Date: Fri, 1 Jul 2005 09:15:03 -0400 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: Sherman Clarke <sherman.clarke@NYU.EDU> Subject: Re: Proposal to allow the addition of dates to established personal name headings The universe of shared cataloging and shared authority work is built on the assumption that headings will be as stable as possible. The longstanding policies to continue to use headings that are accurate but incomplete are built on this assumption. Bibliographic and authority records have long legs as they are used by libraries around the world, at different times. Thus, we have open headings for people who are famously dead, and we have headings without dates. I think this conservatism in headings is generally reasonable. Unfortunately, the users probably suffer more than catalogers do; reference librarians have to try to justify the open date for Warhol or Lady Di, end users don't get the date context when no dates are included in the heading. Maintenance of records may be easier now than it was in the past but even with automated assistance and global change, it is effort that could be spent in cataloging new items. If we are going to have more dynamic headings, perhaps we should think about adding more 400s with $w for earlier forms of the heading; this could expedite vendor authority processing. Of course, depending on the system, it would result in unhelpful references, unless we could teach our systems to interfile open date 1928- with date range 1928-1987. MARC encodes our headings which are based in AACR. The new cataloging rules are moving toward being element-based. When you think of a name as an element, the life dates become an attribute of the name. Encoding schemes other MARC have other ways of dealing with dates than building them in headings. This is probably not relevant in our catalogs now but has an effect on how LC/NAF headings are used in other systems. I'd advocate continuing the current policy of keeping headings as they are (with open dates or without dates at all) in most cases. I imagine most of the irate customers and pacification efforts are done for famous cases. Adding death dates to the Andy Warhols, Lady Dis, and Pope John Pauls would be a reasonable cost for easing the ire and frustration, but I continue to think that the shared cataloging universe is better served by a general conservatism about changing existing headings. Sherman Clarke, NYU Libraries and Art NACO sherman.clarke@nyu.edu ========================================================================= Date: Fri, 1 Jul 2005 14:51:05 +0100 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: "Moore, Richard" <Richard.Moore@BL.UK> Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov>, PCCLIST@sun8.loc.gov MIME-Version: 1.0 Content-Type: text/plain; charset="us-ascii" Content-Transfer-Encoding: quoted-printable I agree with Sherman Clarke's remarks. The British Library is currently applying resources to extending authority control across our integrated catalogue. Our system does not automatically propagate changes to authorised headings to our bibliographic database, and we don't have the resources to intercept very many of them manually. The suggestion to allow unnecessary changes to dates would result in much greater numbers of headings being changed. It would have a negative impact on the consistency of records we derived from external sources, with the records already on our catalogue. This would run counter to the improvements were are striving to make, for users of our OPAC. I think the proposal is an excellent idea in principle, in terms of the information contained in headings, but I suspect that it would damage the authority control of the catalogues of NACO participants, and users of bibliographic and authority records. In making some headings look "tidier", it would damage the accuracy of retrieval. =20 We have used 670 notes to record extra information, when it has become available. =20 Regards Richard _________________________ Richard Moore=20 Authority Control Team Manager=20 The British Library =20 Tel.: +44 (0)1937 546806 =20 E-mail: richard.moore@bl.uk ========================================================================= Date: Fri, 1 Jul 2005 09:08:12 -0500 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: Richard Amelung <amelunrc@SLU.EDU> Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> Friends-I can say little more than to thoroughly second Mr. Clarke's observations. I might also add that I completely pay homage to the library user who will take the time to point out to me the apparent oddity of an author whose heading shows an open birthdate of 1825- . First, I really don't have true users (as opposed to other library staff with too much time on their hands) calling me on the phone to discuss such issues every other day. It does occur. In our shared environment, such things need to be explained in the context of thousands of libraries and millions of records, as Mr. Clarke so aptly points out. Second, and I hope that this isn't too obvious, but if someone says, "Hey, Mr. Fields must be dead by now!" .... well, yes, so why do we need to add a date to a heading where it's just obvious to all that the fellow is in fact dead? Please, I don't know about those requesting such a change, but I don't have the time to be honing these records to the ultimate perfection that someone out there might wish to see. We already close dates for people in the "corporateness" (e.g., presidents, governors, etc.) after their term in office is complete. Unless we're considering a change to a "make work" society, I would prefer to leave things as they are. RCA ========================================================================= Date: Fri, 1 Jul 2005 12:00:35 -0400 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: Sue <swartzok@FIU.EDU> Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> In-Reply-To: <37b38e437b7cf7.37b7cf737b38e4@nyu.edu> Mime-Version: 1.0 Content-Type: text/plain; charset="us-ascii"; format=flowed I think library management systems are not yet capable of handling date changes easily enough for this proposal to be feasible right now. For example, the system we are migrating to (ExLibris Aleph) has totally inadequate authority control capabilities and will not improve them until release 17. Perhaps we should have this discussion again a few years from now--providing of course that LMSs follow OCLC's lead and inaugurate a linked authorities capability. Meanwhile, perhaps the national libraries would take it upon themselves to close the dates of a very very few of their own prominent citizens--Ronald Reagan or Lady Di, for example--and even fewer prominent international persons, such as the Pope. Perhaps PCC members could suggest names via this list and then leave it up to the national library to act on the suggestions or not. Knowing how much time my staff spends on database maintenance, I'm not sure I like this idea myself. But I do know that public services staff would like to see the deaths of prominent people recorded in our headings. Another crazy idea occurs to me: perhaps we should enter dates in a uniform manner no matter whether a person was born more than 100 years ago or not--that is, enter birth dates in the form of "b. 1968". Such a form does not look as incomplete as "1968- ". Sue Sue Wartzok Head, Cataloging Department Green Library University Park Campus Florida International University Miami, Florida 33199 Phone: (305) 348-6269 Fax: (305) 348-1798 ========================================================================= Date: Fri, 1 Jul 2005 10:32:20 -0600 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: John Wright <John_Wright@BYU.EDU> Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> MIME-Version: 1.0 Content-Type: text/plain; charset="us-ascii" Content-Transfer-Encoding: quoted-printable Perhaps another thing to think about would be to rethink the LCRI encouraging us to ALWAYS add a date if it is known when we are establishing a new heading Some of the problems arise because we add birthdates to name headings when birthdates are not needed to make the headings unique. If birthdates are not needed to distinguish a heading and are not added to an established heading, death dates or closing dates would not be needed either. John B. Wright ========================================================================= Date: Fri, 1 Jul 2005 09:37:25 -0700 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: "D. Brooking" <dbrookin@U.WASHINGTON.EDU> Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> Comments: cc: PCCLIST@sun8.loc.gov In-Reply-To: <6.2.1.2.2.20050701111929.04eef770@mailhost.fiu.edu> MIME-Version: 1.0 Content-Type: TEXT/PLAIN; charset=US-ASCII; format=flowed Sue: I proposed to the Autocat list some years ago the idea of using "b. 1905" instead of "1905- ". This was partially because open dates are confusing to users (both patrons and reference librarians) and also because with the advent of the 21st century it seemed at least that we should change the parameters on when to leave dates open (as persons born in 1900 were perhaps not quite so likely to be still alive as they were when LCRI 22.17 was first devised). But the idea proved very unpopular at the time. I don't remember quite why, except for the one concrete problem of filing in library opacs (the "b." and the "d." used with dates get filed as letters, so the dates don't get filed properly in chronological order with other dates). People at the time, in fact, were proposing to close out people with death dates, claiming that the database maintenance would not be that bad, even envisioning monitoring obituaries, etc. Which I think just sounds like *way* too much work (and it would be too difficult to justify the time-consuming effort). ************ Diana Brooking (206) 543-8405 Cataloging Librarian Suzzallo Library (206) 685-8782 fax dbrookin@u.washington.edu University of Washington Box 352900 Seattle WA 98195-2900 ========================================================================= Date: Fri, 1 Jul 2005 10:11:11 -0700 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: Daniel CannCasciato <Daniel.CannCasciato@CWU.EDU> Subject: Re: Proposal to allow addition of dates to personal name headings Comments: To: AUTOCAT@LISTSERV.BUFFALO.EDU Comments: cc: cpso@loc.gov, sherman.clarke@nyu.edu, PCCLIST@sun8.loc.gov MIME-version: 1.0 Content-type: text/plain; charset=US-ASCII Content-transfer-encoding: 7bit Content-disposition: inline Hi All, I've enjoyed the discussion and was almost convinced against the proposed policy, contrary to my longstanding desire for it. Sherman Clarke, from Art NACO almost got me completely moved with his posting on the PCC list. However, I'm holding on to my support for the proposed change. I think, however, we could word it somewhat differently, to help catalogers make judgments that are in line with the shared environment in which we work. Perhaps something like: Allow the optional addition of dates (birth, death or both) to existing personal name headings at will. (LCRI 22.17 that requires all new headings to have dates added when these are readily available). Catalogers are urged to keep in mind the requisite maintenance imposed upon (potentially) thousands of libraries when such changes are made. Please keep this workload factor in mind when considering the benefit of adding dates to existing headings. Somewhat loosey-goosey, but a lot of good faith cooperation is just that. Overall, I support the proposal. Daniel ------------Daniel CannCasciato Head of Cataloging Central Washington University Library 400 E. University Way Ellensburg, WA 98926-7548 dcc@cwu.edu ========================================================================= Date: Fri, 1 Jul 2005 10:35:26 -0700 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: Adam Schiff <aschiff@U.WASHINGTON.EDU> Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> In-Reply-To: <6.2.1.2.2.20050701111929.04eef770@mailhost.fiu.edu> MIME-Version: 1.0 Content-Type: TEXT/PLAIN; charset=US-ASCII; format=flowed Sue Wartzok wrote: > Another crazy idea occurs to me: perhaps we should enter dates in a uniform > manner no matter whether a person was born more than 100 years ago or > not--that is, enter birth dates in the form of "b. 1968". Such a form does > not look as incomplete as "1968- ". > I don't think this idea is crazy at all, in fact, it's something I've raised in various venues from time to time too. I think using a "b." form for all persons when only the birth date is known at the time of cataloging would bring consistency to our catalogs and less controversy, as it gives no implication that a person is considered to still be alive. When both dates are known, the current practice of giving both could still be considered and when a person dies there would not be a need to change a heading that just has "b. <date>". Perhaps if there is consensus on this within the PCC, the PCC rep to CC:DA could prepare a rule revision proposal for them (and the JSC if it passed CC:DA) to consider. Adam Schiff ************************************** * Adam L. Schiff * * Principal Cataloger * * University of Washington Libraries * * Box 352900 * * Seattle, WA 98195-2900 * (206) 543-8409 * (206) 685-8782 fax * aschiff@u.washington.edu * * * * ************************************** ========================================================================= Date: Fri, 1 Jul 2005 12:37:35 -0500 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: "A. Ralph Papakhian" <papakhi@INDIANA.EDU> Subject: Re: Proposal to allow addition of dates to personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> In-Reply-To: <s2c516fd.074@hermes.cwu.edu> MIME-Version: 1.0 Content-Type: TEXT/PLAIN; charset=US-ASCII hi, fyi, the proposal that initiated the more radical proposal from CPSO was from the Music Library Association, Bibliographic Control Committee, Authorities Sub-Committee. the original proposal was simply to allow NACO libraries to add brief death date information to 680 (Public General Note) [or to 678--Biographical or Historical data--it is not clear whether 678 is public or not]. the intention was to allow for the display of information about a person dying, even though the heading itself may not have a closing death date. the hope was that such a public note would eliminate some of the problems associated with the open dates--letting the public know that we know that bob hope died even though the heading has an open date. that hope may be naieve because of the lack of including authority records in keyword indexes in most (or all?) systems. i still haven't formulated an opinion about cpso's radical proposal to allow for the change of existing headings by adding dates at will. although we are about to enter the high tech land of frbr, etc., i just don't see how it's going to be possible to synchronize thousands (maybe tens of thousands) of library catalogs. maybe that argues in favor of the radical proposal--since library catalogs are already un-ynchronized, what would be the harm of changing headings willy-nilly by adding dates? --ralph p. A. Ralph Papakhian, Indiana University Music Library Bloomington, IN 47405 812/855-2970 papakhi@indiana.edu co-owner: MLA-L@listserv.indiana.edu ===============================================================Date: 1 Jul 2005 11:27:51 -0700 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: Louise Ratliff <lratliff@LIBRARY.UCLA.EDU> Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: PCCLIST@sun8.loc.gov In-Reply-To: <Pine.A41.4.61b.0507011030070.158412@homer03.u.washington.edu> MIME-version: 1.0 Content-type: text/plain; charset=us-ascii; format=flowed Content-transfer-encoding: 7BIT Content-disposition: inline Actually, this was the first idea that occurred to me as well, for all the reasons set out below. However, I believe that the filing and collocation problems in local systems speak against this approach at this time. --Louise ____________________________ Louise Ratliff Social Sciences Cataloger UCLA Library Cataloging Center (310) 825-8642 --On Friday, July 01, 2005 10:35 AM -0700 Adam Schiff <aschiff@U.WASHINGTON.EDU> wrote: Fri, > Sue Wartzok wrote: > >> Another crazy idea occurs to me: perhaps we should enter dates in a >> uniform manner no matter whether a person was born more than 100 >> years ago or not--that is, enter birth dates in the form of "b. >> 1968". Such a form does not look as incomplete as "1968- ". >> > > I don't think this idea is crazy at all, in fact, it's something I've > raised in various venues from time to time too. I think using a "b." > form for all persons when only the birth date is known at the time of > cataloging would bring consistency to our catalogs and less > controversy, as it gives no implication that a person is considered > to still be alive. When both dates are known, the current practice of > giving both could still be considered and when a person dies there > would not be a need to change a heading that just has "b. <date>". > > Perhaps if there is consensus on this within the PCC, the PCC rep to > CC:DA could prepare a rule revision proposal for them (and the JSC if > it passed CC:DA) to consider. > > Adam Schiff > > ************************************** > * Adam L. Schiff * > * Principal Cataloger * > * University of Washington Libraries * > * Box 352900 * > * Seattle, WA 98195-2900 > * (206) 543-8409 > * (206) 685-8782 fax * * * > * aschiff@u.washington.edu * > ************************************** ========================================================================= Date: Fri, 1 Jul 2005 11:31:41 -0700 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: Gene Fieg <gfieg@CST.EDU> Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> In-Reply-To: <Pine.A41.4.61b.0507011030070.158412@homer03.u.washington.edu> MIME-version: 1.0 Content-type: text/plain; charset=us-ascii Content-transfer-encoding: 7BIT My only problem with your proposal is that some library integrated systems read the b. as middle initial of the person's name. Looks very interesting on the opac. When we first starting using our LIS here, we also found that the system could not differentiate between numbers, such as the ISSN in the series statement. Because we don't any further confusion, even though it may have been cured by now, we routinely take the ISSN out of the 4XX field Gene Fieg Cataloger Claremont School of Theology gfieg@cst.edu ========================================================================= Date: Fri, 1 Jul 2005 14:32:53 -0400 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: Kent Boese <BoeseK@SI.EDU> Subject: Re: Proposal to allow addition of dates to personal name headings Comments: To: PCCLIST@loc.gov Mime-Version: 1.0 Content-Type: text/plain; charset=US-ASCII Content-Transfer-Encoding: 7bit Content-Disposition: inline To add my two cents-I too have enjoyed this mindful banter, and while I haven't had time to read all of the responses yet (and as such, hope I don't make a point already noted) ... I would like to point out what I think is obvious, and is supportive of Sherman and others who wish to leave things as they currently stand. The purpose of the NAR is to establish a heading that is unique. It is not intended to provide biographical information, but rather, uses biographical information as the easiest manner by which to identify a person uniquely. As long as an existing heading does not conflict with any other established heading, that should be good enough. I dare say that we all have more than enough work to keep us busy merely in attempting to keep up with new names needing headings to not need the extra hassle of needless database maintenance. Thank you all again for the discussion. I'm enjoying it. Kent Kent C. Boese Arts Cataloger Smithsonian Institution Libraries P.O. Box 37012 NHB 30 - MRC 154 Washington, DC 20013-7012 tel. (202) 633-1644 fax. (202) 357-4532 boesek@si.edu ========================================================================= Date: Fri, 1 Jul 2005 11:43:06 -0700 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: "D. Brooking" <dbrookin@U.WASHINGTON.EDU> Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: PCCLIST@loc.gov MIME-Version: 1.0 Content-Type: TEXT/PLAIN; charset=US-ASCII; format=flowed (I am resending this message to the list, since it looks like it was initially rejected. Please forgive any duplication if it did get through the first time.) Sue: I proposed to the Autocat list some years ago the idea of using "b. 1905" instead of "1905- ". This was partially because