PROPOSAL INFORMATION SUMMARY 1. Regional Panel Destinations: IMW 2. Project Title: 3. Principal Investigator(s): Direct Imaging of Faults from Minivibe and Hammer Reflection Surveys in Reno, Nevada John N. Louie Tel.: (775) 784-4219, Email: louie@seismo.unr.edu MS 0174, University of Nevada, Reno, NV 89557 Fax: 775-784-4165 4. Authorized Institutional Representative: Jennifer Booth, Manager Office of Sponsored Project Admin. University of Nevada, Reno, NV 89557 Tel.: (775) 784-4040, Fax (775) 784-6680 Email: ospadmin@unr.edu 5. Element Designation Element I. National and regional earthquake hazards assessments. Element III. Research on earthquake occurrence, physics, and effects. 6. Amount Requested $55,066 7. 8. Proposed start date Proposed Duration January 1, 2011 1 year 9. New Proposal Yes 10. Has this proposal been submitted to any other agency for funding? No 1 Direct Imaging of Faults from Minivibe and Hammer Reflection Surveys in Reno, Nevada John Louie Seismological Laboratory, University of Nevada, Reno ABSTRACT Minivibe and hammer seismic-reflection surveys across faults in the Reno-area basin were recorded in June 2009 and March 2010. Between surveys conducted by the USGS, Boise State, and UNR, a total of 20 km of new reflection survey results are being processed and interpreted. The objectives of these surveys are to locate and characterize faults, and map the depth of the principal impedance contrasts. All of these assessments will contribute fundamentally to building a realistic probabilistic earthquake hazard map of the Reno/Carson Urban Corridor. Recently, commercial reflection surveys in alluvial basins of northern Nevada for geothermal development have produced dramatically improved results, and directly imaged blind normal faults below the basins. We conducted a scoping study where we applied direct-imaging techniques to the June 2009 minivibe surveys through the Renoarea basin. Initial results, developed by the Univ. of Nevada and Optim of Reno, show direct imaging of fault planes in several places. However, intensive data editing, visualization, picking, velocity modeling, optimization, migration, and interpretation are still needed to unequivocally image these fault planes. The capabilities of the USGS, Boise State, and UNR, as currently funded for these surveys, have not been able to take the reflection data effectively past the prestack time migration (PSTM) stage of processing. The shot records need much additional work to achieve first-arrival picks beyond 100 m offsets. Accurate and longer-offset first-arrival data are crucial for developing realistic velocity models that accurately constrain lateral velocity variations. With the current velocity models developed so far by the USGS and the Univ. of Nevada, evan advanced prestack depth migration (PSDM) processing reduces down to the effectiveness of PSTM-processed sections, allowing location and characterization of faults only as they disrupt and offset stratigraphic layers. To directly image the fault planes as reflectors requires picking of first-arrival times to the full maximum offset of 480 m, and nonlinear optimization of 2d and 3d (where possible) velocity sections, followed by careful PSDM. This proposal would fund the extra processing effort needed for long-offset picking and PSDM imaging of the faults below the Reno basin as distinct reflections. The effort would be shared between UNR, and Optim as a subcontractor. Attaining direct fault imaging in Reno would map the faults below the basin floor, and remove large sources of uncertainty in the inputs to the probabilistic mapping process. 2 BUDGET SUMMARY Project Title: Direct Imaging of Faults from Minivibe and Hammer Reflection Surveys in Reno, Nevada Principal Investigator: John N. Louie Proposed Start Date: Jan. 1, 2011 COST CATEGORY Proposed Completion Date: Dec. 31, 2011 1. Salaries and Wages Federal First Year $ 16905 Total Salaries and Wages $ 16905 2. Fringe Benefits/Labor Overhead $ 1838 3. Equipment $0 4. Supplies $0 5. Services or Consultants $ 16,500 6. Radiocarbon Dating Services $0 7. Travel $ 1250 8. Publication Costs $ 1000 9. Other Direct Costs $ 1996 10. Total Direct Costs (items 1-9) $ 39489 11. Indirect cost / General and $ 15577 Administrative (G&A) cost 12. Amount Proposed (items 10 & 11) $ 55066 13. Total Project Cost (total of Federal and non-Federal amounts) $ 55066 3 Federal Second Year Total Both Years Direct Imaging of Faults from Minivibe and Hammer Reflection Surveys in Reno, Nevada John Louie Seismological Laboratory, University of Nevada, Reno TABLE OF CONTENTS Proposal Information Summary .................................................................................. 1 Abstract ...................................................................................................................... 2 Budget Summary ....................................................................................................... 3 Table of Contents ....................................................................................................... 4 Detail Budget ............................................................................................................. 5 Subcontractor’s Budget and Statement of Work: Optim, Reno, NV .................. 6 Project Description Significance of the Project .............................................................................. 9 Completed USGS-sponsored minivibe & hammer profiles in Reno ............. 12 Direct imaging of Western Basin & Range faults ......................................... 14 Project Plan .................................................................................................... 16 Final Report and Dissemination of Results.................................................................. 19 Related Efforts ........................................................................................................... 19 Project Personnel........................................................................................................ 19 Institutional Qualifications .......................................................................................... 21 Current and Pending Support ..................................................................................... 22 References ................................................................................................................. 23 J. Louie Declaration of No Conflict of Interest ............................................................ 25 Cooperation Letter from W. J. Stephenson, USGS ..................................................... 26 4 Direct Imaging of Faults from Minivibe and Hammer Reflection Surveys in Reno, Nevada University of Nevada, Reno Budget: Louie Proposed start date: 1/1/11 Budget 5/5/10 J. Louie NEHRP-IMW UNR Year 1 Total: SALARIES Employe e John Louie PhD Student-Acad Yr PhD Student-Summer Undergraduate labor Subtotals 55066 Units DailySum Monthly Monthly hourly Rate Number 701 2000 3000 12 5 4 1 200 Subtota l 3505 8000 3000 2400 16905 Ben Rate Benefit s 0.04 0.15 0.15 0.02 140 1200 450 48 1838 $18,74 3 Total Salary and Fringe SUBCONTRACT Optim: 2d Optimization and PSDM of 20 km of Reno Reflection Data $16,50 0 Subcontracts Total Expendables Computer Services Publication Costs Travel Dest Rate One to AGU or SSA Airfare Hotel, perdiem Registration 16500 $1,500 500 1000 Numbe r Subtotal 300 1 300 200 350 3 1 600 350 Additional Student Expenses Tuition and Fees, one semester 166.21 Total: Number 9 $1,250 $1,496 $39,48 9 Total Direct Cost Indirect Cost Computation Total Direct Cost 39489 1495.89 37993 0.41 Subtract Tuition & Fees Adjusted Total Fraction $15,57 7 Indirect Cost Year One Total $55,06 5 6 6 Subcontractor’s Budget and Statement of Work: Optim, Reno, NV Subcontractor Budget: Optim, Dr. Satish Pullammanappallil 2d Optimization and PSDM of 20 km of Reno Reflection Data Data Processing Personnel 2 hrs 50 @ Personnel 1 hrs 10 @ $15 /h 0 r $15 /h 0 r 15,000.0 0 Reporting, Data Delivery Total 1,500.00 $16,500. 