Yupo Ma M.D., M.S., Ph.D CURRICULUM VITAE PROFESSIONAL EXPERIENCE: 12/05 to Present Adjunct Professor UNLV Dental School Las Vegas, NV 05/05 to Present Nevada Cancer Institute Physician/ Dept. of Pathology Chief of Hematopathology Las Vegas NV 05/05 to Present Physician/ Director for Clinical Lab Nevada Cancer Institute Dept. of Pathology Las Vegas NV 05/05 to Present Physician/ Director for Clinical Lab Quest Diagnostics at Nevada Cancer Institute Las Vegas NV 12/05 to Present Multiple Academic Centers for Ontak Clinical Trial Central Pathology Reviewer for T-cell Lymphomas (centers include Ohio State, Hopkins, Emory, Penn, Texas A&M). 07/02- 05/05 University of Arkansas for Medical Sciences Physician/Asst Professor Department of Pathology Director of Flow Cytometry Hematopathologist Hematopathologist Little Rock, AR EDUCATION: 07/01 to 06/02 Fellowship MD Anderson Cancer Center Houston TX Hematopathology 07/97 to 06/01 Residency Brown University Providence RI Pathology Chief Resident 2000-2001 01/93 to 06/97 Postdoctoral Fellowship Harvard Medical School Boston MA Pathology Page 1 of 9 12/88 to 12/92 Ph.D. University of South Alabama College of Medicine Mobile AL Anatomy 09/89 to 11/88 Masters of Science University of Washington Seattle WA, Pathobiology 09/85 to 08/86 Internship (rotating) Jinan University, Affiliated Hospital Guangzhou, People's Republic of China 09/80 to 08/86 Doctor of Medicine Jinan University College of Medicine P.R. China LANGUAGES SPOKEN: Chinese and English CITIZENSHIP: U.S. Citizen SOCIETY MEMBERSHIPS: The College of American Pathology AWARDS: Best Chinese Physician in the USA (2005) NIH Career Development Award (2003-2008) Principle Investigator of Brown University (1999-2001) NIH Postdoctoral Research Fellowship (1991-1992) Hospital Appointments: University of Arkansas for Medical Science (UAMS), 2002-2005 Arkansas Children Hospital, Little Rock, 20002-2005 Nevada Cancer Institute, Las Vegas, 2005-present Licensure of Physician: Arkansas State, 2002-present Nevada State, 2005-present Nevada State, Licensed laboratory Director, 2005-present Teaching Assignments: University of Arkansas for Medical Sciences (UAMS), 2002-2005 Resident and fellow teaching--leukemia and lymphoma Summer Student Research Advisor: Amalin, Kieber-emmons, 2004 Page 2 of 9 Postdoctoral Research Advisor: Drs. Jianchang Yang, Qianohua Kang, Jun Qu and Fang Liu. Clinical Hematopathology Fellow Advisor: Marwan Yared Hemtaology-Oncology Grand Round Committee: 2002-2005 UNLV Dental School, Las Vegas, 2005 ( 5 hour lectures) Medical student teaching----Leukemia and lymphoma UNLV Dental School Student, Las Vegas: Matthew Mizukawa working for a research project Academic Services: University of Arkansas for Medical Sciences: Medical Student Interview Committee, 2004 Pathology Resident Interview Committee, 2003-2005 Hematopathology Fellowship Committee, 2002-2005 Nevada Cancer Institute: Nevada Cancer Institute Animal Resources Advisory Committee, 2005present Clinical Trial Reviewing Committee at Nevada Cancer Institute, 2005-present US PATENTS: 1. “Diagnosing and Treating Cancer Cells Using Sal2 ” ( Filed through Harvard Medical School) 2. “Targeting of SALL4 for the treatment and diagnosis of proliferative disorders associated with myelodysplastic syndrome (MDS)” (Filed through NVCI) Page 3 of 9 RESEARCH SUPPORT: Inactive Grant: 1. NIH Research Fellowship Ongoing Grants: 2. Role of Hsal 2 in Ovarian Cancer NIH/K08/Principle Investigator 8/1/03-7/30/08, 75% effort, $135, 000/year The overall research goal is to examine the functional roles and underlying mechanisms