‘GIVE WAR A CHANCE’: ALL OUT WAR AS A MEANS TO ENDING CONFLICT Comparing Sri Lanka and Colombia A Research Paper presented by: Fabio Andres Diaz (Colombia) in partial fulfilment of the requirements for obtaining the degree of MASTERS OF ARTS IN DEVELOPMENT STUDIES Specialization: Conflict Reconstruction and Human Security (CRS) Members of the examining committee: Professor MansoobMurshed Professor Helen Hintjens The Hague, TheNetherlands November, 2011 Disclaimer: This document represents part of the author’s study programme while at the Institute of Social Studies. The views stated therein are those of the author and not necessarily those of the Institute. Inquiries: Postal address: Institute of Social Studies P.O. Box 29776 2502 LT The Hague The Netherlands Location: Kortenaerkade 12 2518 AX The Hague The Netherlands Telephone: +31 70 426 0460 Fax: +31 70 426 0799 ii Contents List of Tables List of Figures List of Acronyms Abstract v v vi vii Chapter 1. Introduction 1.1 Introduction 1.2 Two countries in a nutshell 1.3 What it is all about: all-out War 1.4 Validity and justification 1.5 Objectives 1.6 Research questions and working hypotheses 1.7 Structure of the document 1 1 1 3 4 4 5 6 Chapter 2. Colombia and Sri Lanka: from Colony to all-out war 2.1 Introduction 2.2 Colonial times: seeds of destruction? 2.3 The struggle after independence: looking for a nation and finding civil war 2.4 War as a phoenix phenomenon 2.4.1 In Colombia: deception, reincarnation and rebirth 2.4.2 In Sri Lanka: fight to the bitter end 2.5 Post 9/11: Justification, endogeinity, and discourse 2.5.1 Colombia: from guerrilla to narco-terrorist 2.5.2 Sri Lanka: from Tamil tiger to Tamil terrorist 2.6 Conclusion: new wars and the offspring of 9/11 7 7 7 9 11 11 13 14 14 15 15 Chapter 3. A theory of practice? The All-out war solution. 3.1 Introduction 3.2 All-out war: a solution for failed peace processes? 3.2.1 Benefits and costs of reneging 3.2.2 The discount rate 3.2.3 Inability to commit 3.2.4 Indivisibility issues 3.2.5 Credibility problems and trust 3.2.6 Difficulty of enforcing commitments 3.3 All-out war –a conceptual primer? 3.3.1 The empirical evidence 3.3.2 Back to basics: ‘old theories’ revisited 3.4 Achievement of ‘peace’through war: Sri Lanka and Colombia 17 17 17 17 18 18 18 18 19 19 20 20 20 iii 3.5 3.4.1 In Colombia: continuity yet military build –up? 3.4.2 In Sri Lanka: blitzkrieg and scorched earth Conclusion Chapter 4. Theory,contradictions and practice: ontologies, ‘state’ making, and development 4.1 Collateral damage: weak foundations of the all-out war theory 4.2 Big Bang: ‘‘Tillian’’ wars 4.2.1 Colombia: The good ‘‘Tillian’’ student with bad grades 4.2.2 Sri Lanka: The bad ‘‘Tillian’’ student with good grades 4.2.3 In summary: can Colombia and Sri Lanja be described as ‘successful’ ‘Tillian’ wars? 4.3 Death (practice): is war making a particular model of development and state making? 4.3.1 The ‘liberal peace’ 4.3.2 The ‘illiberal’ peace? 4.4 Conclusion: Biases and implications 22 23 25 26 26 27 28 29 31 32 32 33 35 Chapter 5. Conclusions and reflections 36 References . 38 iv List of Tables Table 2.1 An introduction to the Colombian and Sri Lankan conflicts Table 2.2 Colombian and Sri Lankan conflicts through the lenses of different questions Table 3.1 Possible positive externalities of the All-out War 8 9 19 List of Figures Figure 2.1 Map of Colombia showing the DMZ Figure 2.2 Map of Sri Lanka showing the area claimed as Tamil homeland Figure 3.1 Military spending as proportion of the GDP Figure 2.2 Military expenditure of Colombia and Sri Lanka Figure 3.3 Size of the insurgent forces Figure 3.4 Size of military forces in Colombia and Sri Lanka Figure 3.5 GDP growth in Colombia and Sri Lanka Figure 3.6 Battle deaths related to the Colombian conflict (according to two different sources) Figure 3.7 Battle deaths related to the conflict of Sri Lanka Figure 4.1 Quintessential elements of the ‘give war a chance’ theory Figure 4.2 Size of the military forces, government expenditure and revenue in Colombia Figure 4.3 Size of the military forces and revenue in Sri Lanka Figure 4.4 Revenueand taxes on income in Sri Lanka Figure 4.5 Government debt Figure 4.6 Economic openess Figure 4.6 Political terror scale for Colombia and Sri Lanka Figure 4.7 Displaced population of Colombia v 12 13 21 21 21 21 22 23 24 28 29 30 30 33 33 33 34 List of Acronyms FARC ELN AUC CGSB JPV JHU LTTE SNL UNP PTOMS SLMM EU US OAS DMZ HRW ICG ICRC UNHR UNHCR CSO DDR GDP -Fuerzas Armadas Revolucionarias de Colombia -Ejercito de LiberacionNaciona -AutodefensasUnidas de Colombia -CoordinadoraGuerrillera Simon Bolivar -JanathaVimukthiPeramuna -JathikaHelaUrumaya - Liberation Tamils of Tamil Elam - Sri Lanka NidahasPakshaya -United National Party - Post Tsunami Operation Management Structure -Sri Lankan Monitoring Mission -European Union -United States -Organization of American States -De-militarized zone -Human Rights Watch -International Crisis Group -International Commission of the Red Cross -United Nation Human Rights Commission -United Nations High Commissioner for Refugees -Civil society organization - Disarming, demobilization and reintegration -Gross domestic product vi Abstract This paper investigates the emergence of a military approach as a means to solving protracted civil conflicts in the particular cases of Sri Lanka and Colombia. The article attempts a comparative study of the military alternatives emerging as an end to civil war in both countries. The approach adopted is to study the emergence of these military options within the context of each country’s history and to assess whether the call for war was merely a consequence of the war on terror, or driven by internal elements. The paper explores the epistemological groundings and pitfalls of the all-out war theory informing this approach, before reassessing the significance and validity of the theory in relation to Sri Lanka and Colombia. Finally, the liberal peace framework is used to approach an understanding of how development is being conceptualized through the practice of the all-out war theory in these two countries. In order to do so, this document performs a comparative analysis, as well as an historical study of the evolution of both conflicts, incorporating elements of discourse analysis. The document also explores the notion of ‘‘Tillian’’ wars from an agent based perspective, not only to establish the logic and validity of these approaches, but also as a means to understanding possible solutions to protracted and intractable wars. Keywords Civil war, conflict resolution, peace settlement, military victory, agent based theories, Colombia, Sri Lanka, protracted conflicts. vii Chapter 1. Introduction 1.1 Introduction Protracted and intractable conflicts (Coleman, 2000; Zartman, 2005) present a major challenge to scholars studying civil wars, and ‘complex’ wars1 (Kaldor, 1999; Kalivas, 2001; Kalivas, 2010). Their resolution and comprehension tends to be difficult and complicated, with no accepted frameworks for understanding why peace initiatives so often fail (Kalivas, 2001). The usual frameworks proposed for conflict solution include: negotiations, third party intervention and mediation, development programmes, as well as policies geared towards social change which eliminates the social injustices and structural violence thought to underpin violence and grievances (Ballentine, 2003; Jacoby, 2008). However, these efforts have not proven to be effective methods of achieving peace in very protracted conflict situations like Sri Lanka and Colombia (Sørensen, 2001; Toft, 2010; Walter, 2004; Lutwakk, 1999). Therefore, this study reassesses an old framework. What about reconsidering the military solution’s ‘end’ to civil violence; the imposition of peace through force of arms? In other terms, this study will look at war as a means to achieving peace in civil war2environments. To explore this question, I present here a comparative study of war as a means to achieving peace in Sri Lanka and Colombia. The military solution is considered by some to have brought about an ‘end’ to 26 years of civil war in the former (Arambewela, 2010; Shastri, 2009; Devotta, 2009). In the case of the latter, the Colombian conflict has dragged on for more than 50 years(Chernik, 2005; Sanin, 2005; Bushnell,1996), with a policy of all-out war having been in place for the last 8 years (2002-2010). This study will explore, compare and contrast both cases. The aim is to deepen our insight into the underpinnings of how military approaches have gained momentum in each country, what the logic was behind this shift in policy towards ‘peace’ (in both cases the military option emerged after a failed peace process). The examples demonstrate, in the case of Sri Lanka, a ‘successful’ military option, and in the case of Colombia, what might be considered a ‘marginally successful military option.’ 1.2 Two countries in a nutshell Sri Lanka’s civil war can be defined as a ‘classical’ civil war (Korf, 2006; Orjuela, 2003). Sri Lanka gained independence from Britain in 1948 (Devotta, 2000: 60). Prior to independence, the country was governed in the main by a Tamil minority3.The years following independence saw a drive to balance ethnically-based inequalities (Frerks, 2005) that gradually reduced the Tamil minority to a less empowered condition. ‘Positive discrimination’ policies (Shasthi, 2009) were introduced with the intention of marginalizing the previously advantaged section of the population (Devotta, 2005; Frerks, 2005) andTamil was not recognized as the official language of the country.Gradual impoverishment in Sri Lanka, coupled with the incapacity of the political system to embrace and solve social disputes, increased the tensions that existed between the Sinhalese and the Tamil in the 1970’s and 1980’s, and as a consequence saw different riots in which Sinhalese or Tamil were victims(Devotta, 2000). Civil wars or complex wars can be two different categories ascribed to the same phenomena, but literature appears to draw a distinction between the two. For a discussion on the topic see Kalivas, 2010. 2The document will refer to civil wars as war. 3In Sri Lanka, the Tamil population of Sri Lankan origin is around 12%, while the Sinhalese population is close to 74%. Other ethnic groups are the Burger, Malay and Indian Tamils (Devotta, 2005). 1 1 As the environment became more radical, armed groups emerged among the Sinhalese and the Tamil, the Tamil with the LTTE and several other groups, and the Sinhalese with the JPV (Shastri, 2009; Hoole, 2009). Both groups to some extent claimed universality on their right for a Tamil state (or a greater Tamil autonomy within a Federal Government) (Hoole, 2009; Korf 2006) or an exclusively Sinhalese state (Orjuela, 2003). Since its inception in 1983, the LTTE waged an irregular-regular war against the government (Uyangoda, 2007), while other groups such as the JPV became political parties or were destroyed in the carnage of the conflict. The LTTE controlled territories on the north and the east of the country, where the majority of the country’s Tamil population reside (Korf, 2006). As the conflict unfolded, it became apparent that the Tamil would be difficult to halt or defeat, given their combination of irregular- regular tactics, such as suicide bombings, large scale military attacks on government garrisons, naval attacks, etc. A number of times, matters reached an apparent ‘mutual hurting stalemate’ (Zartman, 1995), that resulted in several failed negotiation attempts.The most notable of these occurred in 2002, and saw the international community playing an important role(Lewis, 2010). Following this peace process, public opinion and politicians changed inattitude towards the Tamil and the LTTE.In 2007, hard line policies and support for a military solution to the ‘Tamil issue’gained momentum, resulting in the military defeat of the LTTE in 2009, the imprisonment of the majority of their soldiers, and the death of most of their leaders. One of the major concerns around the policy of war as a means to achieving peace has been around the highly gendered and militaristic role of the army. Sri Lanka is an example of a country where militaristic action, couched in humanitarian language, has seemed to raise the status of the army and of the military (de Mel, 2009). Similarly, in Colombia, nationalism and praise of the military forces increased in the period of 2002-2010 (Rojas, 2009). On the other hand, since 1964, the Colombian armed conflict has involved violence between left-wing guerrillas Richani, 2002), and the Colombian government, the FARC4, and the ELN5. For some authors, the efforts of the guerrillas have always been interpreted as an attempt to overthrow the state. In contrast to Sri Lanka, Colombia can be framed as a ‘new war’, where the existence of armed groups might be explained by grievances related to land ownership (Richani, 2007)and previous inter-party violence over the control of the political power in the country (Palacios, 1995).Armed groups resort to kidnapping, drug trafficking, and taxation of commodities (Leal, 2006). The violence also stems from right wing groups- emerging bands known as paramilitaries (Chernik, 2005;Pardo, 2007; Romero, 2007). These groups appeared as a response to left wing guerrilla violence, but also as a by-product of drug lords’ attempts to secure their assets from the government and the guerrillas and in some extent of their typical use of violence to acquire wealth (Duncan, 2005). The groups are quite dispersed, and the label of ‘paramilitaries’ functions more as a franchise than as a simple unified category. A comparison of the Colombian and Sri Lankan conflicts seems to suggest that the Colombian case is characterized by a higher degree of complexity. Drug production and trafficking have become major financers fuelling the fighting in Colombia (IEPRI, 2006). As the conflict waged, the nature of the state changed.Policies aimed at creating a greater legitimacy and efficiency in the government (decentralization)had the side effect of exacerbating the effective co-optation by armed groups of state institutions at local and regional levels (IEPRI, 2006, Duncan, 2004; Lopez, 2010). For some authors, the Colombian conflict is under- Fuerzas Armadas Revolucionarias de Colombia 5 Ejército de Liberación Nacional 4 2 stood as being grievance motivated, and for others as being greed driven, or even as both (Posada-Carbó, 2001; Bushnell, 1993; Pecaut; 2008). Similarly to Sri Lanka, in the Colombian case, after several failed peace attempts and different sets of negotiations (roughly one round of negotiations per decade), in 2002, the Colombian government finally opted for a military-focused policy. This military option was supported by external donors, particularly the U.S. The strategy involved raising the strategic capabilities of the military, attacking theguerrilla’s military units, and weakening their income structure, which was strongly based on illicit crops and cocaine (Rojas, 2007) thereby forcing the guerrilla groups to negotiate a peace settlement. The implied argument behind this policy was that once the guerrillas had been defeated, paramilitary forces would no longer have any objective reason to exist, and the path to peace could be paved. The current results of these policies can be seen in a weakening of the guerrillas (Romero, 2007).On the other hand, the spaces abandoned by guerrillas have been co-opted by paramilitaries that have extended their influence across the country, even permeating the political system (Duncan, 2005). Despite the weakening observed, it appears that a military defeat of the guerrillas will be hard to achieve. On both sides, tactics and strategies have adapted to the new environment, making a possible peace hard to foresee. 