Positive Perspectives: Integrating Appreciative Inquiry into Collaborative Practice Susan Belgard, JD Peggy Thompson, Ph.D. Appreciative Inquiry Practitioner & Trainer, Trainer, Consultant, Coach Civil Collaborative Law Trainer Child Specialist Email divorcecoachpeggy@gmail.com Certified Co-Active Coach™ www.coachingthefullspectrum.com susanbelgard@gmail.com www.collabortivedivorcebook.com www.CDAdivorce.com Appreciative Inquiry Takes Collaborative Practice to a New Level Appreciative Inquiry (“AI”) is a strengths-based, values-oriented, positive-perspective technique that has been used worldwide for over 20 years in organization development and personal and executive coaching. AI is built on the premise that what you focus on is what you get more of; focusing on the positive, on stories of success, on strengths, on values and on the most ideal future or most satisfying outcome produces the most rewarding results. (The Constructionist Principle). Another AI tenet is that change begins the moment we start asking questions, framing discussions and engaging in dialogue designed to elicit the most positive and affirmative stories of the past and dreams of the future. (The Simultaneity Principle). Images of that ideal future invite plans, agreements and actions designed to fulfill it. (The Anticipatory Principle) Finally, in designing and building that future, lessons learned from past successes, honoring our values and using our strengths can be applied to new situations and circumstances. (The Success Principle). AI is a philosophy, a process and a way of being that is thoroughly compatible with and supportive of collaborative process. It shares roots with both Narrative Mediation and positive psychology by emphasizing the stories that individuals and groups use to make meaning of their present experience and to create their futures. It brings the strengths, values, success stories, dreams and visions of a compelling future held by individuals or groups fully into their awareness and encourages people to focus and build on them. An AI process starts by imagining the best possible outcome and refining that vision into an “Affirmative Topic” or theme (in CL terms, envisioning the best possible path to a commonly held goal). In the next phase (“Discovery”), AI helps people recognize and embrace their strengths and values, reflect on examples of past successes and times when, confronted with a similar problem, they successfully found a solution. Drawing on these example and strengths, the lessons are applied to the current situation The Inquiry process helps them to uncover their values, needs and wants (underlying interests) and create innovative mutually agreeable solutions which benefit all parties. Because AI itself is a quintessentially collaborative process — having the goal of allowing every voice to be heard with equal strength and impact – the process is affirming and supportive, increasing the participants’ ability to communicate, share concerns and work together. By acknowledging and honoring each others’ values, it ultimately reinforces the paradigm shift necessary for a successful collaborative process. And because AI is infused with a recognition and appreciation of stories of success, strengths and values, and dreams of a satisfying and compelling future, the emotional and relational aspects of the process allow for the development of a nonjudgmental, supportive, benevolent, and compassionate environment. Developing an “appreciative eye” contributes an immense amount of power and effectiveness to the collaborative process. © 2007 Susan Belgard and Peggy Thompson. All rights reserved in all media. 1 “Expectations” Research It is clear from both experience and research that human beings respond to the expectations that other human beings have of them. One famous story illustrates the impact of expectations. A very large and strong man became upset and out of control in a bar the police arrived and it took four men to subdue him and take him in to the hospital When they got to the hospital with the man in handcuffs and restraints, the small, young doctor spoke gently to the man. Then he asked the police to remove the restraints, reassuring the man he would be fine. The police objected, but the young doctor insisted. When they removed the restraints and backed away to avoid being hurt, the young doctor took the man’s arm and lead him down the hall with no problem” This is known as the “Pygmalion Effect “ “The Pygmalion Effect" is a phrase used to express the well-documented reality that people will perform according to the expectations others have for them. Limited expectations bring limited results, high expectations lead to exceptional results..Numerous educational and management studies verify, from many different perspectives. that expectations affect performance, that we communicate something vital and undisguisable about our attitudes toward others in ways that transcend ordinary language. What we believe and what we honestly think have powerful effects on how things turn out. One of the most famous research examples is the Rosenthal study. There were 18 classrooms in the school, three at each of the six grade levels. Within each grade level, the three classrooms were composed of children with above-average ability, average ability, and below-average ability, respectively. Within each of the 18 classrooms, approximately 20% of the children were chosen at random to form the experimental group. The teachers of these children were told that their scores on the "Test of Inflected Acquisition" indicated they would show surprising gains in intellectual competence during the next 8 months of school. The only difference between the experimental group and the control group children, then, was in the minds