of Hsal2 isoforms, as well as gene regulation, and to identify upstream and downstream targets. Aim 1 will determine the role of altered Hsal2 isoform expression in ovarian cancer initiation and progression by studying the effect of Hsal2 isoform overexpression on tumorigenicity, identifying target genes that are subordinate to Hsal2 isoform expression, and characterizing upstream regulators of Hsal2 isoforms. Aim 2 will determine the underlying mechanism of altered Hsal2 isoform expression in ovarian cancer by delineating the use of Hsal2 P1 and P2 promoters, measuring the methylation status of CpG islands in Hsal2 isoform promoters, and correlating this with their expression in ovarian cancer. 3. Mouse Model of Duane Radial Ray Syndrome (Okihiro Syndrome) Tobacco Fund/Principle Investigator 7/1/03-6/30/05, $70, 000 totally The overall research goal is to investigate the possibility of that SALL4 gene is a tumor suppressor gene in a knockout mouse model. Specific Aim I: Generate null and conditional mutant alleles of SALL4 by Cre/LoxP-mediated gene targeting. Specific Aim II: Characterize developmental defects in the mutant mice. We plan to use this mouse model to further our understanding of how the malformations seen in this Duane radial ray syndrome develop and to test if SALL 4 acts as a tumor suppressor gene like SALL2 4. Functional Analysis of Hsal2, A Novel Tumor Suppressor Associated with p21Cip1/Waf in Human Cancer American Cancer Society Institutional Research Grant /Principle Investigator 1/1/04-12/30/05, $20,000 totally The overall research goal is to test our hypothesis that expression of Hsal2 protects against ovarian cancer initiation whereas loss of Hsal2 predisposes to ovarian cancer, with subsequent genetic events promoting progression to overt Page 4 of 9 cancer. We plan to demonstrate that (1) The loss of Hsal2 expression is present as an early event in ovarian cancer (borderline tumor), with expression levels of Hsal2 decreased slightly and decreased even more so in invasive serous carcinoma; the reduced expression of Hsal 2 correlates with the loss of P21, and (2) over-expressing Hsal2 isoforms in ovarian cancer cell lines induces apoptosis, decreases colony formation in soft agar, and decreases tumorigenesis in nude mice; and the effects of Hsal 2 tumor suppression occur through upregulation of p21. 5. Growth Control in Multiple Myeloma NIH/P01/Core D, Cell Analysis and Sample Banking, Co-investigator (collaboration with University of Arkansas) 6/30/04-7/1/09, 10% effort, $400,000/year The Cell Analysis and Sample Banking Core are to provide support to the clinical and basic projects by centralizing common procedures. These include sample acquisition, characterization, and distribution and banking; cell sorting; analytical flow cytometry; tissue microarrays; histology and Immunohistochemistry. 6. Functional Analysis of SALL4 in in Hematopoietic Differentiation and Leukemogenesis NIH/P20/subcontract, Project leader (Principle Investigator) 7/1/06-6/30/08, 20% effort, $200,000/year The goal is to further our understanding of the mechanisms involved in leukemogenesis by examining SALL4, a newly identified transcriptional repressor in leukemia. Specific Aim I: Determine molecular mechanism(s) of SALL4 isoforms in the initiation and/or the progression of AML; Specific Aim II: Determine how SALL4 isoforms affect signaling pathways, which initiate or cause progression of AML 7. Development of novel vascular cell lines and xenograft mouse model for infantile hemangioma Vascular and Birthmarks Institute of New York at Roosevelt Hospital. 