1.3 What it is all about: All-out War Some theorist of conflict and state-making suggest that civil war will only end when the costs, however defined, of waging war become prohibitive for the major parties involved(Toft, 2010;Walter, 2004; Fortna, 2003; Fearon, 2004). According to this view, if, and only if, one side can militarily dominate other parties, then the level of violent interactions between state and non-state combatant forces will tend to decline or even end (Cohen, 1981: 904; Jacoby, 2008; Luttwak, 1999; Tilly, 1991). According to the military logic of this argument, in order to achieve a decline in or termination of hostilities, it is necessary to use large scale violence against the military opponents (Sørensen, 2001;Fearon, 2004).One reason for the long duration of civil wars is that neither side can disarm or defeat the other. This causes a military stalemate which can be broken relatively quickly when conditions favor an apparent victory by one side or the other (Fearon, 1995) or a possible marginal gain on the breakout from the negotiations (Murshed, 2008; Beardsley, 2008; Collier, 2008). Luttwak (1999) argues that war can actually also be a means for social parties (the question is which ones) to achieve new societal settlements. War may be even more effective in obliging warring parties to comply to the settling of a peace agreement. This agreement is likely when a party realizes that they cannot win,and cannot accept the price they are paying for losing(Cohen, 1981;Huth, 1988; Korf, 2006; Goodhand, 2009). Some studies actually argue that peace settlements achievedthrough military victory are more lasting, and have a lower probability of recurrence/re-emergence, therefore proving to be more ‘sustainable’ than normal peace processes (Toft, 2010; Walter, 2009;Quinn, 2007). Additionally, a military effort can support the process of state making; money is needed to wage war, and countries that increase their military capacity therefore accompany these processes with more effective taxation and a more visible state presence (Tilly,1991; Mann, 2002). It is possible that these policies could have the negative effect of creating an inertia surrounding the conflict which would make it difficult to de-escalate matters (Garrison, 2009; Zartman, 1991). Additionally, the winning of a war does not necessarily make a military option the better solution, nor does it mean that violence is the only option for settling disputes within a country. The military path can also drive societies towards a militarization of their state, putting in place the makings of an autocratic regime (Korf, 2006; Höglund, 2010). In other cases, groups may continue, and even escalate, fighting, if this is strategically more advantageous than exposing 3 their weaknesses at the negotiation table (Harris, 2011; Kriesberg, 1998). Despite the dangers of escalation, advocates frequently intentionally escalate a conflict, because although war is a great evil, it can also result in the greater virtues of resolving political conflicts and leading to peace (Kurtz, 2009; Luttwak, 1999). 1.4 Validity and Justification An important element to consider in comparing Colombia with Sri Lanka is the value gained in terms of knowledge. It is interesting to note that in both cases the solution ‘implemented’ by the governments denies/denied any political legitimacy to the claims of the irregular forces, labelling these groups as ‘terrorists’ or ‘narco-terrorists’.In both cases the decision to engage in full-on war followed a failed negotiation attempt andwas supported by, and frames itself within, the discourse of the war on terror. Despite the fact that Sri Lanka and Colombia experienced what appeared to be an ethnic based conflict and a class based conflict (in one of the most unequal countries in the world) respectively, in both cases inequality seems to have increased after the war6. The policies implemented in these countries have become a case study that has informed discussions on how to deal with irregular forces in military academies (Sepp, 2005; Kiszely, 2006; Gorka, 2011; Mills, 2007; Metz, 2007; Kinroos 2004; Kilcullen, 2006). They have likewise informed the policy making processes of other countries facing security issues/insurgencies7 (for example, the Colombian government now advises central American governments on strategies for fighting drug traffickers and terrorists). Therefore, assessing the military campaigns to end violence in Sri Lanka and in Colombia can shed light the effectiveness of these policies. In addition, the study aims to critically question such approaches, and the underlying assumptions that allow the comparison of one kind of military approach with another in terms of their ‘efficacy’ in ending warfare or violence. To some extent this study will suggest that whilst such approaches may end war, they may not resolve many of the underlying elements that fuelled violence in the first place (chapter 4). The aim of the study is also to contrast the ‘facts’ and evidencethat inform different performance indicators. This investigation follows from the hypothesis (not to be assessed in this work) that the way we measure results, a consequence of our epistemological paradigms and biases, affects our understanding of the efficacy and efficiency of policies. An example of the way in which these embodied biases affect our understanding can be foundin the difficulty of defining ‘war’, a complex and ambiguous construct (see Sambanis, 2004 for a discussion on the topic). The difficulty in arriving at an absolute definition of ‘war’ lies not only in the nature or ‘what is’ element, but also in thecircumstantial, the ‘when/why’ of a war. The nature of conflict means that the accuracy of information pertaining to wartime is not always reliable, and it is therefore wisest to analyse conflicts from several epistemologies, databases and angles in an attempt to shed more light on them. 1.5 Objectives The investigation aims to compare and analyse the military solution to protracted conflicts theory and relate it other approaches to peace-making. In particular, the investigation aims to explore the particular cases of Sri Lanka and Colombia. In achieving this aim, I propose to fulfil the following objectives: 6Worldbank (2011), Data retrieved from http://data.worldbank.org/country/ In this work I wish to clarify that for me the war on Afghanistan and in Iraq are not conventional guerrilla/separatists movements, and belong to particular dynamics and logics beyond the scope of this investigation. 7 4 Trace the emergence and implementation of the all-out war theory in the Colombian and Sri Lankan contexts, and compare and contrast the practice and effects of the military solution in Colombia (2002-2010) and in Sri Lanka during the period of 2007-2009. Review some of the literature around the all-out war theory as a means to ending civil wars, like those in Sri Lanka and Colombia. Analyse and explore some of the implications and critiques of the all-out war theory and practice, and assess which model of development seems to be informing this approach. 1.6 Research questions and working hypotheses To achieve the aforementioned objectives the investigation poses the following questions: Main question: How has the all-out war policy emerged and been operationalized in Colombia and Sri Lanka, and with what results? How can this be interpreted in relation to domestic and international factors, and through on-going debates in the field of conflict and development? Sub-questions: Was the military solution to civil war in these two countries a conjunctural reaction to the post 9/11 environment or was it mainly domestically influenced? What are the theoretical groundings of the all-out war theory, and how can it be related to some of the current theories on war and ending conflict? Is it a new theory, or is allout war theorymerely the extension of ‘mainstream’ theories of conflict? Has the application of the theory managed to achieve ‘victory’in both cases, and how was this accomplished? Is the all-out war a development model? Or does it inform a particular approach to development in each case? As a working hypothesis, military victory can appear to ensure a more sustainable peace8, but the effects of ending the war in this way can increase structural violence, thus adding to the grievances/needs of those defeated (see chapter 4).Last resort military alternativesare probably preceded by several attempts at negotiation; in the case of Colombia and Sri Lanka, it appears that the military solution emerged as the consequence of several failed peace processes.The sustainability, desirability and the reach of these strategies can be misleading, depending on the manner in which the results are assessed and analysed. On the one hand, if warring parties learn how to adapt to these new military methods, then their defeat or victory may be less likely. Additionally, the effects of these policies on development can be mixed; if they are analysed from an economic perspective, they can show some positive short term results, but from a human rights perspective, the outcomes appear altogether more grim. This analysis depends strongly on the measurement strategy and time horizon. 8Galtung peace. (1969) would call it negative peace. From here onwards the document will assess it generically as 5 1.7 Structure of the document In chapter two, the document presents the history of both conflicts, tracing their ‘origin’ to 1948 and comparing the manner in which both conflicts have emerged and evolved between then and 2010 (for a detailed analysis, see appendix 1). Chapter three comprises of a theoretical analysis of the all-out war theory, providing an understanding of its logic and emergence in the cases of Colombia and Sri Lanka. Chapter four critically assesses the basis for all-out war as a ‘theory of practice’ and examines its logic, addressing the validity of some key theories (especially the liberal peace approach) that inform the all-out war approach. This chapteralso proposes a taxonomy which links approaches to ending civil war with approaches to development more broadly. The last chapter returns to the central questions and main hypotheses and sums up the key lessons of this research, presenting future research questions. 6 Chapter 2. Colombia and Sri Lanka: from colony to all-out war 2.1 Introduction To what extent is it valuable and useful to compare two different countries, especially when they have different histories, languages, dynamics and contexts? This chapter will try to compare Colombia and Sri Lanka, and discuss how their histories are interrelated/determined by their internal conflicts. Preliminarily, both conflicts appear to be more different than similar (see table 2.1), while one is portrayed as an ethnic conflict(Devotta, 2005), the other can be considered to be classic guerrilla warfare (Rangel, 2001). In Sri Lanka, the rebels were looking for a separate state (Ropers, 2008; Shastri, 2009), in Colombia they were searching for control of the state apparatus (IEPRI, 2006). TheSri Lankan conflict is often framed as a civil war, whileColombiais framed as a ‘new war’9. The Sri Lankan conflict is identified as an ethnically based civil war10, but Colombia is somewhat ‘poetically’ labelled under milder categories and referred to euphemistically as ‘the situation’, ‘the violence’ or the ‘internal conflict’11. In both cases, history is determinant and therefore essentialfor understanding the dynamics of violent conflict. The media narratives/discourses of both conflicts has been affected by changes in the international environment. It is therefore interesting to observe in Colombia and Sri Lanka the effect of post 9/1112 attitudes within the national discourses around peace and conflict (Korf, 2006). In both cases, the war on terror discourse and the label of ‘terrorist’ became instrumental, first as justifications for external support, and also as meansof levering negotiations through the proscription of these groups. Aside from the different intentions and strategies surrounding the use of the discourse of terrorism, in both cases this semantic change was related to a global homogenizing discourse about armed illegal groups (McGuinty, 2009; Metz, 2007; Tilly, 2004). Independently of the justification for these changes, or the validity of these labels, in both cases, labelling the armed groups as terrorists has affected the nature of conflict, the manner in which war has been conducted, as well as its outcome. In exploring these dynamics, the chapter is structured as follows; the colonial history of both countries, as well as the cessation of colonialism each country, is outlined. The chapter then presents the emergence of conflict in each particular context, and continues on to discuss the evolution of the conflicts before and after 2001, in light of 9/11.Finally, changes in the discourses surrounding the rebels are discussed. 2.2 Colonial times: seeds of destruction? The demographics of Colombiachanged with the arrival of the Spaniards, whose introduction of weapons and diseases decimated the population (Posada, 2004). In spite ofthediversity of cultures and populations in Colombia,there was a ‘melting pot’ environment among ethnici- I do not consider the category of new war to be sufficient, as it describes changes in the environment, ignoring the effect of external dynamics on the internal strategies and tactics of some groups. I argue that it is an old phenomenon in a new environment. For a discussion of these ideas, see Kalivas (2010). 