A social norms approach to eliminating corporal punishment in the Eastern Caribbean By Lisa McClean-Trotman, Communication for Development Specialist, UNICEF Office for Barbados and the Eastern Caribbean 7/14/2010 University of Pennsylvania Executive Summary This paper analysed the UNICEF Office for Barbados and the Eastern Caribbean efforts to eliminate the practice of corporal punishment in the Eastern Caribbean. It argues that in the period before 2007, UNICEF’s approaches failed primarily because in taking the rights-based approach it focused on what was bad about the practice and not on the script, or the reasons or on the positive values of why corporal punishment was being practiced. In addition, the approaches failed because there was no social pressure to abandon the practice and even though by law teachers were prohibited from administering corporal punishment, the legal sanctions were weak. The paper also shows that in the post 2007 period, when UNICEF began to re-categorised the issue, to engage teachers and other stakeholders; to change the script and sought to address the normative expectations of the teachers, it was only then that it began to make some headway in the abandonment of the practice. The paper recommends that among other things, UNICEF continues to: support Ministries of Education (MoE) in the Eastern Caribbean to take the bottom-up approach by engaging teachers and other stakeholders in the process; encourage MoE to creatively document the success stories of schools abandoning the practice and to publicly share them; enhance future KAP studies by including questions to understand social norms dimensions of the practice; support Ministries to enhance the learning environments of the students and that it encourages Ministries to conduct research to learn about the networks and to use this information to implement a diffusion strategy aimed at the complete abandonment of the practice. A social norms approach to eliminating corporal punishment in the Eastern Caribbean Background The UNICEF Office for Barbados and the Eastern Caribbean covers ten countries: Antigua and Barbuda, Barbados, British Virgin Islands, (BVI) Dominica, and Montserrat, St. Kitts and Nevis, St. Lucia, St. Vincent and the Grenadines and the Turks and Caicos Island. With the exception of the British Overseas Territories (BOTs) of BVI, Montserrat and the Turks and Caicos Islands, all of these countries are independent nation states. These countries all share a similar history of British colonial rule and have similar cultural values. All of the independent countries have signed and ratified the UN Convention on the Rights of the Child. In the case of the BOTs, the Convention has been extended to them by the UK government. All of the independent countries have submitted at least one state report to the UN Committee on the Rights of the Child. While the UN Committee on the Rights of the Child has praised these countries’ efforts at achieving universal primary and secondary education, one area that has been of concern is the use of corporal punishment in schools and in the homes. Of concern also is the fact that this practice in schools is supported by law as it is on the statute books of the independent Eastern Caribbean countries. This practice possibly dates back to British colonial rule when corporal punishment was used to discipline slaves. While the UK has abolished the practice in its schools between 1986 and 1987, Caribbean countries have sought to retain the practice. For example in the case of Barbados, the Revised Education Act of 1981 permits the use of corporal punishment in schools. In a document developed by the Ministry of Education called “Guidelines for administering corporal punishment”, it states that Corporal Punishment is a "last resort" and shall be administered with "a proper instrument" (no details provided) by the principal or his designee. Where possible, female students should be punished by a female member of staff. The student must be informed beforehand of the reason for punishment, and it must be recorded in a punishment book. Parents may exempt their offspring from Corporal Punishment by filing a statement by a medical doctor that it is detrimental to the child's mental or emotional stability.” According to the document, corporal punishment should be used to “maintain discipline and to enforce the school rule.” Even though corporal punishment is supposed to be administered equally to boys and girls, research conducted by Dr. Barbara Bailey of the University West Indies, cave Hill Campus, suggested that students felt it was administered more to boys than to the girls. In addition, anecdotal evidence indicates that it is not used as a last resort and also that teachers administer it even though legally they are not suppose to do so. There have also been cases of students being harmed by the practice so in the interest of protection of children UNICEF has sought to address the issue. What has been UNICEF’s approach to eliminating the practice of corporal punishment? UNICEF has been in the Caribbean region since 1976 and has made some attempts to encourage governments to abolish the practice of corporal punishment in schools. The approaches of the UNICEF Office for Barbados and the Eastern Caribbean (UNICEF BECO) can be analysed in two periods: pre-2007and post 2007. In the pre-2007, the approach could be described as follows: Advocacy with key stakeholders UNICEF has convened meetings on the