14.06.2007 Fa Discussion Document IMPLEMENTATION OF REGULATION (EC) N° 842/2006 ON CERTAIN FLUORINATED GREENHOUSE GASES MINIMUM REQUIREMENTS IN RESPECT OF TRAINING PROGRAMMES AND CERTIFICATION Recovery of fluorinated greenhouse gases from equipment containing fluorinated greenhouse gas-based solvents 1. BACKGROUND Equipment which contains fluorinated greenhouse gas-based solvents is covered by Article 4(1) of the Regulation which places the responsibility on operators to put in place arrangements for the proper recovery by certified personnel of fluorinated greenhouse gases to ensure their recycling, reclamation or destruction. Some HFCs, which are included in Annex I of the Regulation (EC) No. 842/2006, have been used as solvents to replace ODS solvents. Although HFCs do not have the correct solvent properties for the traditional area covered by HCFC solvents (cleaning /degreasing) they possess some very specific properties that make them attractive for some specialised small scale applications such as in the extraction of natural products, in the preservation of rare books etc. Thus the use of F-gases is believed to be very limited in the EU. According to Article 5(1) of the Regulation, the Commission shall establish minimum requirements in respect of training programmes and certification requirements for personnel by 4 July 2007. In order to prepare this decision, the Commission contracted out a study on "Minimum qualification requirements for personnel in the EC, involved in the containment and recovery of fluorinated greenhouse gases (F-gases) and ozone depleting substances (ODS)" (ICF Consulting, September 2006). The study, amongst other sectors, examined current qualifications in the F-gasbased solvent sector in the EU Member States and recommended EU-wide minimum qualification requirements and programmes. It should be noted that in a survey conducted within the context of this study, of the 19 Member States that responded to the survey, three States reported zero use of F-gases in the solvent sector and, therefore, had no need for minimum qualification requirements or training programmes and three other Member States indicated only very limited use of F-gas solvents, which they contended negated the need for minimum qualifications or programmes. One Member State indicated that they currently have minimum 14.06.2007 requirements in place for personnel handling F-gases in the solvents sector, whereas all other Member States reported no minimum qualification requirements for personnel working with FGas solvents, although six Member States are in the process of developing such qualifications and/or are prepared to adopt legislation as appropriate. 2. LEGAL PROVISIONS Article 5 (1) requires the Commission to adopt minimum requirements in respect of training programmes and certification: “for the personnel involved in the activities provided for in Article 4” (proper recovery of F-gases to ensure their recycling, reclamation or destruction). This activity has to be carried out by certified personnel. In addition, Article 5 (1) requires the Commission to set down the conditions for mutual recognition of minimum requirements Article 5 (2) requires Member States to establish or adapt their own training and certification requirements on the basis of the Community minimum requirements by 4 July 2008. Member States can adopt stricter requirements but shall recognise certificates issued in other Member States based on EC minimum requirements By 4 July 2009, the companies involved in carrying out leakage checking and recovery shall only take delivery of fluorinated gases where their personnel hold the relevant certificates. There is no such prohibition for companies involved in installation, maintenance and servicing. 3. MINIMUM CONDITION FOR GRANTING PERSONNEL CERTIFICATION AND CONDITION FOR MUTUAL RECOGNITION The minimum condition for granting a certificate to personnel to undertake recovery of fluorinated greenhouse gases from equipment containing fluorinated greenhouse gas-based solvents should be the successful completion of a theoretical and practical examination by the applicant that meets the standards referred to in section 3.2. This appears to be the only practical way to ensure mutual recognition, as an examination is the most objective way to check the qualification of a person. The Member States are competent for organizing the examination system. The Member States should remain free to maintain or adopt additional criteria (compared to those mentioned in the first paragraph of this section) for granting certification, such as a minimum number of hours of training or a minimum number of years of professional experience. However, these criteria should not be taken into consideration for the mutual recognition of certificates issued by another Member State. No condition additional to the one specified in 14.06.2007 section 3.1 should be adopted by a Member State to consider valid a certificate granted in another Member State. 3.1. Conditions for mutual recognition Each Member State should notify the Commission of the personnel certification programmes, in accordance with Article 5(2) of Regulation 842/2006. The notification format will be established by the Commission in accordance with Article 5(5). The Commission should communicate the documents to all the other Member States. A Member State shall give recognition to the new certificates issued in other Member States in accordance with the notified national requirements, provided that the certificate: clearly mentions the name of the certification body in a form that enables the authorities and companies of other Member States to authenticate the certificate, the full name of the holder, a registration number and the date of expiry if any; is dated and signed. Member States may require holders of certificates issued in another Member State to provide a certified translation of the certificate in their official language. 3.2. Minimum standards pertaining to the examination upon which certification can be granted The examination should comprise one or several theoretical tests and one or several practical tests where the ability of the applicant to perform the recovery task for which certification is required will be evaluated. Member States should ensure that evaluation bodies are objective and ensure that the examinations meet the minimum requirements as defined in Annex I, which lists the minimum set of skills that should be tested by the evaluation bodies. 3.3. Personnel certification Member States should remain free to designate the “certification bodies” which are allowed to grant personnel certificates according to the national legislation. The certification bodies should be identified by law or regulation, or designated by competent authorities, or other entities entitled to do so according to the national legislation. Member States should remain free to authorise undertakings or establishments engaged in recovery of fluorinated greenhouse gases from equipment containing fluorinated greenhouse gasbased solvents to organize examinations for their own personnel, evaluate persons and/or grant certificates to these persons (“in-house certification”). The holders of such certificates should be allowed to use them if they change employers, start their own business etc. The companies entitled to perform evaluation and/or certification functions should be authorised individually by the competent authorities of the MS or any other body entitled to grant such authorisation according to the national legislation. 14.06.2007 Member States should notify the Commission and all the other Member States of the name and contact details of each certification body (see section 3.1). Member States should ensure that certification bodies are objective and ensure that the evaluation bodies comply with the minimum skills as defined in Annex I. Certification bodies, including "in-house-certification" schemes, shall retain records so as to: • Identify the training content; • Identify those personnel who have been certified for recovery from equipment containing fluorinated greenhouse gas-based solvents; • Restrict performance of gas recovery to appropriately trained personnel; • Sustain a high level of expertise. 4. TRAINING REQUIREMENTS Training programmes, sessions and courses should include the content of Annex I. 14.06.2007 Annex I Minimum set of skills that should be tested by the evaluation bodies No Skills 1. Basic knowledge of relevant environment issues (climate change, Kyoto Protocol, GWP) Physical, chemical and environmental characteristics of HFCs used as solvents Use of HFCs as solvents Recovery and purification of fluorinated greenhouse gas-based solvents Storage and transportation of fluorinated greenhouse gas-based solvents Operation of recovery equipment for basic applications of fluorinated greenhouse gas-based solvents 2 3 4 5 6 Checked through theoretical/ practical tests Theoretical Theoretical Theoretical Practical Theoretical Practical