open dates are confusing to users (both patrons and reference librarians) and also because with the advent of the 21st century it seemed at least that we should change the parameters on when to leave dates open (as persons born in 1900 were perhaps not quite so likely to be still alive as they were when LCRI 22.17 was first devised). But the idea proved very unpopular at the time. I don't remember quite why, except for the one concrete problem of filing in library opacs (the "b." and the "d." used with dates get filed as letters, so the dates don't get filed properly in chronological order with other dates). People at the time, in fact, were proposing to close out people with death dates, claiming that the database maintenance would not be that bad, even envisioning monitoring obituaries, etc. Which I think just sounds like *way* too much work (and it would be too difficult to justify the time-consuming effort). ************ Diana Brooking (206) 543-8405 Cataloging Librarian Suzzallo Library (206) 685-8782 fax dbrookin@u.washington.edu University of Washington Box 352900 Seattle WA 98195-2900 ========================================================================= Date: Fri, 1 Jul 2005 14:50:52 EDT Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: "John C. DeSantis" <John.C.DeSantis@DARTMOUTH.EDU> Subject: Re: Proposal to allow addition of dates to personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov>, PCCLIST@sun8.loc.gov MIME-Version: 1.0 Content-Type: text/plain; charset=iso-8859-1 Content-Transfer-Encoding: quoted-printable Content-Disposition: inline I too would like to express my strong support for this proposal, = and in addition, I must say that I'm extremely surprised by the = concerns and opposition expressed by others. For libraries which outsource authority control to a vendor, the = local maintenance resulting from the changed headings would = presumably be done automatically through the periodic updates. For libraries which handle their authority control manually, the = implementation of this proposal would have a more pronounced effect = on their catalog maintenance. Such libraries could certainly = choose not to change their headings in bib. records to match the = altered authority record. Frankly, I think the benefit of having death dates in headings is = well worth any extra work caused by changes made to the headings in = the national file. John DeSantis Cataloging & Metadata Services Librarian Dartmouth College ========================================================================= Date: Fri, 1 Jul 2005 15:09:07 -0400 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: Jimmie Lundgren <JIMLUND@UFLIB.UFL.EDU> Subject: Re: Proposal to allow the addition of dates to establis hed personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> MIME-Version: 1.0 Content-Type: text/plain Perhaps it would be clear enough if we just used the year of birth, without dash or b.? Jimmie ========================================================================= Date: Fri, 1 Jul 2005 15:30:05 -0400 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: "Stone, Alva T" <ATStone@LAW.FSU.EDU> Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> The arguments for continuing the 'status quo' are esoteric. Library users and even reference librarians do not comprehend our reasons for omitting death dates that are known. Why should we continue to promote a practice that makes us look like curmudgeons who focus mainly on getting the job done with the least effort? =20 Yes, our primary goal is to provide adequate access to library materials. The omission of a known author's death date generally does not impede access to his/her writings, compositions, etc. =20 =20 HOWEVER ... =20 Let us consider common sense. When we enter an author/creator's birthdate alongside his/her name, this sets up a reasonable expectation that we would be giving the complete dates if and when those are known. That is the common pattern one sees in other reference sources-biographical dictionaries, encyclopedias, published histories, etc. The bibliographic catalog is another reference source. We learn a lot about a person when we see the titles s/he has written or works created, or the words used in materials written about her/him. Sometimes we even learn her/his full name, i.e., what that middle initials stands or stood for. Lots and lots of personal names found in the catalog are given with the birth dates and the death dates. It is logical, then, to assume that when a person's name has only the birth date, then this must mean that s/he is still alive. If we do not add the death date for someone like Ronald Reagan, Leonard Bernstein, or Princess Di, what does that say about us? * We are lazy * We are unknowledgable or behind-the-times * We don't care about accuracy * We are unreasonable * We are not using technology appropriately or lobbying our systems vendors to make global changes more effective =20 Now, you and I might be able to convince ourselves that those assumptions are incorrect. But this does not negate the appearance that we are lazy, stupid or slow, uncaring, unreasonable, or technologically challenged. In my opinion, we need to do what is right to show that we care about the ongoing quality of our product. =20 1) Add death dates to existing name authority records when these can be verified, without regard to the impact on catalog maintenance in individual institutions. 2) Change LC/NACO policy so that birthdates for new Name Authority records are not added to the established form of name unless it is needed to distinguish two or more persons with the same name. The birthdate should be added to the 667 field, however, to be available in case it is needed later to differentiate between authors. 3) Continue to request improvements in our Library Management Systems, to make global changes simpler and more effective. =20 Okay, that's my 20-cents. =20 Alva T. Stone, Head of Cataloging College of Law Library Florida State University Tallahassee, FL 32306-1600 ========================================================================= Date: Fri, 1 Jul 2005 15:40:09 -0400 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: "ELLETT, ROBERT" <ELLETTR@JFSC.NDU.EDU> Subject: Re: Proposal to allow addition of dates to personal nam e headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> MIME-Version: 1.0 Content-Type: text/plain; charset="iso-8859-1" I feel the need to comment on Mr. DeSantis' remarks about libraries not changing their headings to match current authority practice: DeSantis said: For libraries which outsource authority control to a vendor, the local maintenance resulting from the changed headings would presumably be done automatically through the periodic updates. For libraries which handle their authority control manually, the implementation of this proposal would have a more pronounced effect on their catalog maintenance. Such libraries could certainly choose not to change their headings in bib. records to match the altered authority record. One of the reasons that adoption and implementation of this proposal would be such a nightmare would be the lack of consistency it would cause throughout library catalogs for the very reason Mr. DeSantis stated. It is just bad practice to adopt a policy that would promote such inconsistencies in library catalogs. We also need to consider how this proposal would affect the larger cataloging community of non-PCC libraries. It would certainly make authority vendors happy campers, but it opens up a bad can of worms. Robert O. Ellett, Jr. Catalog Librarian Joint Forces Staff College Library 7800 Hampton Blvd. Norfolk, VA 23511-1702 Voice (757)443-6405 Fax (757)443-6044 ========================================================================= Date: Fri, 1 Jul 2005 16:00:22 EDT Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: "John C. DeSantis" <John.C.DeSantis@DARTMOUTH.EDU> Subject: Re: Proposal to allow addition of dates to personal nam e headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov>, PCCLIST@sun8.loc.gov MIME-Version: 1.0 Content-Type: text/plain; charset=iso-8859-1 Content-Transfer-Encoding: quoted-printable Content-Disposition: inline --- "ELLETT, ROBERT" wrote: One of the reasons that adoption and implementation of this = proposal would be such a nightmare would be the lack of consistency it would cause throughout library catalogs for the very reason Mr. DeSantis = stated.=20 --- end of quote --Just to clarify my point, I agree completely that we should try to = avoid inconsistencies among library catalogs. Ideally libraries = should find a way to update their catalog headings to match those = in the national authority file. But changes to name headings = already occur on a routine basis (for reasons other than the = addition of death dates), and presumably libraries are already = dealing with this phenomenon, either by implementing a procedure or = workflow to adjust or update their headings, or by choosing to = allow the authority records already in their catalogs to remain = static. John DeSantis Cataloging & Metadata Services Librarian Dartmouth College ========================================================================= Date: Fri, 1 Jul 2005 16:58:41 -0400 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: Amy H Turner <amy.turner@DUKE.EDU> Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> MIME-Version: 1.0 MIME-Version: 1.0 Content-Type: text/html; charset=UTF-8 Content-Transfer-Encoding: quoted-printable <P>Reading the debate over this proposal, I am struck by how much redundant= and/or inconsistent work is being done to maintain headings in catalogs ac= ross the country (not to mention internationally). What if we had a true un= ion catalog, with catalog maintenance done cooperatively, using sophisticat= ed automation? Local catalogs would facilitate a search of that subset of t= he national bibliographic records held by the local library, and would incl= ude holdings and item records to support serial check-in, barcoding, circul= ation, etc. I don't know enough about technology to say how difficult it wo= uld be to create such a catalog, and there would of course be political imp= lications. This is a pie-in-the-sky idea, but just imagine what it would be= like to make cataloging decisions in light of one unified catalog rather t= han thousands of disconnected ones. &nbsp;If somebody could add Princess Di= 's death date to one authority record and then automatically update the ass= ociated bibliographic records, would we be arguing the pros and cons? &nbsp= ;</P><P>To step back to current reality, someone proposed adding birth date= s only in cases of conflict, to minimize work adding death dates later. &nb= sp;However, with automated authority control, unique headings which can be = readily associated with a single author are much easier to work with. &nbsp= ;A heading such as Turner, Amy might represent several people. &nbsp;If the= authority record were later updated to Turner, Amy, 1957-, one should hesi= tate before making a global change to all the Turner, Amy's in the catalog.= &nbsp;However, a global change from Turner, Amy, 1957- to Turner, Amy, 195= 7-2057 could be made with much more confidence. &nbsp;</P><P>Although autom= ated authority control is still in its infancy, and we may never have a tru= e cooperative catalog, I think that we shold work towards improvements in t= he cataloging infrastructure, and not delay changes because this infrastruc= ture doesn't support them yet. &nbsp;I am in favor of the proposal of addin= g death dates, recommend LTI's authority control services as a way to have = the changes made automatically in local catalogs, and would be interested t= o hear what others think of the pie-in-the-sky idea of true cooperative cat= aloging (coordinated perhaps by the Program for Cooperative Cataloging). </= P><P>Amy</P><P>&nbsp;</P><P>Amy Turner</P><P>Monographic Cataloger and Auth= ority Control Coordinator, Duke University Libraries, Durham, NC &nbsp; </P= ><P>&nbsp;</P><P></P>= ========================================================================= Date: Fri, 1 Jul 2005 15:09:59 -0700 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: Adam Schiff <aschiff@U.WASHINGTON.EDU> Subject: Re: Proposal to allow addition of dates to personal nam e headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> In-Reply-To: <132483869@newdonner.Dartmouth.EDU> MIME-Version: 1.0 Content-Type: TEXT/PLAIN; charset=US-ASCII; format=flowed > Just to clarify my point, I agree completely that we should try to avoid > inconsistencies among library catalogs. Ideally libraries should find a > way to update their catalog headings to match those in the national > authority file. But changes to name headings already occur on a routine > basis (for reasons other than the addition of death dates), and > presumably libraries are already dealing with this phenomenon, either by > implementing a procedure or workflow to adjust or update their headings, > or by choosing to allow the authority records already in their catalogs > to remain static. It must be particularly difficult for libraries to keep current with headings in which an undifferentiated personal name authority record is broken up into more than one authorized heading. Without an authority vendor service, I don't see how libraries could keep track of these at all. Even with a vendor of authorities, the best one could do is get a report that the undifferentiated record had changed and then examine it and try to find the other new authority records that had been created and then see if any records in your local file need updating. We try to be very diligent about notifying OCLC about headings on bib records that need to be changed whenever we create new authorities, but unfortunately not all NACO libraries report BFM to the utilities since it is only required to report it to LC. Consequently there's no doubt in my mind that many of us already have different forms of headings for the same entities in our catalogs. Most of the catalogers here are in favor of the proposal, but are aware that there will be an impact to the people who do our database maintenance. For headings for which we have already been supplied an authority record from our vendor, our system should be able to quickly promulgate any changes to the heading in the authority to the corresponding headings in our bibs. For the rest, it will have to be hit and miss, just like it is in other cases. I think changing the rules to use "b." in front of all single dates representing birth dates might obviate the need in many cases to add death dates to headings when someone dies. Adam ************************************** * Adam L. Schiff * * Principal Cataloger * * University of Washington Libraries * * Box 352900 * * Seattle, WA 98195-2900 * (206) 543-8409 * (206) 685-8782 fax * * * * aschiff@u.washington.edu * ************************************** ========================================================================= Date: Fri, 1 Jul 2005 18:29:03 -0400 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: Sherman Clarke <sherman.clarke@NYU.EDU> Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> MIME-Version: 1.0 Content-Type: text/plain; charset=us-ascii Content-Disposition: inline Content-Transfer-Encoding: 7bit Amy Turner asked what we thought of her pie-in-the-sky idea of a true cooperative catalog. I agree that it sounds pretty wonderful. In some of RLG's planning for the future, they anticipate that verifying holdings will eventually involve a Z39.50 search from the central bib to the holding institution's database. It doesn't seem that awfully different from a situation whereby the local catalog fetched the bib record from the central database when it needed to display the authorized information. I won't speculate how this relates to FRBR at the moment. Amy, John De Santis, and others have mentioned authority vendor processing. This is contextual. Our local system (currently Geac Advance) has sophisticated authority mechanisms and could handle new versions of authority records which would change the related bib records if overlayed. Other systems wouldn't change the bibs without intervention. Some systems have clumsy global change. When someone mentioned the "b." solution, I heard the voice of Ben Tucker saying that the b.'s would file as initials. Can't remember if it was CC:DA or some other venue. Sherman Clarke - NYU Libraries - sherman.clarke@nyu.edu ========================================================================= Date: Fri, 1 Jul 2005 15:54:11 -0700 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: Wayne Richter <Wayne.Richter@WWU.EDU> Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> MIME-Version: 1.0 Content-Type: text/plain; charset="us-ascii" Content-Transfer-Encoding: quoted-printable John B. Wright wrote: <<Perhaps another thing to think about would be to rethink the LCRI encouraging us to ALWAYS add a date if it is known when we are establishing a new heading. Some of the problems arise because we add birthdates to name headings when birthdates are not needed to make the headings unique. If birthdates are not needed to distinguish a heading and are not added to an established heading, death dates or closing dates would not be needed either.>> I am not in favor of John's solution. As our catalogs become more international (and with some of the implications of FRBR), we will need authority records as accurate and complete as we can make them. The existing RI is a good one because it encourages NACO contributors to add dates when they are most likely to have them. A particular name may be considered unusual in one place but be common in another. Naming patterns also change with time, so I do not think it is a good idea to omit information which may be readily at hand. I am very much in favor of the proposal to allow the addition of dates to established personal name headings, but possibly more along the lines of the wording suggested by Daniel CannCasciato. Wayne V. Richter, Authority Control Coordinator, The Libraries, Western Washington University, Bellingham, WA 98225-9103 ========================================================================= Date: Sat, 2 Jul 2005 15:29:19 -0400 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: Judith Hopkins <ulcjh@BUFFALO.EDU> Subject: Re: Proposal to allow addition of dates to personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> Comments: cc: PCCLIST@sun8.loc.gov, autocat@listserv.buffalo.edu, cpso@loc.gov In-Reply-To: <s2c516fd.074@hermes.cwu.edu> MIME-Version: 1.0 Content-Type: TEXT/PLAIN; charset=US-ASCII I must admit to having mixed feelings about this proposal to add death dates to existing personal name headings with open dates. On the one hand I have long wanted to be able to add death dates to established personal name headings with open dates, especially those for well-known persons, and have been pained that the rules for authority control did not permit it. Thus, I should be jumping with joy at the proposal. On the other hand, like Sherman Clarke, I am concerned about the inconsistency that this proposal will add to catalogs. Adding a death date to an existing authority record, knowing that many libraries that use that record will not go back and update the bib records they already have with the open date form of the heading, seems a recipe for confusion. Thinking of the proposal in terms of Cutter's objectives for the catalog, I do not see that adding a death date to an authority record will improve the finding of a specific work, nor will it make it more difficult. As for the collocation function of a catalog, that will be lessened AS LONG AS SOME LIBRARIES HAVE SOME WORKS UNDER ONE FORM OF THE NAME AND OTHERS UNDER A DIFFERENT FORM thus making nonsense of the concept that each variant heading represents a different person. Of course, for those libraries that have the ability to change existing bib records with the older form of the heading, collocation will remain with the added advantage that the headings will now be more up-to-date and more reflective of the known facts. All that being said, should we base our rule changes on the capabilities of the weakest libraries? Or should we go ahead and adopt changes and leave it to later improvements in technology, funding, workflow, etc. to allow those libraries to catch up? If we wait until everyone is in a position to change we will probably never adopt anything new since that time is unlikely ever to arrive. To adopt the proposal or not to adopt? In