0% effort, 2005, $40,000 (Co-principle Investigator wit Dr. Fink). Pending Grants 1. Nevada Bioengineering and Bioinformatics Summer Institutes. NSF summer student grant, 2005, 0% effort. Co-PI. A multidisciplinary group of scientists from the University of Nevada Las Vegas (UNLV) Colleges of Science and Engineering have joined with investigators from the Nevada Cancer Institute (NCI) to establish a Nevada Bioengineering and Bioinformatics Summer Institutes (NBBSI) to train the next generation of multidisciplinary investigators in these fields (summer student working in a research lab). Page 5 of 9 PUBLICATIONS: M.S. Thesis: Species-specific Monoclonal Antibodies against Surface Membrane of Mycoplasma genitalium, 1989. Ph.D. Thesis: Primary Structure of Murine Brain Spectrin ( Fodrin), 1993. Original Articles 1. Zimmer, WE, Y. Ma, Goodman, SR. Tissue Distribution of Brain -Spectrin mRNAs. Brain. Res. Bul. 1991;27:187-193. 2. Bloom, ML, Lee BR, Birkenmeier C, Ma Y, Zimmer WE, Goodman SR, Eicher EM, Baker JE. The Gene for Brain Beta-Spectrin Isoform (235) Maps to Mouse Chromosome 11 and Defines a New Region of Synteny to Human Chromosome 2. Mammal. Genome 1992;3:293-295. 3. Ma, Y, Zimmer WE, Riderer BM, Goodman SR. The Complete Amino Acid Sequence for Brain Spectrin ( Fodrin): Relationship to Globin Sequences. Mol. Brain. Res. 1993;18:87-99. 4. Zimmer, WE, Ma Y, Zagon IS, Goodman SR. Developmental Expression of Brain -Spectrin Isoform Messenger RNA. Brain. Res. 1992;594:75-83. 5. Warren, JC, Murdock, GL, Ma Y, Goodman, SR, Zimmer, WE. Molecular Cloning of Testicular 20 -hydroxysteroid Dehydrogenase: Identity with Aldose Reductase. Biochemistry. 1993;32:1401-1406. 6. Lengeling A, Zimmer WE, Goodman SR, Ma Y, Bloom ML, Bruneau G, Krieger M, Thibault J, Kaupmann K, Jockusch H. Exclusion of Tow Candidate Gene, Spnb-2 and Dcd, for the Wobbler Spinal Muscular Atrophy gene on Proximal Mouse Chromosome 11. Mammal.Genome. 1994;5:163-166. 7. Clark MB, Ma Y, Bloom ML, Barker JE, Zagon IS, Zimmer WE, Goodman SR. Brain Alpha Erythroid spectrin: Identification, Compartmentalization, and Beta Spectrin Associations. Brain. Res. 1994;663:223-236. 8. Lukacher AE, Ma Y, Carroll JP, Abromson-Leeman, SR, Laning JC, Dorf ME, Benjamin TL. Susceptibility to Tumors Induced by Polyoma Virus is Conferred by Endogenous Mouse Mammary Tumor Virus Superantigen. J. Exp. Med. 1995;181:1683-1692. 9. Ma Y, Gozman A, Chai L, Steinhoff MM, Hansen K, Maizel AL. Hsal 1 is Related to Kidney and Gonad Development and is Expressed in Wilms Tumor. Pediatri Nephron. 2001;16:701-709. 10. Ma Y, Li D, Chai L, Maizel AL. Cloning and Characterization of Two Promoters for Human Hsal 2 Gene and Their Transcriptional Repression by the Wilms Tumor Suppressor Gene Product. J. Biol. Chem. 2001;276:48223-48230. 11. Li D, Dower K, Ma Y, Benjamin TL. A ‘Tumor Host Range’ Selection procedure identifies p150 Sal 2 as a target of polyoma large T antigen. Proc. Natl. Acad. Sci. USA. 2001 ;98:14619-14624. 12. Ma Y, Chai L, Cortez SC, Sopa EG, Steinhoff MM, Ford D, Morgan J. Maizel AL. SALL1 Expression in the Human Pituitary-Adrenal/Gonadal Axis. J. Endocrinol. 2002;173 (3):437-48. Page 6 of 9 13. Amin HM, Medeiros J, Ma Y, McDonnel TJ, Feretzaki M, Levataki V, Rassidakis GZ, O’Connonr SL, Lai R. Inhibition of JAK3 induces Apoptosis and Decreases Anaplastic lLmphoma Kinase Activity in Anaplastic Large Cell Lymphoma. Oncogene. 2003; 22:5399-407 14. Tian E, Zhang F, Walker R, Rasmussen E, Ma Y, Barlogie B and Shaughnessy JD. The Role of the Wnt/-catenin Signaling Antagonist DKK1 in Development of Osteolytic Lesions in Multiple Myeloma. New Engl J. MED. 2003, Dec 25; 349(26): 2483-94. 