THE ROLE OF GREEN ROOFS IN COST-EFFECTIVE CITY GREENING Rune Kongshaug, Vikram Bhatt McGill University, School of Architecture, Minimum Cost Housing Group (MCHG)1 Abstract The role of green roofs is here considered within the framework of how to optimize land-use as a response to rapid urbanization in both Northern and Southern cities. Comparing high-cost, green roofs with alternative low-cost greening solutions—both at and above grade—the authors suggest how green roofs could benefit from a minimum cost perspective, which seeks to maximize city greening and target ordinary residents in the most cost-effective manner, employing participatory, community-based design methods. Community gardens, rooftop container gardens, and urban agriculture illustrate how green roofs could be low-cost, participatory, and community-based and act as engines for urban renewal, strengthening social networks and residents’ self-reliance, promoting equitable access to land and economic growth. Our paper is a critical review of the benefits of green roofs as compared to other ecological and community-friendly uses of under-utilized urban spaces. The topic of green roof design and implementation needs to be understood in a wider framework how to best prioritize resources for the greening of cities. To what end and for whom do we practice urban planning and design? In this paper we equate urban design and architecture as a means to provide design solutions for people. Unfortunately, the general design practice of planners, urban developers and architects has primarily looked at and served wealthy clients and produced expensive solutions for which demand and application is limited. The challenge is to produce rooftop garden solutions that ordinary people can afford. Participatory, community-oriented and low-cost approaches to city greening are in great demand and are required because they contribute to efficient land-use, and help redress the balance between urban spaces for living (shelter) and spaces for growing (ornamental gardens and urban agriculture), which is an essential component of raising the quality of living in most urban sites. This view has been expressed by 1 Acknowledgements: For the Edible Landscapes seminar on Montreal community gardens (2002) and publication (2004), a special recognition goes to all participants of the research seminar: Ms. Yingwei Cui, Ms. Yingzhou Du, Mr. Qiang Fu, Ms. Xiao Tong He, Mr. Rune Kongshaug, Mr. Sachin Narkar, and Ms Li Xiao. For assistance on research of Montreal green roof projects, a special thanks to Mr. Elikem Ayitey, MUP. -1- national governments´ requests written down in the Harare Declaration (1). The sponsoring by granting agencies such as the UN-HABITAT and the IDRC of community-based, participatory projects seeking to leverage phenomena such as urban agriculture as a means for building or upgrade worldwide city-sites, further validates this point.2 The authors use examples of city greening—which includes hands-on experience of building rooftop gardens, student fieldwork on government-sponsored community gardening—to propose a minimum cost perspective on the role of green roofs in city greening. Community-based design for greening and building of sustainable cities The role of green roofs are considered alongside other greening solutions at grade, within the minimum cost perspective of how to optimize land utilization as a response to rapid urbanization in both the Northern and Southern hemispheres. To this end, we compare problems and benefits associated with retrofit and new green roof projects, with rooftop container gardening, community gardening at grade, as well as urban renewal and housing projects seeking to integrate urban agriculture. We look at how each solution contributes to overall city-greening, according to: (a) ability to create value for the building’s owner or its residents; (b) ability to involve the community through the design, planning and building stages, training and community outreach; (c) permanent community impacts in terms of increased health and socioeconomic benefits, such as job creation, overall social interaction and food security; and (d) monetary cost. Greening Solutions Rooftops At grade Urban Upgrading Retrofit: Green roofs and Container rooftop gardening New urban development New green roofs Vacant lots, parking, streets City and housing design Community gardening Urban Agriculture (UA) Table 1: Comparing greening solutions according to urban upgrading or new developments3 2 The Minimum Cost Housing Group has just recently received funding from the International Research and Development Center in Ottawa, to conduct a three-year research and design to upgrade and/or build three urban sites incorporating Urban Agriculture: One site will be in each of Africa, Asia and South America. 3 See the Appendix for a table summarizing challenges and benefits of greening solution at and above grade. -2- The minimum cost design perspective The minimum-cost approach to architecture, and in particular housing design, is concerned with serving the largest possible number of residents, which (often) means to service the urban poor. The poor urban resident is not the typical architectural client, and is often left out of the city planning and design processes. However, since money is scarce, the minimum cost perspective seeks, first and foremost, to identify design and greening solutions that minimizes cost, yet seeks to maximize community participation and social outcomes. The residents are themselves the main asset in this participatory design exercise, and as design professionals, we seek to leverage their self-reliance and “entrepreneurial spirit” and their ability to organize a community-based response to improve their situation. This approach also relies on innovative funding strategies such as micro lending to individual residents, as part of community-wide efforts to create jobs, building new or upgrading existing housing. Most recently, as part of an a world-wide effort to upgrade or build three urban sites incorporating urban agriculture, the minimum cost approach seeks to leverage municipal land and existing infrastructure and other “in-kind” contributions that poorer city partners can commit, thus diminishing the reliance on