the end I think I will have to favor adopting the proposal to add death dates, if only for the personal pleasure I get from having the headings reflect all that I know about the person, and to prevent catalogers from being charged with ignorance, laziness, etc. cc: cpso ************************************************************************* Judith Hopkins Norcross, GA 30092-1872 ULCJH@BUFFALO.EDU JUDITHHOPKINS@EARTHLINK.NET Web page: http://www.acsu.buffalo.edu/~ulcjh/ Listowner of AUTOCAT@LISTSERV.BUFFALO.EDU (http://ublib.buffalo.edu/libraries/units/cts/autocat) ************************************************************************* ========================================================================= Date: Sat, 2 Jul 2005 16:17:06 -0500 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: gary Strawn <mrsmith@NORTHWESTERN.EDU> Subject: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov>, PCCLIST@sun8.loc.gov Comments: cc: cpso@loc.gov In-Reply-To: <38416ea3840158.384015838416ea@nyu.edu> Mime-Version: 1.0 Content-Type: text/plain; charset="us-ascii"; format=flowed I have been enjoying this discussion of the proposed policy, and intend to weigh in with my own overwrought opinion before the deadline. I thought some numbers might be of interest. The most recent LC names weekly file processed here (lcname05.25) contains 8830 authority records, of which 5642 represent simple personal name headings (tag 100; subfield $t is not present). Of those 5642 simple personal name headings: New record, subfield $d code not present: 2670 New record, subfield $d code present: 979 Delete record, subfield $d code not present: 52 Delete record, subfield $d code present: 18 Replacement record, subfield $d code not present in incoming heading: 1279 Replacement record, subfield $d code present in incoming heading: 644 The previous version of the heading in 29 of the 644 replacement records did not contain the subfield $d code: these 29 records appear to have been changed to add a date. Of these 29 headings, in 3 cases the earlier headings actually contained dates, but mistakenly lacked the subfield $d code itself; in 3 other cases headings were changed in other ways at the same time the date was added. Of the 23 personal name headings in this file that differ only in the addition of subfield $d and dates, a strict definition of what constitutes a "conflict" (and searching only in the authority file itself) leads me to label 6 headings as having been changed as the result of a conflict, and 17 to have been changed in the absence of a conflict. Here are two examples of each: n 79044092: Jensen, Eric, $d 1950Date added to existing heading to make way for new heading without date n 84113305: Murphy, Peter E., $d 1942Date added to existing heading to make way for new heading without date no 2005007464: Manistina, Elena, $d 1973Date added to non-conflicting heading no 2005053962: Wallace, Patricia H., $d 1947Date added to non-conflicting heading Although numbers are small, there does appear to be at least one sub-category of headings that might be recognized among the 17 headings changed without evidence of conflict. The reconstruction of events for these might be one of the following: 1) the institution that established the heading missed a date of birth that appeared somewhere in the publication, the date was found by another institution handling the same item and the second institution changed the 670 and the heading; 2) the heading was established from CIP information, a date of birth arrived with the full publication and the 670 and heading were changed. I do not believe that any such are included in the above examples. I searched a 10% sample of the 979 new records for simple personal names with $d (97 headings examined), in the authority file. Using a looser definition of conflict than used above for changed headings (allowing the addition of dates to a new heading if not strictly required to break a conflict, when similar headings exist), I determined that 21 of the headings (22%) contained $d because it was needed to break a conflict or made a set of headings easier to understand; and 76 (78%) contained $d because it was available but was not required or particularly useful. Here are two examples of each: n 2005043497: Feenie, Rob, $d 1965No other 'Feenie, Rob' in authority file n 2005043541: Sikora, Ruzhena, $d 1918No other 'Sikora, Ruzhena' in authority file n 2005044002: Rosen, David, $d 1971Date required: 'Rosen, David' with no date already established n 2005044208: Coleman, Brian, $d 1970Date required: 'Coleman, David' with no date already established Gary L. Strawn, Authorities Librarian, etc. Northwestern University, 1970 Campus Drive, Evanston IL 60208-2300 e-mail: mrsmith@northwestern.edu voice: 847/491-2788 fax: 847/491-8306 Forsan et haec olim meminisse iuvabit. ========================================================================= Date: Tue, 5 Jul 2005 08:15:33 -0600 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: John Wright <John_Wright@BYU.EDU> Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> MIME-Version: 1.0 Content-Type: text/plain; charset="us-ascii" Content-Transfer-Encoding: quoted-printable Just to add to my previous comment: I agree with Wayne that we should make the authority records as accurate and as complete as possible. My suggestion to rethink the LCRI does nothing to make an authority record less accurate or less complete. Certainly all information found about a person, including his/her date of birth and/or death would be added to the authority record in 670 fields, but that information would only appear in the heading if it were needed to break a conflict. Because it would still be found in the 670 field, it could be used at a later time to help break a conflict and keep the heading unique. =20 Regards, John -----Original Message----From: Program for Cooperative Cataloging [mailto:PCCLIST@loc.gov] On Behalf Of Wayne Richter Sent: Friday, July 01, 2005 4:54 PM To: PCCLIST@sun8.LOC.GOV Subject: Re: Proposal to allow the addition of dates to established personal name headings John B. Wright wrote: <<Perhaps another thing to think about would be to rethink the LCRI encouraging us to ALWAYS add a date if it is known when we are establishing a new heading. Some of the problems arise because we add birthdates to name headings when birthdates are not needed to make the headings unique. If birthdates are not needed to distinguish a heading and are not added to an established heading, death dates or closing dates would not be needed either.>> I am not in favor of John's solution. As our catalogs become more international (and with some of the implications of FRBR), we will need authority records as accurate and complete as we can make them. The existing RI is a good one because it encourages NACO contributors to add dates when they are most likely to have them. A particular name may be considered unusual in one place but be common in another. Naming patterns also change with time, so I do not think it is a good idea to omit information which may be readily at hand. I am very much in favor of the proposal to allow the addition of dates to established personal name headings, but possibly more along the lines of the wording suggested by Daniel CannCasciato. Wayne V. Richter, Authority Control Coordinator, The Libraries, Western Washington University, Bellingham, WA 98225-9103 ========================================================================= Date: Tue, 5 Jul 2005 10:37:08 -0400 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: Kent Boese <BoeseK@SI.EDU> Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: PCCLIST@loc.gov Mime-Version: 1.0 Content-Type: text/plain; charset=US-ASCII Content-Transfer-Encoding: 7bit Content-Disposition: inline Just to build on this, and from the many opinions expressed on this topic, I think that we have reached a philosophical crossroads. On the one hand, we have the true function/purpose of the NAR ... on the other hand, we have the desired form and data that we would like in the record, but don't actually need. Many established headings actually have incorrect birth information that have come from authoritative sources (think actors and actresses here), but these dates make the name unique and were as accurate as could be at the time of creation. I agree with John and Wayne that the record should be as accurate as possible when created. I do not agree that the heading should be as complete as possible. That goes against the grain of literary warrant, and actually seems to be embracing LC policy prior to AACR, where full names were used in headings, often not representing the form of name known by most library users. In this respect, I echo John's sentiment below. Kent Kent C. Boese Arts Cataloger Editor, The Bottom Line: Managing Library Finances Smithsonian Institution Libraries P.O. Box 37012 NHB 30 - MRC 154 Washington, DC 20013-7012 tel. (202) 633-1644 fax. (202) 357-4532 boesek@si.edu >>> John_Wright@BYU.EDU 07/05/05 10:15AM >>> Just to add to my previous comment: I agree with Wayne that we should make the authority records as accurate and as complete as possible. My suggestion to rethink the LCRI does nothing to make an authority record less accurate or less complete. Certainly all information found about a person, including his/her date of birth and/or death would be added to the authority record in 670 fields, but that information would only appear in the heading if it were needed to break a conflict. Because it would still be found in the 670 field, it could be used at a later time to help break a conflict and keep the heading unique. Regards, John ========================================================================= Date: Tue, 5 Jul 2005 09:28:48 -1000 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: Nancy Sack <sack@HAWAII.EDU> Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> In-Reply-To: <6.1.1.1.2.20050702151808.1166d000@merle.it.northwestern.ed u> MIME-version: 1.0 Content-type: text/plain; charset=us-ascii; format=flowed Are you saying that catalogers have been unneccessarily adding death dates all along? I'm shocked. SHOCKED! >I have been enjoying this discussion of the proposed policy, and intend to >weigh in with my own overwrought opinion before the deadline. I thought >some numbers might be of interest. > >The most recent LC names weekly file processed here (lcname05.25) contains >8830 authority records, of which 5642 represent simple personal name >headings (tag 100; subfield $t is not present). Of those 5642 simple >personal name headings: > New record, subfield $d code not present: 2670 > New record, subfield $d code present: 979 > Delete record, subfield $d code not present: 52 > Delete record, subfield $d code present: 18 > Replacement record, subfield $d code not present in incoming > heading: 1279 > Replacement record, subfield $d code present in incoming heading: 644 > >The previous version of the heading in 29 of the 644 replacement records >did not contain the subfield $d code: these 29 records appear to have been >changed to add a date. Of these 29 headings, in 3 cases the earlier >headings actually contained dates, but mistakenly lacked the subfield $d >code itself; in 3 other cases headings were changed in other ways at the >same time the date was added. Of the 23 personal name headings in this file >that differ only in the addition of subfield $d and dates, a strict >definition of what constitutes a "conflict" (and searching only in the >authority file itself) leads me to label 6 headings as having been changed >as the result of a conflict, and 17 to have been changed in the absence of >a conflict. Here are two examples of each: > > n 79044092: Jensen, Eric, $d 1950- > Date added to existing heading to make way for new heading without > date > > n 84113305: Murphy, Peter E., $d 1942- > Date added to existing heading to make way for new heading without > date > > no 2005007464: Manistina, Elena, $d 1973- > Date added to non-conflicting heading > > no 2005053962: Wallace, Patricia H., $d 1947- > Date added to non-conflicting heading > >Although numbers are small, there does appear to be at least one >sub-category of headings that might be recognized among the 17 headings >changed without evidence of conflict. The reconstruction of events for >these might be one of the following: 1) the institution that established >the heading missed a date of birth that appeared somewhere in the >publication, the date was found by another institution handling the same >item and the second institution changed the 670 and the heading; 2) the >heading was established from CIP information, a date of birth arrived with >the full publication and the 670 and heading were changed. I do not believe >that any such are included in the above examples. > >I searched a 10% sample of the 979 new records for simple personal names >with $d (97 headings examined), in the authority file. Using a looser >definition of conflict than used above for changed headings (allowing the >addition of dates to a new heading if not strictly required to break a >conflict, when similar headings exist), I determined that 21 of the >headings (22%) contained $d because it was needed to break a conflict or >made a set of headings easier to understand; and 76 (78%) contained $d >because it was available but was not required or particularly useful. Here >are two examples of each: > > n 2005043497: Feenie, Rob, $d 1965- > No other 'Feenie, Rob' in authority file > > n 2005043541: Sikora, Ruzhena, $d 1918- > No other 'Sikora, Ruzhena' in authority file > > n 2005044002: Rosen, David, $d 1971- > Date required: 'Rosen, David' with no date already established > > n 2005044208: Coleman, Brian, $d 1970- > Date required: 'Coleman, David' with no date already established > >Gary L. Strawn, Authorities Librarian, etc. >Northwestern University, 1970 Campus Drive, Evanston IL 60208-2300 >e-mail: mrsmith@northwestern.edu voice: 847/491-2788 fax: 847/491-8306 >Forsan et haec olim meminisse iuvabit. ========================================================================= Date: Tue, 5 Jul 2005 14:54:54 -0500 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: gary Strawn <mrsmith@NORTHWESTERN.EDU> Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov>, PCCLIST@sun8.loc.gov In-Reply-To: <6.2.0.14.0.20050705092725.01cf1150@mail.hawaii.edu> Mime-Version: 1.0 Content-Type: text/plain; charset="us-ascii"; format=flowed At 02:28 PM 7/5/2005, Nancy Sack wrote: >Are you saying that catalogers have been unneccessarily adding death dates >all along? I'm shocked. SHOCKED! I'm thinking of sending something like the following. Any comments? How refreshing it is to have extended discussion on a matter of policy on the PCC list! It will be interesting to see whether any of our comments has any effect on the final policy. While I think it is possible for us to come to consensus on the small point raised by the proposed policy change, I think it would be better if we looked at the larger question first (and at all kinds of headings, not just personal names), and then see how this particular issue fits in. I think we do better when we have a set of general principles that we should normally follow, rather than only a series of policies addressing individual situations. I would take as the starting point the assumption that adequate resources (in-house personnel--regarded in terms of both quantity and ability, local system features, money for outsourcing, outsourcing vendor capabilities, and perhaps other considerations) are not available at most institutions for the reliable and efficient performance of database changes. If true, this would for me imply that we should reduce as much as possible the need for heading maintenance: whatever maintenance we are able to perform must be maintenance that makes a difference for catalog users (of any type, including library staff). To put it another way: headings should not be changed unless change is necessary. So for me, the general question might be restated like this: When is it necessary that an existing heading be changed? Several clearly-delimited categories come immediately to mind: 1) When an existing heading contains errors of fact (typographical errors, for example) 2) When an existing heading conflicts with another existing heading 3) When an existing heading conflicts with a heading being constructed, and it is not possible to adjust the new heading to avoid the conflict Viewed in this way, a change to an existing non-conflicting heading simply because more information has become available is an unnecessary change and should not be allowed. So if for example a person's date of birth or the full form for a name represented in a personal name heading by an initial becomes available but the person's heading is not in conflict, the birthdate or other information should be recorded in a proper 670 field (not a 678!) for future use, and the heading should stand unchanged. (I would extend this principle also to headings constructed for CIP materials. Once the authority record has been distributed, the heading is established; the heading should not be changed simply because more information such as date of birth or full form of a name has become available--even if the additional information comes from the published form of the very item for which the heaidng was established. I would similarly extend this principle to cases in which the person who established the heading missed information in the item for which the heading was established: add dates, full names etc. to the 670 field for the item, but leave the heading alone.) * * * * Digression To move for the moment from the abstract to the particular, assume we have this set of established headings: Smith, Flash Smith, Flash, $d 1952Smith, Flash, $d 1960If we discover the birthdate for the first Flash after the heading has been established, we may add a new 670 field to Flash's authority record (or modify an existing 670 field if an existing 670 field is incomplete). Because there are no conflicting headings, we make no change to any of the headings. If we are cataloging a new item for a Flash that we determine is none of the existing Flashes and we have the date of birth for the new Flash, we include the date of birth in the new heading, and leave the existing headings alone. Smith, Flash Smith, Flash, $d 1952Smith, Flash, $d 1960Smith, Flash, $d 1965- <a new heading> But if we are cataloging a new item for a Flash that we determine is none of the existing Flashes and we do not have the date of birth for the new Flash but we have in the authority record a date of birth for the existing no-date-in-heading Flash (July 2, 1954, say), then we change the existing heading to include the date of birth, to make way for the new heading: Smith, Flash <a new heading> Smith, Flash, $d 1952Smith, Flash, $d 1954- <formerly "Smith, Flash"> Smith, Flash, $d 1960Or consider the following set of established headings: Smith, Flash, $d d. 1792 Smith, Flash, $d 1781-1824 If we discover the birthdate for the first Flash, we add a new 670 field to the authority record for that heading, and leave the heading itself alone, because there is no conflict. (I would not bat an eye if someone added to the authority record a reference tracing that included the birth and death dates. But there are many changes to policy for reference tracings that might be suggested and I'd like not to stray too far from the main point. Save that for another time.) * * * * End of digression We might choose to define one exception to the general principle ("make no change unless it is necessary") and clearly label it as an exception: If an existing personal name heading contains a date of birth and it is discovered that the person is no longer living, the heading may be changed to include the date of death if known or to insert "b." before the date of birth if the year of death is not known. The reason for allowing this exception has been stated by others several times: it makes us look stupid to indicate in our catalogs that Sartre is not yet dead. We'll abandon principle in this case for cosmetic or public relations reasons. In this kind of change (when the former personal name heading contains a date) the automatic flipping of headings by program without operator review will not result in incorrect reassignment except in the most unusual cases (once every 20 years, I'm thinking). Note that this exception applies only to headings for persons that include an "open" date; under the general principle, I would not have us add a death date to an existing non-conflicting heading that contained no dates at all. Another exception we might recognize comes immediately to mind: If a corporate body is constructed provisionally because the form of name in the appropriate language is not available and the proper language form later becomes available, then it is correct to change the heading to reflect the proper language. (So a heading for an Algerian government agency constructed in English because that's all that was available at the time would be changed to reflect the Arabic (or whatever) form when that form was encountered.) For me, the need to keep maintenance to a minimum also means that headings should be constructed from the beginning with an eye on future upkeep. So I think there is a great deal of merit in one of the counter-proposals made by Alva Stone. As I would restate the proposal, we would retitle the "Headings that do not conflict" section from LCRI 22.17 "Headings for persons known to be deceased that do not conflict:" we would no longer add dates to non-conflicting headings for persons assumed to be living at the time of heading creation. (One small and unscientific sample indicates that 3/4 of new personal name headings with dates don't actually need the dates to resolve conflicts.) In the authority records for persons assumed to be living we would include birth dates along with other information as a matter of course in 670 fields; if information such as dates were discovered at a later time, they could be added to the authority record (again, in 670 fields).Should headings come into conflict, information in authority records (and other sources as necessary) would be consulted and dates added here or there as policy and need dictate. Maintenance would be performed only when needed, and headings would also not contain "open" dates for patrons to complain about. Gary L. Strawn, Authorities Librarian, etc. Northwestern University, 1970 Campus Drive, Evanston IL 60208-2300 e-mail: mrsmith@northwestern.edu voice: 847/491-2788 fax: 847/491-8306 Forsan et haec olim meminisse iuvabit. ========================================================================= Date: Tue, 5 Jul 2005 16:42:40 -0400 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: Judith A Schneider <SchneiderJ@GAO.GOV> Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: AUTOCAT@LISTSERV.BUFFALO.EDU, PCCLIST@loc.gov Mime-Version: 1.0 Content-Type: text/plain; charset=US-ASCII Content-Transfer-Encoding: quoted-printable Content-Disposition: inline I've been following this discussion with interest. For what it's worth, = here's my opinion: 1. I think that death dates should be added when we have them. Most = especially for prominent people, but for others as well. One of the = hardest reference questions to answer is "is this person still alive". We = have the capability to enhance one source available to our reference = colleagues. And if we enhance the catalog, it'll make it easier for = reference librarians to find the answer quickly. 