AGSI AUTUMN SEMINAR Sheraton Hotel, Athlone, Co. Westmeath 7th November 2011 CONTENTS Introduction by the President of AGSI, Aidan O’Donnell ................................... 3 Seminar Programme ................................................................................................ 4 The Croke Park Agreement, progress so far......................................................... 5 The Organisation of Working Time Act, 1997 ...................................................... 11 Impact of the Working Time Directive on the Garda Síochána .......................... 16 Other Croke Park Issues ......................................................................................... 19 Appeal for extension of February deadline refused.............................................. 22 Possible taxation of allowances – negotiations with Revenue .............................. 23 To go or not to go – retirement figures .................................................................. 26 The GRACE project ................................................................................................ 30 Garda Inspectorate Implementation Updates ....................................................... 32 The following documents are also available for downloading: AGSI Excellence/Bravery/Outstanding Commitment Awards The Westmanstown Rosters The ‘Reverse Country’ Roster It is also hoped to have the 2010 Report of the Garda Superannuation Scheme available for downloading soon. 1 2 INTRODUCTION by AGSI President Aidan O’Donnell It is my honour as president of AGSI to welcome you all to the annual seminar here in the Sheraton Hotel in Athlone. I look forward to seeing many members of branch committees again and I hope you all enjoy what promises to be a very interesting day. As members will be aware, it has been an extremely pressured year. The work on the Croke Park Agreement has been unrelenting, particularly that centred on the rosters debate which is extremely time consuming and intricate – we report on the current position in this booklet. The association representatives in these crucial discussions are very aware of their vital importance to the members and will defend their interest to the very best of their abilities. This booklet also contains an explanatory memorandum from the Department of Enterprise, Trade and Employment on the Organisation of Working Time Act that has relevance to the rosters negotiations. In view of the high numbers retiring from the force the association wrote to the Minister for Finance requesting him to extend the deadline for retirement under 2009 conditions beyond its current date of the end of February. Our letter was passed to Mr Brendan Howlin T.D., Minister for Public Expenditure and Reform, and you can read his detailed, and not helpful, reply here. There are progress reports also in this booklet of the other Croke Park issues – civilianisation and its allied subject - reporting structures, ICT, performance management, training report and electronic funds transfer. The GRACE project is covered and we also have a summary of the unfinished business from the reports of the Garda Inspectorate. I draw your attention to the AGSI Excellence Awards information and nomination form that are contained in the booklet you have been issued with. We have had some very worthy winners of the awards since they were started in 2008 – John Liston, Derek Gannon, Michael Moran, Angeline Conefry and John Hynes. Please consider who you could nominate and set about nominating them. The awards are now an anticipated part of our annual delegate conference, they have a context in wider society and they are part of the annual life of our association. I hope you enjoy the seminar and will take the opportunity to participate in the discussions. Sincerely Aidan O’Donnell President, AGSI 3 Seminar 2011 Programme 1. 09.30am: Morning coffee. 2. 10.00am: Opening address by the President of the Association, Mr Aidan O’Donnell 3. 10.15am: Rosters, Transformation Agenda. 4. 12.15pm: Civilianisation; PALF (Performance Management) 5. 1.15pm: Lunch 6. 2.15pm: AC John Twomey: GRACE Project – station closures. 7. 3.15pm: IT; Training. 8. 4.00pm: Pensions 9. AOB There will be a question and answer session after each speaker. 4 The Croke Park Agreement – the progress so far The Croke Park Implementation Body report The Croke Park Implementation Body published its first annual report on progress under the Agreement in June this year. The role of the Body is to drive implementation of the Agreement and the Action Plans developed in each sector of the Public Service. Its Report deals with the savings generated and reform delivered over the first year of the Agreement The Body concluded that “solid and measurable” progress has been made by the parties to the Agreement in the first year. It found that sustainable paybill savings of €289m were achieved during the review period. These savings were driven primarily by a 5,349 reduction in staff numbers. Other factors such as reductions in overtime costs and paybill savings resulting from changed work practices, rationalisation etc. also contributed to these savings. The Report also details examples of non-pay savings worth some €308m generated through better use of resources – re-organising work and achieving greater internal efficiencies. It also highlights examples of redeployment, reform and reconfiguration of services taking place across the public service. While acknowledging the important progress that has been made, the Body has cautioned, however, that there is a need for more “urgency and ambition” in the coming weeks and months, in light of the fiscal situation and it has pointed to some of the issues that need to be taken forward as a priority. The Minister for Public Expenditure and Reform has welcomed the progress achieved but has agreed with the Body’s assessment about the need to up the pace of implementation. At the most recent meeting of the Garda Sectoral Implementation Body on Tuesday, 1st November the chairman, Mr PJ Fitzpatrick, confirmed that there was no change in the status of the Croke Park Agreement and that the government were committed to meeting its obligations provided the time-lines of the implementation of the sectoral transformation agenda are met. The Troika (IMF, ECB, and European Commission) are satisfied with the progress to date. Favourable comments on the progress of the agreement were also contained in a recent report from the OECD. A new departmental group – Reform and Delivery Unit- within the Department of Public Service Reform has been established to oversee implementation of the reform agenda. The government over the coming month will be publishing a number of important reports, including reform plans for the public service, books of estimates, expenditure review of departments and the European Union will also publish the financial outlook for the country. The publications will precede the budget which will take place on the 6th of December. It is unclear what the implications, if any, would be if the Garda Síochána failed to reach the required number of retirements set out in the four year government plan in 2010 and the 13,000 target is not reached. Another matter of concern is how the Employee Control Framework will impact on civilian and garda numbers –this again is a matter for the government. An Garda Síochána The June report of the Body commented that the staff representative associations for An Garda Síochána and the Defence Forces are not affiliated to ICTU, the report points out, adding: ‘but, in a parallel process of engagement, agreement was reached with them on a 5 reform agenda for those sectors. The terms of the Agreement have since been endorsed by the relevant associations.’ Sectoral implementation structures Sectoral Groups have been established by the National Implementation Body to assist both employers and unions to progress implementation of the Agreement in a number of sectors. In addition, separate parallel arrangements have been put in place for the Defence Forces and for An Garda Síochána. The Chairman of the National Implementation Body, Mr P. J. Fitzpatrick, chairs these Groups The Body has also noted that some smaller redeployments are significant in terms of demonstrating potential to free-up personnel for frontline services. ‘For example, An Garda Síochána are increasing the number of civilian staff through redeployment of staff from elsewhere in the public service. One such recent redeployment was the transfer of staff from Government Departments to work as civilian call takers in the Garda Communications Centre,’ states the report. The report sets out the steps being taken by An Garda Síochána to improve the quality of the policing service: ‘The operation of safety cameras has been outsourced with full roll out of the ‘GoSafe’ project implemented in March 2011. This project now provides 6,000 hours of speed monitoring and detection, freeing up Gardaí to concentrate on other areas of the road network and on other key road safety offences such as drink driving. ‘A unified/shared “Integrated Command and Control Solution” has been procured and implemented in Dublin and is currently being used by An Garda Síochána with the Ambulance Service due to come online in Q2 2011. ‘Also increasingly, emergency and security services need to know the location of their resources to respond to incidents and to enhance the safety of personnel on the ground. A unified/shared “Automatic Vehicle Location System” is being implemented with An Garda Síochána with the Ambulance Service as initial users. This ensures a standard approach that removes duplication of activity, infrastructure and costs. ‘As numbers fall, services to the public, and especially to the most vulnerable in society who are the biggest users of public services – children, older people, the sick, the unemployed will suffer unless changes are made quickly to rosters, staffing levels, work practices and skills mix across all sectors, and particularly in health services. Greater civilianisation is necessary for the Garda Síochána, Prison Service and Defence Forces to allow the maintenance of frontline services with fewer people, allied, in the case of An Garda Síochána, to the reform of rostering arrangements required by the end of 2011. A number of public service areas have also identified cross-disciplinary working as key to better services, including, in particular, business inspection services.’ The report identifies implementation of revised rosters by end 2011 as a selected area for priority action in 2011 by An Gharda Síochána. 