hard cash. Finally, the minimum cost perspective adopts an attitude of learning from those poorer residents who, through their informal housing, urban agriculture and gardening inform us about residents’ true needs and how they organize “bottom-up” through grassroots movements and social activism. Finally, this approach seeks to define new solutions and inform design professionals, planners and policy-makers how to green and upgrade existing or build new, more efficient and equitable cities. In this perspective, green roofs generally present a maximum-cost and complex endeavor that may fit large and luxury-end construction. How to channel the current green roof movement to develop a credible scenario for large-scale greening of cities at minimum cost? In this respect, we found new commercial green roofs of limited value compared to innovative ways that exploited underused spaces both at grade and retrofit roofing projects, providing a potential niche market for green roofs, and a potential new direction for the green roof movement that would warrant lower-cost, retrofit and do-it-yourself solutions, and that would incorporate community-based design methods. Lessons from North and South: city-greening as an engine for urban renewal Urban growth is inherently accompanied with land-use pressures, which prevent efficient or equitable land utilization. For example: In Southern cities, the appearance of a large informal -3- housing sector (squatter settlements or slums) has traditionally been met with the official response of displacement of residents to outside the city core, bulldozing of their settlements, with interdiction of urban agriculture—horticultural practices or raising of livestock in the city— deemed contrary to sound city planning principles or to represent a health hazard. Land prices are usually higher near the denser city center, and it is generally assumed that Laissez Faire4— speculative market forces, municipal authorities and real estate developers—would assure the most efficient land- and resource-use. In Northern cities, planning new urban development has since WWII deliberately relied on high levels of individual car ownership, high energy consumption and low energy costs, accentuating a trend towards a diffusion of the city core— traditionally diverse in terms of both cultural and socio-economic diversity, commercial and residential mixed uses—into more monotonous spatial divisions made up of garden suburbs for living, urban centers paved with asphalt for parking, working or shopping (where trees are usually described as “amenities”), and tree-less “rural” areas for agro-industry. Neither in the North or South, does current city planning practice seek to provide equitable access to land resources, or to leverage greening efforts in such a way as to act as engines for urban renewal that promotes social inclusion, nor does conventional architecture and urban design practice have a stated goal to diminish the current gap between the richest and the poorest or society, which could serve as a roadmap for the design practice. This problem may be even more pressing in the Southern cities, which are surpassing the more developed North, both in terms of the overall size of cities and urban growth rates, yet adopting city building patterns of the North, such as the suburban single-detached bungalow as a “way of life” worthwhile emulating. UN-HABITAT estimates that close to half of the world’s population, is now living in cities and this number will grow to 60 percent by the year 2015 (2). Conventionally, cities have functioned as centers of commerce and manufacturing, and of course, they do continue to serve as seats of power and culture. Also, informal, not officially planned, urban phenomena such as urban agriculture (UA) are increasingly recognized as engines for urban renewal, poverty alleviation, social empowerment, and healthy living in cities. UA includes horticultural practices and raising livestock inside the cite for pleasure, commerce or food security, which have traditionally been 4 Here alluding to the liberal economical theories Adam Smith, whereby market forces will assure the greater social good, from which also derives the expression “greed is good.” -4- considered a strictly rural activity, now observed as a spreading urban and peri-urban phenomena in Northern and Southern cities alike (3). Lessons from greening at grade For rooftop gardening to present a broad-based design “solution” to urban problems, we propose a practical framework to compare and contrast alternative greening solutions, in which the benefits of greening rooftops can also be appreciated. This presentation contrasts newly developed, “fancy” and expensive garden roof projects with more “laid-back” minimum-cost yet highly aesthetic interventions, suggesting that do-it-yourself and community-driven retrofit projects can produce desired social interactions and positive neighborhood impacts. This study is based on the authors’ own experiences in the design and construction of two roof gardens: one a container garden built by a research team, the other a green roof built for residential tenants, as well as field research conducted by the authors, as published in Rooftop Wastelands (4) and Edible Landscapes (5). The objective of our work is to optimize uses of under-utilized land and hence redress, qualitatively and quantitatively, the balance between built live-work spaces and open spaces dedicated for growing both for pleasure and sustenance. We will use the following greening and rooftop garden solutions as illustrations: High Cost Low Cost At grade New roof Re-fit Nun’s Island condos, Montreal (2003) City of Montreal Community Gardens (1974-current) Place Bonaventure, Montreal (1967-1997) Luxury dwelling, New York (2002-03) University Settlement Community Center, Montreal (1974-76) Table 2: Sample Greening and Rooftop Gardens Serving as Illustrations. Stakeholders Similarly to the evolution of community gardening and urban agriculture, green roofs could also benefit from a community-based, minimum cost approach. In particular, a community-based rooftop greening project should bring together several stake-holders and community groups: city officials, individual owners, community representatives, and seek to: involve residents and community members during the planning and design stages, compensate individual owners for expensive up-front costs and community-benefits generated in terms water retention, air quality -5- improvement, visual impact, and—why not?