Open Data Licences Government Reform Unit, Department of Public Expenditure and Reform Consideration of Options for Open Data Licences Contents 1. Defining Open Data ..........................................................................................................................3 2. Purpose Statement ..........................................................................................................................3 Considering options for an Open Data licence for the Irish Government’s Open Data Initiative. ..3 3. Background to Open Data ................................................................................................................4 4. Benefits of Open Data ......................................................................................................................4 5. Ireland’s Open Data Initiative ..........................................................................................................5 6. Need for an Open Data Licence .......................................................................................................6 7. Current PSI Licence (2003 Directive) ................................................................................................6 8. 2013 PSI Licence ...............................................................................................................................6 9. Options for Open Data Licences.......................................................................................................7 CC0 7 Open Data Commons Public Domain Dedication and Licence (PDDL) .....................................................7 Creative Commons Licences .....................................................................................................................7 Open Commons Attribution Licence (ODC-BY) .........................................................................................8 Licences in Other Countries.......................................................................................................................8 Customised Licences (UK and Canada) ............................................................................................8 EU Commission Open Data Portal....................................................................................................9 Other Member States ......................................................................................................................9 10. Proposals for Consultation ............................................................................................................ 10 1. Defining Open Data Definition of Open Data “A piece of data or content is open if anyone is free to use, reuse, and redistribute it — subject only, at most, to the requirement to attribute and/or share-alike”. Open Knowledge Foundation Definition of Open Data Definition of Open A useful and widely accepted definition of “open” has been prepared by the Open Knowledge Foundation (http://opendefinition.org). Their definition is that “open means anyone can freely access, use, modify, and share for any purpose (subject, at most, to requirements that preserve provenance and openness)”. Definition of a Dataset Definition of dataset by DCAT: A collection of data, published or curated by a single agent, and available for access or download in one or more formats. A source of a dataset may be a database, an information system, a spreadsheet, etc. A dataset could refer to both operational and administrative data. In terms of this survey, datasets could include registers, ongoing data collections and surveys, geospatial datasets, tabular, administrative, performance related, data collected in relation to organisation functions, etc. 2. Purpose Statement Considering options for an Open Data licence for the Irish Government’s Open Data Initiative. Public Bodies produce large numbers of documents and datasets which may be subject to copyright. To permit use and re-use of copyright items, the copyright owner may issue a licence. Depending on the terms of the licence, commercial or non-commercial re-use might be specified; geographic restrictions to re-use might be in place; and the right to use or re-use might be subject to time restrictions. Public Bodies in Ireland currently use a range of licences, including the Public Sector Information (PSI) licence1. The current PSI licence is not considered to be truly open as it imposes some restrictions on how data or information can be used. Accordingly, this paper considers a number of options for an Open Data licence for use in Ireland, to help ensure interoperability with other datasets internationally and to help facilitate use and re-use by ensuring continuity of Open Data availability. Finally, the paper outlines a number of issues requiring further consultation and analysis. 1 http://psi.gov.ie/files/2010/03/PSI-Licence.pdf 3. Background to Open Data The world is an increasingly digital place. Citizens and businesses use their smartphones, tablets and laptops to interact with each other, to transact business, and to deal with Government. The concept of Open Data is about making data held by public bodies available and easily accessible online for reuse or redistribution at no or marginal cost. This includes for example data on environment, transport, education and crime but it does not include personal data unless it is sufficiently anonymised and/or aggregated. According to the EU eGovernment Action Plan, open data allows citizens and businesses “to find new ways to use it and to create new innovative products and services”. Directive 2013/37/EU (amending Directive 2003/98/EC) on the re-use of public sector information places an obligation on public sector bodies to provide information about material that they are prepared to release, with the intention of stimulating economic activity, innovation and competition. Accordingly, work on transposing the PSI Directive will both inform and be informed by national activities in Open Data. In Ireland, Public Bodies are changing to reflect the need to be more digital. This has resulted in the production of huge volumes of data. This data is valuable; and technology and data are being used to transform the way services are planned, delivered and managed. As public bodies have progressed in areas like eGovernment and data analytics, the potential of data and, in particular, open data to help deliver economic, social and democratic benefits has become clearer. 