10For a discussion on the nature of ethnic wars see Sambanis(2001) and Fearon (2003). 11 For an internal discussion on the Colombian case seePosada-Carbo (2001). 12This is used to refer to the 9th of September, 2001 attacks on the Twin Towers of New York. 9 7 ties and races. In spite of this, there was a strong class component, with an elitist social system, which favoured the ‘criollos13’. Despite the fact that the Spaniards had ‘outsourced’ administration to these ‘criollos’, they still held the majority of the power, and the presence of a Spanish military garrison was common(Bushnell, 1996). Table 2.1 An introduction to the Colombian and Sri Lankan conflicts DESCRIPTION OF THE COUNTRIES Area of the country Size of the military (before the offensive)* Size of the rebel forces (before the offensive)** Presence of paramilitary forces Main political parties within the country Year in which the country achieved independence Was independence achieved through a peaceful movement or an armed insurrection? Ethnic distribution of the country Origin of the conflict Political discourse/ ideologies of rebels Sources of rebel funding How soon after the end of colonialism did conflict emerge? COLOMBIA SRI LANKA 1,141,748 square km 65,610 square km 441.000 (262.000) 223.000 (213.000) 8.000 (11.000) Unknown (9.000) No formal presence; there are groups called paramilitaries, but they are not independent of military units. Liberal Party, Conservative Party 1819 Present, but most were former Tamil groups that inclined towards the government in the internal struggles between Tamil groups SNL, UNP 1948 Armed insurrection Peaceful transition, preceded by strikes and riots Mestizo 58%, white 20%, mulatto 14%, black 4%, mixed black-Amerindian 3%, Amerindian 1% Grievances around land and class inequality. Sinhalese 73.8%, Sri Lankan Moors 7.2%, Indian Tamil 4.6%, Sri Lankan Tamil 3.9%, other 0.5%, unspecified 10% Redistribution of power and wealth after independence. Marxist Leninist discourse. Mainly based on the class inequalities within the country. Extortion, kidnapping, drug trafficking Ethno nationalistic discourse. Not a strong discourse on power and inequality beyond the categories of ethnic groups. Extortion, diaspora remittances Officially in 1964 with the origin of the guerrillas, but affected by prior events. Conflict began officially 35 years after independence, but the violence that fuelled it can be traced back to the years following independence. Source: *Figure 3.6 **Figure3.5 The drive toward independence demanded a reconfiguration of the distribution of power rather than a revolution. An example of this is the pleading of offenses (memorial de agravios) that criticized the exclusion of ‘white’ Americans, and defended the rights ofcriollos to govern the country (Posada, 2004). Since the initial stages of Colonization, rebel movements existed, but were not strong enough to contest the power of Spaniards until 1810, when the power of Spain, in an international context, was declining. Independence was finally achieved in 1819 after the battle of Boyacá, were Spanish forces were defeated by the insurgent army. Since the 14th and the 15th centuries, Sri Lanka had been an important port for commerce, having been colonized by different countries: the Portuguese (1505-1638), the Dutch (1638-1796) and finally the British (1796-1948). Miscegenation in Sri Lanka was less common than in the Spanish colony of Colombia, yet administrative control was held by the Tamil Nadu 13Criollo was the descendent of a Spaniard born in Colombia. Also criollo referred to the sons of a Spaniard and a Native. 8 and the Tamil Ceylon.The former were mostly ‘introduced’ to the country to work in plantations, and the latter were a minority present on the island long before it became a colony, but were given a preponderant role in the administration of the colony (Devotta, 2000). As in Colombia, grievancesrelated to mistreatment and discrimination gave rise to several struggles for independence, but the grip on the colony remained strong. Rebellions in 1817, riots in 1915, and 1919’s claims for a greater autonomy, among other events, demonstrated the national desire for independence. While a rebel army was not formed in these times, and there was not an armed struggle for independence, plans existed for rebel forces trained in neighbouring countries such as India to arrive and liberate the country (Ibid). The dynamics of the independence struggle changed in 1942 with the entry of the Japanese intothe SecondWorld War. The Japanese bombed Colombo and reducedSri Lankato booty to be contested among the allies and the axis powers (Uyangoda, 2007). After the end of the war, several mutinies showed the British that their grip on the country was slipping, as political parties now called for complete freedom, rather than a greater autonomy, and staggering strikes across the country occurred with more frequency. Consequently, in 1948 the British granted independence to the then dominion of Ceylon (Shastri, 2009). 2.3 The struggle after independence: looking for a nation and finding civil war14 Internal political settlements and the dynamics of internal social, economic and political struggles within both countries determined the elements favouring the emergence of conflict. Internal grievances, ethnical (or class) inequalities, and the lack of a strong state defined the elements that lead to the emergence of civil war(see table 2.2). In Sri Lanka, conflict emerged relatively soon after independence, as the post decolonization years saw the country moving towards a natural change in structures and power distribution. These changes created new grievances among the former elite of the country. The Sinhalese demanded a bigger share of power in the country, corresponding to the demographic composition of the country.The former elite (Tamil) resented these changes, claiming to have been marginalized within a national project more centred on the Sinhalese ethos than an ethnic-pluralism (Devotta, 2005; Höglund, 2011). As the internal politics undermined the possibility of building a plural nation state, the initial social movements of the Tamils became increasingly radical, as did those of the Sinhalese, thus fuelling the emergence of armed groups that embraced war (Frerks, 2005). Consolidation of the state did not occur in the ‘early’ period ofColombian independence. The civil war did not emerge immediately after independence, but was the product of multiple transformations within the Colombian nation and its state. The conflict was also a consequence of several previous civil wars, which occurred between 1834 and 1903 and had impeded the consolidation of a strong political system and a strong state presence. Hatreds seeded on previous conflicts and partisanship by politicians weakened the state, This lack of state presence created a political economy of violence, where violence became a means to acquire local power. Table 2.2 Colombian and Sri Lankan conflicts through the lenses of different questions 14To see a detailed chronology of the history of both countries, see appendix 1. 9 KEY QUESTIONS Are there elements related to micro foundations (Kalivas) in the conflict? Is it a grievance based conflict? Did the economy play an important role in the rebels functioning? COLOMBIA SRI LANKA Yes. Yes. It can be asserted that is a political conflict, born from the lack of representation of a particular class. Definitely, in fact several authors argue that thegrowth and strength of FARC is justified by their strong economic structure. Ethnically based? No.The insurgents came from particular areas or social classes, mainly the poorer areas of the country. Nature of the strategies and tactics used Mainly guerrilla tactics and use of terrorist attacks usually targeting military bases/police posts. They have not used strategic suicidal attacks, but in the late 1990s used more classic warfare strategies. No, but in case of death or 'retirement' they offer welfare programs. Not primarily, but it appears that some of their cadres are forcibly recruited Strong hierarchical structure, with concentration on the secretariat. However, their units have strong autonomy within their operations. Yes. Two left wing, one 'Right' Wing Do they pay their fighters? Do they use forced recruitment? Organization of their leadership (rebel forces) Are there other armed groups within the conflict? Are the rebels based in a particular territory? Can this be called a proxy war in the Cold War era? Which countries have supported the government? Is(was) it a regional conflict? Were (are) there associations among the rebel groups? Which countries supported the rebels? No.Guerrillas are highly mobile, but violence can be traced historically to particular areas of the country. No. U.S.A Not clearly, but possibly present in the disorders in the 1980s, which were used to solve personal disputes. Yes.As the power was redistributed, changes in the country, lack of representation and the presence of violence within the political system contributed to the idea that war/revolution was the only way to express the opinions and interests of the Tamil population. Yes.The rebels depended mostly on taxation and remittances from the Tamil diaspora to fund their war. At some stages they also relied on support from India. Yes.It can be argued that ethnicity actually provides a unifying element for a broad group sufferring grievances. Tamils can be divided in two or further sub groups. Mix of irregular tactics (ambushes), terrorist tactics and conventional warfare tactics. No. In case of death they offer a coconut tree. Yes. Strongly hierarchical structure, concentrated on the leader. Yes, but most groups defending the Tamil cause were annihilated, absorbed or joined the government paramilitary forces. Yes, mostly the northeast of the country. No. India, Pakistan, China, U.S.A No, but the conflict has had consequences forneighbouring countries. No, but neighbouring countries have interfered,favouring some of the warring factions Yes.The CGSB was an attempt to coordinate efforts and carry out joint operations. No. There has been co-optation of some groups under the LTTE. Cuba supported the rebels in the 1960s and 1970s, but ideological differences made the guerrillas independent. In the 1970s and 1980s, India provided training and weapons for the rebels. The violence in Colombia reached its climax in ‘la violencia’, an episode in which almost 2% of the population of the country died (Palacios, 1995). The eventual result of this bloodbath was a population that did not trust state institutions, for whom self-defence organizations and the privatization of security became common practice. The whiplash effect which followed gave 10 rise to multiple guerrilla groups (Maoist, Marxist, charismatic) and to right wing ‘paramilitary15’ groups (Bushnell, 1996). The nature of the Colombian conflictis complex, due to the existence of several groups with different ideologiesand the influence of drug trafficking. Therefore it can be seen as a civil war in which the limits between grievances (IEPRI, 2006), opportunism (Posada-Carbó, 2001), politics (Richani, 2007), warlordrism (Duncan, 2005), ideology and micro foundations (Andrade, 2010) become blurred, making it a difficult phenomenon to comprehend. In Sri Lanka, the conflict can be described as a more ‘classic’ conflict, having its originsin an ‘ethnic’ post-colonial civil war. The conflict had different actors (armed groups claiming to represent the Tamil interests) as well as some pro-Sinhalese armed groups (Devotta, 2005;Korf, 2006), but the LTTE managed to gain a violent monopoly on the armed agenda of the defence of the Tamil cause. The LTTE was an armed group that acted, within their controlled areas, as a regular army, but when outside of them used guerrilla and irregular warfare tactics. The LTTE appears more radical than the Colombian guerrillas, as they used violence to kill any political opponents and also forcibly recruited children as common practice (UNICEF, 2011). Although coca and poppy cropshares are not common in Sri Lanka, the conflict is also to some extent associated with mafias and drug trafficking (Jayasundra, 2011). The Sri Lankan conflict was of shorter duration than inColombia, but saw a similar tension between war and peace, where the final support for the all-out war was born out of the weariness of the population and the LTTE’s lack of commitment to the peace process (Devotta, 2011). 2.4 War as a phoenix phenomenon In both Colombia and Sri Lanka, war emerged as a by-product of a failed peace process, where the commitment of the actors, the difficulty of building trust and enforcing agreements drove public opinion and politicians towards the idea that a military option could provide a useful solution to the problems of the peace process. It is interesting to observe that war was considered to be a solution, rather than an attempt at improving the flaws in the peace process, presented in section 3.2. The outcome was a revolution in the management of peace processes, where a victor’s peace is comparable to a peace process. 2.4.1 In Colombia: Deception, reincarnation and rebirth By 1998, public opinion in Colombia favoured a peace process. The peace process started in 1998 and ended in 2002with the breakdown of negotiations.From its inception, it was evident that the peace process had its own problems and difficulties. As negotiations were held without a ceasefire or a clear negotiation agenda, military actions from each side became instrumental in the negotiation itself.As the logic of the peace process became one of war, the credibility of the process itself was undermined (Tokatlian, 2004; Pecaut, 2008).The negotiation can be described as a ‘broken phone’, as the actors at the table approached talks with different time frames, logics, and discourses in mind. This finally appears to have eroded the possibility of clear communication among them.An example of such breakdown in communication is the issue of the DMZ; military forces wereopposed to the establishment of a the DMZ in the middle of the country (see image 2.1),as it would provide a training and preparation area for guerrilla fighters, but the guerrillas considered the DMZ vital to the commencement of negotiations, as the area provided a safe place to negotiate without any military interference. Paramilitaries can be seen as an extension of the state apparatus, and therefore similar to military forces. In the Colombian case, they are independent organizations. 