—encourage owners to engage with the community through outreach programs permitting controlled community access and/or training. Public and private ownership, and grassroots activism Gardens in cities exist in surprising forms, ranging from potted plants in windowsills, private gardens, community gardens, vacant and parking lots, container gardens on roofs and balconies, and green roofs. Different forms of gardening present distinct challenges: land tenure, security, structural requirement, access, planning, design and ongoing maintenance, and, of course, the cost. The opportunities are also distinct: community impact, privacy, incomepotential and environmental payback. One solution does not fit all. Private ownership, an individual owner or a condominium seeking public or non-profit partnerships, should thus be encouraged in terms of: (a) facility in obtaining permits, city approvals and insurance, (b) financing in terms of matching public grants and tax credits, and in-kind financial support, e.g. building material, horticultural supplies and technical expertise. Public ownership in the form of community centers, schools, etc., or social housing (non-profit cooperative housing) may be set up similarly to community gardens in that it can: (a) provide initial public funding for retro-fit green roofing projects, structural improvements and materials for qualifying community organization that can demonstrate organizational commitment, (b) leverage existing public infrastructure, such as staff and resources dedicated to serve municipal public parks for ongoing maintenance, (c) reduce overall cost and maintenance by encouraging a selective, membership-driven process available to the community at a small yearly membership fee and subject to rules and regulations. To this end, the City of Montreal, which facilitates community gardens and urban agriculture by leveraging existing public infrastructure, is a case in point to be contrasted with most cities. Most cities (consciously or unknowingly) discourage the use of under-utilized vacant lots or roofs for gardening and urban agriculture practices. As an owner-builder in both New York City and Montreal, I have experienced first-hand the lack of incentives for owners wanting to build a green roof in New York. Another example: while community gardening in Montreal and New York have achieved similar levels of popularity—76 city-sponsored gardens on the island of Montreal for 1.8M residents (6), and 189 smaller gardens on the island of Manhattan serving 1.5M residents—the levels of city support and social activism varies greatly. New York gardens -6- survive only due to grassroots activism of organizations such as “Green Guerillas” who battle city authorities and their policy of either selling off land or bulldozing community gardens (7). A participatory and community-based approach to the development of green roofs may need to identify, then align itself with and leverage, existing social movements and grassroots activism of community gardening in order to reach a large numbers of residents, and achieve a city-wide greening of roofs. Design methods and tools A key design objective for green roofs is that it ought to be a cost-effective greening solution, thus affordable to the community at large. Design processes that engages the owners, residents or the community at large, stand to facilitate the development of low-cost design solutions, if anything because it focuses design goals around common needs and objectives, instead of around individual wants5, and thus helping to prioritize scarce resources. Here the design practitioner acts as much as a “facilitator” as the architect in the classical sense, in generating a community response. It is the methods of observation and ability to create a multistakeholder process, which can inform the various participants—rather than the final blueprint— that becomes the main deliverable of the minimum cost, community-based design method. Reducing the scale of observation to human dimensions A dweller-grower is here coined to designate an urban resident who is also a gardener. The garden may not be attached to the gardener’s house, but when considering the relationships between living and growing spaces in the city, matters of distance and scale become important, first in terms of shared urban spaces and the social interactions they crate, but also in terms of creating a balance between built, human structures, and growing organic, natural forms. An example from observing informal building and growing practices for people by people in poor settlements in India, first alerts us to the “riches” inherent in traditional settlements; However monetarily poor, observing informal settlements (so-called slums) teaches us important lessons of human scale. For example, working, cooking and eating activities would take place on the floor rather than in a seated position, and surprisingly small indoor and outdoor spaces give rise to different activities, such as bicycle repair, weaving, cooking. In this setting, a tree does not have ornamental value only, but provides shade, fuel and food with a minimal up-front 5 Gandhi shall have said something like: There is enough for everyone’s needs but not for everyone’s wants. -7- investment. The simple lessons of trees, and its various productive uses, are seldom transferred from the informal settlements to formal city planning and design practice, however: Trees on the architectural plan are usually for ornamental value, only, not providing detail on growing cycles, different species or varieties suited for local climate, or local customs (8). Sharing growing secrets in community garden spaces From the architect’s perspective, one of the most challenging elements of considering the merits of low-cost gardening solutions, is to view lettuce and chard on equal footing with brick and mortar. After all, a garden’s value needs to be considered against other alternatives such as parking, housing, commercial development, roads and