2. I deeply resent the fact that such policy decisions are driven by the = lack of capabilities in our technological tools. It is unconscionable that = any library system vendor offers a product with a poor, or worse, no, = authority control system. It is also unconscionable that any library = system vendor would offer a product that doesn't allow for efficient = global updating of headings. I belive that we must _demand_ (not ask = nicely for) these capabilities from our vendors, and let them know with = our dollars that we will not settle for less than what we need. I = understand that there are libraries who are not automated. Could they not = intefile cards with death dates with the ones that do not have death = dates? 3. I am puzzled by the discussion of "inconsistencies across library = catalogs". When we download records into our system, we make changes to = the record to meet our local needs. I find it really hard to believe that = we are the only library to do this. Surely this creates inconsistencies = already, having death dates in some headings doesn't seem to me to add = that much inconsistency to an already inconsistent culture.=20 Just my $.35. Judy Schneider US GAO Library schneiderj@gao.gov (202) 512-4304 My opinions are mine! All Mine! So many books .... So little time ========================================================================= Date: Tue, 5 Jul 2005 14:01:07 -0700 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: Adam Schiff <aschiff@U.WASHINGTON.EDU> Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> Comments: cc: PCCLIST@sun8.loc.gov In-Reply-To: <6.1.1.1.2.20050705145433.0286f840@merle.it.northwestern.edu> MIME-Version: 1.0 Content-Type: TEXT/PLAIN; charset=US-ASCII; format=flowed I agree with Gary's proposal except for the last paragraph of it. Instead, I would rather see the birth date given in a newly establishe heading any time it is known. This would obviate the need to have to change that heading later when it comes into conflict with another heading. Otherwise, I think Gary's proposal limiting the addition of dates on already established headings to these situations is a good one: 1) any kind of date or dates need to be added to previously established heading to break a conflict with another established or newly established heading 2) death date added to established heading with an open date of birth (so we don't look foolish; those libraries who receive notifications or new copies of changed headings should not have much extra work to do for a change like this if the change of the authority heading automatically propagates to the corresponding bib. records) 3) open data of birth on established heading changed to "b." date if known that the person has died but date of birth unknown (again, changed so that we don't look foolish and those libraries with an authority service that receive notifications or copies of changed records that already matched one of their bibs. should have a fairly simple time getting their matching bib. records changed) --Adam ^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^ Adam L. Schiff Principal Cataloger University of Washington Libraries Box 352900 Seattle, WA 98195-2900 (206) 543-8409 (206) 685-8782 fax aschiff@u.washington.edu http://faculty.washington.edu/~aschiff ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Date: Tue, 5 Jul 2005 16:37:58 -0500 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: gary Strawn <mrsmith@NORTHWESTERN.EDU> Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov>, PCCLIST@sun8.loc.gov In-Reply-To: <Pine.A41.4.61b.0507051342290.75088@homer09.u.washington.ed u> Mime-Version: 1.0 Content-Type: text/plain; charset="us-ascii"; format=flowed I actually only intended to send the thing out to one person, not the whole list. Sorry about that. At 04:01 PM 7/5/2005, Adam Schiff wrote: >I agree with Gary's proposal except for the last paragraph of it. >Instead, I would rather see the birth date given in a newly establishe >heading any time it is known. This would obviate the need to have to >change that heading later when it comes into conflict with another >heading. My tiny point may have been lost in the two separate messages: If we add birth dates to every personal name heading for which dates are availablethen we eventually have to change 100% of the headings that have open dates; but if we only add birth dates to the 25% (or so) of personal name headings that actually need them then that we'll later have to change that 25% but many of the remaining 75% will never come into conflict and will never have to be changed. Gary L. Strawn, Authorities Librarian, etc. Northwestern University, 1970 Campus Drive, Evanston IL 60208-2300 e-mail: mrsmith@northwestern.edu voice: 847/491-2788 fax: 847/491-8306 Forsan et haec olim meminisse iuvabit. =============================================================== ========== Date: Tue, 5 Jul 2005 18:02:53 -0400 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: Sue <swartzok@FIU.EDU> Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> In-Reply-To: <s2cab88f.097@GAOGWIA1.GAO.GOV> Mime-Version: 1.0 Content-Type: text/plain; charset="us-ascii"; format=flowed At 04:42 PM 7/5/2005, Judy Schneider wrote: >I deeply resent the fact that such policy decisions are driven by the lack >of capabilities in our technological tools. It is unconscionable that any >library system vendor offers a product with a poor, or worse, no, >authority control system. It is also unconscionable that any library >system vendor would offer a product that doesn't allow for efficient >global updating of headings. I belive that we must _demand_ (not ask >nicely for) these capabilities from our vendors, and let them know with >our dollars that we will not settle for less than what we need. Since I wrote previously, I have learned more about Aleph's authority control issues. First, it will not be until release 18 (2 to 3 years) that the problems are even partially fixed. I'm sending out this additional info because I know that there are quite a few large libraries using this system--Harvard, Iowa, MIT, McGill, U. Minn. and Boston College--were mentioned in a recent posting. Here is a quote from another posting (I will leave it uncredited because I don't want to get anyone into trouble): "Authorities are linked to bib headings in Aleph. There is also a function that automatically updates bib headings when the authority 1xx to which they're linked changes, which works correctly probably 80-90% of the time. The problem is when the linking and auto updating don't work, results are odd and recovery can be difficult. Here are three categories of bad actions: 1. A bib heading links to the incorrect authority ("England" as a personal pseudonym vs. "England" as a geographic area). 2. A correct form is changed to an incorrect form via linking to a 4xx in the wrong authority ("Sin" the moral concept is changed to "China" via the 4xx "Sin" in the China authority). 3. The heading that's correct in one thesaurus is changed to the heading that's correct in another thesaurus, again via a 4xx linked to the wrong authority ("Tumor" in a 650 0 is changed to "Neoplasms", the correct MeSH term, via the 4xx "Tumor" in the MeSH record). These problems stem from Aleph's assumption that all headings in all authority records are unique. No 4xx is supposed to match a 1xx in the same thesaurus or another. Each 4xx is supposed to be unique as well. Think of how many authorities contain a 4xx for "ALA" or "MLA" and you'll see where this assumption is big trouble. The Aleph linking examines only the first character of the tag in the linking decision. It doesn't check digits 2 & 3 or the bib indicators or the thesaurus code in the 008/11. It also doesn't check the use codes. You can imagine all the places linking (and automatic updating) can go wrong under the circumstances. Because of all the problems, we load authority records with automatic updating turned off. This is done by loading them with UPD set to N (for "no") rather than Y. Aleph version 18 contains major improvements to the linking logic. The programs will examine the last two characters in the tag as part of the process. It still won't take into account the thesaurus (008/11) or the use codes, but this is major progress." This info on corporate names and subject headings may appear tangential to the discussion of dates in personal name headings. However, it is my understanding that when authority changes are loaded, you can't set some headings for automatic updating and other headings not for automatic updating. We're not live on Aleph yet but, once we are, automatic updating will be off. I would love to be able to provide the public service that would result from the PCC proposal. However, I think our policy decisions have to continue to be driven by the lack of capabilities in our technological tools. I would urge implementation of the proposal but not until technology makes it practicable in another 3 to 5 years. Sue Sue Wartzok Head, Cataloging Department Green Library University Park Campus Florida International University Miami, Florida 33199 Phone: (305) 348-6269 Fax: (305) 348-1798 =============================================================== ========== Date: Tue, 5 Jul 2005 17:21:33 -0500 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: Stephen Hearn <s-hear@UMN.EDU> Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: PCCLIST@loc.gov Mime-Version: 1.0 Content-Type: text/plain; charset="us-ascii"; format=flowed I agree with Sherman Clarke et al. that a limited policy of adding dates to prominent names would satisfy the majority of the complaints arising from the current policy, and that opening the gates more widely for this practice would set us up for maintaining lots of headings which have never provoked a complaint from users. We'd have plenty to do fixing headings for prominent names. Since this proposal is apparently being driven mainly by user complaints, and since we know that realistically it will result in an increase in the number of split personal name headings in our catalogs (i.e., two different entries for the same person), and since most catalogs I've used (ours included) have a fair number of those already--I'm curious whether anyone has ever received complaints about split headings? My guess is such complaints are fairly rare, but that's just a guess. Lots of people wouldn't recognize them, and I doubt that reporting a split heading can beat the righteous zing that of informing a "know-it-all" librarian that some open-dated notable is dead. On the other hand, the potential loss of information and access for the user in the case of an unrecognized heading split is surely greater; but as long as no one complains ... I'd also like to raise an implementation issue which needs to be addressed before the proposal can be adequately evaluated. How will the original undated or partially dated form be preserved on the authority? Or will it? For some systems, having the original form as a 400 reference would make automated updating easier; for others, ensuring a continuous identity between the person and the LCCN would suffice. Even for systems that could use a 400, though, the thought of letting one's system or one's authority vendor change less specific undated bib name headings to more specific dated headings might give one pause, especially if the proposed updating practice is allowed for all personal names. I really doubt that we'll want to trust automated processes to handle all the authority issues that will result from the proposed change. Stephen **************************************************** Stephen Hearn Authority Control Coord./Database Mgmt. Section Head Technical Services Dept. University of Minnesota 160 Wilson Library Voice: 612-625-2328 309 19th Avenue South Fax: 612-625-3428 Minneapolis, MN 55455 E-mail: s-hear@tc.umn.edu =============================================================== ========== Date: Tue, 5 Jul 2005 19:48:18 -0400 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: Subject: Amy H Turner <amy.turner@DUKE.EDU> Re: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> MIME-Version: 1.0 MIME-Version: 1.0 Content-Type: text/html; charset=UTF-8 Content-Transfer-Encoding: quoted-printable <P>Sue Wartzok wrote about the weaknesses of Aleph's authority control modu= le. Duke recently implemented Aleph, and we have no intention of using its = capacity to update headings, even after the promised changes. LTI, our auth= ority vendor, provides updated bibliographic records as well as revised aut= hority records. Many of the changes are more sophisticated than matching ag= ainst references or updating headings to reflect updated ARs. For example, = they correct the order of subject subdivisions, and regularize volume desig= nators in series tracings. They also have years of experience in preventing= problems that can be caused by ambiguous references. <BR><BR>To repeat a p= oint that has been made by several posters in several ways, we should work = to improve our capabilities for updating headings, rather than delay change= s because of weaknesses in the technology. After the technology is in place= , the headings can be corrected retroactively. At Duke, we were without eff= ective authority control for many years, and loaded recon records with prob= lems much more significant than discrepencies in death dates. &nbsp;It was = a real mess until we started using LTI's services, and then suddenly it was= a lot better. &nbsp;(Sadly, I don't think the patrons really noticed, but = I do believe they benefitted.)</P><P>Re Gary Strawn's point about saving wo= rk by not adding birth dates except in case of conflict, with LTI it takes = no local staff time to add a death date to a heading with a birth date (exc= ept some fraction of the time spent loading the updated records). &nbsp;How= ever, when a date is added to a heading previously lacking one, LTI wisely = doesn't make the change automatically. &nbsp; These must be reviewed by a h= uman being, who often finds that two, three or even more different people w= ere represented by one name without dates. &nbsp; Dealing with these change= s is the most time-consuming part of my job as authority control coordinato= r. &nbsp;</P><P>I hope this isn't turning into too much of an advertisement= for LTI :-). &nbsp; I am using them as an example of the sort of changes t= hat can be made with no human intervention. &nbsp;I would like to repeat my= support for the proposal, looking toward a future where automated updating= of headings (including those which have gone uncorrected for years) will b= e the norm. </P><P>Amy Turner</P><P>Monographic Cataloger and Authority Con= trol Coordinator, Duke University Libraries, Durham, NC &nbsp;</P>= =============================================================== ========== Date: Wed, 6 Jul 2005 15:53:38 +0800 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: From: Subject: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Saralee <saralee@SILAS.ORG.SG> Re: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> MIME-Version: 1.0 Content-Type: text/plain; charset="utf-8" Content-Transfer-Encoding: quoted-printable I have followed this discussion with much interest. I agree with Adam = Schiff's comments below. =20 I can appreciate that it is worthwhile, whenever possible and desirable, = to replace a personal name heading with a birth date with a heading that = includes the death date. This is extra work and doesn't really improve = authority control but as a public relations exercise, it has merit. =20 However, I wish to state in the strongest terms I can, that to change = the RI which asks us to include the birthdate (or dates) when known = would greatly increase our work (here in Singapore) and would most = likely result in degrading what authority control we have in the area of = personal name headings. =20 As many of you will know, Singapore's population is largely ethnically = Chinese. The Chinese in Singapore draw their surnames from a pool of the = '100 common surnames' and now often combine these common surnames with = 'English' given names. We go to some trouble to find out birthdates of = these authors just to save precious resources later when another author = by the same name is published. In addiiton, many of the 'Chinese' given = names (dialect, not Pinyin) are used extensively. I would love a dollar = for every name heading that we've established that has 'Eng' (an = evergreen popular Hokkien given name that means 'eternal') in it. =20 We already have difficulties with the headings used in LC bibliographic = records that don't reflect a date and where we know that sooner or later = a conflict will emerge. At this point we are content to put the = additional date information in a 670 and replace later when the conflict = does emerge but a limited diet of this type of activity is definitely in = order. The study Gary cited in which it was found most of the headings that = contain dates don't involve conflicts in future begs several questions, = such as length of time before conflicts arise; and, the resources = invested in breaking conflicts with the review of large bibliographic = record files. =20 Saralee Turner NACO Coordinator SILAS (Singapore Integrated Library Automation Services) Adam Schiff wrote: I agree with Gary's proposal except for the last paragraph of it. Instead, I would rather see the birth date given in a newly establishe heading any time it is known. This would obviate the need to have to change that heading later when it