issue with key political stakeholders - namely Ministers of Social Transformation and Ministers of Education. The key messages were that the practice is bad for children; it is a violation of their rights and that it is violence against children. UNICEF has also advised them of the comments of the UN Committee on the Rights of the Child about the use of corporal punishment not being in keeping with the CRC. UNICEF has also sought to hold discussions and meetings with religious leaders around the topic. Legal norm approach In addition, UNICEF has used opportunities such as the OECS1 Family Law legal and judicial Reform Project, (which was focusing on the revision of family law to make them in conformity with the CRC and CEDAW), to advocate for the removal of corporal punishment from the statute books. Media message A media campaign to engender support for the family law revision process (referred to above) was developed by OECS Secretariat and UNICEF BECO. and UNICEF used the opportunity to develop a message against corporal punishment. The message was “stop violence against women, men and children – no one deserves to be hit.” This did not lead to any change in behaviour. Again the implicit message was that corporal punishment is bad. Response to the strategy Education practitioners and policy makers generally supported the retention of the practice. Some argued that they had experienced it and it didn’t do them any harm. Other arguments for its retention included that it was a US-based ideology which was being imposed on Caribbean culture and that in a Caribbean context, it cannot be categorised as violence against children. It was also argued that some US states had abolished the practice and this was responsible for the state of violence now seen in US schools and this was not what was wanted for Caribbean schools. In a similar vein, religious leaders continued to argue for the retention of the practice and often quoted the biblical verses of “spare the rod and spoil the child” and “foolishness is bound up in the heart of a child but the rod of correction will drive it out.” They argued that abolishing it would be against the bible. In essence, none of the above, including the media campaigns, led to an abandonment of the practice as there was no social, moral or legal pressure to do so, there was a disconnect between the legal, moral and social regulatory mechanisms. 1 The OECS is a sub-regional grouping of Eastern Caribbean states almost similar to EU. The Secretariat/Headquarters is based in St. Lucia. All of the countries covered by UNICEF BECO, with the exception of Barbados, are either full members or associate members of this sub-regional group. Change of approach by UNICEF to eliminating the practice of corporal punishment -2007 and beyond In 2007, UNICEF began to change its approach to eliminating the practice of corporal punishment. Firstly, as oppose to dealing with corporal punishment at the broader societal level, UNICEF sought to focus on one particular group – teachers. The Caribbean Union of Teachers was engaged and the Head of the Barbados Union of Teachers – herself a Principal and a strong advocate for the use of corporal punishment volunteered her school- The Hillaby Turner’s Hall Primary - to be used as a pilot in the use of alternatives to corporal punishment. UNICEF also made the decision not to use the word corporal punishment in any of its communication and hence the term “Changing the Classroom Culture” was coined for this pilot at the Hillaby Turner’s Hall Primary. “Changing the Classroom Culture “pilot took a whole school approach to addressing the issue of discipline in that it involved working with parents, teachers, students. UNICEF also began to use the term positive behavioural management in 2008 and in 2009, the more generic term of child -friendly schools (CFS) was used. The latter term began to meet some resistance in 2010 as some teachers at other schools said that the term implied that their schools were not child-friendly. So UNICEF started using terms such as making schools “more child-friendly” by implementing a variety of practices namely: learning ready classrooms; healthy lifestyles and teaching life skills; promoting students’ participation and implementing positive behavioural management techniques. Sensitization and Research Sensitization meetings were held with parents, staff and students to orient them to the project and to address any fears and reservations. Research was conducted to gather baselines on the practice among teachers. In addition, meetings and focus groups were held with the teachers, staff, students and parents to understand the issue from their perspective. Adding additional support staff Additional support staff was added to the school and these included a psychologist; a Special Needs Teacher, who dealt with students who had learning difficulties; a support counsellor whose role was to support teachers as they implemented alternatives to corporal punishment and apparent volunteer whose role was to liaise with the parents and the PTA. Capacity Building Training was done for the teachers on positive behavioural classroom management techniques; motivation as it related to behaviour; understanding students with learning needs among other topics. Study tours In addition, UNICEF facilitated study tours to Ohio and to Jamaica for educators to see alternatives to corporal punishment being used in schools which formerly had disciplinary problems. Documenting