parks for recreational use. The length of the growing season, size of containers, methods of irrigation and fertilization, ease of physical access, as well as considerations inter-cropping in tight areas will dictate the choice of plants. In the example of Montreal’s short growing season and community gardens, simple planning and design tools help transform a small lot—the size of a parking space (9’ x 18’) —into an effective food garden producing several harvests for an annual investment of less than CAD $47 (9). Some communities had perfected using supports to grow vertically and inter-cropping to the point of having 3-4 harvests in the short Montreal planting season. Cultural differences also exist and give rise to meaningful social exchanges in these tight, community garden: In Montreal, depending on whether the grower-dweller was of Anglo-, French, Indian or South-East Asian origin, the skill-levels and methods applied by gardeners varied widely. Sharing growing “secrets” is part of Community Garden social life, hence the value of community urban gardening as it reinforces the need for and value of shared urban space, social interaction and learning (10). The University Settlement community rooftop container garden, extended the growth season even further, employing re-cycled materials and cold-frame technology with a similarly small investment, and formalized community outreach and training offering gardening classes and thus leveraging further the inter-disciplinary links between the university and the surrounding community (11). Building topography and population density, revisited Urban land is scarce in some places, but even the most densely populated urban fabrics can accommodate greening at grade, in vacant lots, between railroad tracks, etc. And rooftop gardening has been found to be an attractive solution in lesser dense areas, and ought to be considered as cost-effective even in low-density residential suburbs for community facilities, and for commercial strips on traditionally large mall or warehouse “boxes” that may be greened more -8- extensively than surrounding parking lots, and provide important aesthetic and environmental benefits. Also, very densely populated areas do not automatically mean that greening rooftops provides the best and most efficient greening solution, where it may be more pressing to address community-driven projects, with equitable access, at grade. Again, the choice to promote any greening solution over another needs to be based on overall community involvement, social benefits, and whether or not it presents a cost-effective approach to citygreening. Considering the building stock in Montreal, one finds ample room for private and community gardening, at grade, before rooftop gardening becomes a necessity. Yet, the several rooftop community gardens have been developed, including on top of the YMCA in Cote-des Neige (12), demonstrating the underlying community motivations behind urban greening, regardless of topography and density: Where there is a community, there is room for cost-effective greening, even green roofs. Community Garden Neighborhood Open Built Housing Type Density Le Mannais Pere Marquette Victoria Bon Voisin Rosemont / Petite Prairie Cote-des-Neiges Sud-Ouest 56% 44% Medium 80% 66% 20% 34% Attached (Duplex, Triplex) Detached Semi-detached Low Medium Table 3: Topography and Housing Types surrounding Community Gardens in Montreal. Importance of middle-to-high density urban residential housing Residential urban and suburban housing is in crisis if one looks at the time spent and distances traveled commuting, and the disappearance of open land to cities: Between 1982 and 1997, the total urbanized land in the United States rose by 47%, from 51 to 78 million acres, while the U.S. population rose by (only) 17% (13). In the minimum cost perspective, the cost of adding peri-urban space for growing would be far less expensive than the cost of developing it for housing. Moreover, the tradition of having a small growing plot on the outskirts of the city is very old and was extensively used in the wartime Europe, but it still exists. It is also important to note that marginal lands can be used for such a purpose, noting that working such lands would not require daily commuting. Examples of peri-urban agriculture, includes in New York the green markets supporting local farmers. In Montreal: organic food coops where people control the food they eat but need not grow it themselves, or “peri-urban partnerships” between residents and farmers whereby urban residents volunteer for farm work against a share in the harvest, thus helping the farmer keep expenses low (14). Again, between the extremes of the singledetached suburban house and the city high-rise, the minimum-cost approach considers working -9- with medium density housing, and seeks to implement low cost retrofit solutions rather than demolition and new construction. As a response to demographic pressures on existing urban housing stock, and the need for urban upgrading and renewal, one can demonstrate that even in badly designed housing one can grow in very small pockets of land, making sure that such growing processes or activities need not be capital-intensive as the rooftop initiatives are. Residential housing thus constitutes both a potentially important market for rooftop gardening in terms of already existing roofs. In this respect, Montreal represent a special case in terms of lower than average (Canadian) vacancy rates at around 0.7% (15). Also low rents and low home ownership rates, are discouraging construction of new housing, except for luxury condominiums (16). Dweller-grower motivations & community participation Urban gardeners in North American cities seem to engage in gardening activities more for pleasure and less for sustenance as compared to their counterparts in Southern cities. Most urban gardeners benefit recreationally from gardening, but one immediately notes that the garden can also act as an inter-generational bond with a large proportion of the elderly represented, as well as a (surprisingly maybe) large portion of moderate-income people growing food as an income subsidy. The economic value is an important factor to note in Northern cities, as well, because it helps