4. Benefits of Open Data In terms of social and democratic benefits, we should expect, inter alia: More transparency and accountability of public bodies. Greater efficiency and effectiveness of service delivery. More citizen participation and inclusion. In terms of economic gains, these are expected to be generated in three main areas: Business innovation: Broader and more rapid access to scientific papers and data will make it easier for researchers and businesses to build on the findings of public-funded Government research. This will help boost a country or region’s innovation capacity in fields like pharmaceutics and renewables. Business Creation: A new market for public service information will thrive if data is available and products/services are developed by businesses by adding value to the original public service data provided by a government. Business efficiency: Businesses and public bodies could benefit from more open data by gaining more precise and complete insight into customers’ preferences and needs, thus becoming more efficient in tackling those needs and at the same time contributing to a smart growth. Significantly greater availability of Open Data can play an important role in strengthening openness, transparency and accountability and is an important element of Ireland’s Open Government Partnership National Action Plan. 5. Ireland’s Open Data Initiative Open Data has been recognised by the Government and, in particular, the Minister for Public Expenditure and Reform, Brendan Howlin T.D., as having a powerful role to play in the Public Service Reform agenda. Accordingly, Open Data is an important element of a wide variety of key policy documents and action plans (Diagram 1). The Public Service ICT Strategy, in particular, identifies data as a critical enabler of Public Service Reform, facilitating “increased data sharing and innovative use of data across all Public Bodies to enable the delivery of integrated services, improve decision making and improve openness and transparency between Government and the public”. The ICT Strategy recognises Open Data as a priority and will support the development and adoption of an evidence-based Open Data policy for the Irish Public Service. Ireland’s Open Data Initiative intends to encourage public bodies to release data in open formats and to create an environment in which the use and re-use of open data to help realise social, democratic and economic benefits is encouraged and facilitated. Progress in Open Data will also help public bodies to comply with legislative requirements under Public Sector Information (PSI) legislation, Freedom of Information and the forthcoming Data Sharing legislation. Diagram1 ICT Strategy and eGovernment Strategy Public Bodies Business Plans & Strategies Action Plan for Jobs & “Big Data” Open Data Public Service Reform Plan Civil Service Renewal Plan EU & International Initiatives Open Government Partnership Action Plan One of the main priorities under the Minister’s Open Data Initiative is the development and expansion of the national Open Data portal, http://data.gov.ie. The Open Data portal publishes official data that is available for re-use by all. Currently, data is available through the portal with a range of licences, including open licences and the PSI licence. The decision on which licence to use has been a matter for the relevant authority. Work is ongoing in extending the portal and publishing more high value datasets to meet demand and contribute to the achievement of real economic, social and democratic benefits for citizens, business and the Public Sector. 6. Need for an Open Data Licence Associating an Open Licence with Open Data is necessary to ensure the legal grounding for its potential reuse. For a data user (individual/ organisation/company/etc.) wishing to use and build on top of public data, they require assurance of what they legally can and can’t do with the data. If no licence is specified, each data-user must contact the data publisher on a case-by-case basis. For a data publisher an Open Licence allows them to define the terms under which the data can be used. The European Commission, as part of its ongoing work in relation to the PSI Directive, has issued guidelines on recommended licences and datasets.2 These guidelines encourage “the use of open licences, which should eventually become common practice across the Union”. They note that “open standard licences, for example the most recent Creative Commons (CC) licences (version 4.0), could allow the re-use of PSI without the need to develop and update custom-made licences at national or sub-national level. Of these, the CC0 public domain dedication is of particular interest”. 7. Current PSI Licence (2003 Directive) Under the 2003 PSI Directive, as transposed into national law, a PSI licence is available. Under the PSI licence, a document may be re-used by a Licensee in a work (subject to certain conditions of re-use) for both commercial and non-commercial purposes. The PSI licence provides for attribution statements, and other elements common to customised Open Government Licences, but also contains conditions preventing re-use for the “principal purpose of advertising or promoting a particular product or service; or for an illegal, immoral, fraudulent or dishonest purpose or in support of the aforementioned purposes”. Accordingly, the current PSI licence is not considered to be an “Open” licence. 8. 