00 Optim will perform the following tasks with regards to direct imaging of faults from Minivibe reflection surveys in Reno, Nevada: 1) SeisOpt® Velocity Optimization The P-wave arrival time data will be inverted for subsurface velocity within the geothermal field using Optim's proprietary SeisOpt® simulated annealing algorithm. This computationally intensive procedure will be performed on Optim's Beowulf system. Simulated annealing is a Monte-Carlo estimation process that can match P-wave arrival times to a velocity model even where sophisticated non-linear inversion methods may fail (Pullammanappallil and Louie, 1993; Pullammanappallil and Louie, 1994). The algorithm works by randomly perturbing an arbitrary starting model until the synthetic seismic wave travel times computed through it match the travel times picked from the new data. New models producing less travel time error are accepted for further enhancements, and models having increased error can be accepted conditionally based on their total error. As annealing proceeds, conditional acceptance becomes less and less likely. Unlike linear, iterative inversions, simulated annealing optimization will find the global velocity solution while avoiding local error minimums. It is also completely insensitive to the starting velocity model, removing the interpreter bias that may be involved in a prospect or project. 2) Two-dimensional (2D) Kirchhoff pre-stack migration SeisOpt® velocity models are then used as input for the Kirchhoff pre-stack depth migration (PSDM) algorithm, which is the second processing technique. The pre-stack migration algorithm uses the velocity models for accurate calculation of travel times down to and up from every point within the reflection data volume. It produces images by summing the value of seismograms within the data volume at discrete points of time, based on travel-time calculations through the velocity model. Pre-stack migration can produce images from seismic data that has no visible signs of reflective coherency given a model that accurately characterizes the 2D velocity structure (Figure O2). Because pre-stack migration is free of assumptions about dip of bedding and structure, it will create images that reveal the true-depth location and geometry of structural features in any orientation (Louie and Qin, 1991). 7 Figure O1: High-resolution velocity model obtained from first-arrival picks using SeisOpt® @2D™ velocity optimization software at the Coso geothermal field, southern California. Velocity models alone can be a reliable indicator of structure. Figure O2: Pre-stack SeisOpt® depth images from Line 1 at Blue Mountain, west of Winnemucca NV. The image on the right shows interpreted faults over processed reflection data, well projections, and entries (x). Image on the left is identical but without interpreted faults. No vertical exaggeration. The prominent shallow nearly horizontal reflectors are due to lithologic layering in the multi-thrusted Mesozoic Singatse Formation. The seismic data accurately predicted economic entries of geothermal fluids found during drilling, several of which displayed no surface manifestations (Melosh et al., 2008). 3. References Louie, J.N., and Qin, J., 1991, Subsurface imaging of the Garlock fault, Cantil Valley, California: Journal of Geophysical Research, B., Solid Earth and Planets, v. 96, p. 14,46114,479. 8 Melosh, G., Fairbank, B., and Niggeman, K., 2008, Geothermal drilling success at Blue Moutain, Nevada, Proceedings of the thirty-third workshop on geothermal reservoir engineering, Stanford, California. Pullammanappallil, S.K., and Louie, J.N., 1993, Inversion of seismic reflection traveltimes using a nonlinear optimization scheme: Geophysics, v. 58, p. 1607-1620. Pullammanappallil, S.K., and Louie, J.N., 1994, A generalized simulated-annealing optimization for inversion of first arrival times: Bulletin of the Seismological Society of America, v. 84, p. 1397-1409. Key Personnel: Satish Pullammanappallil of Optim holds a Ph.D in Geophysics and will be one of the key personnel on the project. He has participated and performed independent research toward developing imaging and optimization algorithms for over eighteen years. From 1991 to 1993, Dr. Pullammanappallil and Mr. Honjas (now also of Optim) worked together as graduate students at the University of Nevada Seismological Laboratory to research and develop the commercial application of the new seismic processing methods used in USDOE Geothermal Program research (Grant Number DE-FG07-97ID13465). During this period, Dr. Pullammanappallil developed crucial and groundbreaking advancements in geophysical imaging and inversion. He was the first geophysicist to successfully apply simulated-annealing MonteCarlo estimations to the solution (part of the proprietary algorithm) of previously intractable velocity inversion problems. Prior to joining Optim, Dr. Pullammanappallil worked with Wm. Lettis & Assoc. as a Senior Staff Geophysicist, and prior to that perfored competitively funded research on seismic scattering problems as a Postdoctoral Research Scientist at Rice University. His work has produced several peer-reviewed publications on seismic data sets acquired from several areas of the southwestern United States, including the Great Basin and Southern California. Dr. Pullammanappallil has processed seismic data pertaining to geothermal development from the western United States and the Pacific Rim, including the Dixie Valley, Coso and Steamboat geothermal fields in the US, and a geothermal field on the island of Kyushu, Japan. He has also developed and successfully applied proprietary 3-D joint earthquake hypocenter and seismic velocity optimization algorithms. He has processed thousands of refraction microtremor data sets over the last several years. Dr. Pullammanappallil is the VicePrincipal and chief software developer at Optim and also coordinates scientific research at the CEMAT office at the University of Nevada Seismological Laboratory. 9 Direct Imaging of Faults from Minivibe and Hammer Reflection Surveys in Reno, Nevada John Louie Seismological Laboratory, University of Nevada, Reno SIGNIFICANCE OF THE PROJECT This project will perform advanced velocity optimization and prestack depth migration (PSDM) on ~20 km of minivibe seismic reflection data sets collected under USGS sponsorship during June 2009 and March 2010, across the Reno-area basin, Nevada (Fig 1; Frary et al., 2009; 2010; Louie et al., 2009). The advanced processing will directly image faults within and below the basin as sharply focused reflections. Preliminary results based on an inadequate set of 1starrival-time picks (Kell-Hills et al., 2010) show promising indications of fault-plane images. Direct fault imaging will detect faults that may be difficult to identify from stratigraphic offsets, and can characterize faults within the basement, below the basin sediments. The advanced processing will require hundreds of hours of data processing, picking and geophysical interpretation work by a graduate student, the PI, and a proven seismic-processing contractor. The benefit of this project will be improved detection and characterization of faults and their geometries below the Reno/Carson urban corridor, over and above the imaging that can be accomplished with current funding by UNR, Boise State, or the USGS (e.g., Frary et al., 2010). Improved fault characterization will best leverage USGS investments in Reno to allow creation of improved urban hazard maps by future projects. Under a prior USGS NEHRP-NIW project, Louie convened two regional workshops in January and November of 2008 to plan the development of the Western Basin and Range Community Velocity Model (WBRCVM). As reported by Louie (2008b) and Louie and Magistrale (2008), the purpose of the WBRCVM is to allow the modeling of ground motions in Nevada urban areas for scenario earthquakes. Louie and Magistrale (2008) showed with preliminary ground-motion computations for the Feb. 2008 M6.0 Wells earthquake and the April. 