M. C. Dean, Inc Vendor and Subcontractor Survey All prospective subcontractors/suppliers interested in working on M. C. Dean, Inc., projects are required to complete this questionnaire. The contents of this questionnaire will be considered confidential and used solely to determine your firm’s qualifications and will not be disclosed to others. If your procedures require, M.C. Dean will sign a non-disclosure agreement with your company. Please direct any questions and return the completed form to: SmallBusiness@mcdean.com . PLEASE WRITE CLEARLY! Company Contact Information Business Name: Contact Person and Title: Address: Telephone number: Fax number: _________________________ Email: Website Address: Up to what size single project do you want to be prequalified for? $ M. C. Dean, Inc. is an Equal Employment Opportunity and Affirmative Action Employer. Applicants are considered for all positions and are treated during employment without regard to race, religion, sex, national origin, age, disability, marital or veteran status, genetic information or any other basis prohibited by law. As a government contractor, we comply with government regulations and affirmative action responsibilities. Business Information Year Established: State of Incorporation: Number of Employees: DUNS Number: CAGE Code: _____________ NAICS Codes (Top 3 by Revenue): Federal Tax ID Number: Business type: _____________ Corporation Partnership Sole Proprietor Limited Liability Company Other (specify) _________________________________ Ownership (constituting more than 5%) Name Age % Ownership Position/Duties Years Exp in This Business Are owners active in daily business? _____ How many years in business under present ownership: What trades of work do you usually perform with your own forces? What percent (%) of work is done by your own workforce? ____________ Total number of permanent staff presently employed by firm: The above-referenced permanent staff employment includes the following # of people: Management # Superintendents # Engineers/Arch. # Foremen # Draftsmen # Skilled Craftsmen # Project Managers # Unskilled Labor # Project Engineers # Other # Estimators # Other # Licensing Information Please provide a copy of all trade and professional licenses. Type of license/name of licensee State License number _______________________________ _______________________________ _______________________________ _______________________________ _____ _____ _____ _____ _______________ _______________ _______________ _______________ Has any license ever been denied or revoked? separate sheet. No Yes if yes, please describe on a Indicate if your business qualifies as one of the following: (check all that apply): DBE(Disadvantaged Business Enterprise) MBE(Minority Business Enterprise) SBE(Small Business Enterprise) WBE(Woman owned Business Enterprise) Other (specify)___________________ SWAM VET OWNED 8(a) SBSDVO HUBZONE (Empowerment Contracting Program) Any special certifications awarded etc. (MWAA, VDOT, MDOT) ________________ Safety Information YEAR Workers’ Compensation Experience Modification Rate for last three years. NOTE: If EMR Average for last three years is over 1.0, you must submit an OSHA 200 log for each year with this response. Have you had any OSHA fines within the last three years? Have you had any jobsite fatalities within the last three years? YES YES NO NO If you have answered YES to either of the above two questions, you MUST submit on separate sheet the details describing the circumstances surrounding each incident. Financial Information Please submit last two years financial statements for your company. The financial statements should be the year-end CPA prepared statements with all attachments including a WIP (Work in Progress Report). A current internal statement should be provided as well if it has been 6 months or more since the last fiscal year-end. Please indicate this year’s estimated annual sales volume. $ __________ **Please fill out both Project sheets: Present Projects, Projects completed within the Past Three Years. ** (attached) BONDING: Surety Company: Agent Company: Agent Contact: Phone: ( ) Your Bonding Capacity: Single $ Aggregate $ Largest Bond Issued $_______ Most Recent Bond Amount $______ Date of Bond ___________ **Please attach a letter from your bonding company, signed by an attorney, verifying the Surety name, length of relationship and single and aggregate limits reflected above. INSURANCE: Insurance Company: Agent Company: Agent Contact: Has your surety ever finished one of your projects? complete explanation on a separate sheet. Phone: ( No ) Yes if yes, please provide a COVERAGE TYPE LIMITS Workmen’s Compensation: __________________________ General Liability: __________________________________ Excess / Umbrella Liability: __________________________ Automobile Liability: ________________________________ Please attach a certificate of insurance describing coverage limits. Operations Information Current Areas of Operation (please check all that apply): Alabama Colorado Hawaii Kansas Massachusetts Montana New Mexico Oklahoma South Dakota Virginia Alaska Connecticut Idaho Kentucky Michigan Nebraska New York Oregon Tennessee Washington Arizona Delaware Illinois Louisiana Minnesota Nevada North Carolina Pennsylvania Texas West Virginia Arkansas Florida Indiana Maine Mississippi New Hampshire North Dakota Rhode Island Utah Wisconsin California Georgia Iowa Maryland Missouri New Jersey Ohio South Carolina Vermont Wyoming Please identify the services you provide: Acoustical Tile Appraisals Architect/Engineering Asbestos Removal Bird Proofing Boiler Repair & Installation Carpentry Cassions Cathodic Protection CCTV Systems Concrete Work Construction Inspections Construction Management Construction Testing Cooling Towers Core Drilling Demolition Direction Boring Doors/Windows Electrical Elevator Installation Elevator Seismic Protection Environmental Work Exterior Building Cleaning Fencing Fire Protection Systems Fireproofing Floors Fuel Tank Removal Furnishings Installation Hydro seeding Information Display Systems Instrumentation Insulation Pipes Landscaping Lead Abatement Lighting Protections Masonry Work Metals Neon Signs Painting Partition Installation Paving PCB Removal Phone Services Plumbing Railroad Extensions Railways Bit, Concrete Refrigeration Work RFI Shielding Rigging & Hauling Roofing Safety SCADA Systems Security Systems Shoring Software Solar Energy Systems Solar Film Projects Space Planning Special Systems Tank Installation Tank Lining Installation Test Boring Waterproofing Welding Woodwork X-Ray Testing Other _____________ Other _____________ Other _____________ Other _____________ Please mail this form along with copies of any small business certifications (e.g. Woman-Owned, Small Disadvantaged, HUBZone, etc.) fax the completed form to: Small Business at (703) 437-1114. Reference Information Please provide THREE OWNERS, GENERAL CONTRACTORS, OR CONSTRUCTION MANAGERS YOU HAVE WORKED FOR WITHIN THE PAST TWO YEARS and any additional information you feel will help us determine your firm’s qualifications and expertise. Reference # 1:_________________________________ Contact: __________________________ Address: _____________________________________ State: _______ Zip Code: ____________ Telephone: ___________________________________ Fax: _____________________________ Reference # 2:_________________________________ Contact: __________________________ Address: _____________________________________ State: _______ Zip Code: ____________ Telephone: ___________________________________ Fax: _____________________________ Reference # 3:_________________________________ Contact: __________________________ Address: _____________________________________ State: _______ Zip Code: ____________ Telephone: ___________________________________ Fax: _____________________________ LIST TWO TRADE REFERENCES (or attach a list of trade references with this response) Reference # 1:_________________________________ Contact: __________________________ Address: _____________________________________ State: _______ Zip Code: ____________ Telephone: ___________________________________ Fax: _____________________________ Reference # 2:_________________________________ Contact: __________________________ Address: _____________________________________ State: _______ Zip Code: ____________ Telephone: ___________________________________ Fax: _____________________________ Has firm: - Failed to complete a contract YES NO - Been involved in bankruptcy or reorganization YES NO - Pending judgment claims or suits against firm YES NO (If answer to above is yes, submit details on separate sheet.) I hereby certify that all information provided is accurate, correct and true. Completed by: Name (Please print clearly) Title Signatur SUPPLIER BUSINESS CLASSIFICATION Supplier Code: __________________________________________________________________________________ Company Name: ________________________________________________________________________________ Address: ______________________________________ City: ___________________ State: ______ Zip: __________ Contact Person: _______________________________ Email: ____________________________________________ Phone: _________________________ Fax: ____________________ Website (optional) _______________________ Type of Business: ___________________________ Number of Employees: ________ DUNS #: __________________ Major Product Lines: _____________________________________________________________________________ NAICS Code(s): __________________________________________________________________________________ CERTIFICATION Please check all business classifications applicable to your company, the Supplier: □ Large Business concern – a business that exceeds the small business size code standards established by the U.S. Small Business Administration as set forth in code of Federal Regulation 13 CFR Part 121. □ Alaska Native Corporations (ANCs) and Indian Tribes that are not small businesses. □ Alaska Native Corporations (ANCs) and Indian Tribes that have not been certified by the Small Business Administration as Small Disadvantaged Businesses. □ Small Business Concern – a business, qualified as a small business under the criteria in 13 CFR Part 121. □ Small Disadvantaged Business Concern – a small business is at least 51 percent owned by one or more individuals who are both socially and economically disadvantaged and control the management and daily business operations. (As of October 1, 2008 the Small Business Association no longer requires formal certification.) Please check the group your business qualifies for below: African American Hispanic American Asian Pacific American Subcontinent Asian American Native American (American Indian, Eskimo, and Aleut) Other, Please Specify ____________________________________________________________ □ Women-Owned Business Zone Concern – a small business owned, controlled and managed by one or more woman as defined in FAR 52.219-8 and 48 CFR 2.101. □ Historically Underutilized Business Zone Concern – a small business that appears on the list of Qualified HUBZone Small Business Concerns maintained by the Small Business Administration pursuant to 13 CFR Part 126. Supplier must forward a copy of its HUBZone Certification from the SBA along with this form; if you have not received certification from the SBA, please consult the SBA’s website for the certification process and forward a copy upon completion. □ Service-Disabled Veteran-Owned Small Business Concern – a small business that is owned, controlled and managed by one or more service-disabled veterans (as defined in 38 U.S.C. 101(2), with a disability that is service-connected, as defined in 38 U.S.C. 101(16)) (or, in the case of a service-disabled veteran with permanent and severe disability, the spouse or permanent caregiver of such veteran) as defined in FAR 52.219-8 and 48 CFR 2.101. □ Veteran-Owned Small Business Concern – a small business that is at least 51 percent by one or more veterans (as defined at 38 U.S.C. 101(2)) who control its management and daily business operations as defined in FAR 52.219-8 and 48 CFR 2.101. □ Historically Black Colleges and Universities (HBCU) and Minority Institutions (MI). □ SBA 8(a) Certified. □ Other , Please Specify __________________________________________________________________ Under 15 U.S.C. 645(d), any person who misrepresents a firm’s status as a “small business” in order to obtain a contract to awarded under the preference programs established pursuant section 8(a), 8(d), 9, or 15 of the Small Business Act, or any other provision of the Federal law that specifically references section 8(d) for a definition of program eligibility, shall be punished by imposition of fine, imprisonment, or both; subject to administrative remedies, including suspension and debarment; and, ineligible for participation in programs conducted under the authority of the Act. □ Labor Surplus Area – Company is located in a geographical area identified by the Department of Labor in accordance with 20 CFR Part 654, Subpart A, as an area of concentrated unemployment or underemployment, or an area of labor surplus. See FAR 19.001. □ Non-Labor Surplus Area – Company is not located in a Labor Surplus Area. Signature of Certifying Official: __________________________________________________________________ Printed Name: _________________________________________________________ Date: _________________ Please return completed forms to: If submitting via email, please scan a signed copy of the form into PDF file or other image file, or complete in Adobe Acrobat and sign using digital signature tool. Contracts Service Center M.C. Dean, Inc. 22630 Davis Drive, Suite 100 Sterling, VA 20164-4000 Fax: (703) 437-1114 Email: small.business@mcdean.com FOR OFFICE USE ONLY □ Updated AS400 □ Updated Contracts Online Date: _______________ Print Name: ________________________________ Date: _______________ Print Name: ________________________________ COMPLETED PROJECTS WITHIN THE PAST THREE YEARS PROJECT NAME OWNER ARCHITECT CONTRACT AMOUNT DATE OF COMPLETION PERCENTAGE OF COST w/OWN WORK FORCE PRESENT PROJECTS PROJECT NAME PROJECT MANAGER CONTRACT AMOUNT EST. DATE OF COMPLETION COMMENTS