of the teachers. At the end of the school year, 8 months later, all the children were retested with the same test of intelligence. Overall, the children from whom the teachers had been led to expect greater intellectual gain showed a significantly greater gain than did the children of the control group, thereby supporting the "Pygmalion" hypothesis2 (Rosenthal & Jacobson, 1968). There have been numerous replications in different fields that strongly support what Rosenthal called Inflected “Images” Research Significant research indicates that peoples’ images of the future start them moving in the direction of the image, be it positive or negative. These studies have been done with both visual images and verbal pictures, producing similar outcomes. The images or visions that we create both in our internal conversation and in conversation with others are powerful predictors of outcome. In one study, some participants were asked to simply think of a college professor, while others were asked to think of a homeless person. Then they were asked to do a simple puzzle. Those who thought of the college professor performed the puzzle faster than those who thought of the homeless person. Mental images of future performance all indicate that the whole human body is affected by the mind. Sports practice using only images of good technique and success can be as or more effective in improving skills than live physical practice. Words create mental images in the mind which in turn cause the brain to respond, triggering physiological responses that affect brain functioning. These reactions are visible in CAT scans of the brain. The words “No” vs “yes” or “war” vs “peace” create visually different brain responses. Words that cause a person to feel good (positive) about themselves tend to expand brain © 2007 Susan Belgard and Peggy Thompson. All rights reserved in all media. 2 function, words that cause a person to feel bad (negative) about themselves tend to restrict brain functioning. Taking our cues from this research, the words we use, the questions we ask, the attitudes we have, the conversations we engage in with colleagues and clients about collaboration, all acquire new weight. If we take note of these findings and consciously become aware of our own mental set and expectations, we then have an opportunity to make choices about our own thoughts and behavior within the collaborative process, our attitudes and expectations regarding the process, our colleagues, and clients. That awareness, coupled with congruent action, can change the outcome of cases. Developing awareness of the principles and perspectives of appreciative inquiry can create an environment that enhances the professionals’ ability to work at their highest potential individually and as a team, as well as creating an environment that supports the clients to function at their best. Below are the main principles of AI and some examples of how they apply to the collaborative professional’s relationship to the team, to the process and to their work with clients. Appreciative Inquiry is a process that supports change The foundation of Appreciative Inquiry is based on the idea that institutions, cultures and social systems are “socially constructed”; that we create our institutions, cultures and social systems through our conversations with people. Our understanding of who we are as people takes place in the interaction with others. Social institutions grow out of conversations that expand into governments, schools businesses, etc. Consider, for example, how the collaborative model was created through conversation and dialogue as Stu Webb and his colleagues began discussing an alternative way to handle divorce proceedings. As those discussions proceeded and more people became involved and actions were taken to handle cases collaboratively, a new social system was born. The core belif of Appreciative Inquiry is that we cause change to happen through and with our inquiry and conversations. Given what we know from the research about peoples’ reaction to words, images and each other, and about the impact of expectations and attitudes on the behavior and accomplishments of those we relate to, it is reasonable to suggest that developing appreciative attitudes and thinking among the collaborative professionals and their clients will enhance the process, assisting them more easily and effectively to design a new future. Appreciative inquiry is based on principles which flow from the main philosophy that we are constantly creating ourselves and our world of experience in our conversations, both internal and with others. Some of the key concepts are: We can choose what we focus on : What we focus on grows and expands as we study it, give our energy to understanding it and appreciate it Inquiry creates change: Change begins with inquiry. The question itself begins to create change Images inspire actions: Human systems move in the direction of their images. The more positive and hopeful the images of the future, the more positive the present-day actions. In Every system, something works and what works can be applied to new situations. Harnessing the successes and lessons of the past, and awareness of strengths and values can catalyze optimum success in the future. The Importance of the Question In Appreciative Inquiry, the questions that are asked, the words we use to ask them, set the focus in a given direction either toward what is affirming or negating to the people and the © 2007 Susan Belgard and Peggy Thompson. All rights reserved in all media. 