) I, Mr. ____________________ S/o _______________ adult resident of _____________ do hereby solemnly affirm on oath as under: That I am CEO / chairman / Managing Partner or Director of the firm “M/s. ___________________________________________________________”. That the name of my firm is not struck off or black-listed from any department. That there is no litigation in the Court or any other department (i.e. Public / Private) against the firm That I on behalf of my firm shall always abide by the rules and regulations of Pakistan Engineering Council. That the contents of the above mentioned affidavit are true to the best of my knowledge, belief and information and nothing has been concealed by me. DEPONENT Signature: _________________________ Name_____________________________ CNIC No: _________________________ Dated: ____________________________ 14 APPENDIX – ‘C’ The Registrar, PEC, HQ, Islamabad Subject: Registration with PEC as Constructor/Operator in Category C/O. ______. Dear Sir, Please register my firm in accordance with PEC Construction & operation of Engineering Works Bye-laws 1987 with name and style M/s…………………………………………………………………………………………………. If a firm with name requested above is already registered with PEC, either of the following names may be considered as an alternate for registration, which will be acceptable to me. a. First Choice: M/s ……………….……………………………………………… b. Second Choice: M/s ……………………………………………………………. c. Third Choice: M/s ……………………………………………………………..… Signature: ……………………………. Name of Owner: …………….……….. CNIC No of Owner: .....………………. Dated: ………………………………… 15 APPENDIX – ‘D’ PERFORMANCE CERTIFICATE (For each major work during last three years) NAME OF EMPLOYER: __________________________________________________ NAME OF PROJECT: ____________________________________________________ NAME OF CONSULSTANT (IF EMPLOYED): _________________________________ STARTING DATE: _________________ ORIGINAL COMPLETION DATE: _________________ ACTUAL COMPLETION DATE: ___________________ DELAY PERIOD: ______________________________ LIQUIDATED DAMAGES: ________________________ ORIGINAL CONTRACT VALUE: ___________________ VALUE OF WORK DONE UPTO FINAL BILL: _________ PERCENTAGE OF WORK DONE WITH DATE: _______________________________ ENGINEERS EMPLOYED DURING THE EXECUTION OF THE WORK Sr. Name of Engineer Date of Birth PEC Reg. No. Date of Reg Renewed upto Employed From Employed To 1 2 3 4 QUALITY OF WORK EXECUTED AND REMARKS BY EMPLOYER To be filled by contractor Name of Owner/ Share holder:__________________________ Mobile No: ___________________________ Signature: ____________________________ Date: __________________________________ To be filled by employer Name & designation of employer :_______________________ Fax No: ___________________________ Mobile No: _________________________ Date: _____________________________ Official seal/stamp Company seal/stamp 16 APPENDIX – ‘E’ UNDERTAKING OF CHANGE OF NAME/STATUS (The affidavit would be on Rs.10/- stamp paper and attested by a First Class Magistrate/Oath Commissioner) It is requested that I/we ------------------------------------------------------------------------------------Owner/Partner(S) of M/s -----------------------------------------------------------------------------------Address --------------------------------------------------------------------------------------------------------want to change the name/status of my/our firm to state that: My/our previous firm M/s ----------------------------------------------------------------------------------Address --------------------------------------------------------------------------------------------------------has not been blacklisted by any department and has no liability from any department/financial institution. If any, such liability is detected by any department/financial institution at any stage, I shall be responsible for the same. Reason(s) for change of name/status is ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- Name of Contractor:________________________ Name of Partner(s)/Director(s) :_______________ CNIC No. ________________________________ Contact No: ______________________________ Permanent Address: _______________________ ________________________________________ Dated: ___________ Signature: __________________________ 17