and sharing the Hillaby Turner’s Hall Primary School experience A newsletter called In Touch was developed to share what was being done at the Hillaby Turner’s Hall Primary School. It was shared with teachers at other schools in Barbados and in the eastern Caribbean and also with education policy-makers throughput the region. What were the Results? Abandonment of the practice of corporal punishment by teachers at the Hillaby Turner’s hall Primary School. In 2008, the teachers at the Hillaby Turner’s Hall Primary School made the commitment that they would no longer be administering corporal punishment and they would only allow the Principal to do this if she so desires. The Principal also reduced significantly her use of the practice and began to advocate that alternatives can work. Teachers at other schools began abandoning the practice of corporal punishment. In addition, having learnt about the Hillaby Turner’s Hall experience through meetings and the use of various media (such as newsletters, news articles etc), the Ministry of Education in Barbados decided to expand the process to 10 other schools and teachers at these schools are now using other alternatives to corporal punishment. In addition, the Ministries of Education in Antigua and Barbuda, Dominica and St. Lucia also decided to introduce this process in schools in their countries. To date, teachers at 33 schools have either abandoned the practice or reduced its use significantly and are using positive approaches to discipline with their students. More open public discussion on the issue in the media. Unlike pre-2007, persons began using radiocall-in programmes and other media, to voice their opinions with many of them openly admitting that they were against the practice. Ministries of Education more receptive to working with UNICEF on positive alternatives to the use of corporal punishment. This was evidenced by the number of other countries that express interest in making their schools more child-friendly and by the fact that MoE in three other countries came on board (Dominica, St. Lucia and Antigua and Barbuda) and introduced alternatives practices in schools in these countries. A total of four countries are now involved and have committed to including more schools in the CFS process each academic year. Is the practice of corporal punishment influenced by social norms? Although UNICEF is beginning to see some tangible results in terms of the practice being abandoned as teachers are using positive alternatives to disciplining, there still is some strong resistance to the idea of abandoning the practice of corporal punishment by some teachers. So the question must be asked of whether this practice is influenced by social norms within the teaching community and even within the wider society? Definition of social norms Bicchieri defined social norms as “customary rules that govern behaviour in group and societies in a particular situation.” According to her, they emerge without human planning or from individual design. Bicchieri uses the framework below for determining whether a social norm to exits. According to her: R is a behavioural rule for situation S. R is a social norm in a subset of population P if a significant portion of Population P has 1. Contingency: That is knowledge that the rule exist and applies the rule to the particular situation 2. Conditional preference based on normative empirical expectations. That is, Population P prefers to conform to R in situation S based on the condition that he/she believes that a significant part of the population is also conforming to the rule in the given situation. He/she believe this because they have observe persons adhering to the rule when the situation arises 3. Conditional preference based on normative expectation with or without sanctions. That is, P believes that a significant portion of the population expects him/her to behave in this particular way if the situation (S) arises and sometimes there can be social pressure to follow the rule (informal sanctions). Using this definition, it can be argued that the practice of corporal punishment in the eastern Caribbean is influenced by social norms. This is based on the following; 1. There is contingency. Parents and teachers know that the unspoken rule(R) is that when children misbehave (S), they should be given lashes. This rule is guided by the belief that lashes will help them [children] to become more discipline and to prevent them from performing the infraction again. This rule (R) is also supported by Christian values held by Caribbean people of “spare the Rod and Spoil the Child” and which Caribbean people hold dearly to. 2. There is conditional preference which is based on empirical expectations. That is, parents believe that a significant portion of the population is administering this form of discipline because they observe others disciplining their children in this way when they misbehave (S). For example they see it administered in different settings such as e.g. supermarket; church, while shopping in department stores. They also hear persons saying they would administer it if the child does not behave for e.g. of such statements are often heard in public: “I would wring my hand in you if you do not listen/behave.” So the assumption is that this is the way “good parents” discipline their children. Teachers, especially those who are new to the profession, also observe their peers administering it to maintain discipline in the classroom, so there is the expectation that this is what they too are suppose to do to keep a welldisciplined classroom. In addition being part of the Christian community they hear from trusted religious leaders that this is the correct way to discipline children. 