1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 PRINTED ELECTRONICS: A LANDFILL SIMULATION STUDY TO ASSESS ENVIRONMENTAL IMPACTS JAMES ATKINSON Dr. Thomas Joyce - Dept. of Chemical and Paper Engineering, Western Michigan University Dr. Margaret Joyce - Dept. of Chemical and Paper Engineering, Western Michigan University First Analytical Labs - Raleigh, NC james.e.atkinson@wmich.edu, thomas.joyce@wmich.edu, margaret.joyce@wmich.edu ABSTRACT A landfill simulation study was conducted using EPA Method 1311 and SW 846 in combination to assess the potential environmental impacts that could occur by the landfilling of printed electronics containing silver flake, silver nanoparticle, and nickel conductive inks. It appears that the amounts of inks used to print electronics might pose a threat to the environment even at low application rates. It was found that the nickel ink used could have a potential environmental impact if printed electronics were landfilled in large quantities. The silver flake and nanoparticle inks did not exceed the concentration threshold named in TCLP procedure. However, due to the low ratio of ink to substrate in this experiment, it is recommended that more research should be conducted to fully evaluate these inks. Keywords: TCLP, Printed Electronics, Environmental toxicity, Silver, Nickel, Nanoparticles, EPA method 1311, EPA method SW 846 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 Printed electronics (PE) are cost- 59 effective ways to create an electrically functional 60 device by printing with a conductive ink, 61 typically containing silver, copper, or nickel, on 62 various substrates, including paper and film. 63 Examples of PE are RFID (radio-frequency ID 64 tags), glucose sensors for diabetics, advertising 65 displays, and LED lighting. PE are expected to be 66 very useful in the near future for applications 67 that require low-performance, low-cost 68 electronics. (Subramanian et al.) Currently, the 69 most common substrates being used are polymer 70 films, glass, silicon, and ceramics. Paper is also a 71 possible functional substrate, but further research 72 is needed to ensure the functionality of the 73 electronic circuit when printed on paper. Paper is 74 an attractive substrate due to its low cost, 75 recyclability, and sustainability. (Tobjörk and 76 Österbacka)(Berggren, et al.) A key consideration 77 is that the metals used in the inks are heavy 78 metals, which are known to be toxic and will be 79 scrutinized for regulation. Research suggests that 80 nanoparticle silver does have a damaging effect 81 on photosynthesis in in certain types of algae. 82 (Navarro et al.) Even if the heavy metals did not 83 reach the environment, a recycled paper mill 84 would still be faced with the ultimate disposal of 85 a sludge containing a high concentration of these 86 toxic metals. It appears that production 87 technology for PE has been the focus of most of 88 the research and very little attention has been paid 89 to the life cycle or end fate of the PE material or 90 the heavy metals contained in PE. The exact 91 disposal route will strongly affect the amount of 92 Ag nanoparticles that might be released into the 93 environment. (Fabrega et al.) A recent study also 94 suggests that there needs to be a plan for 95 recovering these metals, due to their high cost and 96 also that it is a limited availability. (Oguchi et al.) 97 98 The way the inks are applied on the 99 substrate depends on whether the inks are solvent- 100 based, water-based, or UV curable. (Tobjörk and 101 Österbacka) The functionality of the PE circuit is 102 minimal on a paper substrate because of paper’s 103 high roughness and absorbency, when compared 104 with film and other substrates. Currently the 105 biggest challenge in the printed electronics 106 industry is finding suitable materials, besides film 107 and other non-sustainable materials, to use for 108 substrates. Paper is a leading candidate for 109 inclusion as a substrate, but only a few specific 110 paper grades are available and known to be 111 functional. (Tobjörk and Österbacka)(Bollström 112 1. INTRODUCTION et al.)(Kim, et al.) There are multiple nanoparticle inks and other materials available, but researchers are working on formulating functional inks with such materials (carbon nanotubes and other organic and inorganic conductive polymers) for successful PE. (Subramanian et al.)(Tobjörk and Österbacka)(Berggren, et al.)(Bollström et al.)(Ko et al.) Much research is being conducted to find a way to better improve the use of PE with paper as the substrate because its low cost and multiple applications make it an attractive substrate. (Subramanian et al.)