Questionnaire for Plasmid DNA Production Services When finished, please reply to: Kari Thostenson Email: Thostenson@waisman.wisc.edu Fax: 608.263.5725 Today’s Date Principal Investigator or Client Company or Institution Product Name Services Requested Assay Development Cell Banking cGMP Manufacture Aseptic Fill Quantity of plasmid desired (mg or g) What agency will this product be regulated by? Date Desired FDA EMEA Other 1. How did you hear about Waisman Biomanufacturing? 2. Product and Intended Use a. Gene Product Please briefly describe the identity of your gene product. b. What is the plasmid backbone? pUC pBR322 Other c. This product is intended for use in (check all that apply): Research only and not for use in animals or humans Animal /tox studies Human clinical trials: Phase I Phase II Phase III V2-2012 CONFIDENTIAL Page 1 of 4 Questionnaire for Plasmid DNA Production Services d. If used in human clinical trials, this product will be used for: Ex-vivo applications (cell transfection/culture) Direct injection e. What indication is this product for? 3. Safety Information a. Is this product a select agent? Yes No b. What biosafety level? BSL-1 BSL-2 BSL-3 4. Manufacturing Information a. Vector Information Please describe your vector including overall size of plasmid, identity and size of gene, source of gene, promoters, enhancers, selection marker, etc. Include a copy of the vector map if available. Note - β-lactam antibiotics may not be used for cGMP production. b. Product Quality - please indicate desired product quality (*Specifications represent a recommended starting point for new plasmid projects. Results are typically much better for standard pUC-based plasmids with transgenes that don't cause cell toxicity. Typically specifications are set broad initially and then narrowed as plasmid characteristics in the WB process are established. Tighter specifications may be requested. However, additional process qualification trials and process development work may be required. An estimate of the additional work (time, materials) may be included in the initial budget estimate if tighter specifications are requested.) Use Now Desired Test Typical Starting Methods / Comments Requested Visual pH Identity Plasmid Size DNA concentration A260/280 ratio A260/230 ratio % of V2-2012 Specification Clear/colorless Conforms to the reference Conforms to the reference Specification pH meter Restriction Map “Uncut” plasmid OD 260nm 1.7 – 2.0 2.0-2.2 > 75% OD 260/280nm OD 260/230nm HPLC CONFIDENTIAL Page 2 of 4 Questionnaire for Plasmid DNA Production Services Test Typical Starting Specification supercoiled* Residual RNA* < 5% Endotoxin Sterility* E.coli DNA* Residual Protein Potency <20 EU/mg Sterile < 5% < 5% TBD Methods / Comments Use Now Desired Requested Specification HPLC or gel electrophoresis LAL USP Quantitative PCR BCA Bioactivity Assay (performed by Customer or can be transferred to Waisman) Describe activity assay or any other assays that need development here, if necessary. Will these be performed by Customer or transferred to Waisman? c. What will you be providing as starting material? cGMP Master Cell Bank Research Cell Bank Plasmid DNA Other d. Waisman recommends using either DH5-α or DH-10B strains of E. coli for producing plasmid DNA. Please indicate if your cell bank is different or would prefer using an alternative bacterium or strain of E. coli. e. If applicable: Please describe cell bank you are providing (e.g. bacterial strain, cGMP, research, growth/expression, purity, etc.). Please describe testing on plasmid (e.g. fully sequenced (GLP/GMP-grade?), insert sequenced, copy number, etc.). Was this plasmid previously produced by your group or others? Please describe knowledge of fermentation plasmid productivity (scale, mg/L). Please provide any information regarding plasmid stability in fermentation. V2-2012 CONFIDENTIAL Page 3 of 4 Questionnaire for Plasmid DNA Production Services 5. Master Cell Bank a. If not provided, how large of a bank is needed (200-300 vial is typical)? b. Cell Bank Testing – The Table below lists standard master cell bank testing. Please indicate any additional tests you would like below. Please note that nonstandard testing may incur extra cost for development or sourcing. Test Description Growth Characteristics Report cell counts and growth characteristics, final O.D. @ 600 nm Culture purity Plate out culture, gram stain, examine morphology and for presence of bacterial or fungal contaminants Identity Tests conducted to confirm correct host genotype Bacteriophage Test for the presence of bacteriophage (this must be done prior to entry into the cleanroom) Antibiotic Resistance Demonstrate kanamycin resistance to verify retention of plasmid; demonstrate no colonies in Amp Restriction Digest/AGE Verify correct plasmid. Perform prior to sending out for sequencing Plasmid Sequence Sequence entire plasmid for FDA submission 6. Fill / Finish If fill / finish is required, how many vials and at what DNA concentration? Waisman uses WFI or TE as a standard plasmid solution. Is there a specific formulation for your plasmid, or is WFI or TE acceptable? 7. Please provide any other information or clarification V2-2012 CONFIDENTIAL Page 4 of 4