SUPPLEMENTARY MATERIAL Antifungal and antibacterial metabolites from an endophytic Aspergillus sp. associated with Melia azedarach Jian Xiao, Qiang Zhang, Yu-Qi Gao, Xin-Wei Shi, Jin-Ming Gao* Shaanxi Engineering Center of Bioresource Chemistry & Sustainable Utilization, College of Science, Northwest A&F University, Yangling 712100, Shaanxi, PR China Email: jinminggao@nwsuaf.edu.cn 1 Experimental General 1D, 2D-NMR spectra: Bruker Avance-500; ESI-MS: Thermo Fisher LTQ Fleet instrument spectrometer; HPLC: Waters 1525; Column chromatography (CC): silica gel (SiO2: 200-300 or 300-400 mesh, Qingdao); Sephadex LH-20 (Pharmacia Co.); Hypersil BDS 5 µm C18 (250×4.6 or 250×10; Thermo). Fractions were monitored by TLC, and spots were visualized by spraying with 5% H2SO4 in ethanol, followed by heating. All other chemicals used in this study are of analytical grade. Fungal material and cultivation The endophytic fungus KJ-9 was isolated from the symptomless tissue of stem bark of Melia azedarach L., collected at Yangling, Shaanxi province, China, in August 2011. It was identified as Aspergillus sp. based on the analysis of morphological characteristics and deposited at the College of Science, Northwest A&F University. This fungus was incubated into the PDA medium (150 mL each in 500 mL Erlenmeyer flasks) and fermented at 28 ± 0.5 °C for 4 weeks, in total 30 L. Extraction and Isolation The fermented cultures were ultrasonically extracted with methanol, and then the methanol layer was extracted by EtOAc to give an EtOAc extract (22 g). This crude extract was separated by silica gel CC using CHCl3-MeOH gradient elution to provide fractions (Fr.1–Fr.4). Fr. 2 (3 g) was separated by repeated CC (silica gel) to yield compound 1 (30 mg). Fr. 1 (2.8 g) was subjected to repeated CC (Sephadex LH-20, silica gel, RP-C18 and HPLC) to yield compounds 2 (13 mg), 3 (1.7 mg) and 6 (9 mg). Fr. 3 (1.1 g) was separated by CC (silica gel and HPLC) to yield compound 4 (3.7 mg). Fr. 4 (0.9 g) was separated by repeated CC (silica gel, Sephadex LH-20 and HPLC) to yield compounds 5 (10 mg) and 7 (4 mg). Compound (1): Yellow amorphous powder; [α]D23 -7.50 (c 0.1, DMSO); 1H NMR (400 MHz, DMSO-d6): δ 15.10 (1H, s, 5'-OH), 15.01 (1H, s, 5-OH), 10.25 (1H, s, 8-OH), 7.27 (1H, s, H-10), 7.12 (1H, s, H-9), 6.55 (1H, d, J = 2.19 Hz, H-9'), 6.22 (1H, s, H-3), 6.21 (1H, s, H-3'), 6.15 (1H, d, J = 2.17 Hz, H-7'), 3.93 (3H, s, 6'-OMe), 3.58 (3H, s, 8'-OMe), 3.39 (3H, s, 6-OMe), 2.41 (3H, s, 2-Me), 2.14 (3H, s, 2'-Me); 2 13 C NMR (100 MHz, DMSO-d6): δ 184.0 (C-4'), 184.0 (C-4), 168.9 (C-2), 168.6 (C-2'), 162.0 (C-5'), 161.3 (C-5), 161.2 (C-8'), 160.8 (C-6'), 158.5 (C-8), 158.3 (C-6), 152.5 (C-10a), 150.3 (C-10'a), 140.2 (C-9a), 140.1 (C-9'a), 116.8 (C-7), 109.8 (C-5a), 107.6 (C-5'a), 106.8 (C-3), 106.7 (C-3'), 105.4 (C-10'), 105.3 (C-9), 103.4 (C-4'a), 103.4 (C-4a), 100.5 (C-10), 96.8 (C-7'), 96.5 (C-9'), 61.5 (6-OMe), 56.1 (6'-OMe), 55.1 (8'-OMe), 20.3 (2-Me), 20.2 (2'-Me). ESI-MS (negative) m/z: 555.42 [M-H]-. Compound 2: Yellow amorphous powder; 1H-NMR (400 MHz, CDCl3) δ 7.16 (1H, s, H-10), 6.98 (1H, s, H-9), 6.42 (1H, d, J = 2.07 Hz, H-7'), 6.22 (1H, d, J = 2.07 Hz, H-9'), 6.07 (1H, s, H-3), 6.00 (1H, s, H-3'), 4.03 (3H, s, 6'-OMe), 3.79 (3H, s, 8-OMe), 3.62 (3H, s, 8'-OMe), 3.47 (3H, s, 6-OMe), 2.42 (3H, s, 2-Me), 2.13 (3H, s, 2'-Me); 13C-NMR (100 MHz, CDCl3) δ 184.57 (C-4'), 184.42 (C-4), 167.71 (C-2), 167.65 (C-2'), 162.62 (C-5'), 161.91 (C-5), 161.38 (C-8'), 160.99 (C-6'), 160.12 (C-8), 158.50 (C-6), 153.30 (C-10a), 150.77 (C-10'a), 140.67 (C-9a), 140.51 (C-9'a), 117.55 (C-7), 111.37 (C-5a), 108.50 (C-5'a), 107.37 (C-3), 107.18 (C-3'), 105.14 (C-10'), 104.67 (C-4a), 104.20 (C-4'a), 101.34 (C-9), 101.22 (C-10), 96.83 (C-7'), 96.43 (C-9'), 62.01 (6-OMe), 56.17 (6'-OMe), 55.89 (8-OMe), 55.11 (8'-OMe), 20.75 (2-Me), 20.69 (2'-Me). ESI-MS (positive) m/z: 571.26 [M+H]+. H3 C O OH 6' 7' H3 C 5' 5'a 8' O O 9'a 9' 4' 4'a 3' 10'a 2' O 10' CH3 1' HO O 9 8 10 7 10a 6a 6 CH3 O 10b 1 2 4a 3 5 4 OH O CH3 Compound 3: Yellow amorphous powder; 1H-NMR (400 MHz, DMSO-d6) δ 15.10 (1H, s, 5'-OH), 12.97 (1H, s, 5-OH), 7.33 (1H, s, H-7), 7.14 (1H, s, H-6), 6.55 (1H, d, J = 2.14 Hz, H-7'), 6.54 (1H, s, H-3), 6.21 (1H, s, H-3'), 6.09 (1H, d, J = 2.14 Hz, H-9'), 3.93 (3H, s, 6'-OMe), 3.75 (3H, s, 8-OMe), 3.57 (3H, s, 8'-OMe), 3.43 (3H, s, 10-OMe), 2.48 (3H, s, 2-Me), 2.12 (3H, s, 2'-Me); 13 C-NMR (100 MHz, DMSO-d6) δ 183.94 (C-4'), 182.49 (C-4), 168.55 (C-2), 168.29 (C-2'), 162.10 (C-5'), 161.28 (C-8'), 160.84 (C-6'), 159.57 3 (C-8), 156.32 (C-10), 155.93 (C-5), 154.52 (C-10b), 150.16 (C-10'a), 140.37 (C-6a), 140.00 (C-9'a), 116.45 (C-9), 110.10 (C-3), 108.56 (C-4a), 107.58 (C-5'a), 107.35 (C-10a), 106.82 (C-3'), 105.48 (C-6), 104.88 (C-10'), 103.27 (C-4'a), 102.10 (C-7), 96.58 (C-7'), 96.56 (C-9'), 61.09 (10-OMe), 56.12 (6'-OMe), 56.09 (8-OMe), 55.09 (8'-OMe), 20.15 (2'-Me), 19.96 (2-Me). ESI-MS (positive) m/z: 571.28 [M+H]+. H3C O OH 6' 5' 7' H3 C 5'a 8' O 4' 4'a 9'a 9' O 3' 10'a 2' O 10' CH3 1' H3 C O O 9 8 10 7 10a 6a 6 CH3 O 10b 1 2 4a 3 5 4 OH O CH3 Compound 4: Yellow amorphous powder; 1H-NMR (400 MHz, DMSO-d6) δ 15.11 (1H, s, 5'-OH), 12.92 (1H, s, 5-OH), 10.22 (1H, s, 8-OH), 7.08 (1H, s, H-7), 6.98 (1H, s, H-6), 6.56 (1H, d, J = 2.07 Hz, H-7'), 6.52 (1H, s, H-3), 