6 Rosters Members will be aware of the intensive discussions and negotiations that have been conducted over the past year as all parties endeavour to come to an agreement on a roster that will fill the requirements of the Croke Park Agreement and maximise the number of members available at times of maximum demand. The negotiations have been intensive and detailed. Initially management put forward a roster that they entitled the ‘reverse country’ roster , but they did so prematurely, before the parties had agreed on the principles or discussed the possible implications of the European Working Time Directive (EWTD); the Organisation of Working Time Act 1997 (QWTA) or the various judgements of the European Courts of Justice (ECJ). From the regular bulletins issued by AGSI members will be aware that the staff associations have been intensively working in a joint group at Westmanstown under the facilitation of Chief Superintendent John Grogan, Human Resource Management and this group considered a five-unit roster proposed by AGSI and a six-unit core and non-core roster proposed by the GRA which latter was eventually chosen as the joint staff proposal, has been given the working title ‘Westmanstown Roster’. Key features of the 6-unit 24 hour roster No of Units: 6 (based on the utilisation of the full District Resource). Work life Balance: Work 27 days and Rest 13 days along with two "mandatory rest periods after night duty". . Resting: 13 clear rest days and 2 "mandatory rest periods after night duty" over the six week period. Including: 2 Mondays, 2 Tuesdays, 2 Wednesdays, 2 Thursdays, 2 Fridays, 2 Saturdays and 3 Sundays. Minimum Weekly Rest: 48 hours Night Tours: Night 9.15pm to 7.15am (10 hours)/(7 tours) Night (1) 5pm to 3am (10 hours)/(2 tours) (Total No. of hours on night tours 90 hours) Late Tours: Late 2.30pm to 10.30pm (8 hours)/(9 tours) (Total No. of hours on late tours 72 hours) Early Tours: Early 7am to 3pm (8 hours)/(7 tours) Early (1) 10am to 6pm (8 hours)/(2 tours) (Total No. of hours on early tours 72 hours) Sundays: Three Sundays 2 of 8 hour and 1 of 10 duration over six week period. (26 hours Sunday allowance) 7 All rosters considered can be downloaded from the AGSI Website at http://www.agsi.ie/members/downloads by members who have user names and passwords – apply on the home page. The six-unit joint staff proposal is reproduced at Appendix 1 in this booklet along with the management proposed ‘reverse country’ roster at Appendix 2. The AGSI representatives on the staff group are General Secretary Joe Dirwan, VicePresident Padraic Dolan, Hon. Sec. Michael Gallagher and executive member Eddie Murphy, supplemented by other members of the executive as needed. After a period for consideration, management responded to the Westmanstown Roster with a detailed critique, a critique that was in turn examined by the staff group and found to be extremely wanting. The detailed response from the staff side was as follows: 1. The resource allocation as provided for in the Westmanstown roster is based on management ‘research’. 2. The Westmanstown roster provides for four units working daily, Monday to Saturday inclusive, and three units working on Sundays. The fourth unit working Monday through to Saturday works at the identified peak times. This meets the requirements of the Croke Park agreement. 3. Management relied on CAD data to measure demand in the DMR. This facility is not available outside the DMR. 4. PULSE solely relates to incidents which have been reported and not to Garda activity. Management appear to rely on data from PULSE in the presentation of the 26 th September. This only gives a partial view of Garda demand. 5. Management relied on ‘additional non-recorded information’ in their critique. The working group cannot see how such information can be relied upon? 6. It is unclear as to why Enniscorthy District was selected for the application of the sixweek roster. There is insufficient data available to allow for a proper analysis of the application of the Six Unit Roster in this District. 7. Management have accepted that the six-unit roster is EWTD compliant. 8. The six-unit roster meets the requirements of the Croke Park agreement. There may be slight variations depending on the final implementation. 9. The management response was primarily made of graphical representations with no narrative. It is thus difficult for this group to critique properly. 10. The visual aids used to indicate the ‘Peaks and valleys’ in both demand and resources, did not represent the true potential of the Westmanstown roster to meet demand. 11. The sample for demand appears to be one week taken in isolation. This cannot give a true representation of ongoing demand patterns. Fatigue and Risk: 1. Dr Coogan was of the opinion that the tool used is open to question. This tool was analysed* and was found to show ‘only weak associations’ between indices and actual rates of accidents, fatigue and sleep problems. To base any decisions solely on this model is to display a lack of understanding about how such models work and how they are validated. 8 2. The Fatigue and Risk Index is not part of a risk assessment mandatory by statute for shift workers. 3. The Fatigue and Risk Index was not applied to the management proposal (‘reverse country roster’). 4. The Westmanstown roster scored better than the DMR ‘three relief’ and ‘Country Roster’ when the fatigue index was applied. (*Greubel, Nachreiner, Dittmar, Wirtz and Schomann, Chronobiology International 2010, 27:1149-1158) In summation, it was the unanimous view of the working group that the roster developed at Westmanstown meets all the requirements of the EWTD, Health and Safety issues, members’ welfare, management demand/supply requirements and the Croke Park agreement. There was unanimous agreement from the four Staff Associations that: Management have failed to respond to the questions raised by the Associations on the 20th June 2011. Management have made no attempt to negotiate the roster as proposed from Westmanstown. The information to the Westmanstown Group was that management would negotiate on a proposal from Westmanstown, should a proposal come from the group. The Westmanstown roster is such a proposal. On the 26th September, management presented a critique of the Westmanstown roster, without alternatives or solutions proposed to correct the alleged flaws. If there are defects in the Westmanstown roster they should be clearly outlined. The critique of the 26th September was not adequate in this regard. The Staff Associations are ready to negotiate and negotiations should start immediately. Management must negotiate on a Working Time agreement. The organisation is downsizing to 13,000. The original research in the Accenture report was completed on an organisation of 15,000 personnel. The new roster must be supported by technology. What is the response of the Attorney General to the letters of the 18 th and 28th June 2011? A response needs to be provided urgently. There was unanimous agreement from the working group that it was imperative that the following issues must be clarified as a matter of urgency: It must be clarified whether management accept the six-unit proposal as the basis for discussion. Garda management must inform the group on their proposals in respect of the EWTD, and whether derogations are to be sought? What are the issues with the Westmanstown proposal from management’s point of view? These must be clearly set out and negotiated. Are management going to meaningfully negotiate on the proposed Westmanstown roster, with a view to making that roster fit the organisation? Are 12 hour shifts acceptable? 9 The Accenture report 1.4 (3) recommended that we review existing policies in conjunction with the Staff Associations in light of the EWTD provisions and make changes where necessary. What is the current position in relation to this recommendation? The Accenture report 1.6 recommended a review of resource allocation data analysis capability. What is the current position in relation to this recommendation? To conclude, it is the unanimous position of the Working group that the Westmanstown Roster is a document for negotiation, this is based on assurances received by the working group from Garda management during the construction of the roster. The group is mindful of commitments given by all parties under the Croke Park agreement and it is imperative that constructive negotiations commence as a matter of urgency to finalise an agreed roster and a working time agreement. To this end they believe that it is an urgent requirement that Garda management present their position in meaningful negotiations forthwith. Otherwise, a valuable opportunity to reach a mutually acceptable solution to the roster issue could be missed. The AGSI Proposal Although it was not selected at the Westmanstown working group as the staff side preferred roster to be put to management, it is appropriate to set out here a summary of the terms of the AGSI Five-unit x five week roster, which is downloadable from the AGSI website. In our presentation to the Westmanstown working group we pointed out that it met the requirements of Croke Park and the Transformation Agenda in that it maximised resources at time of maximum need. It also complied with the requirements of the Garda Inspectorate, the EWTD and the need of the garda organisation for change. To prepare the roster, AGSI had in addition reviewed rostering arrangements in other police services, had consulted with acknowledged experts and had taken on board the views and concerns expressed at the Westmanstown group. The proposal would be a ‘best fit’ for the garda organisation, it would meet the needs of community in supply and demand terms, it would contain a work/life balance and it would take health and safety concerns on board. For our members the proposal would provide certainty, predictable rest day patterns, work/life balance, minimise impact on earnings, compress the working week, minimise fatigue and have a beneficial supervisory management impact. The AGSI roster would enable service delivery 24/7/365, would match peak demand with supply, provide a core and non-core roster, produce a maximum four successive nights and four successive similar duties, produce a maximum rostered tour length of 10 hours and a minimum rostered tour length of 8 hours, provide a maximum of two rostered rest days between shifts, would be manageable, administration-friendly and ICT compatible. 10 Rosters at the Garda Sectoral Implementation Body At the most recent meeting of the Body, on 1st November, the chairman of the Partnership Committee A/C Fanning gave an overview in relation to rosters and recent advice from the Attorney General on the impact of the European Working Time Directive and the implications for the Garda Síochána. A request for tender (RFT) for an information technology system to support the introduction of new rosters has been advertised in the European Journal that day and a response is likely in six (6) weeks. It is too early to say at this stage if legislative changes are required to meet the requirements of the Organisation of the Working Time Act 1997. He also accepted that there would be a national roll out of a pilot in relation to the rosters and the Westmanstown rosters proposals are the basis for discussion on rosters. The staff associations highlighted the difficulties with rosters, the impact it will have on the working lives of our members and that we are constructively engaged in discussions which resumed with management last week. All sides are trying to reach consensus on a working time agreement which will underpin new rostering proposals. No date was set for the national roll out and the chairman of the Partnership Committee will brief the chairman of the Implementation Body, Mr Fitzpatrick, every three weeks on progress. Some issues were identified which will be sent to the Attorney General for clarification and the official side undertook to make available to the Body copies of the seven interim working party reports emanating to date from engagement by the parties in Westmanstown. The Organisation of Working Time Act, 1997 (OWTA) (AGSI Note: This information is reproduced from a booklet produced by the Department of Enterprise, Trade and Employment. There are question marks over the blanket exclusion of members of An