comes into conflict with another heading. Otherwise, I think Gary's proposal limiting the addition of dates on already established headings to these situations is a good one: 1) any kind of date or dates need to be added to previously established heading to break a conflict with another established or newly = established heading 2) death date added to established heading with an open date of birth = (so we don't look foolish; those libraries who receive notifications or new copies of changed headings should not have much extra work to do for a change like this if the change of the authority heading automatically propagates to the corresponding bib. records) 3) open data of birth on established heading changed to "b." date if known that the person has died but date of birth unknown (again, changed so that we don't look foolish and those libraries with an authority service that receive notifications or copies of changed = records that already matched one of their bibs. should have a fairly simple time getting their matching bib. records changed) --Adam ^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^ Adam L. Schiff Principal Cataloger University of Washington Libraries Box 352900 Seattle, WA 98195-2900 (206) 543-8409 (206) 685-8782 fax aschiff@u.washington.edu http://faculty.washington.edu/~aschiff ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ---------------------------------------StarBiz - Visit http://www.starbiz.net.sg =============================================================== ========== Date: Wed, 6 Jul 2005 07:54:40 -0400 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: Jimmie Lundgren <JIMLUND@UFLIB.UFL.EDU> Subject: Re: Proposal to allow the addition of dates to establis hed personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> MIME-Version: 1.0 Content-Type: multipart/alternative; boundary="----_=_NextPart_001_01C58221.7DD01E10" This message is in MIME format. Since your mail reader does not understand this format, some or all of this message may not be legible. ------_=_NextPart_001_01C58221.7DD01E10 Content-Type: text/plain Thank you all for this very interesting discussion of the pros and cons of the proposal. I am impressed with the clear and thoughtful observations. The list is getting to be pretty comprehensive, but I don't think there has been much talk so far about how the use of OCLC's new CONNEXION 'Controlled headings all" relates. It has become an important part of the workflow for many of us. Since migration to a new system and the loss of our beloved CLARR toolkit that we used with our former NOTIS system, (forever thanks to Gary Strawn for creating it), we do much more of our actual cataloging work in OCLC. We generally try to check headings in each bibliographic record before exporting. With personal name headings, if there is a date or dates in the heading OCLC can control the heading automatically (positively match it with an authority record if there is one). If there is not, the person working on the record must examine the authority record(s) individually. The more headings include dates, the less time will be spent individually verifying headings when using CONNEXION, and the less it costs my library. For this reason I support the proposal. Also, I wasn't kidding when I suggested we stop using a dash or a "b." with year of birth. For most authors I do not believe we or our users will ever know or need to know when they go to their final rest. Using a dash implies that we intend to complete the heading with year of death, and is probably carried over from the days when we would have left a blank spot on a card to type in a date. Following the year of birth with a period makes better sense to me as a complete statement of year of birth. We could continue to distinguish the less frequent usages of date of death or date flourished with d. and fl. Those better-known persons whose year of death does become known should have that information added in my opinion, and the dash can then be included to link the two years. Is there some reason this would not be possible? Thanks and best regards, Jimmie Lundgren =============================================================== ========== Date: Wed, 6 Jul 2005 09:26:35 -0500 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: gary Strawn <mrsmith@NORTHWESTERN.EDU> Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov>, PCCLIST@sun8.loc.gov In-Reply-To: <6.2.1.2.0.20050705164346.03aede40@s-hear.email.umn.edu> Mime-Version: 1.0 Content-Type: text/plain; charset="us-ascii"; format=flowed At 05:21 PM 7/5/2005, Stephen Hearn wrote: >I'd also like to raise an implementation issue which needs to be addressed >before the proposal can be adequately evaluated. How will the original >undated or partially dated form be preserved on the authority? Or will it? >For some systems, having the original form as a 400 reference would make >automated updating easier; for others, ensuring a continuous identity >between the person and the LCCN would suffice. Even for systems that could >use a 400, though, the thought of letting one's system or one's authority >vendor change less specific undated bib name headings to more specific >dated headings might give one pause, especially if the proposed updating >practice is allowed for all personal names. I really doubt that we'll want >to trust automated processes to handle all the authority issues that will >result from the proposed change. Stephen: Thanks for bringing this up. As you are aware, there have been task forces and committees studying the issue of links for former headings, whose recommendations I think have yet to be put into effect. In my own work, I've found great value in preserving the old heading somewhere, somehow. Instead of describing my current scheme, which works well enough for many things, I'd like to mention what my next authority loader will do. (To be put into production within a month, should everything including our move to Voyager with Unicode (TM) go to plan. To be made available to other Voyager customers after sufficient testing.) When reading this description, it may be good to bear in mind that at NUL we load the entire LC/NACO authority file, not to mention LCSH and MeSH, into our local authority file, and we do not use an external authority vendor. When the authority loader notes that any part of a heading has changed (including tag and indicators), it adds a 688 field to the local copy of the authority record showing the time and date of the change, and sometimes the nature of the change as well. (The new authority loader will initiate heading change requests on its own, in certain carefully-defined and operator-selectable cases, and pass the remainder along for review.) Because the 688 field only has subfield $a (well, it has $5, $6 and $8, but you know what I mean) I've had to come up with my own conventions for subfield codes. Here are models of the various types of 688 fields; in these examples, "<date>" represents the year, month and day from the 005 field of the incoming record: Heading changed <date> from: <1XX from previous version of this record> $5 <local institution code> Heading coded 'unique' until <date> $5 <local institution code> Heading coded 'non-unique' until <date> $5 <local institution code> Heading split <date> from non-unique name: <heading from pre-overlay version of record identified via LCCN in incoming record's 667 field> $5 <local institution code> We add subfield $5 to these fields--as we do to all variable fields we add to an LC/NACO authority record--so they can be carried forward automatically (unless duplicated) when we receive an update to the record. Here is a typical example of a changed heading from the 2005/25 names file, following the first model: Heading changed 20050614 from: 100:1#: _$a Warwick, Frances Evelyn Maynard Greville, _$c Countess of, _$d 1861-1933 $5 IEN Programs such as the cataloger's toolkit for Voyager, when presented with an authority record bearing such a field, can reverse the translation of subfield codes and treat this 688 as if it were a reference tracing for the purposes of identifying candidate bibliographic records to be changed. This isn't the most elegant solution, and it relies on local programming for fullest effect; but it allows us to carry on with our work while we wait for an "official" way to achieve the same end. Gary L. Strawn, Authorities Librarian, etc. Northwestern University, 1970 Campus Drive, Evanston IL 60208-2300 e-mail: mrsmith@northwestern.edu voice: 847/491-2788 fax: 847/491-8306 Forsan et haec olim meminisse iuvabit. =============================================================== ========== Date: Wed, 6 Jul 2005 09:33:49 -0500 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: Mark Scharff <mscharff@WUSTL.EDU> Subject: Re: Proposal to allow the addition of dates to establis hed personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov>, PCCLIST@sun8.loc.gov MIME-Version: 1.0 Content-Type: text/plain; charset="us-ascii" Content-Transfer-Encoding: quoted-printable I too am enjoying the conversation here, and have felt able to postpone setting AUTOCAT to "mail" after returning from ALA; there are more than enough ideas floating in this forum. I fall on the side of going with the proposal, but my purpose in posting is to respond to Jimmie Lundgren's proposal that birth dates be presented without trailing hyphen or prefatory "b.". Since we seem to agree that catalog users regard qualifiers as sources of information, and not merely devices to differentiate entries in an index (even if some of us don't like it), we should use a convention that invites no confusion about the nature of the information being presented. It seems that users clearly understand a date following a name, and followed by a hyphen, to be a birth date. A prefatory "b." can do the same, though I don't like it because of the filing problems others have mentioned. A single unpunctuated date after a name, however, might suggest a publication date to a catalog user accustomed to seeing citations in articles such as (Buzzard, 1966) or (J. Crow, 1998). Any change in the way we present dates must not create ambiguity. Mark Scharff, Music Cataloger Gaylord Music Library Washington University in St. Louis mscharff@wustl.edu =============================================================== ========== Date: Wed, 6 Jul 2005 09:36:48 -0500 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: gary Strawn <mrsmith@NORTHWESTERN.EDU> Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov>, PCCLIST@sun8.loc.gov In-Reply-To: <6.2.1.2.0.20050705164346.03aede40@s-hear.email.umn.edu> Mime-Version: 1.0 Content-Type: text/plain; charset="us-ascii"; format=flowed I just had occasion to modify an authority record for a personal name. The person's forenames in the established heading are represented by initials, with no subfield $q; the heading has no subfield $d. I found a variant heading for the person, with forenames spelled out, and birth and death dates. Because the existing heading does not conflict with (or even come remotely close to) any other heading, I did not change the heading. I added a 670 field citing the heading and usage that I found, and a 400 field with the forenames spelled out. The point I guess being that no one has to do any database maintenance, and additional information is at hand should a problem arise in the future. Gary L. Strawn, Authorities Librarian, etc. Northwestern University, 1970 Campus Drive, Evanston IL 60208-2300 e-mail: mrsmith@northwestern.edu voice: 847/491-2788 fax: 847/491-8306 Forsan et haec olim meminisse iuvabit. =============================================================== ========== Date: Wed, 6 Jul 2005 16:40:49 +0100 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: "Davey ,Mr Paul" <p.davey@WELLCOME.AC.UK> Subject: Re: Proposal to allow the addition of dates to establis hed personal name headings Comments: To: PCCLIST@sun8.loc.gov MIME-Version: 1.0 Content-Type: text/plain; charset="iso-8859-1" Content-Transfer-Encoding: quoted-printable Hi On the authority control/record vendor/local system debate: We have an Innopac system and our authority control is outsourced to = MARS, in the sense that we send our bibliographic records off to them in = quarterly batches, they look for headings not previously matched in the = LC and MeSH authority files, supply corresponding authority records if = they exist, update headings in the bibliographic batch if necessary to = be in line with the authorities, and return the whole lot to us for = overlaying (bibliographics) or loading (new authorities). MARS also keep track of authority records already supplied, and if any = have been amended at source, send the updated version. We then overlay. Our Innopac build includes Automatic Authority Control Processing, and, = as we have set it up, if a 4xx is present in the amended authority, the = 4XX bounces into corresponding bibliographic records and updates = headings. Our problem is that LC topical and MeSH authorities retain = older forms in 4XX; LC names (and subject names) don't do that. So I = have to check through MARS reports and make manual amendments in = bibliographics. I would welcome death dates being added either to 667 or to 100, but = with the proviso that Innopac AACP would make use of the old heading = being retained in 400 - probably not a very welcome proposal. Paul Davey Cataloguing Services Manager Collection Management Wellcome Library 215 Euston Road London NW1 2BE (+44) 020-7611-8493 p.davey@wellcome.ac.uk The Wellcome Trust is a registered charity, no.210183. Its sole Trustee is the Wellcome Trust Limited, a company registered in England, no. 2711000, whose registered office is 215 = Euston Road, London NW1 2BE. =============================================================== ========== Date: Wed, 6 Jul 2005 10:43:00 -0600 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: Robert Maxwell <robert_maxwell@BYU.EDU> Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> Comments: cc: CPSO@loc.gov MIME-Version: 1.0 Content-Type: multipart/alternative; boundary="----_=_NextPart_001_01C58249.C6E236A5" This is a multi-part message in MIME format. ------_=_NextPart_001_01C58249.C6E236A5 Content-Type: text/plain; charset="us-ascii" Content-Transfer-Encoding: quoted-printable I would like to weigh in in favor of the proposal, mainly in support of all the points Alva T. Stone has made (below), which I agree with.=20 =20 It is not only library users who have a legitimate complaint about our rather obstinate refusal to add death dates. My experience teaching cataloging demonstrates to me at least that budding catalogers, as well, do not "get" our arguments (all of which are completely reasonable, of course) until they have been more or less rammed into them. Whenever I get to the point of explaining how we add dates to headings the question of open dates ALWAYS comes up and my parrotting of the reasons (including all the reasons that have come up quite predictably in this discussion) rarely convinces, at least at the first go round. They are usually convinced after a fair amount of brainwashing on my part, but I wonder about the need to do that :-)=20 =20 I think both the budding cataloger reactions and the reactions of library users could be explained by considering the possibility that our reasonable arguments are perhaps not so reasonable after all. To outsiders it does indeed look as though, instead, Alva Stone's five points are correct: we are lazy, we are unknowledgeable, we don't care about accuracy, we are unreasonble, we are behind the times technologically. Since these five points are the very opposite of what we catalogers actually think we are, it might be a good idea for us to reconsider and make this nod in the direction of helping our users. =20 My mother was an intern in the LC Cataloging Dept in the 1950s, and she relates how there were a couple of older catalogers there whose primary function seemed to be to read the obituaries of the national newspapers each day and immediately go out and correct the cards in the catalog by the addition of death dates. The current proposal does not advocate this, but it has always surprised me that cataloging operations of long ago were willing to go to this length to help out the users of the catalog when it was quite difficult to do so, whereas in this day and age when it is much easier and quicker (though still not perfectly simple, as has been amply pointed out in the current discussion) we are obstinately unwilling to do so. We can declare that this isn't the purpose of the authority file until the cows come home, but our users DO use the authority file and headings in the bibliographic file as a reference source and are surprised when the heading is incomplete. We catalogers do, too.=20 =20 For these reasons I am completely in favor of this proposal. =20 I am not in favor of the "b." proposal instead of open dates because of filing problems. (I would in fact be more in favor of eliminating "b." altogether and only using open dates when death date is unknown.) I am also not in favor of rescinding the LCRI instructing us to add dates when they are known even when not necessary to break a conflict. =20 Bob Maxwell =20 Robert L. Maxwell Special Collections and Ancient Languages Catalog Librarian Genre/Form Authorities Librarian 6728 Harold B. Lee Library Brigham Young University Provo, UT 84602 (801)422-5568=20 =20 ________________________________ From: Program for Cooperative Cataloging [mailto:PCCLIST@loc.gov] On Behalf Of Stone, Alva T Sent: Friday, July 01, 2005 1:30 PM To: PCCLIST@sun8.LOC.GOV Subject: Re: Proposal to allow the addition of dates to established personal name headings =09 =09 The arguments for continuing the 'status quo' are esoteric. Library users and even reference librarians do not comprehend our reasons for omitting death dates that are known. Why should we continue to promote a practice that makes us look like curmudgeons who focus mainly on getting the job done with the least effort? =20 Yes, our primary goal is to provide adequate access to library materials. The omission of a known author's death date generally does not impede access to his/her writings, compositions, etc. =20 =20 HOWEVER ... =20 Let us consider common sense. When we enter an author/creator's birthdate alongside his/her name, this sets up a reasonable expectation that we would be giving the complete dates if and when those are known. That is the common pattern one sees in other reference sources-biographical dictionaries, encyclopedias, published histories, etc. The bibliographic catalog is another reference source. We learn a lot about a person when we see the titles s/he has written or works created, or the words used in materials written about her/him. Sometimes we even learn her/his full name, i.e., what that middle initials stands or stood for. Lots and lots of personal names found in the catalog are given with the birth dates and the death dates. It is logical, then, to assume that when a person's name has only the birth date, then this must mean that s/he is still alive. If we do not add the death date for someone like Ronald Reagan, Leonard Bernstein, or Princess Di, what does that say about us? * We are lazy=20 * We are unknowledgable or behind-the-times=20 * We don't care about accuracy=20 * We are unreasonable=20 * We are not using technology appropriately or lobbying our systems vendors to make global changes more effective=20 =20 Now, you and I might be able to convince ourselves that those assumptions are incorrect. But this does not negate the appearance that we are lazy, stupid or slow, uncaring, unreasonable, or technologically challenged. In my opinion, we need to do what is right to show that we care about the ongoing quality of our product. =20 1) Add death dates to existing name authority records when these can be verified, without regard to the impact on catalog maintenance in individual institutions. 2) Change LC/NACO policy so that birthdates for new Name Authority records are not added to the established form of name unless it is needed to distinguish two or more persons with the same name. The birthdate should be added to the 667 field, however, to be available in case it is needed later to differentiate between authors. 