2008 M5.0 Mogul/West Reno earthquake the importance of: 1) proper characterization of the seismic source; and 2) proper characterization of 3d basin structure in both the source and the urban areas. The Reno-area basin may host on its south side the most hazardous fault for Reno, the Virginia Lake fault of the 1-5 mm/yr Mt. Rose fault complex, the northernmost part of the Genoa fault system (Sawyer, 1999). Dhar et al. (2008; 2009a,b; 2010) suggested, from a temporary community-based deployment of 90 EarthScope Flexible Array instruments during the 2008 Mogul/West Reno earthquakes, unexpected station time delays perhaps due to hidden basin structure at the edges of the Reno-area basin. These developments together with USGS priorities to create an earthquake-hazard map for the Reno/Carson Urban Corridor motivated USGS internal projects to plan a multi-year seismic-reflection survey program to better delineate faults and basins in the Reno area. The first year’s surveys, UNR-Louie collaborations with the Stephenson-Odum group at the USGS in June 2009, and with L. Liberty at Boise State in March 2010, all under USGS-NEHRP-NIW sponsorship, recorded about 20 km of seismic section across the main north-striking elements of the Virginia Lake fault (figure 2; Frary et al., 2009). The current project has provided sufficient funds to hire a dozen Nevada undergraduates to gain the experience of working on the reflection survey crews. In addition, Louie’s 25 spring-semester 2010 Applied Geophysics students 10 assisted the March surveys by Boise State, and conducted a wide range of supporting geophysical investigations as well. The seismic sections are also providing the depths to the principal impedance contrasts within and at the floor of the basin, a crucial piece of information needed for the WBRCVM. Louie, Tibuleac, and Cashman are completing work under modest FY2009 NEHRP-NIW funding that helped permit and conduct survey fieldwork, and collected other critical data for the WBRCVM (Louie et al., 2009). However, that broad, multi-objective project does not provide enough faculty or student time for a full geological and geophysical analysis of the Reno seismic data. There is only one day per PI! Fig. 1: Map of the Reno-area basin, showing the general routes of the completed USGS-sponsored seismic reflection surveys from June 2009 (TRK1, TRK2, and MNZA) and March 2010 (connecting TRK1 with TRK2, and around the east side of MNZA. Qal = Quaternary allunvium; Ts = Tertiary sediments; Ta = Tertiary andesites; Mz = Mesozoic rocks. The mountain front at MRFL shosw the path of the Mount Rose fault zone into the south side of the urban area. Cooperating efforts by Louie, Cashman, and Trexler seek to resolve the central uncertainties in the most hazardous earthquake scenario for Reno: does the Mt. Rose fault dip east or west? Will the predominant motion be strike-slip, or normal? We seek to provide an interpretation of the seismic results fully integrated with all other, prior geological and geophysical results in the basin, and engage a broad community geologists and geophysicists in the interpretive process. 11 This proposal seeks to sharpen the seismic results that the USGS-sponsored surveys have provided to the interpretation process. This proposed project will allow the current USGS commitment to the reflection surveys to deliver better results. Direct imaging of faults within and below the basin will come at the extra cost of this proposal, but will allow the results to be reported more rapidly and with more confidence. The increased confidence in the geometry of the imaged faults will greatly aid all current and future basin interpretation and seismic-hazard work. As well, since Quaternary deposits in Reno are largely fluvial instead of lacustrine (Abbott and Louie, 2000), it may not be possible to rely on stratigraphic disruption and displacement to recognize faults in the seismic sections. Direct fault imaging is more likely to reveal hidden faults, and faults within the basement. Fig. 2: Google Earth map of the Reno downtown, with blue lines locating elements of the 1-5 mm/yr “Mt. Rose fault” from Sawyer (1999), a component of the 80-km-long Genoa fault system. Red lines with station numbers are parts of the routes of USGS-sponsored seismic reflection surveys conducted in June 2009. These surveys were designed to characterize the Virginia Lake fault member of the system. Cashman et al. (2009) elucidate the history of the Walker Lane Belt and propose a geotectonic context for the Reno-area basin and the faults that cut through it. The division of the basin into two sub-basins, one under west Reno and one under the city of Sparks, first appeared in regional gravity inversions by Saltus and Jachens (1995). Abbott and Louie (2000) collected additional gravity and well data to make detailed models of the basin, showing the Virginia Lake 12 fault cutting along the eastern side of the west Reno sub-basin. Widmer et al. (2007) further improved the gravity data set and made more detailed models of Reno-area basin geometry. Aside from the shallow shear-velocity transect of Scott et al. (2004), prior geophysical investigations of the Reno-area basin were limited to potential-field studies as listed above. The USGS-sponsored seismic-reflection surveys in June 2009 and March 2010 represent a significant increase in USGS effort directed toward the construction of an urban hazard map for the Reno area. This proposal seeks to maximize the effectiveness of that new investment. The FY2011 NEHRP priorities for the IWM region include the following two statements, both of which this proposal addresses to reduce earthquake impacts in the US: “Conduct Quaternary geologic, geomorphic, and paleoseismic investigations to characterize the segmentation of Quaternary faults and to estimate the recurrence, locations, and magnitudes of large prehistoric earthquakes on significant hazardous faults in the IMW. Hazardous faults generally include those near urban areas that have slip rates of at least 0.1 mm/yr or those outside of urban areas that have slip rates of more than 0.2 mm/yr.” “A future program goal is to develop RCC urban hazard maps. In support of this goal, we seek proposals that: a) aid in developing a database of geologic, geophysical, geotechnical information, which will lead to a RCC Community Velocity Model, b) collect data on shear-wave velocities in the zero to 500-m depth range in the RCC, and c) improve knowledge of shallow subsurface structure and concealed faults in basins beneath the urban areas.” Completed USGS-sponsored minivibe and hammer reflection profiles in Reno Between the Stephenson-Odum USGS survey team and the Liberty Boise State project, the USGS has supported about 20 km of medium- and high-resolution seismic reflection profiling in Reno the past year. Preliminary results have been shown by Louie et al. (2009), Frary et al. (2009, 2010), and Kell-Hills et al. (2010). Figure 1 shows the general survey routes. USGS seismic-reflection techniques were similar to those used in Utah Valley to detail elements of the Wasatch fault. The nees@UTexas “Thumper” minivibe (700-lb reaction mass, vertically oriented) produced three 15-120 Hz sweeps at each source point, spaced at 5 m along the survey lines. A 144-channel line of 10-Hz single vertical geophones recorded the minivibe, using a 2/3 split spread for maximum offsets of about 500 m. Records were saved uncorrelated and unsummed. Source and receiver points had to be skipped frequently in this intensely urban area when they landed in trafficked streets. The March 2010 Boise State surveys were configured to give higher-resolution imaging, and some 3d control on the east end of the MNZA profile. A 200-lb enhanced weight-drop source activated 3-4 times at each source point was recorded by 96 channels of 14-Hz vertical single phones, usually in a split-spread geometry. The TRK1-TRK2 connection line and 4 km of survey perpendicular to the June 2009 MNZA line were recorded with 3-meter source and geophone intervals; two high-resolutiuon lines along the MNZA survey were recorded with 2meter source and 1-m geophone intervals. The March 2010 