2013 PSI Licence The European Commission’s work in relation to Open Data is closely linked with the revised Public Sector Information (PSI) Directive (2013). The Commission's work on open data focuses on generating value through re-use of a specific type of data – public sector information, sometimes also referred to as government data. That is all the information that public bodies produce, collect or pay for. Examples are: geographical information, statistics, weather data, data from publicly funded research projects, and digitised books from libraries. Accordingly, the EU Commission recommendations regarding suitable licences deal with PSI in the first instance and, by extension, Open Data. 2 http://ec.europa.eu/information_society/newsroom/cf/dae/document.cfm?action=display&doc_id=6421 In theory, the decision on an Open Data licence should inform decisions on a new PSI licence. However, any decision will need to take account of the costs that may attach3 to content under the PSI Directive and any associated national transposition and which cannot attach to Open Data. For example, Cultural institutions can charge reusers based on the principle of full costs recovery, including a reasonable return on investment. This will need to be taken into account in the PSI licence. 9. Options for Open Data Licences CC0 CC0 is not really a licence in that it simply waives any rights. The idea is that, rather than licensing work with certain terms and restrictions, a public body waives as many of its rights as possible, including all related rights (such as moral rights). Though it isn’t the same as placing a work in the public domain, it would, theoretically, have much the same effect. It is noted that, while not required, Attribution can be requested; as done by the US Food and Drug Administration (FDA) on their OpenFDA portal4. This development of the Creative Commons public domain dedication system makes it both more international-focused and rectifies many of the challenges and problems that come up when trying to simply place a work on the public domain. Open Data Commons Public Domain Dedication and Licence (PDDL) Like CC0, PDDL is a waiver of any rights associated with copyright or database rights. Under PDDL data users are free to copy, distribute and use a database; produce works from a database; and modify, transform and build upon a database. The PDDL imposes no restrictions on the use of a database. CC0 or PDDL is potentially the ideal “licensing” arrangement for Open Data, but there are issues surrounding third party copyright and EU Database protection that need to be considered. Creative Commons Licences Creative Commons is a licensing system which allows content creators to assign a licence to their work rather than reserve their full rights under Copyright law. According to Creative Commons, their “licences have enabled content creators to share their creations with others legally and flexibly for over a decade. Now, more than ever, the new CC version 4 licences are easier to understand, allow even more flexible attribution, and cover database rights where applicable.”5 3 http://ec.europa.eu/digital-agenda/en/news/what-changes-does-revised-psi-directive-bring https://open.fda.gov/terms/ 5 http://dri.ie/new-creative-commons-40-licence-%E2%80%93-what%E2%80%99s-new-and-why-it%E2%80%99simportant 4 There are six Creative Licence categories. These have been set out in a DRI Factsheet on “Copyright, Licensing and Open Access”6. Two of these Creative Commons licences can be considered as Open Data licences: CC BY (Attribution Only) CC BY-SA (Attribution-ShareAlike) This licence lets others distribute, remix, tweak, and build upon your work, even commercially, as long as they credit you for the original creation. Recommended for maximum dissemination and use of licensed materials. This licence lets others remix, tweak, and build upon your work even for commercial purposes, as long as they credit you and license their new creations under the identical terms. All new works based on yours will carry the same licence, so any derivatives will also allow commercial use. Open Commons Attribution Licence (ODC-BY) The Open Commons ODC-BY licence provides almost the same rights at the PDDL waiver, except that the data user is required to “attribute any public use of the database, or works produced from the database, in the manner specified in the license. For any use or redistribution of the database, or works produced from it, you must make clear to others the license of the database and keep intact any notices on the original database7”. This licence is a suitable licence for Open Data. Licences in Other Countries Customised Licences (UK and Canada) Some countries have opted to introduce customised Open Data licences, including Canada and the United Kingdom8. These licences are compatible with the latest versions of the Creative Commons Attribution Licence and the Open Data Commons Attribution Licence. This means that when the information is adapted and licensed under either of those licences, you automatically meet the conditions of the OGL as long as you comply with the terms of the other licence. These licences set out the terms and conditions of using information, including: Attribution statements Conditions about status, misrepresentation and data protection Revocation 6 http://www.dri.ie/sites/default/files/files/Fact%20Sheet%20No%202%20Copyright%20and%20Licensing%20ver% 203.pdf 7 http://opendatacommons.org/licenses/by/summary/ 8 http://www.nationalarchives.gov.uk/information-management/re-using-public-sector-information/re-use-andlicensing/ukglf/ Exemptions – including personal data, emblems, information that is not published (such as information that is not releasable under FOI legislation. No warranty – the data is published “as is” Governing law Definitions EU Commission Open Data Portal The EU Open Data portal does not currently use CC0. The Commission’s legal notice allows re-use subject to acknowledgement of the source. The Commission also notes that specific conditions on reuse, related mostly to the protection of third-party intellectual property rights, apply to a small