15 11 Figure2.1 Map of Colombia showing the DMZ Source:roebuckclasses.com Retrieved on august 10nd 2011 from <http://www.roebuckclasses.com/maps/topicmap/Colombiadrugwar/Colombia_political_DMZ.jpg> This lack of trust and ‘commitment’ was latent during the whole peace process, as military forces accused the FARC of bringing kidnapped persons to the DMZ, and using the area to prepare attacks. The FARC continuously complained about the military forces’ lack of resultsagainst paramilitarism (Tokatlian, 2004: 640). The peace process never managed to progress beyond the negotiation of the agenda.Not only were the definitions and terms of negotiation troublesome, but theyevidenced both parties’ lack of experience in or commitment to the management of a peace process. These difficultiescan be seen in the failure even to establish a verification commission, a simple element such as the naming of a friendly third party to solve disputes(Ibid: 639). One of the elements that drove the Colombian public opinion towards peace was their weariness of the consequences of war; kidnappings, attacks on small towns, death of civilians and members of the armed forces.The public expected that the peace process would decrease these grievances, but when it failed to do so, support for the peace process began to dwindle (IEPRI, 2006). The involvement of the international community in the peace process was limited. The USA’s so called ‘Plan Colombia’, aimed to strengthen the military capacities of the government against drug production and drug trafficking, under the argument that the conflict was driven by a lack of government strength and revenues from illicit crops and drug trafficking (Pecaut, 2008:3). The European Union accompanied the process, but did not have a strong role as mediator, and their economic support for the peace process was limited. The limited involvement of the international community in the failed Colombian peace process presents a stark contrast with the Sri Lankan peace process.The Colombian government made efforts to involve the international community, even, ‘touring’ Europe with some guerrilla leaders to gather support for the peace process (IEPRI, 2006). In spite of these efforts, the peace process was mostly ignored by the international community, and the international commitment which might have bonded the process and the actors never became a reality. 12 The end of the peace process was supported by Colombian public opinion; several attacks by guerrillas and the lack of results from the process had destroyed the remaining public support for peace. 2.4.2 In Sri Lanka: Fight to the bitter end Towards the end of 2001, the LTTE expressed their intention to explore options for a peaceful settlement to the conflict, an initiative that was promoted by Norway and CSO’s, and was the result of a process that started in 2000 (Höglund, 2010). After the elections, the UNP came to power, supported by a pro-peace agenda as in Colombia. By the beginning of 2002, the LTTE and the government had signed a Memorandum of Understanding (MoU), and agreed on a ceasefire (Jayasundara, 2011: 16). The parties also appointed a committee, headed by Norway,that would monitor the ceasefire (Höglund, 2010). This body, the SLMM, created a promising environment where the costs of spoiling from the process were ‘high’, and commitment technologies appeared to be strong. Figure2.2 Map of Sri Lanka showing the area claimed as Tamil homeland Source:kasamaproject.org Retrieved on august 18nd2011 from <http://kasamaproject.org/2009/05/23/sri-lankan-communist-on-the-tamil-conflicts/> The future seemed to be promising, expectations were high and substantial financial support was offered by the international community(Höglund, 2010). These expectations were reinforced by the unilateral actions of the actors, as the LTTE initially agreed for the first time on the possibility of a federal solution to the conflict(Korf, 2006: 286). See figure 2.2 for the areas of influence of the LTTE. As in Colombia, endogenous factors worked against the initiative for peace, and the peace process was held captive by only one political party. It is therefore understandable that part of the political establishment opposed the peace process (Shastri, 2009). While good in theory, in practice the process was flawed, and although a ceasefire was signed, hostilities continued on both sides, albeit on a smaller scale (Höglund, 2010). As there was not a broad consensus in support of settlement,possible peace gestures, such as the LTTE’s proposalto form an interim government in the north were misinterpreted as aggressions. These tensions influenced the political landscape, favouring the arrival of Rajapakse, who representedthe political change that was occurring within Sri Lanka.Some sectors of society were frustrated by the peace process and parties such as JPV and the JHU (nationalist Sinhalese parties) gained power and influence (Jayasundara, 2011). Changes also came within the LTTE, as there was an internal fracture, unrelated to the peace process, in the east, which lead to the defection of 5000 soldiers (Godhand, 2009: 348). 13 By 2005, the presidency of the country had been won by a narrow margin by MahindaRajapaksa. The victory actually appeared to have been determined by the LTTE boycott on elections in Tamil areas (Jayasundra, 2011; Devotta, 2011). This strategy had been usedpreviously in elections as a means to recompose political orders within Sri Lanka (Shastri, 2009). After the tsunami struck the country in 200416 the peace process drove both parties to agree on a Post-Tsunami Operational Management Structure (P-TOMS), that emerged after harsh negotiations on how to redistribute resources (Shastri,2009:92; Goodhand, 2009:349). The agreement was finally scrapped, as opposing parties declared it to be secessionist and unconstitutional (Ibid:91). Additionally, a series of military attacks eroded support for the process, and diminished the international credibility of the LTTE as a peace-willing organization (Shastri, 2009). These military attacks occurred during a period of ceasefire, not during wartime negotiations as in Colombian. By 2006, the SLMM reported more than 3400 violations of the ceasefire on the part of the LTTE and around 270 from the government (Shastri, 2009: 90). This can be considered as evidence of the LTTE’s lack of commitment to the peace process, or as evidence of the difficulty of enforcing ceasefires. To the government of Sri Lanka, these violations clearly evidenced the former. By late 2006, the LTTE officially and indefinitely pulled out of peace talks (but not out of the peace process), and accompanied this decision with a series of attacks. This triggered a strong military reaction from the government. The condemnation of theSLMM went unheeded by actors, and the path to war was paved once again. 2.5 Post 9/11: Justification, endogeinity, and discourse By the end of 2001, the international atmospherehad changed completely, withirregular armed groups across the globe being demonized, regardless of their tactics. The effect of 9/11 was not only political, but also influenced discourses in such a way that the word ‘terrorism’ became a loaded and hated word (Tilly, 2004). On October 5th2001, both FARC and LTTE were included in the US updated terrorist organizations list(U.S. State Department, 2001). It would be naive to believe that the effect of the 9/11 dynamics alone determined the results of the Sri Lankan and Colombian conflicts and peace processes. Both conflicts had initial attempts at peace processesprior to 2001, in which economy, politics, and internal conditions affected the stakes surrounding war and peace. Therefore it can be saidthat 9/11 brought about changes in the international attitudes to conflict, rather than completely changing the nature of the conflict itself (see table 2.3). The biggest change in international attitude was the creation of “the war on terror” discourse post 9/11 (Kaldor, 2005). The same wars were being fought with almost the same actors, butthe labels had changed. Within this new discourse, war was presented as a virtuous campaign , where the violence of war could be justified as a moral obligation against terrorism(Dexter, 2008: 68). Colombia and Sri Lanka were no exception. 2.5.1 Colombia: from guerrilla to narco-terrorist In Colombia, the media played a strong rolein supporting the Uribe government. A perfect example of this is the change in the discourse characterizing guerrilla groups. Until 2002, they 16Also known as theIndian Ocean earthquake of 2004. 14 were referred to as guerrillas and insurgents,after the failure of the peace process and the arrival of the Uribe administrationthey were considered terrorists or drug dealers. Looking for external support in their fight against the guerrillas, the government started to depict members of armed groups as terrorists, assuming a militaristic perspective on the armed conflict. This depiction ignores elements such as the favourableopinion the FARC enjoyed among 3 to 5% of the population (Pecaut, 2008). Otheringa group as merely terrorists or drug dealersnot only simplifies its nature, but is incorrect, as the group’s nature transcends its tactics. It would also be improper to depict the FARC as a classic Marxistgroup, as the limits between wardlorism, mafia and revolution are indistinct(Sweig, 2002, 123). The government created a discourse whereby the members of armed groups where referred as terrorists. Simultaneously, a nationalist discourse emerged, and the glorification of armed forces was common.Advertisementsappeared whichtouted the victories of war and military operations, and the possibility of winning the war was latent in media coverage. This nationalist, almostchauvinist environment made critique of and opposition towards government policies difficult (Tokatlian, 2004, 652). The Uribe administration finally managed to create a securitization of the discourse(Posada-Carbo, 2011), and created a propaganda campaign that exaggerated results against the guerrillas (see chapter three for further discussion). It may be said that under the Uribe administration, the ‘real’ war was fought in the media. 2.5.2 Sri Lanka: from Tamil tiger to Tamil terrorist In Sri Lanka, as in Colombia, the title of ‘terrorist’ was used with more frequency after the 9/11 attack. However, the term had a longer, more loaded linguistic history because of the tactics used by the LTTE in their attacks. The E.U.’s decision to include the LTTE in 2006’s list of terrorist organizationscontributed to the change in discourse (Jayasundra, 2011). Similarly to Colombia, the military campaign was accompanied by a media campaign which glorified the army soldiers, and their‘achievements’in battle.Confidence in the military was as high as 92% (Ibid: 31), and military battles were equated to the struggle for independence. This process was accompanied by the accumulation of power by some political parties, and the establishment of an autocratic political regime (Shastri, 2009). In this context, the media took on an interesting role in legitimizing military actions and government decisions. In what could be defined as the mediatization of victory, the media ignored changes in the political establishment and accusations of human rights violations. In this environment, moderate voices ended up in the crossfire, with the government accusing them of supporting the ‘Tamil Terrorists’ and the LTTE labelling them as traitors. This created a context in which only armed voices where heard. Finally, in spite of the historic discourse defending the rights of the Tamil people,, it wasa mostly Sinhalese discourse that emerged parallel to the rise of chauvinist parties such as the JPV and the JHU. Post-bellum Sri Lanka can be described as a country in which language and ethnicity were politicized (Arambewela, 2010, 371) and autocracy was consolidated. 2.6 Conclusion: new wars and the offspring of 9/11 It is important to highlight those differences in context and particularity that make the conflicts in Sri Lanka and Colombia unique despite the fact that their governments looked for similar variables to achieve peace (chapter three). These policies emerged as an internal consequence of historical processes, where the failure of previous peace processes supported the military option. 15 In both countries, conflict emerged because the state was unable to settle disputes among ethnic groups or classes.This was the consequence of a disconnect between the political system and the needs of society. The fighters in both Sri Lanka and Colombia can be, and have been, characterized simultaneously within several different categories; as legitimate rebels, terrorists and opportunists. An historical comprehension of the nature and history of conflict is thus imperative to comprehend the evolution of war in each context. In both conflicts, decisions made regarding war and peace after 9/11 were driven by internal processes and failed peace processes, rather than by external elements. Finally, what is seen in the Colombian and Sri Lankan conflicts is the result of different discourses and practices, where the category of ‘new wars’, merged with post 9/11 securitization discourse, gave birth to a new breed of conflict practice, a ‘new peace’ that can be defined as nationalist (Höglund, 2010), militarist (De Mel, 2009) and chauvinist (Devotta, 2009; Lewis, 2010). The case of Sri Lanka can be viewed as a consolidated discourse model, while Colombia can be considered to be a work in progress, moving towards this ‘new peace’. The ‘new peace’ concept was influenced by the new wars discourse that demonized conflicts as savage and non-ideological (Kaldor, 1999; Kalivas, 2001). This, in conjunction with the war on terror, reduced the possibility of willing mediators and interested actors that could promote peace settlements (Höglund, 2011), thus eliminating the restrictions on trying to solve war through war, and actually creating discursive justifications for it. 16 Chapter 3. A theory of practice? The All-out war solution. 