3 process. This suggests that for an effective paradigm shift that carries over into ourwork with clients, we need to begin with ourselves as collaborative professionals. If we have worked to develop an internal appreciative and affirmative stance about ourselves as collaborative professionals, about our collaborative colleagues and about the collaborative process, we are likely to communicate that to the potential client. This means that we first work with our own internal dialogue, focusing on developing an appreciative attitude toward ourselves, our colleagues and our clients. Then, as we begin our interaction in any of these relationships, we frame our conversation in the direction of our goal—a vision of the best possible collaborative process with this group of professionals and the best possible outcome for these clients. That preparation sets the stage for how and what we convey to the client, not only in our words but in all the less visible communications that always take place during human interactions. If our questions and comments affirm and appreciate the client and reassure him that his stories and experiences are important to us, while describing the collaborative process in appreciative and affirming ways, we begin to build a collaborative relationship with them and engage them in aligning with our own commitment to collaboration. For example, asking clients about what they would consider the best possible outcome for their divorce process starts them thinking about the possibility that collaboration can lead to something better for them. Asking what has value to them brings their values to mind for them and. through additional questions, anchors them in their values and expands your mutual understanding of what is important to them and supports growth of positive expectations. Remembering that the learning and understanding works in both directions, question the professional stimulates the clients to understand themselves better and deepens the professional’s understanding of them as well. Focusing on the nature and intent of our questions can lead clients and their collaborative team in a direction that will facilitate collaboration. Choosing an Appreciative and Affirmative Focus Based on a recognition of the importance of the question and the observation that whatever we focus on -- give energy to -- tends to grow and expand, by focusing on strengths, what is working or has worked well in the past, what is constructive, useful and satisfying, will produce more productive, creative and rewarding results than focusing on fear or failure. There are always choices about focus. For example, by acknowledging a person’s hard work to make a living for their family, or by asking them about a really good experience they have had as a father, a husband, a homemaker, manager or employer, we begin to focus on what is working , constructive, useful, etc. Listening with appreciation and curiosity, asking additional questions that expand your understanding of the person and his experience when he has been at his best in some way, inquiring about situations in which he felt good about himself builds a greater bond with clients, expands their understanding of themselves as successful, appreciated, and respected, allows the brain to work better and allows clients to function at a higher level of effectiveness . It also builds their internal confidence in themselves to grow personally during the divorce or civil collaborative process and making the process constructive and affirming. Images of the Future Inspire Action in the Present This principle has been expressed in many ways as goals, dreams, expectations, anticipations, and visions. It is grounded in the power of the imagination to impel action both in individuals and groups. In the mind-body connection studies, observers note that humans are drawn to their vision of the future and that vision initiates the actions that allow the vision to be realized. This synergistic process works both within the individual who creates a vision of their own future (self expectations). in the effect of the expectations others have of us, or in the combination of both. Recall the outcome of the Rosenthal study, cited above, on the impact of teachers’ expectations and students’ progress. The children may not, in the beginning, have imagined themselves as © 2007 Susan Belgard and Peggy Thompson. All rights reserved in all media. 4 exceptionally bright or of low ability from whom little was to be expected. However, teaches held the expectations and vision of who they were teaching and in perhaps a thousands imperceptible ways conveyed that to the children in each class. It is reasonable to assume that both the individual collaborative professionals’ expectations of and attitude toward the client, as well as the teams’, will have significant impact on the clients’ attitude and behavior in the collaborative process. In working with our clients, the very process of developing a clear, desirable and compelling vision stirs positive emotions that lead to positive actions. We then become the “holder” of the clients visions, so that we can guide them toward their desired vision when they lose track of it in their intense process of their changing life. Working without this conscious awareness of the power of vision –both the professional’s and the client’s – cn reduce our power to create the best possible outcome in cases.