6.22 (1H, s, H-3'), 6.14 (1H, d, J = 2.19 Hz, H-9'), 3.93 (3H, s, 6'-OMe), 3.58 (3H, s, 8'-OMe), 3.40 (3H, s, 10-OMe), 2.47 (3H, s, 2-Me), 2.14 (3H, s, 2'-Me); 13 C-NMR (100 MHz, DMSO-d6) δ 183.99 (C-4'), 182.39 (C-4), 168.54 (C-2'), 168.02 (C-2), 162.08 (C-5'), 161.16 (C-8'), 160.84 (C-6'), 158.48 (C-8), 156.90 (C-10), 155.99 (C-5), 154.79 (C-10b), 150.29 (C-10'a), 140.18 (C-6a), 140.10 (C-9'a), 116.26 (C-9), 110.06 (C-3), 108.12 (C-4a), 107.61 (C-5'a), 106.79 (C-3'), 106.60 (C-10a), 105.27 (C-7), 105.21 (C-10'), 104.48 (C-6), 103.36 (C-4'a), 96.84 (C-9'), 96.42 (C-7'), 61.04 (10-OMe), 56.12 (6'-OMe), 55.09 (8-OMe), 20.21 (2'-Me), 19.93 (2-Me). ESI-MS (negative) m/z: 555.06 [M-H]-. H3 C O OH 6' 5' 7' H3 C 5'a 8' O 4' 4'a 9'a 9' O 3' 10'a 2' O 10' CH3 1' HO O 9 8 CH3 10 7 O 10a 6a 6 4 10b 1 2 4a 3 5 4 OH O CH3 Compound 5: Pale yellow amorphous powder; 1H-NMR (400 MHz, CDCl3) δ 8.38 (1H, d, J = 1.70 Hz, 30-NH), 7.44 (1H, d, J = 7.43 Hz, H-27), 7.28 (2H, m, H-20, 22), 7.27 (2H, m, H-19, 23), 7.22 (1H, m, H-21), 7.15 (1H, m, H-7), 7.12 (7H, m, H-25, 26, 42, 43, 44, 45, 46), 6.88 (1H, d, J = 7.30 Hz, H-31), 6.84 (1H, d, J = 2.31 Hz, 38-NH), 6.77 (1H, d, J = 7.91 Hz, H-8), 6.73 (1H, m, H-6), 6.34 (1H, d, J = 1.70 Hz, 14-NH), 6.04 (1H, s, 35-NH), 5.99 (1H, d, J = 1.83 Hz, 1-NH), 5.62 (1H, d, J = 1.95 Hz, H-2), 4.22 (1H, m, H-37), 3.90 (1H, br. s, H-15), 3.59 (1H, m, H-34), 3.39 (1H, m, H-33a), 3.31 (1H, m, H-12a), 3.19 (1H, m, H-40a), 3.16 (1H, m, H-17a), 3.13 (1H, m, H-11), 3.01 (1H, m, H-17b), 2.98 (1H, m, H-33b), 2.93 (1H, m, H-40b), 2.51 (1H, dd, J = 13.51, 10.59 Hz, H-12b); 13 C NMR (100 MHz, CDCl3) δ 168.91 (C-13), 168.21 (C-36), 167.51 (C-39), 166.94 (C-16), 145.82 (C-9), 134.96 (C-29), 134.90 (C-18), 134.46 (C-41), 131.88 (C-4), 129.70 (C-20, 22, 43, 45), 129.23 (C-44), 128.97 (C-19, 23), 128.94 (C-42, 46), 128.06 (C-28), 127.74 (C-7), 127.56 (C-21), 124.90 (C-24), 124.24 (C-6), 124.13 (C-25), 120.76 (C-26), 119.78 (C-31), 118.98 (C-5), 118.63 (C-27), 110.26 (C-8), 109.27 (C-32), 83.18 (C-2), 59.06 (C-37), 57.36 (C-3), 56.23 (C-11), 56.17 (C-15), 54.15 (C-34), 40.13 (C-40), 39.96 (C-17), 38.91 (C-12), 29.67 (C-33). ESI-MS (positive) m/z: 665.18 [M+H]+, 687.46 [M+Na]+. 21 22 20 23 19 18 O 17 H H 16 15 HN 14 2 N 10 11 13 O H N 8 1 3 9 7 4 6 12 44 45 H 24 25 29 26 28 27 H N 30 36 35 34 32 33 39 H 40 37 HN 42 41 O 31 43 46 5 H NH 38 O 50 Compound 6: Yellow amorphous powder; H-NMR (400 MHz, CD3OD:CDCl3 = 1:1) δ 1 7.14 (1H, s, H-10), 6.77 (1H, d, J = 1.95 Hz, H-9), 6.56 (1H, d, J = 2.07 Hz, H-7), 6.17 (1H, s, H-3), 4.13 (3H, s, 8-OMe), 4.08 (3H, s, 6-OMe), 2.56 (3H, s, 2-Me); 13 C-NMR (100 MHz, CD3OD:CDCl3 = 1:1) δ 183.89 (C-4), 167.88 (C-2), 161.15 (C-5), 161.06 (C-8), 159.71 (C-6), 152.51 (C-11), 140.68 (C-14), 107.50 (C-13), 106.23 (C-3), 103.42 (C-12), 100.95 (C-10), 97.31 (C-9), 96.82 (C-7), 55.04 (8-OMe), 54.55 (6-OMe), 19.55 5 (2-Me). ESI-MS (negative) m/z: 285.17 [M-H]-. H3 C O OH 6 5 7 H3 C 4 13 8 12 14 O O 3 11 9 2 O 10 CH3 1 (R)-3-Hydroxybutanonitrile (7). Pale yellow liquid; [α]D21 + 5.70 (c 0.1, CHCl3), lit. [α]D20 + 4.1 (c 3.0, EtOH) (Itoh, Takagi, & Nishiyama, 1991); 1H NMR (400 MHz, CD3OD): δ 4.36 (1H, m, H-3), 2.73 (1H, dd, J = 5.4, 16.1 Hz, H-2a), 2.52 (1H, dd, J = 5.4, 16.5 Hz, H-2b), 1.81 (3H, d, J = 5.3 Hz, H-4); C NMR (100 MHz, CD3OD): δ 13 116.5 (C-1), 67.6 (C-3), 29.9 (C-2), 23.0 (C-4). ESI-MS (negative) m/z: 84.13 [M-H]-. OH 3 4 1 2 N Itoh, T., Takagi, Y., & Nishiyama, S. (1991). Enhanced enantioselectivity of an enzymatic reaction by the sulfur functional group. A simple preparation of optically active. beta.-hydroxy nitriles using a lipase. The Journal of Organic Chemistry, 56, 1521–1524. Dehli, J.R., & Gotor, V. (2000). Enantio- and chemoselective bioreduction of β-keto nitriles by the fungus Curvularia lunata. Tetrahedron, 11, 3693–3700. Bioactivity assays Antimicrobial assays were performed by our reported method (Li et al. 2012). All test phytopathogenic fungi and bacteria were provided by the College of plant protection, Northwest A&F University. All metabolites were tested in vitro for the antifungal activity against five phytopathogenic fungi Gibberella saubinetti, Magnaporthe grisea, Botrytis cinerea, Colletotrichum gloeosporiodes and Alternaria solani, as well as for the antibacterial activity against four pathogenic bacteria Escherichia coli, Bacillus subtilis, Staphyloccocus aureus, and Bacillus cereus. All these tested phytopathogenic fungi were deposited at the College of Science, Northwest A&F University. Antifungal activity was assessed by the microbroth dilution method in 96-well flat-microtiter plates using a potato dextrose (PD) medium. The compounds were made up to 2 mM in DMSO. Two commercial fungicides: carbendazim and hymexazol 6 (Aladdin chemistry Co. Ltd.) was used as positive controls, and the equal concentration of DMSO was used as a negative control. The fungi were incubated in the PD medium for 18~36 h at 28 ± 0.5° C at 150 rpm, and spores of different microorganism concentrations were diluted to approximately 1 × 106 CFU with PD medium. In flat-microtiter plates, tested compounds, fungal suspension and sterile water were added to mad up final concentrations of the compounds in the range of 1.57-200 M. Cultures then grew in the dark at 28 ± 0.5 °C