records were also recorded unsummed. Figure 3 shows an example single-sweep minivibe record from the quieter MNZA line, illustrating the great difficilty with picking first arrivals at offsets of more than 100 m in the June 2009 records. Figure 4, from Kell-Hills et al. (2010), shows the limited results that can be obtained under current funding, with velocities below 50 m depth not well constrained in downtown Reno. The 2000 m/s refractor at the top of the Tertiary sediments, 50-100 m down, is 13 not seen due to the limited offset range of the 1st-arrival picks that could be made in this noisy area. The lack of depth penetration for the velocity optimization results prevents the PSDM from imaging the plane of a suspected fault below station 415, defined by the eastward truncation of layered reflections from 1-200 m depth. Fig. 3: Single-sweep correlated minivibe record from the June 2009 MNZA line. First-arrival picks (red lines) could only be made easily to 100-m offsets, though reflections are visible at larger offsets. Fig. 4: Preliminary velocity optimization and prestack depth migration (PSDM) results from the TRK1 survey in downtown Reno. Station numbers are given along the top, correlating with the TRK1 map in Fig. 2, and the vertical scale is depth in meters. East is to the right. From Kell-Hills et al. (2010). 14 Faults are very difficult to characterize from stratal offsets and disruptions where the reflections are not coherently focused. Direct fault imaging will be essential in the Reno basin, to see faults that do not offset basement significantly. This project will use advanced velocity optimization to reliably characterize shallow lateral-velocity variations, and advanced prestack imaging techniques to properly focus both the stratal and the fault reflectors. Figure 4, without a sufficiently detailed velocity model for direct fault imaging, does not locate faults within the basement– only from stratigraphic terminations. Frary et al. (2010) also attempted PSDM imaging, but from a relatively smooth stacking-derived velocity model. The smooth velocities (not shown) benefit the imaging of near-horizontal stratigraphy, but like our initial attempts do not have sufficient velocity detail for fault-plane imaging. With the direct fault imaging strategy proposed here, faults in the Reno-area basin will be imaged within as well as below the basin. Fig. 5 shows a section of our PSDM of the TRK2 line that may be showing fault-plane reflections. A suspected, previously unknown fault surfacing at station 700 (blue) dips 45° east in this 1:1 depth section, following apparent fault-plane reflections as well as stratal terminations. Some of these possible fault-plane reflections are halfway down the section, at a depth of 500 m and well within the Tertiary andesites below the Quaternary and Tertiary sediments. At station 465 a mapped fault (green, and blue in the section) dives into the subsurface steeply, following stratal terminations and perhaps connecting to hints of fault-plane reflections below, within the andesites. Direct imaging of Western Basin & Range faults The UNR group, together with Honjas and Pullammanappallil at Optim, have been directly imaging faults in the western Great Basin for more than a dozen years. Honjas et al. (1997) performed 2d velocity optimization from tens of thousands of first-arrival picks on about a thousand prestack reflection records in a grid of seismic lines covering the northern Dixie Valley geothermal field. The direct imaging showed the existence of basinward step-faults, hidden from the surface by younger alluvial deposits. Chavez-Perez et al. (1998) applied the same analysis to existing COCORP data across Death Valley, imaging the Black Mountains range-front fault and quantifying its heave. Abbott et al. (2001) conducted a reflection survey in southern Dixie Valley, directly imaging the shallow-dipping 1954 M7.2 rupture below up to 1 km of alluvium using the same combination of velocity optimization and depth migration. Louie and Pullammanappallil (2007) and Louie et al. (2008) reviewed that work and added the 2003 shallow imaging of a low-angle normal fault in the west Ruby Mountains. Louie et al. (2007) elucidated these, plus much additional Optim work, for the Nevada geothermal industry. Figure 6, an example of commercial Optim analysis taken from Louie et al. (2007), shows how powerful the combination of a high-quality 1st-arrival pick set, velocity optimization, and PSDM can be. At this Nevada geothermal prospect, only the range-front fault is manifested at the surface. The other normal faults, in yellow, blue and purple in figure 4, are blind and hidden by younger alluvium. Optim achieved clear, direct fault-plane reflection images of these faults despite their not significantly offsetting the basin floor, nor being associated with significant lateral velocity changes. The faults are located with the most possible confidence for seismic data: within one lateral wavelength, rather than within a much larger Fresnel zone that would have to be allowed if the image was of lower quality. In most geothermal prospects in central Nevada, the geothermal resource is controlled by these hidden faults, and it is crucial to locate and drill them. 15 Fig. 5: (top) Map of a portion of the TRK2 survey. (bottom) Preliminary velocity optimization and prestack depth migration (PSDM) results from this part of TRK2. Station numbers are given along the top and the vertical extent of the section is 1000 meters. East is to the right. From Kell-Hills et al. (2010). 16 Fig. 6: 2d seismic-reflection and velocity sections from a Nevada geothermal prospect, showing direct detection and imaging of hidden faults below the basin floor. The data were collected and processed with velocity optimization and prestack depth migration (PSDM) by Optim. From Louie et al. (2007). Another interesting hint for what may be possible to image in the Reno reflection data set is shown by Fig. 7. Unusually strong negative-moveout reflections dominate hundreds of the records along the east end of the MNZA survey. If these arrivals prove to be sidewall reflections from faults as seen from the San Andreas and Garlock by Louie et al. (1988) and Louie and Qin (1991), then these faults should yield fault-plane images after proper velocity optimization and PSDM. The preliminary image in Fig. 7 has strong hints that direct fault imaging is being achieved. PROJECT PLAN The proposed project is for one year. In this project Louie and subcontractor Optim propose to complete: 1. Picking of all first arrivals from the 2009 Odum/Stephenson and Liberty seismic reflection records in Reno. Following Pullammanappallil and Louie (1994), this will be the essential data set allowing complete characterization of lateral velocity variations in the upper portion of the basin, where they are strongest. It is anticipated that between 100,000 and 200,000 traces will need to be picked for their first arrivals. Given the noisy nature of this urban seismic data set, and the fact that headwaves are often weaker than reflections, picking is a 17 challenging task that will require many trials. The single-sweep records will need to be summed and coherency filtered to identify 1st arrivals beyond 100-m distances. Picks may have to be actively constrained through feedback from a near-surface velocity smoothness constraint. Trace-correlation methods will have to be investigated for extending picks to the maximum offsets. The graduate student supported by this project will do most of this work over a period of 1-2 months, using the most convenient of the ProMAX, SPW, OpendTect, or JRG seismic software platforms that we have available. 