3) Continue to request improvements in our Library Management Systems, to make global changes simpler and more effective. =20 Okay, that's my 20-cents. =20 Alva T. Stone, Head of Cataloging College of Law Library Florida State University Tallahassee, FL 32306-1600 =20 =============================================================== ========== Date: Wed, 6 Jul 2005 12:35:00 -0500 Reply-To: Program for Cooperative Cataloging Sender: Program for Cooperative Cataloging From: Stephen Hearn Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging One other wrinkle in this that should be considered--how will the proposed change impact unauthorized name headings? Many libraries that aren't in BIBCO or NACO nevertheless strive to adhere to the standards that operate in those programs. Currently, the NACO Personal Name FAQ ( http://www.loc.gov/catdir/pcc/naco/personnamefaq.html ) includes an advisory that when a heading form is in use on bib records in OCLC or RLIN, the used form should be respected as new headings are established. In practice, this is an acknowledged exception to the rule that fuller forms or dates should be added when known. Consistency with existing headings and minimizing BFM are valued over the inclusion of additional information. Presumably, this advisory would be contradicted by the proposed policy of adding dates at will. If the new policy is that one should add dates whenever they're known, regardless of existing bib headings, how will this impact the personal name headings in a large shared environment like OCLC? I would guess that in addition to requiring lots more BFM for established headings, variant forms of unauthorized names will occur more frequently as well. Stephen =============================================================== ========== Date: Wed, 6 Jul 2005 10:39:22 -0700 Reply-To: Program for Cooperative Cataloging Sender: Program for Cooperative Cataloging From: Daniel CannCasciato Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: PCCLIST@loc.gov MIME-version: 1.0 Content-type: text/plain; charset=US-ASCII Content-transfer-encoding: 7bit Content-disposition: inline I think a core issue in the discussion is that a hdg of: Diana, Princess of Wales, 1961does contain a factual error. It isn't a cosmetic error. It certainly isn't an error from the sense of establishing a unique heading for control purposes, but the heading truly is incorrect. She died back in 1997. There's almost no way the heading as it currently stands doesn't draw attention to itself because of this error. If the heading were Diana, Prince of Wales, 1961- it would be no less unique - - but doubly incorrect. We [generally] seek to correct headings when they are wrong. The proposed policy allows that. While not ignoring the other considerations which have been well stated and clear, to me the need to have the heading correct is what wins the argument in the end. Daniel ------------- Daniel CannCasciato Head of Cataloging Central Washington University Library 400 E. University Way Ellensburg, WA 98926-7548 dcc@cwu.edu =============================================================== ========== Date: Wed, 6 Jul 2005 12:55:06 -0500 Reply-To: Program for Cooperative Cataloging Sender: Program for Cooperative Cataloging From: "A. Ralph Papakhian" Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging In-Reply-To: MIMEhi, there is a cost/benefit analysis that should be considered. how much time/cost is expended (nationally and internationally) by library clientele, librarians and library staff trying to figure out why death dates are not included in headings and explaining this phenomenon of open dates to both the public and the staff, versus the time/cost involved in adding the death dates when discovered and consequently maintaining all of those thousands of catalogs. i'm not sure how to make that analysis, but surely there is an awful lot of time spent every day explaining why death dates aren't added to headings (maybe not by catalogers, but by somebody). this is what was behind the MLA Authorities Subcommittee proposal to allow for the use of 680 fields to indicate the fact that someone has died without changing the heading. something like: 100 Hope, Bob, 1903- 680 American comdedian; died July 27, 2003. would library clientele ever see the information in the 680? --ralph p. A. Ralph Papakhian, Indiana University Music Library Bloomington, IN 47405 812/855-2970 papakhi@indiana.edu co-owner: MLAL@listserv.indiana.edu =============================================================== ========== Date: Wed, 6 Jul 2005 11:29:23 -0700 Reply-To: Program for Cooperative Cataloging Sender: Program for Cooperative Cataloging From: "D. Brooking" Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging I am now thinking: the proposal is to allow the *optional* addition of dates. So... If we keep the LCRI that says to include dates if they are readily available when the name is set up, and we will continue to add dates to resolve conflicts as they arise, then it seems that this optional provision would be most often used to add death dates. And that is what people seem to be talking about in this thread. I think the reality will turn out to be that we will continue to have large numbers of open birth dates in our catalogs, and that only the most famous and noticeable people will get closed out anyway. The frustration is that the current policy absolutely *prevents* you from doing so. With the proposal at least we would be allowed to fix the most glaring cases. Though many may now imagine that they want to do much more than that. Many of the changes that came about with AACR2, as I understand it, were to relieve catalogers from the burden of doing lots of in-depth detective work. Like the people whose full-time job was to check obituaries as Robert Maxwell described. The reality of cataloging is that we are under some pretty heavy pressures to produce, this reality has brought about policies such as core records and now access-level records, not to mention the old minimal record debate. So even with the Web, I can't imagine what kind of workflow we would have to set up to do regular sweeps of authors in our catalog to check to see if they have died yet! In short, I don't think catalogers will have so much time on their hands that they will end up producing quite the amount of maintenance work one might imagine as a result of this proposal. Though I could be wrong. ************ Diana Brooking (206) 543-8405 Cataloging Librarian (206) 685-8782 fax Suzzallo Library dbrookin@u.washington.edu University of Washington Box 352900 Seattle WA 98195-2900 =============================================================== ========== Date: Wed, 6 Jul 2005 14:31:13 -0700 Reply-To: Program for Cooperative Cataloging Sender: Program for Cooperative Cataloging From: Adam Schiff Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging Comments: cc: PCCLIST@sun8.loc.gov InReply-To: <6.2.1.2.0.20050706121429.03fa0d30@s-hear.email.umn.edu> If the new policy is that one should add dates > whenever they're known, regardless of existing bib headings, how will this > impact the personal name headings in a large shared environment like OCLC? > I would guess that in addition to requiring lots more BFM for established > headings, variant forms of unauthorized names will occur more frequently as > well. > > Stephen Hearn At the University of Washington, we have a policy that catalogers report to OCLC (using the error report feature in Connexion) any records that they find that have a heading that isn't in synch with an authority record that they have created or modified. This is above and beyond the NACO requirement that we report such things to LC. We feel that this is the best way to help OCLC stay in synch with the LC/NACO authority file and that the extra time taken to report this will benefit us later when we need to use one of those records for some newly acquired item. Unfortunately, there is no good mechanism for reporting the changed heading to all of the libraries who have already used a particular bibliographic record. This is one reason that I don't give much weight to arguments that library catalogs won't all be in synch -- they already are not, have never been, and what is most important I believe is that libraries strive within their own catalog to be consistent in the application of headings. It's less important that we all use the exact same form than it is that within our individual systems we are consistent. While I appreciate the arguments about filing problems with dates that include "b." or "d." or "fl." in front of them, this again is a result of poor system designs. We should be demanding that programmers of library automation systems come up with a solution - how hard is it really to design a system that can ignore the abbreviation in front of the date for the purposes of sorting? We should determine what kind of heading would work best for our users and for the ease of catalogers and then tell our library vendors what we need from them to improve sorts, displays, etc. I hate to see progress halted because of what some or most systems can do today. I feel strongly that while the development of our cataloging code can be informed by current technological abilities/limitations, that it nevertheless should be somewhat independent them and must be based on a principled approach not linked to any given automated system's capabilities. --Adam Schiff ************************************** * Adam L. Schiff * * Principal Cataloger * * University of Washington Libraries * * Box 352900 * * Seattle, WA 98195-2900 * * (206) 543-8409 * * (206) 685-8782 fax * * aschiff@u.washington.edu * ************************************** =============================================================== ========== Date: Wed, 6 Jul 2005 16:51:41 -0500 Reply-To: Program for Cooperative Cataloging Sender: Program for Cooperative Cataloging From: gary Strawn Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging , PCCLIST@sun8.loc.gov At 04:31 PM 7/6/2005, Adam Schiff wrote: We should be demanding that programmers of library >automation systems come up with a solution - how hard is it really to >design a system that can ignore the abbreviation in front of the date for >the purposes of sorting? I'm sure that this valid point will be included in its work by the just-activated PCC task force on normalization (speaking as the chair ...); but as is the case with the current "rules" for normalization, there's no guarantee that any library system vendor will follow PCC recommendations. P.S.: If anyone wants to open a thread on normalization at this time (not me!), please change the subject line. Gary L. Strawn, Authorities Librarian, etc. Northwestern University, 1970 Campus Drive, Evanston IL 60208-2300 e-mail: mrsmith@northwestern.edu voice: 847/491-2788 fax: 847/491-8306 Forsan et haec olim meminisse iuvabit. =============================================================== ========== Date: Thu, 7 Jul 2005 09:06:49 +0100 Reply-To: Program for Cooperative Cataloging Sender: Program for Cooperative Cataloging From: "Moore, Richard" Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging , PCCLIST@sun8.loc.gov I've been following this debate with interest. I think there is a question of what would be desirable, and an issue of what is now achievable.=20 In principle, I think it is desirable to close open birth dates in headings, for people who have died. For all the reasons of perceived accuracy and care, that have been given. I don't think it desirable to add dates at will to headings that do not have them at all, as these headings are not, in any sense, wrong. Moreover, dates are not the only means that we use to make headings unique: adding dates to a heading already qualified by expanded names, academic qualifications, etc., has the effect of making headings more cumbersome, and creating unnecessary work. So I am against that. =20 In terms of what is achievable, several contributors have commented that changing even more authorised forms of name would damage their catalogues. It's not a justification for the proposal, to say that some headings are changed in any case, as this just increases the scale of the problem. Ultimately, headings are about access, and we should not impair this in the interests of cosmetics. In my view, that part of the proposal relating to closing birth dates should be implemented, but only when there is a consensus that the benefits will outweigh the disadvantages. It's apparent from this debate that this consenses does not yet exist.=20 Hopefully, our systems will have improved within a relatively short space of time, so that this balance will change. The British Library hopes to be able to accommodate changes to headings in a more satisfactory way before long. We're not in a positon to do so yet, and this clearly applies to other institutions as well.=20 I don't think we should lose sight of the primary function of our name headings, especially now that authority control is taking on greater importance. A contributor commented that a heading such as "Diana, Princess of Wales, 1961-" draws attention to itself. If it draws attention to itself, one could argue that it is doing its job ;-)=20 Regards Richard _________________________ Richard Moore=20 Authority Control Team Manager=20 The British Library =20 Tel.: +44 (0)1937 546806 =20 E-mail: richard.moore@bl.uk =20 =============================================================== ========== Date: Thu, 7 Jul 2005 07:53:09 -0500 Reply-To: Program for Cooperative Cataloging Sender: Program for Cooperative Cataloging From: Mike Tribby Subject: Re: Proposal to allow the addition of dates to established person al name headings Comments: To: Program for Cooperative Cataloging , PCCLIST@sun8.loc.gov MIMEVersion: 1.0 Content-Type: text/plain > From Adam Schiff: "We should be demanding that programmers of library automation systems come up with a solution - how hard is it really to design a system that can ignore the abbreviation in front of the date for the purposes of sorting?" Then we should be planning on ponying up relatively significant money to pay the programmers of library automation systems to come up with a solution. If your library can afford to do this--as well as making the OPAC changes FRBR will require--I'm happy for you. Not all libraries enjoy this lofty status. Mike Tribby Senior Cataloger Quality Books Inc. The Best of America's Independent Presses mailto:mike.tribby@quality-books.com =============================================================== ========== Date: Thu, 7 Jul 2005 08:41:30 -0400 Reply-To: Program for Cooperative Cataloging Sender: Program for Cooperative Cataloging From: Jonathan David Makepeace Subject: Fw: Death dates & copyright I am forwarding the AUTOCAT message below with its author's permission, because I feel he makes interesting points. However, I wonder whether he would also suggest adding more complete forms of the name (whenever found) to established headings that either omit or abbreviate elements of the author's name, since they would also aid in distinguishing between authors. == Date: Tue, 5 Jul 2005 16:07:00 -0500 From: "Schupbach, William" <w.schupbach@wellcome.ac.uk> Subject: Death dates & copyright Re: Proposal to allow addition of dates to exisitng personal name headings Judith Hopkins wrote: > I do not see that adding a death date to an authority record will > improve the finding of a specific work. If you are looking for works by or about a William Gray, who you know was still alive in the 1920s, you are assisted to find those works if the catalogers have included dates of death for people with that name who died before 1920. Once you have found the works, if the author's date of death is included, you will know whether you can photocopy or reprint a substantial amount of the book, as copyright (in Europe at any rate) lasts for seventy years after the author's death, other things being equal. In that situation, you might well feel gratitude to the librarians who had enabled you to carry out your work so smoothly, instead of serving up a huge list of names without dates even when the dates were in the publications being cataloged. Yes, there would be more authority work to do initially, as Names Authority Files catch up with the effects of a long period of sluggishness in the death-date department. There would have been less of a backlog if that period had been shorter, but there you are. After that, things should settle down, and catalogs without authority control will (without much manual tinkering) continue their ride on the freeway to Chaos. William Schupbach Wellcome Library, 210 Euston Road, London NW1 2BE, England E-mail: w.schupbach@wellcome.ac.uk Catalogue: http://catalogue.wellcome.ac.uk/search/X [British registered charity no. 210183] --=_alternative 0045B80E85257037_=-=============================================================== ========== Date: Thu, 7 Jul 2005 08:19:47 -0500 Reply-To: Program for Cooperative Cataloging Sender: Program for Cooperative Cataloging From: Mike Tribby Subject: Re: Proposal to allow the addition of dates to established person al name headings Comments: To: Program for Cooperative Cataloging MIME-Version: 1.0 Content-Type: text/plain Mention has been made of at least inputting death dates on NARs for significant persons, Princess Diana being a named example. While I think adding death dates is an important pursuit and surely a strategy that will please-even if it doesn't further enable--catalog users, it seems to me that we need to either do it for all or none at all. If Princess Di is significant, then so is the former Bianca Jagger who also became famous more for her associations and liasons than for any other reason. I mean no disrespect to the late Princess, but I wish to point out that significance is hardly an attribute that can easily be assessed with unanimity. ===================================================== ==================== Date: Fri, 8 Jul 2005 08:30:09 -0500 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: "Lasater, Mary C" <mary.c.lasater@VANDERBILT.EDU> Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov>, PCCLIST@sun8.loc.gov Comments: cc: CPSO <CPSO@loc.gov> All, I agree with Robert, Alva and Arlene. I am extremely tired of apologizing for not adding death dates. For the last 15 years, 10 as a NACO contributor, I've apologized based on "LC can't do BFM" to those small libraries and reference librarians that others on the list are attempting to 'protect'. Those people are adding the death dates and the vendor I use and 'support', Marcive, respects that position, by not deleting the dates in headings on bibliographic records they process. Another benefit that I see to making the change now is that my work as an authorities librarian would have more respect because I am able to respond to requests to add a death date. Perhaps authority work will be seen as valuable again, instead of just expensive. I'm sorry some systems do not yet make maintenance easy, but I do not think waiting to make the change will help. Making the change now will pressure those systems to make the maintenance easier. There are ways to use vendors that will allow those of you with clunky systems to implement the change. For me and my current setup, I will have little additional work because a date is added to an existing authority record. What does take time for me are 'non-unique' authority records. I would like to see us move toward the music position where appropriate terms are added to names to make them undifferentiated when created. I appreciate all the work that the British Library does to make names on their records 'unique'. However, each month I spend hours tracking those down, trying to determine what the name is 'now'. If we established these with a phrase 'author of...' or any of the other mechanisms we use for older names, a change to that heading later when a date or more information is available, would be much more efficient for me to handle. While I support adding dates to names when established, I do not support the use of the b. and d. dates. These are confusing in displays. I also think that we should 'rethink' the part of the RI that makes us consider AACR2 headings in bibliographic records. I spend more time answering trainees questions about this than almost anything of substance. If we have a date, let us add it. There will not be more BFM, that can't easily be handled. My 2 cents based on many years, Mary Charles Lasater ===================================================== ==================== Date: Fri, 8 Jul 2005 08:33:44 -0500 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: Mike Tribby <mike.tribby@QUALITY-BOOKS.COM> Subject: Re: Proposal to allow the addition of dates to established person al name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> MIME-Version: 1.0 Content-Type: text/plain But my point remains that if we accept this proposed change it will be largely because of complaints regarding how patrons expect to see headings appear. I agree that death dates, when known, should certainly be added to headings, but I suspect other cosmetic changes that many catalogers do indeed see as "apples and oranges" situations in comparison to adding death dates will also be suggested in the future. Perhaps it would be profitable to also address whether and how notification of these changes in NARs might be announced. Mike Tribby Senior Cataloger Quality Books Inc. The Best of America's Independent Presses mailto:mike.tribby@quality-books.com ========================================================== =============== Date: Fri, 8 Jul 2005 16:36:10 -0400 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: Amy H Turner <amy.turner@DUKE.EDU> Subject: Re: Proposal to allow the addition of dates to established person al name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> MIME-Version: 1.0 MIME-Version: 1.0 Content-Type: text/html; charset=UTF-8 Content-Transfer-Encoding: quoted-printable <P>&nbsp;As authority control coordinator at Duke University for 5 years, I= believe I have seen a representative sample of patron requests that headin= gs be changed. &nbsp;The catalog includes a mechanism for making suggestion= s, and the person who screens these suggestions forwards those having to do= with authority control to me. &nbsp;I have also been forwarded requests fr= om Reference, the head of Cataloging, etc. &nbsp;Let me assure you that I h= ave not been overwhelmed! &nbsp; I haven't kept statistics, but I can remem= ber:</P><P>1 request that death dates be added to the heading of the patron= 's grandfather.