strengthening community’s self-reliance. Project Age-groups Income Motivations At grade City of Montreal Community Gardens > 55 yrs: 44% in 5 out of 9 boroughs > 45 yrs: 63% in 8 out of 9 boroughs 30 – 40 yrs. old. CAD 29-37K6 Food quality: >50% Leisure: 40% Ecology/quality of life 20% Repeat gardeners: 75% Private access. Decided to rent space because of garden. Rooftop Green Roof, Luxury dwelling, New York USD 200K7 Table 4: Gardener motivations by project and income 6 7 Per household Per person - 10 - Conclusions: High-end vs. Participatory, community-driven approaches A minimum cost and community-based design practice seeks to maximize social benefits, pragmatically selecting between greening solutions at or above grade. The city greening “toolbox” thus includes a range of solutions from the relatively high-end and complex green roofs, less costly rooftop container gardens, community gardens, and urban agriculture, and peri-urban partnership seeking to maximize under-utilized land within and in proximity to the urban center. A common theme amongst these solutions is the ability to promote a participatory approach involving public authorities, private and community interests, thus leveraging community involvement and existing public infrastructure. This approach is guided by the objective to reach ordinary residents, including servicing and including the urban poor into the design and planning processes. City greening case studies8 The greening solution studied in this paper, which involve participatory, community-based design tend to outperform high-end, non-participatory projects in terms of their overall social contributions and low cost, because their participatory nature tends to facilitate deeper human interactions, create local social capital in terms of social activism, and have a lasting and positive urban neighborhood impact. As observed in the Edible Landscapes project studying community gardens within Montreal’s built forms, greening solution will be most impactful considering existing residential housing stock and retrofit projects. The participation of dwellergrowers in community projects, have the potential to act as a social and economic engine in low-to-moderate income groups, and help integrate recent immigrants, further easing the demographic pressures on the rapidly growing city (17). Leveraging existing infrastructure and social capital In addition to considering the potential for rooftop gardening in residential and community re-fit projects, the community gardens in Montreal are one example of how city municipalities may leverage Park Land zoning to protect garden uses, and leverage capacity from existing departments, such as “Public Works” and “Parks” to set-up and maintain gardening facilities at minimum cost. Minimum cost green roofs would need to leverage not only public infrastructure, but also seek to leverage existing community resources that exist as part of community gardening and urban agriculture movements. 8 For an overview of each case study, see Appendix 2. - 11 - Case Study Rooftops (New) The Hilton Hotel (Montreal) Condominium (Nun’s Island, Montreal) Rooftop (Retrofit) Luxury loft building, (New York) Container garden (Montreal) At Grade Community Gardens Urban Agriculture Planting trees (City programs) Planting Trees, (Informal settlements) Participatory Social Benefits Costs No High visibility Niche market Private and shared spaces Private and shared spaces For residents only $4M $92 / sq. ft. Some end-user involvement $45,000 Design only (2% of total cost) No 5 lofts Controlled access $63K $42 / sq. ft. Very high (as part of initial goal) Very important Outreach Training (To be added) 10,000 gardeners 6,000 gardens 76 gardens with positive neighborhood impacts Upfront Investment: $2,000 per plot Maintenance: $770,000 $128 per plot / year Initial: Small Maintenance/ Removal: Could be high Tiny Costs: $287 per garden/ year Could be: owner plants himself and take part of maintenance Yes More pedestrian traffic, less cars Shade Food Fuel The case studies suggest that the more projects are participatory, they also tend to be low-cost: Green Roof, The Hilton Hotel International, Montreal Condominium green roof, Nun’s Island, Montreal High-Cost Less participatory Skyturf green roof, Loft building, New York Rooftop container community garden, Montreal City of Montreal Community Gardens (at grade) Tree-lined side-walks, by the city municipalities (formally executed) Tree-planting at grade, by grower-dwellers (informal settlements) Low-Cost More participatory Figure 1: Cost of Project vs. Degree of Individual and Community Participation - 12 - Policy choice In order to bring green spaces into cities, the design professional once again has to ask, for whom are we building? What is affordability? Observed green roof projects can be divided into two broad categories: high-end luxury projects addressing a niche audience seeking to maximize profits, and low-cost, community-driven, participatory projects seeking to leveraging community input and/or public infrastructure seeking to maximize social benefits. Which way to go becomes a matter of choice. Municipalities could provide minimum coding and promote the supply of affordable materials, technical expertise, matching grants and/or tax credits to realize both modular and permanent green roofing solutions. Incentives and credits for retrofit projects could later be collected from increased real estate taxes associated with a better maintained housing stock, down the line. The minimum cost approach to city greening, thus aimed at serving people, is a pragmatic decision, because of the interest (demand) from the community and their need is manifest through their enthusiasm for community gardening, quality of life benefits and social interactions that these activities generate. Also, cities like Montreal and donor agencies supporting urban agriculture have understood that in order to succeed, it is also a matter of providing infrastructure, provide legal frameworks and initial investments (supply). Design professionals have a duty in this respect, to be engaged in policy-making to support urban residential housing and community approaches that integrate living, working, and growing spaces in innovative ways. Minimum