2. Development of 2d optimized velocity models from the 1st-arival picks of the prestack data. This task will be completed by subcontractor Optim using their proprietary SeisOpt® technology, an extensively tested and industry-vetted implementation of the simulatedannealing travel time optimization of Pullammanappallil and Louie (1994), making use of finite-difference travel times (e.g., Vidale, 1988). This nonlinear optimization assures the best possible representation of lateral velocity discontinuities. No assumptions are made about the form or smoothness of the discontinuities. If insufficient depth coverage of the optimized velocities from the 1st-arrival time picks results, Optim will conduct additional optimizations, including for instance prestack reflection coherency in the objective function (Pullammanappallil and Louie, 1997). Fig. 7: (left) Correlated shot record from the east end of the MNZA survey, showing possiblelinear sidewall reflections originating at mapped faults. (right) Preliminary velocity optimization and prestack depth migration (PSDM) results from this part of MNZA. Station numbers are given along the top and the vertical scale is depth in meters. East is to the right. From Kell-Hills et al. (2010). 3. Preprocessing and filtering of the prestack records will be performed by contractor Optim in collaboration with PI Louie and the graduate student. Given the urban setting of the 2009 and 2010 surveys, and the use of a single geophone per recording channel by the USGS and BSU rather than a geophone group array, the prestack data records are dominated by strong, lowvelocity surface waves. Data quality will thus profit from application of the Hale and 18 Claerbout (1983) Butterworth dip filter, as did the direct fault imaging of Kanbur et al. (2000) at the Upheaval Dome, Utah impact structure. Over 12 km of the June 2009 survey routes are closely aligned with the shallow shear-velocity transect of Scott et al. (2004), so we have abundant information already in hand about the surface-wave velocities we expect to observe, allowing us to precisely target the dip-filter processing. 4. Prestack depth migration (PSDM) of all the prestack reflection records through the optimized velocities will bring the steeply dipping fault-plane reflections into focus at their true locations. The use of finite-difference travel times (e.g., Vidale, 1988) and properly assessed lateral-velocity variations from Optim’s SeisOpt® results will allow the proper placement of reflection depth points along even strongly curved raypaths. Optim and the PI and graduate student at UNR will collaborate on this step as well. We will include migration operator antialiasing control (Lumley et al., 1994), and possibly Bayesian signal/noise separation (Harlan et al., 1984). These enhancements were employed in PSDM work by Kanbur et al. (2000) and Louie et al. (2002), as well as by Optim for the numerous geothermal imaging examples shown in Louie et al. (2007), such as in figure 4. 5. Both Optim and PI Louie will interpret the PSDM results for quality and accuracy, comparing for instance basin depths derived from Abbott and Louie (2000) and Widmer et al. (2007) against the major impedance contrasts shown by the PSDM. Additional processing will be done as necessary. We will identify and interpret direct fault images within the sections (as suggested in Figs. 5 and 7), making sure fault interpretations are internally consistent. At that point we will deliver these results to cooperating geologists such as Cashman and Trexler who are studying the tectonic history and development of the Renoarea basin, and cooperating projects such as the Western Basin and Range Community Velocity Model construction effort of Magistrale, funded by NEHRP-NIW (note of cooperation below). 6. PI Louie and the graduate student will make an assessment of the reflection response of Tertiary versus Quaternary faults, after separating the two sets of faults in the interpretation. The direct fault imaging gives us the rare opportunity to examine the physical properties of the buried faults. Some questions we hope to collect data on include: Are any of the faults simple lateral velocity boundaries? Are they low-velocity zones? Do they show a reflection signal consistent with increased porosity? Decreased porosity and work hardening? 7. PI Louie and the graduate student will also make an assessment of fault reflection response versus vertical fault offset, where total offset can be assessed from stratal offsets across the fault. We will look for any correlations between fault age, offset, depth, and other factors against reflection attributes such as amplitude, phase, and frequency. AVO (amplitude versus offset or incidence angle) studies of the fault reflections may be possible. 8. Presentation and publication of fault-imaging results will be comprehensive, with all results posted in standard electronic seismic data-exchange formats on the Western Basin and Range Community Velocity Model website: http://www.seismo.unr.edu/wbrcvm . These results will also be exported to the formats needed for inclusion in the WBRCVM. At least one presentation on the results will be made at an international professional conference such as AGU, GSA, SSA, SEG, or AAPG. PSDM experience and results will also be submitted to a peer-reviewed journal for publication. 19 FINAL REPORT AND DISSEMINATION OF RESULTS All reports requested and required by the USGS will be submitted in a prompt and timely manner and the results of the research will be published in a professional journal. The PI will post all reflection results, images, and seismic data products on the Western Basin and Range Community Velocity Model website: http://www.seismo.unr.edu/wbrcvm . These products, and their interpretation, will also be integrated into the WGBCVM that is being created by Magistrale at San Diego State. RELATED EFFORTS Louie and Dr. Ileana Tibuleac of the Nevada Seismological Lab are currently starting a grant by the USGS NEHRP-NIW program to detail the Reno-area basin model, and to conduct validation of 3-d computations with ANSS data from the basin. Louie, Tibuleac, and Dr. Pat Cashman of the Dept. of Geological Sciences and Engineering are completing a FY2010 NEHRP-NIW project to: 1. further refine deeper-basin shear velocities; 2. measure shallow shear velocities at un-characterized ANSS stations in the Reno area; 3. assist the startup of the development of the Western Basin and Range Community Velocity Model (WBRCVM); 4. do permitting, field and processing work related to the USGS-sponsored reflection surveys in Reno during June 2009 and March 2010. The Mogul earthquake swarm in west Reno has provided a wealth of data for validation of computed scenarios and basin-structure studies in Reno. Site conditions of ANSS stations are a critical factor in the validations. Louie and UNR subcontractor Optim SDS are currently conducting 10,000 site-condition measurements for the Clark County and Henderson, Nevada building departments. This direct mapping of Vs30 will assist in building-code compliance, development planning, and hazard assessments. Upon release by the municipalities, these data will increase the number of measurements available to researchers by an order of magnitude. Louie (2008a) reported on the more than 1200 sites measured during the first two quarters of this 3-year project. PROJECT PERSONNEL This study will be conducted by John Louie, Professor of Geophysics at the University of Nevada, Reno. 20 Biographical Sketch of John N. Louie Seismological Laboratory 0174, Mackay School of Earth Sciences and Engineering College of Science, University of Nevada, Reno, NV 89557-0141 (775) 784-4219; fax (775) 784-4165; louie@seismo.unr.edu Professional Experience Professor of Geophysics, Nevada Seismological Lab. and Dept. Geological Sciences and Engin., University of Nevada, Reno; Assoc. Prof. 1992-2006; Assoc. Dir. of NSL 1/076/08. Responsibilities: undergraduate and graduate instruction; supervision of graduate degree candidates; conduct geophysical research. Assistant Professor of Geosciences, The Pennsylvania State University, University Park, Penna.; Sept. 1987 to Jan. 1992. Selected Recent Graduate Theses Directed M.S. Thesis in Geophysics by Mayo Thompson on ``Analysis of shear wave velocity measurements for prediction uncertainties in Southern California'' defended on 30 April 2010. M.S. Thesis in Geophysics by Annie Kell-Hills on `` Interpretations