Gharda Síochána from the terms of the OWTA, as stated below, arising from judgements of the European Court and the EU Working Time Directive (WTD). The Attorney General has since confirmed that the garda organisation must become compliant with the WTD.) General The Organisation of Working Time Act sets out statutory rights for employees in respect of rest, maximum working time and holidays. These new rights apply either by law as set out in the Act, in regulations made under the Act or through legally binding collective agreements. These agreements may vary the times at which rest is taken or vary the averaging period over which weekly working time is calculated. You are not covered by the rest and maximum working time rules if you are a member of the Defence Forces, the Garda Síochána, if you control your own working hours or if you are a family employee working on a farm or private house. Otherwise, if you are an employee, you are generally covered by the following rest and maximum working time entitlements. Maximum Weekly Working Time From 1st March 1998 the new maximum average working week is 48 hours. Averaging may be balanced out over a 4, 6 or 12 month period depending on the circumstances. The provision relating to the 48 hour week operates as follows: 48 hour net maximum working week can be averaged according to the following rules:• For employees generally - 4 months • For employees where work is subject to seasonality, a foreseeable surge in activity or where employees are directly involved in ensuring continuity of service or production - 6 months 11 • For all employees who enter into a collective agreement with their employers which is approved by the Labour Court - 12 months Rest From 1st March 1998 every employee has a general entitlement to: • 11 consecutive hours daily rest per 24 hour period • one period of 24 hours rest per week preceded by a daily rest period (11 hours) • Rest breaks - 15 minutes where up to 4½ hours have been worked; 30 minutes where up to 6 hours have been worked which may include the first break. • Shop Employees whose hours of work include the hours 11.30am - 2.30pm must after 6 hours work be allowed a break of one hour which must commence between the hours 11.30am - 2.30pm. These rest breaks and intervals may be varied if there is a collective agreement in place approved by the Labour Court or if a regulation has been made for your sector. If there are variations in rest times and rest intervals under agreement or in the permitted sectors, equivalent compensatory rest must be available to the employee. Night Workers Night time is the period between midnight and 7 a.m. the following day. Night workers are employees who normally work at least 3 hours of their daily working time during night time and the annual number of hours worked at night equals or exceeds 50% of annual working time. Maximum Night Working Time From 1st March 1998 • for night workers generally - 48 hours per week averaged over 2 months or a longer period specified in a collective agreement which must be approved by the Labour Court. • for night workers whose work involved special hazards or heavy physical or mental strain – an absolute limit of 8 hours in a 24 hour period during which they perform night work. Definitions, Exceptions and Other Features of the Working Time Act Working time is net working time i.e. exclusive of breaks, on call or stand-by time. Exceptional or Unforeseeable Circumstances: The Act permits exemption from the rest provisions if there are exceptional, unusual and unforeseeable circumstances. Equivalent compensatory rest must be taken within a reasonable period of time. Shift and Split Shift Working: The Act provides for automatic exemption from the rest provisions for shift workers when they change shift and for workers on split shifts. Equivalent compensatory rest must be taken within a reasonable period of time. Exemption by Regulation: Categories of employees in the sectors set out in the Organisation of Working Time (Exemption) Regulations may, subject to receiving equivalent compensatory rest, be exempted from the rest provisions of the Act. The regulation S.I. 52 of 1998 Exemption of Civil Protection Services) provide exemptions from the rest and maximum working week provisions of the Act without a requirement for equivalent compensatory rest. Exemption by Collective Agreement: Any sector or business may be exempted from the statutory rest times by collective agreement, subject to equivalent compensatory rest being made available to the employee. Collective agreements to vary the rest times may be drawn up between management and a trade union or other representative staff body in any business, organisation or enterprise and must be registered with the Labour Court. 12 Some of the exemptions above are subject to equivalent compensatory rest being made available to the employee. This means that, although employers may operate a flexible system of working, employees must not lose out on rest. In these circumstances rest may be postponed temporarily and taken within a reasonable period of time. A list of the sectors exempted by regulation and guidelines on equivalent compensatory rest can be found in a code of practice on compensatory rest produced by the Labour Relations Commission. Holidays Holiday pay is earned against time worked. All employees, full-time, part-time, temporary or casual earn holiday entitlements from the time work is commenced. Depending on time worked, employees’ holiday entitlements should be calculated by one of the following methods:(a) 4 working weeks in a leave year in which the employee works at least 1,365 hours (unless it is a leave year in which he or she changes employment). (b) 1/3 of a working week per calendar month that the employee works at least 117 hours. (c) 8% of the hours an employee works in a leave year (but subject to a maximum of 4 working weeks). For further information see Department of Jobs, Enterprise and Innovation explanatory booklet on Holidays and Public Holidays. Copy available on request, or on Department website at www.entemp.ie. Public Holidays The Organisation of Working Time Act provides the following nine public holidays: a) Christmas Day, b) St. Stephen’s Day, c) St. Patrick’s Day, d) Easter Monday, the first Monday in May, the first Monday in June and the first Monday in August, e) the last Monday in October, f) the 1st of January. In respect of each public holiday, an employee is entitled to either: (a) a paid day off on the holiday or (b) a paid day off within a month or (c) an extra day’s annual leave or (d) an extra day’s pay as the employer may decide. If the public holiday falls on a day on which the employee normally works, the employee is entitled to a paid day off for the day. If the public holiday falls on a day on which the employee does not normally work, the employee is entitled to one fifth of his/her normal weekly wage for the day or to either (b) or (c) above as the employer may decide. If the employee is asked to work on the public holiday, the employee is entitled to (b) (c) or (d) above as the employer may decide. 13 There is no service requirement in respect of public holidays for whole time employees. Part time employees qualify for public holidays entitlement provided they have worked at least 40 hours during the five weeks ending on the day before a public holiday. (Note this Act refers to “public holidays” not “bank holidays”. Not every official bank holiday is a public holiday though in practice most of them coincide). Sunday Premium If not already included in the rate of pay, employees are entitled to supplementary payment for Sunday which will be equivalent to the closest applicable collective agreement which applies to the same or similar employment and which provides for a Sunday premium. The premium can be in the form of: • added payment • time off in lieu • a portion of shift premium • unsocial hours premium. Zero Hours This feature of the legislation covers situations where, for example, an employee is sent home if things are quiet or is requested to be available for work and is not, on the day asked to work. Where an employee suffers a loss by not working hours he/she was requested to work or be available to work, the zero hours provisions of the Act ensure that he/she is compensated for 25% of the time which he/she is required to be available or 15 hours whichever is the lesser. e.g. If an employee’s contract of employment operates to require the employee to be available for 48 hours in a week, he/she will be entitled to a minimum payment of 12 hours even if not required to work that week. Or if an employee is asked to be available to work 8 hours and is not called into work he/she will be entitled to a minimum payment of 2 hours. Records Employers are obliged to keep records of holidays and public holidays for a period of 3 years. These records must be available for inspection by Labour Inspectors of the Department of Enterprise, Trade and Employment. Records should also be maintained to show as evidence in the event of a Rights Commissioner or Labour Court investigation of an employee’s complaint. Penalties A person found guilty of offences relating to failure to keep records, double employment, obstruction of inspectors or non-compliance with regulations outworkers may face fines of up to E1,904.61 (£1,500) and an extra E634.87 (£500) a day for a continuing offence. Employers may face compensation claims for amounts up to 2 years of an employee’s salary for breaches of other provisions of the Act. Such amounts may be determined by the Rights Commissioner and the Labour Court. 14 Average Working Week and Double Employment In accordance with the Organisation of Working Time Act, 1997 an employer may not employ an employee to do any work in a relevant period during which the employee has done work for another employer except where the aggregate of the periods does not exceed the maximum working week of 48 hours as an average over that period. In effect this means that where an employee works for more than one employer the average working week of 48 hours cannot be exceeded. Whenever an employer employs an individual in contravention of the above both the employer and the employee shall each be guilty of an offence. Time working in a selfemployed capacity generally does not apply when calculating the maximum working week. There are exceptions to this in respect of some drivers covered by Transport Regulations. It is possible that there may be restrictions in relation to certain professions, outside the remit of the Organisation of Working Time Act 1997, which may limit time their members may engage in work whether employment, self-employment or volunteer time. Companies may also agree contractual limits for time worked in respect of their employees. A person found guilty of an offence under the Organisation of Working Time Act 1997 shall be liable on summary conviction to a fine not exceeding €4,000. Persons performing mobile road transport activities as defined in Directive 2002/15/EC3 of the European Parliament and of the Council of 11 March 2002 are governed by Road Transport Regulations. Proceedings for an offence under section 8 of the Organisation of Working Time Act, 1997 or a further offence, in relation to such an offence under subsection (3) may be brought and prosecuted by the Minister. A complaint can be made to NERA Inspection Services by logging on to www.employmentrights.ie/aboutNERA/Inspection/Inspection Services Complaint Form. List of Regulations The following is a list of regulations made under the Organisation of Working Time Act, 1997. Copies of these regulations may be obtained from the Government Publications Office, Molesworth St., Dublin 2, Tel: (01) 679 3515: 1. Organisation of Working Time Act, 1997 (Commencement) Order, 1997-S.I. No.392 of 1997. 