TERMS OF REFERENCE FORMAT (FOR INDIVIDUAL AND INSTITUTIONAL CONTRACTS, JOB-ORDERS ABOVE US$1000 UNDER LTA and PCAs with NGOs) UNICEF-BCO : TERMS OF REFERENCE (TOR) Project/Assignment Title: Capacity Building and Technical Assistance to Piped Water Supply System Implementation: Part II Work Plan Code number: YW 502-02 Planned Result: 60 piped water systems installed, providing about 30,000 households with safe water 1. Background and Justification: Drinking water in rural Bangladesh has been primarily supplied via individual water points. The Multiple Cluster Indicator Survey (BBS/UNICEF, 2010) reports that only 0.7% of rural households have water piped into their dwellings although this is expected to increase. Tube wells, installed to both shallow (<500 ft) and deep (>500 ft) depth, and fitted with various types of pumps, provide drinking water to 94.3% of rural households (BBS/UNICEF, 2010). In addition to roughly 1 million public water points (JICA/DPHE, 2010) installed by the Department of Public Health Engineering (DPHE), it is estimated that more than 10 million private tube wells are in use in rural Bangladesh. A recent compilation of public water supplies installed through various programmes over the years by DPHE in 2998 unions and 134 Pourashavas where arsenic in groundwater has been found (JICA/DPHE, 2010) confirm that individual water points are the prominent means of water supply. The study found of 163 piped water supply systems sampled 134 were operational. The study also found 29 non-operational piped water supply systems. Thus, 82% of piped water supply systems were in operation (Table 1). Table 1: Number of public water supply options in the 2998 unions and 134 pourashavas of Bangladesh Water Options No. of Active* No. of Inactive* % of Active Deep Tube Well 154264 8112 95 Shallow Tube Well 417960 242238 63 Deep Well (Tara Dev) 10350 2590 80 Shallow Well (Tara Dev) 82880 18095 82 Dug Well 9163 2167 81 Pond Sand Filter 3431 2392 59 Arsenic-Iron Removal Unit 182 159 53 Shallow Shrouded Tube Well 8195 1658 83 Rain Water Harvester 3045 2448 55 Piped Water System 134 29 82 Other 15490 642 96 Total 705094 280530 72 *Active = Operational with [As] < 50 ug/L; Inactive = Not operational or [As] > 50 ug/L Source: Situation Analysis of Arsenic Mitigation 2009, JICA/DPHE 2010. What are the reasons that such expensive investment, ranging from 0.2 to 11 million taka per system, cannot reach 100% operational status? An evaluation of 112 rural piped water schemes installed between 2001 and 2008 by JICA and DPHE (2008) has identified the following reasons for 47 non-operational systems: poor management (n=41), lack of resources for operation and maintenance (n=30), poor maintenance (n=27), want to use but do not want to pay (n=27), other water sources available (n=24), level of arsenic contamination is low (n=23), not willing to use (n=22), irregular subscription (n=18), level of iron is low (n=18), low household density (n=7), piped water not available on a regular basis (n=7), poor quality of water (n=3). For the systems that are found working well, not surprisingly, the reasons for success are opposite to the reasons of failure. The Water and Environmental Sanitation Section’s Annual Work Plan 2010-2011 calls for installation of 60 piped water systems in rural Bangladesh to provide about 30,000 households with safe water under the Sanitation, Hygiene Education and Water in Bangladesh (SHEWAB) project. Upon completion, this would increase of the number of rural piped water systems by nearly one third. This is a considerable challenge given the limited number of piped water supply built by DPHE/UNICEF and the lack of experience of the community in operating and maintaining such system. To capitalize on the important lessons learnt, during the SHEWAB key stakeholders meeting held between May 23 and 25, 2010 in Koitta, Manikgonj, Mr. M.A. Kaium, Executive Engineer of DPHE and Project Director of the World Bank sponsored BWSPP project that plans to install 21 piped water systems, was invited to share these important lessons. A consultation session was held with 18 executive engineers to inquire the number of piped water systems that they can build with 100% success rate in their district. The total response is 123 systems, with 40 plus gravity flow systems in the Hill Tracts districts (Table 2). The consensus is that site selection (See appendix 1: Piped Water System Proposal Form) considering technical and socio-economical feasibilities is a critical first step. They also expressed interest for additional technical assistance to accelerate the progress of rural piped water systems. To date, 148 proposals have been submitted from 11 