of a 3D Seismic Volume, Hawthorne Geothermal Field, Nevada'' defended on 19 April 2010. M.S. Thesis in Geophysics by Mahesh Dhar on ``Station delays, their standard deviations, and event relocations in the Reno-area basin from a dense USArray Flexible Array deployment during the 2008 west Reno earthquake swarm'' defended on 5 April 2010. Ph.D. Thesis in Geophysics by Donghong Pei on ``Modeling and inversion of dispersion curves of surface waves in shallow site investigations'' defended on 19 June 2007. Ph.D. Thesis in Geophysics by James B. Scott on ``Seismic noise in the shallow subsurface: methods for using it in earthquake hazard assessment'' defended on 26 April 2007. Selected Recent Sponsored Research Spatial Variability in Geotechnical Velocities and Effects on Ground Motions, sponsored by NSF/So. Calif. Earthquake Ctr., 5/2010 – 4/2011 for $31,400 incl. $5400 UNR funds. UNR subcontract: Comprehensive evaluation of the geothermal resource potential within the Pyramid Lake Paiute Reservation, sponsored by DOE-ARRA Geothermal Technologies Program through the Pyramid Lake Paiute Tribe: 5/2010 – 4/2013 for $903,620, 2 PIs. Shear-velocity measurements at CISN stations along the southern San Andreas fault, sponsored by the U.S. Geological Survey, 5/2009 – 5/2010 for $66,171. Gathering critical data toward the Western Basin and Range CVM, sponsored by the U.S. Geological Survey, 5/2009 – 8/2010 for $52,252 between 3 PIs. 3D seismic interpretation for geothermal resource assessment studies and environmental management at the Hawthorne Army Depot, Nevada, sponsored by US Navy Geothermal Programs Office/Great Basin Center for Geothermal Energy, 3/2009 – 4/2010 for $29,216. Large scale earthquake parcel classification mapping for increasing public safety and enhancing planning and development within Clark County, Nevada, sponsored by Clark County and the City of Henderson, Nevada, 7/2007 – 7/2010 for $7,462,525 total. Improving next-generation attenuation models with shear-velocity measurements at all TriNet and strong-motion stations in LA, sponsored by the U.S. Geological Survey under contracts 05HQGR0078 and 07HQGR0029, 2/2005 – 1/2008 for $104,000 total. Assembly of a crustal seismic velocity database for the Western Great Basin, sponsored by the U.S. Dept. of Energy/Great Basin Center for Geothermal Energy 4/2002-9/2007 for $380,000. 21 3-D evaluation of ground-shaking potential in the Las Vegas basin, sponsored by the U.S. Dept. of Energy/Lawrence Livermore National Laboratory 5/2002 - 9/2006 for $330,000 between 2 PIs. Relevant Publications Zohar Gvirtzman and John N. Louie, 2010, 2D analysis of earthquake ground motion in Haifa Bay, Israel: Bull. Seismol. Soc. Amer., 100, 733-750, DOI: 10.1785/0120090019. D. Pei, J. N. Louie, and S. K. Pullammanappallil, 2008, Improvements on computation of phase velocities of Rayleigh waves based on the generalized R/T coefficient method: Bull. Seismol. Soc. Amer., 98, 280-287, DOI: 10.1785/0120070057. D. Pei, J. N. Louie, and S. K. Pullammanappallil, 2007, Application of simulated annealing inversion on high-frequency fundamental-mode Rayleigh wave dispersion curves: Geophysics, 72, no. 5 (Sept.-Oct.), R77-R85. W. A. Thelen, M. Clark, C. T. Lopez, C. Loughner, H. Park, J. B. Scott, S. B. Smith, B. Greschke, and J. N. Louie, 2006, A transect of 200 shallow shear velocity profiles across the Los Angeles Basin: Bull. Seismol. Soc. Amer., 96, no. 3 (June), 1055-1067, doi: 10.1785/0120040093. J. N. Louie, 2001, Faster, better: shear-wave velocity to 100 meters depth from refraction microtremor arrays: Bull. Seismol. Soc. Amer., 91, no. 2 (April), 347-364. Other Important Publications P. H. Cashman, Trexler, J.H., Jr., Muntean, T.W., Faulds, J., Louie, J., and Oppliger, G., 2009, Neogene tectonic evolution of the Sierra Nevada - Basin and Range transition zone at the latitude of Carson City, Nevada: in Geol. Soc. Amer. Special Paper 447, Late Cenozoic Structure and Evolution of the Great Basin-Sierra Nevada Transition, 171-188, doi:10.1130/2009.2447(10). W. J. Stephenson, J. N. Louie, S. Pullammanappallil, R. A. Williams, and J. K. Odum, 2005, Blind shear-wave velocity comparison of ReMi and MASW results with boreholes to 200 m in Santa Clara Valley: Implications for earthquake ground motion assessment: Bull. Seismol. Soc. Amer., 95, no. 6 (Dec.), 2506-2516. J. N. Louie, W. Thelen, S. B. Smith, J. B. Scott, M. Clark, 2004, The northern Walker Lane refraction experiment: Pn arrivals and the northern Sierra Nevada root: Tectonophysics, 388, no. 1-4, 253-269. J. N. Louie, S. Chavez-Perez, S. Henrys, and S. Bannister, 2002, Multimode migration of scattered and converted waves for the structure of the Hikurangi slab interface, New Zealand: Tectonophysics, 355 (1-4), 227-246. R. E. Abbott, J. N. Louie, S. J. Caskey, and S. Pullammanappallil, 2001, Geophysical confirmation of low-angle normal slip on the historically active Dixie Valley fault, Nevada: Jour. Geophys. Res., 106, 4169-4181. Graduate Education California Institute of Technology, Pasadena, California. Degrees: Ph.D. Geophysics, June, 1987; M.S. Geophysics, June, 1983. Synergistic Activities JRG, an open-source seismic processing package: www.seismo.unr.edu/jrg . ModelAssembler, velocity gridding for Community Velocity Models: www.seismo.unr.edu/ma . Applied Geophysics course with 1-week multi-method field camp and on-line exercises: www.seismo.unr.edu/ftp/pub/louie/class/492-syll.html . Service on IRIS Standing Comm., managing the PASSCAL national facility, 2001–2003. 22 INSTITUTIONAL QUALIFICATIONS– UNR In partnership with the Nevada Applied Research Initiative, Lawrence Livermore National Lab, and Optim Inc., the Seismo Lab established the Collaboratory for Computational Geosciences (CCoG; www.seismo.unr.edu/ccog) facility in October 2002. This facility was upgraded in 2008 and again in 2010 to a total of 55 nodes, for a 150-CPU Beowulf parallel processor with >200 Gbyte of RAM. CCoG is primarily dedicated to seismogram inversion and modeling, and runs Larsen’s E3D and Petersson’s WPP viscoelastic seismic modeling codes from LLNL. Additional computer hardware consists of eight UNIX servers and twenty Apple and Sun workstations with speeds up to 2.8 GHz. These processors are used mainly for research applications and provide a basis for analysis of the accumulating network data base. One of the servers hosts the Lab's web site www.seismo.unr.edu, which is one of the University's most popular public outreach programs at 30,000-300,000 hits per day. Seismic reflection data sets are processed with John Louie's open-source JRG system for research (www.seismo.unr.edu/jrg), and with the industry-standard Halliburton ProMAX and Parallel SPW systems. Louie has signed a research and development agreement with dGB Earth Sciences, so 3d seismic data volumes can now be interpreted using all the advanced commercial features of the OpendTect software platform. As one of the statewide research agencies of the University of Nevada, the Seismological Laboratory is headed by a Director (G. Kent) who reports to the Dean of the College of Science. The Lab's current research staff consists of seven professional seismologists. Technical staff members include three seismographic technicians, one record analyst, and 2.0 FTE of computer and network systems personnel. Five graduate research assistants in degree programs of the Dept. of Geological Sciences and Engineering, and the Graduate Program of Hydrologic Sciences, are supported through the Lab. The Seismological Laboratory operates the Western Great Basin Seismic Network (USGS Funding; digital upgrades provided by the W.M. Keck Foundation) and the Yucca Mountain Digital Seismic Network (DOE-HRC Funding). These networks now include more than four dozen state-of-the-art high-dynamicrange real-time digital stations. Twenty-four ANSS strong-motion stations have been established as well in the Reno, Carson, and Las Vegas urban areas. Earthquake data are manipulated using the Antelope and CSS database systems developed by BRTT, allowing us to interchange both real-time and archived catalog and seismogram data with the CISN, PNSN, Arizona, and Utah seismic networks through data centers at Caltech, Menlo Park, Berkeley, Seattle, San Diego, and Salt Lake City, as well as with the Earthscope observatory. Much of the high-dynamic-range digital station data are archived in real time at the IRIS Data Management Center. Current Support and Pending Applications — John N. Louie Current: NSF/SCEC: Spatial variability in geotechnical velocities and effects on ground motions, $26,000, 6/2010 – 5/2011, Louie (0.5 summer month total). USGS-NEHRP: Higher resolution seismic velocity model in the Reno Basin, $30,372, 12/1/2009 – 11/30/2010, Tibuleac, VonSeggern, Louie (0.1 summer month). DOE-Recovery Act: Geothermal Technologies Program/Pyramid Lake Paiute Tribe: UNRGBCGE subcontract: Comprehensive evaluation of the geothermal resource potential within the Pyramid Lake Paiute Reservation, $903,620, 2/15/2010 – 2/14/2013, Faulds, Louie (1.0 summer month/year), Shevenell. 