number of data. Other Member States As yet, there is no significant move in EU Member States towards the CC0 option, although the Estonian portal states that their Data is not subject to any copyright, patent, trademark or trade secret regulation. Reasonable privacy, security and privilege restrictions may be allowed. Research of the sites linked through the EU Open Data portal indicate that Attribution remains a key element of licences, instead of copyright and database rights waivers. Research shows that some EU countries publish datasets under a range of different licences. These include Open Licences with a requirement for Attribution, including variations on a Standard licence. For example, under Germany’s Data Attribution licence any use of data is allowed subject to Attribution. However, any changes need to be identified in the source note, or the source note must be deleted if the entity keeping the data requires that. Germany also uses CC-BY and limited use licences on their portal. Research also indicates that Attribution (e.g. CC-BY) is the most common Open Data licence currently in use in EU Member States. Country Belgium Germany Greece Spain Portal http://data.belgium.be/terms-use https://www.govdata.de/dokumente http://data.gov.gr/faq http://datos.gob.es/?q=aviso-legal Attribution (y/n) Y Y Y Y 10. Proposals for Consultation Analysis shows that while EU Member States have adopted PSI licences, they use a number of different licences for different kinds of datasets. Generally, the most common Open licence used involves Attribution (e.g. CC-BY). The challenges faced in introducing a specific standard licence for Ireland’s Open Data Initiative include identifying any legal factors that need to be addressed, ensuring that Ireland’s licence is interoperable with other countries and allows for continuity of availability. It is intended to hold a consultation event focusing on the following questions, with particular emphasis on securing the views of public bodies and legal experts. Issues for Consideration 1. What licences are public bodies currently using? (e.g. PSI, Open, etc.). Any views on the general applicability of a preferred Open Data licence to PSI? 2. CC0 requires waiving of certain rights (including Attribution, although it can be specifically requested, eg, https://open.fda.gov/terms/). Is this acceptable to public bodies? 3. If public bodies need to retain copyright of datasets, can this be done through the CC-BY licence? 4. Are we clear on the copyright owner of data generated by Public Bodies in all cases? Does it always belong to the body/department which created the data? Are there always stringent contracts in place to ensure that copyright cannot rest with an external creator such as a contractor? 5. What process/governance will be in place to ensure that data being published on data.gov.ie can actually be published under an Open Data licence? e.g. to ensure the data is appropriately anonymised if necessary (and complies with data protection) or is not breaking previous copyright rules? 6. Can multiple licence formats be used, depending on the complexities of each dataset? For example, if a Third Party has contributed copyright material. Can an institution release some data under an Open Data licence, with non-Open Data linked via the Open Data portal, but under another appropriate licence? Or, should only datasets associated with the recommended Open Licence be included on data.gov.ie? 7. Can CC0 be used for all the metadata published on data.gov.ie, with a different licence being used, if necessary, for the actual dataset on the public body’s website? 8. What arrangements should be made in respect of data that a public body sells as a means of self-funding (OSi, CRO, PRA)? 9. Are the open licences (Creative Commons, Open Data Commons) compatible with EU and national copyright and database-related legislation? For example, under Directive 96/9/EC, provision has been made for a set of sui generis arrangements whereby the creator of a database, whether a natural or legal person, can prohibit the unauthorised retrieval and/or re-use of its contents. 10. What are the implications for data generated for cross-border projects (eg, Ireland-Britain, if different licensing arrangements are in place? 11. Are you aware of any legal impediments to using an Open Licence for specific datasets? Finally, please provide your views on two proposed licensing statements: 12. Content published through the national open data portal, data.gov.ie, is licensed under a Creative Commons Attribution 4.0 International (CC BY 4.0) licence unless otherwise stated. Content on or linked through the portal which is not covered by the CC-BY licence is clearly marked with the appropriate licence or copyright statement. Such an approach allows for a tiered approach to the openness of the data. If CC-BY is not used, the public body should explain why. 13. Unless otherwise noted, the content, data, documentation, code, and related materials on data.gov.ie is available with a Creative Commons CC0 1.0 Universal dedication. This dedication waives all rights to the work worldwide under copyright law, including all related and neighbouring rights, to the extent allowed by law. You can copy, modify, distribute, and perform the work, even for commercial purposes, all without asking permission. This dedication implies no warranties about the work. There is no liability for any uses of the work, to the fullest extent permitted by applicable law. Some data on data.gov.ie may not be covered by the CC0 dedication, such as copies of copyrightable works made available to the public bodies by private entities. Such works may made available under the provisions of extant Copyright legislation and any relevant EU Directives. Therefore, your rights to use those works may be similarly limited. Works where CC0 do not apply will be clearly marked by a warning in the relevant documentation (for example: “This data is not in the public domain. Third party copy rights may apply.”).