3.1 Introduction An understanding of the all-out war approach requires a ‘theory’that combines elements of conflict management, conflict resolution, international relations, conflict studies and sociology. In the literature reviewed,Lutwakk (1999) is the only author to blatantly defend the idea that war is good. For example, whenresearching peace settlements on academic journal search engines17, 85% of results referred to peace settlements achieved through negotiation, while peace settlements achieved through military defeat comprised only 15% of the results. The area appears to be under-researched, as it is politically incorrect to assert that war might be good; despite the fact that in practice war, or military means may be preferred. This chapter tries to present all-out war within the context of the conflict studies area. First, this chapter suggests that within the choice to adopt an all-out war approach, there often(including in the cases under consideration) lies the possibility of addressing the failures of prior peace processes in civil wars. The chapter then identifies the key elements that underpin allout war theory, presenting this approach more fully so as to interpret the ‘all-out war’ as a theory of practice. Finally, the chapter presents the all-out war theory as it was operationalized in Colombia and Sri Lanka. In terms of underlying ontology, this chapter deals with agency-based approaches to conflicts18. 3.2 All-out war: a solution for failed peace processes? Peace settlements can be defined as processes that have a clear start but an uncertain outcome. In 50% of civil wars, parties engage in negotiations, but less than 20% achieve settlements (Wood, 2003:2). The existence of a peace treaty does not guarantee its durability, as 37% of peace agreements fail within 5 years (Hartzel et al, 2001: 195). This can be the consequence of a number of reasons, where small failures within the negotiations, or slight changes in the post settlement environment can entail dramatic results (for examples, see Walter, 1999;Toft, 2010; Murshed, 2008a). This section presents some elements that are thought to contribute to the failure of peace processes (according to an agent based approach): 1. Misperceptions about the costs and benefits of reneging on an agreement. 2. The ‘discount rate’ at which settlements are valued by key actors. 3. The inability of parties involved in the negotiations to commit. 4. The presence of indivisibility issues within the claims of the warring parties. 5. The credibility of the agreements within the wider peace processes. 6. The difficulty of enforcing commitments. 3.2.1 Benefits and costs of reneging If those involved in anagreement believe (perceive) that there is a good chance of gaining a profit/benefit from reneging on the treaty, such as the renegotiation of better terms, they will reignite war (Murshed, 2008b: 371).This can account for a number of the failures and paradox17A search on the scholar.google.com search engine was conducted, using as keywords “‘peace settlement’and ‘negotiation’” and “‘peace settlement’ and ‘military defeat’”. 18To see a discussion of possible ontologies related to the study of civil war and war origins, see Jacoby (2008) 17 esexisting in peace processes. When renegotiated agreements offer higher incentives for peace, an unexpected incentive is created to renege in search for greater benefits(Fearon, 2004).Additionally, the threat of reneging serves strategic and tactical purposes (within and outside of the negotiation); fighting rather than settling at the negotiation table is a means for the combatants to show their strength. 3.2.2 The discount rate In war torn areas the discount rate19 is high (Murshed, 2008b: 372), and decisions are therefore more risk prone (Kanheman, 2003).This, combined with the common overestimation of the chances of a potential military victory (Murshed, 2008b: 371) reduce the possible benefits of a long lasting peace. As theserisk-prone behaviours are related tothe evaluation of the benefits of reneging, measures to reduce the perceived risks will accordingly reduce the incentive to go back to war; especially in those situations of poverty and high uncertainty that are common to post-conflict countries (Ibid; Wood, 2003). 3.2.3 The inability to commit The inability to commit is the main challenge for peace deals(Mattes, 2009: 739). This is because in many post conflict environments, there is an absence of institutions that would guaranteecommitment to the agreements signed (Murshed, 2008b: 371). The presence of third party actors could discourage reneging (Collier, 2008; 464) andenforce the commitment technologies necessary to restoring peace (Hoeffler, 2009: 9;Murshed, 2008b). When a third party enforces a settlement, the probability of failure decreases by 98%20(Pearson et al, 2006: 115; Walter, 1997). This set upcan create artificial incentives for settling differences (Beardsley, 2008), or a ‘big brother’ dependent peace (Collier, 2008). 3.2.4 Indivisibility issues What if what is at stake is impossible to negotiate? Indivisibility refers to negotiation ‘anchors’ that impede the bargaining itselfbecause limits and thresholds are set which cannot be discussed at the table. The feasibility of agreements to share power and resources are difficult to achieve under these circumstances, and leads to less stable peacesettlements (Toft, 2010: 17; Wood, 2003: 3; Walter, 1997).Indivisibility usually emerges when the future is heavily discounted (Murshed, 2006: 2).Some authors go as far to suggest that if stakes are completely indivisible, the only option for real peace is a military victory for one of the parties involved in the conflict (Wood, 2003: 14). 3.2.5 Credibility problems and trust Democratization and power sharing measures can be necessary, but not always sufficient to consolidate peace and credibility (Mattes, 2009). Therefore,guarantees improve the chances of a lasting peace and the credibility of the agreements (Collier, 2008: 464; DeRouen, 2010). Additionally, the element of trust is vital, not only in the aftermath of the war, but during the peace 19 The discount rate refers to the rate at which money is valued in the long term. Collier (2008) says that the risk is reduced from 40% to 31% and Mattes says that the likelihood of a renewed conflict is reduced by 69% (Mattes; 2009: 752). 20 18 process itself and the credibility of the peace treaty (Addison, 2002). There is a strong incentive to distrust the other party, as the relationship between both actors has been mediated by violence, treachery, treason and war. It is thereforedifficult to expectthese embodied beliefs to change within a single peace process. 3.2.6 Difficulty of enforcing commitments Sanctions, arms control, trade restrictions, foreign aid (Page, 2003), power sharing mechanisms (Hartzel, 2001) and strong DDRprograms,etc.can clearly contribute to the peace building process. The problem is how to go about enforcing these commitments (Fortna, 2003; Hoeffler, 2009:9) and to discourage the possibilities of reneging (Collier, 2008: 464). This is particularly important inan environment in whichthere are no strong institutions upon which to anchor the promises of a peace deal (Murshed, 2008a: 371). As a solution, the presence of commitment technologies that require institution building present a paradox (Addison, 2002); as strong institutions require a peaceful environment, but this is hard to get specially in a country with a civil war. As a solution for this problem the presence of external interventions21 can serve the purpose of ending war, as they provide credible commitment technologies(Regan, 2002; Regan, 1996). 3.3 All-out war –a conceptual primer? Within the conflict studies area, the negotiated settlement approach is far more pervasive, appealing and influential than what this study calls the ‘all-out war theory’, or what Luttwak terms ‘give war a chance’ (Luttwak, 1999; Toft, 2010: 7). The difficulty is that uncomfortable evidence exists that appears to show that decisive victory, military victory, victor’s peace, and military imposed political settlements tend to last longer than negotiated peace (Ibid). War has had an historical importance in the constitution of the modern state, having to some extent defined the nature of nations.Certain authors, such as Schumpeter (Nakamura, 2000; Giersch,1984) and Sanin (2009) present some of the possible positive externalities of war (see table 3.1)within this process. It is also interesting to note that after the end of the Cold War, peace settlements became more frequent (Mattes, 2009: 739), despite the fact that military victories produce more stable forms of peace than military stalemates and negotiated settlements(Page, 2003; Quinn, 2007). In presenting the all-out war theory, this section will first address some of the empirical evidence that supports it, and will then relate theall-out war theory with a number of theories linking war tostate-making. Table 3.1 Possible positive externalities of all-out War Externality Example Technical change (creative destruction) Military industry, technological changes Achievement of egalitarian political objectives South Africa, de-colonization Political inclusion Female enfranchisement Interventions can be diverse; also their effects on the settlement of a conflict can vary (Regan, 2002). To see a discussion of the different kinds of external interventions as tool for civil war ending see (Murhsed, 2010). 21 19 Change in the political structure Strengthening of the state Change in leadership Strengthened armies and police, more taxation Keynesian effects of military build-up State investment in public works through reconstruction programs Source: Adapted from Sanin (2009: 7) 3.3.1 The empirical evidence According to Page (2003: 111), 52% of peace agreements went back to war within a period of 5 years; more favourable estimates put the risk of recurrence between 46% (Collier, 2008; 465) and 37%, with peace having an average duration of42 months (Hartzel, 2001: 195). One possible explanation for the scarcity of successful peace settlements is that the benefits of winning a war can be so high (Walter, 1997: 342). In contrast, wars that end in military victory have a recurrence rate of between 6% and 17% (Toft, 2010: 20). This may be a consequence of decisive military victories allowing for the institutionalization of large powerasymmetries, thus reducing the chance of re-emergent conflicts (Walter, 2004: 374). Based on this evidence, it appears plausible to support the idea that war can save lives in the long term (Toft, 2010: 20). Even pacifists must acknowledge that the benefits of lasting peace in terms of saved lives could be substantial enough to justify war as a means to achieving peace(Dower, 2009). 3.3.2 Back to basics: ‘old theories’ revisited It is interesting to note that many sociologists view the nation building process either as a violent process (Tilly, 1991), or as a process of checking violence (Cohen, 1981: 904).This argument can be extrapolated to the notion that war makes states or that war is inherent to the process of state making (Sørensen, 2001: 1). The underlying argument is that if countries suffer internal violence, it is becausethey are not a consolidated state; they have a weak government and problems raising resources to fund their state apparatus (Beardsley, 2009;Bates, 2008; Cohen, 1981). War presents a response to these problems (Sørensen, 2001).Providing territorialsecurityguarantees the presence of other state institutions (Sweig, 2002);no insurgent group can contest government authority if it faces a strong, well-financed, organizationally secure military structure (Fearon, 2003: 80). Additionally, the business of war necessitates two strong institutions that are the base of modern state making: a strongbureaucracy for taxing and a strong military presence across the territory (Mann, 2002). Other authors highlight that internal wars (as opposed to external wars) are bad for state capacity (understood as the existence of property rights and the capacity to levy taxes), as the conflict erodes the existing public institutions, and therefore it constitutes in an obstacle to development and growth (Besley, 2010). Empirical evidence shows that state weakness is a better indicator of the proclivity for civil war than grievances (Fearon, 2003: 88). Colombia and Sri Lanka both conform to the theory that war is the consequence of a weak state (Richani, 2007: 405; Frerks, 2005: 12). 3.4 Achievement of ‘peace’through war, Sri Lanka and Colombia It appears that Colombia is currently in the process of building up a stronger military, and is thus a clear example of the all-out war in theory. Both Colombia and Sri Lanka have increased their military expenditure in the last years, although Sri Lanka has not increased expenditure to the same extent as Colombia has (see figure 3.2). In terms of the proportion of the GDP being invested in military spending, both countries appear to show a slight increase pat20 tern. However,when comparing expenditure to previous years, it becomes clear that Sri Lanka is actually reducing the percentage of the GDP being spent on the (see figure 3.1). The manner of increase in the military forces is quite contrasting, as Sri Lanka appears to have the same number of soldiers as in the mid-1990s (see figure 3. 4), while Colombia has quadrupled the size of its military forces. However, the validity of this analysis can be misleading, as the different databases used can present contradictory arguments. For example, the SIPRI databases do not agree with the Sipri-Prio or UPPSALA databases on the number of battle deaths. Contradictions exist even within the same database;on the SIPRI dataset, the total expenditure in the military appears to be inconsistent with the size of the military forces. Therefore, datasets are not fully reliable, as they can be instrumentalized for any argument, problematizing the nature of our analysis, and compromising the validity of our conclusions. In spite of these considerations, the following sections will attempt to present a number of observations on the cases of Colombia and Sri Lanka. Figure2.2 Military expenditure of Colombia and Sri Lanka 10000 8000 Source: Stockholm International Peace Research Institute, 2011. SIPRI database. Retrieved from <http://www.sipri.org/databases/armstransfers> Figure3.3 Size of the insurgent forces 2010 2008 2006 2004 2002 2000 1988 2008 2006 2004 0 2002 1000 1 2000 2000 1.5 1998 3000 2 1996 4000 2.5 1994 5000 3 1992 6000 1990 4 3.5 1988 COLOMBIA MILITARY EXPENDITURE IN US$ m 7000 1998 COLOMBIA 4.5 1996 5 SRI LANKA MILITARY EXPENDITURE IN US$ m 9000 1990 SRI LANKA 1994 6 5.5 1992 Figure3.1 Military spending as proportion of the GDP Source: Stockholm International Peace Research Institute, 2011. SIPRI database. Retrieved from <http://www.sipri.org/databases/armstransfers> Figure3.4 Size of military forces in Colombia and Sri Lanka 13000 12000 11000 10000 FARC 9000 8000 LTTE 7000 SIZE OF MILITARY FORCES COLOMBIA SIZE OF MILITARY FORCES SRI LANKA 1990 1992 1994 1996 1998 2000 2002 2004 2006 2008 2010 2010 2009 2008 2007 2006 2005 2004 2003 2002 2001 2000 6000 500000 450000 400000 350000 300000 250000 200000 150000 100000 50000 0 Source: Worldbank 2011, data retrieved from Source:Country reports on Terrorism.U.S. State Department. <http://data.worldbank.org/country/> As an estimate for the number of insurgents, I took the averageof the report of the estimates. 