15. Amin HM, McDonnell TJ, Ma Y, Lin Q, Fujio Y, Kunisada K, Leventaki V, Das P, Rassidakis GZ, Cutler C, Jeffrey Medeiros L, Lai R. Selective inhibition of STAT3 induces apoptosis and G(1) cell cycle arrest in ALK-positive anaplastic large cell lymphoma. Oncogene, 2004, June 7, 1-9 16. Li D, Tan Y, Mok S, Ma Y and Benjamin TL. p150Sal2 Is a p53-Independent Regulator of p21WAF1/CIP . Mol. Cell. Bio . 2004. 24:3885-93. 17. Ma Y, Mansour A, Bekele BN, Zhou X, Keating MJ, O'Brien S, Giles FJ, Albitar M. The clinical significance of large cells in bone marrow in patients with chronic lymphocytic leukemia. 2004. Cancer. 100:2167-75. 18. CHAI L, YANG J, DI C, CUI W, LAI R, AND MA Y. Transcriptional activation of the SALL1 by the human SIX1 domain. 2006 (Submitted to JBC, under revision) 19. Ma Y, Kang Q, Di C, Lai R, Theus J, and Chai L. Novel splicing variant of Okihiro syndrome gene and its deregulation in transgenic mice associated with cystic kidney and hydrocephulas.. 2006 (submitted). 20. Ma Y, Wei C, Yang J, Qu J, Di C , Amin HM, Lai R, Ritz J, Krause DS, and L Chai. SALL4, a novel oncogene, is constitutively expressed in acute myeloid leukemia (AML) and is sufficient to induce AML in transgenic mice. 2006 (submitted to nature medicine) 21, Wei C, . Ma Y, Nikki Kong N, Yang J, Amin HM, Lai R and L Chai. 2006. Expression analysis of a novel oncogene, SALL4, in lymphoma, multiple myeloma, and acute lymphoblastic leukemia ( submitted to American of Surgical Pathology) Published Abstracts : 1. Ma Y, Zimmer WE, Goodman SR. Cloning and Nucleotide Sequence of Mouse Brain -Spectrin cDNA. J. Cell. Biol. 1990;14F:28. 2. Zimmer WE, Melton CA, Ma Y, Zagon IS, Goodman SR. Differential Regulation of and Spectrin mRNAs during Mouse Brain Development. J. Cell. Bio 1990;11:505a. 3. Ma Y, Zimmer WE, Goodman SR. Cloning and Nucleotide Sequence of Mouse Brain -Spectrin cDNA. J. Ala. Acad. of Sci. 1990;61:202. 4. Ma Y, Zimmer WE, Goodman SR. Cloning and Sequence of cDNAs encoding a Mouse Brain -Spectrin. J. Cell. Biol. 1990;11:47a. 5. Ma Y, Zimmer WE, Rederer BM, Goodman SR. Primary Structure of Brain Spectrin ( Fordrin). J. Ala. Acad. of Sci.1992;63:67. Page 7 of 9 6. Ma Y, Zimmer WE, Rederer BM, Goodman SR. The Complete Sequence for Brain -spectrin Indicates a Relationship with Heme Binding Proteins (Globins). Society for Neuroscience. 1992;18:69. 7. Ma Y, Zimmer WE, Rederer BM, Goodman SR. The Complete Amino Acid Sequence of Nonerythroid Spectrin ( Fodrin): Indication of a Heme Binding Domain. Society for Neuroscience 1992;3:264a. 8. Ma Y, Cho S, Riney C, Benjamin TL. 1997. Construction and Characterization of a Polyoma Virus Mutant that Fails to Express Small T. Society for Tumor Virus, Pg 16. 9. Ma Y, Schwartz S, Maizel AL, Singer DB. Townes-Brocks Syndrome: Hsal 1 Gene Mutation and New Manifestations. (In press in IAP Meeting, March 1998). 10. Ma Y, Gozman A, Li C, Steinhoff MM, Hansen K, Maizel AL. Identification of the Townes-Brocks Syndrome Gene Product and Its Involvement of Kidney and Gonad Development. Mod. Patho. 2000;13:106A. 11. Ma Y, Chai L, Stancu M, Steinhoff MM, Taylor W, Maizel AL. The TownesBrocks Syndrome Gene Product is Expressed at Multiple Levels of the Reproductive Axis and Sex Hormone-producing Tumors. Mod. Patho. 2000;13:73. 12. Ma Y, Mazel AL, Chai L, Taylor W, Stopa EG, Cortex S. Presence of Hsal 1, A Downstream Component of Hedgehog/TGF- Signals in Human Pituitary, Journal of Neuropathology and Experimental Neurology, 2000;59:452. 