- This is a power that we have already begun to draw on in collaborative family work by asking people to share their ideas and vision of the best possible “divorce process for them”, “to develop their hopes and visions for their children”, to envision their best possible co-parenting relationship. In business relationships brought into the civil collaborative resolution model, focusing on ideas of the most mutually beneficial circumstance, outcome, relationship or alliance will likewise permit the clients to develop a vision for a satisfying future. Incorporating AI into the Collaborative Process There are many points where AI principles and process strengthen the collaborative approach. Picking up the point that what we think and speak about channels our focus and produces more of what same, we believe that the first place to start the journey of integrating an appreciative approach is with yourself. The chart below describes the structure of a typical AI process, and relates it to stages of a collaborative process. We suggest for each stage some appreciative perspectives about your relationships: toward your self, your attitude toward yourself as a collaborative professional, your attitude toward the collaborative process, your relationship to clients and your relationship to the collaborative team. These suggestions are designed to illustrate and actuate the power of appreciative thinking. AI Phase Definition: Defining the Affirmative Topic/positive theme for the process Collaborative Process Phase Setting the Vision for the Collaborative Process, individually for client and for all parties in joint session Focus Perspective relationship to self attitude toward self as collaborative professional attitude toward the collaborative process Belief in ability and capacity to understand, be compassionate, communicate, develop and exercise collaborative skills competently Knowledgeable, skilled, nonjudgmental, cooperative, able, continuous learner, reflective, open to new ideas, creative and flexible thinker, capacity to modify own views, attitudes or ideas through dialogue Holding a positive, constructive and affirmative perspective that the CL process will produce © 2007 Susan Belgard and Peggy Thompson. All rights reserved in all media. 5 Discovery: Identifying stories of success, values and strengths Client Interview, finding the clients story of cooperation, success and expanding your understanding of the clients values and strengths and appreciating them relationship to clients relationship to collaborative team relationship to self attitude toward self as collaborative professional the best possible outcome. Belief in one’s ability to guide parties to a satisfactory resolution. Champion of and guide for the process, while releasing ownership of the outcomes. Committed to ensuring all voices are heard. Committed to the power of conversation and dialogue as and the best ways to create a preferred future. Forward-looking, compassionate, listening for interests, alternatives, innovative outcomes, focused on mutually satisfying results for client and all participants, empathic, supportive of others and their views points. Belief that client can learn to operate at their best and highest purpose. Respectful, open, receptive, fair, dedicated to collaborative approach, team player. Committed to shared ownership of the collaborative process. Able to accept the constructive purpose/function of conflict – including hearing and handling “hard truths”. Belief in the power of narrative, re-storying, generative inquiry, eliciting values, vision, dreams, and amplifying successes. Owning one’s own strengths, success stories, and values supporting the collaborative process. Able to elicit client’s interests, strengths, values and options and interweave them into sound and mutually satisfying outcomes. Able to work easily and supportively with © 2007 Susan Belgard and Peggy Thompson. All rights reserved in all media. 6 collaborative team Dream: envisioning the most compelling future Design: coconstructing what should be and how Discovering the client’s hopes for the collaborative process. What will a successful process look like, what will be achieved, what will their relationship or situation be like in the future? Identifying the steps that need to be taken to achieve the attitude toward the collaborative process relationship to clients relationship to collaborative team relationship to self attitude toward self as collaborative professional attitude toward the collaborative process relationship to clients relationship to collaborative team relationship to self Belief that staying with the process, maintaining the vision and working as a team will lead the clients to their desired outcome. Nonjudgmental, curious, inquiring, supportive, encouraging, championing, allowing the client to experience being seen, herd and understood, focused on client’s “best” self and highest purposes and aspirations Able to portray and share client’s strengths, underlying interests, dreams for the future, ideas for optimal resolution Trust in ability to see and support a new, compelling, engaging and fulfilling future as a result of collaborative resolution Clear about personal strengths and values that sustain a collaborative engagement, willing to listen, learn, create and pursue possibilities and innovations. Convinced of the effectiveness of dreams and images to marshal in the preferred future Able to empower them to take an expansive view of the future, imagine unique and exceptional outcomes for resolution. Nurturing the individual skills, talents, and gifts of each member and encouraging the synergistic blending of their contributions to the preferred future Gifted in seeing the details and big picture of a situation or relationship © 2007 Susan Belgard and Peggy Thompson. All rights reserved in all media. 