for 48 h. Minimum inhibitory concentrations (MICs) were inspected as the lowest concentrations in which no microbial growth could be observed. Antibacterial activity was assessed by the microbroth dilution method in 96-well flat-microtiter plates using a beef-protein liquid (BP) medium. Antibacterial activity was assessed in the same procedure as antifungal bioassay. Streptomycin sulfate and ampicillin were used as positive control, and the solution of equal concentration of DMSO was used as a negative control. Cultures were grown during 24 h at 37 ± 0.5 °C in the dark without shaking and in a moist chamber. Table S1. Inhibitory effect of compounds 1-7 against pathogenic bacteria……………8 Figure S1. 1H spectra of dianhydro-aurasperone C (1) in DMSO-d6 ............................ 9 Figure S2. 13C spectra of dianhydro-aurasperone C (1) in DMSO-d6 ........................... 9 Figure S3. HSQC spectra of dianhydro-aurasperone C (1) in DMSO-d6 .................... 10 Figure S4. COSY spectra of dianhydro-aurasperone C (1) in DMSO-d6 .................... 10 Figure S5. HMBC spectra of dianhydro-aurasperone C (1) in DMSO-d6 ................... 11 Figure S6. The CD spectrum of isoaurasperone A (2) in MeOH…………………… 11 Figure S7. The CD spectrum of asperpyrone A (4) in MeOH……………………… 12 7 Table S1. Inhibitory effect of compounds 1-7 against pathogenic bacteria. pathogenic bacteria (MIC: M) compound Gram-positive bacteria (G+) Gram-negative bacteria (G-) B. c. S. a. B. s. E. c. 1 NA 50 25 NA 2 NA NA NA NA 3 100 25 25 50 4 NA NA NA NA 5 NA 50 NA NA 6 NA 50 NA 50 7 50 50 NA NA Streptomycin Sulfate 1.57 12.5 12.5 3.13 Ampicillin 3.13 1.57 12.5 6.25 Note: B. c., Bacillus cereus; S. a., Staphyloccocus aureus; B. s., Bacillus subtilis; E. c., Escherichia coli. NA: inactive. 8 Figure S1. 1H spectra of dianhydro-aurasperone C in DMSO-d6 Figure S2. 13C spectra of dianhydro-aurasperone C in DMSO-d6 9 Figure S3. HSQC spectra of dianhydro-aurasperone C in DMSO-d6 Figure S4. COSY spectra of dianhydro-aurasperone C in DMSO-d6 10 Figure S5. HMBC spectra of dianhydro-aurasperone C in DMSO-d6 1 10 279, 38000 KJ-9-3, 1.20 mM MeOH, 0.02 cm 0.8 0.6 Molar CD Absorbance 5 0.4 0 -5 KJ-9-3, 1.20 mM MeOH, 0.02 cm KJ-9-3, 1.20 mM MeOH, 0.1 cm (5x) 0.2 0 200 250 300 350 / nm 400 450 -10 250 500 300 350 / nm 400 Figure S6. The CD spectrum of isoaurasperone A (2) in MeOH. 11 450 500 1.4 20 279, 20000 1.2 KJ-9-6, 1.3 mM MeOH, 0.05 cm 1 0.8 10 Molar CD Absorbance KJ-9-6, 1.3 mM MeOH, 0.05 cm 15 0.6 5 0 -5 0.4 -10 0.2 -15 0 -20 200 250 300 350 / nm 400 450 500 200 250 300 350 / nm 400 Figure S7. The CD spectrum of asperpyrone A (4) in MeOH. 12 450 500