13. Chai, L, Ma Y, Krause D. Impairment of Myelopoiesis in Sall2-null mice. Journal of the American Society of Hematology, 2003,102:334A. 14. Ferguson F, Oza K and Ma Y. Comparison of Syndecan-1 (CD138), PAS, and H&E staining in Initial Evaluation of Monoclonal Gammopathies. Modern Pathology, 2004, 17:247A. 15. Lee J, Ma Y, Franko B, Song X, Rassidakis, Amin H and Lai R. Expression a SHP1 slicing Variant with Dominant Negative Effects in Malignant Hematopoetic Neoplasm. Modern Pathology, 2004, 17:256A. 16. Theus J, Fender B, Waldron J, Zhan F, Shaughnessy and Ma Y. Dkk-1 Expression in Normal Lymphoid tissue and in Multiple Myelomas: Over Expression of Dkk-1in Low and Medium Grade with Loss of Expression with disease Progression. Modern Pathology, 2004,17: 273A 17. Huang Q, Zhang H, Ma Y, Schichman S, Scott M, Doglio L, Iannacone P, Weiss L, and Fan CY. Development of Essential Thrombocythemia-Like Myeloproliferative Disorder in Transgenic Mice. Overexpressing a Human 8-Oxoguanine DNA-Glycosylase Gene. Blood, Nov 2004; 104: 791. 18. Chai L, Cui W, Yang J, Di C, Amin H, and Ma Y. SALL4, a novel oncogene induces myelodysplastic syndrome and acute myeloid leukemia via Wnt/βcatenin pathway. Blood Nov. 2005; 106: 397a. 19. Rai R, Lefresne SV, Franko BC, Shi X, Hui D, Mansoor A, Amin HM, Ma Y. Somatic Hypermatation of the Immunoglobulin Heavy Chain (IgH) Gene in Mantle Cell Lymphoma. Laboratory Investigation, 2006, 86:235A. Page 8 of 9 Research Interests in the laboratory Dr. Ma’s lab focuses on the role of SALL4 in Human Development, Leukemogenesis, and Hematopoiesis. The SALL gene family is the mammalian homologue of Drosophila gene Spalt (sal). In Drosophila, sal mutation can lead to the incomplete separation of the head and trunk of the fly. In the human, heterogenous mutation of SALL1 causes Townes-Brock Syndrome with renal, cardiac, genital malformation. Heterogenous mutation of SALL4 in human is associated with Okihiro Syndrome with limitation of eye abduction, deafness and digit malformation. SALL4 is able to bind to Oct 4 and Nanog. SALL4 plays an important role in the maintenance of ES cell pluripotent properties and self renewal. The loss of expression results in ES cell differentiation. We have demonstrated that SALL4 is constitutively expressed in acute myeloid leukemias (AML) and fails to turn off in nearly all human AMLs. A fundamental unanswered question: is constitutive expression of SALL4 sufficient to induce AML? In addition, what mechanisms of SALL4 induce AML? How does SALL4 promoter leukemic stem cell self renewal? We have chosen transgenic mice as a model system to approach these questions. This should allow us to test directly leukemogenic potential of constitutive expression of SALL4 in a murine model. Transgenic mice overexpressing SALL4 develop hematopoietic disorders including myelodysplastic-like symptoms and subsequently acute myeloid leukemia. The constitutive expression of SALL4 is causal to the leukemic phenotype and SALL4 acts as an oncogene, probably through interaction with the Wnt/β-catenin pathway in the leukemogenesis. Our murine model should provide a useful platform to analyze the effect of SALL4 on hematopoiesis and its potential cooperation with Wnt/β-catenin pathway in the pathogenesis of leukemia stem cells. A parallel project involves an investigation of the SALL4 function in development and hematopoiesis. We are creating a loss of function model for SALL4 using conventional and conditional knockout approaches. In characterizing the phenotype of SALL4 deficient mice, we are focusing on the role of SALL4 in regulating hematopoiesis and hematopoietic stem cell function. . Page 9 of 9