21 3.4.1 In Colombia: Continuity despite military build–up? From the beginning of the presidential campaign, the candidate Uribe claimed that the guerrillas had to be obliged, by force, to negotiate seriously (Tokatlian, 2004). Once established in the presidency, Uribe created the link between the ‘war on terror’ and the Colombian conflict. The government thus tried to use the new international framework in order to gain access to more funding and to extend the reach of ‘Plan Colombia’ resources to fight the ‘terrorists’. Uribe’s approach to solving the conflict differed greatly from the unpopular pace process of the previous government. At that time, the government became involved in another peace process, not with left wing forces, but with the paramilitaries (Diaz, 2009). This peace process had a DMZ and an unclear ceasefire, and managed to garner the support of the OAS. Security indicators improved, but the new ‘skills’ of the Colombian armed forces were,in part, the outcome of the restructuration process of the military by the Pastrana government. This can be seen in the growth in the size of military forces (see image 3.4 and 3.3), and in investment in strategic assets (airplanes, helicopters, communications systems, etc.) (see image 3.2). Figure3.5 GDP growth in Colombia and Sri Lanka 10 8 6 GDP GROWTH COLOMBIA (%) 4 2 2010 2009 2008 2007 2006 2005 2004 2003 2002 2001 2000 -4 1999 -2 1998 0 GDP GROWTH SRI LANKA (%) -6 Source: Worldbank 2011, data retrieved from <http://data.worldbank.org/country/> That is why, to some extent, the results of this government seem to be quite contradictory.During the government’s first four year term, the security situation and the economy showed improvements (see image 3.5). During the period of 2006-2010, however, the government had to face the political and economic consequences of their policy decisions.The failures of the peace process with the paramilitaries became evident (Pardo, 2007), the number of guerrilla attacks had not appeared to change dramatically and the alliances between paramilitaries and politicians had started to become more visible22 (Lopez, 2010). These failings became evident in a context in which the international community had started to criticize the human rights violations of the government (HRW 2010).New ‘paramilitary’ groups, labelled ‘emergent bands’, developed, anddespite being weakened by successful military attacks targeting several of their leaders, the guerrillas kept fighting and refusing to negotiate, At this time, the authoritarian government started to compromise on the separation of powers between the legislative, the executive and the judiciary, with mixed results. According to the government and the media, matters had improved (Tokatlian, 2004; Mejia, 2008), but a series of paradoxical outcomes appeared; for example, the number of IDP’s rose dramatically, and Colombia became the country with the highest displaced population in the world (see image 4.7). 22This process in Colombia is called Para-politics, and is the prosecution of several politicians at regional and national levels for their coexistence with paramilitary forces. 22 Other outcomes, such as the number of deaths in battle, are contested (see figure 3.6), but human rights violations on the part of the military forces and the irregular forces seem not to have improved significantly (Amnesty International, 2011). Interestingly, indicators such as the as the political freedom index and the political terror scale showed no significant worsening, and in some cases even showed slight improvements (see chapter 4). In recent developments, the FARC has declared the group’s interest in embracing a peace process with the new government, a move which the government considers to be result of their efforts to force a defeated enemy into negotiation (Semana, 2011), as the government has managed to kill the leader of the FARC. Source: UCDP Conflict Encyclopedia Uppsala University data retrieved from <http://www.ucdp.uu.se/gpdatabase/search.php> 3.4.2 In Sri Lanka: Blitzkrieg and scorched earth By the end of 2006, senior members of the government expressed their intentions to use the full military might of the armed forces in order toexpel the LTTE from several areas of the country, and then defeat them in the north of the country. Initial operations were slow but over time, military successes began to occur. The LTTE was an irregular group that based their actions in particular areas, having low mobility and insufficient strength to stop a full scale army assault in a terrain of predominantly flat jungle without any geographical opportunities for retreat (the area was surrounded by sea). Additionally, the absence of the 5.000 soldiers of the Karuna group impeded the LTTE commanders’ flexibility in diverting the attack.By 2007, the LTTE presence was diminished, having a total force of only 5.000 soldiers (Shastri, 2009; Goodhand, 2009). In spite of this military escalation, the ceasefire agreement was technically in place while the government launched its military attack. By the end of 2007,sometime after the military escalation had been initiated, the government officially abandoned the agreement. It is interesting to note that the number of soldiers in Sri Lanka did not increase, but actually decreased in comparison to 2000’s figures (see figure 3.4). 23 2010 2008 2006 2004 1990 Source: PRIO dataset 2011, data retrieved from <http://www.prio.no/CSCW/Datasets/Armed-Conflict/BattleDeaths/The-Battle-Deaths-Dataset-version-30/> 2002 0 2000 0 1998 200 1996 500 1994 400 2010 1000 2008 600 2006 1500 2004 800 2002 2000 2000 1000 1998 2500 1996 1200 1994 3000 1992 1400 1990 3500 1992 Figure3.6 Battle deaths related to the Colombian conflict (according to two different sources) In that time, the number of casualties increased dramatically as the combat continued (see figure 3.7).By 2008, the LTTE announced that it would declare a unilateral ceasefire, but unlike previous such agreements, the proposal was dismissed by the government as a trick and a treacherous tactic (Höglund, 2010). As the government kept the pace, gaining terrain on theground, the magnitude of the humanitarian crisis facing the country became more evident. With more than 200,000 civilians having been displaced in the latest round of fighting, the situation was turning into a humanitarian disaster (Human Rights Watch, 2009; Amnesty International, 2009).Questions were also raised concerning whether the number of battle deaths included civilians. Interestingly, neither India nor other members of the international community interfered, in spite of allegations of abuses leveled by human rights advocates.While some pressure was exerted on the government,there was no talk of military intervention, as there had been in other times. At this stage of the conflict, the voices of the legitimate representatives of the Tamil community abroad and inside the country went unheard. Figure3.7 Battle deaths related to the conflict in Sri Lanka 12000 Source: PRIO dataset 2011, data retrieved from <http://www.prio.no/CSCW/Datasets/Armed-Conflict/BattleDeaths/The-Battle-Deaths-Dataset-version-30/> 2010 2008 2006 2004 1990 2010 2008 2006 2003 2000 1998 1996 1994 1992 1990 0 2002 2000 2000 4000 1998 6000 1996 8000 1994 10000 1992 9000 8000 7000 6000 5000 4000 3000 2000 1000 0 Source: UCDP Conflict Encyclopedia Uppsala University data retrieved from <http://www.ucdp.uu.se/gpdatabase/search.php> By April, the area under the control of the LTTE had been reduced to 10 km2. Meanwhile, the Tamil displaced population continued to move out of war affected areas. When the international community responded to the situation, that response was delayed and contradictory. By the time a group of UN experts had called for a preliminary investigation to address the situation in Sri Lanka, as many as 20,000 civilians may have been killed in the no-fire zoneamid fighting between the army and Tamil rebels (ICG, 2010). In 2009, the UNHR actually congratulated the government; the ICRC and UNHCR closed several of their offices after the ‘end of the war’, thus legitimizing the Sri Lankan government’s actions and supporting the impression that the conflict was over. The LTTE finally admitted defeat on May 17, 2009, after the loss of all of the main territories under their control, and the death of some of their top leaders. With the defeat of the LTTE, the political landscape in Sri Lanka could be reframed, and a victorious discourse, centered on the Sinhalese ethos, emerged. Post war policies focused on the physical reconstruction of war torn areas, where Rajapaksa became a national hero in spite of allegations of authoritarianism (Ibid), and violations of human rights during the offensive. 24 3.5 Conclusion It has been established, on the basis of the data and literature, that the ‘peace’ which follows civil wars ending in military victory tends to last longer. In the cases of both Colombia and Sri Lanka, the logic that prevailed was the necessity of achieving the monopoly of violence.The logic of a ‘Tillian’ definition of the birth of the nation-state, where the legitimate use of force is central to the process of state building, also applies in both cases (Binningsbø, 2005). These processes of ‘creative destruction’ have several positive externalities that couldexplain the potential for war to be functional and instrumental to state building. Particularly in the cases of Colombia and Sri Lanka, the results are not clear–cut, as variables such as taxation (see figure 4.4), number of soldiers, number of rebels and number of battle deaths do not follow a clear pattern that could support the ‘Tillian’idea of ‘all-out war’. It maybe that we are in the presence of a new breed of ‘new peace’ born in the womb of the ‘new wars’. Questions arise regarding what imbalances this ‘new peace’ creates, and how they affect other variables such as GINI, HDI, etc. It is important to remember that the logic of all-out war obeys a particular series of beliefs and approaches, and it would be a flawed rationale to attempt to frame a problem within a logic to which it does not fully correspond (see chapter four). If this model produces a long term stability and results beneficial to the government, it could become a new model for conflict management (Lewis, 2010: 667)in other countries that have ‘weak states’; in fact, some adapted versions of these policies are already being implemented (as plan Merida in Mexico, and in other Asian countries), Finally, in the case of those insurgencies that aremotivated more by greed than political or societal grievances, consideringpolitical solutions could be futile (Metz, 2007: 28), and the need for a full scale military intervention could be more evident. But the difficulty remains; what if the other armed group within the country has valid and legitimate grievances, and we are confusing means and ends, tactics and strategies? 25 Chapter 4. Theory,contradictions and practice: ontologies, ‘state’ making, and development “Science depends on its concepts. These are the ideas which receive names. They determine the questions one asks and the answers one gets. They are more fundamental than the theories which are stated in terms of them.”(Sir George Thompson in Rose, 1991: 448) This chapter will address some of the critiques and possible failures (conceptual and practical) of the all-out war theory, attempting to ground the theory to its conceptual pillars and to practice, in terms of the two case studies investigated in this document. I will try to assess and evaluate the validity of the all-out war. In doing so, the chapter will first analyse some potential theoretical gaps; this analysis contains discussions of the theory’s methodological elections and epistemological biases. The chapter then evaluates and contrasts the theory with the reality of both the Colombian and Sri Lankan cases, assessing whether some elements are informed by the liberal peace approach that drove the all-out approach in post conflict practice. Finally, the chapter debates whether or not the all-out war is a ‘development model’. 