(Tobjörk and Österbacka) Eventually, the fate of the toxic metal containing inks printed on paper versus film will become a significant factor for consideration. This would particularly be the case if there were significant differences in the ability of film and paper to bind or release the ink over the substrate’s life cycle. IT is desirable in the production of PE have a responsibility to society as a whole to protect the environment for the future generations by reclaiming heavy metals, i.e. gold, silver, copper, nickel, etc. This not only prevents environmental contamination, it promotes sustainability based on the use of natural resources. According to the IDtechEx 2014-2024 forecast, the utilization of PE for consumer and military uses is expected to expand rapidly in the next ten years. (Ghaffarzadeh and Zervos) Research is needed to understand the effects that disposal or recycling these printed materials might have on the environment. Virtually no research has been done on the potential environmental problems that could be caused by recycling or landfilling PE materials and the toxic heavy metal-containing inks. Separation of PE items from the household good waste stream is difficult and uncertain, and therefore should a source of concern. (Niu and Li)(Köhler, et al.) Research is being conducted on nanoparticles and there is significant concern about the silver nanoparticle. For example, a study done by Dr. Samuel N Luoma in 2008 calls for in depth study and regulation on production and use of nanosilver in consumer products due to its, toxic, bioaccumulative, and persistence properties. There is debate about the mechanism by which the silver nanoparticle creates toxicity, but in general it is agreed that releasing silver into the water or waste stream has a great potential for ecological damage. (Navarro et al.)(Tolaymat et al.)(Xiu et al.)(Levard et al.) (Luoma) The purpose of this research is to understand the potential environmental concerns 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 that might arise from recycling or disposal of PE material. It is noted that most of PE material presently uses film as the substrate. Paper as a substrate for PE should be investigated to assess any advantages/disadvantages it might have on the environmental effect of disposal or recycling of these materials. For example, film might release the environmentally toxic conductive inks quite easily, while paper, through different binding mechanisms, may retain these toxic metals with it. 38 Table 1: Printed ink weights 2. EXPERIMENTAL PROCEDURES 2.1 Sample Preparation Paper and polyethylene terephthalate (PET) substrate samples were printed with conductive inks using laboratory scale proofing techniques. The silver flake and silver nanoparticle inks were printed using the flexographic process, while the nickel ink was screen-printed. The printed samples were cured using the Novacentrix (Austin, TX) Pulseforge 1200 photonic sintering unit. All of the print samples displayed some resistance somewhere on the sheet, and could therefore be considered representative of PE. Substrate samples were weighed prior to and after printing in order to quantify the weight of ink transferred onto the substrate. Table 1 below shows the average amount of ink transferred to the sheet for each substrate/ink combination. The sheet used to print the samples was delivered as an 8.5x11 inch sheet, but was cut in half lengthwise and joined to form a sheet 4.25x22 inches for printing. used in combination to create the testing methodology. The TCLP test is designed to determine the mobility of both organic and inorganic materials present in liquid, solid, and multi-phase waste. For this procedure to be carried out, the solid waste needed to be reduced in particle size. A crosscut office shredder was used in order to ensure that no particle was larger than 1 square centimeter in area. The extraction fluid was made by first measuring 5.7 mL of acetic acid and adding to 500 mL of reagent water. The next step is to add 64.3 mL of sodium hydroxide to this mixture and then dilute to 1000mL. The pH of the fluid after preparation was 4.93 ± 0.05. This was measured on a calibrated electronic pH meter from Fisher Scientific. The samples were separated according to deposited ink weights and placed into the extraction vessels, with a volume of extraction fluid equal to 20 times the weight of the waste sample. The extraction vessel, made of borosilicate glass by Wheaton Industries Inc. (Millville, NJ), and the rotary agitator by Associated Design and Manufacturing Company, model no. 3740-6-BRE (Alexandria, VA) can be seen below in Figure 1. The samples were agitated for 18±2 hours and then filtered through a 0.7 micron, acid-washed, glass fiber filter. The filtered liquid is analyzed as the TCLP extract. 75 76 77 Figure 1: TCLP Rotary Agitator and Extraction Vessel 78 79 80 81 82 Silver Nano - Paper 0.0351 83 Silver Nano - PET 0.0109 84 85 86 2.2 TCLP Testing Procedures 87 EPA method 1311 is a landfill 88 simulation procedure. SW 846 is a solid waste 89 analysis procedure. These two standards were 90 The printed samples were arranged in three sets for TCLP extraction. The paper extraction samples used seven sheets. The PET samples used four printed sheets to achieve the weight indicated as minimally acceptable by SW 846, which is 30 grams of solid waste for each sample to be tested. The ink weights are significantly different between paper and PET, although are representative of commercial practice. The weights are also different between inks as well. PE are concerned with small features, so the low ink weights are an artifact of creating representative PE samples to analyze for Sample Nickel Paper Nickel PET Silver Flake -Paper Silver Flake - PET 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 Average ink weight deposited – g/m2 0.1015 0.0473 0.0221 0.0034 3 1 toxicity. The average ink weight deposited for 2 TCLP extraction is listed in Table 2. 