</P><P>1 request from an author that her date be deleted.</P= ><P>1 request from an author that his name be changed to the form he consis= tently used in later works (Edward vs. Ed.)</P><P>1 request from an author = that a typo in his middle name be corrected.</P><P>1 observation about a sp= lit file.</P><P>Re the uniqueness of that last observation, my brother, who= is a college professor, and to whom I talk about work fairly often, once a= sked me if there is a rule in catalogs to use one form of name per author.<= /P><P>I agree 100% with Mary Charles Lasater that to demonstrate the value = of authority control, we need to be responsive to requests to make correcti= ons. &nbsp;This doesn't mean switching headings back and forth at the whim = of the few patrons who speak up, but we should be able to make headings aut= horitative without retreating behind the excuse &quot;oh, so sorry, it is t= oo much work. Date: Thu, 14 Jul 2005 08:56:50 -0400 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: Sherman Clarke <sherman.clarke@NYU.EDU> Subject: Re: Proposal to allow addition of dates to personal name headings Comments: To: pcclist@sun8.loc.gov, cpso@loc.gov, The discussion of the CPSO proposal to allow addition of dates to = personal name headings has been intriguing and thought-provoking=2C and = occasionally contentious=2E When I first heard from Ana Crist=C3=A1n that= CPSO = was thinking about this proposal=2C I was quite distressed because I = think that headings should serve to distinguish entities=2C not = necessarily to tell the biographical tale=2E I still think that but am = strongly convinced by the argument that it is foolish to put yourself = in the position of having to justify =22Warhol=2C Andy=2C 1928-=22 or =22= Diana=2C = Princess of Wales=2C 1961-=22 in your catalog=2E Revising dates in a heading when they are incorrect (e=2Eg=2E Katharine = Hepburn) or incomplete (e=2Eg=2E Warhol=2C Dali=2C Princess Di) seems a = commendable and viable path to follow=2E The proposal however calls = for =22allow=5Bing=5D the optional addition of dates (birth=2C death or b= oth) = to existing personal name headings at will=2E=22 There are many authority= = records where the heading is distinctive but no dates are included = (e=2Eg=2E Motherwell=2C Robert=3B Frist=2C William H=2E)=2E Certainly the= proposed = change does not require that the dates be added if now known=2C and = current practice would call for adding the date(s) if that is how to = break a conflict (e=2Eg=2E Gary Snyder)=2E I think the new policy should be to allow the revision of dates when = they are incorrect or incomplete=2C but not to add the dates just because= = they are now known but weren=27t known to the cataloger who created the = authority record=2E And I would also argue for continuing the policy of = following an LC heading that appears on a bibliographic record but does = not yet have an authority record=2E Sherman Clarke NYU Libraries and Art NACO sherman=2Eclarke=40nyu=2Eedu ========================================================== =============== Date: Thu, 14 Jul 2005 09:00:31 -0500 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: Stephen Hearn <s-hear@UMN.EDU> Subject: Re: Proposal to allow addition of dates to personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> In-Reply-To: <103390d1036209.1036209103390d@nyu.edu> Mime-Version: 1.0 Content-Type: text/plain; charset="us-ascii"; format=flowed One thing that has bothered me about this discussion has been the focus on exceptionally well known names. I'm not sure Princess Diana and Andy Warhol should be the models here. So, with a keyword search on "1901" and "john" I found the following likely "undead" persons born in 1901 (setting aside those headings with "b. 1901"): Zimmerman, John Edward, 1901Wolfe, John, 1901Windle, John T. 1901Wilson, John J. (John Johnston), 1901Williams, Harley, 1901Wickham, J. J. (Joseph John), 1901White, John Arch, 1901Weismann, John J. (John Jacob), 1901Walsh, William J. (William John), 1901Walsh, J. Raymond (John Raymond), 1901Visser, John Arthur, 1901Travell, Janet G., 1901Tibble, John William, 1901Thompson, John R., 1901Sullivan, John W. W. (John Wadsworth William), 1901And so on. While I agree with the value of adding death dates to headings like Warhol and Sartre, I can't see adding death dates to names like the above as doing us or anyone else much good. So in changing the dates policy, I'd ask catalogers to use their judgment to determine whether a name is well known enough to be worth this kind of exceptional treatment. If it's not, just add a newly discovered death date in a 670 as we've been doing. Stephen **************************************************** Stephen Hearn Authority Control Coord./Database Mgmt. Section Head Technical Services Dept. University of Minnesota 160 Wilson Library Voice: 612-625-2328 309 19th Avenue South Fax: 612-625-3428 Minneapolis, MN 55455 E-mail: s-hear@tc.umn.edu ========================================================= Date: Thu, 14 Jul 2005 08:30:27 -0600 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: John Wright <John_Wright@BYU.EDU> Subject: Re: Proposal to allow addition of dates to personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> MIME-Version: 1.0 Content-Type: multipart/alternative; boundary="----_=_NextPart_001_01C58880.9516FF2E" Since it appears that the conversation is beginning to come full circle, I want to reassert my proposal that the LCRI be modified. The option of always adding a date if it is readily available when creating a heading is the culprit which, as far as I can tell, caused the initial problem. When dates are not needed to make a heading unique, they should not be added. If the 1961- had been included in the 670, but left off the heading for Diana, Princess of Wales and if the 1928- had been recorded in the 670, but left off the Warhol, Andy heading, we wouldn't have to feel embarrassed about the way the catalog looks, nor would we have to explain why the dates are left open. In both cases, the date was NOT needed to make the headings unique. Let's please get to the root of the problem and quit hacking at the leaves! Regards, John B. Wright =20 ========================================================== Date: Thu, 14 Jul 2005 10:02:27 -0500 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: "Horne, Carl Stanley" <horne@INDIANA.EDU> Subject: Re: Proposal to allow addition of dates to personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> To go to this extreme, in order to avoid the occasional inconvenience/embarrassment of the Andy Warhol scenario, makes no sense to me. (1) It makes far too large a concession to the current limitations of our cataloging systems,as has already been argued. (2) It guarantees that in a steady stream (or trickle?) of instances we would have to add the dates later, to attain uniqueness, as has already been pointed out. (3) It also would render our headings less useful, such as in the following scenario: I search an author's name in the authority file. I get an index screen, including the heading Schmoe, Joe, 1948- My book, written by some Joe Schmoe or other, was published in 1953. I do not have to examine that authority record to eliminate the 1948- Joe Schmoe as the author of my book, but I would have to examine it under the policy urged below. And would all catalogers, most of them unfamiliar with our policy debate, know that a birth date is fairly likely to be buried in a 670 field? Would they all bother to check for one, even if they knew of that likelihood? =20 (Please accept my apologies, if there are any Joseph Schmoes out there in NACO-land.) =20 Carl Horne =20 Slavic and Central Eurasian Cataloger & NACO / SACO Liaison Indiana University Library Bloomington, IN 47405 =20 ========================================================== Date: Thu, 14 Jul 2005 10:37:14 -0500 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: Mike Tribby <mike.tribby@QUALITY-BOOKS.COM> Subject: Re: Proposal to allow addition of dates to personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> MIME-Version: 1.0 Content-Type: text/plain I agree with John Wright that the best solution would be to simply do away with or change the LCRI that instructs to add a birthdate if that date is known at the time a name heading is created. Putting the date in a 670 provides a way of storing information that may be needed later. However, given the way cataloging rules and LCRIs go, I doubt that this strategy will be endorsed. If the proposal to allow the addition of dates simply to close off the headings for the deceased is approved, this may well lead to wholesale heading changes that do no more than effect cosmetic changes, but require a great deal of updating of headings for libraries. I think the proposal to restrict this profligate updating to headings for significant persons is bound to fail since, given years of reading cataloging discussion lists, I doubt we can agree on just who these significant persons might be--or have been. If others feel the need to close off Princess Di and Andy Warhol's headings with death dates, then certainly we need to close off Muddy Waters' heading (Muddy Waters,$d1915-), Howlin' Wolf's (Howlin' Wolf,$d1910-), Mickey Mantle's (Mantle, Mickey,$1931-), Ted Williams' (Williams, Ted,$d1918-) and dozens of others. Of these headings only Williams' needs or needed the birthdate to break a conflict, and many libraries have recordings by or books about these musicians and baseball players. Mike Tribby Senior Cataloger Quality Books Inc. The Best of America's Independent Presses mailto:mike.tribby@quality-books.com =============================================================== Date: Thu, 14 Jul 2005 09:56:06 -0600 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: Beall Jeffrey <Jeffrey.Beall@CUDENVER.EDU> Subject: Proposal to allow addition of dates to personal name headings Comments: To: PCCLIST@loc.gov I don't care which we go on this decision, but if we do start adding death dates to existing headings, I suggest that CPSO maintain and publish a list of these changed headings, say, on a weekly basis, like the weekly subject heading lists. That way we could find out what headings were changed and make these changes in our local catalogs. Because we do manual authority control at my institution, this information would be crucial to us.=20 =20 I wish that such a list already existed for changes in name headings actually, especially for personal name headings that were formerly on undifferentiated personal name authority records.=20 =20 Jeffrey Beall Auraria Library University of Colorado at Denver and Health Sciences Center Denver, Colo. jeffrey.beall@cudenver.edu =============================================================== Date: Thu, 14 Jul 2005 16:59:00 +0100 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: "Moore, Richard" <Richard.Moore@BL.UK> Subject: Re: Proposal to allow addition of dates to personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov>, PCCLIST@sun8.loc.gov I think it's worth remembering that dates are not the only way in which we make headings unique. Headings are also qualified, following AACR2 22.18-22.19, by initial expansions, unused parts of names, brief terms, terms of address, titles, initials of degrees, initials denoting membership of professional bodies, etc. If cataloguers were allowed subsequently to add unnecessary dates to headings that did not have them, would they remove the above, or leave exisiting qualifiers in place, even though they were now technically unnecessary, because dates had been added?=20 =20 Adding unnecessary dates at will seems to serve neither function of name headings very well - it adds nothing to uniqueness, and is often not the most useful information to present to a user, who may be much more likely to know that an author is a member of a learned society, or a doctor of medicine, than when they were born. We get into all kinds of issues when we start to regard headings as biographical notes about authors. This is not the purpose of the heading; it's the function, rather of the authority record.=20 =20 If we were to change the principles on which headings are constructed, and started to regard them as reference works, we would need yet more rules, to determine what to add, and what to take off. Why single out dates, when there may be more informative things we can add? Why not add descriptive phrases, or places of residence, or the titles of their works? That's the sort of thing we might do, if we regarded headings as reference works, rather than unique identifiers. Currently we add a sufficiently economical qualifer, of one kind or another, to make the heading unique.=20 =20 Finally there is the question of database management. Incorrect headings should not be left unaltered, simply because they might cause dificult BFM issues. But BFM problems genuinely arise when headings are changed, and the principle of stability of headings seeks to minimise them. Under the original proposal, a cataloguer could add a birth date to a perfectly unique heading, that was either unqualified, or qualified in another way. When the author died, another cataloguer could come along and add a death date. That's *two* unnecessary changes, to a heading that was both correct, and doing its job perfectly well. =20 I agree in principle with the closing of birth dates with death dates, to "correct" headings that appear to be wrong. That seems to me to be the problem that recurs, and that we are trying to address. To change other, perfectly good headings at will seems to me to be the wrong approach, and runs counter to what authority control is trying to acheive. =20 _________________________ Richard Moore=20 Authority Control Team Manager=20 The British Library =20 Tel.: +44 (0)1937 546806 =20 E-mail: richard.moore@bl.uk <mailto:richard.moore@bl.uk> =============================================================== Date: Thu, 14 Jul 2005 11:07:54 -0500 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: gary Strawn <mrsmith@NORTHWESTERN.EDU> Subject: Re: Proposal to allow addition of dates to personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov>, PCCLIST@sun8.loc.gov At 09:00 AM 7/14/2005, Stephen Hearn wrote: >And so on. While I agree with the value of adding death dates to headings >like Warhol and Sartre, I can't see adding death dates to names like the >above as doing us or anyone else much good. I must disagree with my esteemed colleague on this small point. The question of whether adding death dates will do us or anyone else any good has left the barn. If we allow the modification of headings simply to add death dates, then there's no way to restrict this to "useful" cases. Any library can determine that John Withywindle is an important person whom "everyone" at their institution knows to be dead, and proceed to change the heading. I hope however that the eventual policy encompasses the possibility that an institution could add a 670 to an authority record giving a person's death date, without also *requiring* that the institution change the heading then or at any other time. So institutions with a good community consciousness can keep the authority record up to date and not require all other institutions to perform database maintenance that doesn't buy improved access. Gary L. Strawn, Authorities Librarian, etc. Northwestern University, 1970 Campus Drive, Evanston IL 60208-2300 e-mail: mrsmith@northwestern.edu voice: 847/491-2788 fax: 847/491-8306 Forsan et haec olim meminisse iuvabit. =============================================================== Date: Thu, 14 Jul 2005 11:08:46 -0500 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: "Horne, Carl Stanley" <horne@INDIANA.EDU> Subject: Re: Proposal to allow addition of dates to personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> MIME-Version: 1.0 Content-Type: multipart/alternative; boundary="----_=_NextPart_001_01C5888E.5084B7DE" To go to this extreme, in order to avoid the occasional inconvenience/embarrassment of the Andy Warhol scenario, makes no sense to me. (1) It makes far too large a concession to the current limitations of our cataloging systems,as has already been argued. (2) It guarantees that in a steady stream (or trickle?) of instances we would have to add the dates later, to attain uniqueness, as has already been pointed out. (3) It also would render our headings less useful, such as in the following scenario: I search an author's name in the authority file. I get an index screen, including the heading Schmoe, Joe, 1948- My book, written by some Joe Schmoe or other, was published in 1953. I do not have to examine that authority record to eliminate the 1948- Joe Schmoe as the author of my book, but I would have to examine it under the policy urged below. And would all catalogers, most of them unfamiliar with our policy debate, know that a birth date is fairly likely to be buried in a 670 field? Would they all bother to check for one, even if they knew of that likelihood? =20 (Please accept my apologies, if there are any Joseph Schmoes out there in NACO-land.) =20 Carl Horne =20 Slavic and Central Eurasian Cataloger & NACO / SACO Liaison Indiana University Library Bloomington, IN 47405 =20 ============================================================ Date: Thu, 14 Jul 2005 12:12:54 -0400 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: "Deborah J. Leslie" <DJLeslie@FOLGER.EDU> Subject: Re: Proposal to allow the addition of dates to established personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> MIME-Version: 1.0 Content-Type: text/plain; charset="US-ASCII" Content-Transfer-Encoding: quoted-printable I am strongly in favor of LC's proposal, for the various reasons already mentioned, and am likewise not convinced that we should give less complete and accurate data that we have in hand. There was a huge disruption in headings when AACR2 was adopted, but libraries achieved it, to the benefit of the catalog. This is a much smaller proposed disruption, but again to the benefit of the catalog.=20 I would like to point out one argument that I have not seen emphasized; apologies if it has been made and I missed it. To the contention that an open date is enough to make to an entity unique, I reply that an open date has a particular meaning, and it is NOT that we know the birth date. It means that a person with an open date is a *living person.* (AACR2 22.17A). To deliberately keep an open date on a heading when a person is known to be dead is to provide catalog users (including ourselves!) with misleading and incorrect data.=20 About the filing problem with "b.", "d.", and "fl.": what is the status of the non-filing start and stop code that was discussed some years ago in reference to bibliographic records? Could it be applied to authority records to exclude letters in a date subfield?