2. Organisation of Working Time (Determination of Pay for Holidays) Regulations, 1997-S.I. No.475 of 1997. 3. Organisation of Working Time (Inclusion of Transport Activities) Regulations, 2004-S.I. No.18 of 2004 4. Organisation of Working Time (General Exemptions) Regulations, 1998 - S.I. No. 21 of 1998. 5. Organisation of Working Time (Code of Practice on Compensatory Rest and Related Matters) (Declaration) Order, 1998 - S.I. No. 44 of 1998. 6. Term of Employment (Additional Information) Order, 1998 - S.I. No. 49 of 1998 (This Order was made under the Terms of Employment (Information) Act, 1994 but is relevant to Organisation of working Time Act, 1997). 7. Organisation of Working Time (Exemption of Civil Protection Services) Regulations, 1998 S.I. No. 52 of 1998. 8. Organisation of Working Tune (Breaks at Work for Shop Employees) Regulations, 1998 S.I. No. 57 of 1998. 15 9. Organisation of Working Time (Code of Practice on Sunday Working in the Retail Trade and Related Matters) (Declaration) Order, 1998 - S.I. No. 444 of 1998. 10. Organisation of Working Time (Public Holiday) (Regulations, 1999 - S.I. No. 10 of 1999. 11. Safety, Health and Welfare at Work (Night work and Shift Work) Regulations, 2000 - S.I. No. 11 of 2000. (These Regulations were made under the Safety, Health and Welfare at Work Act, 1989 but are relevant to Organisation of Working Time Act, 1997). 12. Organisation of Working Time (National Day of Mourning) Regulations 2001- S.I.No.419 of 2001. 13. Organisation of Working Time (Records) Prescribed Form and Exemptions) Regulations, 2001 - S.I. No. 473 of 2001. 14. Organisation of Working (Inclusion of offshore work) Regulation 2004- S.I. no 819 of 2004 Complaints and Enquiries Complaints about any breaches of the Act or collective agreements made under the Act, may be referred to a Rights Commissioner, Tom Johnson House, Haddington Road, Dublin 4, tel: 01 - 6136700 or 1890 220 227 (locall if outside 01 area), or to a Labour Inspector, Department of Jobs, Enterprise and innovation, Davitt House, 65A Adelaide Road, Dublin 2, tel: 01 - 631 2121 or locall 1890 220 222 (locall if outside 01 area). For further information or complaint forms in connection with The Organisation of Working Time Act please contact the National Employment Rights Authority (NERA), locall 1890 80 80 90, www.employmentrights.ie. Impact of the Working Time Directive (WTD) on An Garda Síochána A management study of the European Working Time Directive found the following implications for An Garda Síochána: Article 3 - Daily Rest Requirement - each worker is entitled to a minimum daily rest period of 11 consecutive hours per 24-hour period The current three-relief system does not offer workers their entitlements under the provisions. Examples were found across the organisation in Regular units and Specialist units of daily rest periods of less than 11 hours in a 24-hour period. For example a member working the 'Late' shift from 2pm to 10pm on one day, followed by the 'Early' shift from 6am to 2pm the next day only allows for a maximum eight hour rest break, which is below the stated 11 hours recommended. It should be noted that, under Article 17(4) of the 2003 Directive, derogations may be made from this provision for those on shift work activities, "when the worker changes shift and cannot take daily and/or weekly rest periods between the end of one shift and the start of the next one". Article 4 – Breaks Requirement - where the working day is longer than six hours, workers are entitled to a rest break, as agreed by the organisation 16 An Garda Síochána addresses the provisions under this Article; opportunities are provided for workers to avail of a break during the working shift. Article 5 - Weekly rest period: Requirement - Per seven-day period, each worker is entitled to a minimum uninterrupted rest period of 24 hours, plus 11 hours daily rest Article 16 of the 2003 Directive states that the reference period for Article 5 (weekly rest period) must not exceed 14 days. The current three-relief system does not offer workers their entitlements under the provisions; examples were found across the organisation of weekly rest periods of less than 24 hours, for example where employees work for seven consecutive days of 'Night' shifts. It should be noted that, under Article 17(4) of the 2003 Directive, derogations may be made from this provision for those on shift work activities, "when the worker changes shift and cannot take daily and/or weekly rest periods between the end of one shift and the start of the next one". Article 6 - Maximum weekly working time Requirement - the average working time for each seven-day period, including overtime, does not exceed 48 hours. Article 16 of the Directive states that the average hours worked should be calculated over a 4 month period. Overtime is not counted towards the maximum week working time when the circumstances are considered exceptional. Periods of annual leave and sick leave should not be included in the calculation of the average. The current three-relief system in An Garda Síochána was found not to offer workers their entitlements under the provisions; examples were found of the average working time and overtime being greater than 48 hours per 7-day period, for example where employees work one week of seven nights at 56 hours. Article 6(2) of the 2003 Directive precludes National legislation which permits the 48 hour maximum working week period to be exceeded, and may be relied upon by individuals before National Court. However exemptions may be applied - to be excluded from this provision, a worker must give his free and express consent for his weekly working time to be extended beyond 48 hours, as was the finding of the European Court of Justice in the case of Pfeiffer and Others v Deutsches Rotes Kreuz (German Red Cross)22. An opt-out waiver may be signed by individuals to work more than the 48 hours average over a seven day period23. Article 7 - Annual leave Requirement- workers are entitled to paid annual leave of at least four weeks The current resource allocation arrangements provide workers with the minimum paid annual leave entitlements. Notably, the Court of Justice of the European Communities interprets the entitlement to paid annual leave as being made available to those on sick leave, and that a worker should not lose his/her right to paid annual leave which he has been unable to exercise because of sickness: "the Court concludes that the right to paid annual leave is not to be extinguished at 17 the end of the leave year and/or of a carry-over period laid down by national law where the worker has been on sick leave for the whole or part of the leave year and where his incapacity to work has persisted until the end of his employment relationship, this being the reason why he could not exercise his right to paid annual leave.”24 A review of the organisation's sick absence management processes by Garda HRM, Civilian HRM and Accenture in 2009 identified trends in the number of individuals leaving the employment of An Garda Síochána due to long-term ill health25. Under the provisions of the Directive, such individuals are entitled to compensation for the loss of annual leave during sick absence. This provision is relevant when considering the impact on the Garda organisation of individuals retiring on age grounds, medical grounds, v and dismissal. Articles 8-13 - Night Workers and Shift Workers Requirement - measures shall be taken by the Member State to ensure that shift workers have safety and health protection appropriate to their work; Member States shall take the measures necessary to ensure that an employer who intends to organise work according to a certain pattern takes account of the general principle of adapting work to the workers to alleviate monotonous work and work at a predetermined rate, depending on the type of activity, and of safety and health requirements, especially as regards breaks during working time. Under the current resource allocation arrangements, individuals working the three-relief in An Garda Síochána fall under the category of shift-worker in the Directive. 'Shift-work' is defined in the 2003 Directive, under Article 2(5), as meaning "any method of organising work in shifts whereby workers succeed each other at the same work stations according to a certain pattern, including a rotating pattern, and which may be continuous or discontinuous, entailing the need for workers to work at different times over a given period of days or weeks". There were no examples of night-workers in the organisation, as defined by the Directive (Article 2.4). Assessment of existing work arrangements indicates that the Garda organisation addresses the provisions with the Directive with respect to the conditions of employment for shiftworkers. Article 22 - Miscellaneous provisions (Record of working time) Requirement - the employer keeps up-to-date records of all workers; records are placed at the disposal of the competent authorities, which may, for reasons connected with the safety and/or health of workers, prohibit or restrict the possibility of exceeding the maximum weekly working hours. An Garda Síochána currently record attendance and absence for both sworn members and civilian staff using a combination of manual systems (e.g. Station Diary; Register of Attendance; Form A85; Sick Forms S2, D5 and D15; Overtime Form and Leave Sheet) and computerised systems (e.g. PeopleSoft HR system, Core Pay, GRIPS, and Oracle). 18 Technology systems are used to allocate and deploy Garda resources based on demand (e.g. emergency calls) and supply levels (e.g. station strength). Such systems include the Garda Establishment Redistribution Model (GERM), the Computer Aided Dispatch (CAD) system managed by Command & Control, the PULSE system, and weekly and monthly crime analytics reports dispensed from the Garda Analysis Service). With regard to this provision in the Directive, An Garda Síochána addresses provisions in the 2003 Directive. 