4.1 Collateral damage: weak foundations of the all-out war theory The use of econometrics is widespread in the literature of conflict studies. But quantity does not necessarily mean quality; neither does it imply truth. Therefore, the fact that a theory or a theoretical approach is widely used does not imply that is correct. As Medina puts it: “The supply side theory is acquiring the undeserved status of a fact, putting down other perspectives that were encompassed in the objective-causes school. Left unchecked, the supply side theory is likely to cross the line that separates analysis from dogma, theory from political weapon.” ( Medina, 2008:702-703) The limitations of econometric studies in embracing an analysis of war can be characterized into three areas; the method itself, the decisions related to the mathematical modelling of social problems and the quality of data for the measurement of the variables. Econometrical models usually entail an analytical approach to reality(Ackoff, 2001), where the problem under scrutiny is dissected into parts, and the properties of the parts are studied, so that the comprehension of different elements are aggregated to explain the whole. One of the biggest weaknesses of this approach is that problems are addressed under a mechanistic logic where systems operate under linear logics (Forrester, 2003), thus denying their endogenous nature and the importance of historical processes.Agency is conceptually limited to reactions to changes in the environment (Cramer, 2011) which does not allow for the fact that war is a social institution (Hoffman, 1963: 321). The reality is that social systems, particularly wars, are complex (Sanin, 2009; Kaldor, 1999), and it is therefore necessary to focus on the comprehension of the system as a whole. These models also create a separation between politics and conflict, describing conflict as a merely economic, rational decision. This disregards the political nature of war, and the fact that violence becomes political when it alters the distribution of power within a nation (Steenkamp, 2011: 366, Medina, 2008:707). In the cases of both Colombia and Sri Lanka, a reconfiguration of politics as a result of war can be observed. Methodologically, models have been built under the assumption that each country is similar because of the mere fact that they are experiencing war. The reality, however, is that each dynamic might display particular patterns, and therefore an analysis of each country can shed more light on a particular conflict.It makes little sense to try to prove or disprove highly general theo- 26 ries using as evidence inherently different cases in different contexts (Medina, 2008: 705; Cramer, 2003; Murshed,2011). Additionally, models that are used to analyse agent based theories, such as the greed hypotheses,are theoretical, because they do not have a model based on the idea of maximizing profitsfor the agents waging war.Their understanding of the reasons why actors go to war could therefore be spurious (Murshed, 2009: 90).Models used to analyse these hypotheses are based on the assumption of a single equilibrium, where the truth is that models can have multiple equilibriums, where war itself represents a particular equilibrium as opposed to peace (Medina, 2008: 704). Furthermore,any kind of mathematical modelling (including econometrics) faces the challenge of trying to approach the measurement of variables that are hardly quantifiable. Given this difficulty, modellers are left with two possible options: to ignore these variables, or to try to measure them through proxies. A proxy variable is the selection of a variable as an heuristic to the measurement of a certain parameter. In econometrical studies related to conflict studies, proxy variables are used on a common basis (almost indiscriminately and without any discussion on their selection). For example, studies that determine the role of inequality in conflict (Collier, 2004) approach inequality and its measurement through the measurement of taxation. As agent based theories try to seek evidence of the homo-economicus nature of conflict (Cramer, 2002) they forfeit the role of their biases. For example, they approach the lootability of resources through the presence of primary commodity exports, ignoring the role of shadow economies and illicit trafficking (Brauer, 2010; Cramer, 2002: 1849), that, as in Colombia, can account for as much 3% to 5% of the GDP (Sanin, 2009). These theories seem to prioritize an explanation of the financiation of war, rather than its origins. This bias is reinforced by the accessibility of data and more ‘reliable’ proxies for variables related to greed motivations; for example, GDP can be ascertained in more datasources, andis therefore easier to measure as an indicator of the costs of war (Brauer, 2010) than ethnicity, religion, class and inequality. The expression “trash in – trash out” is a term coined in mathematical modelling that argues that the quality of the results of a model will be related with the quality of the model itself and the quality of the data. Good models cannot correct bad data. In conflict situations, one of the first things to fails is reliable information. Distributional data is notoriously poor and is even worse in cases of inter-group conflict (Cramer, 2003: 400). In this context, if one wishes to study a subject through ‘reliable’ data sources, there are few options, and there is no guarantee that data alone will be context insensitive. Another problem is the reach and credibility of the conclusions at which these models arrive, as the same variables can support completely contrasting hypotheses. It is possible to find models that recognize the role of ethnicity (Murshed, 2008: 368) or thatrefute its importance (Fearon, 2003). It would be unfair to say that econometrical models are bad per se, as almost any methodology that embraces data management will share similar problems. Therefore, it is necessary to recognize that econometrical models are a valid tool for analysis, and work quite well in situations where linear non-complex relations exists (Forrester, 2003).However, their use is not a substitute for a conceptual analysis (Medina, 2008: 706), as economic factors do not declare war by themselves (Offer, 1989 in Cramer, 2011:283). 4.2 Big Bang: ‘‘Tillian’’ Wars 27 An assessment of the elements of the ‘give war a chance’ theory in practice requires two things; first, a summary of the constitutive elements of the theory, and second, a definition of possible variables to measure these elements to analyse the theory. As was mentioned in chapter three, the ‘give war a chance’ theory can be described by the four attributes presented in figure 4.1. Elements of this theory related to the Schumpeterian theory of creative destruction will not be analysed in this document, given the difficulty of approaching the measurement of these variables, and the limitations on space. Figure4.1 Quintessential elements of the ‘give war a chance’ theory Source: Chapter three 4.2.1 Colombia: The good ‘‘Tillian’’ student with bad grades In theory, Colombia could be analysed as a perfect example of a ‘‘Tillian’’ war, yet with ‘bad grades’. As can be seen in figure 4.2, the approach to the measurement of the variables of state presence, strength of military forces and strength of the taxing apparatus, will be made through the variables of government expenditure as a share of the GDP23, size of the military forces, and revenue as a share of the GDP24. It can be observed that, in the period between2002 and 2010, the country has almost doubled the size of the armed forces within the country. This increase does not only account for the number of soldiers, but also for the amount of weaponry and technology involved.The SIPRI Arms Transfers Database shows that Colombia bought almost 100 aircraft in the period of 2000-2010. This increase in weaponry, equipment and soldiers was accompanied by training and capacitation in a reengineering process that started with the introduction of Plan Colombia by the Pastrana Government. 23This variable is the general government’s final consumption expenditure (formerly general government consumption) and includes all government expenditures for purchases of goods and services (including compensation of employees). It also includes most expenditures on national defence and security, but excludes government military expenditures that are part of government capital formation (World Bank, 2011). 24Revenue is cash receipts from taxes, social contributions, and other revenues such as fines, fees, rent, and income from property or sales. Grants are also considered as revenue but are excluded here (Ibid). 28 Parallel to this process we can observe that the increase of revenue as a share of the GDP, increased in net terms in comparison with early 2000, and in relative terms to 2002, increased slightly after a dramatic reduction between 2007 and 2008. Figure4.2 Size of the military forces, government expenditure and revenue in Colombia 450000 2010 2008 2006 2004 2002 2000 1998 1996 1994 1992 1990 2008 2006 50000 2004 1990 100000 2002 150000 2000 200000 1998 250000 1996 300000 1994 350000 1992 24 22 20 18 16 14 12 10 8 400000 COLOMBIA GOVERNMENT EXPENDITURE AS SHARE OF THE GDP COLOMBIA REVENUE AS A SHARE OF THE GDP SIZE OF MILITARY FORCES COLOMBIA Source: Worldbank 2011, data retrieved from<http://data.worldbank.org/country/> The state presence, understood as government expenditure, declines slightly, which could refute the idea of a ‘‘Tillian’’ war, but in terms of figures, more or less maintains itself. The definition of state presence can alter the analysis, as Sanin(2009) defines state presence as strength of armed forces and more/higher taxation. Another approach to the measurement of state presence is that of Fearon(2003), who conceives of state presence through the variable GDP per capita, which in the case of Colombia is increasing in net terms. Finally, the interpretation of the variable government expenditure must take into account the ideological bias of the government and its budget management.In the case of Colombia, this bias is defined by some as neoliberal (Robledo, 2007), while other authors describe it as neo-populist (Galindo, 2007). It is interesting to note here that in spite of government efforts to weaken and destroy the guerrillas, there have been a series of attacks from these groupsdemonstrating that, tactically and strategically, they maintain their operational capabilities, and a possible military defeat is not yet in sight. 4.2.2 Sri Lanka: The bad ‘‘Tillian’’ student with good grades Sri Lanka appears to be less a ‘‘Tillian’’ war than Colombia,but can also be construed as a successful ‘‘Tillian’’ war. For example, the size of the military forces is not as substantial as in the Colombian case, but the size of the military increased during the years of the offensive (20072009). Interestingly, the size of military forces is smaller than in themid-1990s or early 2000s (see figure 4.3). This statistic demonstrates a qualitative change in the capabilities of the Sri Lankan forces. As the SIPRI Arms Transfers Database shows, the Sri Lankan army improved their weaponry, buying, over the course of the decade as many as 65 aircraft and 143 armoured vehicles. At last the military strength of the Sri Lankan forces became incontestable, and they destroyed, killed or captured most of the LTTE forces.The strengthening of the Sri Lankan armed forces isthus clearly indisputable. 29 Figure4.3 Size of the military forces and revenue in Sri Lanka 19 17 250000 15 200000 13 150000 11 100000 9 50000 7 2010 2008 2006 2004 2002 2000 1998 1996 1994 1992 2008 2006 2004 2002 2000 1998 1996 1994 1992 1990 1990 5 0 SRI LANKA GOVENRMENT EXPENDITURE AS % OF THE GDP SIZE OF MILITARY FORCES SRI LANKA Source: Worldbank2011, data retrieved from <http://data.worldbank.org/country/> Figure4.4 Revenues25and taxes on income in Sri Lanka 18 19 17.5 18 17 17 16.5 16 16 15 15.5 14 15 13 14.5 2008 2007 2006 2005 2004 2003 2002 2009 2008 2007 2006 2005 2004 2003 2002 2001 2001 12 14 TAXES ON INCOME PROFITS AND CAPITAL GAINS SRI LANKA % OF REVENUE SRI LANKA REVENUE Source: Worldbank 2011, data retrieved from <http://data.worldbank.org/country/> 25Revenue is cash receipts from taxes, social contributions, and other revenues such as fines, fees, rent, and income from property or sales. Grants are also considered as revenue but are excluded here. 30 In this particular case, an understanding of state presence in terms of government expenditure or strength of military forces seems to best fit the definition of a ‘‘Tillian’’ war. Having dramatically increased in the years in which the government carried out military offensives, government expenditure decreased sharplyafter the defeat of the LTTE. The role of taxation seems to oppose ‘‘Tillian’’ logic. For example, when analysed, the revenues of the country appear to have a decreasing tendency (Figure4.4). However, when we compare this with the percentage of the revenues that come from taxes on income and capital gains, revenues have an increasing tendency, showing higher taxation (in proportion and in amount) which could illustrate a stronger taxing bureaucracy. It would be premature to analyse or predict the longevity of peace in Sri Lanka, as only 2 years have passed since the ‘end’ of the war.Studies usuallyanalyse the recurrence of war over a period of five yearsafter the end of hostilities, and this variable can therefore not be assessed. It is necessary to point out that the peace achieved in Sri Lanka can be defined as a negative peace (see section 4.3) (Galtung, 1967). 4.2.3 In summary: can Colombia and Sri Lanka be described as ‘successful’ ‘Tillian’ wars? Contrary to the arguments of some authors (Kaldor, 1999 on Sanin, 2009), ‘‘Tillian’’ wars are possible, and are a reality in a globalized world.The cases of Sri Lanka and Colombia are, to some extent, particular cases that obey Tilly’s theory. In either case it is noteworthy that the decision to choose the military option was marked by uncertainty and unclear results (Kanheman, 2003). In terms of scale, Colombia has exerted a greater effort, but has not achieved the same results as Sri Lanka. Therefore, there are elements beyond the three described by Tilly that must be incorporated intoour comprehension of the effectiveness of the all-out war theory. Such elements, among others, are; the nature of the insurgency, thetactics used by the insurgents, their structure,their adaptability and the terrain on which the war is fought. In the case of Colombia, dramatic changes in the nature of the tactics used ‘rebalanced’ the stakes against a possible military victory. In the case of Sri Lanka, where the government managed to achieve victory, as the LTTE never changed their strategies, and the military might of the army was sufficient to defeat the LTTE forces in a smaller area (see table 2.1). In terms of other development variables, we can observe results that raise questions about the success of the outcomes of the war. Independent of the outcome, any analysis must not forget that the definition of success for a war must be political, not economic (Medina, 2008: 709). For example, if we analyse the GDP growth, both countries are atypical. Sri Lanka’s economy showed an average growth of 4.5% prior to war, but a wartime growth of 4.8% (Worldbank, 2011). In the case of Colombia, growth was at4,23% before the military escalation, compared to4,37% in war times. In the case of Sri Lanka, the peace dividend appears to be higher than predicted- the expected peace dividend after peace has been achieved is 1% (Hoeffler, 2009). In 2010, Sri Lanka’s GDP growth was higher than 8%.Therefore, on a descriptive analysis basis, it appears that the military escalation positively affected the GDP. In practice, it is difficult to separate security and development agendas (Murshed, 2011), and military victories or military campaigns are related to particular development projects. As development (or its failure) may itself be a cause of violence (Abeyrane, 2004; Murshed, 2011) it is necessary to assess the development models embraced in both countries. 