=20 ________________________________ Deborah J. Leslie, M.A., M.L.S. Head of Cataloging Folger Shakespeare Library 201 East Capitol St., SE Washington, DC 20003 202.675-0369 djleslie@folger.edu =20 =============================================================== ============================================================= Date: Thu, 14 Jul 2005 12:23:14 -0400 Reply-To: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> Sender: Program for Cooperative Cataloging <PCCLIST@LISTSERV.LOC.GOV> From: "Starr, Daniel" <Daniel.Starr@METMUSEUM.ORG> Subject: Re: Proposal to allow addition of dates to personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> It seems to me that the comments on this proposal reflect two very = different viewpoints. The first is concerned with what makes sense in = our environment of shared cataloging and shared headings. The = statements reflecting this viewpoint focus on what are the requirements = for creating unique headings, identifying individuals and associating = them with those headings, what library systems can and cannot do, = whether the proposal creates too much work, which headings might or = should be changed and how, etc. The second viewpoint is concerned with = the needs and expectations of the users of our catalogs. The statements = reflecting this viewpoint focus on whether the information we are = providing in headings is sufficient, accurate and complete. At the recent ALA annual conference I must have heard a dozen times that = our public is turning to Google for information about library material = and that the only thing that we librarians have to offer is that we are = the ones who provide vetted authoritative information. It embarrasses = me that we continue knowingly to provide inaccurate and incomplete = information in our catalogs. I think we should do anything possible to = remedy this. The questions of whether to update headings with birth = dates, but not those without any dates, or whether to update headings = only for famous people, are red herrings. The principle behind all of = our cataloging should be to provide accurate and complete information. = Once that principle is accepted I'm sure we can figure out how to = accomplish it; it isn't as if every single heading is going to be = changed immediately. This sounds much like the discussion surrounding = the implementation of AACR2. We made the collective decision to = implement it after some delay, and it resulted in an improvement to our = catalogs. No one suggests that AACR2 was perfect, and I expect most of = us still have records with pre-AACR2 headings in our catalogs, but that = is not an argument that we should never have made the change. I suggest = we accept the proposal, begin to work out the problems, and in five = years we will think it a quaint reminder of older times when we stumble = upon a heading for some obscure person that still has an open date, = 1901#####################################=20 Daniel Starr=20 Manager of Bibliographic Operations=20 Thomas J. Watson Library=20 The Metropolitan Museum of Art=20 1000 Fifth Avenue=20 New York, NY 10028-0198=20 212-650-2582=20 212-570-3847 (fax)=20 daniel.starr@metmuseum.org=20 ========================== From: Stephen Hearn <s-hear@UMN.EDU> Subject: Re: Proposal to allow addition of dates to personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> To: PCCLIST@sun8.LOC.GOV I mostly agree with Gary's point. I'd be happy to change any heading that comes to the attention of any library at a user's prompting. I'd be happy for LC to put a "Bring out your dead" button on its online catalog welcome page where people could report on the expired. But I'd regret seeing the adding of death dates (which is not the same thing as responding to user requests) become valued more highly than heading stability as a general principle within the cataloging community. We have lots of authorities now which contain death dates in a 670 which aren't in the open dated heading. If LC and NACO come to regard all of those open dated headings as "erroneous" headings which it is "right" to correct, we will be creating work for ourselves which no one is asking us to do. If that becomes part of cataloger culture, then the restraint Gary argues for on the part of "institutions with a good community consciousness" will be undone by the the "institutions that care about being accurate and correct." And in the midst of such an ideological split with all the wasted double effort it will involve, we will be causing more split files in the affected catalogs. Has anyone in this discussion yet taken the position that split files won't result, or that split files are less of an access problem than open dated headings for the departed? When LC eventually updates this policy regardless of which way the decision goes, I hope they will be clear about which side of this ideological fence we should be working on. Stephen ================================================= From: Robert Maxwell <robert_maxwell@BYU.EDU> Subject: Re: Proposal to allow addition of dates to personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> To: PCCLIST@sun8.LOC.GOV Precedence: list : If this policy is implemented (and I've already indicated that I'm in favor of it) I would hate to see it exclude the possibility of adding dates to headings that do not already have them. I ran into a situation just the other day where I wasted a lot of time because of the non-addition of dates to a "unique" heading. I was dealing with a fairly common name, Harris, Jonathan. When I went to the authority file there were 14 Harris, Jonathans in various permutations, including one without dates, middle initials, etc. I knew from the information about the author in the book that he was probably born about mid-century. Given the number of identical or similar names (including some with made-up qualifiers) I assumed that the plain form was for an undifferentiated name. So ignoring that one for the moment I proceeded to go through the rest. Not finding him in the other 13, I finally looked at what I had supposed would be an undifferentiated name and by golly, it was my man. And furthermore, in the 670, there was his birthdate. If the heading had been so created--or REVISED to add the birthdate--I would have saved a fair amount of time; I would have probably gone straight to the correct heading. Now I know that the amount of time I would have saved probably does not equal the amount of time libraries would need to take to modify changed headings in their catalog--though I'm probably not the only cataloger that would be saving time in such cases. But I did want to make the point that these dates are not just cosmetic. They aid everyone, catalogers and other library users alike, in efficiently finding the heading they want. Bob Robert L. Maxwell Special Collections and Ancient Languages Catalog Librarian Genre/Form Authorities Librarian 6728 Harold B. Lee Library Brigham Young University Provo, UT 84602 (801)422-5568 Date: Thu, 14 Jul 2005 17:08:06 -0400 Reply-To: Program for Cooperative Cataloging <PCCLIST@loc.gov> Sender: Program for Cooperative Cataloging <PCCLIST@loc.gov> From: Priscilla Williams <priwill@UFLIB.UFL.EDU> Subject: Re: Proposal to allow addition of dates to personal nam e headings Comments: To: "PCCLIST@loc.gov" <PCCLIST@loc.gov> To: PCCLIST@sun8.LOC.GOV I too, support LC's proposal to allow the addition of dates to established personal name headings for reasons stated by Bob and many others in this discussion. Much of the discussion is centered around maintenance and rightly so, but let us not forget the users. I won't put away my recorded message to the patron, just yet, explaining why we don't add death dates, etc. but I'm certainly looking to the day when I'll gladly do so. Once I explain to the patron why we don't add death dates, etc. they understand but it's all because I approach the issue from the maintenance point of view. While it's not a problem to explain this repeatedly, the question that I ask is why should there be a need for me to continue to explain? Priscilla Priscilla R. Williams Authorities & Metadata Quality Unit Head University of Florida George A. Smathers Libraries Date: Fri, 15 Jul 2005 12:14:23 +0800 Reply-To: Program for Cooperative Cataloging <PCCLIST@loc.gov> Sender: Program for Cooperative Cataloging <PCCLIST@loc.gov> From: Saralee <saralee@SILAS.ORG.SG> Subject: Re: Proposal to allow addition of dates to personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> To: PCCLIST@sun8.LOC.GOV Precedence: list X-YaleITSMailFilter: Version 1.2b (attachment(s) not renamed) X-Yale-Not-Spam: For more info see: http://www.yale.edu/email/spam/content.html X-Yale-Spam-Score: (0) X-Scanned-By: MIMEDefang 2.52 on 130.132.50.54 Status: With regard to John Wright's comments below, I would just like to reiterate that not adding the birthdate when known (preventing a future conflict and the unravelling that can happen when bibliographic records include heading which are really inappropriate, based on what is in the 670's) could lead to a different workflow. In some libraries, for example, it could be decided not to establish names until a conflict does exist, thereby making the unravelling exercise a one-time affair! Perhaps, since the feeling about this RI appears to be strong, the RI could be changed to allow some discretionary behaviour on the part of the cataloguer, so that if there is an expected conflict in future, and the birth date is known, it could be included. Saralee Turner NACO Coordinator SILAS (Singapore Integrated Library Automation Services) -----Original Message----- From: "Program for Cooperative Cataloging" <PCCLIST@loc.gov> on behalf of "John Wright" <John_Wright@BYU.EDU> Sent: Thursday, July 14, 2005 10:30 PM To: "PCCLIST@sun8.LOC.GOV" <PCCLIST@sun8.LOC.GOV> Subject: Re: [PCCLIST] Proposal to allow addition of dates to personal name headings Since it appears that the conversation is beginning to come full circle, I want to reassert my proposal that the LCRI be modified. The option of always adding a date if it is readily available when creating a heading is the culprit which, as far as I can tell, caused the initial problem. When dates are not needed to make a heading unique, they should not be added. If the 1961- had been included in the 670, but left off the heading for Diana, Princess of Wales and if the 1928- had been recorded in the 670, but left off the Warhol, Andy heading, we wouldn't have to feel embarrassed about the way the catalog looks, nor would we have to explain why the dates are left open. In both cases, the date was NOT needed to make the headings unique. Let's please get to the root of the problem and quit hacking at the leaves! Regards, John B. Wright =============================== From: "Knop, Judy" <jknop@ATLA.COM> Subject: Re: Proposal to allow addition of dates to personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> One point which doesn't seem to have been noted so far is that for OCLC users headings can more efficiently be controlled when dates are present in the heading. When there is no date, the heading must be controlled individually since it is not immediately apparent that the name represents the same individual. Leaving dates out of the heading when not needed to break a conflict will complicate the cataloging process. judy knop ============================== From: "Kempe, Deborah" <KEMPE@FRICK.ORG> Subject: Re: Proposal to allow addition of dates to personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov>, PCCLIST@sun8.loc.gov To: PCCLIST@sun8.LOC.GOV Precedence: list X-YaleITSMailFilter: Version 1.2b (attachment(s) not renamed) X-Yale-Not-Spam: For more info see: http://www.yale.edu/email/spam/content.html X-Yale-Spam-Score: * (1.335) X-Scanned-By: MIMEDefang 2.52 on 130.132.50.8 Status: I totally agree with Daniel. ________________________________________________________ Deborah Kempe Chief, Collections Management and Access Frick Art Reference Library, 10 East 71st St., New York, NY 10021 tel. 212 547-0658 fax 212 879-2091 kempe@frick.org ________________________________________________________ -----Original Message----From: Program for Cooperative Cataloging [mailto:PCCLIST@loc.gov] On Behalf Of Starr, Daniel Sent: Thursday, July 14, 2005 12:23 PM To: PCCLIST@sun8.LOC.GOV Subject: Re: Proposal to allow addition of dates to personal name headings It seems to me that the comments on this proposal reflect two very different viewpoints. The first is concerned with what makes sense in our environment of shared cataloging and shared headings. The statements reflecting this viewpoint focus on what are the requirements for creating unique headings, identifying individuals and associating them with those headings, what library systems can and cannot do, whether the proposal creates too much work, which headings might or should be changed and how, etc. The second viewpoint is concerned with the needs and expectations of the users of our catalogs. The statements reflecting this viewpoint focus on whether the information we are providing in headings is sufficient, accurate and complete. At the recent ALA annual conference I must have heard a dozen times that our public is turning to Google for information about library material and that the only thing that we librarians have to offer is that we are the ones who provide vetted authoritative information. It embarrasses me that we continue knowingly to provide inaccurate and incomplete information in our catalogs. I think we should do anything possible to remedy this. The questions of whether to update headings with birth dates, but not those without any dates, or whether to update headings only for famous people, are red herrings. The principle behind all of our cataloging should be to provide accurate and complete information. Once that principle is accepted I'm sure we can figure out how to accomplish it; it isn't as if every single heading is going to be changed immediately. This sounds much like the discussion surrounding the implementation of AACR2. We made the collective decision to implement it after some delay, and it resulted in an improvement to our catalogs. No one suggests that AACR2 was perfect, and I expect most of us still have records with pre-AACR2 headings in our catalogs, but that is not an argument that we should never have made the change. I suggest we accept the proposal, begin to work out the problems, and in five years we will think it a quaint reminder of older times when we stumble upon a heading for some obscure person that still has an open date, 1901##################################### Daniel Starr Manager of Bibliographic Operations Thomas J. Watson Library The Metropolitan Museum of Art 1000 Fifth Avenue New York, NY 10028-0198 212-650-2582 212-570-3847 (fax) daniel.starr@metmuseum.org ================================= From: "Bresnan, Mark" <BRESNAN@FRICK.ORG> Subject: Re: Proposal to allow addition of dates to personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> To: PCCLIST@sun8.LOC.GOV Precedence: list X-YaleITSMailFilter: Version 1.2b (attachment(s) not renamed) X-Yale-Not-Spam: For more info see: http://www.yale.edu/email/spam/content.html X-Yale-Spam-Score: * (1.335) X-Scanned-By: MIMEDefang 2.52 on 130.132.50.9 Status: Debbie: I agree, but see also Sherman’s email about applying dates “willy-nilly” to headings that don’t need them to differentiate. Motherwell, Robert, for example. What’s your take on that? Mark ============================ From: Mike Tribby <mike.tribby@QUALITY-BOOKS.COM> Subject: Re: Proposal to allow addition of dates to personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> To: PCCLIST@sun8.LOC.GOV Precedence: list X-YaleITSMailFilter: Version 1.2b (attachment(s) not renamed) X-Yale-Not-Spam: For more info see: http://www.yale.edu/email/spam/content.html X-Yale-Spam-Score: (0) X-Scanned-By: MIMEDefang 2.52 on 130.132.50.48 Status: "I suggest we accept the proposal, begin to work out the problems, and in five years we will think it a quaint reminder of older times when we stumble upon a heading for some obscure person that still has an open date, 1901-" One step in working out any problems might be to explore the feasibility of a list of NAR changes being generated weekly. Any thoughts on whether this could be done? Mike Tribby Senior Cataloger Quality Books Inc. The Best of America's Independent Presses =============================== From: "Lasater, Mary C" <mary.c.lasater@VANDERBILT.EDU> Subject: Re: Proposal to allow addition of dates to personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov>, PCCLIST@sun8.loc.gov To: PCCLIST@sun8.LOC.GOV Mike, I get a paper list each month from my vendor (Marcive) of all headings (in our file) with changes in the 1xx field and any authority records with a change to the personal 'unique' name code in the fixed field. I don't really want to see/review all changes to authority records. Mary Charles ========================= From: Sophia McMillen <sophia@HAWAII.EDU> Subject: Re: Proposal to allow addition of dates to personal name headings Comments: To: PCCLIST@loc.gov, Ana Lupe Cristin <acri@loc.gov>, cpso@loc.gov To: PCCLIST@sun8.LOC.GOV Precedence: list X-YaleITSMailFilter: Version 1.2b (attachment(s) not renamed) X-Yale-Not-Spam: For more info see: http://www.yale.edu/email/spam/content.html X-Yale-Spam-Score: (0) X-Scanned-By: MIMEDefang 2.52 on 130.132.50.54 Status: On 6/23/05 Ana Lupe Cristán wrote: ... Thus, CPSO is considering allowing the addition of all dates to existing headings ... Allow the optional addition of dates (birth, death or both) to existing personal name headings at will. (LC and NACO catalogers are aware of LCRI 22.17 that requires all new headings to have dates added when these are readily available). Note that catalogers would not be required to add dates to existing personal name headings ... We've polled our available catalogers on several of the points raised in this discussion. We have unamimous support for the following ideas: YES, add/edit dates when an existing heading contains errors of fact (typographical errors, for example). YES, add dates when an existing heading conflicts with another existing heading. We have strong support (5 YES, 1 NO) to this idea: Accept in principle closing of birth dates with death dates to make headings appear “correct” but not adding dates to other perfectly good headings. We're evenly split between NO and UNSURE for this idea: Add death dates to a heading only when catalogers determine the name is well known enough to be worth this kind of exceptional treatment (but not to headings for the unfamous) ^*^*^*^*^*^*^*^*^*^*^*^*^ Sophia A. McMillen Cataloging Dept., University of Hawaii at Manoa Library 2550 The Mall, Honolulu, HI 96822 sophia@hawaii.edu phone: (808) 956-2753 ================================ From: Mike Tribby <mike.tribby@QUALITY-BOOKS.COM> Subject: Re: Proposal to allow addition of dates to personal name headings Comments: To: Program for Cooperative Cataloging <PCCLIST@loc.gov> To: PCCLIST@sun8.LOC.GOV Precedence: list X-YaleITSMailFilter: Version 1.2b (attachment(s) not renamed) X-Yale-Not-Spam: For more info see: http://www.yale.edu/email/spam/content.html X-Yale-Spam-Score: (0) X-Scanned-By: MIMEDefang 2.52 on 130.132.50.48 Status: Thanks, Mary. We, being bottomline conscious in a way that only a for-profit entity fully can, do not have an authorities vendor. Nor do most of our customers--many of whom don't even have a cataloger onstaff to explain their voluminous and comprehensive cataloging specifications when we do orders for them. What I'm hoping for is a periodic list of changes that might only need to be generated during a relatively brief period when I fear that wholesale changes will be made to NARs involving closing death dates of people considered significant. Of course name authority changes will continue long after that, but once the world is made safe for freedom and goodness by the closing off of Princess Di's record and the like, I'm assuming the volume of changes will drop off and the situation vis-a-vis changed name headings will return to normal. We already check name headings for all new works cataloged, but I'd like to keep our database relatively clean, too. I'll drop Mary at Marcive a line and see what it might cost for us to simply purchase their list of changes if such an option is available. Mike Tribby Senior Cataloger Quality Books Inc. The Best of America's Independent Presses =========================