22 Pfeiffer and Other v Deutsches Riotes Kreuz, C397/01 - C-403/01 23 Article 22, European Working Time Directive 2003/88/EC 24 Judgement of the Court of Justice in Joined Cases C350/06 and C-520/06 25 Review of An Garda Sick Absence Processes, Accenture, September 2009 Other Croke Park issues Civilianisation Civilianisation Working Group The Civilianisation Working Group established under the Croke Park Agreement and consisting of representatives from the staff associations and garda management continues to meet on a regular basis and has concentrated on four main areas for further possible civilianisation – the Garda Central Vetting Unit (GCVU), the Emergency Call Answering Service (ECAS) and its allied services Command and Control and divisional control rooms, and the possibility of Public Counter Assistants to assist gardaí in dealing with the public in public offices and the Garda National Immigration Bureau (GNIB). In another area, while agreement has been reached on the Information and Communications Technology (ICT) brief, an outstanding issue is funding which must be approved by Government. The human relations issues of ICT, including civilianisation, have not yet been finalised. The working group has been told that the ICT Strategy is still being worked on, but AGSI insists that these issues must be brought back to the working group for finalisation. The AGSI representatives on the working party are executive members Brian O’Dea and John Jacob with General Secretary Joe Dirwan and Deputy General Secretary John Redmond. Garda Central Vetting Unit (GCVU) AGSI continues to reflect the interests of its members attached to the Vetting Unit in Thurles and to insist that the levels of garda supervision be maintained. The requirement for 300 extra civilian personnel in GCVU, which is supported by this association, is tied up with the Government’s Employee Control Framework (ECF) which forbids the employment of additional staff in the public service unless under strictly controlled conditions – the Garda Síochána already exceeds the numbers set out in that framework. It is now a matter for Government to allow further recruitment of civilians and it is possible that a derogation 19 from the ECF will be sought when additional personnel become available from other sections of the public service as an ongoing result of Croke Park. ECAS Divisional control rooms are being examined in the context of the Emergency Call Answering System (ECAS) and the use of civilians in a role similar to that at Command and Control in the DMR. The association is adamant that the only suitable role of civilians in this area is as call takers and that the dispatch area must continue to be staffed by garda members. Again management has been asked to submit their full proposals which will be examined by AGSI and a reply formulated. Public Office Assistants Agreement has been reached in principle on a pilot scheme involving the possible use of civilians as Public Office Assistants to augment garda members. Again management has been asked to forward concrete proposals on the role the assistants will carry out; these will be examined and a response formulated. Civilianisation at GNIB In a potentially serious development, the association has become aware of a clear breach of the Croke Park agreement by management in that a separate working group under the chairmanship of Assistant Commissioner Byrne has drawn up proposals for a pilot project to civilianise Garda positions at Dublin Airport, a report has been prepared and that expressions of interest have been invited from clerical officers and EOs in the Department of Justice and Equality to apply for these positions. The association has written to the Commissioner to point out that AGSI is engaged in Partnership discussions on all aspects of the Transformation Agenda for the Garda Síochána as part of the Croke Park Agreement and yet there have been no discussions with this association in relation to these proposals. “This is a serious breach of the Croke Park Agreement and the directive inviting expressions of interest should be withdrawn until discussions take place,” General Secretary Joe Dirwan told the Commissioner, adding that the association will be raising the matter at the Garda Sectoral Implementation Body meeting on Tuesday 1st of November 2011.”All discussions in relation to civilianisation must take place under the auspices of Partnership Committee. I would respectfully ask why this did not happen in this case,” concluded the General Secretary. The General Secretary subsequently raised the matter at the Garda Sectoral Implementation Body on Tuesday, 1st November, pointing out that it was a serious issue of a breach of the agreement by management in relation to the civilianisation of the Immigration Unit at Dublin airport as the matter had not been progressed through the agreed mechanism of the Croke Park Agreement. Following lengthy bi-lateral meetings between the parties, the official side undertook to abide by the agreement and accepted that all issues in relation to the transformation agenda, including the above, must be dealt with through Partnership. 20 The development in relation to Dublin Airport is all the more disturbing because the association has been engaging positively in the Civilianisation Working Group. A great deal of issues, legal and otherwise, remain to be clarified in relation to the passport processing booths at the airport, among them the levels of garda supervision, the understaffing thereof, and the relative powers of civilians and gardaí in relation to permission to land and refusal to land. The preparation of a report, and the failure of management to process it through the civilianisation working group, raises serious questions about the credibility of the management approach to the Croke Park negotiations. The association has asked management to set out their proposals for GNIB in full following which a full and objective analysis will be carried out and then the association will submit a reply. The management detailed proposals are awaited but in the meantime it must be made clear that there is no agreement to civilianise the garda passport control booths and the association will strongly object to any proposed compulsory transfers or displacements in this area. The association has also sought all management reports in relation to GNIB. Reporting Structures AGSI is adamant that reporting structures were agreed in 2008 and that these continue in force. At the most recent meeting of the Garda Sectoral Implementation Group on 1st November the chairman of Partnership, AC Fanning, updated the meeting on the reporting structures and stated that both sides will meet bi-laterally with him shortly. The staff side reiterated that the agreement of August 2008 is their position. Performance Management (PALF) Work is continuing. An IT model is being developed to support the working of the Performance Accountability Learning Framework (PALF). A pilot will be run in January 2012 in a few selected districts. At the most recent meeting of the Garda Sectoral Implementation Group on 1st November the chairman of the working group on Performance Management (PALF), A/C Twomey, briefed the meeting on the update in relation to PALF and said that recently a draft policy document was circulated to the staff associations. Responses will be evaluated and the working group, with staff involvement, will be reconvening early next week. The time-line for the introduction of the pilot is set for the 1st quarter in 2012 - there are some difficulties which hopefully can be overcome before the introduction of the pilot. Training Report Meetings are taking place between the staff associations and management at the Garda College. Electronic Funds Transfer (EFT). This issue is fully agreed. 21 Howlin rejects appeal for extension of February 2012 deadline Brendan Howlin, Minister for Public Expenditure and Reform, has rejected an appeal by AGSI for an extension of the "grace period" beyond 29 February 2012 for retirement of public servants on 2009 salary rates. The association had originally written to Michael Noonan T.D., Minister for Finance pointing out that an internal garda study had disclosed a potential 1,200 retirements from An Gharda Síochána between now and the end of February, 2012. “We are deeply concerned at the effects 1,200 retirements will have on the force, the vast majority of these will be of the more mature and experienced members and their departure will deprive the garda organisation of a huge pool of knowledge and expertise. Their departure will also add to the already intolerable burden on members who continue to serve because the additional workload will devolve onto their shoulders,” General Secretary Joe Dirwan pointed out. “We ask the Government to extend the deadline of the end of February, 2012, for members to retire on pension and gratuity based on 2009 income, to remove the pressure on relevant members to retire. These members have spent a lifetime in the service of the state, and on many occasions have placed their lives on the line to preserve the peace. “We are of course aware of the condition of the country’s finances, but we feel that extending this deadline by one year will not further endanger the position of the country but will give the relevant members more time to prepare to retire and more time to the garda organisation to skill up and intensify training of those who will have to pick up the additional responsibilities,” the general secretary concluded. Howlin’s reply In his reply Mr Howlin said that, as Minister for Public Expenditure and Reform the issue of terms and conditions including pension provisions for public servants came within his and the AGSI correspondence had been forwarded to him for direct reply. “At the outset I understand the serious concerns you have expressed in relation to the potential impact on the police force of a large number of your more experienced members choosing to avail of the "grace period" and opting to retire on their 2009 salary rates by 29 February 2012,” said the Minister. “The EU/IMF Programme for Financial Support for Ireland which was agreed in December 2010 by the previous Government included sovereign commitments to very significant reductions in government current expenditure over the period of the agreement. More particularly, it provided for a considerable further reduction in the cost of the Exchequer pay bill to be achieved primarily through a reduction in numbers of public servants. The Agreement requires a pay saving of €1.2bn by 2014 and this commitment will be achieved through significant reductions in public service numbers in line with the numbers reductions targets set out in the Programme for Government. 22 “In the Programme for Government we have set down targets to further reduce the number of public servants by between 18,000 and 21,000 by 2014, compared to the total number at the end of 2010, and by a further 4,000 by 2015. These targets provide an immense challenge to us as a country and people but our policy options, given the fiscal restraints which the Government is currently operating under, are extremely limited. You will appreciate that in this context, it is not possible to extend the deadline for retirements on 2009 pay rates for your members beyond 29 February next. To do so would impact negatively on the required reductions in the exchequer pay bill in 2012 through a reduction in the number of public servants retiring. This would have to be offset by additional spending reduction measures in a year when the magnitude of spending reductions required to meet the fiscal deficit target set under the EU/IMF Programme already represents a considerable challenge for the Government. “The impact of the reductions required on the Exchequer pay bill which will be met by a reduction in the number of public servants will impact on all sectors of the public service and undoubtedly will require significant changes in how the public service works and delivers the services required to our citizens. The position of the Government is clear in this regard. Following the publication of the Report on the Implementation of the Public Service Agreement the Government has reaffirmed the key commitments under the Public Service Agreement 2010-2014 on pay rates and job security for serving public servants. These commitments are contingent on delivery of the necessary flexibilities and reforms to public service delivery that are required under the Agreement. “The Implementation Body in its report published in June confirmed that sustainable savings were being generated