23 DOE-Recovery Act: Geothermal Technologies Program/Magma Energy: UNR subcontract: A 3D-3C reflection seismic survey and data integration to identify the seismic response of fractures and permeable zones over a known geothermal resource: Soda Lake, Churchill Co., NV, $92,000, 6/1/2010 – 5/31/2013, Shevenell, Louie (0.75 summer month total). DOE-Recovery Act: Geothermal Technologies Program/Presco Energy: UNR subcontract: Application of 2D VSP Seismic Imaging to the Targeting of Exploration and Production Wells in a Basin and Range Geothermal System, Humboldt House-Rye Patch Geothermal Area, Pershing County, Nevada, $99,180, 6/14/2010 – 6/13/2012, Louie (1.5 summer month total), Shevenell. DOE-Recovery Act: Geothermal Technologies Program/U.S. Geothermal/Optim: UNR subcontract: Acquisition, imaging, and elastic reflection attributes and AVO of a 2D, 3-C seismic survey at the San Emidio geothermal prospect, NV, $25,000, 6/1/2010 – 5/31/2011, Louie (1.0 summer month). DOE-Recovery Act: Geothermal Technologies Program/Oski Energy/Optim: UNR subcontract: Full waveform inversion and coherency imaging of gridded long-offset 2-D seismic lines at the Hot Pot geothermal prospect, NV, $25,000, 6/1/2010 – 5/31/2011, Louie (1.0 summer month). US Navy- Geothermal Programs Office/GBCGE: 3D seismic addendum to statement of work for geothermal resource assessment studies and environmental management at the Hawthorne Army Depot, Nevada, $29,216, 11/3/2008 – 6/30/2010, Louie (0.5 summer month). USGS-NEHRP: Shear-velocity measurements at CISN stations along the southern San Andreas fault, $66,171, 5/15/2009 – 5/14/2010, Louie (0.25 summer month). USGS-NEHRP: Gathering critical data toward the Western Basin and Range CVM, $52,252, 5/15/2009 – 8/14/2010, Louie (0.05 summer month), Tibuleac, Cashman. City of Henderson, Nevada, Building & Fire Safety Dept., Large scale earthquake parcel site classification mapping for increasing public safety and enhancing planning and development within the City of Henderson, NV, $875,000, 7/1/2008 – 6/30/2010, Louie (no time). Clark County, Nevada, Dept. of Development Services: Large scale earthquake parcel classification mapping for increasing public safety and enhancing planning and development within Clark County, Nevada, $6,587,525, 7/20/2007 – 7/20/2010, Louie (0.7 summer month/year). Pending: EPA-STAR/DRI: UNR subcontract: Evaluation of potential risk to public health and infrastructure longevity associated with saline water capture at Honey Lake Valley, Nevada, $15,433, 3/1/2010 – 2/28/2011, Louie (0.5 summer month). This Proposal. REFERENCES Abbott, R.E. and Louie, J.N., 2000, Case history: depth to bedrock using gravimetry in the Reno and Carson City, Nevada, area basins: Geophysics, 65(2), 340-350. Abbott, R. E., J. N. Louie, S. J. Caskey, and S. Pullammanappallil, 2001, Geophysical confirmation of low-angle normal slip on the historically active Dixie Valley fault, Nevada: Jour. Geophys. Res., 106, 4169-4181. 24 Cashman, P.H., Trexler, J.H., Jr., Muntean, T.W., Faulds, J., Louie, J., and Oppliger, G., 2009 in press, Neogene tectonic evolution of the Sierra Nevada – Basin and Range transition zone at the latitude of Carson City, Nevada: Geological Society of America Special Paper. Chavez-Perez, S., J. N. Louie, and S. K. Pullammanappallil, 1998, Seismic depth imaging of normal faulting in the southern Death Valley basin: Geophysics, 63, 223-230. Dhar, M. S., Thompson, M., Kell-Hills, A., Louie, J. N., Smith, K. D., Tirabassi, J., Tom, S., and Irwin, T., 2008, Educating a community impacted by an earthquake swarm: 106 volunteers host Earthscope Flexible Array recorders during the Mogul, Nevada sequence: Eos Trans. AGU, 89(53), Fall Meet. Suppl., Abstract PA13B-1342. Dhar, M.S., M. Thompson, A. Kell-Hills, J.N. Louie, and K.D. Smith, 2009a, Station delays and their variance in the Reno-area basin from a dense deployment during the 2008 West Reno earthquake swarm: 2009 SCEC Annual Meeting poster 1-140, Palm Springs, Calif., Sept. 13-16. Poster can be viewed at http://www.seismo.unr.edu/feature/2008/wreno/Dhar-SCEC09poster.jpg Dhar, M. S., M. Thompson, A. M. Kell, J. N. Louie, and K. D. Smith, 2009b, Station delays, their standard deviations, and event relocations in the Reno-area basin from a dense deployment during the 2008 west Reno earthquake swarm: presented at 2009 American Geophysical Union Fall Meeting, Dec. 18; abstract in Eos Trans. AGU, 90(52), Fall Meet. Suppl., Abstract U53A-0062. Dhar, M. S., M. Thompson, A. M. Kell-Hills, J. N. Louie, K. D. Smith, and M. C. Widmer, 2010, Crossconstraints between station delays, gravity, and reflection for the Reno-area basin floor, Nevada: presented at Seismol. Soc. Amer. 2010 Annual Meeting, Portland, Ore., April 23; Seismological Research Letters, 81, 381. Poster image available at http://crack.seismo.unr.edu/ftp/pub/louie/class/453/faultsurvey/Dhar-poster.jpg Frary, R., W. J. Stephenson, J. N. Louie, J. K. Odum, J. Z. Maharrey, M. Messmer, I. Tomlinson, E. F. Littlefield, A. Hughes, S. Jha, K. Kohls, M. S. Dhar, S. Konkol, A. Wakwak, P. H. Cashman, J.H. Trexler, R. Kent, and C. Hoffpauir, 2009, Preliminary analysis of high-resolution seismic imaging profiles acquired through Reno, Nevada, for earthquake hazard assessment: presented at 2009 American Geophysical Union Fall Meeting, Dec. 14; abstract in Eos Trans. AGU, 90(52), Fall Meet. Suppl., Abstract NS13A-1135. Frary, R. N., W. J. Stephenson, J. N. Louie, J. K. Odum, J. Z. Maharrey, M. S. Dhar, R. L. Kent, and C. G. Hoffpauir, 2010, Analysis of high-resolution p-wave seismic imaging profiles acquired through Reno, Nevada, for earthquake hazards assessment: presented at Seismol. Soc. Amer. 2010 Annual Meeting, Portland, Ore., April 23; Seismological Research Letters, 81, 357. Hale, D., and Claerbout, J. F., 1983, Butterworth dip filters: Geophysics, 48, 1033-1038. Harlan, W. S., Claerbout, J. F., and Rocca, F., 1984, Signal/noise separation and velocity estimation: Geophysics, 49, 1869-1880. Honjas, W., Pullammanappallil, S. K., Lettis, W. R., Plank, G. L., Louie, J. N., and Schweickert, R., 1997, Predicting shallow Earth structure within the Dixie Valley geothermal field, Dixie Valley, Nevada, using a non-linear velocity optimization scheme: Geothermal Resources Council Bull., 26, 45-52. Kanbur, Z., J. N. Louie, S. Chavez-Perez, G. Plank, D. Morey, 2000, Seismic reflection study of Upheaval Dome, Canyonlands National Park, Utah: Journal of Geophysical Research (Planets), 105, 9489-9505. Kell-Hills, A. M., M. S. Dhar, M. Thompson, J. N. Louie, and K. D. Smith, 2009, Community-outreach efforts in data collection and analysis for the 2008 Mogul earthquake sequence: 2009 SCEC Annual Meeting poster 1-050, Palm Springs, Calif., Sept. 13-16. Poster can be viewed at http://www.seismo.unr.edu/feature/2008/wreno/SCEC-poster-kell.jpg Kell-Hills, A. M., S. Pullammanappallil, J. N. Louie, P. Cashman, and J. Trexler, 2010, Optimized velocities And PSDM in the Reno basin: presented at Seismol. Soc. Amer. 2010 Annual Meeting, Portland, Ore., April 23; Seismological Research