31 4.3 Death (practice): Is war producing a particular model of development and state making? In both Sri Lanka and Colombia, during and after the military escalation, a new development model was established. The model in both cases is a top-down take on development (Höglund, 2010: 371), that seeseconomic growth as central for development. This is a by-product of the way the all-out war conceives of victory and frames development. It could be defined as a ‘liberal peace’ model, in which governments focus on security as a precondition for economic growth and development (Colombia), where economic growth and stabilization are sought as a consolidation of victory (Goodhand, 2010:346), and where grievances are reduced to an economic element (Sri Lanka). As a military victory is not yet foreseeable for Colombia, it is difficult to contrast pre-war and the post-warenvironments. Part of the strategy to weaken the insurgent forces, besides the strengthening of the military, is to provide education, electricity,shelterand water in conflict areas in means similar way to Sri Lankan post-conflict policies (Goodhand, 2010: 346). This approach to post conflict development disregards the facts that inequality could have played a role in the outburst of conflict itself (Cramer, 2003), and that the possibility of increased inequalities can refuel or create new grievances, thus fostering new conflicts or reigniting existing ones (Steenkamp, 2011: 636; Murshed, 2011). Some authors refer to such exercises, which forget that the involvement of the parties affected by new policies is necessary to achieve a sustainable arrangement(Ahmed, 2005: 169), as ‘power building’ (Goodhand, 2010).These exercises of peace building can be framed as examples of a liberal peace model. 4.3.1 The ‘liberal peace’ Both Colombia and Sri Lanka can be analysed as different examples of an implemented‘liberal peace’model. However, according to the Kantian definition of a liberal model, I would argue that they are non-liberal development models. For Doyle (1983),the model can be understood as a process in which a post–conflict country seeks to promote a market economy, strong political rights, political liberties and polities that are externally sovereign. Doyle later presents an alternative definition, where human security replaces sovereignty. The idea is simple; if a society wants to avoid conflict, it should embrace the ‘liberal’ principles(Doyle, 2005). Despite the fact that liberal peace was initially used to explain peace among nations, the concept has expanded, and been applied in an intra-state framework (Murshed, 2009)with widespread use (Salih, 2009). Opinions regarding the role of the liberal peace model and conflict are mixed, and some authors (Salih, 2008) argue that it is a process of economic and political liberalization, not focused on the social conditions of the population. Also, in some cases, the model has produced destabilizing effects that undermined the consolidation of peace. Other authors(Paris, 2010: 341) argue that the liberal peace has worked in some particular contexts, such as Salvador. It can be asserted that ‘liberal peace’alone is not sufficient to achieve positive peace (Galtung, 1967) in a post-conflict society, where democratization and marketization were believed to be magical formulae (Paris, 2010: 338).In practice, the all-out war can be framed as a deliberate design for theconsolidation of peace, which appears to be informed by some of the elements of Doyle’s definition (Murshed, 2009). The importance of liberal peace in understanding the all-out war practice is a by-product of the common practices shared by both approaches. Both prioritize economic growth and the presence of political rights. In Colombia and Sri Lanka, liberal peace models had previously been im32 plemented, in Sri Lanka as part of the peace process in 2002 and in Colombia in relation to the 1991 constitution. In Colombia the model was implemented as a means to opening the economy and political system, and increasing public investment. In Sri Lanka its implementation during the peace process of 2002 received strong opposition, as it was opposed to the statism and welfarismof the country’s reforms (Stokke, 2009: 936). 4.3.2 The illiberal peace? I argue that both countries embraced models that can be defined as ‘illiberal peace development models’; they are ill-liberal in the sense that they do not fulfil the requisites of Doyle’s (2005) approach. In order to asses this, economic openness, the political terror scale and the percentage of debt to GDP will be assessed as proxy variables (see section 4.1) for analysing the promotion of a market economy, political rights, civil liberties and sovereignty (see figures 4.5, 4.6 and 4.7). Figure4.6 Economic openess26 Figure4.5 Government Debt 70 68 66 64 62 60 58 56 54 52 60.00 50.00 2009 2007 2005 2003 2001 40.00 Colombia Central government debt, total (% of GDP) SRI LANKA 2010 70.00 COLOMBIA 2008 80.00 2000 90.00 2006 Sri Lanka Central government debt, total (% of GDP) 2004 100.00 2002 110.00 Source: The Heritage Foundation and The Wall Street Journal Index of Economic Openness. Data Retrieved from <http://www.heritage.org/index/Ranking.aspx> Source: Worldbank 2011, data retrieved from <http://data.worldbank.org/country/> As a share of its GDP, Sri Lanka has reduced its debt,thereby increasing its sovereignty. However, the country has embraced a different model of liberal peace, as their economic openness is reduced and the terror has increased. This arrangement shows signs of being a nationalistic modelthat could be described as an authoritarian regime with some good ‘development’ indicators. Both countries are alsoilliberal democracies according to Doyle (1998;2005), and in spite of improvements in some areas, certain negative features outweigh the gains of democracy, sovereignty, or civil rights. Regardless, it can be asserted that in both cases these models share a notion of development that centres on and is informed mostly by economic improvement as a common pattern, that relies on a top-down definition of development and is a by-product of reducing grievances to a mere economic proxy. 26The higher the score the more open is an economy. The variable is on a scale between 0 and 100. 33 Figure4.6 Political terror scale for Colombia and Sri Lanka27 5.5 5.0 4.5 4.0 3.5 COLOMBIA 3.0 SRI LANKA 2009 2008 2007 2006 2005 2004 2003 2002 2001 2000 2.5 Source: Political Terror 2011Retrieved from <http://www.politicalterrorscale.org/> Figure4.7 Displaced population of Colombia 4500000 4000000 3500000 3000000 2500000 2000000 IDP's COLOMBIA 1500000 1000000 500000 2010 2009 2008 2007 2006 2005 2004 2003 2002 2001 2000 0 Source: UNCHR statistical population database 2011 This raises the question of the real chances of achieving success without the support of the population (Richmond on Paris, 2010). Sri Lanka and Colombia appear to be emerging as governments without a strong social contract, where economics seems to outweigh other notions of development, an outlook which forgets that real peace requires reconciliation. As a bridge between these gaps, I propose that these notions of development (informed by agent based theories and the liberal peace practice) should also embrace Doyle’s interest in involving human security as a variable (2005). This is because human security argues that security (central to the all-out war perspective) should emerge and refer to the individual. This concern is therefore linked with agent based the27A yearly report measuring physical integrity rights violations worldwide. The PTS measures levels of political violence and terror that a country experiences in a particular year based on a 5-level ‘terror scale.’ The data used in compiling this index comes from two different sources: the yearly country reports of Amnesty International and the U.S. State Department Country Reports on Human Rights Practices. Thehigher the value, the higher the terror and political violence. 34 ories, and allows a broader perspective on the possible consequences of all-out war. It can also incorporate elements that tackle the consequences of the military campaign, such as the decrease in political freedom (figure 4.6) IDP’s (see figure 4. 7), or some the negative externalities of war and their costs (Sanin, 2009). 4.4 Conclusion: Biases and implications “Men are disturbed not by things, but by the view which they take of them.” Epictetus Our epistemological biases determinewhat we see and how we analyse it; all-out war is not an exception, and, as this chapter has shown, there are assumptions and pitfalls linked with the nature of the methodologies and biases implicit in the approach to the study of civil wars. Given that no theory is perfect, it is unfair to dismiss a theory as bad per-se. However, the real problem emerges when we forget the nature of the methodologies we use and the biases/problems these entail. The Colombian and Sri Lankan conflicts have embracedall-out war with different results. As mentioned in chapter three, Sri Lanka seems to be a more successful case, but their success does not fit a ‘‘Tillian’’ process of state construction. On the other hand, Colombia, which can be seen as a perfect ‘‘Tillian’’ example,albeit with many negatives and difficulties, is being praised as a possible solution to face the challenges of the war in Afghanistan (Wolfovitz, 2011). ‘Tillian’ war exists, in spite of the hypothesis of Kaldor (1999). However, it is interesting to note that in both case countries, the conflict is dominated by intra-national dynamics. Therefore, in these particular conflicts, Kaldor’sargument might still be said to apply. Particular illiberal peace development models with different policies have been implemented in both countries, but in both the market has been seen as an element central to development. These models have focussed on the improvement of economic conditions, and neglected other possible approaches to development. Regardless of the approach employed towards state making, it is necessary to understand the role of development in state making and war making. These approaches haveseveral consequences for development which can be difficult to trace. It is therefore necessary to use an ‘agent-based development’ system for an agent based theory. The notion of ‘agent-based development’ should embrace a human development/human security perspective, because this approach could prove useful in guaranteeing development that can support and consolidate peace, at the same time creating legitimacy for the government. 35 Chapter 5. Conclusions and reflections This research approached the study of the all-out war policy and its operation in two countries that could be described as classical protracted conflicts. As war is part of a policy making process in several countries in the world (especially in those with civil wars), understanding these two cases can provide information on a particular means of ensuring state presence. Nocivil war analysis can be separated from a detailed analysis of its environment, which allows for the comprehension of particular dynamics affecting decision making processes. As documented in chapter two, the call for a military option to achieve peace emerged within the boundaries of the nations, as a different means to approach for the quest for ‘peace’. War itself is unpopular, and can only be justified after failed attempts at conducting a peace settlement. In both case countries, peace settlements failed for myriad reasons, such as poor negotiation skills, instrumentalization of the peace process itself, lack of compromise and commitment from the parties. Most importantly, there was a lack of real involvement from civil society and other political parties, which kept the peace processes captive from particular agendas, and eroded the possibility of broad public support and commitment for peace. It can be said that war emerged as the governments were unable to settle internal political and societal disputes, and not simply because there was a chance of profiting from war. For the irregular groups waging war, their ability to find funding has been an important element explaining their continued existence despite changes inthe international landscape. While the interest in profit certainly played a role in the emergence of the war, it was not by itself sufficient cause for conflict. Discourses have been instrumentalized for consolidating or justifying war in both countries. Interestingly, the demonization of the armed groups has been instrumental in building up this public support. The post 9/11 environment created a perfect framework in which justify the war as legitimate in an international and intra-national context. I argue that the Colombian and Sri Lankan cases present a new breed of peace, as seen in the work of Kaldor (1999). I also argue thatpost 9/11 discourse has constructed a series of strong conceptual blinders. The truth is that war, by definition, has always been savage, and its idealization in discourse and the media will notassist conflict resolution and conflict studies. Both countries have followed their own versions of what could be called a ‘‘Tillian’’ war, arguing the necessity of strengthening the state and achieving a monopoly of force. In both cases, the countries have displayed elements consistent with the theory, but also adaptations of the theory particular to their context. If the Colombian and Sri Lankan models achieve a stability that appeases their population as well as their political elites, we may be entering into the age of a “new peace” model which bases its peace seeking operations on the idea of force and state strengthening. These‘‘Tillian’’ wars emerged after failed peace processes, but the particular reasons for the failure of peace processes in each case can shed light on the conflict resolution area, and can prove useful to future peace processes. A ‘Tillian’ war is easily justified in the framework of a purely greed-driven enemy, but when other motivations exist, we face the problem of confusing means and ends, tactics and strategies, and executing policies informed by this confusion. The investigation found that,contrary toKaldor’s theories, in a post-globalization planet, ‘‘Tillian’’ warsdo exist,and can succeed. Their existence is particularly related to illiberal peace development models. These ‘development’ models considerthe improvement of economic con- 36 ditions of persons as central to their approachand important to the post-conflict reconstruction effort. War itself does not guarantee a military victory; as the Colombian case shows, the organizational nature and adaptability of the armed groups, together with strategic natural safehavens (Wolfovitz, 2011) can make a decisive military victory difficult. These approaches’consequences for development will be determined by the epistemological and ontological biases which we adopt, so in order to do a proper assessment of the consequences of these policies, it is also necessary to reflect on the biases that inform our notions of what development is. This study could not find strong evidence to support the idea of higher structural violence. 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