under the Agreement and that pay bill savings in the order of E289m had been achieved in the first reporting period and these savings had exceeded target. The most recent review under EU/IMF Programme of Financial Support indicated that the progress by the Government in implementing the agreed programme including measures designed to reduce the exchequer pay and pension bill is on track and consistent with the requirement to address the continuing very large deficit in the public finances. “While I very much share the view expressed by the Implementation Body that the Government's programme for numbers reductions in the public service and the development of an accelerated public service reform agenda will present significant challenges into the future, the public service and those working within it can and will meet the challenges ahead. I look forward to the continued support of you and your association in this process.” Brendan Howlin, Minister for Public Expenditure and Reform. Negotiations with Revenue Commissioners on possible taxation of some allowances Discussions have been ongoing with the Revenue Commissioners for some time regarding their proposal to impose tax on some garda allowances. AGSI takes the strong view that these allowances have not historically been taxed, that they were negotiated on a non-taxable 23 basis and that therefore, if they are subject to tax, the allowances must be grossed up to compensate. There is a precedent for the AGSI position in that the allowance paid to the Garda Reserve was grossed up to take account of taxation. Contrary to media speculation most allowances paid to gardaí are already taxed and there are five that are the subject of the recent negotiations: Plain Clothes Allowance; Detective Allowance; JLO/ CPO Allowance; Uniform Allowance; Boot Allowance: We have been involved in discussions on this issue with garda management since early 2010 and have, on several occasions, asked that they write directly to every member of the force to inform them of the situation, and to keep them informed. They have assured us that at the end of the process our request will be complied with. Representatives of all the garda associations met Revenue in October and outlined in detail why these allowances should not be taxed, going into extensive detail on the unique nature and difficulties contained within the job of being a member of An Gharda Síochána. The Revenue Commissioners acknowledged the presentations and said that they would examine the basis of each allowance separately and return with their final decision. If a negative decision is reached, the tax changes will take place from January 1st next. In the meantime also the joint associations have lodged a claim at Conciliation Council seeking to have the allowances grossed up in the event of taxation. An element to be taken into account also is that, if the allowances are taxed, the question of their calculation for pension purposes will also arise. As soon as the decision is known, it will be communicated to the members. It is important to note also that if the decision is a negative one, AGSI will examine all possible avenues of appeal. All the associations are treating this issue as vital and urgent and we have consistently pointed out that members cannot afford what will amount to another pay cut if taxation is imposed on these allowances. Garda management have acknowledged to Revenue the ‘Wholly, Necessarily and Exclusive’ rule and the requirements to satisfy each element of the rule. The unique nature of Garda work, the situations, often extreme, that Gardaí often find themselves on a daily basis in the course of their employment which is wholly different to any other public servant work environment in the course of their duty. The impact that Health, Safety & Welfare at work places on the individual member and the organization in terms of the specific role, the uniform / clothing required to comply with current legislation. In relation to specific allowances, the associations have made the following points: Plain Clothes Allowance: Members who work in plain clothes, and who carry firearms, must obtain clothes that are suitable in work situations but which are not suitable for social wear, because of the firearms, ballistic vest, handcuffs, asp and spray requirements, – and must also reach the standard as set out in HQ Directives and accompanying booklet. Members must attend 24 crime scenes in all weathers and conditions, attend morgues to view dead bodies and attend interviews with suspects who may be suffering from infectious diseases and who may verbally and otherwise attempt to assault the member, including spitting at him/her. This interaction involves routine and regular fumigating and deep cleaning of the clothing which shortens its operational life. The range of duties of plain clothes Gardaí range from detective, Crime Prevention Officers, JLO Officers, PSV, Immigration, court attendance, VIP Escorts. A very high standard of dress is required, especially in the case of VIP visits. Immigration officers often have to travel considerable air journeys to foreign lands escorting deportees. This duty involves long flights, they are not allowed to disembark the aircraft and have to spend long hours in the same attire. Female members have to be careful in the choice of work clothes as they must look well but also be capable of concealing equipment required for daily duty. Investigations and attendance at crime scenes may require the surrender of clothing or footwear for elimination purposes. The allowance is not excessive and cognizance must be taken of the cost of purchase and maintenance. Detective Allowance This allowance is to assist detectives in their work, and not a payment for being a detective. It is used when, for instance, meeting a suspect, a member of the public or a witness, to pay for a coffee or other refreshments. Crime Prevention / Community Relations Officer & JLO Allowance. This is a small weekly allowance to cover incidentals incurred in the performance of duty. The CPO is expected to represent the divisional and district officers at meetings with the public, that are not always arranged in conjunction with the roster – resulting in a reduction of night duty claims. Similarly going on radio to give crime prevention advice to the public may have to be performed on a rest day, incurring costs that may not always be recoupable. Members have to have broadband Internet in order to conduct research and be fully informed of developments in their field, and they also undertake courses for the same reason, again not recoupable. Many meetings, for a huge range of meetings, must take place outside garda stations and the members incur expense in paying for refreshments at those meetings. Members also incur un-recoupable costs in purchasing medals/trophies to present to young people at special events. Uniform & Boot Allowance Members must attend traumatic incidents, RTAs, including fatal accidents and have to deal with exposure to body fluids, debris, oil etc. In one recent incident a body had been lying for 3 weeks. Exposure to decay, body fluids etc. required fumigation and deep cleaning of the uniform. 25 Three uniforms are required on a rotational basis and one is always in the laundry being cleaned. Formal uniform must be maintained in a state of readiness for formal occasions and court appearances. Footwear of two distinct types has to be maintained in good condition in the face of adverse constant use: robust footwear for operational wear and capped shoes for use with the dress uniform. To go or not to go? Over the past few years this has been one of the most frequent questions addressed to AGSI head office – ‘should I retire or not?’ The decision in fact must always be a personal one, but of course it is always advisable to take as much good counsel as possible before making such a life-changing and momentous decision. The following is intended for illustrative purposes only – every member considering retirement must look carefully at their own circumstances and make their decisions in their own best interests. Pension Section in Killarney will provide accurate individual figures for members who are considering retirement. Let us look at the options of a member considering such a question as he or she reaches, or has reached, the age of 50, with 30 years’ service already under the belt. For the purposes of this exercise we are using the 2009 salary scales which will be used for gratuity and pension calculation purposes up to 29th February 2012. The member has the option of serving a further 10 years, should they so wish. We are then comparing it with the situation which will come into effect after March 1st., 2012. MEMBER RETIRING BEFORE MARCH 1, 2012 LUMP SUM CALCULATION - ESTIMATE The lump sum is calculated by adding annual salary with rent allowance (€4018) and unsocial hours earnings and multiplying by 1.5. No account is taken in these calculations for any other payment as individual circumstances vary widely. The final sum is less deductions as set out below. Assuming the member is on a salary at the top of the basic scale (PRSI B) and also assuming an annual unsocial hours earning of €12,000, then total annual basic income before tax is: Sergeants - €67,403; Inspectors €73,261.45. Therefore the gross lump sums, before deductions, will be: 26 Lump Sum: Sergeant: €101,104; Inspector €109,892. DEDUCTIONS – ESTIMATE: If the member decides to retire before the maximum age a compulsory deduction will be made from their lump sum to cover the remaining years which they could have served. This is obligatory for all members under the spouses and children (widows and orphans) scheme and is calculated at 1% per year for each year between the 30 and 40. If a member is retiring at age 50, a further 10 years of service is available so a total of 10% off pay could be deducted, amounting to €6,740.30 for a sergeant, €7,326.15 for an inspector. Tax relief is available at 41% on this sum so the actual deduction is €3,976.78 for sergeants and €4,322.43 for inspectors. A further 1.667% is deducted off the element of the lump sum attributable to unsocial hours. As earnings from unsocial hours vary widely, we are using the notional figure of €12,000. 1.667% of €12,000 is €200.40. €200.04 x 10 years = €2,000.40. Again tax relief is available at 41% so the actual deduction is €1180.24. Therefore total deductions are: Sergeant €5,157.02; Inspector €5,502.67 Final estimated lump sum, if a qualifying member is to retire between now and March 1, 2012: Sergeant: €95,946,98; Inspector: €104,389.33. PENSION: The figures below are calculated by dividing the annual income figure set out above by two and applying the public service pension levy of 6% (average)(this levy will not apply to pensions after 1st March 2012 but pensions will be based on salary reductions of 7.5%): Sergeant: €31,679.41; Inspector €34,432.89 AFTER MARCH 1, 2012 Salaries, including rent allowance and unsocial hours payments, will be reduced by 7.5%, therefore the new annual fingers will be: Sergeant: €62,347.77; Inspector €67,766.84 Therefore lump sum, before deductions: Sergeant €93,521.66; Inspector €101,650.26 Deductions If, as in the previous example, the member decides to retire before the maximum age, the deductions will be made based on the new salary: Widows and orphans: €3678.51 for sergeants and €3929.56 for inspectors. 