cost does not mean cheap, just thoughtful—superior—greening solutions that also are cost effective, and seek to address optimize land use in an equitable way. Municipalities and local governments are thus presented with several greening alternatives, of which a minimum cost, participatory and community-based approach should also help the spread of green roofs, especially for retrofit of existing municipal and medium density residential housing stock. - 13 - Appendix 1: Challenges and benefits of greening roofs with greening at grade Roof greening technologies: Retro-fit Challenges: Benefits: New roofs Challenges: Green Roof (soil on top of drainage mat) Who has access Benefits: Privacy, security Who has access Privacy, security Building codes and permits Efficient way to retain water Zoning, Permits Tax credits Insurance Reduce heat Incentives for small projects LEED “points” (large projects) High up-front cost Overall large impact if existing building stock, e.g. housing, is greened Limited impact on city greening as new construction is limited, and favor costly solutions Costs included in overall building project Creating green “oases” within urban fabric Little/no input from future residents or the community on the garden’s design and its uses Residents move into a ready-toenjoy garden Incentives needed for the owner or entrepreneur Building code could specify green roof requirements Not easy to do yourself Structural re-work may be needed Intensive roof (thicker soil layer, for walking) Plant selection and garden design needs to be upfront Repair or find leaks Extensive roof (thin soil layer, usually no walking) Container garden (on top of bitumen membrane or IRMA) Difficult to repair in case of leak Incentives to owner: How to account for community benefits. No need for planter boxes, A “meadow” feel Address large commercial strips with large dark or reflective roofs Aesthetic visual improvement for neighbors High visibility: may inspire further action Satisfies a “highend “niche’ market Market for lowcost (modular) approaches to reach home builders Protection of membrane with Low up-front cost and maintenance Building codes and permits Structural needs Incremental Access, Water Do-it-yourself Light-weight soil and materials Retains water, cools roof Owner(s) carry the cost, need for incentives Potential publicprivate partnership Account for social benefits. Increase real estate value Incentives, matching grants Personal satisfaction In-kind support material, plants Joint effort Participation of the community in the design, planning and building Include low cost, modular solutions in initial design Retains water, cools roof Roof ownership: Private buildings, Condominiums Educate owners of green roof merits and technology Community facilities, and social housing Community-driven design Community Public Funding Community - 14 - Market for costefficient roofing and garden solutions Public institutions, community centers Roof greening technologies: Retro-fit Challenges: commitment Benefits: access New roofs Challenges: processes Container garden (bitumen membrane or IRMA Protection of membrane Low up-front cost and maintenance Building codes and permits Access, Water Incremental Light-weight materials Do-it-yourself Greening at Grade Public or private parks or gardens Open (new) land Challenges Ownership and access Ownership and access Decontamination Security Water and sanitation Community gardening and/or urban agriculture Access, security, maintenance and legal framework Get community buy-in, training Tree planting Retain water, Reduce heat Add value to real estate, Leisure Low cost Leverage existing infrastructure Large community impact: social interactions, health, quality food and income Snow/leaf removal and maintenance Few structural issues Reduced space for cars or parking Shade for pedestrians Low cost - 15 - Include low cost, modular solutions in initial design Retains water, cools roof Retains water, Load capacity colds roof Existing lots and streets Challenges Benefits Scenery, shade Benefits: Benefits Public use/access Low cost Land tenure Existence, or nonexistence of public infrastructure Who decides what is optimal land use, how to prioritize between alternative uses Regulated access/use for specific needs Low cost Engine for urban renewal Facilitate and provide incentives for individual owners to plant own streets Introduce greens on all new construction sites Low cost Appendix 2: Case studies The Hilton Hotel International Rooftop Garden (Montreal, 1967) This example considers the construction of a new green roof for a high-end, niche market of hotel patrons, and subsequent maintenance and retrofit. It is a costly, non-participatory, intensive rooftop garden erected to receive visitors for world exhibition of 1967. The garden was designed to conceal the black roof of the exhibition hall and the parking space below. The garden is divided into quadrants, has winding paths, a continuous waterfall and swimming pool. Given the severe freeze and thaw in Montreal, drainage gravel 8-14 inches sits on a base membrane over a concrete structural slab. Plant materials were selected to withstand the cold conditions in Montreal and trees were put on structural columns. A recent retrofit effort on the roof cost CAD $4M (18). The garden occurs above grade on the 17th floor of the huge concrete complex, one of the biggest in the city and in the world. The roof garden, which occupies the top three floors of the multiuse exhibition hall, is 2.5 acres in size and provides both private and shared access to hotel patrons (19). It was in line with the mega city concept of the 1960’s and made the hotel highly visible and attractive. The design conception eliminated the need for a conventional tower plaza at the ground level. In the interior of the garden are public rooms while those on the exterior perimeter are guests’ rooms (20). The hotel is one hotel in Montreal that maintains a higher than average occupancy rate, about 70 percent compared to 63 percent for others in Montreal in 1996. Putting green space on the top three floors of the 17-stories was innovative and revolutionary, and made the hotel attractive for locals and tourists alike. The late Ray Affleck, of Montreal firm ARCOP was the