3 4 Table 2: Ink weights deposited into extraction vessels Sample Nickel - Paper Nickel -PET Silver Nano - Paper Silver Nano - PET Silver flake - Paper Silver Flake - PET 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 Ink weight into extraction -g 1.6821 0.7843 0.3656 0.0572 0.582 0.1802 2.4 AA Spectrometer analysis The TCLP samples were collected and stored at 4oC until analysis. Each sample was acidified with 70% nitric acid below a pH 2. In this case, a 2% v/v of the nitric acid was sufficient to acidify the samples for analysis. Concurrently, standard samples of known concentration were made from a 1000-ppm solution purchased from Fisher Scientific (Waltham, MA). The standard solutions were made at 1, 5, 10, 20, 50, 100, and 500 ppm concentrations, respectively. The Varian AA240FS Flame AA spectrometer (Mulgrave, Victoria Australia) was used to analyze the acidified TCLP samples. Flame Atomic Absorption Spectrometer can be used to determine the concentration of the silver by plotting the Atomic Absorption (AA) values against a calibration curve and interpolating the values. Atomic Absorption Spectroscopy is a spectroanalytical procedure for the quantitative determination of chemical elements using the absorption of optical radiation (light) by free atoms in the gaseous state. Figure 2 below is a diagram showing how the AA spectrometer gathers its data. 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 fluid was filtered through a 0.7 micron glass fiber filter. The PET samples appeared to readily release the metal into the extraction fluid, while the paper samples did not show a ready release of the metal into the extraction fluid. Figure 3 shows the glass filter fiber pads used. The filter for the PET sample is on the right and the paper sample filter is on the left. The initial observation was that the PET sample would definitely have a significantly higher amount of metal in the extraction fluid. This was based on the observation that the PET releases the ink quite readily. This could correlate to the release into the environment if PE printed with nickel ink was placed into a landfill. 57 58 Figure 3: Nickel Ink Extraction Filters 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 Figure 2: www.orgspectroscopyint.blogspot.com 83 84 3. RESULTS AND DISCUSSION 85 86 3.1 Nickel Ink Results 87 88 3.1.1 Visual Observations 89 The previously described substrate 90 34 35 36 37 38 39 40 41 extractions were performed and the extraction 3.1.2 AA Spectrometer Analysis The TCLP extracts were all collected and analyzed. Nickel ink appears to have surpassed the regulatory limit for hazardous material. The TCLP extract contained a concentration of 6.46 parts per million (ppm) on paper, and 6.82 ppm on PET. The wastewater regulation for nickel is 5 ppm. (“Wastewater Discharge Regulations -- Introduction”) This means the nickel ink used in this experiment presents a potential hazard if placed into a landfill. It is important to note that only about 5% of the total weight placed into the extraction vessel was nickel ink. Nickel inks are still largely in the developmental stages for use in PE, so it will be important to formulate these inks in the future to prevent the release into the environment, or should not be used for PE due the potential for environmental damage. 3.2 Silver Flake Ink Results 3.2.1 Visual Observations The silver flake ink samples were collected, extracted and filtered. The filter papers for the PET samples appeared to release a more significant amount of metal into the extraction fluid than did the paper samples. This observation led to the belief that the PET sample’s potential for environmental damage was more significant 4 1 than that of the paper PE samples. The filter 51 greater concentration in the TCLP extraction fluid 2 papers are shown in Figure 5 below. 52 based on these observations. 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 Figure 4: Silver Flake Extraction Filters 53 54 55 56 The AA spectrometer in the lab at WMU 57 has detection limits in the hundreds of parts per 58 billion (ppb). The absorption numbers appeared 59 inconsistent, so First Analytical Labs (Raleigh, 60 NC) was contacted and agreed to carry out the 61 analysis by Inductive Coupled Plasma Mass 62 Spectometry (ICP-MS) for verification. This 63 spectrometer has a much lower detection limit, as 64 in fractions of ppb. The silver flake samples were 65 analyzed by FAL and the concentration levels 66 were quite low. The paper sample had a 67 concentration in the extraction fluid of 0.054 68 mg/L. The PET sample had a concentration of 69 0.117 mg/L. This translates to less than 1 ppm for 70 both of the samples. The maximum concentration 71 limit for TCLP method 1311for silver is 5 72 ppm.