districts: B. Baria, Chapai Nawabgonj, Comilla, Meherpur, Narsingdi, Pabna, Rangpur, Shariatpur, Sherpur, Sirajgonj, and Sunamgonj. With the exception of Chapai Nawabjonj district, the proposals often miss critical information and details. Without a tremendous capacity building effort and externally provided technical support and supervision, DPHE is unlikely to implement 60 piped water systems to reach 100% success rate before the end date of the project by June 30, 2012. Table 2. Preliminary Response from District on No. of RPWS District Executive Engineer Mobile B.Baria Md. Kamel Pasha 01715142861 Bandarban Garitosh Koup Haque 01554311851 Comilla Feiroz A. Chowdhury 01726508503 Gaibanda Noor Ahmed 01712122546 Khagrachari Md. Adbul Mannan 01818193825 Meherpur Md. Hassanuzzaman 01912836328 Moulavibazar Sohrab Uddin Ahmed 01816443993 Narail Md. Anwar Hossain Molla 01712071865 Narsingdi Md. Abdul Awal 01712029174 Nawabgonj Md. Abdul Washud 01711571346 Pabna Md. Jamanur Rahman 01711972977 Pancharghor M.D. Anwar Hossain Talukdar 01552649278 Rangmati Md. Feroz Ahmed 01550608244 Rangpur Noor Ahmed 01726508503 Shariatpur Bidhan Chandra Dey 01712030176 Sherpur Md. Abdul Halim Khan 01711526272 Sirajgonj Md. Tabibur Rahman 01714972982 Sunamgonj S.M. Shahidul Islam 01712490261 Total No. of RPWS 8 20 GFS 10 ? GFS 19 2 5 5 10 20 3 20 GFS 2 3 30 6 ART 123 2. Purpose of Assignment: The purpose of the assignment is to provide technical assistance to DPHE to implement 60 rural piped water systems to be installed under GOB-UNICEF Project. In addition to conduct extensive, hands-on training to DPHE engineers, the consultants are expected to also review the design by DPHE trained engineers, assist evaluation of hydrogeological conditions for site selection, and be available for technical consultation during construction, and to inspect and supervise construction, including ensuring the quality of materials used during construction through inspection of tendering and procurement process. This ToR describes the overall deliverables expected collectively from the team of consultants, and the qualification of a second senior or mid-level member of the team. 3. Tasks Overall deliverables: 1. Piped systems, numbers to be finalized depending on budget availability, but is estimated to be about 100, designed and implemented according to standards and community demand 2. Practical implementation handbook developed in time and used to implement the piped systems 3. Capacity built in DPHE, local government and community for piped water system implementation 3.1 Capacity Building: Piped Water System Implementation Practical Handbook: A practical handbook is to be developed and finalized for publication upon completion of assignment to assist DPHE for mini-piped water system (e.g. approximately 100 to 500 households) implementation. The handbook, different from the piped water system manual that has previously been developed, is intended to contain practical and to-the-point information that will address a wide range of topics in a succinct manner with successful and unsuccessful examples of piped water implementation in Bangladesh, and analysis of what had gone right and what had gone wrong using specific cases found in Bangladesh. Succinctly written, the handbook can be used to guide technical and social-economical feasibility evaluation for site selection, environmental impact assessment of the piped water system, design, construction, etc. implementation steps including tendering. Sufficient emphasis should be devoted to operational and maintenance of piped water system. Sufficient emphasis should be devoted to how to avoid making mistakes. In consultation with DPHE and UNICEF, the team of consultants will outline the capacity building plan, methodologies/exercises, and the expected outcome and define measures of the outcome. The training will be conducted in a mutually agreeable time period to maximize the number of trainees from DPHE, and should also include the Union Poroushava/municipality engineers who are working for SHEWA-B urban piped water systems. The trainees are expected to undertake written exams at the inception of the training and upon completion of the training. A critical part of the assessment of the capacity building is a design contest that will take place at a preselected typical rural village site in SHEWA-B project area, with prize for the best, 2nd best and 3rd best design. 