Letters, 81, 358. Available at http://crack.seismo.unr.edu/wbrcvm/refl/SSA10-Louie-Reno-refl.html 25 Louie, J. N., R. W. Clayton, and R. J. Le Bras, 1988, Three-dimensional imaging of steeply dipping structure near the San Andreas fault, Parkfield, California: Geophysics, 53, 176-185 Louie J. N., and J. Qin, 1991, Subsurface imaging of the Garlock fault, Cantil Valley, California: J. Geophys. Res., 96, 14,461-14,479. Louie, John N., Sergio Chávez-Pérez, Stuart Henrys, and Stephen Bannister, 2002, Multimode migration of scattered and converted waves for the structure of the Hikurangi slab interface, New Zealand: Tectonophysics, 355, no. 1-4, 227-246. Louie, J. N., W. Honjas, and S. Pullammanappallil, 2007, Geophysical exploration for geothermal resources: Advanced seismic technology: Geophysical Techniques in Geothermal Exploration Workshop, 2007 Geothermal Resources Council Annual Meeting, Reno, 28 September. Available at http://www.seismo.unr.edu/ftp/pub/louie/geothermal/exploration-louie.html . Louie, J. N., and Pullammanappallil, S., 2007, Shallow dip of two Great Basin normal faults demonstrated by shallow seismic reflection with refraction tomography (invited): Eos Trans. AGU, 88(52), Fall Meet. Suppl., Abstract NS23A-07. Louie, J. N., Pullammanappallil, S., and Honjas, B., 2008, Imaging the geometry of Great Basin normal faults by combining seismic reflection with refraction tomography: presented at the Seismol. Soc. Amer. Annual Meeting, Santa Fe, New Mexico, April 16-18. Louie, J. N., and Magistrale, H., 2008, From data to synthesis on the cheap: the Western Basin and Range Community Seismic Velocity Model: Eos Trans. AGU, 89(53), Fall Meet. Suppl., Abstract IN43A-1165. Louie, John N., 2008a, Earthquake hazard class mapping by parcel in unincorporated urban Clark County: Geological Society of America, Cordilleran Section (104th Annual) and Rocky Mountain Section (60th Annual) Joint Meeting, 19-21 March, Paper No. 17-6, Abstracts with Programs, 40, No. 1, p. 72. Louie, John N., 2008b, Assembling a Nevada 3-d velocity model: earthquake-wave propagation in the Basin & Range, and seismic shaking predictions for Las Vegas: SEG Expanded Abstracts, 27, 2166-2170. Louie, J. N., I. Tibuleac, P. Cashman, J. Trexler, W. J. Stephenson, J. Odum, S. K. Pullammanappallil, A. Pancha, and H. Magistrale, 2009, Gathering critical data toward the Western Basin and Range CVM: 2009 SCEC Annual Meeting poster 1-011, Palm Springs, Calif., Sept. 13-16. Poster can be viewed at http://www.seismo.unr.edu/faultsurvey/results/Louie-poster.jpg Lumley, David E., Claerbout, Jon F. and Bevc, Dimitri, 1994, Anti-aliased Kirchhoff 3-D migration: 64th Annual Internat. Mtg., Soc. Expl. Geophys., Tulsa, Okla., Expanded Abstracts, 1282-1285. Pullammanappallil, S. K., and J. N. Louie, 1994, A generalized simulated-annealing optimization for inversion of first-arrival times: Bull. Seismol. Soc. Amer., 84, 1397-1409. Pullammanappallil, S. K., and J. N. Louie, 1997, A combined first-arrival travel time and reflection coherency optimization approach to velocity estimation: Geophys. Res. Lett., 24, 511-514. Saltus, R. W., and Jachens, R. C., 1995, Gravity and basin-depth maps of the Basin and Range Province, Western United States: U.S. Geological Survey, Geophysical Investigations Map, Report: GP1012, 1 sheet. Sawyer, T. L., compiler, 1999, Fault number 1647, Mount Rose fault zone, in Quaternary fault and fold database of the United States: U.S. Geological Survey website, http://earthquakes.usgs.gov /regional/qfaults, accessed 05/04/2009 11:14 PM. Scott, J. B., M. Clark, T. Rennie, A. Pancha, H. Park and J. N. Louie, 2004, A shallow shear-wave velocity transect across the Reno, Nevada area basin: Bull. Seismol. Soc. Amer., 94, no. 6 (Dec.), 2222-2228. Vidale, J. E., 1988, Finite-difference calculation of travel times: Bull. Seismol. Soc. Amer., 78, 2062-2076. Widmer, M. C., P. Cashman, J. Trexler and C. Benedict, 2007, Neogene through Quaternary stratigraphy and structure in a portion of the Truckee Meadows basin: a record of recent tectonic history, Geol. Soc. America Abs. with Programs, 39(4), 9. 26 Declaration of No Conflict of Interest John Louie, Univ. of Nevada, Reno, May 12, 2010 This proposed project and its subcontract to Optim do not present any real or apparent conflicts of interest. I do not now nor have I ever had any personal financial interest in Optim or any of its predecessor or subsidiary companies. I have not ever served as an officer or board member of Optim or of any of its predecessor or subsidiary companies. I have occasionally worked for Optim as a private consultant, after receiving permission to do so from my supervisors at the University of Nevada. I am the inventor the refraction microtremor technology (not used in this proposed project), developed during the period of 1997-2000. As an employee of the State of Nevada, under Nevada law, the State owns all inventions I make in the field of expertise for which I was hired. In April 2004 I disclosed the refraction microtremor technology to the University of Nevada's Technology Transfer Officer. The TTO accepted the technology as a State asset and immediately sought to license it for commercial development. An exclusive license was granted by the Nevada System of Higher Education, under their regular policies and procedures, to Optim to use and develop the refraction microtremor technology. Optim pays royalties to the State of Nevada based on any and all their sales of refraction microtremor software, services, or data. Under the University's intellectual property policies, I receive a share of these royalties personally as the technology's inventor. Optim is one of the University's most valued commercial partners. I have collaborated with Optim and Optim staff on research and on many technical papers published in peer-reviewed journals. Optim staff, including Dr. Satish Pullammanappallil, have been elected as University Adjunct Faculty, and have worked as members of graduate student advisory and thesis committees. For a decade Optim has donated graduate and postdoctoral fellowships to the University of Nevada, Reno Foundation. As well, Optim has donated software licenses, and professional staff time, toward student course and thesis work. Optim has provided research funding contracts to the University, as well as delivering results under subcontract from University research projects. 27 Science for a changing world GEOLOGIC HAZARDS TEAM MS 966 BOX 25046 DENVER FEDERAL CENTER DENVER, COLORADO 80225 In reply refer to: William J. Stephenson Telephone: (303) 273-8573 FAX: (303) 273-8600 wstephens@usgs.gov April 29, 2009 Dr. John Louie Nevada Seismological Laboratory Mackay School of Earth Science and Engineering University of Nevada Reno, Nevada 89557 Dear John: Thank you for the significant effort you have contributed thus far this year to the upcoming USGS high-resolution minivibe seismic reflection investigation in the Truckee Meadows basin underlying Reno. Your cooperative assistance has already greatly improved the field plans and logistics for this imaging experiment, scheduled for June 2009. I fully support your proposed research to analyze the minivibe seismic reflection data to be acquired in Reno with your state-of-the-art direct fault imaging technique. The advanced imaging methodology you propose will complement the seismic reflection analysis the Central Region Geologic Hazards Science Center Intermountain West Megaproject plans to conduct on these data. Our combined analyses will lead to a robust, integrated view of the subsurface beneath the profiles, and the coordination of our efforts will maximize the scientific potential of these data. Finally, the results of our collaborative research will vastly improve our state of knowledge about the basin geometry and velocity structure underlying Reno. These results will thus be important contributions to further development of the Great Basin Community Velocity Model and, ultimately, the Reno/Carson City Urban Seismic Hazard Maps. Sincerely, William J. Stephenson Research Geophysicist 28