(“The EPA TCLP: Toxicity Characteristic 73 Leaching Procedure and Characteristic Wastes 74 (D-Codes)”) Both of these samples are below the 75 limit, but it is important to note that PET sample 76 had more than double the amount of silver in the 77 extraction fluid. It is also important to note that 78 the weight of ink placed into the extraction vessel 79 was quite low. For the PET samples, the ink only 80 accounted for approximately 0.6%, and around 81 2% of the total weight for paper. This artifact is a 82 result of the thin ink films printed and the nature 83 84 of PE having small features. 85 86 3.3 Silver Nanoparticle Ink Results 87 88 3.3.1 Visual Observations 89 90 The nanoparticle silver ink printed PE 91 samples were extracted and filtered. The filter 92 papers appeared to have much more ink released from the PET sample than from the paper sample, 93 but the paper sample filter had much more ink on 94 95 it than either the nickel or silver flake ink PE samples on paper. The nanoparticle silver seemed 96 to be more readily released from the paper due to 97 98 its smaller particle size. The filter papers are 99 shown below in Figure 5. It was thought that the 100 silver nanoparticle ink would probably have a 3.1.2 AA Spectrometer Analysis Figure 5: Silver Nanoparticle Ink Filters 3.3.2 AA Spectrometer Analysis The AA spectrometer readings obtained did not appear consistent, so the FAL analysis will be presented. The concentration level for the nanoparticle ink printed on PET is 0.361 mg/L, and the concentration for the paper PE sample is 0.144mg/L. These are both well below 1 ppm. The maximum concentration limit for TCLP method 1311for silver is 5 ppm.(“The EPA TCLP: Toxicity Characteristic Leaching Procedure and Characteristic Wastes (D-Codes)”) It is important to note again that the ink weight to total weight ratio placed into the extraction vessel was quite low, about 0.2% for the PET samples and about 1% for the paper samples. However, the concentration levels for the nanoparticle ink is significantly higher than the flake ink, even at the lower weight percentages. This holds true for both PET and paper PE samples. 4. CONCLUSIONS AND RECOMMENDATIONS EPA method 1311 and SW 846 were utilized to perform this landfill simulation. It appears that paper as a substrate retains more metal than PET. AA spectrometry and ICP-MS analysis seems to indicate that silver flake concentrations are at very low levels, below 1 ppm for both paper and PET substrates with the weight proportions at approximately 2.0 wt.% for paper and 0.6 wt.% for PET. Silver nanoparticle ink shows a level below 1 ppm for PET, and for paper, even at the low ink/substrate weight proportions added to the TCLP extraction vessels (approx. 0.2 wt.% for PET and 1.0 wt.% for paper). The nickel ink has a much higher concentration in the TCLP extract. At approximately 5.0 wt.% for nickel on paper and 2.5% for nickel on PET, the concentration levels are above 6 ppm for paper and for PET. However, the TCLP filter pads tell a different story. The filter pads for the PET substrate samples are completely covered with metal, whereas the paper substrate sample filter pads have little or no metal 5 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 present on them after filtration. This tells us that even though most of the metal can be filtered out, the PET substrate still releases the metal more readily into the environment, while the paper substrate retains it. There should be some concern over landfilling printed electronics, especially if large quantities of printed electronic material are being landfilled. Nickel inks are a cause for concern. The concentration level for regulation of nickel for industrial semiconductor producer wastewater effluent is 3.98 mg/L on any one day, with a monthly average of 2.38 mg/L as a discharge concentration. (US EPA, Office of Pollution Prevention and Toxics) The drinking water standard for silver is 0.1mg/L (~ppm). (US EPA, OW) Printed electronics with nickel conductive inks should be highly regulated if and when they are produced. For silver, the concentration level for regulation of nickel for industrial semiconductor producer wastewater effluent is 0.43mg/L on any one day, with a monthly average of 0.24 mg/L.(US EPA, Office of Pollution Prevention and Toxics) This would put the nickel TCLP extracts above the standard for wastewater effluent, and all of the silver ink TCLP extractions except for the flake ink on paper. The drinking water standard MCL for nickel is 0.1mg/L (~ppm). There is a definite need for more extensive research in this area. The PE industry does not want to be responsible for an environmental issue, as abatement is very costly and can be avoided by employing measures to prevent these materials from being dumped into a landfill. 6 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 98 5. REFERENCES 1. 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