7 it should be Deliver: innovative planning for preferred, sustainable future outcome clients desire from the collaborative process, including awareness of specific behaviors, and ways of being and communicating, plus structures, relationships and resources that will support their personal path to a successful engagement with their collaborative team and an optimum collaborative resolution attitude toward self as collaborative professional attitude toward the collaborative process relationship to clients relationship to collaborative team Developing an agreement that includes the vision, and the steps that will lead to the achievement of the vision, with the means to make adjustments to changes that occur along the way relationship to self attitude toward self as collaborative professional attitude toward the collaborative process relationship to clients relationship to collaborative team Competent at identifying and distinguishing the factors that will sustain an optimum resolution of the issues. Providing an encompassing and supportive container for exploring and investigating essential elements that will create the foundation for collaborative resolution Belief in client’s lifeaffirming, positive and affirmative internal resources and life experiences that will help set the stage for a full and detailed plan for the future Treasuring the knowledge, skills, information, imagination and viewpoints of each team member, committed to hearing and incorporating the best advice each professional has to offer for a balanced, co-constructed and integrated design for resolution Perceiving opportunities beyond the usual range of options, future-oriented Capable of imagining and supporting detailed, innovative, inventive, holistic plans and agreements that sustain the collaborative resolution Energized about bringing the collaborative process to a formalized, structured resolution Holding an encompassing view of the desired outcome and having the training, skill and knowledge to translate vision into action Inclusive and appreciative of each team member’s specialized knowledge and ideas about their part of © 2007 Susan Belgard and Peggy Thompson. All rights reserved in all media. 8 the agreed resolution, plans and agreements AI is a powerful tool for self-discovery and for learning about your clients. We offer below an Appreciative Interview about yourself as a collaborative practitioner, so that you can experience firsthand the affirmative and positive effects of asking appreciative questions. (A sample Appreciative Interview for clients appears below). You may “interview” yourself, or, even better, engage a colleague in mutual interviews so each of you can enjoy the process and gain insight into AI.. Below we offer a sample of an “appreciative interview” designed to elicit your personal stories of success, values, and dreams for your successful future as a collaborative practitioner. We believe that once you experience the power of an appreciative interview, you will want to use them as you get to know your clients and the other participants in the collaborative processes you are involved with. High Points and Peak Experiences 1. (a) Recall some times when people you respect and matter to you were very supportive of you, spoke well of you, expressed appreciation for your work, your qualities and your strengths. In just a few words, describe a few incidents that come to mind: i) ii) iii) (b) Now, think about one of those times in particular, and describe it in more detail. Identify the person who supported you and describe what it was about them and how they spoke to you that allowed you to listen and accept their praise, what attitudes and qualities in them supported you to be your best, allowed you to trust them and believe in their opinions about you? What were the surrounding circumstances -- what did they do or say -- that made you feel special, appreciated, empowered? How did their support make you feel? Strengths and Values 2. Reflecting back on these and other incidents, describe the personal qualities – values and strengths – you embody that you bring to the collaborative process. List them, and then describe how these qualities help you work collaboratively, with clients and with your collaborative team. What strengths and qualities do you bring to the collaborative process? Give some examples of how you have used these strengths and qualities. Your Strengths or Values Impact on Collaborative Process © 2007 Susan Belgard and Peggy Thompson. All rights reserved in all media. 9 3. What core factors do you believe give life and vitality to a successful collaborative resolution?? Compelling and Fulfilling Future 4 Imagine it is five years from now, and you have experienced continued and growing success as a collaborative practitioner. Imagine that every year, the IACP chooses a practitioner who has demonstrated a high level of accomplishment in such areas as client relationships, practice development, innovations in collaborative team work, etc. The IACP has selected you as a recipient for a special award recognizing your particular achievements in one of these areas. Describe in detail what accomplishments you are being honored for, in what ways your achievements can serve as a role model and be the basis for the next level of maturity in collaborative practice. 5. If you had the power (and perhaps you do!) to bring about 3 major changes in yourself, your collaborative team or practice group, the collaborative process, or the IACP, what would they be? a. b. c. In a collaborative process, you can follow the same path in client interviews. If we consciously focus on asking positive, generative questions, we can keep the client’s focus on positive outcomes. For example, the client interview might be conducted along these lines: High Points and Peak Experiences 1. Recall some high points you have experienced (with your spouse) (in work circumstances, etc.) when you were most able to engage in a meaningful dialogue, agreement or consensus) (when you felt most supported at work)(when you felt best about your communication skills) (when you were most proud of your ability to create mutual understanding and trust with X or (in X circumstances). a) Summing up in a just a few words, tell me about some of the times that stand out for you as high points: i) © 2007 Susan Belgard and Peggy Thompson. All rights reserved in all media. 