lead architect responsible for the project. The example is a success-story in terms of providing a beautiful city space away from the city. Residents can interact with Montreal nature, local tree and plant varieties, and water, and with each other, offering both private and shared spaces. Nun’s Island Condo Rooftop Garden at Elevation and Grade (Montreal, 2003) This rooftop garden is an example of new construction at moderate-to-high cost, with limited participation of end-users during final design stages. A collaboration between the developer, the project architect, the builder and some of the prospective homeowners, the project sought to create superior value through high quality design and catering to the tastes of well-to-do endusers, incorporating both private green rooftops and terracing, with shared green spaces at grade. Les Somets sur Le Fleuve, the first of two such developments, have units ranging in size between 1050 and 3500 square feet and sold between CAD $230,000 to $1,800 000 and cost $ - 16 - 2 million to construct. The project is owned by Proment Corporation in Montreal, and occupies an area of 130,000 square feet on the Nuns Islands. The roof garden complements the natural features of the site, which include St Lawrence River. The green roof consists of flat bed slabs and 12 inch of soil for the growth of plants. The cost of landscaping was CAD $45,000. For the purposes of this paper, this project demonstrates both that when applied to a niche market, a green roof can contribute to the overall attractiveness of a project in a cost-effective manner, and that offering future occupants design choices of a private green space, increases the successfulness of the garden (21). The Skyturf green roof (New York, 2002-2003) The project is an example of a high-cost retrofit roofing project, with limited end-user participation. Planning and design of this owner-initiated project began in 2001, with the sourcing of both German and American green roofing solutions. While design, planning and construction phases were completed, the building was sold before the soil was installed. Thus landscaping was not completed. The proposed garden area was a total of 1,500 square feet on two levels, including a canal, a water basin, built-in irrigation, a gazebo, and soil depths varying between 8” to 24.” The project involved tearing off several layers of old bitumen roof covers, asbestos removal, some masonry and all copings redone. No structural work was required on this 90-year-old industrial building, as the roof is a strong concrete slab supported with 10” structural steel beams every 5 feet. The owner9 had first selected a German green roofing solution, which featured a zero-pitch irrigation system whereby rainwater sit on top of the drainage mat and passively irrigate the garden through a capillary system vertically connected with the growth medium. Employing both the German an US teams proved too expensive, however, and the zero-pitch10 slope, too risky as warranties and insurance proved difficult to obtain. A sloping solution from the Garland Company was finally chosen. The plan was to provide shared access to five luxury lofts, some of which were under construction at the time. One new tenant decided to rent the penthouse loft, despite a slump in the luxury rental market, because of the proposed garden. However, the garden development had many delays: Because of the high cost associated with the project, other renovation projects took precedence over the garden project. The cost per square foot of this retrofit project was approximately USD $42—($34 without landscaping). 9 Rune Kongshaug, same as the author of this paper. Roof without a gradient 10 - 17 - Unit Who When Design & Planning direct expenses Filing and Building Dept. Approvals Tear-off, Asbestos Removal Masonry, New Coping, Irrigation Green Roof Components & Install Landscaping (supplies and install) Other materials Total Owner (RK) Architect, Expeditor Specialized Firm Roofing Contractor Roofing Contractor Other contractor Miscellaneous Throughout Aug-2002 Sep-2002 Sep-2002 Oct-2003 Not completed Throughout Cost $4,794 $3,381 $5,000 $11,100 $25,900 $12,000 $338 $62,513 Table 5: Green Roof Budget of Luxury Dwelling, New York. The Rooftop Wastelands project (Montreal, 1974 – 1976) Low cost rooftop gardening is not a new phenomenon. This example also illustrates high levels of community participation. This federally funded project took place at McGill and was supported by the Canadian Department of Supply and Services. The Rooftop Wastelands project in downtown Montreal, a 1,000 square meter roof was developed as a community garden intended to serve as both a demonstration of rooftop potential as well as a living classroom that formed an important part of the activities. Comprising about 250 garden containers, a dozen cold frames, three small greenhouses, a compost bin, and a shaded sitting area, about 200 people would partake in gardening and nutrition classes, of which 80 would participate in gardening. The project brought together a team of carpenters, architects, McGill staff and students, and participants from the community. The project had, as its original objectives, both social and technological goals. It was intended to examine the feasibility of small-scale, individually operated food production within the downtown area of a major city. As a result of the activities, a Gardening Supply Store was started where soil, seeds and organic fertilizers were made available to community residents at cost. Response from the community was so enthusiastic that extra courses had to be given and a waiting list was made for those wanting gardening boxes. The project was successful, but the rooftop component was very expensive – we had to build a metal access stair, had to make wooden decking to protect the roof membrane when people walked on the roof, we also had to build guard rails all around the edge of the building to prevent people from falling off the roof – it was also a legal requirement. We made every effort to make the project as inexpensive as possible by: using old wooden containers – often retrieved from garbage, we used new materials to build cold frames but covers for it were made using old windows which were refurbished