27 1.667% off the new unsocial hours earnings - €11,100 (€12,000 less 7.5%) = €185.04 x 10 years = €1850.40, and taking 41% tax relief into account the actual deduction is €1091.74. Total deductions: Sergeant €4770.25; Inspector €4,946.56. Final lump sum after deductions: Sergeant €88,751.41; Inspector €96,703.70. Pension after March 1st 2012 Sergeant: €31,173.89; Inspector €33,883.42 CONCLUSION LUMP SUM Before March 1, 2012 Sergeant: €95,126.82; Inspector: €103,569.17 After March 1, 2012 Sergeant €88,751.41; Inspector €96,703.70 Difference: Sergeant - €6,292.59; Inspector - €6,865.47 PENSION Before March 1st, 2012 Sergeant: €31,679.41; Inspector €34,432.89 After March 1st, 2012 Sergeants €31,173.89; Inspectors €33,883.42 Difference: Sergeants €505.52; Inspectors €549.47 See next page for an officially-supplied sample calculation for pre and post March 2012 pensions. 28 29 The GRACE project (Garda Response to a Changing Environment) AGSI first became aware of this project when speculative articles appeared in the media early in September about an internal garda study which showed a potential loss to the force of 1,200 personnel by the end of February, 2012. The association wrote to the Commissioner pointing out that this association was unaware of the existence of such a report prior to the media disclosures. AGSI formally requested a copy of the report which appeared to contain material of direct relevance to our members - the projected decline in the overall numbers, numbers of supervisors, and the proposal to close garda stations. We also pointed out that this material had implications for the Croke Park Agreement between the Government and the staff associations. We asked the Commissioner to make available any other reports that had relevance to our members and to Croke Park and also asked him to set a date for a meeting with AGSI to discuss the contents of the report and its implications. The Commissioner acknowledged receipt of the correspondence and pointed out that the Government had decided that the strength of the Garda Síochána, as part of a wider programme of reductions in public service numbers, was to be reduced to 13,500 by 31st December 2011 and to 13,000 by the end of 2014, with the reductions to be achieved through retirements. “There are currently some 1,200 members who are eligible to voluntarily retire on full pension,” said the Commissioner. “While it is not expected that all of these will actually retire, it is incumbent on Garda management to assess the implications of such level of retirements and to prepare appropriate contingency plans. The document referred to in your email appears to be research material prepared for the Commissioner as part of this process, which was subsequently circulated to Assistant Commissioners for their consideration and report. It is not material which would normally be furnished to the staff associations and the Commissioner does not propose furnishing the National Executive of the Association of Garda Sergeants and Inspectors with a copy. Contrary to the assertion in your email, it contains no proposal for station closures. “The Commissioner is of the view that specific issues regarding retirements, the Croke Park Agreement, etc. should be addressed by the Association in the first instance to Assistant Commissioner, Human Resource Management, and only in the absence of satisfactory resolution should they be referred to him.” The association is dismayed by the negative response of the Commissioner to our reasonable request for a meeting. Contrary to usual practice, this Commissioner has not yet met the association formally since taking up office The Commissioner circularised all members of the organisation early in September to outline the rationale behind the GRACE programme, pointing to the economic crisis and the need to face further reductions in the Garda budget and to make relevant decisions. GRACE 30 was established to explore and recommend where non-pay costs could be reduced in 2011 and where longer term efficiencies and savings could be made for the financial years commencing 2012. The Commissioner added that by consulting and engaging with people both inside and outside our organisation the GRACE programme would: Determine savings to remain within budget for 2011 and have a cost neutral position for 2012. Identify where the garda organisation could work with other agencies to build and implement change across the public service to achieve further savings. He added that the people working on delivering these results are drawn from every part of the organisation covering the Operational, Strategic and Administrative elements and including gardaí from urban and rural locations and from uniform, detective and specialist sections. The Commissioner however has ignored the representative associations in this consultative process. 31 Garda Inspectorate Status Implementation Updates The Garda Inspectorate released the progress updates on the implementation of recommendations from its reports 2, 3, 4, 5, and 6 early in October. Below we summarise the outstanding issues from the reports (for the full reports go to the Garda Inspectorate website), including Report 1: Report and recommendation Report 1 – Senior Management Structure Outstanding from this report are the appointments of a civilian Director of Strategy and Executive Director of Human Resource Management. Report 2 – Review of Practices and Procedures for Barricade Incidents – Implementation Update Facilities appropriate for tactical firearms instruction should be incorporated into plans for range facilities. Development of new range facilities is being considered in the context of the long term accommodation strategy for the Garda Síochána. The Garda Síochána ‘Long-Term Accommodation Strategy’ has been completed however its full implementation is subject to sufficient funding being made available. A review of the number and deployment of Gardaí authorised to use a firearm should be conducted. Following consideration of the results of the review, carried out as part of recommendation 2.62, a more in-depth strategic review of the roles and functions of personnel issued with firearms authorisation cards was conducted. The results and conclusion of the review informed the development of an Organisation Firearm Strategy which was approved by the Commissioner. Planning for implementation of the strategy has commenced. Report 3 – Policing in Ireland , Looking Forward Devolve greater autonomy to the six Garda regions, making assistant commissioners fully responsible and accountable for all aspects of policing in their respective regions. Some work has been done, more to do – financial constraints a big issue. Provide clear, updated job descriptions for chief superintendents, superintendents and inspectors within the regions to clarify their respective remits. Focus groups established, to be held in September 2011. 32 Status These positions cannot be filled as yet under the Government’s Employee Control Framework. Implementation of this recommendation is dependent on the availability of finance. The position will be reviewed 1st Quarter, 2012. 3rd Quarter, 2011 (For update on implementation) 4th Quarter, 2011 for further assessment and discussion with appropriate officers of the Garda Síochána 3rd Quarter, 2011 Develop timeframes for the contracting out of non-core services under ‘Towards 2016’ and agree the transfer of responsibility for remand prisoner escorts to the Irish Prison Service. Awaiting improvement in financial situation. Develop a recruitment and selection strategy that ensures a talented, multi-cultural, multilingual workforce, both sworn and non-sworn. (NOTE: AGSI does not accept the term ‘nonsworn’). Pursue the commitment in the Programme for Government to further rapid civilianisation in the Garda Síochána by means of a rolling programme and exempt civilian posts from any future staffing restrictions. Progress is being reported to the Implementation Body on the Croke Park Agreement. Agree a strategy and develop a timeframe for the introduction of a professional performance management system. This proposal is being negotiated under the Croke Park Agreement. Continue the review of promotion processes to ensure relevance and fairness and identify means to accelerate the advancement of highly talented people through the various ranks. The final report on the “Review of Promotions” has been submitted to Assistant Commissioner HRM. Draft promotion application forms for Sergeant, Inspector, Superintendent and Chief Superintendent rank have been developed to include recommendations from the review of promotions report. These draft forms will be brought before the Promotion Advisory Council for use in future promotion competitions. Implementation Deferred. 4th Quarter 2011 3rd Quarter, 2012 (For implementation) 4th Quarter, 2012 For commencement of implementation. 4th Quarter, 2013 for full implementation. 4th Quarter, 2011 (for update on the implementation of Report’s recommendations) Develop a transport policy that is primarily driven by business needs and set out strategies to resource and implement that policy. The Garda Transport Executive Board has requested 4th Quarter, 2011 that the Transport Strategy be reviewed, expanded and resubmitted for consideration and has established a working group for this purpose. The working group is due to resubmit the draft Transport Strategy to the Transport Executive Board in the 4th Quarter 2011. 33 Expedite the process of engaging a professional, external fleet management service and negotiate a contract with specific deliverables, including a provision to develop data to determine the safest, most reliable and fuel efficient vehicles. Sanction was received from the Department of Finance in March 2011 to proceed with a tender for the service, repair and maintenance of the Garda Fleet. It is anticipated that the 3rd Quarter, 2011 contract will be awarded in 3rd Quarter, 2011 following an evaluation of the tenders received and sanction from the Department of Finance. Develop, prepare and publish a strategic Garda accommodation plan. The Garda Síochána ‘Long-Term Accommodation Strategy’ has been completed however its full implementation is subject to sufficient funding being made available. Dependent on finance. The position will be reviewed 1st Quarter, 2012 Report 4 – Roads Policing Review and Recommendations 4.1 The Inspectorate recommends that the Garda National Traffic Bureau (GNTB) continue to serve at the core of the Garda roads policing initiative. Building on its success to date, the GNTB should execute a review of existing roads policing policy and procedures and design a modern framework for monitoring roads policing plans and evaluating the outputs and outcomes. GNTB has developed a Roads Policing Manual which includes policies and procedures in respect of all aspects of roads policing and this awaits legal sign off. 4th Quarter, 2011 (For completion of Use of Force Policy and final approval and signoff of Roads Policing Manual) The Inspectorate recommends that Garda management consider dedicated accommodation for traffic personnel as part of a comprehensive facilities management plan. Implementation of this recommendation is dependent on the availability of finance. The position will be reviewed 1st Quarter, 2012 The Inspectorate recommends that the Garda Síochána begin a comprehensive review of internal policy related to all aspects of roads policing. This should be done with a view to providing clarity to existing stated policy, identifying policy gaps and developing new policy where required. This work should include a particular focus on enhancing standard operating procedures, including safety policies on specific roads policing functions. The standard operating procedures and policy guidelines should be accessible to all members. 