10 ii) iii) ... b) Now choose one of those times and tell me the story in more depth. What happened, who was involved, how did you feel? How did you set the stage for the conversation? What was it about your listening and speaking that contributed to this meaningful dialogue, mutual understanding or sense of trust? 2. What strengths and qualities do you bring to the collaborative process? Give some examples of how you have used these strengths and qualities. Personal Values 3. Briefly describe the values that infuse your desire to collaborate. What are some ways you engage in them during your daily interactions. Compelling Future 4. Imagine that it is 10 years from now and that everything you hoped would occur as a result of the collaborative resolution of this dispute has, in fact, happened. Describe the situation, including the immediate and long term benefits and improvements that have occurred. What did the collaborative process make possible? From where you sit 10 years from now, what does the future of this situation look like? 5. If you knew you would be granted any three wishes you might imagine for the future of this situation, what would they be? i. ii. iii. Using Positive Language to Express a Vision for the Collaborative Process Collaborative process works best when the parties operate from a positive, constructive and affirmative perspective about the outcome. Setting an overriding positive theme can do much to underscore the parties’ intention to resolve the dispute in a mutually satisfactory way and will give them an easy-to-remember focal point for their work together. In an Appreciative Inquiry process, the touchstone that keeps the process alive and on track is called an “Affirmative Topic”. It answers the question: “what do you want to see at the end”? In an AI process, the affirmative theme is deemed ”FATEFUL”, meaning that it is treated as the “true North” of the process, bringing the participants back to a sustaining and inspirational perspective at every moment. Visioning with your client: Similarly, in establishing a vision for the collaborative process, it is a good idea for the lawyer to “brainstorm” with the client about how s/he envisions the outcome of collaborative resolution process, emphasizing the importance of finding language that encompasses the best possible result. How would the client answer the question: “what do you want to see at the end?” Let © 2007 Susan Belgard and Peggy Thompson. All rights reserved in all media. 11 the client start and offer a suggested vision first. Listen, reflect and add whatever dimension you feel might bring the client closer to a positive expression of that vision. Then alternate, encouraging the client to build an ever more positive and encompassing description of the ideal future. The exchange might go something like this: Example: Ask the client: “What do you see as the ideal outcome of this process?” Client: Getting through this dispute without getting burned Lawyer: Getting through this dispute with respect and dignity Client: Getting through this dispute and learning good communication skills Lawyer: Using good communication skills to resolve issues that arise in this business relationship. Client: Using good communication skills to resolve issues and improve this business relationship. The back-and-forth should continue until the client and the lawyer believe the client has reached an optimum expression of the Affirmative Topic, theme or vision. Exercise: In disputes, what common results do your clients seek and how can you reframe them to optimize a collaborative approach to resolution Visioning with the parties during the first joint meeting: When the parties begin to work together, a conversation about “what they want to see at the end” can set the framework for all discussions. The lawyers and other collaborative professionals may choose to conduct a visioning session with all the parties present, and suggest that they come up with a joint vision for their collaborative process. Hopefully, all of the lawyer-client teams have each adopted their own version of their vision statement before the first joint meeting and will be willing to share them. The statements should be positive and bold. Conducting a joint visioning process is a very powerful step and offers the parties an opportunity to communicate with each other about the end result they want to see without getting into details related to specific issues, needs or desires. For example, the parties may be dealing with a conflict around employer-employee relationships. Rather than simply identifying the legal issues, the lawyers might inquire of their clients what their vision is for the future relationship. An actual example involving sexual harassment in the workplace illustrates the process. When concern over sexual harassment in the workplace erupted at Avon Mexico, the parties opted to consult an AI practitioner rather than a lawyer to deal with this issue. In doing so, they were prompted to assess what they really wanted to come out of the process. They expressed the desire, beyond resolving the sexual harassment issue, to establish “High Quality Cross-Gender Leadership Teams” -- a theme that dealt with the sexual harassment issue and gave them an opportunity to design a much more powerful and encompassing set of behaviors and criteria for working together. Another, more general example, might be “Harnessing the Positive Energy of Conflict”, through which the parties might examine how best to use different ideas to generate a solution with broader appeal and better results. © 2007 Susan Belgard and Peggy Thompson. All rights reserved in all media. 12