3. There is conditional preference based on normative expectations. These normative expectations have informal sanctions. That is, parents believe that this is how society expects them to discipline their children when they misbehave. They would be looked upon negatively by others (such as spouse, parents, co-workers, friends) if they do not follow the rule when the situation arises. They would perceived as a “bad mother” “a soft father,” or as a parent who “cannot control their children”. Similarly, teachers also believe that this is how parents and their peers (co-workers) expect them to discipline children if they misbehave. In the case of teachers, some parents approach them and give them permission to administer it as they see necessary. Similarly teachers are appreciated by their principals and sometimes by students if they can keep their classrooms under control- they are seen as a “good teachers” who can “manage their classrooms well”; who can keep their “classes quiet so that learning can take place.” So in essence there is social pressure to follow the rule (R) when the situation arises. WHY DID EARLIER STRATEGIES FAILED AND THE STRATEGIES FROM 2007 BEGIN TO WORK Given that the practice is guided by social norms, it is important to analyse from a social norms perspective why the pre-2007 strategies failed and the latter strategy began to work. It can be argued that the earlier strategies failed because of the following reasons: 1. The UNICEF interventions was not seeking to understand the different scripts or the reasons and the values behind the practice of groups who engaged in the practice That is, for each group there is some positive value behind when they sought to engage in the practice of corporal punishment. There is a particular goal they wanted to achieve and UNICEF was not seeking to see how it can understand and perhaps use this positive value as an entry point. 2. Further, UNICEF’s communication (both implicit and explicit) focused on what was bad about corporal punishment. It was the traditional approach to Human Rights which tends to focus on violations. This approach comes across as an outsider being judgemental about a practice in a developing country and it often meets with resistance. If the focus was on the scripts of the teachers, it would have been recognised that the objective was to have an atmosphere/environment where children could learn and UNICEF’s communication focus would have been more on how do we achieve this rather than focusing the discourse on whether corporal punishment was good or bad. 3. UNICEF did not analyse this practice from a social norms perspective. This would have entailed understanding and addressing the expectations and conditional preferences of different groups (parents, teachers, religious leaders, politicians).It did not do the research to see if there was social dilemma among the teachers, and if there was, how could this be address this. Rather UNICEF took the approach of advocating for its complete removal from the Education Act, perhaps thinking that law would make a difference. But as has been noted before, in the case of Barbados for example, legally teachers are not supposed to administer corporal punishment but they still did. It could be argued that this was because government’s legal intervention was top-down and failed to utilise the strategy of collective engagement at the grassroots level with the teachers, as they were the ones that would have been affected by the law. This would have led to more buy-in/ownership on their part and perhaps a reduction of the practice by them, if not total abandonment. Given the above, it can be argued that the post 2007 strategies began to work for the following reasons. There was: 1. Engagement. This was done through meetings, and conducting formal research on the views of the teachers as well as that of the ancillary staff, students and parents of children at the school. This research revealed social dilemma among the teachers: in a survey asking them how they thought children should be punished, lashing was not high on their list of ways of how they felt children at the school should be disciplined but ironically they still felt they had to do it. Perhaps this was because they were not trained in alternatives and also because of the informal social sanctions that would have experienced from parents, their peers, if they did not practice it. 2. Addressing of the social dilemma (described above) through capacity building. UNICEF sought to address this social dilemma by providing training in Positive Behavioural Classroom Management techniques among other topics for teachers. By providing this training, teachers were provided with workable alternatives to corporal punishment. This, along with allowing them to discuss through engagement, helped them to decide to make a commitment to collectively abandon the practice of corporal punishment after one of their training sessions. 