4th Quarter, 2011 (For completion of Use of Force Policy and final approval and signoff of Roads Policing Manual) 34 The Inspectorate recommends that the Garda Síochána 1st Quarter, 2013 urgently develop a comprehensive driver training programme (for elimination of “Chief’s and do away with the current practice of driving on ‘Chief’s Permission”) Permission.’ If necessary, to expedite this recommendation, a vendor should be contracted to provide this training. Those currently driving on ‘Chief’s Permission’ should attend an abbreviated but effective driver training course. The Inspectorate recommends that all recruit applicants to the Garda Síochána be required to possess a valid driving licence prior to employment and successfully complete a comprehensive police driving course during their probationer training. Working group on training established The Inspectorate recommends that all driving instructors be required to possess and maintain a professional instructor qualification. The Garda Síochána and the Road Safety Authority are developing an integrated information system on the enforcement of road transport legislation in respect of heavy goods vehicles. The policies and procedures regarding the electronic exchange of data with the RSA have been agreed and signed off. The implementation of this new system is currently with the Ex Director of ICT and will be rolled out subject to availability of resources the approval of the Department of Finance and the completion of a procurement process. Report 5 – Missing Persons Review and Recommendations The Inspectorate recommends that the Garda Síochána ensure that missing persons technology allows for collaboration and coordination with the Police Service of Northern Ireland and other police services across Europe. 4th Quarter, 2011 for update on the findings of the working group 4th Quarter, 2011 Implementation of this recommendation is dependent on the availability of finance. The position will be reviewed 3rd Quarter, 2012. 4th Quarter, 2011 The Inspectorate recommends that the Garda Síochána work with the United Kingdom and other international partners to 4th Quarter ,2011 develop standardised protocols for cross-border investigation of missing-persons cases. The Inspectorate recommends that the Garda Síochána develop an alert system for missing children that includes 4th Quarter, 2011 strict criteria and provisions for international collaboration. The Inspectorate recognises that this is a challenging task that will require the support and participation of many government agencies, NGOs and private sector representatives. 35 The Inspectorate recommends that the Garda Síochána explore the opportunity to partner with Northern Ireland to develop an all-island alert system. Report 6 – Resource Allocation The Inspectorate recommends that the Garda Síochána plan for future recruitment of both police officers and police staff. The plan should aim to bring the ratio of police staff to police officers in line with international norms. It should identify priority areas for civilianisation and the particular skills and expertise required in those areas. Where possible, advantage should be taken of future opportunities to acquire civilian staff with the required skills that may become available through increased mobility across the public service. Future recruitment of police officers should be linked to progress towards achieving an initial minimum target ratio of one member of police staff to every three serving police officers. 4th Quarter, 2011 3rd Quarter ,2012 The Inspectorate recommends that priority be given in the Garda IT programme for provision of a new human resource information system and a resource management system. Given its potential to bring about greater efficiencies in frontline policing, the resource management system should be developed first. Implementation of this recommendation is dependent on the availability of finance. The position will be reviewed 1st Quarter, 2012. The Inspectorate recommends that the Garda Síochána pursue opportunities, especially in the DMR, to release sworn personnel from administrative duties at Garda stations through changes in station opening hours and civilianisation. Reducing the volume of administrative transactions. A working group was tasked with : 1. Examining the volume of administration tasks in stations. 2. Examining the possibility of introducing online application forms. 3. Arrangements to reduce the handling of cash The Inspectorate recommends that the Garda Síochána adopt, as rapidly as feasible, new rosters and work-hour policies consistent with the European Working Time Directive in order to safeguard the health of members and the safety of both the Garda Síochána and the public. The Inspectorate recommends that leave records, including sick leave records, should be created electronically on a resource management system. 4th Quarter, 2011 for update 36 4th Quarter ,2011 for update on implementation approach 1st Quarter, 2013 for full implementation (Croke Park agreement has reference) Implementation of this recommendation is dependent on the availability of finance. The position will be reviewed 1st Quarter, 2012 The Inspectorate recommends that the Garda Síochána adopts a graduated response to calls for assistance. The Garda Síochána should adopt the widely accepted practice among police services in other jurisdictions of locating a helpdesk in control rooms to enable the needs of some callers to be met over the phone without dispatch of a patrol car. The Inspectorate recommends that the Garda Síochána deploy more one-officer mobile units to non-emergency calls in urban areas where backup is close at hand and use more motorcycles and bicycles for this purpose. One-officer patrols in extensive rural areas should be avoided. If, in exceptional circumstances, such a patrol is so assigned, the Garda concerned should be briefed by a supervisor, guided by an operational protocol, and have designated back-up. The Inspectorate recommends that the Garda Síochána develop new managerial and supervisory approaches to resource deployment based on robust and timely data. The Inspectorate recommends that the Garda Commissioner immediately establish a National Resource Deployment Team (NRDT) to develop a resource allocation plan for the Garda Síochána. Ideally, the team should include sworn personnel, a civilian analyst and a professional project manager experienced in the development of strategic resource allocation in a police environment The Inspectorate recommends that the DMR should be the pilot region for implementation of the national resource allocation plan. Experience gained in the pilot should inform roll-out in the other five regions. 1st Quarter, 2012 for Update of the Pilot and planned advancement of the initiative The Inspectorate recommends that the Garda Síochána develop a national computer-aided dispatch system, incorporating GPS facilities, a geodirectory and demand profiling software (DPS). 1st Quarter, 2012 for the commencement of the pilot in four divisional control rooms Implementation of the technology parts of the recommendation is dependent on the availability of finance. The position will be reviewed 1st Quarter, 2012 1st Quarter, 2012 for update on Divisional Implementation Plan The Inspectorate recommends that, pending control room rationalisation, the Garda Síochána make a computerised record of the particulars of every “999” call received at the twenty-two divisional control rooms outside the DMR, including the time of the call, dispatch time, arrival time at scene and the call clearance time. 37 1st Quarter, 2012 for Update of the Pilot and planned advancement of the initiative 1st Quarter, 2012 for decision on the submitted business case 1st Quarter, 2012 for decision on the submitted business case 1st Quarter, 2012 for decision on the submitted business case The Inspectorate recommends that the Garda Síochána devise and publish a policy on telecommunications contacts with members of the public. 4th Quarter, 2012 For completion of the report The Inspectorate recommends the provision of two mirrorimage national Garda control rooms unless it can be conclusively shown that there is an overriding case for a third. Implementation of this recommendation is dependent on the availability of finance. The position will be reviewed 1st Quarter, 2012. The Inspectorate recommends that the Government have regard to the potential to achieve economies and efficiencies through co-location and integration of the control room systems of the Garda Síochána and other emergency services. Implementation of this recommendation is dependent on the availability of finance. The position will be reviewed 1st Quarter, 2012. The Inspectorate recommends that the Garda Síochána establish a resource deployment unit in each Garda region, commencing in the DMR at the earliest possible date. The units would determine the numbers of Gardaí required for duty at any given time based on predicted and planned policing requirements. Each regional resource deployment unit should include personnel with operational policing experience and civilian analyst expertise. 1st Quarter, 2012 for decision on the submitted business case The Inspectorate recommends that one of the first tasks of the DMR Resource Deployment Unit should be the development of incident data recording standards and effective data audit procedures to ensure the completeness and accuracy of computer aided dispatch data. The new standards should require immediate updating of dispatch records by all front-line officers as their operational status (“At Scene” etc.) changes. (Updating should be done by means of voiceless transmissions on the new digital radio system.) Officer safety should be paramount when developing these standards. 38 1st Quarter, 2012 for decision on the submitted business case The Inspectorate recommends that Garda management and the Garda representative associations begin discussions on new rosters at the earliest opportunity. The new rosters should: • Be consistent with the terms of the European Working Time Directive as clarified in judgements of the European Court of Justice and accord with evidence-based good practice (see recommendation 6). • Provide the flexibility to have the right numbers of Gardaí on operational duty to match predicted levels of demand for police services. • Incorporate recognised health and safety guidelines for shift working. • Provide sensible work-life balance for Gardaí, giving good notice of work rotas and some weekends free. 1st Quarter, 2013 for full implementation. The Inspectorate recommends that emergency and nonemergency callers be given an estimated time of arrival of a Garda unit. 1st Quarter, 2012 for Update of the Pilot and planned advancement of the initiative 1st Quarter, 2012 for Update of the Pilot and planned advancement of the initiative The Inspectorate recommends that call takers be trained to identify calls that do not necessitate dispatch of a Garda unit. In those cases, calls should be routed to a Garda helpdesk (see recommendation 11), which can give callers appropriate advice, assistance and/or information. 39 (Croke Park Agreement has reference)