and recycled, one of the greenhouse was a do it your self geodesic dome, we tried our best to build most of the - 18 - installations ourselves, but still the initial cost of making the roof operational was quite high compared to promoting small front or back yard or small container gardens on the ground. Unit Cost Garden containers Cold frames Greenhouses No cost (Recycled boxes) Only frames required new wood as recycled windows used as covers 1 greenhouse do-it-yourself (less than $200) 1commercial greenhouse cost about $1000 Self-built with new materials Compost bin Table 6: Costs of gardening elements in container rooftop garden City of Montreal Community Gardens (Montreal, 1974 – current) During the 2002 Edible Landscapes seminar a review of urban agriculture for food and pleasure was studied in Montreal where about 25,000 people—about 1% of the urban population— participate in government-sponsored community gardens, peri-urban partnerships or other forms of collective urban agriculture, not counting other private forms of enjoying gardening for relaxation and recreation, in which 72% of Canadians participate (22). Currently the number of gardens are around 76, which corresponds to approx. 6,000 garden plots and 10,000 familymembers involved. Each garden has a Garden Committee and an Instructor supplied by the City of Montreal. Four t of these community gardens were studied in detail, with important lessons that could be applied for rooftop gardening. Budget of Gardener Yearly fee for (9’ x 18’) plot City Maintenance Fee Yearly seed budget Conserving, canning Total CAD Budget of City $10 $2 $25 $250 +/- $287 2001/2002 Budget, of which: Admin, coordination, publication Per plot, start-up (not including decontamination) Annual maintenance per plot CAD $770,400 $115,000 $2,000 $128 Table 7: Cost-Effective Gardening and Provision of Recreational Services Historically, the community gardens in Montreal have been a populist phenomenon, initiated by a small group of individuals, generally in poor neighborhoods (23). The phenomenon of community gardening was neither initiated as a policy goal nor was it created, or supplied, through government programs. However, management functions were first assumed by the Botanical Gardens, and the City of Montreal played an important role in securing the terrain and - 19 - providing initial capital investments. The City of Montreal thus played the role as a “facilitator” from the very first community garden, created in 1974, supporting a movement initiated by the neighborhood residents. This basic structure has been maintained in the sense that for every new gardens, a group of residents need to organize themselves and form a nonprofit corporation for each community garden. The number gardens grew in waves corresponding to the energy crisis (1974-1981) and due to growing concerns for the environment and quality of life (1982-1996). In addition to preparing (and decontaminating) the grounds and providing basic security by providing gates and fences, the City of Montreal, regulates access by collecting member fees, maintaining rules and dedicated staff for garden management and training. A similar use of existing infrastructure in conceivable for controlling access and leveraging municipal resources for rooftop gardens in situations where neighborhood topographies and type of housing stock is conducive to rooftop gardening. Also, grower-dwellers must agree to organize socially and commit to the process of setting up and maintaining the rooftop garden. Another element is the increasing costs associated with the decontamination of soils at grade, which could prohibitively expensive (ranging from CAD 400K—1MM per garden in Montreal), contributing to making rooftop gardening the preferred greening solution. - 20 - References (1) Bhatt, Dubbeling, Kongshaug [et. al] (2004). Making the edible landscape: Planning and design for urban agriculture (UA). Project for 2004-2006. Submitted to: Cities Feeding People Program, International Development and Research Center (IDRC), Ottawa. McGill University. Montreal. Canada. 2004. (2) United Nations Center for Human Settlements (2001). The state of the world cities. Nairobi Habitat. 2001. (3) Bhatt, Dubbeling, Kongshaug (2004). Making the edible landscape: Planning and design for urban agriculture (UA). Project for 2004-2006. Submitted to: Cities Feeding People Program, International Development and Research Center (IDRC), Ottawa. McGill University. Montreal. Canada. 2004. (4) Rybscinsky, Witold [et al.](1976), Rooftop Wastelands. McGill University. 1976. (5) Kongshaug, Rune [et al.] (expected Summer 2004), Edible Landscapes. McGill University. 2004. (6) http://www.santemontreal.qc.ca/index.asp?url=en/informations/ (7) http://www.wnyc.org/newnewyork/manhattan/lopate_manhattan.html; http://www.cityfarmer.org/NYcomgardens.html (8) Witold Rybczynski, [ et al.]. -- How the other half builds. Centre for Minimum Cost Housing, McGill University, 1984-1986. (9) Kongshaug, Rune [et al.] (expected Summer 2004), Edible Landscapes. McGill University. 2004. (10) Idem. (11) Rybscinsky, Witold [et al.](1976), Rooftop Wastelands. McGill University. 1976. (12) Kongshaug, Rune [et al.] (expected Summer 2004), Edible Landscapes. McGill University. 2004. (13) The Brookings Institution (Rosan, 2003) (14) Kongshaug, Rune [et al.] (expected Summer 2004), Edible Landscapes. McGill University. 2004. (15) http://db.inman.com/inman/content/subscribers/inman/column.cfm?StoryId=030103FB&columnisti d=obrien (16) The Montreal Gazette. May 10, 2004: Both residential and non-residential construction declined for the third ... month in February, despite an increase in housing starts (17) Kongshaug, Rune [et al.] (expected Summer 2004), Edible Landscapes. McGill University. 2004. (18) Thinking big had good, bad side, The Gazette Montreal: 23-03-2002 (19) Mildfred F. Schmertz, “ Place Bonaventure: A Unique Urban Complex”, Architectural Record: December 1967 (139) (20) Hotel in the Sky gets a facelift, The Gazette Montreal: 27-05-97 (21) Proment Project: The Culmination of 25 years of Experience, The Gazette Montreal: 13-01-2003 (22) City of Toronto, 2004 (23) Kongshaug, Rune [et al.] (expected Summer 2004), Edible Landscapes. McGill University. 2004. - 21 -