3.2. Individual Design and Piped System Work Plan Review: A senior consultant with specialization on piped water design will review each design to be completed by DPHE engineers, as well as the work plan including costing, survey and other items that are necessary to ensure successful implementation. A written comment and short report is to be expected after 5 days of receiving the complete design and work plan from DPHE. This report is then submitted to UNICEF and DPHE. 3.4. Site Selection and Survey The SHEWA-B NGOs will assist the social-economical aspect of the implementation. Two junior consultants, specialists of hydrogeology and social marketing/mobilization, will assist site selection. The hydrogeologist will assist construction of production wells, including recommendation of appropriate depth, screen interval, diameter, types of pumps, and water quality, etc upon the request of the DPHE and to deploy to appropriate village site. Social marketing/mobilization specialist will assist formulation of the water user committee, mobilize the community to make monetary contribution, to educate the community regarding operation and maintenance, and to liaise with local government to seek additional support to ensure that the piped water system can address water needs of the poor and the needy. 3.3. Technical Consultation and Inspection During Construction: A senior consultant with extensive experience in piped water system implementation should be available for consultation and inspection during construction to solve any un-expected technical problems. The consultant is expected to travel to sites where problems have been found to help solve the problem. Sites without reported problem will be subjected to randomized inspection by any of the consultants or DPHE/UNICEF staff members. 4. Outputs See “End Product/ deliverables 5. Estimated Budget as per Work Plan: 6. Duty station: Dhaka, DPHE, with extensive travel to all project districts 7. Indicative assignment dates: asap, tentatively 1 Feb, 2011 to 31 December 2011 8. Supervisor: Yan Zheng, WES Specialist 9. Description of assignment: Tasks 1. Develop handbook/modules. 2. Conduct hands-on training at a preselected village site in SHEWA-B area 3. Conduct design contest of trainees and select prize winners 4. Review individual design and work plan 5. Assist site selection and survey as needed 6. Technical consultation and inspection during construction End Product/deliverables 1. First Draft of handbook and training modules 2. Training completion report 3. Individual site survey report within 5 days of field visits 4. Individual review report submitted within 5 days of receiving each design and work plan 5. Case by case consultation report within 5 days of field visits. Inspection report within 5 days of field visits 6. Final Draft of handbook in English and Bangla ready for publication Time frame 1. Approx. 0-1st month 2. Approx. 1st-2nd months 3.,4.,5. Approx. 2nd-10th months 6.Approx. 4th – 11th months 10. Qualifications or Specialized Knowledge/Experience Required for the Assignment: Given the demanding nature of this assignment, this ToR was initially developed to recruit an agency and was developed to a RFP. Bids were invited but only one agency submitted a proposal, and it was found to be unsatisfactory. A major limitation is that Bangladesh has not had many professionals with extensive experience in piped water system. Those few who do are current fully engaged in Dhaka WASA projects and are not available. After extensive discussion with DPHE, it is determined that the need for capacity building is best met by engaging a team of consultants with a range of experience, and to have offices in DPHE Headquarter in Dhaka, and to deploy to the field when needed. Senior National Consultant, rural piped water implementation/civil engineering A national consultant, especially one with practical experience in piped water system implementation in Bangladesh, who is familiar with water supply sector to supervise the complicated tendering process, and who is capable to ensure the quality of the material used in construction, who can provided inspection during construction, is reasoned to be able to provide the much needed technical assistance and support. Qualifications: Academic background in civil engineering (M.Sc or B.Sc) At least 5 years of experience for M.Sc degree holder, or at least 10 years of experience for B.Sc degree holder in rural piped water system field implementation/construction, with extensive knowledge of local supplier to supervise and provide quality check of tendering and procurement process Good understanding of rural drinking water supply, especially the various source water and treatment options available in Bangladesh Ability to work independently and not be easily influenced/ integrity Systematic, analytical and eye for detail Ability to communicate well in English and Bangla and have good report writing skills in English and Bangla