3. Re-categorization of the issue. Similar to what was done by Mockus in Bogota, UNICEF recategorised the issue and sought to understand the script of the teachers. Instead of focusing on corporal punishment being bad and being violence against children in its communication, UNICEF began to use other terms, such as Changing Classroom Culture and Child Friendly Schools, which were more positive, more acceptable and which created a different discourse. The emphasis was on the goal of seeing how we all can work to create classrooms that were conductive learning. Such classrooms were characterised by children resolving their conflicts peacefully; teachers focusing on the positive behavioural management; and having a school environment which was supporting children to engage in positive behaviours. The term corporal punishment was no longer used in its communication. 4. Addressing of the normative expectations of the teachers. As was noted before, teachers believed that everyone else was lashing as a means to maintain classroom discipline. The UNICEF- supported study tours to schools in Ohio and in Jamaica showed that teachers in similar circumstances were not engaging in the practice. This helped to modify their empirical expectations. The normative expectations were also addressed through sharing the findings of a public opinion poll on corporal punishment which UNICEF commissioned in 2009. This opinion poll showed a decline in public support for the use of corporal punishment in schools in Barbados between 2004 and 2009. This helped to address the issue of pluralistic ignorance in that it showed that not everyone was expecting teachers to adhere to the practice of corporal punishment. 5. Working with the mantra “I believe what I see” UNICEF’s supported study tours, its documentation and sharing the Hillaby experience through the In Touch magazine and other media gave teachers in other schools in Barbados and in other Eastern Caribbean countries, the incentive to abandon the practice and try other positive ways to help them to achieve order in the classroom. It also helped to reduce the negative sanction that was associated with not adhering to the practice. Recommendations: Eliminating corporal punishment in schools throughout the eastern Caribbean will be long process but the fact Ministries of Education are now willing to engage with UNICEF on positive behavioural management techniques, along with the fact that some teachers have abandoned it is indeed a positive sign. The abandonment must come from the bottom-up and not top-down as was seen in the abandonment of FMG/C in the Tostan countries. The bottom-up approach empowers people to make the change as they are more engaged and they feel as though they are part of the process and hence buy-in or ownership of the change is easier. It will bring a better connection between the legal, moral and social regulatory mechanisms. Thus in moving forward it is recommended that UNICEF: 1. Continues to encourage Ministries of Education to engage teachers, principals, students and parents, as they introduce alternative practices to corporal punishment in others schools. In other words , that they [the Ministries of Education] do not revert to top-down approach as was reflected when the Education Acts were revised to prohibit the use of the practice by teachers in schools . 2. Continue to support Ministries of Education to document the process through creative means and to share this documentation with schools that are implementing the practices as well as with schools that have not. This will help to address any pluralistic ignorance and it helps the Advocates of corporal punishment to see that Caribbean schools and society is not falling into chaos just because teachers are no longer administering corporal punishment. 3. Support research to understand the networks of the teachers. Use this knowledge from this research to influence the development of a diffusion strategy. This diffusion strategy should include: pairing or twinning schools: That is, have schools that have abandoned the practice partner with other schools that might be considering abandoning the practice to offer some support to the teachers there. The strategy could also include exchanges: As one school abandons the practice, bring teachers from other schools within that network to teach at the school for a term/semester to experience this environment for a period of time; 4. Rethink the type of studies/research that it does. While KAP are important, it is also important to include questions to ascertain whether the problem is guided by social norms. That it is questions to understand the expectations, such as how do you think others expect you to discipline,” should be included – and questions should also be included which will help governments to understand why persons engage in the practice (i.e.) to help understand the script. Questions are also needed to help understand the networks. It is important to know among the teachers who listens to whom; who trusts information from whom; who are the central nodes within the various networks as they seek to develop the diffusion strategy. 5. And finally, UNICEF should support Ministries of Education to enhance the classroom learning environments with the necessary learning aids for teachers to work with students with differ abilities. Many of these classrooms need basic learning charts and other resources and it is difficult to talk about alternatives approaches if teachers do not have some of the basic tools with which to work. As was seen in the case of Tostan when organisations work on enhancing the conditions and the quality of life of a community, by meeting some of their needs, the community sometimes become more receptive to new ideas.